Petition for Writ of Certiorari — Daniel P. McKinney, Petitioner v. John R. Kasich, Governor of Ohio, et al.
Supreme Court briefApr 3, 2018
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APPENDIX
NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
No. 16-3344
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
FILED
Sep 29, 2017
DEBORAH S. HUNT, Clerk
DANIEL P. MCKINNEY,
Plaintiff-Appellant,
ON APPEAL FROM THE UNITED
STATES DISTRICT COURT FOR
THE SOUTHERN DISTRICT OF
OHIO
V.
JOHN R. KASICH, Governor, et al.,
Defendants-Appellees.
ORDER
Before: ROGERS, GRIFFIN, and KETHLEDGE, Circuit Judges.
Daniel P. McKinney, a pro se Ohio prisoner, appeals a district court judgment dismissing
his civil rights complaint filed pursuant to 42 U.S.C. §§ 1983, 1985, and 1986, as well as state
law. This case has been referred to a panel of the court that, upon examination, unanimously
agrees that oral argument is not needed. See Fed. R. App. P. 34(a).
In May 2015, McKinney sued Ohio Governor John R. Kasich; Director Gary Mohr of the
Ohio Department of Rehabilitation and Corrections ("ODRC"); ODRC Chief Inspector Roger
Wilson; former ODRC Chief Inspector Gary Croft; former ODRC Health Care Administrators
Cindy Lawson and Kristine Edwards; the former Ohio State University Medical Center
("OSUMC") Director; Institutional Inspector Joanna Factor for the Allen/Oakwood Correctional
Institution ("AOCI"); ODRC contract physicians Chai-Lin, Perez, and Payne; ODRC Assistant
Health Care Administrator Rable; and ODRC legal consultant/contractor Anne B. Strait.
No. 16-3344
-2McKinney sued the defendants in both their individual and official capacities, claiming that they
violated his Eighth Amendment rights and state law by conspiring to deny him access to certain
diagnostic procedures and adequate medical treatment for a knee injury he suffered prior to his
incarceration.
McKinney alleged that staff at the Lebanon Correctional Facility began treating his knee
injury in 2004, and that they provided him with prescription medication for his injury but
declined to conduct additional diagnostic examinations on his knee, even though he had provided
defendant Lawson with the results of a previous MRI showing structural damage to his knee. He
alleged that Lawson declined to include the MRI in his medical file and declined to approve
follow-up procedures and diagnostic tests. In 2012, medical staff at AOCI saw McKinney for
complaints related to his knee injury, but declined to conduct additional diagnostic exams.
Thereafter, McKinney alleged that he fell as a result of his knee injury, and that his knee was
"visibly grotesquely swollen." AOCI staff diagnosed his knee as arthritic, but did not conduct an
x-ray until several days later. He alleged that staff ignored his initial request for medical
treatment, but that he was eventually seen by medical staff two days after his March 24, 2014
request for medical treatment. Staff provided him with Ibuprofen, prescribed exercise and rest,
but declined to conduct any other diagnostic procedures or medical treatment. In addition,
defendant Perez allegedly advised McKinney that ODRC policy restricted inmates over forty
years old from receiving specialized medical diagnostic services and treatment, including
referrals to orthopedic specialists, specialized diagnostics, and corrective surgery. McKinney
filed a grievance that defendant Factor denied in April 2014. In May 2014, McKinney again fell
due to his knee condition and allegedly injured his arm, shoulder, and head. However, prison
staff allegedly ignored his formal request for medical treatment.
The defendants moved to dismiss the complaint and McKinney opposed the motion. A
magistrate judge filed two reports recommending that the district court grant the defendants'
motions to dismiss, reasoning that: (1) defendant Straight was entitled to prosecutorial immunity
for her role in preparing a motion for summary judgment in connection with McKinney's
medical malpractice claim in the Ohio Court of Claims (McKinney v. ODRC, Case No. 2014-
No. 16-3344
-300571); (2) defendant Payne was entitled to witness immunity for his role in providing an
affidavit in support of the motion for summary judgment that Straight prepared; (3) the RookerFeldman' doctrine barred McKinney's attempt to overturn the Ohio Court of Claims' ruling that
McKinney received adequate medical care; (4) McKinney's claims against the defendants in
their official capacities as state officials were not cognizable under. § 1983; (5) McKinney failed
to state a claim upon which relief could be granted against defendants Kasich, Mohr, Croft,
Wilson, Strait, Payne, Perez, Edwards, and the OSUMC Director in their individual capacities
because he did not state that they were personally involved in the alleged misconduct;
(6) McKinney failed to state an Eighth Amendment claim because the record reflects that he
received at least some medical treatment; (7) McKinney failed to state a claim for relief under
§§ 1985 and 1986 because he offered nothing more than conclusory assertions that the
defendants acted in concert; and (8) McKinney failed to allege a viable state-law claim against
the defendants in their individual capacities because he did not show that the Ohio Court of
Claims had determined that the defendants were not entitled to immunity under Ohio Revised
Code § 9.86. The district court overruled McKinney's objections, adopted the magistrate judge's
recommendations, and granted the defendants' motions to dismiss.
On appeal, McKinney argues that the district court erred when it dismissed his complaint
under Rule 12(b)(6) because: (1) McKinney's deliberate-indifference claim was not barred by
the Rooker-Feldman doctrine because he was not appealing the Ohio Court of Claims' ruling that
he had received adequate medical care; (2) defendant Straight was not entitled to prosecutorial
immunity and defendant Payne was not entitled to witness immunity because they conspired to
deprive him of adequate medical treatment by falsifying documents presented to the Ohio Court
of Claims; (3) he sufficiently stated claims against the defendants in their official capacities
because he alleged that they denied him adequate medical treatment based on a policy or custom
to deny forty-year-old inmates specialized medical treatment; (4) he sufficiently stated claims
against the defendants in their individual capacities because he alleged that they knowingly
'Rooker v. Fid. Tr. Co., 263 U.S. 413 (1923); D. C. Court of Appeals v. Feldman, 460 U.S. 462
(1983).
No. 16-3344
-4acquiesced in the denial of adequate medical treatment; (5) he established that the defendants
provided "woefully inadequate" medical treatment and the district court focused solely on his
knee injury without addressing his claim that he was denied treatment for injuries to his back,
head, and shoulder; and (6) he established the required elements for pursuing conspiracy claims
under §§ 1985 and 1986. McKinney does not challenge the district court's determination that his
state-law claims against the defendants were barred by the personal immunity provided to state
employees set forth in Ohio Revised Code § 9.86. Therefore, that issue is abandoned and will
not be reviewed. See Post v. Bradshaw, 621 F.3d 406, 413-14 (6th Cir. 2010); Grace Cmly.
Church v. Lenox Twp., 544 F.3d 609, 618 n.1 (6th Cir. 2008).
We review de novo a district court's dismissal under Federal Rule of Civil Procedure
12(b)(6). Winget v. JP Morgan Chase Ban/c, N.A., 537 F.3d 565, 572 (6th Cir. 2008). To avoid
dismissal for failure to state a claim, "a complaint must contain sufficient factual matter,
accepted as true, to 'state a claim to relief that is plausible on its face." Ashcroft v. Iqbal, 556
U.S. 662, 678 (2009) (quoting Bell All. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). "A claim
has facial plausibility when the plaintiff pleads factual content that allows the court to draw the
reasonable inference that the defendant is liable for the misconduct alleged." Iqbal, 556 U.S. at
678.
We need not address the district court's conclusion that McKinney' s federal claims were
barred by the Rooker-Feldman doctrine.
We may affirm for the alternative reasons relied on by the district court, and a review of
the record before the district court reflects that McKinney failed to state a deliberate-indifference
claim against the defendants. An Eighth Amendment violation occurs if a prison official acts
with deliberate indifference to a prisoner's serious medical needs. Estelle v. Gamble, 429 U.S.
97, 104 (1976); Dominguez v. Corr. Med. Servs., 555 F.3d 543, 550 (6th Cir. 2009). The
question of whether a prison official acted with deliberate indifference has both an objective and
a subjective component. Comstock v. McCrary, 273 F.3d 693, 702 (6th Cir. 2001). To satisfy
the objective component, a prisoner must show the existence of a "sufficiently serious" medical
need. Farmer v. Brennan, 511 U.S. 825, 834 (1994). To satisfy the subjective component, a
No. 16-3344
-5prisoner must show that the defendant knew that the inmate faced "a substantial risk of serious
harm and disregard[ed] that risk by failing to take reasonable measures to abate it." Id. at 847.
McKinney alleged that the defendants violated his rights under the Eighth Amendment by
failing to provide him with specialized treatment concerning his knee condition, including failing
to provide him with an MRI or CT scan, an arthroscopic exam, or a referral to an orthopedic
specialist. However, he acknowledged that Dr. Chai-Lin saw him on at least two occasions
following requests for medical attention related to his knee condition. Dr. Chai-Lin examined
McKinney on February 12, 2014, ordered or reviewed an x-ray, and diagnosed him with arthritis.
Dr. Chai-Lin examined McKinney again on March 26, 2014, and prescribed ibuprofen, exercise,
and rest. In addition, the defendants submitted a report prepared by Dr. Payne, who had
reviewed McKinney's medical records from 2004-2014. Dr. Payne opined that McKinney had
received reasonable medical care, including "medical examinations, X-rays, anti-inflammatory
and analgesic medications, knee support devices, activity limitations and accommodations and
numerous follow-up evaluations." McKinney does not dispute that he received the treatment
described by Dr. Payne. Rather, he argues that he should have been provided with additional
"specialized" treatment and a referral to an orthopedic specialist. McKinney' s argument that the
defendants subjected him to "woefully inadequate" treatment and that they should have provided
additional diagnostic tests or different types of treatment essentially amounts to allegations of
medical malpractice or negligent diagnosis. A plaintiff's challenge to the adequacy of the
medical treatment he received does not state a claim upon which relief can be granted. See
Graham ex rel. Estate of Graham v. Cly. of Washtenaw, 358 F.3d 377, 385 (6th Cir. 2004).
McKinney argues that the district court failed to address his claim that he was not treated
for injuries to his back, head, and shoulder. However, the record reflects that McKinney was
prescribed anti-inflammatories and analgesic medications for these conditions. As with his
claims concerning his knee condition, McKinney has not alleged facts sufficient to establish that
the defendants failed to provide at least some treatment for these other injuries.
Next, the district court properly dismissed McKinney' s claims against defendants Strait
and Payne. McKinney named Strait as a defendant because she prepared a motion for summary
No. 16-3344
-6judgment in defense of medical-treatment claims he presented in the Ohio Court of Claims. He
argued that the motion and documents presented in support of the motion contained falsified and
misrepresented facts. He also alleged that defendant Payne submitted an affidavit in support of
the motion for summary judgment that contained falsified material facts. Despite McKinney's
argument that these actions were taken in furtherance of an alleged conspiracy to deny him
adequate medical treatment, Strait was entitled to immunity for her role as an advocate when she
presented the state's defense during McKinney's state lawsuit. See Imbler v. Pachtman, 424
U.S. 409, 431 (1976); Spurlock v. Thompson, 330 F.3d 791, 798 (6th Cir. 2003). Likewise,
defendant Payne was entitled to immunity for his role as an expert witness during the legal
proceedings in the Ohio Court of Claims. See Spurlock v. Satterfield, 167 F.3d 995, 1001 (6th
Cir. 1999).
The district court properly dismissed McKinney's claims against the defendants in their
official capacities. State officials are not considered persons for the purpose of a § 1983 claim
when sued in their official capacity for monetary damages. See Will v. Mich. Dep 't of State
Police, 491 U.S. 58, 71(1989). Even though McKinney alleged that defendants Chai-Lin and
Perez informed him that ODRC maintains a policy that denies specialized medical treatment to
inmates over forty years old, he has not identified any such ODRC policy governing medical
treatment available to inmates over forty years old. Moreover, he has not alleged facts indicating
that Governor Kasich, ODRC Director Mohr, Chief Inspectors Wilson or Croft, ODRC Health
Care Administrators Lawson and Edwards, or AOCI Institutional Inspector Factor adopted any
policy denying specialized treatment to inmates over forty.
The district court properly dismissed McKinney's individual-capacity claims against
Kasich, Mohr, Croft, Wilson, Strait, Payne, Perez, Edwards, and the OSUMC Director.
McKinney argues that the defendants can be held liable in their individual capacities because
they knowingly acquiesced in the denial of adequate medical treatment. However, his claims
were properly dismissed because McKinney did not allege that these defendants were personally
involved in his medical care or that they made any decisions to deny him medical treatment. See
Grinter v. Knight, 532 F.3d 567, 575-76 (6th Cir. 2008). Furthermore, although McKinney
No. 16-3344
-7argued that these defendants failed to take action after being advised of the alleged denial of
adequate medical treatment, the failure to act does not impute liability to a prison official. See
Shehee v. Luttrell, 199 F.3d 295, 300 (6th Cir. 1999).
Finally, the district court properly dismissed McKinney's claims under §§ 1985 and
1986. In order to state a § 1985 claim, McKinney was required to allege the existence of: "(1) a
conspiracy; (2) for the purpose of depriving, either directly or indirectly, any person or class of
persons of the equal protection of the laws, or of equal privileges or immunities of the laws;
(3) an act in furtherance of the conspiracy; (4) whereby a person is either injured in his person or
property or deprived of any right or privilege of a citizen of the United States." See Vakilian v.
Shaw, 335 F.3d 509, 518 (6th Cir. 2003) (quoting United Bhd. of Carpenters & Joiners of Am.,
Local 610 v. Scott, 463 U.S. 825, 828-29 (1983)). McKinney failed to sufficiently allege the
existence of a conspiracy. "It is well-settled that conspiracy claims must be pled with some
degree of specificity and that vague and conclusory allegations unsupported by material facts
will not be sufficient to state such a claim." Spadafore v. Gardner, 330 F.3d 849, 854 (6th Cir.
2003) (quoting Gutierrez v. Lynch, 826 F.2d 1534, 1538 (6th Cir. 1987)). Despite McKimiey's
conclusory assertion that the defendants conspired to deprive him of specialized medical
treatment based on his age, he failed to allege facts sufficient to indicate "any sort of 'meeting of
the minds' or to link any of the alleged conspirators in a conspiracy to deprive him of his civil
rights." See Amadasu v. The Christ Hosp., 514 F.3d 504, 507 (6th Cir. 2008). The district court
properly determined that McKinney failed to state a claim under § 1986, which "is designed to
punish those who aid and abet violations of § 1985." See Haverstick Enters. v. Fin. Fed. Credit,
Inc., 32 F.3d 989, 994 (6th Cir. 1994) (quoting Browder v. Tipton, 630 F.2d 1149, 1155 (6th Cir.
1980)).
Accordingly, we AFFIRM the district court's judgment.
ENTERED BY ORDER OF THE COURT
4Z5;t~uw
Deborah S. Hunt, Clerk
No. 16-3344
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
FILED
Jan 03, 2018
DEBORAH S. HUNT, Clerk
DANIEL P. McKINNEY,
Plaintiff-Appellant,
AA
ORDER
JOHN R. KASICH, GOVERNOR, ET AL.,
Defendants-Appellees.
BEFORE: ROGERS, GRIFFIN, and KETHLEDGE, Circuit Judges.
The court received a petition for rehearing en banc. The original panel has reviewed the
petition for rehearing and concludes that the issues raised in the petition were fully considered
upon the original submission and decision of the case. The petition then was circulated to the
full court. No judge has requested a vote on the suggestion for rehearing en banc.
Therefore, the petition is denied.
ENTERED BY ORDER OF THE COURT
IhJ,4Z(
Deborah S. Hunt, Clerk
Case: 2:15-cv-02043-ALM-EPD Doc #: 44 Filed: 03/25/16 Page: 1 of 17 PAGEID #: 497
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
DANIEL P. MCKINNEY,
: Case No. 2:15-cv-2043
Plaintiff,
JUDGE ALGENON L. MARBLEY
V.
GOVERNOR JOHN R. KASICH, et. al.
: Magistrate Judge Deavers
Defendants.
OPINION & ORDER
This matter is before the Court for consideration of Plaintiff's Objections to the
November 23, 2015 Magistrate Judge's Report and Recommendation (Doc. 36), and Plaintiff's
Objections to the November 24, 2015 Magistrate Judge's Report and Recommendation (Doc.
37). Upon independent review by the Court, and for the reasons set forth below, Plaintiff's
Objections are hereby OVERRULED. The Court ADOPTS the Magistrate Judge's November
23, and November 24, 2015 Reports and Recommendations. Accordingly, Plaintiff's case is
DISMISSED.
I. BACKGROUND
In 2004, Plaintiff, a state inmate proceeding pro Se, began receiving medical treatment
from the Defendants for a knee injury arising from a June 2003 automobile accident. (Doc. 3 at
5.) Plaintiff alleges that the Ohio Department of Rehabilitation and Correction ("ODRC") staff at
the Lebanon Correctional Institution provided him with prescription medication for his knee
injury but conducted no further diagnostic examination or medical treatment when he
complained of pain. (Id.) Plaintiff further alleges that he provided Defendants with the results of
a previous MRI examination showing the extent of the injury that had resulted from the 2003
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automobile accident, but that Defendants refused to include these results in his medical file. (Id.
at 6.) According to Plaintiff, medical staff at ODRC Allen/Oakwood Correctional Institution
("AOCI") saw him on December 27, 2012 for complaints related to his knee and Defendants
again failed to conduct diagnostic exams or administer other medical treatment. (Id.)
Plaintiff states that on February 12, 2014, while at AOCI, he fell as a result of his knee
injury. Id. Plaintiff states that after the fall in which he "felt his left knee snap," he could not
walk under his own power and experienced "extreme pain and suffering." (Id.) Plaintiff further
states that the duty officer refused to allow him to be seen by medical personnel at the facility
without a formal medical services request. (Id.) Plaintiff says he was then allowed to see AOCI
medical staff after another officer observed his knee. (Id.) According to Plaintiff, medical staff
attributed his knee problems to arthritis and did not conduct an x-ray "until several days later" or
perform any other diagnostic procedures. (Id.)
On March 14, 2014 Plaintiff alleges that his knee developed "a huge bulge on the left
side" and "became grotesquely swollen." (Id. at 7.) Plaintiff states that he submitted a formal
request for medical treatment to which Defendants did not respond. (Id.) Plaintiff claims that he
submitted another formal request on March 24, 2014 and was finally seen two days later. (Id.)
According to Plaintiff, the medical staff "prescribed Ibuprofen, exercise and rest" but otherwise
failed to provide any medical treatment. (Id.)
Plaintiff claims that Defendant Perez, an ODRC contract physician, told him that "due to
Plaintiff being over the age of forty (40) and the costs associated with the overcrowded
conditions of ODRC prisons, ODRC adheres to the policy of restricting ODRC prisoners of
Plaintiffs age class (i.e. over 40) from specialized medical diagnosis and treatment, including
referrals to orthopedic specialists, specialized diagnosis and corrective surgical treatment for
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musculoskeletal injuries similar to Plaintiffs left knee and shoulder injuries." (Id.) According to
Plaintiff, he filed a grievance alleging inadequate medical care, which Defendant Factor denied
on April 17, 2014 on the basis of insufficient evidence. (Id. at 7-8.) Plaintiff appealed on April
21, 2014. (Id. at 8.)
Plaintiff states that on May 16, 2014 his knee again gave way and caused him to fall,
injuring his arm, shoulder, and head. Id. Plaintiff claims that, again, he made a formal request for
medical treatment and to date has not received adequate diagnosis or treatment of his injuries.
(Doc. 3 at 8-9.)
Plaintiff alleges that Defendants have conspired in their failure to provide for immediate
and responsive medical care and have been deliberately indifferent to his serious medical needs.
He brings a claim under 42 U.S.C. § 1983, contending that Defendants have violated his right to
be free of cruel and unusual punishment under the Eighth Amendment and his right to equal
protection of the laws under the Fourteenth Amendment. He also brings claims under state tort
laws. (Doc. 3 at 2, 10.) Plaintiff seeks $2.5 million jointly and severally against Defendants for
their alleged deliberate indifference. (Doc. 3 at. 11.) Additionally, Plaintiff seeks declaratory
relief and punitive damages of $250,000.00 each against Defendants Governor Kasich, Mohr,
Wilson, Croft, Payne, Strait, Factor, Payne, and Ohio State University Medical Center Director
Jane/John Doe. Id.
The Magistrate Judge issued a Report and Recommendation (Doe. 36) recommending
that the motions to dismiss of Defendants Strait, Payne, Kasich, Mohr, Factor, Croft, Wilson,
Perez, Edwards, Lin, Rable, and OSUMC Director Doe be granted for failure to state a claim for
relief under Federal Rule of Civil Procedure 12(b)(6). The Magistrate Judge issued a second
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Report and Recommendation recommending that Plaintiffs' claims against Defendant Lawson be
dismissed for failure to state a claim for relief (Doe. 37.) Plaintiff objected to both.
II.
STANDARD OF REVIEW
When a party objects to a magistrate judge's report and recommendation on a dispositive
matter, the district judge "must determine de novo any part of the magistrate judge's disposition
that has been properly objected to." Fed. R. Civ. P. 72(b)(3); see also 28 U.S.C. § 636(b)(1).
After review, the district judge "may accept, reject, or modify the recommended disposition;
receive further evidence; or return the matter to the magistrate judge with instructions." Fed. R.
Civ. P. 72(b)(3). General objections are insufficient to preserve any issues for review: "[a]
general objection to the entirety of the magistrate [judge]'s report has the same effects as would a
failure to object." Howard v. Sec'y of Health & Human Servs., 932 F.2d 505, 509 (6th Cir. 1991).
Nevertheless, the objections of a petitioner appearing pro se will be construed liberally and held
to less stringent standards than documents drafted by lawyers. See Erickson v. Pardus, 551 U.S.
89, 94 (2007) (per curiam).
In order to state a claim upon which relief may be granted, a plaintiff must satisfy the
pleading requirements of Federal Rule of Civil Procedure 8(a). Rule 8(a) requires that a
complaint set forth "a short and plain statement of the claim showing that the pleader is entitled
to relief," as well as "a demand for the relief sought." Fed. R. Civ. P. 8(a)(2), (3). The purpose
of Rule 8 is to "give the defendant fair notice of what the.
. .
claim is and the grounds upon
which it rests." Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007) (internal quotation
marks and citation omitted). While this notice pleading standard does not require detailed
factual allegations, it does require more than the bare assertion of legal conclusions. Twombly,
550 U.S. at 555. Rule 8 "demands more than an unadorned, the defendant-unlawfully-harmed-
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me accusation." Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). "Nor does a complaint suffice if it
tenders 'naked assertion[s]' devoid of 'further factual enhancement." Id. (quoting Twombly,
550 U.S. at 557). Thus, a complaint that suggests "the mere possibility of misconduct" is
insufficient; rather, the complaint must state "a plausible claim for relief." Id. at 679.
III. ANALYSIS
A. Defendant Strait's Prosecutorial Immunity
Defendant Strait is an Assistant Attorney General for the State of Ohio. Plaintiff alleges
that, on January 18, 2015, Defendant Strait "draft[ed] documentation and affidavits amounting to
falsification and misrepresentation of material facts" (Doc. 3 at 9) that Plaintiff claims prevented
him from receiving necessary medical attention, presumably when she filed a successful motion
for summary judgment in the Ohio Court of Claims against Plaintiff on January 22, 2015 that
included an affidavit of Defendant Payne. See Def.'s Motion for Summary Judgment, McKinney
v. Ohio Dept. of Rehab. & Corr., No. 2014-00571 (Ohio Ct. Cl. Jan. 22, 2015).
The Magistrate Judge concluded that Defendant Strait had absolute immunity from
Plaintiff's claims. (Doc. 36 at 5-6.) Plaintiff objects that at this stage of the litigation he need
only allege facts to show that his Eighth and Fourteenth Amendment rights have been violated,
but his reading of the law is incorrect. Courts have long recognized, however, that even though §
1983, "on its face, admits of no defense of official immunity," Congress did not intend to
abrogate the longstanding immunities of absolute and qualified immunity. Buckley v.
Fitzsimmons, 509 U.S. 259, 268 (1993). The Supreme Court has held that prosecutors have
absolute immunity from damages for both initiating and prosecuting a case, including
presentation of the state's case at trial. 1mb/er v. Pachtman, 424 U.S. 409, 431 (1976). A
prosecutor must exercise his or her best professional judgment both in deciding which suits to
Case: 2:15-cv-02043-ALM-EPD Doc #: 44 Filed: 03/25/16 Page: 6 of 17 PAGEID #: 502
bring and in prosecuting them in court. Skinner v. Govorchin, 463 F.3d 518, 525 (6th Cir. 2006).
Without the protection of absolute immunity, prosecutors could not properly perform this duty if
every decision carried the potential consequences of personal liability in a suit for damages. Id.
Prosecutors, therefore, are granted absolute immunity when the challenged actions are those of
an advocate, or in connection with duties required to function a prosecutor. Spurlock v.
Thompson, 330 F.3d 791, 798 (6th Cir. 2003).
The Sixth Circuit has further recognized that immunity is granted to prosecutors
"pursuing a civil action" when they are "functioning in an enforcement role and acting as
advocates for the state," Cooper v. Parrish, 203 F.3d 937, 947 (6th Cir. 2000), and when they
"undertake the defense of a civil suit" against state officials, Al-Bari v. Winn, No. 89-5150, 1990
WL 94229 at *1 (6th Cir. July 9, 1990). In Cooper, nightclubs offering nude dance performances
were seized and temporarily closed pursuant to a Tennessee public nuisance statute. Id. at 942.
Owners and employees of the nightclubs in Cooper brought a civil action against prosecutors
under § 1983 and state law against state prosecutors and other state actors. Id. The Sixth Circuit
held that prosecutors were protected by absolute prosecutorial immunity from § 1983 liability for
preparing and filing public nuisance and civil forfeiture complaints involving nightclubs, and the
state prosecutor did not violate the constitutional rights of owners and employees when he swore
to the truth of allegations contained in civil forfeiture and public nuisance complaints. Id at 94750.
Like the prosecutor in Cooper, Defendant Strait was defending a civil suit against the
ODRC when she filed the motion in question. Plaintiff challenges the actions Defendant Strait
took during the defense of a civil suit against the state. Further, Plaintiffs Complaint contains no
allegations that Defendant Strait engaged in any activity outside her role as an advocate in
Case: 2:15-cv-02043-ALM-EPD Doc #: 44 Filed: 03/25/16 Page: 7 of 17 PAGEID #: 503
defending against Plaintiff's civil suit. The Court finds that under Cooper, Defendant Strait is
entitled to absolute immunity in this matter. Accordingly, Plaintiff's claims against her must be
dismissed.
B. Defendant Payne's Witness Immunity
Defendant Payne, in his role as an expert witness, provided an affidavit in support of
Defendant Strait's motion for summary judgment against Plaintiff in the Ohio Court of Claims.
Affidavit of Stephen R. Payne, M.D., McKinney v. Ohio Dept. of Rehab. & Corr., No. 201400571 (Ohio Ct. Cl. Jan. 22, 2015). Plaintiff alleges that Defendant Payne's conduct in providing
the affidavit constitutes "falsification and misrepresentation of material facts," conspiracy to
refuse necessary medical treatment, and conspiracy to violate Plaintiffs Fourteenth Amendment
Equal Protection rights. (Doe. 3 at 9, 10.)
The Magistrate Judge found that Defendant Payne was entitled to absolute immunity as a
witness. Like his objection to the finding of immunity as to Defendant Strait, Plaintiff's
objection focuses on the merits of his claim and not on the question of immunity.
In addition to prosecutorial immunity, the law provides absolute immunity from suit to
witnesses who provide evidence in civil and criminal cases. The immunity does not depend on
whether the testimony was truthful, but whether it was given during the course of a trial
proceeding. Briscoe v. LaHue, 460 U.S. 325 (1983). Witness immunity has long been "well
established in English common law and [is] based on the fact that the threat of liability might
prevent witnesses from testifying at all, or might cause them to distort their testimony based on a
fear that they might later be held liable." Barrett v. Marbley, No. 2:14-CV-0216, 2014 WL
1308697 at *6 (S.D. Ohio Mar. 28, 2014), report and recommendation adopted, No. 2:14-CV0216, 2014 WL 4928950 (S.D. Ohio Oct. 1, 2014). Even if a witness gives false testimony, she is
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immune from a suit for money damages; witnesses who testify falsely can be prosecuted for
perjury, but they cannot be held civilly liable based solely upon their testimony. Barrett, 2014
WL 1308697 at *6.
Under Ohio law, "affidavits submitted on the merits of a case, such as an affidavit filed in
support of a dispositive motion, constitute the type of testimony for which absolute immunity is
available." Id. (citing Slayton v. Wells Fargo Bank, NA, No. 2:12-CV-283, 2013 WL 819229, at
*6 (S.D. Ohio Mar. 5, 2013), affd, 542 F. App'x 512 (6th Cir. 2013)). Accordingly, Defendant
Payne is entitled to absolute immunity in this matter, and Plaintiffs' claims against Defendant
Payne must be dismissed.
C. Plaintiff's Claims Barred by the Rooker-Feldman Doctrine
The Rooker—Feldman doctrine is designed "to prevent the encroachment of federal courts
into the business of the state judicial systems." Immel v. Lumpkin, No. 2:07-CV-1214, 2009 WL
2255225 at *2 (S.D. Ohio July 27, 2009). The doctrine is confined to "cases brought by statecourt losers complaining of injuries caused by state-court judgments rendered before the district
court proceedings commenced and inviting district court review and rejection of those
judgments." ExxonMobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 284 (2005).
Therefore, if a Plaintiff cannot succeed on a federal claim without requiring a district court to reexamine issues already decided by a state court, the district court cannot exercise subject-matter
jurisdiction. Immel, 2009 WL 2255225 at *2.
Whether the Rooker—Feldman doctrine applies involves a two-part inquiry. First, the
Court considers whether the federal claim is "inextricably intertwined" with the claim asserted in
the earlier state court action. Hutcherson v. Lauderdale Cnty., Tenn., 326 F.3d 747, 755 (6th Cir.
2003). A claim is "inextricably intertwined" if "the federal claim succeeds only to the extent that
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the state court wrongly decided the issues before it. Where federal relief can only be predicated
upon a conviction that the state court was wrong, it is difficult to conceive the federal proceeding
as, in substance, anything other than a prohibited appeal of the state-court judgment." Id. at 756
(quoting Catz v. Chalker, 142 F.3d 279, 293 (6th Cir. 1998)). Second, the Court considers
"whether the federal claim is a 'general challenge to the constitutionality of the state law applied
in the state action,' to which the Rooker—Feldman doctrine would not apply, or 'a specific
grievance that the law was invalidly—even unconstitutionally—applied in the plaintiffs
particular case,' that would raise a Rooker—Feldman bar." Id. (quoting Catz, 142 F.3d at 293).
The Magistrate Judge found that Plaintiff's federal claims were inextricably intertwined
with the medical malpractice claims he brought in the Ohio Court of Claims because his action
before this Court essentially seeks to overturn the state court's finding that "the diagnosis, care,
and treatment rendered to plaintiff by defendant's medical professionals complied with the
applicable standards of care." McKi nney v. Ohio Dep' t. of Rehab. & Corr., No. 2014-00571
(Ohio Ct. Cl. Mar. 16, 2015). In his objection, Plaintiff argues that because he sought relief
under state tort law in state court, "the state court judgment and relevant evidence is not even the
subject matter of this action." (Doc. 40 at 12.) This is a misreading of the Rooker-Feldman
doctrine. Even if the claims at issue differ, McKinney's federal claim succeeds only to the extent
that the state court wrongly decided the issues before it. Therefore, because a ruling in his favor
on the federal claims before this Court would necessitate a finding that the state court decision
was wrongly decided, Plaintiff's claims against Defendants are barred by Rooker-Feldman. And
even if Rooker-Feldman did not control, Plaintiffs claims would still fail, on other grounds.
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D. Plaintiffs 42 U.S.C. § 1983 Claims
Plaintiff brings his federal law claims against Defendants under 42 U.S.C. § 1983, which
provides as follows:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of
any State or Territory of the District of Columbia, subjects, or causes to be subjected, any
citizens of the United States or other person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immunities secured by the Constitution and laws,
shall be liable to the party injured in an action at law, suit in equity, or other proper
proceedings for redress.
As a general rule, a plaintiff proceeding under § 1983 must allege that the deprivation of his
rights was intentional or at least the result of gross negligence. Davidson v. Cannon, 474 U.S.
344, 348 (1986). Mere negligence is not actionable under § 1983. Chesney v. Hill, 813 F.2d 754,
755 (6th Cir. 1987).
1. Claims Against Defendants in their Official Capacities
The Magistrate Judge found that § 1983 does not permit Plaintiff to bring his claims
against Defendants in their official capacities because § 1983 "imposes liability only upon a
'person' who, under color of law, subjects another person to a deprivation of federal rights" (42
U.S.C. § 1983) and "[s]tate officials acting in their official capacity are not 'persons' under §
1983." (Doc. 36 at 10)(citing Will v. Mich. Dep't of State Police, 491 U.S. 58, 71(1989)). In his
objection, Plaintiff does not dispute that state officials acting in their official capacity are not
"persons" under § 1983. But he argues that the Complaint, when read in context with his alleged
Eighth Amendment violations, shows alleged constitutional violations which "result from the
actual policies and customs of the Defendants[,]" and that these violations lay the foundation for
a proper § 1983 cause of action. (Doc. 40 at 14).
Plaintiff's objection, however, fails to allege any actual policy or custom of any
Defendants, relying only on an allegation that Defendants Kasich, Mohr, Wilson, Croft, Payne,
10
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Strait, and Factor refused to rectify a known pattern of deliberate indifference to Plaintiffs
serious medical needs. This is insufficient to survive a motion to dismiss under Rule 12(b)(6).
2. Claims Against Defendants Governor Kasich, Mohr, Croft, Wilson, Strait, Payne,
Perez, Edwards, and OSUMC Director Jane/John Doe in their Individual Capacities
Plaintiff cannot establish the liability of a defendant absent a clear showing of a
Defendant's personal involvement in the activities that form the basis of the alleged
unconstitutional behavior. Rizzo v. Goode, 423 U.S. 362, 371 (1976). In other words, individual
liability "must be based on the actions of that defendant in the situation that the defendant faced,
and not based on any problems caused by the errors of others, either defendants or nondefendants." Gibson v. Matthews, 926 F.2d 532, 535 (6th Cir. 1991). The mere existence of a
supervisory relationship to the actual wrongdoer is not enough to establish personal liability.
Iqbal, 556 U.S. at 677.
The Magistrate Judge held that "with respect to Defendants Governor Kasich, Mohr,
Croft, Wilson, Strait, Payne, Perez, Edwards, and OSUMC Director Jane/John Doe, Plaintiffs
[Complaint] does not contain any factual allegation that, if proved, would show their personal
involvement in the alleged misconduct." (Doc. 36 at 11). Because the Magistrate Judge could not
"draw the reasonable inference that the defendant[s] [are] liable for the misconduct alleged,"
Iqbal, 556 U.S. at 678, even assuming all of his factual allegations are true, she recommended
that the Court dismiss Plaintiff's claims against these Defendants in their individual capacities.
In his objection, Plaintiff argues that his Complaint "unequivocally' indicates how
these Defendants were personally involved.., in the alleged misconduct." (Doc. 40 at
16)(quoting Doc. 36 at 11). He then fails to describe how any of these Defendants were
personally involved in an individual capacity with any of the misconduct alleged in the
Complaint; instead, Plaintiff's inclusion of these Defendants extends merely to conclusory
11
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statements about their involvement without alleging any facts that would tend demonstrate
causation. (See Doe. 3 at 3, 4, 9, 10.)
3. Eighth Amendment Claims
In order to state an Eighth Amendment claim, a plaintiff must first show facts which
establish that a sufficiently serious deprivation has occurred. Id. The seriousness of a deprivation
is measured against "contemporary standards of decency." Hudson v. McMillian, 503 U.S. 1, 8
(1992) (quoting Estelle v. Gamble, 429 U.S. 97, 103 (1976)). A deprivation that amounts to the
type of routine discomfort associated with prison life is not serious enough to constitute a
violation of the Eighth Amendment. Id. In the context of the Eighth Amendment, only deliberate
indifference to serious medical needs or extreme deprivations regarding the conditions of
confinement will implicate constitutional protection. Id. at 9. Plaintiffs must also establish a
subjective element showing the prison officials acted with a sufficiently culpable state of mind.
Id. Deliberate indifference is characterized by obduracy or wantonness, not inadvertence or good
faith error. Whitley v. Albers, 475 U.S. 312, 319 (1986). Mere negligence is not enough to satisfy
this subjective element. Id.
A prisoner traditionally states an Eighth Amendment claim where he is denied some
element of civilized human existence due to deliberate indifference or wantonness. Wilson v.
Seiter, 501 U.S. 294, 298 (1991); Street v. Corr. Corp. of America, 102 F.3d 810, 814 (6th Cir.
1996). Accordingly, "this prong of the Eighth Amendment affords protection against conditions
of confinement which constitute health threats, but not against those which cause mere
frustration or annoyance." Id. (citing Hudson, 503 U.S. at 9-10). Where medical assistance has
been administered, such treatment must be so "woefully inadequate as to amount to no treatment
at all" in order to give rise to a cause of action under § 1983. Westlake v. Lucas, 537 F.2d 857,
12
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860 (6th Cir. 1976). Allegations of negligence in diagnosing or treating medical conditions are
not actionable under § 1983. Estelle, 429 U.S. at 106; Byrd v. Wilson, 701 F.2d 592, 595 (6th
Cir. 1983); Westlake, 537 F.2d at 860-61. When a prisoner alleges only that the medical care he
received was inadequate, "federal courts are generally reluctant to second guess medical
judgments." Alspaugh v. McConnell, 643 F.3d 162, 169 (6th Cir. 2011) (quoting Westlake, 537
F.2d at 860 n. 5). Accordingly, the Magistrate Judge concluded that Plaintiff's Eighth
Amendment claim was not actionable because an alleged failure to provide diagnostic tests and
additional treatment was a contention that the medical care was merely inadequate.
In his objection, Plaintiff asserts that Defendants' failure to provide certain diagnostic
procedures and medical treatment in addition to the treatment actually received constitutes a
violation of his Eighth Amendment rights. As the Magistrate Judge indicated, the essence of
Plaintiffs claim, then, is that Defendants provided him with inadequate medical care and were
negligent in their diagnosis and treatment. This Court is not in a position to second guess the
professional medical staff at ODRC. Further, the case on which Plaintiff relies for the
proposition that "in some cases the medical attention rendered may be so woefully inadequate as
to amount to no treatment at all," Westlake, 537 F.2d at 860 n. 5, does not help his case. In
Westlake, the inmate suffered from an ulcer and was denied a special diet and medication, not
permitted to see a doctor for several days, and, after vomiting blood, was given only a mild
antacid. Id. at 859. Here, by contrast, Plaintiff did receive some treatment and the Court cannot
say that a failure to provide him further treatment under the circumstances was "so woefully
inadequate as to amount to no treatment at all." Id. at 860 n. 5.
E. Plaintiff's Claims under 42 U.S.C. § 1985(3) and § 1986
42 U.S.C. § 1985(3) provides in relevant part that:
13
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If two or more persons in any State or Territory conspire or go in disguise on the highway
or on the premises of another, for the purpose of depriving, either directly or indirectly,
any person or class of persons of the equal protection of the laws, or of equal privileges
and immunities under the laws, or of equal privileges and immunities under the laws; or
for the purpose of preventing or hindering the constituted authorities of any State or
Territory from giving or securing to all persons within such State or Territory the equal
in any case of conspiracy set forth in this section, if one or
protection of the laws;
more persons engaged therein do, or cause to be done, any act in furtherance of the object
of such conspiracy, whereby another is injured in his person or property, or deprived of
having and exercising any right or privilege of a citizen of the United States, the party so
injured or deprived may have an action for the recovery of damages occasioned by such
injury or deprivation, against any one or more of the conspirators.
. . .
To state a cause of cause of action under § 1985(3) a plaintiff must allege: "(1) a conspiracy; (2)
for the purpose of depriving, either directly or indirectly, any person or class of persons of the
equal protection of the laws, or of equal privileges and immunities under the laws; (3) an act in
furtherance of the conspiracy; and (4) an injury to either person or property or a deprivation of
any right or privilege of a United States citizen." Volunteer Med. Clinic, Inc. v. Operation
Rescue, 948 F.2d 218, 223 (6th Cir. 1991). To show a conspiracy under § 1985(3), Plaintiff must
allege facts that, if true, would show that Defendants either acted in concert or in furtherance of a
common objective to injure him. Smith v. Thornburg, 136 F.3d 1070, 1078 (6th Cir. 1998).
Conspiracy claims must be pled with some degree of specificity. Gutierrez v. Lynch, 826 F.2d
1534, 1538 (6th Cir. 1987). Vague and conclusory allegations unsupported by materials facts are
not sufficient to state a conspiracy claim. Id.
Section 1986 creates a cause of action for a knowing failure to prevent wrongful acts
pursuant to a conspiracy to interfere with civil rights. 42 U.S.C. § 1986. Any defendants with
knowledge of a § 1985(3) conspiracy who, through negligence, fail to prevent the discriminatory
acts can be liable under § 1986. Bishawi v. Ne. Ohio Corr. Ctr., 628 F. App'x 339, 346 (6th Cir.
2014).
14
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The Magistrate Judge held that, because Plaintiff failed to make sufficient factual
allegations to establish any sort of "meeting of the minds" or to link any of the alleged
conspirators in a conspiracy to deprive him of his constitutional rights, Plaintiff failed to state a
claim for relief under 42 U.S.C. § 1985(3). In his objection, Plaintiff asserts that Defendants'
conduct in failing to provide certain diagnostic procedures and medical treatment amounted to a
conspiracy to deprive him, as a member of the class of inmates over the age of 40, of medical
treatment, which violates the Fourteenth Amendment Equal Protection Clause. (Doc. 40 at 23.)
Plaintiff, however, offers nothing more than the conclusory allegation that Defendants acted in
concert, and he relies on inapposite cases in which the plaintiffs stated with particularity how the
defendants acted in concert to deprive the plaintiffs of their constitutional rights. See, e.g., Griffin
v. Breckinridge, 403 U.S. 88, 102-03 (1971). This Court finds that the plaintiff has failed to
allege facts sufficient to establish a "meeting of the minds" or to link any of the alleged
conspirators in a conspiracy to deprive him of his constitutional rights. Accordingly, Plaintiff
fails to state a claim under 42 U.S.C. § 1985(3) or § 1986.
F. Defendants' Immunity from State Law Claims
The Magistrate Judge correctly held that the Court is not in a position to determine
whether Defendants are immune from Plaintiffs unspecified state law tort claims because
Plaintiffs claims are not cognizable until the Ohio Court of Claims determines that the
Defendants are not immune. See Haynes v. Marshall, 887 F.2d 700, 705 (6th Cir. 1989).
Plaintiff does not address this argument in his objection. Accordingly, the Court cannot exercise
jurisdiction over Plaintiffs state law tort claims until such time as a cause of action against
Defendants is recognized under Ohio law.
15
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G. Plaintiff's Claims against Defendant Lawson
According to the Complaint, Plaintiff asserts claims against Defendant Lawson in both
her official capacity as a former Health Care Administrator for Lebanon Correctional Institution,
and her individual capacity. (Doe. 3 at 3.) The Magistrate Judge conducted an initial screening of
the Plaintiff's Complaint as required by 28 U.S.C. § 1915A, to identify cognizable claims and to
recommend dismissal of any claims that were frivolous, malicious, failed to state a claim upon
which relief could be granted, or sought relief from a defendant who is immune from such relief,
was subject to dismissal. (Doe. 37). In her November 24, 2015 Report and Recommendation, the
Magistrate Judge recommended that the Plaintiff's claims against Defendant Lawson, in her
individual and official capacity, be dismissed for the same reasons as against the other
Defendants. (Doe. 37 at 11-12).
A general objection to a magistrate judge's report, which fails to specify the issues of
contention, does not suffice to preserve an issue for appeal. See Howard, 932 F.2d at 508-09.
"The objections must be clear enough to enable the district court to discern those issues that are
dispositive and contentious." Miller v. Currie, 50 F.3d 373, 380 (6th Cir. 1995) (citing Howard,
932 F.2d at 505). An objection preserves an issue for appeal when it "explain[s] and cite[s]
specific portions of the report which [counsel] deem[s] problematic." Smith v. Chater, 121 F.3d
709, 1997 WL 415309, at *2 (6th Cir. July 18, 1997) (unpublished).
In Smith, the Plaintiff's objections discussed issues, particularly arguments concerning
errors committed by an ALJ during a Social Security hearing, specific to the Magistrate's Report
and Recommendation. The Court of Appeals held that Smith's objections satisfied the standard
outlined in Miller because his objections alerted the district court to those portions of the
magistrate judge's report with which the plaintiff disagreed. Id. Here, although Plaintiff's
16
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objection does not specify which arguments apply to Defendant Lawson, the Court finds that
Plaintiffs objections to the Magistrate Judge's November 24, 2015 Report and Recommendation
(Doe. 40 at 4, 7, 18, 20, 21) are sufficient for the Court to address in its de novo review. The
Court does not, however, find Plaintiff's Objections to be persuasive for the same reasons
addressed in the analysis of the Plaintiff's claims against the other Defendants. In particular, like
the other Defendants, Plaintiff has failed to state a claim for relief against Defendant Lawson
because his claims are barred by the Rooker-Feldman doctrine. Second, he cannot state a claim
against Defendant Lawson in her individual capacity, nor has he alleged facts that show a
plausible Eighth Amendment claim for deliberate indifference under § 1983 or conspiracy claims
under § 1985(3) and § 1986. Moreover, Defendant Lawson is immune from the state law claims
for the same reasons as the other Defendants.
III. CONCLUSION
The Court OVERRULES Plaintiffs Objections and ADOPTS the Magistrate Judge's
November 23, 2015 Report and Recommendation (Doe. 36) and the November 24, 2015
Report and Recommendation. (Doe. 37.) Defendants' Motions to Dismiss (Does. 12, 17, 18,
and 19) are GRANTED. Plaintiff's claims are hereby DISMISSED. The Clerk is directed to
enter Judgment for Defendants.
IT IS SO ORDERED.
sl Algenon L. Marbley
ALGENON L. MARBLEY
UNITED STATES DISTRICT JUDGE
DATED: March 25, 2016
17
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UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
DANIEL P. MCKJNNEY,
Plaintiff,
Civil Action 2:15-cv-2043
Judge Algenon L. Marbley
Magistrate Judge Elizabeth P. Deavers
V.
GOVERNOR JOHN R. KASICH, et al.,
Defendants.
ORDER and
REPORT AND RECOMMENDATION
Plaintiff, a state inmate under the supervision of the Ohio Department of Rehabilitation
and Correction, brings this prisoner civil rights action under 42 U.S.C. § 1983 and Ohio state tort
law. (ECF No. 3.) This matter is before the Court sua sponte for an initial screen of Plaintiff's
Complaint as required by 28 U.S.C. § 1915A to identify cognizable claims and to recommend
dismissal of Plaintiff's Complaint, or any portion of it, which is frivolous, malicious, fails to
state a claim upon which relief may be granted, or seeks monetary relief from a defendant who is
immune from such relief. 28 U.S.C. § 1915A(b).
The undersigned finds that Plaintiff's claims against Defendant Cindy Lawson in her
official capacity are not cognizable under 42 U.S.C. § 1983 and therefore RECOMMENDS that
the Court DISMISS those claims. The Undersigned also finds that the complaint fails to state a
claim for which relief can be granted with respect to Plaintiff's claims against Defendant Lawson
in her individual capacity under 42 U.S.C. § 1983 and therefore RECOMMENDS that the Court
DISMISS Plaintiff's claims against her under those provisions. The Undersigned further finds
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that Plaintiff's claims against Defendant Lawson under Ohio state tort law are not cognizable and
therefore RECOMMENDS that the Court DISMISS those claims.
I.
According to the Complaint, in 2004 Defendants began providing medical care to
Plaintiff for a knee injury arising from a June 2003 automobile accident. (ECF No. 3 at 5.)
Plaintiff states that ODRC staff at the Lebanon Correctional Institution provided him with
prescription medication but no further diagnostic examination or medical treatment. (Id.)
Plaintiff further states that he provided Defendant Lawson with the results of a previous MRI
examination showing structural damage to his knee that resulted from the 2003 accident. (Id.)
According to Plaintiff, Defendant Lawson refused to include the MRI results in his medical file
and failed to approve certain follow-up procedures and diagnostic tests. (ECF No. 3 at 6.)
Plaintiff claims that Defendant Lawson's actions caused or contributed to subsequent injuries
and medical complications. (ECF No. 3 at 6-9.) He previously filed a medical malpractice
action regarding these claims in the Ohio Court of Claims. Mckinney v. Ohio Dep 't. of Rehab. &
Corr., No. 2014-00571 (Ohio Ct. Cl. Mar. 16, 2015).
Plaintiff alleges Defendant's "conspiring in the failure to provide for immediate and
responsive" medical care constitutes cruel and unusual punishment under the Eighth Amendment
and violates Plaintiff's Equal Protection rights and, therefore, violate 42 U.S.C. § 1983 and state
tort laws. (ECF No. 3 at 2, 10.) Plaintiff also alleges that Defendant's "pattern of deliberate
indifference to Plaintiff's serious medical needs" constitutes cruel and unusual punishment under
the Eighth Amendment and, therefore, also violates 42 U.S.C. § 1983 and state tort laws. (Id.)
Plaintiff seeks $1.25 million jointly and severally against Defendant and six others for their
alleged deliberate indifference. (ECF No. 3 at. 11.)
2
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II.
Congress enacted 28 U.S.C. § 1915, the federal in forma pauperis statute, seeking to
"lower judicial access barriers to the indigent." Denton v. Hernandez, 504 U.S. 25, 31(1992).
In doing so, however, "Congress recognized that 'a litigant whose filing fees and court costs are
assumed by the public, unlike a paying litigant, lacks an economic incentive to refrain from
filing frivolous, malicious, or repetitive lawsuits." Id. at 31 (quoting Neitzke v. Williams, 490
U.S. 319, 324 (1989)). To address this concern, Congress included subsection (e)' as part of the
statute, which provides in pertinent part:
(2) Notwithstanding any filing fee, or any portion thereof, that may have been
paid, the court shall dismiss the case at any time if the court determines that-*
*
*
(B) the action or appeal—
is frivolous or malicious;
fails to state a claim on which relief may be granted; or.
28 U.S.C. § 1915(e)(2)(B)(i) & (ii); Denton, 504 U.S. at 31. Thus, § 1915(e) requires sua sponte
dismissal of an action upon the Court's determination that the action is frivolous or malicious, or
upon determination that the action fails to state a claim upon which relief may be granted.
To properly state a claim upon which relief may be granted, a plaintiff must satisfy the
basic federal pleading requirements set forth in Federal Rule of Civil Procedure 8(a). See also
Hill v. Lappin, 630 F.3d 468, 470-71 (6th Cir. 2010) (applying Federal Rule of Civil Procedure
12(b)(6) standards to review under 28 U.S.C. §§ 1915A and 1915(e)(2)(B)(ii)). Under Rule
8(a)(2), a complaint must contain a "short and plain statement of the claim showing that the
pleader is entitled to relief." Fed. R. Civ. P. 8(a)(2). Thus, Rule 8(a) "imposes legal and factual
'Formerly 28 U.S.C. § 1915(d).
3
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demands on the authors of complaints." 16630 Southfield Ltd., P 'Ship v. Flagstar Bank, F.S.B.,
727 F.3d 502, 503 (6th Cir. 2013).
Although this pleading standard does not require "detailed factual allegations,'
. . .
[a]
pleading that offers 'labels and conclusions' or 'a formulaic recitation of the elements of a cause
of action," is insufficient. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atlantic
Corp. v. Twombly, 550 U.S. 544, 555 (2007)). A complaint will not "suffice if it tenders 'naked
assertion[s]' devoid of 'further factual enhancement." Id. (quoting Twombly, 550 U.S. at 557).
Instead, to survive a motion to dismiss for failure to state a claim under Rule 12(b)(6), "a
complaint must contain sufficient factual matter.
. .
to 'state a claim to relief that is plausible on
its face." Id. (quoting Twombly, 550 U.S. at 570). Facial plausibility is established "when the
plaintiff pleads factual content that allows the court to draw the reasonable inference that the
defendant is liable for the misconduct alleged." Id. "The plausibility of an inference depends on
a host of considerations, including common sense and the strength of competing explanations for
the defendant's conduct." Flagstar Bank, 727 F.3d at 504 (citations omitted). Further, the Court
holds pro se ain complaints "to less stringent standards than formal pleadings drafted by
lawyers." Garrett v. Belmont Cnty. Sheriff's Dep't., No. 08-3978, 2010 WL 1252923, at *2 (6th
Cir. April 1, 2010) (quoting Haines v. Kerner, 404 U.S. 519, 520 (1972)). This lenient
treatment, however, has limits; "courts should not have to guess at the nature of the claim
asserted." Frengler v. Gen. Motors, 482 F. App'x 975, 976-77 (6th Cir. 2012) (quoting Wells v.
Brown, 891 F.2d 591, 594 (6th Cir. 1989)).
III.
A. Plaintiff's Claims Barred by the Rooker-Feldman Doctrine
The Rooker—Feldman doctrine is designed "to prevent the encroachment of federal courts
into the business of the state judicial systems." Immelv. Lumpkin, No. 2:07-CV-1214, 2009 WL
4
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2255225 at *2 (S.D. Ohio July 27, 2009). It protects the state judicial systems by recognizing
that the "independence of state courts would surely be compromised if every adverse decision in
state court merely rang the opening bell for federal litigation of the same issues." Squirek v. Law
Offices of Sessoms & Rogers, P.A., 2003 WL 21026580 (M.D. N.C. May 5, 2003) (quoting
Brown & Root, Inc. v. Breckenridge, 211 F.3d 194, 198 (4th Cir. 2000)). Therefore, if a plaintiff
cannot succeed on a federal claim without requiring a district court to re-examine issues already
decided by a state court, the district court cannot exercise subject matter jurisdiction. Immel,
2009 WL 2255225 at *2.
Whether the Rooker—Feldman doctrine applies involves a two-part inquiry. First, the
Court considers whether the federal claim is "inextricably intertwined" with the claim asserted in
the earlier state court action. Hutcherson v. Lauderdale Cnty., Tenn., 326 F.3d 747, 755 (6th Cir.
2003). A claim is "inextricably intertwined" if "the federal claim succeeds only to the extent that
the state court wrongly decided the issues before it. Where federal relief can only be predicated
upon a conviction that the state court was wrong, it is difficult to conceive the federal proceeding
as, in substance, anything other than a prohibited appeal of the state-court judgment." Id. at 756
(quoting Catz v. Chalker, 142 F.3d 279, 293 (6th Cir. 1998)). Second, the Court considers
"whether the federal claim is a 'general challenge to the constitutionality of the state law applied
in the state action,' to which the Rooker--Feldman doctrine would not apply, or 'a specific
grievance that the law was invalidly—even unconstitutionally—applied in the plaintiff's
particular case,' that would raise a Rooker—Feldman bar." Id.
In reviewing Plaintiffs Complaint, the Undersigned finds that Plaintiff's federal claims
are inextricably intertwined with the medical malpractice claims he asserted in an earlier Ohio
Court of Claims proceeding. Plaintiff's Complaint arises from the same events that formed the
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subject matter of his state court case. His action in this Court essentially seeks to overturn the
state court's finding that "the diagnosis, care, and treatment rendered to plaintiff by defendant's
medical professionals complied with the applicable standards of care." Mckinney v. Ohio Dep 't.
of Rehab. & Corr., No. 2014-00571 (Ohio Ct. Cl. Mar. 16, 2015). To meet Plaintiff's demand,
the Court would be required to conduct a direct review of the state proceedings. The relief
sought by Plaintiff against Defendant is, therefore, clearly barred by the Rooker—Feldman
doctrine. Accordingly, the Undersigned finds that the Rooker—Feldman doctrine prohibits this
Court from exercising jurisdiction over Plaintiff's claims against Defendant. Even if the RookerFeldman doctrine did not control, however, Plaintiffs claims would still fail, on other grounds,
as a matter of law.
B. Plaintiff's § 1983 Claims
Plaintiff brings his federal law claims against Defendants under 42 U.S.C. § 1983, which
provides as follows:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes to
be subjected, any citizen of the United States or other person within the
jurisdiction thereof to the deprivation of any rights, privileges, or immunities
secured by the Constitution and laws, shall be liable to the party injured in an
action at law, suit in equity, or other proper proceedings for redress.
In order to proceed under § 1983, a plaintiff must prove both that (1) the perpetrator acted under
color of state law; and (2) the conduct deprived the complainant of rights, privileges, or
immunities secured by the Constitution or laws of the United States. Parratt v. Taylor, 451 U.S.
527, 535 (1981); Brandon v. Allen, 719 F.2d 151, 153 (6th Cir.1983), rev'd and remanded sub
nom, Brandon v. Holt, 469 U.S. 464 (1985). As a general rule, a plaintiff proceeding under
§ 1983 must allege that the deprivation of his rights was intentional or at least the result of gross
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negligence. Davidson v. Cannon, 474 U.S. 344, 348 (1986). Mere negligence is not actionable
under § 1983. Chesney v. Hill, 813 F.2d 754, 755 (6th Cir. 1987).
Claims against Defendant in her Official Capacity
As a preliminary matter, § 1983 does not permit Plaintiff to bring his claims against
Defendant in her official capacity. Section 1983 imposes liability only upon a "person" who,
under color of law, subjects another person to a deprivation of federal rights. 42 U.S.C. § 1983.
State officials acting in their official capacity are not "persons" under § 1983. Will v. Michigan
Dep 't of State Police, 491 U.S. 58, 71(1989). Plaintiffs § 1983 claims against Defendant in her
official capacity, therefore, is not cognizable. See Gean v. Hattaway, 330 F.3d 758, 766 (6th Cir.
2003) (holding that § 1983 claims against agents of the state in their official capacity are not
cognizable).
Eighth Amendment Claims
The Supreme Court has stated that conditions of incarceration "must not involve the
wanton and unnecessary infliction of pain, nor may they be grossly disproportionate to the
severity of the crime warranting imprisonment." Rhodes v. Chapman, 452 U.S. 337, 347 (1981).
The Supreme Court in Wilson v. Seiter, 501 U.S. 294, 298 (1991), set forth a framework for
courts to use when deciding whether certain conditions of confinement constitute cruel and
unusual punishment prohibited by the Eighth Amendment. A plaintiff must first show facts
which establish that a sufficiently serious deprivation has occurred. Id. Seriousness is measured
in response to "contemporary standards of decency." Hudson v. McMillian, 503 U.S. 1, 8 (1992)
(quoting Estelle v. Gamble, 429 U.S. 97, 103 (1976)). Routine discomforts of prison life do not
suffice. Id. Only deliberate indifference to serious medical needs or extreme deprivations
regarding the conditions of confinement will implicate the protections of the Eighth Amendment.
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Id. at 9. A plaintiff must also establish a subjective element showing the prison official acted
with a sufficiently culpable state of mind. Id. Deliberate indifference is characterized by
obduracy or wantonness, not inadvertence or good faith error. Whitley v. Albers, 475 U.S. 312,
319 (1986). Liability cannot be predicated solely on negligence. Id. A prison official violates
the Eighth Amendment only when both the objective and subjective requirements are met.
Farmer v. Brennan, 511 U.S. 825, 834 (1994).
A prisoner states an Eighth Amendment claim where he is denied some element of
civilized human existence due to deliberate indifference or wantonness. Wilson, 501 U.S. at 298;
Street v. Corr. Corp. of America, 102 F.3d 810, 814 (6th Cir. 1996). "In sum, this prong of the
Eighth Amendment affords protection against conditions of confinement which constitute health
threats, but not against those which cause mere frustration or annoyance." Id. (citing Hudson,
503 U.S. at 9-10). Where medical assistance has been administered, such treatment must be so
"woefully inadequate as to amount to no treatment at all" in order to give rise to a cause of action
under § 1983. Westlake v. Lucas, 537 F.2d 857, 860-61 n.5 (6th Cir. 1976). Allegations of
negligence in diagnosing or treating medical conditions are not actionable under § 1983. Estelle
v. Gamble, 429 U.S. 97, 106 (1976); Byrd v. Wilson, 701 F.2d 592, 595 n. 2 (6th Cir. 1983);
Westlake, 537 F.2d at 860-61 n.5. Furthermore, "[w]here a prisoner alleges only that the
medical care he received was inadequate, federal courts are generally reluctant to second guess
medical judgments." Alspaugh v. McConnell, 643 F.3d 162, 169 (6th Cir. 2011) (citing
Westlake, 537 F.2d at 860 n.5).
Plaintiff asserts violations of the Eighth Amendment to the Constitution arising from
Defendant's failure to place Plaintiff's prior medical records in his file, provide certain
diagnostic procedures, and approve certain medical treatment in addition to the treatment
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actually received. The essence of Plaintiff's claim, then, is that Defendant Lawson provided him
with inadequate medical care and was negligent in her duties. Even assuming that his allegations
are true, therefore, the Undersigned finds that Plaintiff has failed to state an Eighth Amendment
claim upon which relief can be granted against Defendant Lawson.
B. Plaintiff's Claims under 42 U.S.C. § 1985(3) and § 1986
42 U.S.C. § 1985(3) provides in relevant part that:
If two or more persons in any State or Territory conspire or go in disguise on the
highway or on the premises of another, for the purpose of depriving, either
directly or indirectly, any person or class of persons of the equal protection of the
laws, or of equal privileges and immunities under the laws; or for the purpose of
preventing or hindering the constituted authorities of any State or Territory from
giving or securing to all persons within such State or Territory the equal
in any case of conspiracy set forth in this section, if one
protection of the laws;
or more persons engaged therein do, or cause to be done, any act in furtherance of
the object of such conspiracy, whereby another is injured in his person or
property, or deprived of having and exercising any right or privilege of a citizen
of the United States, the party so injured or deprived may have an action for the
recovery of damages occasioned by such injury or deprivation, against any one or
more of the conspirators.
. . .
During Reconstruction, Congress passed § 1985(3) in order to provide a cause of action
against participants in private conspiracies to deprive others "of rights secured by the law to all."
Griffin v. Breckenridge, 403 U.S. 88, 101 (1971). "A plaintiff makes out a valid cause of action
under § 1985(3) by demonstrating: (1) a conspiracy; (2) for the purpose of depriving, either
directly or indirectly, any person or class of persons of the equal protection of the laws, or of
equal privileges and immunities under the laws; (3) an act in furtherance of the conspiracy; and
(4) an injury to either person or property or a deprivation of any right or privilege of a United
States citizen." Volunteer Med. Clinic, Inc. v. Operation Rescue, 948 F.2d 218, 222-23 (6th Cir.
1991). In order to plead a conspiracy under § 1985(3), Plaintiff must allege facts that, if true,
would show that Defendants either acted in concert or in furtherance of a common objective to
injure him. Smith v. Thornburg, 136 F.3d 1070, 1078 (6th Cir. 1998). Conspiracy claims must
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be pled with some degree of specificity. Gutierrez v. Lynch, 826 F.2d 1534, 1538 (6th Cir.
1987). Vague and conclusory allegations unsupported by materials facts are not sufficient to
state a conspiracy claim. Id. Section 1986 creates a cause of action for a knowing failure to
prevent wrongful acts pursuant to a conspiracy to interfere with civil rights. 42 U.S.C. § 1986.
Any defendants with knowledge of a § 1985(3) conspiracy who, through negligence, fail to
prevent the discriminatory acts can be liable under § 1986.'
In his Complaint, Plaintiff asserts that Defendant's conduct, in conjunction with that of
other Defendants, in failing to include prior records in his medical file, provide certain diagnostic
procedures, and approve certain medical treatment amounts to a "conspiracy to deprive Plaintiff
and Ohio Department of Rehabilitation and Corrections.
.
.
prison inmates of Plaintiff's class—
being indigent and over forty (40) years of age requiring immediate and responsive medical
treatment for serious medical injuries/needs—from the equal protection, civil rights, privileges
and immunities under the laws of the United States Constitution." (ECF No. 3 at 10.) Plaintiff,
however, offers nothing more than the conclusory allegation that Defendant acted in concert with
the others. Plaintiff fails to make sufficient factual allegations to establish any sort of "meeting
of the minds" or to link any of the alleged conspirators in a conspiracy to deprive him of his
constitutional rights. The Undersigned, therefore, find that Plaintiff has failed to state a claim
upon which relief can be granted against Defendant Lawson under 42 U.S.C. § 1985. Moreover,
'42 U.S.C. § 1986 provides, in relevant part:
Every person who, having knowledge that any wrongs conspired to be done, and
mentioned in section 1985 of this title, are about to be committed, and having
power to prevent or aid in preventing the commission of the same, neglects or
refuses so to do, if such wrongful act be committed, shall be liable to the party
for all damages caused by such wrongful act, which such person by
injured.
reasonable diligence could have prevented.
.
.
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to the extent Plaintiff intended to assert a claim under § 1986, this claim likewise fails because he
has not pled facts which demonstrate a conspiracy.
C. Defendant's Immunity from State Law Claims
The Court is not in a position to determine whether Defendant is immune from Plaintiff's
unspecified state law tort claims. Until the Ohio Court of Claims determines that she is not
immune, however, Plaintiff's claims are not cognizable. With respect to a state law tort claim, a
federal court sits as a court of the forum state and is bound to apply its substantive law.
Guaranty Trust Co. v. York, 326 U.S. 99, 108-09 (1945). The Sixth Circuit has recognized
"Ohio law requires that, prior to asserting a claim against a state employee in his individual
capacity, the Court of Claims must first determine that the employee is not entitled to the
immunity provided for in Ohio Revised Code § 9.86." Haynes v. Marshall, 887 F.2d 700, 705
(6th Cir. 1989). Prior to the Court of Claims' determination, then, there is no claim under Ohio
law upon which relief can be granted against Defendant in her individual capacity. The only
cognizable claims, at least initially, lie against the State of Ohio in the Court of Claims. Id.
(citing Ohio Rev. Code Ann. § 2743.02(F)). Accordingly, the Undersigned finds that the Court
cannot exercise jurisdiction over Plaintiff's state law tort claims until such time as a cause of
action against Defendant is recognized under Ohio law.
IV.
For the reasons explained above, the Undersigned RECOMMENDS that Plaintiff's
claims against Defendant Lawson in her official capacity be DISMISSED as not cognizable
under 42 U.S.C. § 1983. The Undersigned also RECOMMENDS that Plaintiff's claims against
Defendant Lawson in her individual capacity under 42 U.S.C. § 1983 be DISMISSED pursuant
to 28 U.S.C. § 1915A for failure to state a claim upon which relief can be granted. The
11
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Undersigned further RECOMMENDS that Plaintiff's claims against Defendant Lawson under
state tort law be DISMISSED as not cognizable under Ohio law. Given this recommended
disposition, the Undersigned hereby VACATES the October 16, 2015 Report and
Recommendation (ECF No. 34), which recommended dismissal of Defendant Lawson for failure
to effectuate service under Federal Rule of Civil Procedure 4(m).
PROCEDURE ON OBJECTIONS
If any party seeks review by the District Judge of this Report and Recommendation, it
may, within fourteen (14) days, file and serve on all parties objections to the Report and
Recommendation, specifically designating this Report and Recommendation, and the part in
question, as well as the basis for objection. 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b).
Response to objections must be filed within fourteen (14) days after being served with a copy.
Fed. R. Civ. P. 72(b).
The parties are specifically advised that the failure to object to the Report and
Recommendation will result in a waiver of the right to de novo review by the District Judge and
waiver of the right to appeal the judgment of the District Court. See, e.g., Pfahler v. Nat'l Latex
Prod. Co., 517 F.3d 816, 829 (6th Cir. 2007) (holding that "failure to object to the magistrate
judge's recommendations constituted a waiver of [the defendant's] ability to appeal the district
court's ruling"); United States v. Sullivan, 431 F.3d 976, 984 (6th Cir. 2005) (holding that
defendant waived appeal of district court's denial of pretrial motion by failing to timely object to
magistrate judge's report and recommendation). Even when timely objections are filed,
appellate review of issues not raised in those objections is waived. Robert v. Tesson, 507 F.3d
981, 994 (6th Cir. 2007) ("[A] general objection to a magistrate judge's report, which fails to
specify the issues of contention, does not suffice to preserve an issue for appeal. . .") (citation
.
12
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omitted)).
IT IS SO ORDERED.
Is! Elizabeth A. Preston Deavers
ELIZABETH A. PRESTON DEAVERS
UNITED STATES MAGISTRATE JUDGE
Date: November 24, 2015
13
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