Opposition Brief — Everett B. Robinson, Petitioner v. United States
Supreme Court briefJun 11, 2018
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No. 17-8457
________________________________________________________________
________________________________________________________________
IN THE SUPREME COURT OF THE UNITED STATES
_______________
EVERETT B. ROBINSON, PETITIONER
v.
UNITED STATES OF AMERICA
_______________
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
_______________
BRIEF FOR THE UNITED STATES IN OPPOSITION
_______________
NOEL J. FRANCISCO
Solicitor General
Counsel of Record
JOHN P. CRONAN
Acting Assistant Attorney General
JENNY C. ELLICKSON
Attorney
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
________________________________________________________________
________________________________________________________________
QUESTION PRESENTED
Whether petitioner was entitled to postconviction relief
based on Johnson v. United States, 135 S. Ct. 2551 (2015), which
invalidated the residual clause of the definition of a “violent
felony” in the Armed Career Criminal Act of 1984, 18 U.S.C. 924(e),
where the court of appeals found that the law at the time of
petitioner’s sentencing supported his sentence under a different
clause of the definition of a “violent felony” and the record
contained no indication that the sentencing court instead relied
on the residual clause.
(I)
IN THE SUPREME COURT OF THE UNITED STATES
_______________
No. 17-8457
EVERETT B. ROBINSON, PETITIONER
v.
UNITED STATES OF AMERICA
_______________
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
_______________
BRIEF FOR THE UNITED STATES IN OPPOSITION
_______________
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. A1-A16) is not
published in the Federal Reporter but is reprinted at 720 Fed.
Appx. 946.
The order of the district court (Pet. App. B1-B9) is
not published in the Federal Supplement but is available at 2017
WL 437417.
JURISDICTION
The judgment of the court of appeals was entered on January
9, 2018.
The petition for a writ of certiorari was filed on April
9, 2018. The jurisdiction of this Court is invoked under 28 U.S.C.
1254(1).
2
STATEMENT
Following a jury trial in the United States District Court
for the Western District of Oklahoma, petitioner was convicted of
possession of a firearm by a felon, in violation of 18 U.S.C.
922(g)(1).
Judgment 1.
The district court sentenced petitioner
to 180 months of imprisonment, to be followed by three years of
supervised release.
Id. at 2-3.
The court of appeals affirmed,
304 Fed. Appx. 746, and this Court denied a petition for a writ of
certiorari, 556 U.S. 1250.
In 2010, petitioner filed a motion to
vacate his sentence under 28 U.S.C. 2255.
2010).
D. Ct. Doc. 64 (May 6,
The district court denied that motion, D. Ct. Doc. 67, at
1-2 (May 12, 2010), and the court of appeals denied a certificate
of appealability (COA), 401 Fed. Appx. 334.
authorization
to
file
two
Petitioner sought
second-or-successive
Section 2255, which the court of appeals denied.
motions
under
See 15-6153 C.A.
Order, at 1-3 (Sept. 24, 2015); 544 Fed. Appx. 798.
In 2016,
petitioner filed an authorized second-or-successive motion under
Section 2255.
D. Ct. Doc. 94 (May 20, 2016).
The district court
denied petitioner’s motion and denied a COA.
Pet. App. B1-B9.
The court of appeals granted a COA and affirmed.
Id. at A1-A16.
1.
In 2006, police officers responded to a report of a
domestic dispute at an apartment building involving a man waving
a gun and threatening a woman.
Presentence Investigation Report
3
(PSR) ¶ 4.
As the officers approached the scene, they saw
petitioner ducking behind the building and then walking away.
¶¶ 4-5.
PSR
The officers stopped petitioner and discovered a loaded
.38-caliber revolver in his coat pocket.
PSR ¶ 4.
A jury
subsequently found petitioner guilty of possession of a firearm by
a felon, in violation of 18 U.S.C. 922(g)(1).
Judgment 1.
The default sentencing range for a violation of Section
922(g)(1)
is
zero
to
ten
years
of
imprisonment.
18
U.S.C.
924(a)(2). The Armed Career Criminal Act of 1984 (ACCA), 18 U.S.C.
924(e), prescribes a sentence of 15 years to life in prison if the
defendant has at least three prior convictions for a “serious drug
offense” or a “violent felony.”
18 U.S.C. 924(e)(1).
The ACCA
defines a “violent felony” as an offense punishable by more than
a year in prison that
(i)
has as an element the use, attempted use, or
threatened use of physical force against the person
of another; or
(ii)
is burglary, arson, or extortion, involves use of
explosives, or otherwise involves conduct that
presents a serious potential risk of physical injury
to another.
18 U.S.C. 924(e)(2)(B).
Clause (i) is known as the “elements
clause”; the first part of clause (ii) is known as the “enumerated
offenses clause”; and the latter part of clause (ii) (beginning
with “otherwise”) is known as the “residual clause.”
United States, 136 S. Ct. 1257, 1261 (2016).
See Welch v.
4
In its presentence report, the Probation Office determined
that petitioner was subject to an enhanced sentence under the ACCA.
PSR ¶¶ 19, 80.
three
prior
The Probation Office found that petitioner had
convictions
that
qualified
as
violent
felonies,
including a 1973 Oklahoma conviction for robbery with a firearm,
a 1989 Arkansas burglary conviction, and a 2005 Oklahoma conviction
for assault and battery with a dangerous weapon.
31, 35.
PSR ¶¶ 19, 23,
Relying on court records, the Probation Office determined
that petitioner’s Arkansas burglary offense involved burglary of
a house.
PSR ¶ 31.
The Probation Office did not, however,
expressly determine whether that offense qualified as an ACCA
predicate under the enumerated offenses clause (which includes
“burglary”) or the residual clause.
Petitioner objected to the Probation Office’s reliance on his
Oklahoma robbery and Arkansas burglary convictions on the ground
that the offenses were too old to justify an enhanced sentence
under the ACCA.
D. Ct. Doc. 48, at 2-5 (Aug. 27, 2007); see PSR
Addendum 23-24.
He did not, however, object to the classification
of those offenses as violent felonies.
The
district
court
accepted
the
Probation
Office’s
determination that petitioner was an armed career criminal and
overruled his objection based on the age of his prior convictions.
Sent. Tr. 3-4.
imprisonment.
The court sentenced petitioner to 180 months of
Id. at 10; see Judgment 2.
The court of appeals
5
affirmed.
304 Fed. Appx. 746.
a writ of certiorari.
This Court denied a petition for
556 U.S. 1250.
In 2010, petitioner filed a motion to vacate his sentence
under Section 2255 in which he alleged several errors related to
the conduct of his trial.
See D. Ct. Doc. 64, at 4-11.
The
district court denied that motion, D. Ct. Doc. 67, at 1-2, and the
court of appeals denied a COA, 401 Fed. Appx. 334.
135
2.
In 2015, this Court held in Johnson v. United States,
S.
Ct.
2551,
that
unconstitutionally vague.
the
ACCA’s
Id. at 2557.
residual
clause
is
The Court explained,
however, that its decision invalidating the residual clause “d[id]
not call into question application of the [ACCA] to the four
enumerated offenses, or the remainder of the [ACCA’s] definition
of a violent felony.”
Id. at 2563.
The Court later held in Welch,
supra, that Johnson announced a substantive rule that applies
retroactively on collateral review.
136 S. Ct. at 1265.
In 2016, petitioner obtained authorization to file a secondor-successive motion for postconviction relief under Section 2255.
Pet. App. B1.
Petitioner argued (as relevant here) that his
conviction for Arkansas burglary could not qualify as a violent
felony under the ACCA’s residual clause following Johnson.
Doc. 94, at 11.
D. Ct.
He further argued that Arkansas burglary did not
qualify as a violent felony under the enumerated offenses clause.
Id. at 4.
Although petitioner’s pro se motion did not describe
6
the bases for the latter argument, it presumably rested on the
contention that the version of Arkansas’s burglary statute under
which petitioner was convicted (which included burglary of certain
vehicles used for habitation or commercial purposes, see Ark. Code
Ann. §§ 5-39-101(1) and 5-39-201(a) (West 1987)) was broader than
generic “burglary” under the enumerated offenses clause (which is
defined to include burglary of a “building or other structure,”
Taylor v. United States, 495 U.S. 575, 598 (1990)).
3.
The
untimely.
A
district
court
denied
petitioner’s
motion
as
motion
for
Pet. App. B4-B5.
federal
prisoner
generally
must
file
a
postconviction relief within one year of the date on which his
“judgment of conviction becomes final.”
28 U.S.C. 2255(f)(1).
Petitioner’s conviction became final when this Court denied his
petition for a writ of certiorari in 2009, and thus the district
court concluded that the deadline for filing a Section 2255 motion
had “clearly passed.”
The
district
Pet. App. A5.
court
further
determined
that
petitioner’s
motion did not satisfy the statute-of-limitations exception for
motions filed within one year of the date on which a “new[],”
retroactively applicable right to relief “was initially recognized
by the Supreme Court.”
28 U.S.C. 2255(f)(3); see Pet. App. B5.
The court reasoned that petitioner could not rely on Johnson as
the start of a new one-year limitations period for filing his
7
motion because “burglary is an enumerated offense under the ACCA”
and Johnson did not “call
* * *
the enumerated offenses clause.
into question” the validity of
Pet. App. B4.
The court further
determined that petitioner’s challenge to the application of the
enumerated offenses clause was untimely because that challenge
relied on Mathis v. United States, 136 S. Ct. 2243 (2016), which
“did not recognize a new rule” for purposes of Section 2255(f)(3).
Pet. App. B5.
4.
The court also denied a COA.
Id. at B9.
The court of appeals granted a COA to review petitioner’s
contention that his Arkansas burglary conviction was not an ACCA
“violent felony,” and affirmed.
a.
Pet. App. A1-A16.
A prisoner may not obtain second-or-successive relief
under Section 2255 unless he establishes (as relevant here) that
his claim relies on a new, retroactively applicable “rule of
constitutional
2244(b)(2)(A).
restriction,
law.”
28
U.S.C.
2255(h)(2);
see
28
U.S.C.
The court determined that, in light of that
petitioner
was
required
to
prove
that
his
ACCA
sentence was the result of constitutional error under Johnson.
Pet. App. A4-A5. The court explained that, to satisfy that burden,
petitioner was required to show in light of “the sentencing record”
and “the relevant background legal environment at the time of
sentencing” that he was sentenced under the ACCA’s residual clause
rather than the enumerated offenses clause.
Id. at A5 (quoting
8
United States v. Snyder, 871 F.3d 1122, 1129 (10th Cir. 2017),
cert. denied, No. 17-7157 (Apr. 30, 2018)).
The court of appeals determined that petitioner had failed to
satisfy his burden of proof. Pet. App. A6-A10. The court observed
that petitioner’s 2007 sentencing “occurred against the backdrop”
of this Court’s decisions in Taylor, supra, and Shepard v. United
States, 544 U.S. 13 (2005), which had been interpreted to permit
courts to consider judicial records of a prior conviction in
determining whether an offense qualified as a “violent felony”
under the ACCA’s enumerated offenses clause.
Pet. App. A6 (citing
Snyder, 871 F.3d at 1129); see Shepard, 544 U.S. at 26; Taylor,
495 U.S. at 602.
The court noted that the Probation Office had
“examined underlying state-court documents, without any objection
by
[petitioner],
and
determined
that
conviction involved entry into a house.”
his
Arkansas
burglary
Pet. App. A8.
The court of appeals therefore determined that the sentencing
court would have had ample grounds for classifying petitioner’s
offense as generic burglary under the enumerated offenses clause
even if the Arkansas statute under which he was convicted covered
some non-generic forms of burglary.
See Pet. App. A7-A9.
The
court found “no mention whatsoever of the residual clause in the
presentence report or any of the other district court pleadings or
transcripts.”
Id. at A9.
The court also observed that, “given
the
background
legal
relevant
environment”
at
the
time
of
9
petitioner’s sentencing, the sentencing court would have had “no
need for reliance on the residual clause.”
Id. at A9 (quoting
Snyder, 871 F.3d at 1130) (brackets omitted).
The court thus
determined that petitioner’s claim was “not a true Johnson claim,
but is rather a poorly disguised claim” challenging the application
of the enumerated offenses clause under Taylor and Shepard, which
did not warrant postconviction relief. Id. at A10 (quoting Snyder,
871 F.3d at 1130).
b.
The court of appeals denied a COA on petitioner’s claim
that his sentence violated his due process rights, which was
premised on the theory that he had erroneously been classified as
an armed career criminal and thereby received a sentence above the
statutory maximum term of imprisonment that would otherwise have
applied.
See Pet. App. A11-A12.
The court observed, as a
threshold matter, that it was “not clear” whether petitioner had
preserved that claim in the district court.
Id. at A11.
The court
further determined that, in any event, petitioner’s claim was not
based on a new, retroactively applicable rule of constitutional
law
announced
by
this
Court,
and
thus
did
not
satisfy
the
requirements for second-or-successive relief under Section 2255.
Ibid. (citing 28 U.S.C. 2255(h)(2)). The court therefore concluded
that “no reasonable jurist could debate whether [petitioner] is
entitled to proceed with an independent due process claim.”
at A11-A12.
Id.
10
c.
Judge Holmes filed a concurring opinion in which he
expressed his view that United States v. Spring, 80 F.3d 1450 (10th
Cir. 1996) -- a decision cited in the government’s brief as support
for
its
contention
that
Arkansas
burglary
would
have
been
classified as a violent felony under the ACCA’s enumerated offenses
clause at the time of petitioner’s sentencing -- had been abrogated
by
this
Court’s
decision
in
Shepard.
Pet.
App.
A13-A16.
Nonetheless, Judge Holmes “join[ed] in full” the panel’s opinion,
which did not cite Spring.
Id. at A16.
ARGUMENT
Petitioner contends (Pet. 7-20) that the court of appeals
erred by requiring him to show that he was sentenced under the
ACCA’s residual clause, as opposed to the enumerated offenses
clause, in order to obtain relief under Johnson v. United States,
135 S. Ct. 2551 (2015).
The decision below is correct and does
not conflict with decisions of any other court of appeals.
This
Court has recently denied review of similar claims in other cases.
See Westover v. United States, No. 17-7607 (Apr. 30, 2018); Snyder
v. United States, No. 17-7157 (Apr. 30, 2018).
The same result is
appropriate here.
1.
A
federal
prisoner
generally
may
not
obtain
postconviction relief unless he establishes that his sentence was
“imposed in violation of the Constitution or laws of the United
States.”
28
U.S.C.
2255(a);
see
28
U.S.C.
2244(b)(2)(A),
11
2255(h)(2) (providing that second-or-successive relief is limited
to claims based on a new, retroactively applicable “rule of
constitutional
law”).
That
stringent
standard
reflects
the
principle that collateral review “is an extraordinary remedy” that
“will not be allowed to do service for an appeal.”
Bousley v.
United States, 523 U.S. 614, 621 (1998) (citation omitted).
After
the completion of direct review in a criminal case, “a presumption
of finality and legality attaches to the conviction and sentence,”
Brecht v. Abrahamson, 507 U.S. 619, 633 (1993) (citation omitted),
and courts are “entitled to presume” that the defendant’s sentence
is lawful, United States v. Frady, 456 U.S. 152, 164 (1982).
“presumption of regularity
* * *
That
makes it appropriate to assign
a proof burden to the defendant” on collateral review.
Parke v.
Raley, 506 U.S. 20, 31 (1992); see Hawk v. Olson, 326 U.S. 271,
279 (1945) (explaining that a prisoner necessarily “carries the
burden in a collateral attack on a judgment”).
The limitations on postconviction relief, and the prisoner’s
burden of proof in that context, preclude an approach that would
grant relief from an ACCA sentence based on Johnson without
requiring the prisoner to show that his sentence was actually the
result of Johnson error.
Johnson invalidated the ACCA’s residual
clause, but it “d[id] not call into question application of the
[ACCA] to the four enumerated offenses, or the remainder of the
[ACCA’s] definition of a violent felony.”
135 S. Ct. at 2563.
12
Whether viewed as a question of timeliness, as the district court
did (Pet. App. B3-B5), or as a matter that affects the underlying
merits of the claim, as the court of appeals did (id. at A5-A10),
a prisoner who fails to prove that his ACCA sentence actually
depended on application of the residual clause fails to carry his
burden of demonstrating a constitutional violation that would
entitle him to collateral relief.
Because petitioner failed to
make that showing -- indeed, the court of appeals’ examination of
the
record
and
relevant
legal
background
at
the
time
of
petitioner’s sentencing indicated that his sentence was based on
the enumerated offenses clause and not the residual clause, ibid.
-- relief was properly denied.
2.
Petitioner’s contrary arguments upend the burden of
proof on collateral review.
He contends (Pet. 10) that because a
sentencing court “may have” relied on the ACCA’s residual clause
to classify Arkansas burglary as a violent felony, he should be
granted resentencing to avoid the possibility of Johnson error.
Cf. Pet. App. A5 (noting petitioner’s argument below “that he
should get the benefit of the doubt as to whether he was sentenced
under the residual clause”).
But that contention ignores the
stringent limitations on postconviction relief.
prove
that
his
sentence
was
“imposed
in
Constitution or laws of the United States.”
Petitioner must
violation
of
the
28 U.S.C. 2255(a).
In the context of a Johnson claim, that standard requires a showing
13
that he was sentenced under the unconstitutional residual clause.
If he was instead sentenced under the enumerated offenses clause,
which
Johnson
explicitly
“d[id]
not
call
135
Ct.
2563,
he
show
no
S.
at
then
can
into
question,”
fundamental
error
warranting collateral relief.
Petitioner
asserts
(Pet.
13)
that,
before
Johnson,
“sentencing judges did not need to rely on” the ACCA’s other
clauses because “relying on the residual clause would have been
the easier and more available route” to impose an ACCA sentence.
That assertion is incorrect.
Petitioner’s prior conviction was
for
enumerated
burglary,
which
924(e)(2)(B)(ii).
the
Tenth
Circuit
is
an
offense.
18
U.S.C.
As the pre-Johnson experience in this Court and
demonstrates,
the
most
natural
basis
for
classifying a burglary conviction as an ACCA violent felony was to
classify it as “burglary” under the enumerated offenses clause.
See, e.g., Taylor v. United States, 495 U.S. 575, 598-599 (1990)
(reviewing classification of convictions for Missouri burglary);
United States v. King, 422 F.3d 1055, 1058 (10th Cir. 2005) (same
for New Mexico commercial burglary), cert. denied 546 U.S. 1120
(2006); United States v. Hill, 53 F.3d 1151, 1155 (10th Cir.) (en
banc) (same for Oklahoma second-degree burglary), cert. denied,
516 U.S. 900 (1995); United States v. Barney, 955 F.2d 635, 640
(10th Cir. 1992) (same for Wyoming burglary).
And as the court of
appeals’ opinion indicates, the sentencing court in this case
14
likely applied the enumerated offenses clause, not the residual
clause, when it sentenced petitioner in 2007.
Pet. App. A5-A10.
The fact that courts sometimes relied on the residual clause
to conclude that specific burglary offenses qualified as ACCA
predicates does not suggest that the residual clause was “the
analytical path of least resistance” in every case. Pet. 16. Some
courts of appeals considered whether burglary offenses qualified
under the residual clause only after determining that the relevant
offense did not fall within the enumerated offenses clause.
See,
e.g., United States v. Coleman, 655 F.3d 480, 482-483 (6th Cir.
2011), cert. denied, 565 U.S. 1129 (2012); United States v. Mayer,
560 F.3d 948, 959-960 (9th Cir.), cert. denied, 558 U.S. 860
(2009).
Analysis under the residual clause required courts to
consider “whether the conduct encompassed by the elements of the
offense, in the ordinary case, present[ed] a serious potential
risk of injury to another” that was comparable to the risk posed
by the enumerated offenses (including “burglary”), James v. United
States, 550 U.S. 192, 208 (2007), overruled by Johnson, 135 S. Ct.
2563, which were themselves “far from clear in respect to the
degree of risk each poses,” Begay v. United States, 553 U.S. 137,
143 (2008).
See Johnson, 135 S. Ct. at 2557-2558 (describing
problems in comparing burglary offenses to the residual clause).
A determination that a particular crime qualified as “burglary”
15
under the enumerated offenses clause often presented the more
straightforward path to applying the ACCA.
Petitioner’s assertion that the court of appeals’ decision
arbitrarily conditions relief on whether the sentencing court
“uttered the magic words ‘residual clause,’” Pet. 16 (citation
omitted), is incorrect.
As the court explained, a prisoner can
meet his burden under Section 2255 to establish Johnson error if
the record and “relevant background legal environment” at the time
of sentencing indicate that he was likely sentenced under the
residual clause.
Pet. App. A5.
A prisoner may show, for example,
that courts had classified his offense as an ACCA predicate under
the residual clause, supporting an inference that the sentencing
court did the same.
He may also show that his offense could only
have been treated as a violent felony under the residual clause
because, under the law at the time, it would not have satisfied
one of the other clauses.
See, e.g., Sykes v. United States, 564
U.S. 1, 8 (2011) (analyzing Indiana felonious vehicle flight),
overruled by Johnson, 135 S. Ct. at 2563.
In any event, it is not arbitrary to require a prisoner to
satisfy the ordinary burden of proof when seeking collateral relief
under Johnson.
See, e.g., Dimott v. United States, 881 F.3d 232,
242 (1st Cir. 2018) (“Requiring habeas petitioners to establish
-- by a preponderance of the evidence –- that they were sentenced
pursuant to the residual clause does not lead to treating similarly
16
situated defendants differently.
Precisely the opposite:
it is
imposing a uniform rule.”), petition for cert. pending, No. 171251 (filed Mar. 8, 2018).
Johnson
claimants
“What would be arbitrary is to treat
differently
than
all
other
movants claiming a constitutional violation.”
[Section]
2255
Beeman v. United
States, 871 F.3d 1215, 1224 (11th Cir. 2017) (emphasis added).
3.
Contrary to petitioner’s contention (Pet. 8-13), the
court of appeals’ decision does not conflict with decisions of any
other circuit.
would
Petitioner identifies no court of appeals that
necessarily
demonstrates
that
grant
relief
where,
as
here,
the
classification
of
a
the
prior
record
burglary
conviction was likely based on the enumerated offenses clause.
Petitioner’s claim of a circuit conflict relies principally
on the Fourth Circuit’s decision in United States v. Winston, 850
F.3d 677 (2017), which involved a second-or-successive motion
under Section 2255.
As explained, second-or-successive relief is
not available unless (inter alia) a prisoner establishes that his
claim “relies on a new rule of constitutional law, made retroactive
to cases on collateral review by the Supreme Court, that was
previously unavailable.”
2255(h)(2).
28 U.S.C. 2244(b)(2)(A); see 28 U.S.C.
In Winston, the court of appeals stated that, in the
context of a Johnson claim, the phrase “relies on” requires only
a showing that the prisoner’s sentence “may have been predicated
on application of the now-void residual clause.”
850 F.3d at 682.
17
The court determined that the record of the sentencing in Winston
did not indicate “which clause of Section 924(e)(2)(B)” applied
and, thus, the prisoner could make a showing that his claim
“‘relied on,’ at least in part, the new rule of constitutional law
announced in Johnson.”
Petitioner’s
Ibid.
case,
like
Winston,
successive motion under Section 2255.
involves
a
second-or-
In petitioner’s case,
however, the court of appeals’ examination of the record and the
legal landscape at the time of petitioner’s sentencing revealed
that his sentence was appropriately classified as a violent felony
under the ACCA’s enumerated offenses clause.
See, e.g., Pet. App.
A9 (finding “no mention whatsoever of the residual clause in the
presentence report or any of the other district court pleadings or
transcripts” and that the record and “relevant background legal
environment” at the time of sentencing indicated “no need for
reliance on the residual clause”) (brackets and citation omitted).
Winston does not address such a situation, much less require that
a motion for postconviction relief under Johnson be granted in those
circumstances.
Moreover, Winston’s reasoning is based on since-
rejected dicta from an Eleventh Circuit case. Compare In re Chance,
831 F.3d 1335 (2016), with Beeman, 871 F.3d at 1221, 1228 n.3
(rejecting dicta in Chance); see also Dimott, 881 F.3d at 240 &
n.6, 242 (same). No reason exists to assume that the Fourth Circuit
would adhere to Winston’s reasoning if presented with a case, like
18
this one, where the record and applicable law indicate that the
residual clause was not a basis for the prisoner’s ACCA sentence.
Indeed,
another
allegedly
conflicting
decision
on
which
petitioner relies (Pet. 12) “came to a similar conclusion” as
Winston
on
the
approach
to
second-or-successive
motions
but
explicitly recognized that a prisoner cannot establish that his
claim “relies on” Johnson for purposes of filing such a motion if
the circumstances show that he was not in fact sentenced based on
the residual clause.
United States v. Geozos, 870 F.3d 890, 896
n.6 (9th Cir. 2017).
The court explained that “a claim does not
‘rely on’” Johnson if a court finds, using both “the record before
the sentencing court and the relevant background legal environment
at the time of sentencing, that the sentencing court’s ACCA
determination
did
not
rest
on
the
residual
clause.”
Ibid.
The Tenth Circuit itself had expressly adopted that reasoning in
United States v. Snyder, 871 F.3d 1122, 1128-1129 (2017), cert.
denied, No. 17-7157 (Apr. 30, 2018), on which the court below
relied, see Pet. A5-A6 (citing Snyder, 871 F.3d at 1129). Although
the
Ninth
Circuit
in
Geozos
determined
that
the
record
and
background legal environment in that case did not foreclose relief,
870 F.3d at 897, that judgment does not conflict with the court
of appeals’ factbound determination that relief was unwarranted
in this case.
19
Finally, contrary to petitioner’s contention (Pet. 10-12),
the Eleventh Circuit’s decision in Beeman is fully consistent with
the decision below.
The court there held that a prisoner is not
entitled to postconviction relief on a Johnson claim unless he can
“show that –- more likely than not –- it was use of the residual
clause that led to the sentencing court’s enhancement of his
sentence,” a question that the court treated as one of “historical
fact” to be resolved in light of the record and legal background
at the time of sentencing.
Beeman, 871 F.3d at 1222, 1224 n.5.
The court of appeals’ analysis in this case indicates a resolution
of that question of historical fact adverse to petitioner.
See
Pet. App. A5-A10.
4.
Petitioner contends (Pet. 19-20) that, even if his ACCA
sentence depended on application of the enumerated offenses clause
rather than the residual clause, he would still be entitled to
postconviction relief because his Arkansas burglary conviction no
longer qualifies as a violent felony under the enumerated offenses
clause in light of Mathis v. United States, 136 S. Ct. 2243 (2016).
Mathis holds that a statute is divisible, and thus subject to
analysis under the modified categorical approach described in
Shepard v. United States, 544 U.S. 13 (2005), if it defines
multiple
offenses
alternative
means
136 S. Ct. at 2256.
with
of
different
committing
a
elements
single
as
opposed
offense.
to
Mathis,
20
Petitioner’s contention does not warrant review.
First, his
Mathis claim is not cognizable on a second-or-successive motion
under Section 2255.
As explained, second-or-successive relief
would only be available in the context of this case for claims
arising under a “new rule of constitutional law, made retroactive
to
cases
on
collateral
28 U.S.C. 2244(b)(2)(A).
review.”
28
U.S.C.
2255(h)(2);
see
Mathis concerns the proper application
of the ACCA’s statutory provisions, not a rule of constitutional
law.
See, e.g., Potter v. United States, 887 F.3d 785, 788 (6th
Cir. 2018) (explaining that Mathis involved only a “rule of
statutory law” and thus “does not open the door for a second
collateral attack”).
Mathis also did not announce a “new” rule;
rather, the Court explained that the distinction between elements
and
means
on
which
“straightforward”
precedent.
petitioner
application
of
relies
was
derived
from
a
“more
than
25
years”
of
136 S. Ct. at 2257; see id. at 2247, 2251.
As the
courts of appeals have uniformly held, “Mathis is a clarification
of existing rules rather than a new rule itself,” Arazola-Galea v.
United States, 876 F.3d 1257, 1259-1260 (9th Cir. 2017) (citing
cases), and thus it does not provide a basis for second-orsuccessive relief under Section 2255.
Second,
application
and
of
relatedly,
the
enumerated
petitioner’s
offenses
challenge
clause
is
to
the
untimely.
Petitioner’s claim would only be timely if it was filed within a
21
year
of
the
date
on
which
this
Court
recognized
retroactively applicable right to relief.
a
“new[],”
28 U.S.C. 2255(f)(3).
As explained, Mathis did not announce a new rule and thus it did
not start a new limitations period under Section 2255(f)(3).
Third, the version of the Arkansas burglary statute under
which petitioner was convicted may be divisible under Mathis.
In
Mathis, this Court instructed lower courts to consult three sources
in determining whether a statute lists alternative elements (which
would
make
it
indivisible):
of
state
or
means
(which
would
make
it
(1) the statutory text, (2) “authoritative sources
law,”
conviction.
divisible)
and
(3)
the
record
136 S. Ct. at 2256-2257.
of
the
defendant’s
prior
At the time of petitioner’s
offense, Arkansas prohibited burglary of an “occupiable structure
of another person,” Ark. Code Ann. § 5-39-201(a) (West 1987), which
the statute defined, in separate statutory subsections, to include
any “vehicle, building or other structure” (A) where a “person
lives or carries on a business or other calling”; (B) where “people
assemble
for
purposes
of
business,
government,
education,
religion, entertainment, or public transportation”; or (C) that
“is customarily used for overnight accommodation of a person,” id.
§ 5-39-101(1).1
Arkansas’s current burglary statute distinguishes
burglary of a “commercial occupiable structure,” Ark. Code Ann.
§ 5-39-201(b)(1) (2013), from burglary of a “residential occupiable
structure,” id. § 5-39-201(a)(1).
This Court has granted
certiorari in United States v. Sims, No. 17-766 (Apr. 23, 2018),
1
22
As the court of appeals observed, the records of petitioner’s
conviction indicate that he was convicted of the distinct offense
of burglarizing “a house.”
Pet. App. A8; see PSR ¶ 31.
That fact
suggests that the type of structure may have been treated as an
element of a divisible offense under the version of Arkansas’s
burglary statute at issue in this case.
See Mathis, 136 S. Ct. at
2256-2257 & n.7 (explaining that “record[s] of a prior conviction”
that “referenc[e] one alternative term to the exclusion of all
others” could indicate “that the statute contains a list of
elements”).
Regardless, the need for petitioner to prevail on
both the question presented and a separate question about the
divisibility of a since-repealed version of Arkansas’s burglary
statute (which is fundamentally a question of state law) in order
to obtain relief demonstrates that this case is far from an “ideal
vehicle” for addressing the question presented.
Pet. 19.2
to address whether the statute’s definition of a “residential
occupiable structure,” which includes burglary of a “vehicle” in
which “any person lives” or that is “customarily used for overnight
accommodation of a person,” Ark. Code Ann. § 5-39-101(4)(A)
(2013), is broader than generic burglary. Sims does not directly
concern the Arkansas offense of commercial burglary.
The possibility that petitioner’s Arkansas burglary
conviction would qualify as a violent felony under current law
similarly counsels against reviewing petitioner’s claim (Pet. 2123) that the court of appeals’ decision “creates a separate and
independent due process violation” because it causes a prisoner
who does not qualify for the ACCA’s mandatory minimum sentence to
serve “more time than the law allows.” Moreover, the court denied
a COA on that claim, observing that petitioner did not appear to
have preserved it in the district court and, in any event, the
2
23
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
NOEL J. FRANCISCO
Solicitor General
JOHN P. CRONAN
Acting Assistant Attorney General
JENNY C. ELLICKSON
Attorney
JUNE 2018
claim was not based on a retroactively applicable decision of this
Court announcing a new rule of constitutional law, as would be
necessary to raise the issue in a second-or-successive motion under
Section 2255.
Pet. App. A11-A12.
Review of petitioner’s due
process claim is therefore not warranted.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.