Opposition Brief — Arthur Brown, Jr., Petitioner v. Texas
Supreme Court briefMay 22, 2018
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No. 17-7929
IN THE
Supreme Court of the United States
___________________________
ARTHUR BROWN, JR.,
Petitioner,
v.
STATE OF TEXAS,
Respondent.
___________________________
On Petition for Writ of Certiorari to the
Texas Court of Criminal Appeals
___________________________
RESPONDENT’S BRIEF IN OPPOSITION
___________________________
KEN PAXTON
Attorney General of Texas
JEFFREY C. MATEER
First Assistant Attorney General
ADRIENNE McFARLAND
Deputy Attorney General
For Criminal Justice
ERICH DRYDEN
Assistant Attorney General
Criminal Appeals Division
Counsel of Record
P.O. Box 12548, Capitol Station
Austin, Texas 78711-2548
(512) 936-1400
erich.dryden@oag.texas.gov
EDWARD L. MARSHALL
Chief, Criminal Appeals Division
Attorneys for Respondent
QUESTIONS PRESENTED
Arthur Brown, Jr. was convicted and sentenced to death for his
involvement in a quadruple homicide, along with Marion Dudley and Anthony
Dunson. The jury was permitted to convict Brown as a party to the offense.
At trial, the State presented evidence through a ballistics expert, Charles
Anderson, that several bullets found at the crime scene were fired from a
revolver associated with Brown. In the state courts below—Brown’s second
state habeas proceeding—Brown alleged that the State presented false
testimony via Anderson, in violation of due process. Brown presented evidence
from other ballistics experts undermining Anderson’s testimony. The trial
court believed Brown demonstrated a due process violation and recommended
habeas relief. It is not necessary under Texas law, as it is under federal
precedent, to show that the State knowingly presented false testimony.
Ultimately, the Texas Court of Criminal Appeals (CCA) denied relief holding
that Anderson’s testimony was not material in light of Brown’s clear
participation in the offense and the parties charge.
In finding that Anderson’s testimony was material, the state trial court
considered not only the ballistics evidence and eyewitness testimony, but also
testimony that one surviving eyewitness, Nicholas Cortez, provided in the
subsequent trials of Brown’s accomplices. Cortez’s testimony at those trials
was allegedly ambiguous regarding his identification of Brown as a
perpetrator. Brown now claims that the CCA did not account for this new
evidence and that, had the court done so along with the remaining evidence,
he would have been entitled to relief. Brown requests certiorari review arguing
that this Court should clarify its precedent and hold that newly discovered
postconviction evidence should be considered in resolving the materiality of
alleged false evidence. This history gives rise to three questions:
Can a petitioner demonstrate a violation of federal due process
without showing the State knowingly presented false evidence?
Are state and federal courts obligated to consider newly discovered
evidence not available at trial in assessing materiality, even where
federal precedent does not support this proposition?
Even if the Court could consider Cortez’s post-trial testimony,
would that render Anderson’s testimony material in light of the
clear evidence of Brown’s participation in the offense?
i
TABLE OF CONTENTS
QUESTIONS PRESENTED .............................................................................. i
TABLE OF AUTHORITIES ............................................................................ iii
BRIEF IN OPPOSITION ..................................................................................1
STATEMENT OF THE CASE...........................................................................3
I.
Facts of the Crime .........................................................................3
II.
Trial, Direct Appeal, and
Postconviction Proceedings .......................................................5
REASONS FOR DENYING CERTIORARI REVIEW ............................... 11
I.
Certiorari Review Should Be Denied due to Brown’s
Attempt to Circumvent Federal Precedent. ........................ 12
II.
In Assessing Materiality, Courts Generally Cannot
Consider Evidence Not in Existence at the Time a
Defendant Was Tried, and Brown Presents No Legal
Precedent Requiring Courts to Do So. .................................. 14
III.
In Any Event, Brown Fails to Demonstrate that the
Evidence in Question Is Material. .......................................... 22
IV.
A.
Brown was guilty as a party to the offence;
ballistics evidence is irrelevant. ................................... 22
B.
Brown’s argument about new postconviction
evidence calling into question his identity
lacks merit. ....................................................................... 25
Brown’s Claim Is Barred from Review.................................. 31
CONCLUSION ................................................................................................. 33
ii
TABLE OF AUTHORITIES
Cases
Banks v. Dretke, 540 U.S. 668 (2004).......................................................... 17, 18
In re Bolin, 811 F.3d 403 (11th Cir. 2016) ........................................................ 16
Brady v. Maryland, 373 U.S. 83 (1963) .......................................... 15, 16, 17, 22
Brown v. Thaler, 2011 WL 798391 (S. D. Tex. 2011) …………………………….25
Browning v. Trammell, 717 F.3d 1092 (10th Cir. 2013) .................................. 17
Ex parte Chabot, 300 S.W.3d 768 (Tex. Crim. App. 2009) ............................... 13
Danforth v. Minnesota, 552 U.S. 264, 266 (2008) ............................................ 33
Ex parte De La Cruz, 466 S.W.3d 855 (Tex. Crim. App. 2015) .......................... 9
District Attorney’s Office for Third Judicial Dist. v. Osborne,
557 U.S. 52 (2009) ........................................................................... 12, 15, 16, 17
Dudley v. Cockrell, No. H-01-1506 (S.D. Tex. 2002) ........................................ 30
Dudley v. Texas, 546 U.S. 1159 (Jan. 25 2006) ................................................ 30
Dunson v. State, No. 01-95-00821-CR, 1997 WL 732500
(Tex. App.–Houston [1st Dist.] 1997, pet. ref’d) .............................................. 30
Estelle v. McGuire, 502 U.S. 62 (1991) ............................................................. 12
Estrada v. Healey, 647 F. App’x 335 (5th Cir.), cert. denied,
137 S. Ct. 226 (2016) ......................................................................................... 16
Griffith v. Kentucky, 479 U.S. 314 (1987) ......................................................... 32
Jones v. Ryan, 733 F.3d 825 (9th Cir. 2013) .................................................... 17
Knox v. Johnson, 224 F.3d 470 (5th Cir. 2000) ................................................ 24
Makiel v. Butler, 782 F.3d 882 (7th Cir. 2015) ............................... 18, 19, 20, 21
In re Masterson, 638 F. App’x 320 (5th Cir. 2016) ........................................... 16
iii
Medina v. California, 505 U.S. 437 (1992) ....................................................... 16
Murray v. Girratano, 492 U.S. 1 (1989)............................................................ 11
Napue v. Illinois, 360 U.S. 264 (1959) ...................................................... Passim
Pennsylvania v. Finley, 481 U.S. 551 (1989) .............................................. 11, 12
Smith v. Phillips, 455 U.S. 209 (1982)........................................................ 13, 14
Teague v. Lane, 489 U.S. 288 (1989) ................................................. 3, 31, 32, 33
United States v. Agurs, 427 U.S. 97 (1976) .......................................... 14, 20, 21
Walker v. Lockhart, 763 F.2d 942 (8th Cir. 1985) ...................................... 21, 22
Ex parte Weinstein, 421 S.W.3d 656 (Tex. Crim. App. 2014) ...................... 9, 10
Statutes and Rules
28 U.S.C. § 2254 ................................................................................................. 20
28 U.S.C. § 1257 ................................................................................................. 13
Tex. Code of Crim. Proc. art. 11.071 ............................................................. 7, 10
Sup. Ct. R. 10 ……………………………………………………………………........11
iv
BRIEF IN OPPPOSITION
Brown was found guilty of and sentenced to death for the murders of
Jessica Quinones, Jose Tovar, Frank Farias, and Audrey Brown. Brown had
two accomplices, Dudley and Dunson. Two survivors of the murders, Rachel
Tovar and Cortez, identified Brown as a major participant. Brown’s conviction
and sentence were affirmed on direct appeal, and his state and federal habeas
applications—which included a claim that the prosecution knowingly
presented false evidence via ballistics expert Anderson—were denied.
An
execution date was set but withdrawn at the agreement of the parties.
Eventually, the case was remanded to the trial court by the CCA to
address whether Anderson testified falsely or in a materially misleading
manner, in violation of due process. In this proceeding, Brown presented
evidence from other ballistics experts who disputed Anderson’s conclusions. As
a result, the trial court recommended that Brown be granted habeas relief. In
finding that Anderson’s allegedly false testimony was material, the trial court
relied not only on the additional trial evidence, which it found to be weak, but
also on testimony that surviving eyewitness Cortez provided in the subsequent
trials of Dudley and Dunson, where Cortez was supposedly ambiguous about
his identification of Brown.
The CCA declined to adopt the trial court’s
recommendation and denied habeas relief. The CCA held that Brown was
1
charged as a party to the offense and there was never any question about his
involvement due to the remaining evidence. Moreover, the trial evidence was
unclear regarding who fired the weapons; thus, it was not necessary to identify
the murder weapon or its connection to Brown. Consequently, Anderson’s
testimony was not material.
Brown now argues that the CCA failed to take into consideration Cortez’s
testimony in the subsequent trials of Dudley and Dunson, claiming that this
testimony undermines Cortez’s testimony at Brown’s trial. Brown claims that
this evidence combined with Anderson’s refuted testimony and the weakness
of the remaining evidence—namely Tovar’s testimony—demonstrates the false
testimony was material. He asks this Court for certiorari review to resolve
whether post-verdict evidence can be considered in assessing materiality.
Brown’s petition should be denied. First, under this Court’s settled
precedent, due process requires Brown to demonstrate that the State
knowingly presented false testimony. See Napue v. Illinois, 360 U.S. 264
(1959).
Brown not only fails to do so, he sidesteps this issue altogether.
Second, Brown asks this Court to consider Cortez’s post-trial testimony for
impeachment purposes even though his original trial testimony was not the
subject of Brown’s due process Napue claim. Brown cites no precedent in
support of his novel argument. Third, the case law demonstrates that courts
2
are not required to consider post-verdict evidence in these circumstances and
that they generally decline to do so. Fourth, this case presents a poor vehicle
for consideration of this issue because there is no doubt that Brown was a party
to this offense and both Anderson’s trial testimony and Cortez’s subsequent
testimony in Dudley’s and Dunson’s trials were not material. Finally, Brown’s
claim is barred under the non-retroactivity principle of Teague v. Lane, 489
U.S. 288 (1989). Thus, certiorari review should be denied.
STATEMENT OF THE CASE
I.
Facts of the Crime
The CCA summarized the facts of the crime as follows:
On the evening of June 20, 1992, at the Houston home of Rachel
Tovar, six people were shot, four of whom died. Rachel Tovar was
one of the survivors of the assault. In the hospital immediately
after the incident, Tovar gave a recorded oral statement in which
she stated that “Squirt” was one of the perpetrators and described
the van he and his friends were driving. She subsequently
identified [Brown] in a photospread. At trial Tovar identified
[Brown] as the man she had referred to as “Squirt.” Others also
testified that [Brown] was known as “Squirt.” Tovar further
testified that she and her husband had sold marijuana and cocaine
to [Brown] on several occasions. Tovar testified that on the day of
the offense [Brown] and his friends came to her house about 2:00
or 3:00 in the afternoon to discuss the purchase of some cocaine
and that they were driving a beige minivan. They left and
returned around 6:00 p.m., and then left again only to return to
the house a couple of hours later, at which time the shootings took
place. Tovar testified that [Brown] bound her and five others who
were in the house with strips of bedsheets [Brown] cut with a knife.
The bound individuals were then placed in various rooms
throughout the house. She heard gunshots from the other rooms
3
and then she was shot. Tovar testified that she did not know who
shot her, although she saw each of the three perpetrators with a
gun at various times during the assault.
The other survivor, Nicholas Cortez Anzures, testified that he had
gone to visit the Tovars’ at about 10:00 p.m. on the evening of the
murders. He stated that he drove to the Tovars’ house with some
friends who waited for him in the car outside. He knocked on the
door and was forced inside by [Brown] who was pointing a gun at
the head of one of the victims. Cortez was taken to a back room by
[Brown] and one of his cohorts, where he was bound and gagged.
Cortez testified he heard a woman scream and shots from the front
of the house. Then “the man with the chrome gun” and [Brown]
came into the room and the man with the gun shot Cortez and
another victim.
Candelario Hernandez testified that he drove with Cortez to the
Tovars’ house and waited in the car, expecting Cortez to return to
the car quickly so that they could proceed to a party they planned
to attend. Shortly after Cortez went inside Hernandez heard two
sets of shots coming from the house and observed two black men
exit the front door, get into a minivan, and drive away.
Rachel Tovar’s neighbor testified that he was sitting in his front
yard the night of the offense. He observed a van parked outside
the Tovars’ house and saw a black man going back and forth
between the van and the house and putting something in the van.
He further testified he heard three “popping sounds” and then the
van left.1 Shortly thereafter Rachel Tovar emerged from the house
injured and calling for help.
Still another person, Daniel Leija, testified to having been at the
Tovars’ house earlier in the evening and seeing [Brown] there. He
also testified that he had seen a van parked in front of the house.
His statement given to police following the offense stated that the van pulled
away and then he heard the popping sounds. At trial he stated that was not correct,
that he had heard the pops before the van left.
1
4
[Brown’s] three sisters, Serisa Brown, Grace Brown and Carolyn
Momoh, were all called as witnesses for the State. At the time of
the offense, Serisa and her child and Carolyn and her two children
were living with Grace at Grace’s house in Houston. The sisters
all testified that [Brown] and three of his friends, Marion Dudley,
Tony Dunson, and Maliek Travis, came to Grace’s house in the
early morning hours of June 20th. [Brown] and his friends were
driving a tan minivan with Alabama plates. They left and
returned several times that day and evening. Sometime after
midnight that night [Brown] asked Serisa and Carolyn to drive the
van back to Tuscaloosa, Alabama for him the next morning.2 He
agreed to pay each of them $1,000 in return for driving the van. 3
Serisa and Carolyn took [Brown] to the airport the morning of June
21st and then the two women and their children left for Tuscaloosa
in the van. Upon arrival in Tuscaloosa, Carolyn spoke with Grace
by phone who informed Carolyn of a news report she had seen
pertaining to the murder of several persons and stating that a van
with Alabama plates was identified as having been at the scene.
Carolyn and Serisa turned the van over to [Brown] and his friends
in Tuscaloosa and collected their money. Carolyn and Serisa
eventually gave statements to Alabama authorities, and all three
of the sisters gave statements to the Houston police on June 26th.
Brown v. State, No. 71,817, slip op. at 31–33 (Tex. Crim. App. 1996) (emphasis
and footnotes in original).
II.
Trial, Direct Appeal, and Postconviction Proceedings
Brown was convicted and sentenced to death for the murders of Jessica
Quinones, Jose Guadalupe Tovar, Audrey Brown, and Frank Farias during the
2
[Brown’s] residence was in Tuscaloosa and his parents also lived there.
Serisa testified that the money was payment for delivering cocaine that was in
the van. Carolyn testified that she had no knowledge of drugs in the van.
3
5
same criminal transaction. CR 7, 485, 520–22, 526–27.4 The CCA affirmed
Brown’s conviction and sentence in an unpublished opinion, Brown v. State,
No. 71,817 (Tex. Crim. App.), and this Court denied Brown certiorari review.
Brown v. Texas, 522 U.S. 940 (1997).
Brown filed a state application for writ of habeas corpus in the trial court
on March 26, 1998. SHCR 2. The trial court submitted findings of fact and
conclusions of law recommending that Brown be denied relief. Id. at 281–307.
The CCA adopted the trial court’s findings and conclusions and denied Brown
habeas relief. Ex parte Brown, No. 26,178-02 at cover and Order.5
Brown then filed a federal petition for writ of habeas corpus in the
federal district court. Brown v. Thaler, No. 4:09-CV-00074 (S.D. Tex.), Docket
Entry (DE) 1. The Director filed an answer and motion for summary judgment.
DE 23.
The district court issued a memorandum and order granting the
Director’s motion for summary judgment, denying Brown’s petition, and
denying Brown a certificate of appealability (COA). DE 31 & 32.
“CR” refers to the clerk’s record of pleadings and documents filed with the court
during trial, followed by page number(s). “RR” refers to the state record of
transcribed trial proceedings, preceded by volume number and followed by page
number(s). “SHCR” refers to the state habeas clerk’s record of Brown’s first state
habeas proceeding, followed by page number(s).
4
Brown’s first postconviction filing was a petition for writ of mandamus.
Ex parte Brown, No. 26,178-01.
5
6
Next, Brown filed an application for a COA in the Fifth Circuit Court of
Appeals, but the Fifth Circuit denied Brown a COA. Brown v. Thaler, 684 F.3d
482 (5th Cir. 2012). Brown then filed a petition for writ of certiorari in this
Court, which this Court denied. Brown v. Thaler, 568 U.S. 1164 (2013).
On July 2, 2013, the convicting court entered an order scheduling
Brown’s execution for October 29, 2013. By agreement of the parties, the
convicting court withdrew Brown’s execution date to allow for the retesting of
ballistics evidence.6
Brown then filed a subsequent habeas application alleging multiple
grounds of prosecutorial misconduct and ineffective assistance of counsel. The
CCA determined that only one of Brown’s claims satisfied the requirements of
Texas Code of Criminal Procedure, Article 11.071, Section 5(a), and remanded
the case to the trial court for consideration of the following allegation: whether
the State’s ballistics expert Anderson “testified falsely or in a materially
misleading manner when he expressed his unequivocal opinion that the
6
While the execution date was pending, Brown filed a motion in the federal
district court for authorization of funding and appointment of a mitigation
investigator to assist in clemency proceedings. See DE 49. The district court denied
the motion. DE 51. Brown then appealed the district court’s ruling to the Fifth
Circuit. The appellate court affirmed the district court’s decision in a published
opinion. Brown v. Stephens, 762 F.3d 454 (5th Cir. 2014). This Court subsequently
denied Brown certiorari review. Brown v. Stephens, 135 S. Ct. 1733 (2015).
7
evidence bullets were fired from the two guns that the State recovered in
Alabama and tied to [Brown].” Ex parte Brown, No. WR-26,178-03, 2015 WL
6522854 (Tex. Crim. App. October 28, 2015) (order).
Following a hearing, the state trial court adopted Brown’s proposed
findings of fact and conclusions of law and recommended that Brown be
granted habeas relief. Ex parte Brown, No. 636535-B (351st Dist. Ct., Harris
County, Texas); Petitioner’s Appendix C.
On October 18, 2017, the CCA
declined to adopt the trial court’s recommendation and denied Brown habeas
relief. Ex parte Brown, No. 26,178-03, 2017 WL 4675396 (Tex. Crim. App.
2017); Petitioner’s Appendix A. In this opinion, the CCA held as follows:
[Brown] was convicted of murdering more than one person during
the same criminal transaction. The evidence at his 1993 trial
showed that six people were shot at the Houston home of Rachel
Tovar in June 1992. Four of those people—Jose Tovar, Frank
Farias, Jessica Quinones, and Audrey Brown—died. The two
survivors, Rachel Tovar and “Nico” Cortez, identified [Brown] and
Marion Dudley as their attackers. The State presented evidence
that a Smith & Wesson .357 Magnum revolver and a Charter Arms
.38 revolver were used in the commission of the offense. Firearms
examiner Charlie E. Anderson testified for the State that these
guns fired bullets that were recovered from the bodies of the
victims. Based on the witness testimony and the ballistics
evidence, the State argued that [Brown] shot Farias, Quinones,
and Brown with the Charter Arms.
**********
In his –03 application, [Brown] alleges within Claim A that
prosecutorial misconduct occurred at his trial when:
8
• State’s witness Charlie E. Anderson “testified falsely or
in a materially misleading manner when he expressed his
unequivocal opinion that the evidence bullets were fired
from the two guns that the State recovered in Alabama and
tied to [Brown].”
• The State “presented false identification testimony
through its witness Nicholas Cortez Anzures.”
• The State “failed to turn over favorable exculpatory
evidence that four armed black males driving a similar van
with Alabama license plates were boasting, only days after
the murders in this case, of committing murders in
Houston.”
In Claim B, [Brown] alleges that his trial counsel were ineffective
because they “failed to investigate or unreasonably narrowed the
scope of their investigation into substantial and compelling
mitigating evidence that would have given the jury a reason to
spare [his] life.”
On October 28, 2015, we remanded the cause for the trial court to
consider one claim: [Brown’s] allegation that Anderson gave false
or misleading testimony at his trial. When the ballistics evidence
was re-tested by two other firearms examiners, Ed Love, Jr. and
Donna Eudaley, they did not identify the Smith & Wesson and the
Charter Arms as the guns used in the commission of this offense.
Love eliminated the Charter Arms and was inconclusive about the
Smith & Wesson. Eudaley was inconclusive about both of the
guns. After holding a hearing in which Anderson, Love, and
Eudaley testified, the trial court adopted [Brown’s] proposed
findings of fact and conclusions of law and recommended that relief
be granted on the remanded claim. We disagree.
In order to be entitled to post-conviction habeas relief on the basis
of false evidence, [Brown] must show by a preponderance of the
evidence that (1) false evidence was presented at his trial and
(2) the false evidence was material to the jury’s verdict. See Ex
parte De La Cruz, 466 S.W.3d 855, 866 (Tex. Crim. App.
2015), citing Ex parte Weinstein, 421 S.W.3d 656, 659, 665 (Tex.
9
Crim. App. 2014). We review factual findings concerning whether
a witness’s testimony is false under a deferential standard, but we
review de novo the ultimate legal conclusion of whether such
testimony was “material.” See Weinstein, 421 S.W.3d at 664.
We note at the outset that none of the experts were certain what
type of ammunition was used in the shootings, and both Love and
Eudaley acknowledged the possibility that different ammunition
could lead to different results. But even if we assume the falsity
of Anderson’s testimony about his ballistics testing results, which
were confirmed prior to trial by secondary examiners Donald Davis
and Raymond Klien, [Brown] has not shown that this evidence was
material at guilt/innocence or punishment. The jury was
authorized to convict [Brown] of capital murder as a party to the
offense. And the State presented evidence that [Brown], at the
very least, intended to kill the victims or anticipated that a human
life would be taken. For example, the surviving witnesses
observed [Brown] holding victims at gunpoint, tying them up with
bedsheets, and verbally threatening to kill them. After the offense,
[Brown] quickly left Houston on a plane and paid his sisters to
drive his van back to Alabama. One of his sisters told police that
[Brown] admitted to her that he had shot and killed “six
Mexicans.” She also testified at trial that she owned a Charter
Arms .38 revolver that went missing after [Brown] had been in
Houston.
Under the circumstances presented in this case, [Brown] is not
entitled to relief on the remanded claim. Based upon our own
review, we deny relief on [Brown’s] claim that the State engaged
in prosecutorial misconduct by presenting Anderson’s ballistics
testimony at trial.
We have also reviewed [Brown’s] remaining claims of prosecutorial
misconduct (contained within Claim A) and ineffective assistance
of counsel (Claim B). With regard to these claims, we find that
[Brown] has failed to satisfy the requirements of Article 11.071,
§ 5(a). Accordingly, we dismiss these claims as an abuse of the writ
without reviewing the merits.
Petition, Appendix A at 1–5 (footnote omitted).
10
REASONS FOR DENYING CERTIORARI REVIEW
The questions Brown presents for review are unworthy of the Court’s
attention. Supreme Court Rule 10 provides that review on writ of certiorari is
not a matter of right, but of jurisdictional discretion, and will be granted only
for “compelling reasons.” Brown advances no such special or important reason
in this case, and none exists. Brown’s claims were thoroughly adjudicated by
the state court, and the CCA properly denied relief.
compelling reason to reconsider that decision.
Brown presents no
Indeed, the certiorari
jurisdiction provided by Rule 10 is primarily concerned with resolving issues
implicating federal law. Sup. Ct. R. 10(b) & (c). Brown’s petition fails in that
regard because he is contesting the CCA’s application of state law to the facts
of his case, which is inadequate to warrant certiorari review. Indeed, as
explained
below,
Brown
attempts
to
sidestep
federal
law—Napue’s
requirement that a petitioner show the prosecution knowingly presented false
evidence—in requesting certiorari review.
Ultimately, Brown’s complaint about the manner in which the CCA
resolved his habeas proceeding does not warrant review because states are not
constitutionally required to provide collateral proceedings, nor “to follow any
particular federal role model in these proceedings.” Murray v. Girratano, 492
U.S. 1, 13 (1989) (O’Connor, J., concurring); see also Pennsylvania v. Finley,
11
481 U.S. 551, 557 (1989) (states have no obligation to provide collateral review
of convictions). And where a State allows for postconviction proceedings, “the
Federal Constitution [does not] dictate[] the exact form such assistance must
assume.” Finley, 481 U.S. at 555, 557, 559; cf. Estelle v. McGuire, 502 U.S. 62,
67–68 (1991) (“federal habeas corpus relief does not lie for errors of state law”)
(internal quotation marks and citation omitted). As this Court has explained,
“Federal courts may upset a State’s postconviction procedures only if they are
fundamentally inadequate to vindicate the substantive rights provided.” Dist.
Attorney’s Office for Third Judicial Dist. v. Osborne, 557 U.S. 52, 69 (2009).
The state court proceedings in Brown’s case were more than adequate;
he is merely displeased with the final result. Certiorari review is not merited
on this basis.
And although Brown contends that a circuit split exists
regarding the consideration of evidence discovered after trial when assessing
materiality, an examination of the cases he cites demonstrates Brown’s
argument is at best misleading. Thus, Brown’s petition should be denied.
I.
Certiorari Review Should Be Denied due to Brown’s Attempt to
Circumvent Federal Precedent.
Fatal to Brown’s underlying Napue claim is his attempt to sidestep a
requirement under federal law: that he show the prosecution obtained his
conviction via false evidence “known to be such by representatives of the State.”
Napue, 360 U.S. at 268 (emphasis added). Texas law does not require a
12
petitioner to make this showing. See Ex parte Chabot, 300 S.W.3d 768, 771–
72 (Tex. Crim. App. 2009). But to invoke a federal issue, Brown must do so.
In exercising its authority under 28 U.S.C. § 1257(a), the Court has made
clear that it holds “no supervisory power over state judicial proceedings and
may intervene only to correct wrongs of constitutional dimension.” Smith v.
Phillips, 455 U.S. 209, 221 (1982). Here, that necessarily requires a showing
that the State knowingly presented false testimony under Napue. Brown’s
petition, however, focuses exclusively on materiality and merely assumes that
he has met the remaining prongs of Napue.
The evidence clearly shows
otherwise. Anderson’s ballistics testimony may have ultimately proven to be
inaccurate—at least in the eyes of the trial court—but that alone fails to
demonstrate that the prosecution knowingly presented false testimony. And
it is evident the State could not or should not have known the evidence was
false or misleading given that two other ballistics experts verified Anderson’s
results prior to trial.
Brown presents no evidence to the contrary.
Consequently, there was no error of constitutional dimension.
Brown does not address this critical issue in his petition, apparently
hoping that exclusive focus on a new method for assessing materiality will
suffice. Although the CCA resolved the matter on that prong, Brown is not
permitted to leapfrog constitutional requirements now that he is before this
13
Court.
And to the extent he is asking the Court to provide supervisory
guidance over the state courts to assist them in analyzing due process claims
involving false evidence, the Court cannot accept his invitation. Phillips, 455
U.S. at 221.
II.
In Assessing Materiality, Courts Generally Cannot Consider
Evidence Not in Existence at the Time a Defendant Was Tried,
and Brown Presents No Legal Precedent Requiring Courts to Do
So.
Brown seeks certiorari review claiming that the CCA failed to take into
consideration evidence developed post-trial––Cortez’s subsequent testimony in
the trials of Brown’s accomplices––in resolving the materiality issue. Brown
states:
While this Court, in Agurs,[7] cautioned that materiality “must be
evaluated in the context of the entire record,” the Court did not
address what constituted the record a reviewing court is obligated
to review—whether it is limited to the trial record or if it extends
to the record developed in post-conviction proceedings.
Petition at 18 (emphasis in original). Brown then asserts: “This Court should
grant a writ of certiorari in this case to clarify what it meant by the ‘entire
record’ in Agurs.” Id. at 19.
An initial fault with Brown’s claim is that the evidence he states was not
considered—Cortez’s subsequent testimony when compared with his trial
7
United States v. Agurs, 427 U.S. 97 (1976).
14
testimony—was not even the subject of his Napue claim. Instead, Brown
argued that Anderson, the ballistics expert, provided false testimony and the
falsity was material.8 Thus, Brown is now claiming that the CCA’s failure to
consider evidence not subject to a constitutional challenge—indeed, evidence
completely outside the state court record and unavailable when Brown was
tried—nonetheless warrants certiorari review due to its alleged impact on the
materiality question. Brown cites no precedent for this novel proposition.
At any rate, courts have rejected the argument that post-verdict evidence
should be considered in assessing materiality, at least in the context of Brady9
allegations.
In Osborne, this Court declined to extend Brady to the
postconviction context, holding that “Brady is the wrong framework” for
assessing a petitioner’s “limited interest in postconviction relief.” 557 U.S. at
69.
Instead, the question is whether consideration of [petitioner’s]
claim within the framework of the State’s procedures for
postconviction relief “offends some principle of justice so rooted in
the traditions and conscience of our people as to be ranked as
fundamental,” or “transgresses any recognized principle of
fundamental fairness in operation.” Federal courts may upset a
State’s postconviction relief procedures only if they are
fundamentally inadequate to vindicate the substantive rights
provided.
As stated, Brown has never argued, and does not argue here, that Cortez
provided false testimony at trial.
8
9
Brady v. Maryland, 373 U.S. 83 (1963).
15
Id. (quoting Medina v. California, 505 U.S. 437, 446, 448 (1992)) (additional
citations omitted).
Since Osborne, federal appellate courts have routinely declined to
consider evidence that came to light after conviction and was not available
prior to or during trial.
In re Bolin, 811 F.3d 403, 409 (11th Cir. 2016)
(rejecting Brady claim under Osborne where the supposed violation occurred
years after defendant was convicted); Estrada v. Healey, 647 F. App’x 335, 338
(5th Cir.) (“Estrada cites no case law establishing a due process right to the
timely disclosure of exculpatory evidence discovered after his conviction, i.e.,
Salvador’s misconduct. Instead, he relies exclusively on the rule announced
in Brady that due process requires a prosecutor to disclose material,
exculpatory evidence to a defendant before trial. His argument is undercut by
the Supreme Court’s decision in [] Osborne, which explicitly declined to
extend Brady’s pre-trial protections to the post-conviction context.”) (citing
Brady and Osborne), cert. denied, 137 S. Ct. 226 (2016); In re Masterson, 638
F. App’x 320, 327–28 (5th Cir. 2016) (“Masterson points to no authority for the
proposition that a prosecutor has a duty to turn over subsequently
discovered information about a witness related to events that had not yet
occurred at the time of trial but would nevertheless, if a time machine were
available, be useful to impeach the witness’s credibility.”) (emphasis in
16
original) (citing Osborne); Jones v. Ryan, 733 F.3d 825, 837 (9th Cir. 2013)
(“even if the evidence Jones seeks were assumed to be material,
the Brady right of pretrial disclosure available to defendants at trial does not
extend to habeas corpus petitioners seeking post-conviction relief”).
For
instance, in Browning v. Trammell, the Tenth Circuit explained:
In the Brady context . . . it is inappropriate to consider evidence
developed post-verdict. To do otherwise would contradict Supreme
Court cases applying Brady by analyzing how withheld evidence
might have affected the jury in light of all other evidence it heard.
. . .If (as Osborne made clear) one’s Brady right is a pre-trial right,
then our analysis necessarily looks to what might have changed
had the Brady evidence been disclosed before trial—or at least
disclosed soon enough to give the defendant an opportunity to use
it at trial effectively. And if our analysis necessarily looks to what
might have changed had the Brady evidence been disclosed before
trial, then it would make no sense to account for evidence that
was not available before trial.
Accordingly, we confine our analysis of favorability and
materiality to the record before the state trial court. We therefore
cannot consider [accomplice’s] confession and guilty plea, nor can
we consider evidence Browning developed in post-conviction
proceedings that he believes favors his theory of the case.
717 F.3d 1092, 1104–05 (10th Cir. 2013) (emphasis in original).
The precedent Brown cites in support of his argument is unavailing.
First, he addresses Banks v. Dretke, 540 U.S. 668 (2004). In Banks, a preOsborne case, this Court held that the prosecution violated Brady by failing to
disclose to the defense that a State’s witness was coached by the prosecution,
despite the witness’s denials that he had talked to anyone prior to trial, and
17
that another witness was a paid informant. Id. at 675–705. In a footnote, this
Court mentioned that Vetrano Jefferson, a prosecution witness who testified
at the punishment phase that Banks struck him in the face with a pistol,
omitted that he appeared to have initiated the fight with Banks that led to his
injury. Id. at 699 n.17. This information came to light when Jefferson testified
on postconviction review. Id. Brown states: “[T]his Court took this information
into consideration in its assessment of materiality of the wrongfully withheld
evidence pertaining to [the paid informant] [Richard] Farr.” Petition at 18.
Brown’s statement is misleading. Jefferson’s omission was mentioned only in
the footnote, and in the materiality portion of the opinion, this Court focused
exclusively on the importance of Farr’s punishment phase testimony. 540 U.S.
at 698–703. Farr’s informant status was well-known to the authorities before
trial but was not disclosed. Banks does not stand for the proposition that
evidence that comes to light after trial but was unknown to the State may
result in a constitutional violation. Moreover, as discussed below, Cortez’s
subsequent testimony in the trials of Dudley and Dunson did not reveal that
he omitted details when he testified at Brown’s trial, only that his memory
appeared to fade over time.
The second case Brown cites is Makiel v. Butler, 782 F.3d 882 (7th Cir.
2015). This case is also not on point. There, the petitioner alleged that he was
18
denied compulsory process because the trial court refused to permit a witness,
Anderson, to testify that three other boys were responsible for a robbery and
murder. Id. at 908. However, the court acknowledged this was an unusual
case because, following trial, Anderson recanted his proffered trial testimony
at a hearing and said that he made up the story about the other boys in
retaliation for them bullying him.
Id.
Further, the police attempted to
corroborate Anderson’s original story before Makiel’s trial but were unable to
do so. Id. As a result, the state court held that Anderson’s testimony was not
material to the verdict. Id.
In federal court, Makiel claimed that the state court unreasonably
applied clearly established federal law when it rejected his compulsory process
claim. Makiel argued that the state court should have ignored Anderson’s
recantation and focused only on the materiality of the original proffer. Id. The
Seventh Circuit stated:
The question presented by these unusual facts is whether the state
court unreasonably applied clearly established federal law when it
measured materiality in light of the entire record rather than
looking only at the trial record. In other words, when a court
determines whether the excluded testimony is material, is it free
to consider post-trial developments that bear directly on the
reliability of the testimony, or must it confine its review to the
record at the time the trial court excluded the evidence?
Id. at 908-09. The court did not resolve this question. Rather, the Seventh
Circuit held that “because no Supreme Court decisions clearly establish that a
19
court
considering
materiality
is
barred
from
considering
post-trial
developments that bear directly on the reliability of the excluded testimony,”
Makiel could not satisfy the deferential standard of 28 U.S.C. § 2254. Id. at
909. Although the court addressed Agurs in support of its holding, the court
explained:
Agurs instructed courts to evaluate the omission of the evidence
“in the context of the entire record.” Agurs said this in a case
where there had been no significant post-trial developments
bearing on the reliability of the omitted evidence. It is possible,
then, that the Court meant “the entire trial record but nothing
beyond that” when it said “entire record.” But this possibility does
not clearly establish that a court should never consider post-trial
developments that bear directly on the reliability of the excluded
evidence in measuring materiality.
Id.
More importantly, the court’s reasoning for considering Anderson’s
recantation was tied to the “interest of justice” and “countervailing public
interests.” Id. Specifically:
Consider for a moment the extraordinary scenario that Makiel
contends would be mandated by the federal Constitution. He says
the state or federal courts should have vacated his conviction and
ordered a new trial so that he could call Anderson to testify about
the story he told back in 1990, which is (1) uncorroborated by
any other evidence, (2) disavowed by Anderson himself as a
troubled boy’s misguided effort to get back at other boys who had
bullied him, and (3) implausible on its face. Even if Anderson’s
original statements might somehow have been squeezed into
evidence after the recantation, a new trial for that purpose would
have been a strange farce, at least if the truth is supposed to
remain important in a criminal trial.
20
Id. at 909–10. The court concluded that the state court’s decision was not
unreasonable where the petitioner’s claim rested on “a partial presentation of
the facts.” Id. at 910.
Makiel does not support Brown’s request for an extension of Agurs.
First, the decision was confined to the unusual facts of the case. The court did
not hold that consideration of post-verdict evidence is required under this
Court’s precedent, only that the state court’s decision was not unreasonable
given this particular set of circumstances.
Second, Anderson’s proffered
testimony was the subject of Makiel’s compulsory process claim. On the other
hand, Brown’s Napue claim was directed at Charles Anderson, the ballistics
expert, not Cortez’s testimony. Makiel does not hold that consideration of the
entire record includes new evidence unavailable at trial and not subject to
constitutional challenge. Third, Cortez testified at Brown’s trial and identified
him as a perpetrator. And as discussed below, Cortez did not recant his
testimony in the subsequent trials or completely fail to identify Brown; rather,
his recall was less than ideal. In this regard, Brown’s claim is misleading.
Fourth, for the reasons addressed below, Cortez’s testimony was not material.
The final case Brown cites is Walker v. Lockhart, 763 F.2d 942 (8th Cir.
1985). But this case, involving Walker’s conviction for murdering a police
officer, is not on point because it involved the State’s suppression of a
21
transcript where an accomplice, Kumpe, indicated that he might have been the
one to shoot the officer. Id. at 945–46, 955–61. Although the evidence was not
turned over to the defense until years after Walker was convicted, the
transcript had been in the State’s possession for decades and before Walker
was tried. In other words, the case involved a typical Brady claim, not an
allegation that newly discovered evidence elicited post-trial was material.
In sum, the precedent does not support Brown’s allegation that Cortez’s
subsequent trial testimony can be considered in resolving materiality
pertaining to his Napue claim. Therefore, certiorari review should be denied.
III.
In Any Event, Brown Fails to Demonstrate that the Evidence in
Question Is Material.
A.
Brown was guilty as a party to the offense; ballistics
evidence is irrelevant.
Ultimately, Brown’s claim fails because, as the CCA determined, the
flaws in the ballistics evidence are not material. Napue, 360 U.S. at 269 (in
order to violate due process, false testimony must be material to the outcome).
The lack of identification of Brown as a triggerman does not alter his role in
the crime because he was charged as a party to the offense. And it was clear
he was a party.
Brown’s sister, Carolyn Momoh, testified that a Charter Arms .38 was
missing from her home after Brown last visited her. 36 RR 148. Tovar testified
22
that she saw both Dunson and Brown brandishing a .38 revolver at different
points during the crime. 31 RR 196–97. And Anderson testified that a Charter
Arms .38 matching several of the bullets recovered from the victims was found
in Alabama. 33 RR 198–206. But this evidence was merely circumstantial.
There was no testimony that Momoh’s missing gun was in fact the murder
weapon. Brown was not in possession of the gun at the time it was located in
Alabama; it was found near the body of Marcus Hill, who was murdered in
Alabama, and the gun remained in Alabama in connection with that murder
case.
33 RR 198–206.
Further, Anderson testified that there are many
thousands of Charter Arms .38 revolvers in the United States. 33 RR 315.
Moreover, although Cortez identified Dudley as the man who shot him
and Jose Tovar, 31 RR 80–82, no one was able to identify who shot the
remaining victims. Because this issue was not crystal clear, and because there
were several perpetrators, the jury was instructed that it could find Brown
guilty of capital murder as a party to the offense if he acted “with intent to
promote or assist the commission of the offense.” CR 473–74. Thus, although
the State argued that Brown shot three of the victims, 39 RR 132, it was not
necessary for the jury to reach that conclusion to return a verdict of “guilty.”
And even if the jury believed the State’s argument that Brown shot three of
the victims, that belief would have been based primarily on deductions from
23
the eyewitness testimony. Regardless of the State’s argument, 39 RR 130–32,
matching bullets to a particular gun did not conclusively establish who pulled
the trigger, particularly considering that the assailants were passing the
weapons around.
Thus, ballistics results do not obviate Brown’s role.
There was no
question that Brown was a major participant in the crime because he was
identified as such by three people, including two of the wounded victims. Tovar
testified that Brown tied up several of the victims and that she saw each of the
perpetrators brandishing a gun at various points during the crime. Cortez also
testified that he saw Brown pointing a gun at the head of one of the victims.
Further, as the Court of Criminal Appeals noted, Tovar had known Brown for
some time, Brown v. State, slip op. at 34; thus, this is not a case of mistaken
identity. Consequently, there was no question that Brown was a party to the
offense and could have anticipated that a human life would be taken. Any
evidence demonstrating that Anderson’s testimony was false would not have
impacted the jury’s verdict. See Knox v. Johnson, 224 F.3d 470, 478 (5th Cir.
2000) (even assuming witness lied about an issue, it had no bearing on the
defendant’s participation in the crime and, thus, was not material). In fact, on
direct appeal, the CCA conducted a harmless error analysis with respect to an
unrelated claim and did not mention Anderson’s testimony or the ballistics
24
evidence. Brown v. State, slip op. at 28–35. Simply put, this evidence was not
critical to the outcome.
The issue of materiality was litigated on both state and federal habeas
review when Brown previously claimed that Anderson’s testimony was false.
In rejecting Brown’s claim, the federal district court held as follows:
Even without the evidence connecting Brown to that particular
weapon, the trial testimony amply confirmed his role in the crime.
True, one victim pointed to Brown’s co-defendant as a shooter, but
the police were never able to identify who fired all of the shots.
Testimony from three individuals—including a surviving victim
who saw Brown hold a pistol to the head of another—confirmed
that Brown was a major participant in the robbery/murders. There
was no serious question about Brown’s identity as a party to the
offense. Given the law-of-the-parties instruction, the evidence
amply allowed for Brown’s conviction without linking him to the
recovered firearms. Eyewitness testimony confirmed that Brown
intended that the victims be killed. Proving the ballistics
testimony false would not measurably alter the jury’s
consideration of Brown’s role in the murder.
Brown v. Thaler, 2011 WL 798391, *19 (S.D. Tex. 2011). The new habeas
evidence undermining Anderson’s testimony is likewise not material.
B.
Brown’s argument about new postconviction
evidence calling into question his identity lacks
merit.
Brown now alleges that Cortez’s trial testimony and identification of
Brown is suspect given his testimony in the trials of Dudley and Dunson, both
of which occurred over a year after Brown’s trial. Brown argues that this new
factor, combined with the discrepancies in the ballistics evidence and the
25
weakness in the other evidence—specifically, Tovar’s testimony—warrants
certiorari review. Petition at 19–23. In other words, Brown appears to now
claim that this was essentially a case of mistaken identity. Even if this Court
could consider Cortez’s subsequent testimony—and it cannot—Brown’s
allegation fails for several reasons.
First, Brown’s argument that Tovar’s testimony lacked credibility
because of certain inconsistencies is flawed. Brown points to testimony from
Tovar where she initially said she did not know who the suspects were. 35 RR
104–05. But the fact remains that she identified both Brown and Dudley in
the hospital and that they were driving a van with Alabama license plates. 27
RR 85–86. HPD officers testified that Tovar was capable of relating to them
what happened. 35 RR 47–50, 73–74. Tovar described the crime in detail at
trial, 31 RR 173–227, and, importantly, she knew Brown. Tovar testified that
both Brown and Dudley had come over to her house six to seven times to buy
drugs prior to the murders. 31 RR 132–36. The notion that Tovar identified
the wrong person does not hold up to scrutiny.
Second, Tovar’s testimony was supported by additional trial evidence,
apart from Cortez’s. Daniel Leija testified that he was at Tovar’s home the
night of the offense but left before the crime. While he was there, he saw Brown
talking to Tovar. 30 RR 176–83. On cross-examination, he stated that he
initially identified someone else in a photo spread. 30 RR 238. But he did so
26
because Brown’s hair was not the same in the photo as it was when he saw
Brown. 30 RR 247. On re-direct examination, he testified that he was positive
Brown was the man he saw at Tovar’s house. 30 RR 248. Further, Serisa
Brown, Brown’s sister, testified that she lived with her sisters Carolyn and
Grace and that all the defendants––Brown, Dudley, and Dunson––showed up
at their house on the morning of June 20, 1992. Dudley had a stack of money,
and they asked her to drive the van back to Alabama for $3,000. 29 RR 29–72.
Grace and Carolyn provided similar testimony, and Carolyn testified that
Brown confessed to her that he “killed six Mexicans.” Additional testimony
revealed that the three perpetrators––Brown, Dudley, and Dunson––were
frequent associates.
Third, even if this Court could consider Cortez’s subsequent testimony
in the trials of Dudley and Dunson, this testimony does not actually benefit
Brown.
Brown has attached excerpts of the testimony to his petition as
Appendices D and E, but they are unhelpful to him. In Dudley’s trial, Cortez
stated that when he came into the Tovar’s house, he saw two black men with
guns, one chrome and the other black. Appendix D at 400–04. When asked
what the man he initially talked to looked like, Cortez said that it was dark
and he remembered that the man (Dudley) had a chrome pistol. Id. at 404.
The man with the chrome pistol shot him and another victim. Id. at 412. When
asked if he identified any persons in photo spreads when he was in the hospital,
27
Cortez said that he did not remember very well but he did recall pointing out
some photos and signing his name beneath them. Id. at 418. When asked if
the man he identified in the photo spread was the man with the chrome gun
(Dudley), Cortez said: “I don’t remember very well right now. If I pointed it
out, I think so.” Id. at 419. Then, outside the jury’s presence, the prosecution
asked Cortez if he remembered testifying at Brown’s trial. Cortez said he did
and that the defendant in the prior case (Brown) was not the one with the
chrome pistol. Id. at 421–22. Next, the defense questioned Cortez outside the
jury’s presence and asked him whether he remembered the person or the gun
when he was shot. Cortez said that he saw the person (Dudley) “just a little”
but that he placed more attention on the weapon. Id. at 424. Specifically: “I
couldn’t be sure of the person, but yes, the gun and the glove.” Id. at 425.
When questioned again apparently before the jury, Cortez said the man with
the black gun (Brown) was taller than him. And when asked about the man
with the chrome gun (Dudley), Cortez stated that he mainly noticed the gun
and the man’s glove and that the man was shorter, although he did look at him
“[a] little.” Id. at 439–40.
Cortez’s testimony at Dunson’s trial was even less helpful, and, if
anything, inculpatory. Cortez stated that he saw two black men with guns
when he entered the home. Appendix E at 151. He did not recall seeing anyone
else other than these two men. Id. at 152. When asked if he saw the man who
28
shot him, Cortez said: “I was able to see a little bit in the darkness.” Id. at 156.
He then stated that the person who let him into the house was the person he
testified against in the first trial (Brown), and the person who shot him was
the person he testified against in the second trial (Dudley). Id. at 156-57.
When asked what he told the police when they interviewed him, he stated:
“Just that there were, that there had been two people.” Id. at 160. He further
agreed that he used his hands to indicate two people because he speaks very
little English. Id. When asked if he signed his name under any photos shown
to him by the police and if he signed his name because he recognized them,
Cortez said, “Yes, because I believe more or less they told me to sign to whom
I thought I might recognize.” Id. at 169. When shown State’s Exhibit 76, a
photo spread, he said that he recognized his signature under Tovar’s signature.
Id. When shown State’s Exhibit 77, another photo spread, he stated that he
did not see his signature. Id. at 169-70. When asked if he was having a hard
time recognizing anyone, Cortez said “it is difficult.” Id. at 170. He then
acknowledged that it was hard for him to remember “which man did what in
the house that night” but that he did sign his name in both photo spreads. Id.
In sum, based on these excerpts, Cortez’s testimony at Dudley’s trial was
just as ambiguous with regard to Dudley as it was to Brown. And at Dunson’s
trial, Cortez seemed to identify the two men he saw in the house, Brown and
Dudley, although his recollection was not perfect. But he plainly stated that
29
he saw only two men.
More importantly, both Dudley and Dunson were
convicted. See Dudley v. Cockrell, No. H-01-1506 (S.D. Tex. 2002), Docket
Entry (DE) 26 (memorandum and order); Dunson v. State, No. 01-95-00821CR, 1997 WL 732500 (Tex. App.–Houston [1st Dist.] 1997, pet. ref’d) (finding
the evidence legally and factually sufficient to support Dunson’s conviction).
Dunson is serving a life sentence; Dudley was sentenced to death and executed
in 2006. This Court denied Dudley certiorari review and a stay of execution
shortly before his execution. Dudley v. Texas, 546 U.S. 1159 (Jan. 25 2006).
Both Dudley and Dunson were convicted even though, according to these
appendices, Cortez only vaguely recalled Dudley and did not identify Dunson
at all. Thus, Cortez’s testimony was not critical to these trials; likewise, it
could not have been material to Brown’s.10
Therefore, were this Court to adopt Brown’s argument and review
evidence elicited a year or more after Brown’s trial, the Court would have to
review all aspects of the evidence. In other words, if the Court considered that
Cortez had some difficulty recalling Brown in the latter trials, it must also
consider that Cortez had the same problem regarding Dudley and Dunson and,
One additional flaw with Brown’s claim is that his trial was the first of the
three. Dudley was tried more than a year after Brown, and Dunson was tried last.
It stands to reason that if Cortez had trouble with recall, it would have been hazier
in the latter two trials as more time elapsed since the crime. That does not render
his testimony in Brown’s trial necessarily suspect.
10
30
yet, they were both convicted. The Court would also have to take into account
that at Dunson’s trial, Cortez identified Dudley and Brown as the “two men”
he saw. Consequently, consideration of Brown’s new evidence not only fails to
benefit him, but arguably operates against his interests.
Given these factors, this case presents a poor vehicle for consideration
and adoption of the rule Brown seeks, contrary to his claim. As a result,
certiorari review is not warranted.
IV.
Brown’s Claim Is Barred from Review.
Brown’s conviction became final on October 20, 1997, when this Court
denied certiorari from direct appeal. Brown v. Texas, 522 U.S. 940. Hence, the
State’s interest in the finality of its conviction outweighs Brown’s interest in
the retroactive application of any new rule of constitutional law. See Teague,
489 U.S. at 309–10.
Brown does not address Teague in his petition, even though he is asking
this Court to adopt a new rule of constitutional law pertaining to the
assessment of materiality. And arguably he is doing the same by claiming a
violation of due process without demonstrating the State knowingly presented
false evidence.
The plurality’s analysis in Teague is, however, plainly
applicable to review of a state postconviction proceeding on certiorari; unless a
new constitutional rule falls within a Teague exception, the “new constitutional
rules . . . will not be applicable to cases which have become final before the new
31
rules are announced.” Id. at 310. And Teague defines a non-final case as one
“‘pending on direct review or not yet final.’” Id. at 305–06 (quoting Griffith v.
Kentucky, 479 U.S. 314, 328 (1987)). Brown’s conviction is final for purposes
of Teague, hence, any new constitutional rule recognized by this Court should
not be applicable to him.
Also, the rationale for Teague applies with equal force to this Court’s
review of a state postconviction proceeding. The Teague plurality criticized
earlier retroactivity implementations, noting that the “‘selective application of
new [constitutional] rules violates the principle of treating similarly situated
defendants the same.’” Id. at 304 (quoting Griffith, 479 U.S. at 323–24). To
avoid the inequity that disparate treatment engendered, the plurality
determined that, with two exceptions, it would “simply refuse to announce a
new rule in a given case unless the rule would be applied retroactively to the
defendant in the case and to all others similarly situated.” Id. at 316 (emphasis
added).
That limiting principle finds application here. The constitutional rule
Brown seeks would not benefit all similarly situated petitioners, petitioners
with final convictions who are pursuing state collateral review. Specifically,
whether or not Brown benefits from the new rule, other similarly situated
petitioners pursuing state postconviction review are unlikely to benefit
because the state courts are free to deny retroactive application of new rules
32
in their own postconviction proceedings. See Danforth v. Minnesota, 552 U.S.
264, 266 (2008) (holding that state courts are not bound by Teague and may
adopt their own nonretroactivity rules for postconviction proceedings).
Because a grant of certiorari in this Court would have the same impact
upon the finality of Brown’s conviction as a federal habeas appeal, the Court is
bound to consider the issues raised only in light of clearly established
constitutional principles dictated by precedent as of October 20, 1997. As a
result, certiorari review is not merited.
CONCLUSION
For these reasons, the Court should deny Brown certiorari review.
Respectfully submitted,
KEN PAXTON
Attorney General of Texas
JEFFREY C. MATEER
First Assistant Attorney General
ADRIENNE MCFARLAND
Deputy Attorney General
for Criminal Justice
EDWARD L. MARSHALL
Chief, Criminal Appeals Division
33
/s/ Erich Dryden_______________
*ERICH DRYDEN
Assistant Attorney General
Criminal Appeals Division
Texas Bar No. 24008786
Counsel of Record
P.O. Box 12548, Capitol Station
Austin, Texas 78711
Tel: (512) 936-1600
Fax: (512) 320-8132
e-mail address:
erich.dryden@oag.texas.gov
ATTORNEYS FOR RESPONDENT
34
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.