Amicus Curiae Brief — Matthew Marshall, Petitioner v. Julie L. Jones, Secretary, Florida Department of Corrections
Supreme Court briefMar 26, 2018
Ask Donna
What actually matters in this document.
Text
NO. 17-7869
IN THE
____________
MATTHEW MARSHALL, PETITIONER,
V.
JULIE L. JONES, SECRETARY,
FLORIDA DEPARTMENT OF CORRECTIONS,
RESPONDENT.
________
ON PETITION FOR A WRIT OF CERTIORARI
TO THE SUPREME COURT OF FLORIDA
________
MOTION FOR LEAVE TO FILE
BRIEF OF AMICUS CURIAE
THE PROMISE OF JUSTICE INITIATIVE &
AMICUS BRIEF IN SUPPORT OF PETITIONER BY
THE PROMISE OF JUSTICE INITIATIVE
_______________________
G. BEN COHEN*
BLYTHE TAPLIN
CECELIA T. KAPPEL
THE PROMISE OF JUSTICE INITIATIVE
636 BARONNE STREET
NEW ORLEANS, LA. 70115
504-529-5955
benc@thejusticecenter.org
*COUNSEL OF RECORD FOR AMICUS CURIAE
-1NO. 17-7869
IN THE
____________
MATTHEW MARSHALL, PETITIONER,
V.
JULIE L. JONES, SECRETARY,
FLORIDA DEPARTMENT OF CORRECTIONS,
RESPONDENT.
MOTION FOR LEAVE TO FILE
BRIEF OF AMICUS CURIAE
THE PROMISE OF JUSTICE INITIATIVE
Petitioner in this case was sentenced to death
by a government magistrate, despite a jury’s
recommendation of life. Respondent seeks his
execution despite the broad trend amongst the
states that “require[s] use of the death penalty be
restrained … reserved for the worst crimes and
limited in its instances of application” and
“require[s] adherence to a rule reserving its use, at
this stage of evolving standards” to – at the most –
those instances where a jury determined that death
was the appropriate punishment.
As such, this case presents an extraordinary
circumstance that has broad significance to the
constitutional discourse, sitting at the intersection
of the Sixth Amendment’s right to trial by jury and
the Eighth Amendment’s requirement that
-2imposition of punishment be governed by the
evolving standards of decency.
The Promise of Justice Initiative (PJI) is a
non-profit law office dedicated to upholding
constitutional integrity. PJI has filed amicus briefs
in this Court, and a number of state supreme courts,
addressing the emerging national consensus on the
excessiveness of capital punishment and the central
role of the jury in sentencing.
This includes amicus briefs in Glossip v.
Gross, 2015 U.S. S. Ct. Briefs LEXIS 1109, Brief of
Amici, The Promise of Justice et al,; McCoy v.
Louisiana, 2017 U.S. S. Ct. Briefs LEXIS 4484, Brief
of Amici, The Promise of Justice et al,; Brumfield v.
Cain, 2015 U.S. Ct. Briefs LEXIS 1999, (same), and
in the state courts in Washington and Delaware in
Scherf v. State (pending) and Rauf v. State, 145 A.
3d 430 (Del. 2016) (“Rauf is joined by amicus curiae,
who echo his arguments, but who also make a more
fundamental argument, which is that there is no
more fundamentally important role for a jury fairly
drawn from the community than determining
whether a defendant should live or die.”).
PJI continues to believe that the time is near
for this Court to address “whether, given the
thousands of homicides committed each year, and
the handful of death sentences and executions, the
death penalty fails to make a measurable
contribution to acceptable goals of punishment and
is out of proportion to the offense, see Glossip v.
Gross, 135 S.Ct. 2726, 2755 (2015) (Breyer, J.,
Ginsburg, J., dissenting) ("I would ask for full
-3briefing on a more basic question: whether the death
penalty violates the Constitution."). But to the
extent this Court pretermits answering that
question, it should address and constrain outlier
procedures for sentencing that are so out of touch
with our evolving standards of decency.
Counsel timely gave notice of intent to file an
amicus brief in this case on behalf of the Promise of
Justice Initiative.
Petitioner granted consent.
Respondent indicated that it took no position.
Wherefore, for the forgoing reasons, amicus
respectfully asks the Court grant the motion for
leave to file an amicus brief, and then to grant
certiorari in this case and consider whether
evolution in the standards of decency that mark a
civilized society render the execution of a death
sentence imposed by an elected judge over the vote
of a jury constitutes cruel and unusual punishment.
Respectfully submitted,
G. BEN COHEN*
BLYTHE TAPLIN
CECELIA T. KAPPEL
THE PROMISE OF JUSTICE INITIATIVE
636 BARONNE STREET
NEW ORLEANS, LA. 70115
504-529-5955
benc@thejusticecenter.org
*COUNSEL OF RECORD FOR AMICUS CURIAE
i
TABLE OF CONTENTS
TABLE OF CONTENTS ......................................... i
TABLE OF AUTHORITIES ................................. iv
INTERESTS OF AMICUS CURIAE ..................... 1
SUMMARY OF ARGUMENT ............................... 2
ARGUMENT .......................................................... 5
I. OBJECTIVE INDICATORS REVEAL THE
PREVAILING STANDARDS OF DECENCY.. 5
II. THE
VAST
MAJORITY
OF
JURISDICTIONS
HAVE
EITHER
REJECTED
CAPITAL
PUNISHMENT
ENTIRELY OR RESERVED THE DEATH
PENALTY FOR THOSE INSTANCES IN
WHICH
THE
PUNISHMENT
IS
CONFIRMED BY A UNANIMOUS JURY ...... 6
A. Thirty-Five Jurisdictions Have
Either Removed the Death Penalty
Entirely Or Exhibit Long Term
Disuse. ........................................................ 7
1.
Twenty jurisdictions do not have the
death penalty...................................... 8
2.
Four additional jurisdictions have
suspended the death penalty and
exhibit long-term disuse. .................... 9
3.
Six
Additional
Jurisdictions
Exhibited Have Constitutionally
Significant Long-Term Disuse and
no Expected Use ............................... 10
ii
4.
Five Additional Jurisdictions Have
Not Used the Death Penalty For Ten
Years. ................................................ 11
B. The Vast Majority Of Jurisdictions
Are Part of A Trend That Requires
A Jury To Decide Whether A Person
Lives Or Dies ........................................... 12
1.
In Twenty-Four Jurisdictions That
Authorize Capital Punishment, A
Death Sentence May Now only be
imposed by a Jury. ........................... 12
2.
There is a strong trend towards
limiting the death determination to a
jury. .................................................. 12
C. Less
Than
A
Handful
Of
Jurisdictions Permit A Death
Sentence To Be Imposed By A
Judge, And The Number Of JudgeDeath Sentences Is Minimal ................ 14
1.
Only four jurisdictions nationwide
currently permit a death sentence to
be imposed where a sentencing jury
has not concluded the sentence is
warranted ......................................... 14
2.
The Number of Individuals Under A
Judge-Imposed Death Sentence Is
Less Than The Number This Court
Found Dispositive in Graham v.
Florida .............................................. 16
iii
III.JUDGE-IMPOSED DEATH SENTENCES
FAIL TO REFLECT THE COMMUNITY
CONSENSUS
AND
ARE
NOT
SUFFICIENTLY RELIABLE TO COMPLY
WITH THE EIGHTH AMENDMENT ........... 17
A. Juries Play An Important Role In
Death Penalty Process. .......................... 18
B. Juries Protect Against Unreliable
Death Sentences ..................................... 19
C. Juries
Are
A
Fundamental
Protection Against Prejudice.............. 22
D. Juries Enhance Confidence In The
Administration
Of
Capital
Punishment ............................................. 23
IV. EVOLVING STANDARDS OF DECENCY
NOW PROHIBIT JUDGE-BASED DEATH
SENTENCES .................................................. 25
CONCLUSION ..................................................... 27
iv
TABLE OF AUTHORITIES
CASES
Atkins v. Virginia, 536 U.S. 304 (2002)..... 5, 12, 20
Beck v. Alabama, 447 U.S. 625 (1980) .............. 20
Coker v. Georgia, 433 U.S. 584 (1977) ................ 15
Enumnd v. Florida, 458 U.S. 782 (1982) .............. 4
Franklin v. Lynaugh, 487 U.S. 164 (1988) .......... 20
Glossip v. Gross, 135 S.Ct. 2726 (2015)...... passim
Graham v. Florida, 560 U.S. 48 (2010) . 5, 6, 16, 27
Gregg v. Georgia, 428 U.S. 153 (1976) ........ passim
Hall v. Florida, 134 S. Ct. 1986 (2014) ....... passim
Harris v. Alabama, 513 U.S. 504, 518 (1995) ..... 19
Heiney v. Florida, 469 U.S. 920 (1984) ............... 21
Hurst v. State, 202 So. 3d 40 (Fla. 2016)............. 13
Lockett v. Ohio, 438 U.S. 586 (1978) ............. 20, 26
Mackey v. United States, 401 U.S. 667 (1971) .... 27
McCleskey v. Kemp, 481 U.S. 279 (1987.............. 22
Middleton v. Florida, 17-6735, 2018 U.S.
LEXIS 1511, at *1 (Feb. 26, 2018) ................... 17
Miller v. Alabama, 567 U.S. 460 (2012) .......... 6, 27
Montgomery v. Louisiana, 136 S. Ct. 718
(2016) ................................................................. 27
Pena-Rodriguez v. Colorado, 137 S. Ct. 855
(2017) ............................................................. 1, 22
Penry v. Lynaugh, 492 U.S. 302 (1989) ........... 4, 18
Ring v. Arizona, 536 U.S. 584 (2002) .................. 19
Roper v. Simmons, 543 U.S. 551 (2005) .......... 5, 12
Satterwhite v. Texas, 486 U.S. 249 (1988)........... 18
Stanford v. Kentucky, 492 U.S. 361 (1989) ......... 12
Thompson v. Oklahoma, 487 U.S. 815 (1988) ....... 4
Trop v. Dulles, 356 U.S. 86 (1958). .................... 2, 5
v
Weems v. United States, 217 U.S. 349 (1909) ....... 5
Witherspoon v. Illinois, 391 U.S. 510 (1968) . 18, 19
Woodson v. North Carolina, 428 U.S. 280
(1976) ................................................................. 26
Woodward v. Alabama, 134 S. Ct. 405
(2013) ........................................................... 18, 19
STATUTES
14 V.I. C. § 923(a) ................................................... 8
18 U.S.C.S. § 3593 ................................................ 11
21 Okl. St. § 701.11 .............................................. 12
9 G.C.A. § 16.39(b) ................................................. 8
Ala. Stat. Ann. 13A-5-46 ................................ 11, 14
Ariz. Rev. Stat. Ann. §13–751(F) ......................... 11
Ark. Code Ann. § 5-4-603 ..................................... 11
C.N.M.I. Const. Art. I § 4(i) ................................... 7
Cal. Penal Code § 190.3 (Deering) ....................... 11
Florida, Fla. Stat. Ann. § 921.141 ....................... 11
Ga. Code Ann. § 17-10-2 (Lexis 2017) ................. 11
Idaho Code Ann. §19-2515 (Lexis 2017) .............. 11
Ind. Code Ann. § 35-50-2-9 (Lexis 2018) ............. 15
Kan. Stat. Ann. § 21-6617 (Lexis 2018) .............. 11
Ky. Rev. Stat. § 532.025 (Lexis 2018) ................. 11
La. C. Cr. P. Art. 905.1 et seq.; ............................ 12
Miss. Code Ann. § 99-19-101 ............................... 12
Mo. Rev. Stat. § 565.030 (Lexis 2018) ................. 15
N.C. Gen. Stat. § 15A-2000 (Lexis 2017) ............ 12
N.H. Rev. Stat. Ann. §630:5 (Lexis 2017) ........... 11
Neb. Rev. Stat. § 29-2522 .................................... 15
Nev. Rev. Stat. Ann. § 200.030 ............................ 12
Ohio Rev. Code Ann. § 2929.03 ........................... 12
P.R. Const. Art. II § 7............................................. 7
S.C. Code Ann. § 16-3-20 ..................................... 12
vi
S.D. Codified Laws § 23A-27A-2 (Lexis 2017) .... 11
T. C. A. § 39-13-204 .............................................. 12
Tex. Crim. Proc. Code Ann. § 37.071 ................... 12
U.C.A. § 76-3-206 ................................................. 12
Va. Code Ann. § 19.2-264.4 .................................. 12
OTHER AUTHORITIES
David L. Faigman, Reconciling Individual
Rights
and
Government
Interests:
Madisonian Principles Versus Supreme
Court Practice, 78 VA. L. REV. 1521 (1992) .... 24
Executions in the U.S. 1608–2002, DEATH
PENALTY INFO. CTR.............................................. 9
Governor John Kitzhaber, Executive Order,
November 22, 2011 ............................................. 9
Governor John W. Hickenlooper, Executive
Order D-2013-006, May 22, 2013 ....................... 9
Governor Statement of Inslee, February 11,
2014 ..................................................................... 9
Governor Tom Wolf, Memorandum of
Moratorium, February 13, 2015 ......................... 9
James Kachmar, Comment, Silencing the
Minority: Permitting Nonunanimous Jury
Verdicts in Criminal Trials, 28 Pac. L.J. 273
(1996). ................................................................ 23
Janet C. Hoeffel, Death Beyond a Reasonable
Doubt, 70 Ark. L. Rev. 267 (2017) ...................... 3
Jason A. Cairns and Jonathan J. Koehler,
Cruel And Unusual Punishments: Cruel
and Unusual Punishments: A Comparison
Of Public And Judicial Opinion, 54
Jurimetrics J. 109 (Winter 2014) .................... 24
vii
Jeffrey Abramson, We, the Jury: The Jury
System and the Ideal of Democracy 205
(1994) ................................................................. 19
John Bessler, The Inequality of America's
Death Penalty: A Crossroads for Capital
Punishment at the Intersection of the Eighth
and Fourteenth Amendments, 73 Wash. &
Lee L. Rev. Online 487, 551 (2016) ................... 4
M. Watt Espy & John Ortiz Smykla,
Executions in the United States, 1608–2002:
The ESPY File, DEATH PENALTY INFO. CTR. ...... 9
Rachel La Corte, Washington Senate Passes
Bill to Abolish Death Penalty, The Seattle
Times, February 14, 2018, ................................ 10
Stephen P. Garvey, Aggravation and
Mitgation in Capital Cases: What Do Jurors
Think?, 98 Colum. L. Rev. 1538 (1998) ............ 20
Susan D. Rozelle, The Principled Executioner:
Capital Juries’ Bias and the Benefits of True
Bifurcation, 38 Ariz. St. L.J. 769 (2006) .......... 21
The Federalist No. 1 at 1 (Alexander
Hamilton) (The Avalon Project of Yale Law
School, 2008) ....................................................... 3
Tom R. Tyler, Citizen Discontent with Legal
Procedures: A Social Science Perspective on
Civil Procedure Reform, 45 AM. J. COMP.
L. 871 (1997) .................................................... 24
Valerie P. Hans, John Blume, et al., The
Death Penalty: Should the Judge or the Jury
Decide Who Dies? 12 Journal of Empirical
Legal Studies, 70 (2015) ................................... 15
William J. Bowers, Wanda D. Foglia et. al.,
The Decision Maker Matters: An Empirical
Examination of the Way the Role of the
viii
Judge and the Jury Influence Death Penalty
Decision-Making, 63 Wash & Lee L. Rev.
931 (2006) .......................................................... 21
1
INTERESTS OF AMICUS CURIAE1
The Promise of Justice Initiative (PJI) is a
non-profit law office dedicated to upholding
constitutional integrity. PJI addresses issues
concerning fairness in the administration of capital
punishment.
PJI has filed amicus briefs in this Court, and
a number of state supreme courts, addressing the
emerging national consensus on the excessiveness of
capital punishment and the central role of the jury
in sentencing.
PJI is committed to the promise, that this
Court recently recognized, that “[i]t is the mark of a
maturing legal system that it seeks to understand
and to implement the lessons of history,” and that
our “society can and must move forward by
achieving the thoughtful, rational dialogue at the
foundation of both the jury system and the free
society that sustains our Constitution.” PenaRodriguez v. Colorado, 137 S. Ct. 855, 871 (2017).
Pursuant to this Court’s Rule 37, Amicus states that no
counsel for any party authored this brief in whole or in part,
and no person or entity other than Amicus made a monetary
contribution to the preparation or submission of the brief.
Timely notice was provided more than ten days from the due
date. Petitioner granted consent. Respondent indicated it had
no position.
1
2
SUMMARY OF ARGUMENT
This case sits at the intersection of the Sixth
Amendment’s right to trial by jury and the Eighth
Amendment’s evolving standards of decency.
Matthew Marshall was sentenced to death in
1992 by an elected government official who overrode
the jury that voted to spare his life. The standards of
decency have evolved since 1992.
Today, twenty jurisdictions have removed
capital punishment as an option; another ten have
demonstrated long-term disuse; eighteen have
affirmed that death sentences can come only from a
jury. The standards of decency have evolved and a
new consensus has emerged: no person can be
executed by the state unless the person’s death
sentence was imposed by a jury of his or her peers.
The Eighth Amendment draws its meaning
from the “evolving standards of decency that mark
the progress of a maturing society.” Trop v. Dulles,
356 U.S. 86, 101 (1958). Whatever the standards
may have been in the past, Matthew Marshall’s
execution is cruel and unusual today because
prevailing standards of decency would honor the
jury’s decision to spare his life.
This Court has held that “the Sixth
Amendment requires a jury, not a judge, to find each
fact necessary to impose a sentence of death.” Hurst
v. Fla., 136 S.Ct. 616, 619 (2016). It has now become
clear that the Eighth Amendment does so as well.
3
In the founding conversation about the role of
the Constitution, Alexander Hamilton observed, “it
seems to have been reserved to the people of this
country, by their conduct and example, to decide the
important question whether societies [ …] are really
capable or not of establishing good government from
reflection and choice, or whether they are forever
destined to depend for their political constitutions on
accident and force.” The Federalist No. 1 at 1
(Alexander Hamilton) (The Avalon Project of Yale
Law School, 2008); see also Janet C. Hoeffel, Death
Beyond a Reasonable Doubt, 70 Ark. L. Rev. 267,
(2017) (noting that “the history of the jury trial right
illuminates it as a collective right of the people to
stand in the place of the sovereign to impose
punishment on anyone … [it] is therefore
simultaneously a collective right of the people to
judge and the individual right of the defendant to be
judged by his peers.”).
Amicus believes that this petition offers an
opportunity to answer Hamilton’s essential question
of whether we are capable of enlightened selfgovernance. The American people have reached a
consensus—after much reflection and choice—that
the Eighth Amendment does not allow elected
officials to sentence defendants to death in defiance
of the community’s conscience.
If Mr. Marshall is executed in defiance of, or
even in indifference to, his jury’s reasoned moral
judgment, our capacity for self-governance will prove
weaker than had been hoped. The outlier
execution—breaking a precious link between the
will of the people and the command of the
4
sovereign—reflects a predilection for raw power in
the hands of an executive unchecked by the
governed.
Moreover, amicus suggests that unless this
Court repairs the schism in this doctrine, the Court
will be unable to make an accurate 8th Amendment
analysis concerning the constitutionality of capital
punishment altogether. See Penry v. Lynaugh, 492
U.S. 302, 331 (1989) (noting that in measuring
consensus, in addition to counting states, “[w]e have
also looked to data concerning the actions of
sentencing juries.”) citing Enumnd v. Florida, 458
U.S. 782, 794 (1982); Thompson v. Oklahoma, 487
U.S. 815, 831 (1988). See also John Bessler, The
Inequality of America's Death Penalty: A Crossroads
for Capital Punishment at the Intersection of the
Eighth and Fourteenth Amendments, 73 Wash. &
Lee L. Rev. Online 487, 551 (2016) (“Because the
function of juries is "to maintain a link between
contemporary community values and the penal
system," and because the U.S. Supreme Court looks
to jury verdicts to evaluate the "evolving standards
of decency that mark the progress of a maturing
society," juries that do not reflect an entire
community cannot possibly reflect the conscience of
that community.”). Imposition of a death sentence by
an elected judge is not only outside the bounds of the
standards of decency, it impedes this Court’s effort
to measure whether imposition of the death penalty
itself is in line with contemporary values.
5
ARGUMENT
I.
OBJECTIVE INDICATORS REVEAL
THE PREVAILING STANDARDS OF
DECENCY
As this Court has made clear, “the basic
concept underlying the Eighth Amendment is
nothing less than the dignity of man.” Trop v. Dulles,
356 U.S. 86, 100 (1958). Recognizing that the words
were not “precise” and the scope was “not static”, this
Court has established that the “Amendment must
draw its meaning from the evolving standards of
decency that mark the progress of a maturing
society.” Id. at 101, citing Weems v. United States,
217 U.S. 349 (1909).
In determining whether a sentence violates
the Eighth Amendment the Court considers
“objective indicia of national consensus.” Graham v.
Florida, 560 U.S. 48, 62 (2010). In Roper v.
Simmons, the Court counted 30 states that rejected
the death penalty for juvenile offenders—“12 that
ha[d] rejected it altogether and 18 that maintain[ed]
it but, by express provision or judicial interpretation,
exclude[d] juveniles from its reach.” Roper v.
Simmons, 543 U.S. 551, 564 (2005). See also
Kennedy v. Louisiana, 554 U.S. 407, 422 (2008)
(noting the consistent approach of measuring the
objective indicia of consensus); Atkins v. Virginia,
536 U.S. 304, 316 (2002) (noting 30 states that had
formally barred the death penalty at the time of
Atkins—either generally or specifically for the
intellectually disabled—and that additional states
“continue[d] to authorize executions,” had not
performed an execution in decades, which meant
6
“there [was] little need to pursue legislation barring
the execution of the mentally retarded in those
States.”); Hall v. Florida, 134 S. Ct. 1986 (2014)
(noting long-term disuse coupled with executive
action counted against the permissibility of a
challenged punishment practice placed states “on
the abolitionist side of the ledger”); Graham v.
Florida, 560 U.S. 48 (2010) (finding consensus where
thirteen jurisdictions prohibited life without parole
for non-homicide juvenile offenses, and thirty-seven
jurisdictions that rarely imposed it).
To the extent that the question presented in
this case concerns a process rather than a categorical
bar, the Court has made clear that the State’s
argument “on this score [is] weaker than the one we
rejected in Graham.” Miller v. Alabama, 567 U.S.
460, 482-83 (2012) (noting that the bar is lower
where the decision “does not categorically bar a
penalty for a class of offenders or type of crime—as,
for example, we did in Roper or Graham. Instead, it
mandates only that a sentencer follow a certain
process…before imposing a particular penalty.”).
II.
THE
VAST
MAJORITY
OF
JURISDICTIONS
HAVE
EITHER
REJECTED CAPITAL PUNISHMENT
ENTIRELY OR RESERVED THE DEATH
PENALTY FOR THOSE INSTANCES IN
WHICH
THE
PUNISHMENT
IS
CONFIRMED BY A UNANIMOUS JURY
Review of the “objective indicia of society’s
standards, as expressed in legislative enactments
and state practice with respect to executions,”
7
Kennedy, 554 U.S. at 408, reveals a growing
consensus against the death penalty.
Of the fifty-two jurisdictions in the United
States (fifty states, the District of Columbia, and the
Federal government), the death penalty has
essentially been abandoned or is in disuse in thirty
(30) jurisdictions, and is now restricted to jurysentencing in an additional eighteen (18).
This process reflects the broad evolution of a
civilized society and a transformative movement
that brings us closer to our founding ideals.
A. Thirty-Five Jurisdictions Have Either
Removed the Death Penalty Entirely Or
Exhibit Long Term Disuse.
Thirty-five jurisdictions have either removed
the death penalty as a possible punishment or
exhibit constitutionally significant long-term disuse.
In their dissent in Glossip v. Gross, Justices Breyer
and Ginsburg noted that there were “30 States have
either formally abolished the death penalty or have
not conducted an execution in more than eight
years.” Glossip v. Gross, 135 S. Ct. 2726, 2773
(Breyer, J., Ginsburg, J., dissenting). The numbers
are even more significant today, with twenty
jurisdictions having abolished the death penalty
altogether, and 15 states have no executions since
2010. California (2006); Colorado (1997); Indiana
(2009); Kansas (no executions since the death
penalty was reinstated in 1976); Louisiana (2010);
Montana (2006); Nebraska (1997); Nevada (2006);
New Hampshire (no executions since the death
penalty was reinstated in 1976); North Carolina
8
(2006); Oregon (1997); Pennsylvania (1999);
Tennessee (2009); Utah (2010); Washington
(2010); Wyoming (1992).2
1. Twenty jurisdictions do not have the death
penalty.
Nineteen states3 plus the District of Columbia
do not have the death penalty.4 Seven of these states
have rejected capital punishment in the past ten
years: New Jersey (2007), New York (2007), New
Mexico (2009), Illinois (2011), Connecticut (2012),
Maryland (2013); Delaware (2016).
2 See DPIC, Number of Executions by State and Region Since
1976, online at http://www.deathpenaltyinfo.org/numberexecutions-state-and-region-1976. States in bold were not
listed in the Glossip opinion. Arkansas is the only state listed
in that opinion that since used the death penalty.
3 The following jurisdictions have no death penalty:
Alaska,
Connecticut, Delaware, Hawaii, Illinois, Iowa, Maine,
Maryland, Massachusetts, Michigan, Minnesota, New Jersey,
New Mexico, New York, North Dakota, Rhode Island, Vermont,
West Virginia, and Wisconsin.
4 The death penalty is also prohibited under the constitutions
of Puerto Rico and the Commonwealth for the Northern
Mariana Islands. See P.R. Const. Art. II § 7 (“The death penalty
shall not exist.”); C.N.M.I. Const. Art. I § 4(i) (“Capital
punishment is prohibited.”). In Guam and the U.S. Virgin
Islands, the death penalty is not a possible sentence. See, e.g.,
9 G.C.A. § 16.39(b) (punishment for aggravated murder is life);
14 V.I. C. § 923(a) (providing for life in prison as punishment
for murder).
9
2. Four additional jurisdictions have suspended
the death penalty and exhibit long-term
disuse.
As the Court observed in Hall, states that
have suspended use of the death penalty, coupled
with long-term disuse are similar to those that have
abolished the punishment. Id. at 1997 (placing “on
the abolitionist side of the ledger” “Oregon, which
has suspended the death penalty and executed only
two individuals in the past 40 years”).
Four
jurisdictions—Colorado,5
Oregon,6
Pennsylvania,7 and Washington8—have moratoria
in place, suspending use of the death penalty, and a
long history of disuse consistent with the measure
the Court used in Hall Colorado has executed one
individual since 1967. Oregon has executed two
individuals since 1962—both were volunteers.
Pennsylvania has executed only three individuals
since 1962—each was a volunteer. Washington has
executed five individuals since 1963 but none since
5 See Governor John W. Hickenlooper, Executive Order D-2013-
006,
May
22,
2013
available
at
https://deathpenaltyinfo.org/documents/COexecutiveorder.pdf.
6 See Governor John Kitzhaber, Executive Order, November 22,
2011, available at https://deathpenaltyinfo.org/gov-johnkitzhaber-oregon-declares-moratorium-all-executions.
Governor Kate Brown has continued this moratorium.
See Governor Tom Wolf, Memorandum of Moratorium,
February 13, 2015.
7
8 See Governor Inslee, Statement of February 11, 2014.
10
2010.9 And indeed, repeal legislation supported by
the Attorney General and Governor, passed the
Senate and the House Judiciary Committee in
Washington this year, and missed passing the House
when the shortened session ended.10
3. Six Additional Jurisdictions Exhibited Have
Constitutionally
Significant
Long-Term
Disuse and no Expected Use
At least six states have exhibited long-term
disuse.
i. New Hampshire. Though it retains the
death penalty by statute, New Hampshire has not
performed an execution in 86 years, and has not
sentenced a person to death in ten years.
ii. Wyoming has executed one person in the
last 50 years. Wyoming has no person on death row
9 All data concerning the date of last execution and the number
of executions is drawn from The Espy File, which catalogs all
executions in the United States between 1608 and 2002. M.
Watt Espy & John Ortiz Smykla, Executions in the United
States, 1608–2002: The ESPY File, DEATH PENALTY INFO. CTR.,
available
at
https://www.deathpenaltyinfo.org/documents/ESPYstate.pdf.
Counsel also draws from the searchable database for all
executions between 1976 and the current date. Executions in
the U.S. 1608–2002, DEATH PENALTY INFO. CTR., available at
https://www.deathpenaltyinfo.org/views-executions.
See Rachel La Corte, Washington Senate Passes Bill to
Abolish Death Penalty, The Seattle Times, February 14, 2018,
available
at
https://www.seattletimes.com/seattlenews/politics/ washington-senate-passes-bill-to-abolish-deathpenalty/.
10
11
has not sentenced a person to death in more than ten
years.
iii. Kansas, as the Hall Court noted, “has not
had an execution in almost five decades.” Hall, 134
S. Ct. at 1997, and has only sentenced two people do
death in the last five years.
iv. Idaho has executed two offenders in the
last fifteen years, and has only sentenced one person
to death in the last five years.
v. South Dakota has three people on its row
has only sentenced two people do death in the last
five years.
vi. Kentucky has executed three individuals
since 1968 and has only sentenced one person to
death in the last five years.
Each of these states require jury sentencing.
See Kan. Stat. Ann. § 21-6617 (Lexis 2018); Ky. Rev.
Stat. § 532.025 (Lexis 2018); N.H. Rev. Stat. Ann.
§630:5 (Lexis 2017); S.D. Codified Laws § 23A-27A2 (Lexis 2017); Wyo. Stat. § 6-2-102 (Lexis 2017);
Idaho Code Ann. §19-2515 (Lexis 2017).
4. Five Additional Jurisdictions Have Not Used
the Death Penalty For Ten Years.
Five additional jurisdictions have not executed
anyone for over ten years.
California (2006);
Montana (2006); Nebraska (1997); Nevada (2006);
North Carolina (2006).
12
B.
The Vast Majority Of Jurisdictions Are
Part of A Trend That Requires A Jury To
Decide Whether A Person Lives Or Dies
1. In Twenty-Four Jurisdictions That Authorize
Capital Punishment, A Death Sentence May
Now only be imposed by a Jury.
In addition to the six jurisdictions identified
above, eighteen (18) additional jurisdictions that
authorize the death penalty require a unanimous
jury. 1) Alabama, Ala. Stat. Ann. 13A-5-46; 2)
Arizona, Ariz. Rev. Stat. Ann. §13–751(F) (Cum.
Supp. 2017); 3) Arkansas, Ark. Code Ann. § 5-4-603;
4) California, Cal. Penal Code § 190.3 (Deering); 5)
Federal, 18 U.S.C.S. § 3593; 6) Florida, Fla. Stat.
Ann. § 921.141; 7) Georgia, Ga. Code Ann. § 17-10-2
(Lexis 2017); 8) Louisiana, La. C. Cr. P. Art. 905.1 et
seq.; 9) Mississippi, Miss. Code Ann. § 99-19-101;
10) Nevada, Nev. Rev. Stat. Ann. § 200.030; 11)
North Carolina, N.C. Gen. Stat. § 15A-2000 (Lexis
2017); 12) Ohio, Ohio Rev. Code Ann. § 2929.03; 13)
Oklahoma, 21 Okl. St. § 701.11; 14) South Carolina,
S.C. Code Ann. § 16-3-20; 15) Tennessee, T. C. A. §
39-13-204; 16) Texas, Tex. Crim. Proc. Code Ann. §
37.071; 17) Utah, U.C.A. § 76-3-206; 18) Virginia,
Va. Code Ann. § 19.2-264.4.
2. There is a strong trend towards limiting the
death determination to a jury.
In this case, evidence of consensus is marked
not just by the overwhelming number of states that
have either rejected the death penalty outright or
required unanimous jury sentencing, but the unidirection of the trend. See Roper v. Simmons, 543
13
U.S. 551 (2005) citing Atkins v. Virginia, 536 U.S.
304 (2002) (noting the special relevance of the trend
toward abolition). While this Court in 1995, in
Harris v. Alabama, 513 U.S. 504 (1995) held that the
imposition of a death sentence by an elected judge
did not violate the Eighth Amendment—as it upheld
the execution of intellectually disabled and the
execution of juveniles in 198911—the standards of
decency have evolved, and Justice Stevens’ dissent
is more apt today than it was then. Harris v.
Alabama, 513 U.S. at 526 (“To permit the State to
execute a woman in spite of the community's
considered judgment that she should not die is to
sever the death penalty from its only legitimate
mooring.”).
Indeed, for Eighth Amendment purposes—the
trend is an important component. Florida, Delaware
and Alabama all—in the last three years—rejected
judge sentencing in capital cases. The Delaware
Supreme Court rejected judge sentencing in 2016.
Rauf v. State, 145 A. 3d 430 (Del. 2016).
In 2017, Florida passed a new capital
sentencing provision that requires a unanimous jury
to find beyond a reasonable doubt the existence of an
aggravating circumstance, to weigh aggravators and
mitigators and to determine whether death is the
appropriate punishment. See SB 280 (Fla. 2017)
(amending Section 921.141 of the Florida Statutes to
11 See Penry v. Lynaugh, 492 U.S. 392 (1989) overturned by
Atkins v. Virginia, 536 U.S. 304 (2002); Stanford v. Kentucky,
492 U.S. 361 (1989), overturned by Roper v. Simmons, 543 U.S.
551 (2005).
14
require a unanimous jury verdict); Hurst v. State,
202 So. 3d 40, 53-54 (Fla. 2016) (“We also conclude
that, just as elements of a crime must be found
unanimously by a Florida jury, all these findings
necessary for the jury to essentially convict a
defendant of capital murder—thus allowing
imposition of the death penalty—are also elements
that must be found unanimously by the jury.”).
In 2017, Alabama became the forty-eighth
jurisdiction to eliminate judge sentencing. Alabama
eliminated judicial override and now requires a
jury’s vote of 10-2, prohibiting a judge from imposing
a death sentence without a jury sentence. Ala. Stat.
Ann. 13A-5-46.
C. Less Than A Handful Of Jurisdictions
Permit A Death Sentence To Be Imposed By
A Judge, And The Number Of Judge-Death
Sentences Is Minimal
1. Only four jurisdictions nationwide currently
permit a death sentence to be imposed where a
sentencing jury has not concluded the sentence
is warranted
Currently, only four of fifty-two jurisdictions
nationwide permit a death sentence to be imposed
where a sentencing jury has not unanimously
concluded the sentence is warranted. Those states
are Indiana, Nebraska, Missouri and Montana.
One of these states—Montana—is functionally
abolitionist because no executions in the last ten
years and no death sentences in the last 20. See Hall,
134 S.Ct. at 1997 (counting Oregon as abolitionist
15
because it has suspended the death penalty and
executed only two individuals in fifty years).
Nebraska’s law is an extreme outlier in that it places
the death sentence determination exclusively in the
hands of a three-judge panel, Neb. Rev. Stat. § 292522. It has hardly been used, with only three death
sentences and no executions in the last twelve
years.
Missouri and Indiana authorize a judge to
impose a death sentence but only when a jury has
deadlocked during its penalty deliberations. Mo.
Rev. Stat. § 565.030 (Lexis 2018); Ind. Code Ann. §
35-50-2-9 (Burns, Lexis Advance 2018). It is
significant to note that in terms of jury verdicts,
Missouri has not had a single jury death sentence in
the last four years, and Indiana has only had one.
In Missouri, the last two death sentences were judge
imposed, raising additional constitutional concerns.
Valerie P. Hans, John Blume, et al., The Death
Penalty: Should the Judge or the Jury Decide Who
Dies? 12 Journal of Empirical Legal Studies, 70-99
(2015) (“Moreover, the disproportionate rate at
which judges, compared to juries, impose death
sentences raises serious Eighth Amendment
objections.”).
As in Hall, which addressed procedures
adopted by three states, the scarcity of state laws
permitting capital sentencing without a unanimous
jury penalty verdict is “strong evidence of consensus
that our society does not regard this [procedure] as
proper or humane.” 134 S.Ct. at 1998; see also Coker
v. Georgia, 433 U.S. 584, 596 (1977) (death penalty
for rape of an adult woman held unconstitutional, in
16
part, because the nation’s collective judgment on the
penalty “obviously weigh[ed] very heavily on the side
of rejecting capital punishment as a suitable penalty
for raping an adult woman”).
2. The Number of Individuals Under A JudgeImposed Death Sentence Is Less Than The
Number This Court Found Dispositive in
Graham v. Florida
In Graham v. Florida, this Court found that a
consensus when there were “123 juvenile nonhomicide offenders serving life without parole
sentences. A significant majority of those, 77 in total,
are serving sentences imposed in Florida. … The
other 46 are imprisoned in just 10 States—
California, Delaware, Iowa, Louisiana, Mississippi,
Nebraska, Nevada, Oklahoma, South Carolina, and
Virginia.” Graham, 560 U.S. at 64.
The number of individuals under a judgeimposed death sentence is less than the number this
Court found dispositive in Graham. Here, eight
states have a total of 102 individuals under judgeimposed death sentences. Florida, Missouri, and
Montana each have two individuals under a judgeimposed death sentence. Idaho and Indiana each
have five individuals under a judge imposed
sentence. Nebraska has eleven defendants under a
three-judge death sentence. Alabama (34) and
Arizona (40) both have replaced judge-based
sentencing with jury sentencing. Significantly, the
vast majority of these judge-sentenced condemned
prisoners were sent to death row years if not decades
ago, before the practice was abandoned.
17
Not only is the number of states that permit
judge death-sentencing lower than this Court found
dispositive in Graham, but the number of sentences
at issue is considerably lower. And the majority of
jurisdictions from which these sentences arise have
themselves abandoned the practice. The judgeimposed sentence in this case is an anachronistic
vestigial process from a period from which the
country has evolved.
III. JUDGE-IMPOSED DEATH SENTENCES
FAIL TO REFLECT THE COMMUNITY
CONSENSUS AND ARE NOT SUFFICIENTLY
RELIABLE TO COMPLY WITH THE EIGHTH
AMENDMENT
In addition to evaluating the community
consensus, the Court must also exercise its “’own
judgment … on the question of the acceptability of
the death penalty under the Eighth Amendment.’”
Hall v. Florida, 134 S.Ct. at 2000, quoting Coker,
433 U.S. at 597.
Judicially-imposed death
sentences, in the absence of unanimous jury
agreement, raise concerns. See also Middleton v.
Florida, Nos. 17-6580, 17-6735, 2018 U.S. LEXIS
1511, at *1 (Feb. 26, 2018) (Breyer, J.,) (“In my view,
“the Eighth Amendment requires individual jurors
to make, and to take responsibility for, a decision to
sentence a person to death.” Id., at 619, 122 S. Ct.
2428, 153 L. Ed. 2d 556.”).
18
A. Juries Play An Important Role In Death
Penalty Process.
Juries play an important role in the death
penalty process because they “express the conscience
of the community on the ultimate question of life or
death.” Witherspoon v. Illinois, 391 U.S. 510, 519
(1968). See also Woodward v. Alabama, 134 S. Ct.
405, 407 (2013) (Sotomayor J., dissenting from
denial of certiorari). Whether a defendant is a
future danger, her potential for rehabilitation or
redemption, whether the circumstances of her life
deserve leniency or mercy, depends upon the full
conscience of the entire community. Penry v.
Lynaugh, 492 U.S. 302, 328 (1989) see also
Satterwhite v. Texas, 486 U.S. 249, 261 (1988)
(Marshall,
J.,
concurring)
(“Unlike
the
determination of guilt or innocence, which turns
largely on an evaluation of objective facts, the
question whether death is the appropriate sentence
requires a profoundly moral evaluation of the
defendant’s character and crime.”).
“Capital punishment is an expression of
society’s moral outrage at particularly offensive
conduct,” Gregg v. Georgia, 428 U.S. 153, 183 (1976),
and a sentence of death thus “expresses the
community’s judgment that no lesser sanction will
provide an adequate response to the defendant’s
outrageous affront to humanity.” Harris v. Alabama,
513 U.S. 504, 518 (1995) (Stevens, J., dissenting and
citing Gregg, 428 U.S. at 184). Jurors “possess an
important comparative advantage over judges ...
[because] they are more likely to express the
‘conscience of the community’ on the ultimate
19
question of life or death.” Ring v. Arizona, 536 U.S.
584, 615-16 (2002) (Breyer, J., concurring in
judgment); see also Woodward v. Alabama, 134 S.Ct.
405, 409 (2013) (Sotomayor, J., dissenting from
denial of certiorari) (noting that “[b]y permitting a
single trial judge's view to displace that of a jury
representing a cross-section of the community,
Alabama's sentencing scheme has led to curious and
potentially arbitrary outcomes”).
As this Court has noted, “one of the most
important functions any jury can perform in making
. . . a selection (between life imprisonment and death
for a defendant convicted in a capital case) is to
maintain a link between contemporary community
values and the penal system.” Witherspoon v.
Illinois, 391 U.S. 510, 519 n.15 (1968). This process
requires full engagement and thorough deliberation.
See Jeffrey Abramson, We, the Jury: The Jury
System and the Ideal of Democracy 205 (1994)
(“Abolishing the unanimous verdict would weaken
the conversations through which laypersons educate
one another about their common sense of justice.”).
Accordingly, a judge imposed sentence is less likely
to “reflect a community-based judgement that the
[death] sentence constitutes proper retribution”—as
is required by the Eighth Amendment. Schriro v.
Summerlin, 542 U.S. 348, 360 (2004) (Breyer, J.,
dissenting).
B. Juries Protect Against Unreliable Death
Sentences
In exercising its independent judgment, this
Court, in Atkins v. Virginia, noted that the
20
intellectually disabled were more vulnerable to
wrongful execution. 536 U.S. 304, 321 (2002)
(“Mentally retarded defendants in the aggregate
face a special risk of wrongful execution.”); see also
Hall v. Florida, supra, (noting procedures increased
likelihood of wrongful execution). State death
penalty schemes comport with the Eighth
Amendment only if they provide sufficient
protections against unreliable capital sentences.
Beck v. Alabama, 447 U.S. 625, 637 (1980); Lockett
v. Ohio, 438 U.S. 586, 605 (1978); Gregg v. Georgia,
428 U.S. 153, 195 (1976).
A jury’s guilty verdict does not necessarily
mean each member is certain of the defendant’s
guilt—some residual doubt might remain. As this
Court has explained, “residual doubt . . . refer[s] to
doubts that may have lingered in the minds of the
jurors who were convinced of [the defendant’s] guilt
beyond a reasonable doubt but who were not
absolutely certain of his guilt.” Franklin v. Lynaugh,
487 U.S. 164, 187 (1988). Residual doubt is the most
significant reason jurors vote for life sentences.
Mulvaney & Chamblee, supra, at 108 (citing
Stephen P. Garvey, Aggravation and Mitgation in
Capital Cases: What Do Jurors Think?, 98 Colum. L.
Rev. 1538, 1563 (1998) (explaining data showing
that residual doubt is the most influential factor in
jury votes for life); Susan D. Rozelle, The Principled
Executioner: Capital Juries’ Bias and the Benefits of
True Bifurcation, 38 Ariz. St. L.J. 769, 775 (2006)
21
(describing residual doubt as “the most potent
mitigator in capital case.”).
Given the finality of the death penalty, there
is an important interest in giving a jury the power to
consider questions of residual doubt. Heiney v.
Florida, 469 U.S. 920, 921—22 (1984) (Marshall, J.,
dissenting from denial of certiorari) (“The belief that
[the death penalty] is inappropriate where there are
doubts as to guilt, even if they do not rise to the level
necessary for acquittal, is a feeling that stems from
common sense and fundamental notions of justice.”).
As it turns out, residual doubt is oftentimes
well-founded. Research demonstrates that nonunanimous jury and judicial override cases are more
likely than unanimous jury sentences to produce
death row exonerations. Mulvaney & Chamblee,
supra, at 112. Researchers from the Capital Jury
Project compared deliberation process for states that
had hybrid sentencing statutes like Alabama,
Florida, and Indiana with states that required jury
sentencing, and determined that “the punishment
decisions of jurors in hybrid states were fraught with
less seriousness and conscientiousness owing to
jurors recognition that their punishment decision
was not final.” William J. Bowers, Wanda D. Foglia
et. al., The Decision Maker Matters: An Empirical
Examination of the Way the Role of the Judge and
the Jury Influence Death Penalty Decision-Making,
63 Wash & Lee L. Rev. 931, 953-954 (2006) (“Where
their sentence determination was merely a
recommendation,
they
more
often
denied
responsibility for the defendant's punishment, they
more often failed to understand jury instructions,
22
and they devoted less time and effort to deciding the
sentence..”).
Here, in petitioner’s case, the elected judge
disregarded the jury’s recommendation altogether.
This Court has especial awareness that even Article
III judges, immune from the pressures of electoral
politics, can make mistakes.
C. Juries Are A Fundamental
Against Prejudice
Protection
The jury is to be “a criminal defendant’s
fundamental ‘protection of life and liberty against
race or color prejudice.’” Pena-Rodriguez v.
Colorado, 137 S. Ct. 855, 868 (2017).
Death
penalties imposed in the absence of unanimous jury
agreement risk the marginalization of racial
minorities serving on the jury. In McCleskey v.
Kemp, 481 U.S. 279 (1987), this Court defended racebased outcomes by denoting that a “capital
sentencing jury representative of a criminal
defendant’s community assures a diffused
impartiality.” Id at 310. As the Court explained:
“[i]ndividual jurors bring to their deliberations
"qualities of human nature and varieties of human
experience, the range of which is unknown and
perhaps unknowable. … it is the jury's function to
make the difficult and uniquely human judgments
that defy codification and that "buil[d] discretion,
equity, and flexibility into a legal system.” Id. at 311.
The replacement of diverse juries with judge
sentencing not only does harm to the defendant, but
it undermines the community’s confidence in the
23
process. If minority communities believe “their
voices are being silenced in the jury room,” this
jeopardizes their confidence—and willingness to
participate—in the judicial process. James
Kachmar, Comment, Silencing the Minority:
Permitting Nonunanimous Jury Verdicts in
Criminal Trials, 28 Pac. L.J. 273, 305 (1996).
D. Juries Enhance Confidence In The
Administration Of Capital Punishment
As this Court has made clear, the justice
system suffers the consequences of the risks of
capital punishment: “When the law punishes by
death, it risks its own sudden descent into brutality,
transgressing the constitutional commitment to
decency and restraint.” Kennedy v. Louisiana, 554
U.S. 407, 420 (2008). Indeed, the prohibition against
cruel and unusual punishments is borne from, and
responsive to an evolving moral compass:
Perhaps the central reason that
public standards and opinion should
influence
Eighth
Amendment
jurisprudence is that the legal system
must maintain public confidence in the
rule of law.
Jason A. Cairns and Jonathan J. Koehler, Cruel And
Unusual Punishments: Cruel and Unusual
Punishments: A Comparison Of Public And Judicial
Opinion, 54 Jurimetrics J. 109 (Winter 2014) citing
David L. Faigman, Reconciling Individual Rights
and Government Interests: Madisonian Principles
Versus Supreme Court Practice, 78 VA. L. REV.
1521, 1552 (1992) (noting that "[m]ore than any
24
other amendment, perhaps, construction of the
Eighth Amendment has depended on modern
sensibilities"); Tom R. Tyler, Citizen Discontent with
Legal Procedures: A Social Science Perspective on
Civil Procedure Reform, 45 AM. J. COMP. L. 871,
872 (1997) (“The lack of public confidence in the legal
system is creating a number of problems for lawyers,
judges, and the legal system. The most direct
consequence is difficulty securing the acceptance of
legal decisions."); see also Paul H. Robinson & John
M. Darley, Intuitions of Justice: Implications for
Criminal Law and Justice Policy, 81 S. CAL. L.
REV. 1, 24 (2007) at 31 (“When the law is perceived
as 'doing justice,' assigning liability in proportion to
the moral blameworthiness of the punished
offender, it becomes more effective at controlling
crime.”).
Confidence in the administration of capital
punishment is a core requirement of the criminal
justice system. In Gregg v. Georgia, the Court found
that the death penalty served a purpose of ensuring
confidence in the administration of justice: “When
people begin to believe that organized society is
unwilling or unable to impose upon criminal
offenders the punishment they ‘deserve,’ then there
are sown the seeds of anarchy—of self-help, vigilante
justice, and lynch law.' Gregg v. Georgia, 428 U.S.
153, 225 (1976). But this is no longer clear. Instead,
random judge imposed capital punishment
undermines confidence in the administration of
justice. A death penalty system predicated upon the
decisions of judges not juries, only further
undermines confidence in the justice system
25
generally and the administration
punishment specifically.
IV.
of
capital
EVOLVING STANDARDS OF DECENCY
NOW PROHIBIT JUDGE-BASED DEATH
SENTENCES
The core values underlying the Sixth and
Eighth Amendments, and indeed the Constitution
itself, fuse to reject execution based upon the finding
of a government magistrate.
The right to trial by jury is at the very heart
of our compact for self-governance because of the
legitimacy it confers on the state’s power to punish.
If the friends and the foes of the Constitutional
project at Philadelphia agreed upon nothing else,
there was no doubt that they “concur at least in the
value they set upon the trial by jury; or if there is
any difference between them, it consists in this: the
former regard it as a valuable safeguard to liberty,
the latter represent it as the very palladium of free
government.” The Federalist No. 83, at 521
(Alexander Hamilton).
The interconnection of the right to trial by
jury and the right to be free from cruel and unusual
punishment are fundamental principles of our
constitutional democracy, and their importance
extends beyond the protections they afford to
criminal defendants. These rights converge to
define the outer bounds of government power as the
reasoned will of the people.
The Eighth Amendment’s prohibition against
cruel and unusual punishments is a substantive
26
protection that applies in full force retroactively
because a punishment must comport with standards
of decency at the time it is carried out. In Woodson
v. North Carolina, 428 U.S. 280 (1976), when the
Court banned mandatory death sentences, the
decision applied both respectively and prospectively.
In Lockett v. Ohio, 438 U.S. 586 (1978), when the
Court held that the sentencer must be permitted to
consider mitigating circumstances before imposing
the death penalty, the decision applied prospectively
and retroactively.
Similarly, the protections
provided in Graham v. Florida, 568 U.S. 48 (2010)
(holding life sentences for non-homicide offenses
unconstitutional), and Miller v. Alabama, 567 U.S.
460 (2012) (holding mandatory life sentences for
homicide offenses) have been deemed retroactive.
In Montgomery, Louisiana argued that Miller
v. Alabama had not announced a substantive rule
but rather imposed a different procedure for
determining whether a sentence must be served
without the possibility of parole. The Court rejected
the proposition. Montgomery v. Louisiana, 136 S.
Ct. 718, 734-35 (2016) citing Mackey v. United
States, 401 U.S. 667, at 692, n. 7 (1971) (opinion of
Harlan, J.) (“Some rules may have both procedural
and substantive ramifications, as I have used those
terms here.”). That the standards of decency have
evolved, requiring a full jury not a judge to impose a
death sentence is exactly such a rule—that has
substantive significance and procedural effect.
Regardless of whether the sentence was
unconstitutional when it was imposed, the execution
of that sentence today violates the evolving
standards of decency.
27
CONCLUSION
For the forgoing reasons, amicus respectfully
suggests that the Court grant certiorari in this case
and consider whether evolution in the standards of
decency that mark a civilized society render the
execution of a death sentence imposed by an elected
judge over the vote of a jury constitutes cruel and
unusual punishment.
Respectfully submitted,
G. BEN COHEN*
BLYTHE TAPLIN
CECELIA T. KAPPEL
THE PROMISE OF JUSTICE INITIATIVE
636 BARONNE STREET
NEW ORLEANS, LA. 70115
*COUNSEL OF RECORD
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.