Petition for Writ of Certiorari — Piper A. Rountree, Petitioner v. Harold W. Clarke, Director, Virginia Department of Corrections, et al.
Supreme Court briefDec 29, 2017
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No.
IN THE
SUPREME COURT OF THE UNITED STATES
PIPER A. ROUNTREE,
Petitioner
VS.
HAROLD CLARIcE, ET AL.,
Respondents
On petition for a writ of certiorari to
the federal 4th circuit court of appeals
PETITION FOR WRIT OF CERTIORARI
PIPER A. ROUNTREE
Petitioner Pro Se
Fluvanna Correctional Center
For Women
P.O. Box 1000
144 Prison Lane
Troy, VA 22974
I
4
1
41
QUESTIONS PRESENTED
I. The United States Supreme Court ruled that summary judgments shall
only be granted if the record shows (1) there is no genuine dispute, (2)
as to any material fact. Beard v. Banks, 548 U.S. 521, 529, 126 S.Ct. 2572,
2578, 165 L.Ed. 2d 697 (2006). The evidence indicates that appellant filed
her own sworn pleadings and 14exhibits, including 6 other affidavits,
disputing appellees' claims. Additionally, the trial court judge admitted
that he was "unclear" about a material issue of fact concerning the
current and on-going in-room use [and inference of safety] of yoga mats.
(ECF 59, FN4). Thus, summary judgment was clearly erroneous since
genuine, disputes concerning material facts existed.
As a matter of law, the trial court erred in granting a summary
judgment on the appellant's RLUIPA claim since genuine
issues of material facts existed.
As a matter of law, the trial court erred in granting a summary
judgment on the appellant's Equal Protection claim since
genuine issues of material facts existed.
As a matter of law, the trial court erred in granting a summary
judgment on the appellant's First Amendment claim since
genuine issues of material facts existed.
1
4+
D. As a matter of law, the trial court erred in granting a summary
judgment on the appellant's Eighth Amendment claim since
genuine issues of material facts existed.
II. Appellant, as a pro se incarcerated person enjoys the same rights to
discovery answers and production requests, and to the same extent, as
is afforded every other litigant. Castle v. Jallah, 142 F.R.D. 618, 620
(E.D. Va. 1997).
Appellant was not afforded equal right to the
discovery process since discovery was denied appellant for reasons not
set out in the Federal Rules of Civil Procedure. Thereafter, summary
judgment issued before appellant was given a chance to complete
discovery with all parties.. Thus, the trial court erred in denying
appellant an adequate right to discovery.
II
A
LIST OF PARTIES
[ ] All parties appear in the caption of the case on the cover page.
[X] All parties do not appear in the caption of the case on the cover page. A list
of all parties to the proceeding in the court whose judgment is the subject of this
petition is as follows:
In addition to the cover page named parties of Piper Ann Rountree, petitioner,
and Harold Clarke, respondent, the following are additional named respondents to
this lawsuit:
CHARLENE HARRIS, Assistant to Gary L. Bass, Virginia Dept. of
Corrections (VDOC);
PHYLLIS BASKERVILLE, Prior Warden, Fluvanna Correctional Center
for Women (FCCW);
GARY L. BASS, Regional Administrator, VDOC;
TAMMY BROWN, Warden, FCCW;
LOUIS B. CEI, Programs Director and Member of the Faith Review
Committee,' VDOC;
MICHAEL SHUPE Member of the Faith Review Committee, VDOC;
LAYTON LESTER, Member of the Faith Review Committee, VDOC
m
4
TABLE OF CONTENTS
OPINIONS BELOW ........................................................................................... 1
.
JURISDICTION................................................................................................. 1
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED..................2,3
STATEMENT OF THE CASE ......................................................................... 4
REASONS FOR GRANTING THE WRIT .................................................... 26,27
.
CONCLUSION............................................................................................. 27
INDEX TO APPENDICES
APPENDIX A
Decision of the U.S. Court of Appeals for the 4th Circuit, No. 17-6677,
OCTOBER 3, 2017
APPENDIX B
(ECF 59 & 60) Opinion and Decision of the U.S. District Court for the 4th
Circuit, No. 7:15-cv-00220-GEC-RSB
APPENDIX C
(ECF 64 & 65) Opinion and Decision of the U.S. District Court, No. 7:15-cv00220-GEC-RSB, denying timely filed petition for rehearing. April 28, 2017
APPENDIX D
Religious Land Use of Institutionalized Persons Act, 42 U.S.C. §2000 cc-1 (a)(2000)
APPENDIX E
iv
4.
(ECF 51, end. A, effective 7-1-15) Virginia Department of Corrections
Policy 841.3
APPENDIX F
(ECF 51, end. B, effective 9-115, amended 1-26-16) Virginia Department
of Corrections policy 802.1
APPENDIX G
14th amendment (Equal Protections statute) of the U.S. constitution
APPENDIX H
Section 1983 of the Civil Rights Act
APPENDIX I
Federal Rules of Civil Procedure 26
APPENDIX J
Federal Rules of Civil Procedure 56
TABLE OF AUTHORITIES CITED
CASES
PAGE NUMBER
Al- Alamin v. Gramley, 926 F. 2d 680, 686 (7th Cir. 1991)...................................12
American Fidelity & Gas. Co. v. London & Edinburgh Ins. Co.,
354 F. 2d 214, 216(4th Cir. 1965)..............................................................12
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251-52, 106 S.Ct.
2505, 91 L.Ed.2d 202 (1986)..............................................................5, 26
Beard v. Banks, 548 U.S. 521, 529, 126 S.Ct. 2572, 2578,
.
165 L.Ed. 2d 697.(2006) . ............................................................... .5, 26
V
it
-
Cales v. Chesapeake & 0. Ry. Co., 46 F.R.D. 39, 40 (W.D. Va. 1969)..................5, 10
Castle v. Jallah, 142 F.R.D. 618, 620 (E.D. Va. 1997).................................23, 27
Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 2552,
91 L. Ed. 2d 265 (1986)........................................................................24
Coward v. Jabe, 474 Fed. Appx. 961, 961 (C.A.4(Va.) 2012)...............................5, 6
Cruz v. Beto, 405 U.S. 319, 322, 92 S. Ct. 1079 (1972)........................................12
Employment Division, Dept. of Human Resources of Oregon v. Smith, 494
U.S. 872, 878-79, 110 S.Ct. 1595, 108 L.Ed. 876 (1990)..............................6
Farmer v. Brennon, 511 U.S. .825, 114 S.Ct 1970 (1994)......................................21
Imagexpo, L.L.C. v. Microsoft Corp., 281 F. Supp. 2d 846,
849-281(E.D. Va. 2003).......................................................................13
Jackson v. Lightsey, 775 F.3d 170, 178 (4th Cir. 2014)..........................................5
Jehovah v. Clarke, 198 F.3d. 169 177 (4th Cir. 2015)..........................5, 7, 9, 10, 22
Lewis v. Jacks, 486 F. 3d 1025, 1028 (8th Cir. 2008)...........................................12
Lindell, v. Casperson, 360 F. Supp. 2d 932, 958 (W.D. Wis. 2005)........................12
Lovelace v. Lee, 472 F.3d 174, 187 (4th Cir. 2006).................................................7
Madison v. Riter, 355 F. 3d 310, 321-322 (4th Cir. 2003)........................................6
Mead West vaco Corp. v. Rexam PLC, 809 F. Supp. 463, 480 (E.D. Va.
2011)....................................................................................................................22
O'Lone v. Estate of Shabazz, 482 U.S. 342, 350 (1987).........................................17
Overton v. Bazzetta, 539 U.S. 126, 123 S.Ct 2162 (2003)........................................21
Parks-El v. Fleming, 212 Fed. Appx. 245, 247 (4th Cir. 2007)............................7, 19
Vi
CASES
PAGE NUMBER
Sabin v. Home Owners' Loan Corp. 151 F. 2d 541, cert. den. (1946),
328 U.S. 840, 90 L.Ed. 1615, 66 S.Ct. 1011.............................................10
S.J. Groves & Sons Co. v. Ohio Turnpike Comm., 315 F.2d 235, 237
(6th Cir. 1963), cert. denied, 375 U.S. 824, 84 S.Ct. 65,,
11 L.Ed. 2d 57.....................................................................................16
Smith v. Smith, 589 F.3d 736, 738 (4th Cir. 2009)................................................5
Thomas v. Review Bd. of Ind. Employment Sec. Div., 450 U.S. 707,
718(1981) .......................................................................................... 6
Turner v. Safley, 482 U.S. 78, 89, 107 S.Ct 2254, 96 L.Ed.
2d64(1987).......................................................................................17
Wall v. Wade, 741 F. 3d 492, 498-99 (4th Cir. 2014)...........................................18
Watson v. Brown, 446 Fed. Appx. 643, 644-46 (C.A. (Va.) 2011)...........................10
West V. Costen, 58 F. 5upp. 564, 564 (W.D. Va. 1983)..........................................5
Wilkins v. Gaddy,
---
U.S.
---,
130 S. Ct. 1175,1178-79,
175 L.Ed. 2d 995 (2010)..................................................................22, 23
(DUE TO LACK OF INMATE ACCESS TO SHEPARD'S, NONE OF THE CASES.
COULD BE SHEPARDIZED)
CONSTITUTIONS, STATUTES AND RULES
Fed. R. Civ. P. 26(b)(1)........................................................................23, 24, 27
Fed. R. Civ. P. 56(c).......................................................................................5
Vii
A
42 U.S.C. §2000 cc-1 (a)(2000)
.6, 7, 9, 10, 11, 12, 13, 14
14th amendment (Equal Protections statute) of the U.S. constitution....................12, 13, 16
Section 1983 of the Civil Rights Act ...................................................... 12, 13, 14
18t amendment to the U.S. constitution...........................................................17
8th amendment to the U.S. constitution ................................................. 21, 22, 23
Virginia Department of Corrections Policy 841.3 (ECF 51, end. A)........................4
Virginia Department of Corrections policy 802.1 (ECF 51, end. B)........................4
viii
£
i
In the
SUPREME COURT OF THE UNITED STATES
PETITION FOR WRIT OF CERTIORARI
Petitioner respectfully prays that a writ of certiorari issue to review the judgment
below.
OPINIONS BELOW
[X]. For cases from federal courts:
The opinion of the United States court of appeals appears at Appendix
to the petition and is
[ X ] is unpublished.
The opinion of the United States district court appears at Appendix
The petition and is
to
IX I is unpublished.
JURISDICTION
[ ] For cases from federal courts:
The date on which the United States Court of Appeals decided this case was
OCTOBER 3, 2017.
[ X] No petition for rehearing was timely filed in this case.
[ ] A timely petition for rehearing was denied by the United States Court
of Appeals on the following date:
, and a copy of
the order denying rehearing appears at Appendix
[ ] An extension of time to file the petition for a writ of certiorari was
granted to and including
(date) on
(date)
in Application No.
The jurisdiction of this Court is invoked under 28 U.S.C. §1254(l).
Page 1of 27
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED
1ST AMENDMENT TO THE UNITED STATES CONSTITUTION:
Congress shall make no law respecting an establishment of religion, or prohibiting the
free exercise thereof; or abridging the freedom of speech, or of the press; or the right of
the people peaceably to assemble, and to petition the Government for a redress of
grievances.
U.S.C.A. Const. Amend. I
SECTION 1983 OF THE CIVIL RIGHTS ACT (See Appendix H)
RELIGIOUS LAND USE OF INSTITUTIONALIZED PERSONS ACT,
42 U.S.C. 2000 CC-1 (A)(2000) (See Appendix D)
14TH AMENDMENT TO THE U.S. CONSTITUTION
(See Appendix G)
8TH AMENDMENT TO THE U.S. CONSTITUTION:
Section 1. Neither slavery nor involuntary servitude, except as a punishment
for crime whereof the party shall have been duly convicted, shall exist within
the Unites States, or any place subject to their jurisdiction.
Section 2. Congress shall have power to enforce this article by appropriate
legislation.
U.S.C.A. Const. Amend. VIII
VIRGINIA DEPARTMENT OF CORRECTIONS POLICY 841.3 (See
Appendix E)
VIRGINIA DEPARTMENT OF CORRECTIONS POLICY 802.1 (See
Appendix F)
Page 2 of 27
FEDERAL RULES OF CIVIL PROCEDURE 26 (See Appendix I)
FEDERAL RULES OF CIVIL PROCEDURE 56 (See Appendix J)
Page 3 of 27
STATEMENT OF THE CASE
Petitioner, Piper Rountree, is an incarcerated inmate serving a "Life
Sentence" at the Fluvanna Correctional Center for Women in Virginia. She is also a
senior student and avowed monastic serving under one of the highest level Buddhist
Masters in the world. This matter arose when she requested to have her Buddhist
faith object—a yoga mat—sold on commissary since there were far, too few mats
available for use so that she could practice her faith in the same manner as other
faith groups who have their practice tools available for personal use and ownership.
The respondents, the administrators of the VDOC, claim that yoga mats may
not be sold on commissary for personal possession because they present a safety
hazard when owned individually. Where the respondents permits the mats to be
used in a group setting, allow the mats to be checked out for individual use,
somehow respondents claim that the nature of the ownership alone alters the same
mat from being acceptable to being a security threat. See VDOC policies 841.3 and
802.1
Contrary to the U.S. Supreme Court's rulings, the U.S. District Court for the
4th
Circuit granted summary judgment against petitioner on all issues despite
sworn affidavits and fact questions on material issues being raised. In the process,
the district court denied petitioner access to discovery she requested. The Court of
Appeals upheld the trial court's decision. Petitioner files this writ requesting relief.
SUMMARY JUDGMENT STANDARDS
Summary judgments standards are strict. Summary judgment is inappropriate if
there is any genuine factual issue or if there is any dispute over the reasonable inferences
Page 4 of 27
drawn from the undisputed facts in the record. Fed. R. Civ. P. 56(c); West v. Costen, 58 F.
Supp. 564, 564 (W.D. Va. 1983).
Summary judgment is granted only where there is no
genuine issue of material fact. Beard v. Banks, 548 U.S. 521, 529, 126 S.Ct. 2572,
25.78, 165 L.Ed. 2d 697 (2006); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251-52, 106
S.Ct. 2505, 91 L.Ed.2d 202 (1986); Coward v. Jabe, 474 Fed. Appx. 961, 961 (C.A.4(Va.)
2012).
In fact, summary judgment should be granted only where it is perfectly clear
that no issue of fact is involved and inquiry into the facts is not desirable to clarify the
application of the laws; this is true even where there is no dispute as to the evidentiary
facts in the case but only as to the conclusions to be drawn from them. It is the person(s)
moving for summary judgments who bear the burden of showing both absence of a genuine
issue of a fact and the judgment is warranted as a matter of law.
In reviewing all the evidence, the Court must draw inferences most favorable
to the party opposing the motion for summary judgment, and such party is entitled
to be given the benefit of all favorable legal theories invoked by the evidence so
considered. West, supra, at 56.4. In motions for summary judgment, the "Court's.
task is not to determine the factual issues as presented in the documents before it
but to determine whether factual issues exist". Gales v. Chesapeake & 0. Ry. Co., 46
F.R.D. 39,40 (W.D. Va. 1969).
Additionally, pro se complaints must be construed liberally.
Jackson v.
Lightsey, 775 F.3d 170, .178 (4th Cir. 2014). Liberal construction of the pleadings is
particularly appropriate where, as here, there is a pro se complaint raising civil
rights issues. Smith v. Smith, 589 F.3d 736,738 (4th Cir. 2009). Jehovah v. Clarke,
198 F.M. 169, 177 (4th Cir. 2015).
Page 5 of 27
fi
ISSUE I
A. As a matter of law, the trial court erred in granting a summary
judgment on the petitioner's RLUIPA claim since genuine issues of
material facts existed.
"Our society has a long history of accommodation with respect to, matters of
belief and conscience. If Americans may not set their beliefs above the law,
there must be room to accommodate belief and the faith within the law."
Madison v. Riter, 355 F. 3d 310, 321-322 (4th Cir. 2003) [citing Employment
Division, Dept. of Human Resources of Oregon v. Smith, 494 U.S. 872, 878-79,
110 S.Ct. 1595, 108 L.Ed. 876 (1990)].
Along with this, RLUIPA states that:
"no government shall impose a substantial burden on the religious exercise of a
person residing in or confined to an institution.., even if the burden results from
a rule of general applicability, unless the government demonstrates that
imposition of the burden on that person (1) is in furtherance of a compelling
government interest; and (2) is the least restrictive means of furthering that
compelling government interest." [emphasis added]. Madison, supra, at 314,
[quoting 42 U.S.C. §2000 cc-1 (a)(2000)].
-
A substantial burden on a religious exercise occurs when a government puts
substantial pressure on an adherent to modify his behavior and violate his beliefs.
Thomas v; Review Bd. of I nd. Employment Sec. Div., 450 U.S. 707, 718 (1981);
Coward, supra. To prove a violation of this right, an inmate must first state facts
sufficient to show that the challenged prison regulation substantially burdens his
right to free
Page 6 of 27
I
*
exercise of a sincerely held religious belief. Lovelace v. Lee, 472 F.3d 174, 187 (4th
Cir. 2006).
RLUIPA provides more stringent protection of prisoners' free exercise rights
than does the First Amendment, applying a strict scrutiny instead of
reasonableness. Jehovah, supra at 177.
"The least restrictive mean standard is exceptionally demanding and it
requires the government to show that it lacks other means of achieving its
desired goal without imposing a substantial burden on the exercise of
religion by the objecting party". Id. at 178.
A substantial burden on religious exercise occurs when a state or local
government through act or omission, puts substantial pressure on an adherent to
modify his behavior and to violate his beliefs.
Jehovah, -supra, at 180.
Furthermore, in "substantial burden" determinations, the religious practice does
not have to be mandated by the religion in order for the burden to be found
"substantial". Parks-El v. Fleming, 212 Fed. Appx. 245, 247 (4th Cir. 2007). The
question is whether or not the specific practice was substantially burdened, not
whether Plaintiffs religious practice, as a whole, was substantially burdened.
[emphasis added]. Id.
The petitioner stated that the respondents' refusal to allow her to personally
own a yoga mat for her daily religious practices substantially violates her sincere
Buddhist faith and daily practices because yoga mats are necessary for this
practice. The respondents both approved and disapproved yoga mats for use during
Buddhist practices. They authorized yoga mats for group practices & rituals, and
allowed mats to be checked-out for individual in-room Buddhist rituals for 5-6 years,
Page 7 of 27
but now claim that they are not "Buddhist faith objects". The respondents provided
no supporting affidavits from Buddhist experts supporting the conclusion that such
mats are not used by Buddhists on a daily basis. On the other hand, the petitioner
herself is a Vajra (highest level) Buddhist practitioner and acknowledged scholar,
authorized to teach the determined tenets of her faith, which require a cushioned
yoga mat for the several-times-daily meditation and yoga practices to be performed
in the cells.
This. is a sincere tenet of her Buddhist faith and practice. The
respondents seem to claim that petitioner's sincere religious beliefs and practices
requiring a yoga mat are not relevant considerations.
Furthermore petitioner attached 5 affidavits from world-acknowledged
experts on Buddhism, supporting the fact that yoga mats should be considered
Personal Faith Objects. ECF 56. His Excellence, the 7th Dzogchen Ponlop Rinpoche,
the Tibetan Master who defines Buddhist practices for the western world, affirms
that the use of these cushions and mats such as the yoga mats "has always been
central to the regular and proper practice of Buddhist meditation." ECF 5, Ex. 1.
Rev. Geoffrey Arnold, the Abbot of Zen Mountain Monastery also stated that the
"yoga mats [would be] to help [inmates] with their meditation... Sitting on the floor
is the tradition and has both practical and religious significance, and so the mats
and cushions are most important". ECF 56, Ex. 2. Rev. Lakshmi Barsel goes into
detail as to how and why the yoga mat is considered a necessary tool to the
Buddhists' meditation and yoga practices. A Zen Priest, stated that the Buddhists'
yoga practice is "practiced with bare feet, and the mats prevent the slipping and falling.
Page 8 of 27
The stability provided by a firm foothold during the stretches, spreads throughout
body and mind and encourages the practitioner to see through or beyond his or her
delusional thinking." FCCW's Chaplain Lichti stated that Buddhist yoga mats were
to be considered "religious objects" for the Buddhists. ECF 56, Ex. 6, p.5: Religious
Mat Checkout Agreement, line 5. Tina Seegers, Nurse Practitioner for Women's
Health, stated that the mats are necessary for providing:
"padding, support, and a barrier from the elements.., pressing ...palms,
knees, elbows and vertebrae onto the bare ground or floor can be painful.
Having additional support enables [inmates] to more comfortably perform
the pose... [A yoga mat] can be especially helpful when practicing on a lessthan-clean surface, such as floor space walked on by others. Individual
mats, needing only to be wiped with cloth and soap and water, provide a
sanitized and safe space. Given the confines of incarceration, the
importance of health maintenance is critical. Yoga provides physical and
mental well being in a 2' x 4' space... Buddhists use the yoga mats for daily
spiritual practice..." ECF 56, exhibit 5.
Each of these experts presented specific and concrete examples and reasons why the
yoga mats are to be considered Buddhist Faith Objects.
When conflicting affidavits from experts weigh in on the material issues of
fact, summary judgments are not appropriate. In this case, the petitioner stated
that she was an avowed Buddhist who worked to uphold her precepts, which
included "...her daily practice of physical movement, including yoga." ECF 56 at 18.
She further stated that her "practice is a substantial and sincere part of [her] faith."
Id. She described in detail the reasons and effect that the lack of a mat has on her
practice, including causing injuries, concluding that "practice without a mat
substantially interferes with her sincere practice since these factors form a
fundamental basis for her Buddhist practice." The petitioner disputed the
respondents' claim, stating that
Page 9 of 27
Y
s
she had not met her "Burden of Proof; however, "plaintiffs 'Burden of Proof
requirement is to be met at the point of trial, not in a summary judgment motion."
See Sabin v. Home Owners' Loan Corp. 151 F. 2d 541, cert. den. (1946), 328 U.S.
840, 90 L.Ed. 1615, 66 S.Ct. 1011. The RLUIPA claim only needs a pleading of facts
tending to show a substantial burden on [her] exercise of sincerely held religious
beliefs. Jehovah, supra, at 180.
On the other hand, it was the respondents' burden to show that banning a
yoga mat as a "Personal Faith Object" was the least restrictive means necessary to
achieve their objective in maintaining security. The prison administrators failed to
do this. Moreover, the district court further erred when it made a dispositive
credibility determination on the basis of competing affidavits. Watson v. Brown,
446 Fed. Appx. 643, 644-46 (C.A. (Va.) 2011). Specifically, the trial judge incorrectly
applied an evidentiary trial standard,i.e., ECF 59 at 10. It determining the
evidentiary weight of sworn statements, rather than applying a summary judgment
standard of determining whether or not issues of material facts exist. Gales, supra, at
40.
Petitioner further stated why and that her practices were burdened by
forcing her to abandon significant portion of her practices in meditation and yoga:
she cannot sit in meditation as required by her faith, nor can she perform yoga
safely, quietly, or with the required mindset needed. ECF 56 and 65. Petitioner
Rountree has been pressured to abandon or modify her behavior without a mat for
use in her room. This is not a mere difficulty, but rather requires her to completely
Page 10 of 27
abandon her needed practice, substantially modifying it in a manner contrary to her
precepts.
The prison administrators claimed that the safety and security of the prison
was threatened by Rountree's personal ownership of a yoga mat. However, these
same people found that yoga mats were and had been safe and secure enough to be
checked out to a large number of inmates for in-room use for 5-6 years. Moreover,
the respondents claim that a flexible rubber yoga mat is unsafe in the same cell
where hard plastic stools, metal canes, spiked metal walkers, 15 inch hard plastic
TVs, and other weapon-able items are considered safe. Thus, the questions of
"compelling" and "valid" governmental interests are raised. Certainly, a question of
the respondents' motives are raised since the trial court found that:
the Faith Review Committee furthers a compelling interest in uniformity of
policy at any Virginia Department of Corrections prison where an inmate might
seek to possess a yoga mat for religious reasons."ECF 59 at 11.
Thus, the purpose appears not to be security or sanitation, but a pretextual excuse
to establish a policy substantially interfering with the practice of Buddhism. The
trial court erred in finding no RLUIPA issue of material fact.
Page 11 of 27
B. As a matter of law, the trial court erred in granting a summary judgment on
the petitioner's Equal Protection claim since genuine issues of material facts
existed.
The Equal Protection clause requires that persons similarly situated be
treated alike. The facts set out in the Complaint and her affidavits support ongoing discrimination against the Buddhists as compared to other faith groups at
FCCW. ECF 39 at ¶ 37; ECF 56, Ex. 8, 9, 10, 11, 12, 13, 14. While the court
correctly stated that actions must be purposeful to rise an Equal Protection claim,
courts have universally inferred such discriminatory purpose from disparate
treatment of similarly, situated individuals.
Cruz v. Beto, 405 U.S. 319, 322, 92 S. Ct. 1079 (1972); Al- Alamin, v. Gramley, 926
F. 2d 680, 686 (7th Cir. 1991) ('[Equal Protection requires] qualitatively comparable
treatment between religious groups"); Lindell, v. Casperson, 360 F. Supp. 2d 932,
958 (W.D. Wis. 2005) ("the denial of a privilege to adherents of one religion while
granting it to others is discriminating on the basis of religion in violation of the
Equal Protection clause of the Constitution.") aff'd, 169 Fed. Appx. 999 (7th Cir.
2006); Lewis v. Jacks, 486 F. 3d 1025, 1028 (8th Cir. 2008) ("Discriminatory purpose
can be proved with various kinds of direct and circumstantial evidence but is most
often proved with evidence that similarly situated inmates were treated
differently.")
In order to grant a motion for summary judgment, it must be shown that,
there is no genuine issue to any material fact. Not merely must the historic facts be
free of controversy but also there must be no controversy as to the inferences drawn
from them. It is often that the basic facts are not in dispute but the parties
nevertheless disagree as to the inferences which may be properly drawn. Under
such circumstances, the case is not one to be decided on a motion for summary
judgment. American Fidelity & Gas. Co. v. London & Edinburgh Ins. Co., 354 F. 2d 214,
216 (4th Cir. 1965). However, in all situations, determination of inferences involves
Page 12 of 27
determining motives, as well. Both inferences to be drawn from the same set of
facts and motives are necessarily by their nature, questions of fact to be reserved for
trial. Imagexpo, L.L.C. v. Microsoft Corp., 281 F. Supp. 2d 846, 849-281(E.D. Va.
2003). Summary judgment is therefore inappropriate when evidence is susceptible
to different interpretations or inferences by trier of fact.
Here, petitioner had filed a prior §1983 and RLUIPA civil rights lawsuit
against the Virginia Department of Corrections' administrators in 2011. In 2015,
an agreed order issued allowing petitioner the right to use a Muslim prayer rug in
some of her Buddhist practices. The court dismissed the yoga mat portion of the
issue as not having been exhausted at that time. Nevertheless, this current suit
was filed because the primary mat a Buddhist uses is a yoga mat, for which a
Muslim prayer rug cannot be substituted. This suit was also filed because the
Virginia Department of Corrections' administration continue to provide for the
religious populations so inequitably that petitioner's own religious expression in her
Buddhist practice has been substantially "chilled". In fact, had the respondents
updated the discovery requests as requested and demanded in the original discovery
propounded, petitioner would be able to show that the respondents had a policy in
effect, which specifically promoted and furthers Christianity above other faiths.
ECF 62 and 38. Thus, the inferences to be drawn from the denial of the mat as a
faith object might be completely different had the prison administrators always
provided equitably for the Buddhists as far as needed faith objects, practice
literature, meeting times, or even support for their method of prayer
Page 13 of 27
However, in this scenario, petitioner maintained that respondents have had
a course and scheme of violating petitioner's rights under §1983 and RLUIPA.
Since the inference to be drawn from the denial of the yoga mat as a faith object is
one of deliberate and intention disregard for petitioner's religious rights, and one of
intended interference with such rights, the trial court erred in granting summary
judgment on the Equal Protection issue.
The court also claimed that it was justified in granting summary judgment
because, in its opinion, the mats potentially presented a security issue. ECF 59 at
With sworn pleadings and affidavits, Rountree showed that the mats were not
only safe, they prevented accidents from happening, and promoted well-being
within and between inmates. ECF 56 at 21-22; ECF 56, Ex. 2, 3, 4, 5, 10; ECF 65 at
Where the mats have been deemed safe in a group setting, safe enough to be
checked out and used in the cells for the last 5.6 years, the nature of this safety
does not change because petitioner now requests that they be personally owned by
an inmate rather than owned by a group. The validity of the respondents' claims is
suspect.
While the trial court points out that the respondents may uphold their ban of
yoga mats on an equal protection ground if they have a legitimate state interest and
if the challenged ban on owning a personal yoga mat is rationally related to such
legitimate purposes, fact issues remain on these points. Should the respondents
claim that a heightened degree of security needs to exist in a cell setting, then a
rationally related action would be to remove the historically weapon-able items from
Page 14 of 27
the cell. Yet these items remain as standard cell features. Muslim prayer rugs and
kufis can hide contraband and create sanitary problems; whereas a rubber, hypoallergenic and sanitary yoga mat cannot. It is not rational to claim that a floppy
rubber yoga mat, with a history of creating peace and happiness for both cell-mates,
creates a greater security or sanitary issue when actual problematic items are left
undisturbed. The question of motive precludes a summary judgment.
Otherwise, petitioner offered a multitude of examples of disparate treatment
of her as a Buddhist. Petitioner most comparable example was that the Muslims
have a mat which fully supports their practice, available day and night; however,
the Buddhists are only given a Muslim mat to own and use, which does not fully
support the more physical and variable demands required in the Buddhists'
practice. ECF 56 at 25. Petitioner also referenced the example of disparate
treatment in the other faith groups were allowed at least 17-30 hours a week to
meet, but petitioner was only permitted 1 hour each week to meet and use yoga
mats in her Buddhist group setting. The affidavits and exhibits attached to her
Response support the disparate treatment. ECF 56. Exhibit 8 explains in detail
that copies and religious texts have not been provided the Buddhists, whereas they
are provided to other faiths. The ability to access any yoga mats had been
suspended for a period of time until Warden Brown re-instituted the check out
procedure. ECF 56, Ex. 6. The Buddhists were refused their prayer beads (mala
beads) when other groups were given multiple and non-policy conforming prayer
beads. The Buddhists were not allowed their required notebooks for religious
Page 15 of 27
instruction, while the chaplain handed out similar notebooks and supplemental
books to other faith groups. The Buddhist's 1 hour meeting time is set at a time
when Rountree and 90% or so of the 100-160 other Buddhists have scheduling
conflicts. The policy providing that no religious group shall be given less than 2
sessions to meet for services and instruction was not permitted to apply to the
Buddhists. Individuals were blocked or discouraged by the chaplain from signing up
for the Buddhists' Fellowship, but allowed immediate enrollment into the
Protestant services. ECF 56, Exhibits 9, 10, 13.
"While the court correctly pointed out that actions must be purposeful to rise to
the level of an Equal Protection claim, courts universally infer such
discriminatory purpose from disparate treatment of similarly situated
individuals. At FCCW, the Buddhist Peace Fellowship comprises about 1/5th of
the population of inmates. It is the second or third largest religion in this
population. However, the Defendants have chosen to approve individual faith
objects for commissary sale to almost every other religion than the Buddhists. All
faiths represented at FCCW have multiple tools for their individual practices
available for purchase on commissary. ECF 56, ex 6. Of the 31 religious items
sold on commissary, only one is sold as a Buddhist Faith Object (the Buddha
medallion). Most of these items are used by each faith's daily practice as needed
tools. The only item sold to Buddhists happens to be one, which is rarely worn by
any Buddhist (since no Buddhist worships the image or statue of a Buddha).
Thus, such Buddhist medallion is not a helpful tool for the universally important
practice itself, as would be a yoga mat. Thus, discriminatory purpose can be seen
where an abundant of practice tools are provided all Other faiths represented at
FCCW except the Buddhists. " ECF 56.
The failure to allow personal ownership of yoga mats then becomes a point of
disparate treatment when such fundamentals and extra items are freely provided
other faith groups but not the Buddhists. Discriminatory intent must be presumed
as the primary motivation behind refusing petitioner a yoga mat in light of the
history and practices. Even the trial court concluded that it was a "question of
purpose". ECF 59 at 12. Both inferences from facts or purposes are questions of
fact not appropriate for a summary judgment. S.J. Groves & Sons Co. v. Ohio
Page 16 of 27
if
Turnpike Comm., 315 F.2d 235, 237 (6th Cir. 1963), cert. denied, 375 U.S. 824, 84
S.Q. 65, 11 L.Ed. 2d 57. In all events, where the court raised safety, purpose,
treatment, and inference issues, then granting a summary judgment on the Equal
Protection claim was erroneous.
C. As a matter of law, the trial court erred in granting a summary
judgment on the petitioner's First Amendment claim since genuine
issues of material facts existed.
Under the Free Exercise Clause of the First Amendment, prison officials
must reasonably accommodate an inmate's exercise of his sincerely held religious
beliefs. O'Lone v. Estate of Shabazz, 482 U.S. 342, 350 (1987). In
Turner
V.
Safley, the Supreme Court held that "when a prison regulation impinges on
inmates' constitutional rights, the regulation is valid if it is reasonably related to
legitimate penological interests. 482 U.S. 78, 89, 107 S.Ct 2254, 96 L.Ed. 2d 64
(1987).
The Turner Court laid out a four-factor test for determining whether a prison
regulation that infringes on a an inmates' First Amendment rights is nonetheless
reasonable and therefore constitutionally valid:
First, is there a valid, rational connection between the prison regulation and
the legitimate governmental interest put forward to justify it? Second, are
there alternative means of exercising the right that remain open to prison
inmates? Third, what is the impact accommodation of the asserted
constitutional right will have on guards and other inmates and on the
allocation of prison resources generally? And finally, do there exist obvious,
•easy alternatives suggestingthat the regulation is an exaggerated response
to the prison concerns?" Id.
Page 17 of 27
Under the 18t test in Turner, petitioner stated that no valid rational
connection between security and forbidding ownership of a yoga mat exists. It is
not rational to say that mats can be checked out for in-room use, but they become a
security risk if personally owned. It is not rational that 20 yoga mats and 10
inmates in a room not quite twice as large as a cell is more safe than a single mat in
a single cell would be. It is not rational to ban a floppy rubber mat as a security
threat when a hard plastic stool and metal canes are left in the same space. The
connection between the absolute ban and the interest claimed appears invalid. The
interest then becomes so "remote as to render the policy arbitrary or irrational."
Wall v. Wade, 741 F. 3d 492, 498-99 (4th Cir. 2014).
Under Turner's 2d test, the court looks at whether alternative means remain
open to the prisoner for exercising the right. It is undisputed that Rountree's
sincere Buddhist yoga and meditation practice occurs during portions of every day
and night. While she is only currently able to check out a yoga mat for personal inroom cell use, this ability is contingent upon 1) membership in a Buddhist group
where membership becomes remains unlikely with meeting time conflicts and
attendance list limitations 2) availability of mats donated 3) finding sources for the
costly donation of mats 4) having DOC's policy support a donation of mats, 5)
adequate storage for donated mats, and 6) supporting administrative policies or
practices that may or may not make the mats available as needed. ECF 56 and 59.
While the nature of the mat does not change whether it is owned as a faith object or
checked out as a faith object, the burden on the administration is far less if it simply
Page 18 of 27
sells a mat outright rather than having to maintain a stock of mats to be checked
out.
As petitioner Rountree pointed out in her pleadings, the prison officials had
already provided yoga mats for checkout for the Buddhist Fellowship to use in their
rooms. These mats have been found to be safe and have been used in the individual
cells since about 2011. ECF 39 at ¶38, ECF 56 at 9-10 and 21-22 and Ex. 6 and 10;
ECF 59 at 3. However, the contingent access to and use of Fellowship mats does
not meet Rountree's needs. The prison officials provided no other solution to meet
the needs of petitioner Rountree, especially since she is not allowed access to yoga
and meditation space outside her cell as needed.
The court suggested that
petitioner could modify or do some portions of her practice, but this is neither the
requirement, nor does it meet her needs.
The question is whether or not the specific practice was substantially
burdened, not whether Plaintiffs religious practice, as a whole, was
substantially burdened. [emphasis added] Parks-El v. Fleming, 212 Fed..
Appx. 245, 247 (4th Cir. 2007).
Thus, no other solution remains open to Rountree for her practice.
Furthermore, the prison environment becomes more peaceful if it were to
offer the yoga mats as personal faith objects. ECF 56 and 59. To begin with,
inmates who regularly use, the mats become some of the more outstanding and
healthy inmates in prison, holding positions of leadership and authority. These
inmates model practices for peace, happiness, and successful community, living,
despite the obstacles imprisonment or life brings. The more inmates using mats in
housing units, the less violence and emotional upheaval in the population of such
Page 19 of 27
groups as compared to housing units without mat populations. The more peaceful
and healthy a population of inmates, the less Virginia Department of Corrections
has to pay for medical, safety, and security costs. See ECF 56, exhibit 5. Virginia
Department of Corrections also makes money from the sale of the mats to inmates.
Virginia Department of Corrections reaps a financial benefit from allowing yoga
mats as faith objects to be used in the prison cells.
Overall, the burden on the staff or administration has been non-existent
since in the last 5-6 years, no problems have resulted from the use of mats in the
cells. Thus, any downsides to the use of mats in the cells have been purely
speculative on behalf of the respondents. The impact of accommodating Rountree's
asserted constitutional right would have only positive results on guards and other
inmates and on the allocation of prison resources generally.
Petitioner Rountree proposes obvious, easy alternatives to manage the
prison's safety or sanitation concerns. For instance, in-room mats can be inspection
and approval • for cleanliness. Sanctions can be imposed for violations or if anyone
does anything other than meditate, pray, or perform yoga on the mat. Mostly, this
was already proposed in the Religious Mat Check-Out Agreement. ECF 56 p.S.
These conditions would meet the needs and concerns of the respondents
Otherwise, petitioner already suggested that the prison has alternatives to selling
,or checking out the mats: the mats can be donated through the Chaplain's office or
sent in by friends or family. Faced with these issues of material fact, the trial court
erred in granting a summary judgment on the, First Amendment issue.
Page 20 of 27
D. As a matter of law, the trial court erred in granting a summary
judgment on the petitioner's Eighth Amendment claim since genuine
issues of material facts existed.
The U.S.. Constitution guarantees that inmates shall be free from cruel and
unusual punishments, even in the face of incarceration. What is and is not an
Eighth Amendment violation will vary according to the person and situation.
Short-term problems are not always as significant as long term situations. Where
Rountree currently has a "Life" sentence with no end to her time of commitment,
respondents' ban means that Rountree would be forced to abandon her sincere
religious practices for the rest of her life. To be required to forego one's sincere
religious practices as a condition to her incarceration is a cruel and unusual
punishment within the meaning of the Eighth Amendment. Overton v. Bazzetta, 539
U.S. 126, 123 S.Ct 2162 (2003); Farmer v. Brennon, 511 U.S. 825, 114 S.Ct 1970
(1994). Thus, for petitioner, an avowed Buddhist, whose practice of Buddhism with
yoga, meditation, and prayer defines her every breath and thought, life without
daily access to her yoga mat for her. practices becomes unconscionable within the
scope of the Eighth Amendment. ECF 56 at 25-27.
Page 21 of 27
•1
The Eighth Amendment necessitates inquiry as to whether the prison
officials acted with sufficient culpable mental state (subjective component) and
whether the deprivation suffered or injury inflicted on the inmate was sufficiently
serious (objective component). Wilkins v. Gaddy,
U.S.
---,
130 S. Ct. 1175, 1178-
79, 175 L.Ed. 2d 995 (2010); Jehovah, supra at 182. When looking into the mental
state of the actors, a fact issue will always come into question. MeadWestvaco Corp.
v. Rexam PLC, 809 F. Supp. 463, 480 (E.D. Va. •2011). Here, the trial court
summarily dismissed Rountree's Eighth Amendment claim even though it admitted
that the subjective intent of the prison officials was involved. ECF 59 at 13.
Subjective intent of the officials involved requires a factual determination beyond
the scope of the summary judgment motion. Furthermore, the determination of
what is or is not a "necessity of life" for a religious person as Rountree becomes a
fact issue as to whether it is a deprivation within the meaning of the Eighth
Amendment. Where such fact issues are raised on petitioner's Eighth Amendment
claim, summary judgment was granted in error.
Finally, Rountree stated she suffered a physical injury with resulting mental
pain and suffering. More than a year ago, she suffered a hip and leg injury from a
fall caused by not having a yoga mat for her religious practices. The injuries still
persist and may likely persist for the rest of her life. These injuries were verified by
her affidavits. ECF 59 at Ex. 4, 5. The respondents' conclude that no injury took
place because their providers failed keep accurate medical records. ECF 56 at 1920, including exhibits 3, 5, and 10. That petitioner was not completely crippled or
Page 22 of 27
dead from the injury does not deprive her of her Eighth Amendment rights. See
Wilkins, supra at 1178-79. Thus, summary judgment on the Eighth Amendment
was in erred with genuine fact issues on material facts outstanding.
Issue II:
Was petitioner afforded an equal opportunity to the discovery
process as required in the Federal Rules of Civil Procedure?
Petitioner, as a pro se incarcerated person enjoys the same rights to discovery
answers and production requests, and to the same extent, as is afforded every other
litigant. Fed. R. Civ. Proc. 26 (b)1; Castle v. Jallah, 142 F.R.D. 618, 620 (E.D. Va.
1997). Petitioner propounded the Discovery and Production requests to Harold
Clarke, one of the respondents. When he did not respond adequately, petitioner
filed a Motion to Compel. ECF 38. This was denied. ECF 40. Petitioner appealed
the denial. ECF 43. At the same time as an answer was filed listing the names and
positions of the new parties to the lawsuit, the prison administrators filed a motion
for summary judgment. ECF 49 and 50. Petitioner had no opportunity to
propound discovery on these new parties before she was ordered to respond to the
motion for summary judgment. ECF
.
52. As a preliminary statement in her
Response to the Summary Judgment motion, petitioner raised the issue of lack of
opportunity to complete discovery. Judge Conrad denied petitioner's discovery
complaints in a footnote of his main order granting the respondents the Motion for
Page 23 of 27
i
summary judgment. ECF 59 at 6, FN6. Petitioner objected to all Conrad's rulings
in her Motion for Reconsideration. ECF 65 at 2.
Petitioner was not afforded equal right to the discovery process since
discovery was denied petitioner for reasons not set out in the Federal Rules of Civil
Procedure. Fed. R. Civ. P. 26(b)(1). For instance, in her discovery requests to
respondent Clarke, petitioner asked for detailed financial information. The Court
upheld respondent's claim that the discovery was overbroad and burdensome;
however, when respondents' financial information, policies, motives, and practices
are in question, the discovery request was not overbroad.
Simultaneously with the denial of the discovery requests, the trial court
judge granted summary judgment. Summary judgment should not have been
granted since petitioner, the non-moving party had not been allowed sufficient time
for discovery. Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 2552, 91
L. Ed. 2d 265 (1986). Thus, Motion for Summary Judgment should have been
stayed or dismissed as being untimely since a request to review the ruling on
petitioner's objections to respondent's insufficient, discovery responses still was
pending for review. ECF 43. The response to this discovery was expected to
provide petitioner substantive information enabling her to proceed with her claim.
The information provided from such discovery would also allow her to adequately
amend her complaint, providing this court with whatever greater detail necessary
to respond to Defendants' claims of insufficiency of Plaintiff's allegations. Petitioner
subsequently discovered that had Clarke responded to her requests she would have
Page 24 of 27
,
been given policies and documents showing that the Virginia Department of
Corrections and its administrators mandated the, advancement of Protestant
practices over other faiths, including giving special perks and privileges to
Protestants. Financial information and other documents are still relevant, not
overbroad, or burdensome. Petitioner requested information in a manner and
method normally requested in the course of litigation but was treated differently
because she was an incarcerated person. Thus, the trial court erred denying
petitioner an adequate right to discovery.
Page 25 of 27
I
REASONS FOR GRANTING THE PETITION
The foundation of this country rests upon the sanctity of freedom of religion.
A favorable reo1ution of this case becomes paramount to ensure that the religious
guarantees so vital to our citizenship apply to all Americans, including the 15% who
are currently incarcerated. Additionally, a favorable resolution will help ensure
that all future generations of Americans experiencing incarceration will be able to
benefit from all the support their faiths have to offer. Finally, this decision would
enforce, heretofore theoretical guarantees that prisoners can fully rely upon the
guarantees of the constitution, the federal laws, as well as the procedures applicable
to federal court litigants.
In the present situation, Buddhists in the Virginia Department of Corrections
(VDOC) system do not have the ability to practice their faith since VDOC
administrators deny them their yoga mats, which are necessary for the Buddhists'
practice. For petitioner who serves a life sentence, such denial means that she
cannot practice her religion for the rest of her life.
The U.S. District Court for the 4th Circuit granted summary judgment
against petitioner on all issues, despite significant issues of fact having been raised,
despite the trial court judge stating that there was a question as to a material fact.
This is contrary to the Supreme Court's decisions that summary judgments should
be granted only if there are no genuine disputes as to any material facts. Beard v.
Banks, 548 U.S. .521, 529, 126 S.Ct. 2572, 2578,-165 L.Ed. 2d 697(2006); Anderson
v. Liberty Lobby, Inc.,, 477 U.S. 242, 251-52, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986)
Page 26 of 27
S ..
a
a
The district court also denied petitioner an opportunity for discovery,
contrary to the federal rules of civil procedure and case law. Fed. R. Civ. Proc. 26
(b) 1; Castle v. Jallah, 142 F.R.D. 618, 620 (E.D. Va. 1997).
RELIEF REQUESTED
Petitioner respectfully prays that this Court humbly GRANTS this writ,
REVERSES the decision of the court of appeals and REMANDS the matter to the
United States District Court to proceed on the merits of the claims. This Petitioner
respectfully requests WHATEVER AND FURTHER RELIEF this Court may feel
appropriate to effect a just resolution for all parties concerned.
CONCLUSION
The petition for a writ of certiorari should be granted.
Respectfully submitted,
PL
.
Pipe A. Rountree, Petitioner Pro Se
#1004102FCCW
P.O. Box 1000
144 Prison Lane
Troy, VA 22974
December 28, 2017
Page 27 of 27
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.