Amicus Curiae Brief — Weyerhaeuser Company, Petitioner v. United States Fish and Wildlife Service, et al.
Supreme Court briefApr 27, 2018
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No. 17-71
IN THE
Supreme Court of the United States
WEYERHAEUSER COMPANY,
Petitioner,
v.
UNITED STATES FISH AND WILDLIFE SERVICE, ET AL.,
Respondents.
On Writ of Certiorari
to the United States Court of Appeals
for the Fifth Circuit
BRIEF OF AMICUS CURIAE CENTER FOR
CONSTITUTIONAL JURISPRUDENCE
IN SUPPORT OF PETITIONER
JOHN C. EASTMAN
ANTHONY T. CASO
Center for Constitutional
Jurisprudence
c/o Fowler School of Law
Chapman University
One University Drive
Orange, CA 92866
877-855-3330
LOUIS A. CHAITEN
Counsel of Record
G. RYAN SNYDER
JONES DAY
North Point
901 Lakeside Avenue
Cleveland, OH 44114
216-586-3939
lachaiten@jonesday.com
Counsel for Amicus Curiae
i
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ....................................... ii
INTEREST OF THE AMICUS CURIAE ................... 1
INTRODUCTION AND SUMMARY OF THE
ARGUMENT ............................................................... 2
ARGUMENT ............................................................... 6
I.
Chevron deference undermines the
separation of powers by allowing
unelected, unaccountable agencies to
wield vast amounts of legislative and
judicial power ..................................................... 6
A. Chevron’s delegation of policymaking
authority to administrative agencies
unlawfully places the power to make
law and the power to enforce it in the
same hands................................................... 6
B. Chevron’s delegation of interpretive
authority to administrative agencies
prevents courts from exercising their
judicial power to “say what the law
is.” ................................................................. 9
C. As the decision below shows, Chevron
deference encourages agencies to
rewrite even clear statutes, and
encourages courts to abdicate their
judicial role ................................................. 11
ii
TABLE OF CONTENTS
(continued)
Page
II.
In light of these constitutional problems,
the Court should overrule Chevron or—at
the very least—take steps to mitigate its
most pernicious effects ..................................... 16
A. Courts should not extend Chevron
deference without first performing a
rigorous statutory analysis ........................ 17
B. Courts should not extend Chevron
deference when the statute at issue
presses the limits of the
nondelegation doctrine .............................. 19
C. Courts should not extend Chevron
deference when the agency’s action
invokes the outer limits of Congress’s
enumerated powers .................................... 22
CONCLUSION ......................................................... 26
iii
TABLE OF AUTHORITIES
Page(s)
CASES
Babbitt v. Sweet Home Chapter of
Communities for a Great Oregon,
515 U.S. 687 (1995) .............................................. 25
Bowsher v. Synar,
478 U.S. 714 (1986) .............................................. 11
Chevron, U.S.A., Inc. v. Nat.
Res. Def. Council, Inc.,
467 U.S. 837 (1984) .......................................passim
Christopher v. SmithKline
Beecham Corp.,
567 U.S. 142 (2012) ................................................ 2
City of Arlington v. FCC,
569 U.S. 290 (2013) ........................................ 3, 4, 5
Dep’t of Transp. v. Ass’n of Am. R.R.,
135 S. Ct. 1225 (2015) .................................. 2, 8, 21
Free Enter. Fund v. Pub. Co.
Accounting Oversight Bd.,
561 U.S. 477 (2010) ................................................ 3
Gonzales v. Raich,
545 U.S. 1 (2005) .................................................. 25
Gutierrez-Brizuela v. Lynch,
834 F.3d 1142 (10th Cir. 2016) .....................passim
Loving v. United States,
517 U.S. 748 (1996) ................................................ 2
iv
TABLE OF AUTHORITIES
(continued)
Page(s)
Marbury v. Madison,
5 U.S. 137 (1803) ............................................ 10, 11
Markle Interests, LLC v. U.S. Fish &
Wildlife Serv.,
827 F.3d 452 (5th Cir. 2016) .........................passim
Markle Interests, LLC v. U.S. Fish &
Wildlife Serv.,
848 F.3d 635 (5th Cir. 2017) .......................... 13, 14
Michigan v. EPA,
135 S. Ct. 2699 (2015) ...................................passim
Mistretta v. United States,
488 U.S. 361 (1989) ...................................... 3, 8, 26
Nat’l Cable & Telecomm. Ass’n v. Brand
X Internet Servs.,
545 U.S. 967 (2005) ............................................ 6, 9
Nat’l Fed’n of Indep. Bus. v. Sebelius,
567 U.S. 519 (2012) .............................................. 23
NLRB v. Noel Canning,
134 S. Ct. 2550 (2014) ............................................ 3
OfficeMax, Inc. v. United States,
428 F.3d 583 (6th Cir. 2005) ................................ 11
People for Ethical Treatment of Prop.
Owners v. U.S. Fish & Wildlife Serv.,
852 F.3d 990 (10th Cir. 2017) .............................. 25
Perez v. Mortg. Bankers Ass’n,
135 S. Ct. 1199 (2015) ............................ 2, 5, 11, 16
v
TABLE OF AUTHORITIES
(continued)
Page(s)
Rancho Viejo, LLC v. Norton,
334 F.3d 1158 (D.C. Cir. 2003) ............................ 24
Smiley v. Citibank (S. Dakota), N.A.,
517 U.S. 735 (1996) .............................................. 19
Solid Waste Agency of N. Cook Cty. v.
U.S. Army Corps of Eng’rs,
531 U.S. 159 (2001) .................................. 22, 23, 26
Stern v. Marshall,
564 U.S. 462 (2011) .......................................... 3, 11
Taniguchi v. Kan Pac. Saipan, Ltd.,
566 U.S. 560 (2012) .............................................. 18
United States v. Lopez,
514 U.S. 549 (1995) .............................................. 23
United States v. Mead Corp.,
533 U.S. 218 (2001) ........................................ 4, 6, 7
United States v. Morrison,
529 U.S. 598 (2000) ........................................ 23, 24
Util. Air Regulatory Grp. v. EPA,
134 S. Ct. 2427 (2014) .................................... 14, 15
Whitman v. Am. Trucking Ass’ns,
531 U.S. 457 (2001) .............................................. 20
CONSTITUTIONAL AND STATUTORY PROVISIONS
U.S. Const. art. I, § 1 ................................................... 2
U.S. Const. art. I, § 8, cl. 3 ........................................ 23
U.S. Const. art. II, § 1, cl. 1 ......................................... 2
vi
TABLE OF AUTHORITIES
(continued)
Page(s)
U.S. Const. art. III, § 1 ................................................ 2
5 U.S.C. § 706 ........................................................ 8, 10
16 U.S.C. § 1532 ............................................ 13, 15, 25
16 U.S.C. § 1533 .................................................. 13, 16
16 U.S.C. § 1536 ........................................................ 25
16 U.S.C. § 1538 ........................................................ 25
OTHER AUTHORITIES
50 C.F.R. § 17.3.......................................................... 25
77 Fed. Reg. 35118 .................................................... 24
Jack M. Beerman,
End the Failed Chevron Experiment
Now: How Chevron Has Failed and
Why It Can and Should Be
Overruled,
42 Conn. L. Rev. 779 (2010) ................................. 12
Ronald A. Cass,
Vive La Deference?: Rethinking the
Balance Between Administrative and
Judicial Discretion,
83 Geo. Wash. L. Rev. 1294 (2015) ................ 20, 21
John F. Duffy,
Administrative Common Law in
Judicial Review,
77 Tex. L. Rev. 113 (1998).................................... 10
vii
TABLE OF AUTHORITIES
(continued)
Page(s)
Charles R. Kesler,
Separation of Powers and the
Administrative State, in The
Imperial Congress: Crisis in the
Separation of Powers (Gordon S.
Jones & John A. Marini eds. 1989)........................ 1
Raymond M. Kethledge,
Ambiguity and Agency Cases:
Reflections After (Almost) Ten Years
on the Bench, 70 Vand. L. Rev. En
Banc 315 (2017) .................................... 7, 13, 16, 18
John A. Marini,
The Politics of Budget Control:
Congress, the Presidency, and the
Growth of the Administrative State
(1992) ...................................................................... 1
Thomas W. Merrill,
Rethinking Article I, Section 1: From
Nondelegation to Exclusive
Delegation,
104 Colum. L. Rev. 2097 (2004) ..................... 19, 20
R.J. Pestritto,
The Progressive Origins of the
Administrative State: Wilson,
Goodnow, and Landis,
Soc. Phil. & Pol’y, Jan. 2007, at 16 ........................ 2
Eric A. Posner & Cass R. Sunstein,
Chevronizing Foreign Relations Law,
116 Yale L.J. 1170 (2007) ...................................... 7
viii
TABLE OF AUTHORITIES
(continued)
Page(s)
S. Ct. Rule 37.3 ............................................................ 1
S. Ct. Rule 37.6 ............................................................ 1
Antonin Scalia,
Judicial Deference to Administrative
Interpretations of Law, 1989 Duke
L.J. 511 (1989) .................................................. 7, 19
Antonin Scalia & Bryan A. Garner,
Reading Law 134 (2012) ...................................... 21
Patrick J. Smith,
Chevron’s Conflict with the
Administrative Procedure Act,
32 Va. Tax Rev. 813 (2013) .................................. 18
The Federalist No. 47
(C. Rossiter ed. 1961) ............................................. 3
The Federalist No. 78
(Clinton Rossiter ed., 1961) ................................. 10
INTEREST OF THE AMICUS CURIAE
The Center for Constitutional Jurisprudence is
the public interest law arm of the Claremont
Institute, whose mission is to restore the principals
of the American Founding to their rightful,
preeminent authority in our national life. The
Center advances that mission by working to restore
the Constitution’s structural protections of our
liberty, such as the separation of powers and the
limits inherent in the grant of specifically
enumerated powers. 1
This Court’s decision in Chevron, U.S.A., Inc. v.
Natural Resources Defense Council, Inc., 467 U.S.
837 (1984), has eroded these structural protections
by allowing unelected, unaccountable agencies to
wield vast amounts of legislative and judicial power.
As the decision below demonstrates, the result of
Chevron deference is a titanic administrative state
that is inconsistent with the Constitution’s
separation of powers.
The Institute’s senior scholars have been at the
forefront of addressing the conflict between the
modern administrative state and the separation of
powers in their academic writings. See, e.g., John A.
Marini, The Politics of Budget Control: Congress, the
Presidency, and the Growth of the Administrative
State (1992); Charles R. Kesler, Separation of
1 All parties have granted blanket consent to the filing of
amicus curiae briefs. See Rule 37.3(a). No counsel for a party
authored this brief in whole or in part, and no person or entity
other than the Center, its members, or its counsel made a
monetary contribution intended to fund the brief’s preparation or
submission. See Rule 37.6.
2
Powers and the Administrative State, in The
Imperial Congress: Crisis in the Separation of
Powers (Gordon S. Jones & John A. Marini eds.
1989); see also R.J. Pestritto, The Progressive
Origins of the Administrative State: Wilson,
Goodnow, and Landis, Soc. Phil. & Pol’y, Jan. 2007,
at 16. And the Center has been at the forefront of
raising these issues as amicus curiae in several
cases before this Court, including Dep’t of Transp. v.
Ass’n of Am. R.R., 135 S. Ct. 1225 (2015); Perez v.
Mortg. Bankers Ass’n, 135 S. Ct. 1199 (2015);
Michigan v. EPA, 135 S. Ct. 2699 (2015); and
Christopher v. SmithKline Beecham Corp., 567 U.S.
142 (2012). Given the Center’s expertise in these
matters, the Center believes that the Court would
benefit from considering its views.
INTRODUCTION AND
SUMMARY OF THE ARGUMENT
The Constitution identifies three types of
governmental power, and vests them in three
different branches of government. Specifically, the
Constitution provides that “[a]ll legislative Powers
herein granted shall be vested in a Congress of the
United States,” Art. I, § 1; the “executive Power shall
be vested in a President of the United States,” Art.
II, § 1, cl. 1; and the “judicial Power of the United
States, shall be vested in one supreme Court, and in
such inferior Courts as the Congress may from time
to time ordain and establish,” Art. III, § 1.
These grants of power are exclusive—a branch
can neither “arrogate power to itself” nor “impair
another [branch] in the performance of its
constitutional duties.” Loving v. United States, 517
3
U.S. 748, 757 (1996). Accordingly, this Court has
invalidated encroachments on the legislative power,
see, e.g., NLRB v. Noel Canning, 134 S. Ct. 2550
(2014); the executive power, see, e.g., Free Enter.
Fund v. Pub. Co. Accounting Oversight Bd., 561 U.S.
477 (2010); and the judicial power, see, e.g., Stern v.
Marshall, 564 U.S. 462 (2011).
The Framers understood that this “separation of
governmental powers into three coordinate
Branches is essential to the preservation of liberty.”
Mistretta v. United States, 488 U.S. 361, 380 (1989)
(emphasis added). As James Madison explained,
“[n]o political truth is certainly of greater intrinsic
value, or is stamped with the authority of more
enlightened patrons of liberty” than the separation
of powers. The Federalist No. 47, at 298 (C. Rossiter
ed. 1961). Indeed, in Madison’s view, the
“accumulation of all powers, legislative, executive,
and judiciary, in the same hands, … may justly be
pronounced the very definition of tyranny.” Id.
Judging by that standard, the modern
administrative state has become far more of a threat
to the separation of powers than the Framers could
have imagined. Administrative agencies routinely
“exercise legislative power, by promulgating
regulations with the force of law; executive power,
by policing compliance with those regulations; and
judicial power, by adjudicating enforcement actions
and imposing sanctions on those found to have
violated their rules.” City of Arlington v. FCC, 569
U.S. 290, 312–13 (2013) (Roberts, C.J., dissenting).
Moreover, the “accumulation of these powers in the
same hands is not an occasional or isolated exception
to the constitutional plan; it is a central feature of
4
modern American government.” Id. at 313. This
combination of legislative, executive, and judicial
power has not yet reached “the very definition of
tyranny,” but “the danger posed by the growing
power of the administrative state cannot be
dismissed.” Id. at 315.
This Court’s decision in Chevron, U.S.A., Inc. v.
Natural Resources Defense Council, Inc., 467 U.S.
837 (1984), exacerbates these problems. Chevron
requires courts “to accept an agency’s reasonable
resolution of an ambiguity in a statute that the
agency administers.” Michigan v. EPA, 135 S. Ct.
2699, 2707 (2015). This rule is based on a
presumption of congressional intent: namely, that
“Congress would expect the agency to be able to
speak with the force of law when it addresses
ambiguity in [a] statute,” even if “Congress did not
actually have an intent as to a particular result.”
United States v. Mead Corp., 533 U.S. 218, 229
(2001).
But Chevron’s presumption about congressional
intent “is no more than a fiction—and one that
requires a pretty hefty suspension of disbelief at
that.” Gutierrez-Brizuela v. Lynch, 834 F.3d 1142,
1153 (10th Cir. 2016) (Gorsuch, J., concurring). And
Chevron distorts the separation of powers by
permitting administrative agencies “to swallow
huge amounts of core judicial and legislative
power … in a way that seems more than a little
difficult to square with the Constitution of the
framers’ design.” Id. at 1149. By consolidating
legislative, executive, and judicial power in the same
hands, Chevron deference is undoubtedly a
“powerful weapon in an agency’s regulatory
5
arsenal.” City of Arlington, 569 U.S. at 314 (Roberts,
C.J., dissenting).
The decision below illustrates the corrosive effect
that Chevron has on the separation of powers.
Emboldened by Chevron, the Fish and Wildlife
Service rewrote clear statutory text to give itself the
power to designate as “critical habitat” virtually any
part of the United States. The Fifth Circuit panel
then abdicated its judicial responsibility to “say
what the law is,” instead deferring to the Service’s
interpretation without doing any meaningful
analysis of the statutory text. The result is an
administrative agency wielding vast amounts of
legislative and executive power, without the
meaningful check of judicial review.
In recent years, multiple justices have raised
“serious questions about the constitutionality of [the
Court’s] broader practice of deferring to agency
interpretations of federal statutes.” Michigan, 135 S.
Ct. at 2712–14 (Thomas, J., concurring); accord
Perez v. Mortg. Bankers Ass’n, 135 S. Ct. 1199, 1211
(2015) (Scalia, J., concurring in the judgment);
Gutierrez-Brizuela, 834 F.3d at 1149 (Gorsuch, J.,
concurring). The Center believes that the Court
should address these questions and hold that
Chevron deference violates the separation of powers.
At the very least, however, the Center believes that
the Court should take steps to mitigate Chevron’s
most pernicious effects.
6
ARGUMENT
I.
Chevron
deference
undermines
the
separation of powers by allowing unelected,
unaccountable agencies to wield vast
amounts of legislative and judicial power.
Chevron requires courts “to accept an agency’s
reasonable resolution of an ambiguity in a statute
that the agency administers.” Michigan, 135 S. Ct.
at 2707. This rule is based on the presumption that
“Congress would expect the agency to be able to
speak with the force of law when it addresses
ambiguity in [a] statute,” even if “Congress did not
actually have an intent as to a particular result.”
Mead, 533 U.S. at 229.
So understood, Chevron undermines the
separation of powers in two ways. First, by giving
agencies the power to speak with the “force of law,”
Chevron improperly transfers legislative power to
those agencies. Second, by requiring courts to defer
to an agency’s interpretation of the law, Chevron
improperly transfers judicial power to those same
agencies.
A. Chevron’s delegation of policymaking
authority to administrative agencies
unlawfully places the power to make law
and the power to enforce it in the same
hands.
In Chevron, this Court held that “ambiguities in
statutes within an agency’s jurisdiction to
administer are delegations of authority to the
agency to fill the statutory gap in reasonable
fashion.” Nat’l Cable & Telecomm. Ass’n v. Brand X
Internet Servs., 545 U.S. 967, 980 (2005). When
7
filling those gaps, agencies generally ask whether
“there is a colorable interpretation that will support
the policy result that the agency wants to reach,”
rather than searching for “the best objective
interpretation of the statute.” Raymond M.
Kethledge, Ambiguity and Agency Cases: Reflections
After (Almost) Ten Years on the Bench, 70 Vand. L.
Rev. En Banc 315, 323 (2017). Thus, Chevron
presumes that, when a statute contains an
ambiguity, Congress intended to give the agency the
power to make policy with “the force of law.” Mead,
533 U.S. at 229.
As an initial matter, Chevron did not identify any
evidence that Congress actually intends to use
statutory ambiguity as a way to delegate
policymaking authority to agencies. And it would be
difficult, if not impossible, to find such evidence
because “Congress hardly ever states its
instructions on the deference question with clarity.”
Eric A. Posner & Cass R. Sunstein, Chevronizing
Foreign Relations Law, 116 Yale L.J. 1170, 1194
(2007). As a result, Chevron relies on a “fictional”
intent, rather than one based on objective evidence,
such as the statutory text. Antonin Scalia, Judicial
Deference to Administrative Interpretations of Law,
1989 Duke L.J. 511, 517 (1989).
In addition, “Chevron’s inference about hidden
congressional intentions seems belied by the
intentions Congress has made textually manifest.”
Gutierrez-Brizuela, 834 F.3d at 1153 (Gorusch, J.,
concurring). For example, in the Administrative
Procedure Act, Congress expressly provided that a
“reviewing court shall decide all relevant questions
of law” and “interpret constitutional and statutory
8
provisions.” 5 U.S.C. § 706. But Congress said
nothing—not a word—about its supposed intent to
delegate policymaking authority to agencies. Thus,
“Chevron’s claim about legislative intentions is no
more than a fiction.” Gutierrez-Brizuela, 834 F.3d at
1153 (Gorsuch, J., concurring).
Even if the evidence supported Chevron’s claim
about congressional intent, the delegation of
policymaking authority to agencies would violate the
separation of powers. When the Constitution was
ratified, the public understood that “the formulation
of generally applicable rules of private conduct” was
part of the legislative power. Dep’t of Transp. v. Ass’n
of Am. R.R., 135 S. Ct. 1225, 1242 (2015) (Thomas,
J., concurring in the judgment); accord GutierrezBrizuela, 834 F.3d at 1149 (Gorsuch, J., concurring).
As a result, Chevron’s transfer of policymaking
authority to agencies “permit[s] a body other than
Congress to perform a function that requires an
exercise of the legislative power.” Michigan, 135 S.
Ct. at 2713 (Thomas, J., concurring).
To be sure, this Court has held that the delegation
of policymaking authority violates the Constitution
only if Congress fails to provide “an intelligible
principle to which the person or body authorized to
exercise the delegated authority is directed to
conform.” Mistretta, 488 U.S. at 372. But it is “no
small question whether Chevron can clear [that
standard].” Gutierrez-Brizuela, 834 F.3d at 1154
(Gorsuch, J., concurring). As then-Judge Gorsuch
explained, “if an agency can enact a new rule of
general applicability affecting huge swaths of the
national economy one day and reverse itself the next
(and that is exactly what Chevron permits, see 467
9
U.S. at 857–59), you might be forgiven for asking:
where’s the ‘substantial guidance’ in that?” Id. “And
if an agency can interpret the scope of its statutory
jurisdiction one way one day and reverse itself the
next (and that is exactly what City of Arlington’s
application of Chevron says it can), you might well
wonder: where are the promised ‘clearly delineated
boundaries’ of agency authority?” Id. at 1154–55.
In practice, Chevron gives agencies the power to
speak with the “force of law” on matters of policy
without even the slightest guidance from Congress.
This Court should therefore hold that Chevron
unconstitutionally transfers legislative power from
Congress to administrative agencies.
B. Chevron’s delegation of interpretive
authority to administrative agencies
prevents courts from exercising their
judicial power to “say what the law is.”
In Chevron, this Court held that, if an agency’s
interpretation of an ambiguous statute is
reasonable, courts must “accept the agency’s
construction of the statute, even if the agency’s
reading differs from what the court believes is the
best statutory interpretation.” Brand X, 545 U.S. at
980. Thus, Chevron presumes that, when a statute
contains an ambiguity, Congress intended to make
the agency the “authoritative interpreter” of that
statute. Id. at 983.
Once again, Chevron did not identify any evidence
that Congress actually intends to use statutory
ambiguity in this way. And Chevron actually ignored
several provisions that flatly contradicted this
presumption.
10
For example, in a provision titled “Scope of
Review,” the Administrative Procedure Act provides
that “the reviewing court shall decide all relevant
questions of law,” 5 U.S.C. § 706, which “suggests de
novo review of statutory issues.” John F. Duffy,
Administrative Common Law in Judicial Review, 77
Tex. L. Rev. 113, 194 (1998). In addition, the Act
provides that “the reviewing court shall … interpret
constitutional and statutory provisions.” 5 U.S.C.
§ 706. That “places the court’s duty to interpret
statutes on an equal footing with its duty to
interpret the Constitution,” which courts always
review de novo. Duffy, supra at 194. And the Act
expressly provides that courts should apply
deferential standards of review to certain
questions—“just none that apply to review of legal
questions.” Id. Chevron did not reconcile its
presumption about congressional intent with these
provisions; indeed, Chevron failed to mention them
at all.
Even if Congress wanted to make agencies the
“authoritative interpreter” of ambiguous statutes,
the delegation of interpretive authority to agencies
would violate the separation of powers. The Framers
understood that the “interpretation of the laws is the
proper and peculiar province of the courts” and that
it “belongs to [judges] to ascertain ... the meaning of
any particular act proceeding from the legislative
body.” The Federalist No. 78, at 467 (Clinton
Rossiter ed., 1961). And of course, this Court has
repeated time and again that it is “emphatically the
province and duty of the judicial department to say
what the law is.” Marbury v. Madison, 5 U.S. 137,
177 (1803). But Chevron forces judges “to abandon
11
what they believe is the best reading of an
ambiguous statute in favor of an agency’s
construction.” Michigan, 135 S. Ct. at 2712 (Thomas,
J., concurring) (quotation marks omitted). Thus,
Chevron “wrests from Courts the ultimate
interpretative authority to ‘say what the law is,’ and
hands it over to the Executive.” Id. (quoting
Marbury, 5 U.S. at 177).
That transfer of core judicial power to
administrative agencies fails for at least two
reasons. First, Congress does not have the power to
authoritatively interpret the laws, so “it cannot
delegate that power to an agency.” Perez, 135 S. Ct.
at 1224 (Thomas, J., concurring in the judgment);
accord Bowsher v. Synar, 478 U.S. 714, 726 (1986).
And second, Article III prevents Congress from
stripping the courts of the judicial power and
transferring it to another branch. Stern, 564 U.S. at
484. This Court should therefore hold that Chevron
unconstitutionally transfers judicial power from the
courts to administrative agencies.
C. As the decision below shows, Chevron
deference encourages agencies to rewrite
even clear statutes, and encourages
courts to abdicate their judicial role.
In theory, courts extend Chevron deference only
when a statute is ambiguous. And “the question
whether a statute is ambiguous” is supposed to
“arise[] after, not before, a court applies traditional
canons of interpretation.” OfficeMax, Inc. v. United
States, 428 F.3d 583, 592 (6th Cir. 2005) (Sutton, J.).
As this Court has explained, “[i]f the intent of
Congress is clear, that is the end of the matter; for
12
the court, as well as the agency, must give effect to
the unambiguously expressed intent of Congress.”
Chevron, 467 U.S. at 842–43.
But that is not the way it works in practice.
Chevron encourages agencies to rewrite even clear
statutes. Agencies know that “their interpretive
decisions will be reviewed under a deferential
version of Chevron”; thus, they feel “free to disregard
congressional intent and impose their own policy
views even when it is possible to have at least a good
sense of how Congress would have wanted the
agency to act.” Jack M. Beerman, End the Failed
Chevron Experiment Now: How Chevron Has Failed
and Why It Can and Should Be Overruled, 42 Conn.
L. Rev. 779, 784 (2010).
Likewise, Chevron encourages judges to bless an
agency’s rewriting of clear statutory text. As Judge
Kethledge has explained, interpreting complex
statutes is often similar to walking through a cedar
swamp:
The statute presents a dense undergrowth of
sections and subsections and subsections
within those. The answer to the specific
question in the case might lie somewhere in
those sections and subsections, but working
through them is hard. And meanwhile the
agency is there to offer a path already
cleared. … And so in agency cases it often
seems that the court pauses only briefly at
step one, without much effort to hack
through the undergrowth, before proceeding
straightaway down the cleared path of step
two.
13
Kethledge, supra at 324.
This case exemplifies those corrosive effects. First,
the Fish and Wildlife Service rewrote key parts of
the Endangered Species Act to impose its own policy
views. And second, the Fifth Circuit panel extended
Chevron deference to the Service’s manipulation of
the Act—without any meaningful analysis of the
statutory text.
As relevant here, the Endangered Species Act
provides that, after determining that a species is
endangered, the Service must “designate any
habitat of such species which is then considered to
be critical habitat.” 16 U.S.C. § 1533(a)(3)(A)(i). The
Act also provides that the Service cannot designate
“specific areas outside the geographical area
occupied by the species” unless that area is
“essential for the conservation of the species.” Id.
§ 1532(5)(A)(ii).
Even a brief review of these provisions would have
made clear that land can be designated as “critical
habitat” only if it is, in fact, “habitat.” Id.
§ 1533(a)(3)(A)(i); see Markle Interests, LLC v. U.S.
Fish & Wildlife Serv., 848 F.3d 635, 640 (5th Cir.
2017) (Jones, J., dissenting from denial of rehearing
en banc). Likewise, a brief review of the Act would
have made clear that land cannot be “essential for
the conservation of the species” unless it plays some
role in the conservation of that species. 16 U.S.C.
§ 1532(5)(A) (emphasis added); see Markle Interests,
LLC v. U.S. Fish & Wildlife Serv., 827 F.3d 452,
482–91 (5th Cir. 2016) (Owens, J., dissenting).
Emboldened by Chevron, however, the Service
designated Unit 1 as critical habitat—even though
14
the dusky gopher frog did not live there, could not
live there, and almost certainly would not live there
in the future. That designation effectively deleted
the words “habitat” and “essential for the
conservation of the species” from the Act.
Moreover, the Service’s deletion of these words led
to absurd results. The Service’s interpretation
meant that land could be designated as “critical
habitat” even though it was uninhabitable—what
Judge Jones dubbed “the oxymoron of uninhabitable
critical habitat.” Markle, 848 F.3d at 644 (Jones, J.,
dissenting from denial of rehearing en banc). And
the Service’s interpretation meant that land could be
“essential for the conservation” of the dusky gopher
frog even though the frog would die if it was moved
there. Markle, 827 F.3d at 480 (Owens, J.,
dissenting).
To mitigate this absurdity, the Service imposed
two limitations on its reading of the Act—namely,
that Unit 1 contained at least one feature that was
critical to the frog’s survival, and that this critical
feature was rare and difficult to reproduce. See id. at
471, 472 n.20 (majority op.). Neither of these
limitations, however, were grounded in the
statutory text. See Markle, 848 F.3d at 651 (Jones,
J., dissenting from denial of rehearing en banc).
Under this Court’s precedents, the Fifth Circuit
panel should have struck down the Service’s
rewriting of the Act. It is a “core administrative-law
principle that an agency may not rewrite clear
statutory terms to suit its own sense of how the
statute should operate.” Util. Air Regulatory Grp. v.
EPA, 134 S. Ct. 2427, 2446 (2014). Yet that is
15
precisely what the Service did here—it rewrote the
critical-habitat provisions so it could regulate land
that is uninhabitable by the dusky gopher frog.
Moreover, the Service’s invention of two atextual
limits on its own absurd reading of the statute
“should have alerted [the Service] that it had taken
a wrong interpretive turn.” Id. Indeed, “[a]gencies
are not free to adopt unreasonable interpretations of
statutory provisions and then edit other statutory
provisions to mitigate the unreasonableness.” Id.
(ellipsis and quotation marks omitted).
Although the Fifth Circuit panel should have
invalidated the Service’s interpretation, the panel
deferred to that interpretation under Chevron
without doing any meaningful analysis of the
statutory text. For example, take the panel’s
discussion of the word “essential.” The panel first
quoted the relevant statutory provision, which
provides that the Service cannot designate
unoccupied areas as critical habitat unless they are
“essential for the conservation of the species.”
Markle, 827 F.3d at 464 (quoting 16 U.S.C.
§ 1532(5)(A)(ii)). The panel then noted that Congress
had not defined the word “essential.” Id. Finally,
without doing any further analysis of the statute’s
text, the panel concluded that Congress must have
“delegated to the Secretary the authority to make
that determination.” Id. As the panel later put it:
“Congress has not defined the word ‘essential’ in the
[Endangered Species Act]. Hence the Service has the
authority to interpret the term.” Id. at 467.
The panel’s analysis of the word “habitat” was
even less rigorous. The panel first acknowledged the
petitioners’ argument that “Unit 1 is not currently
16
habitable by the frog.” Id. at 468. The panel then
dismissed the argument, stating that “[t]here is no
habitability requirement in the text of the
[Endangered Species Act].” Id. But the panel did not
even mention 16 U.S.C. § 1533(a)(3)(A)(i), which
provides that, after determining that a species is
endangered, the Service must “designate any
habitat of such species which is then considered to
be critical habitat.” (Emphasis added.) Nor did the
panel attempt to define the word “habitat” or
conclude that the word was ambiguous, before
deferring to the Service’s interpretation.
In short, the Fifth Circuit panel took one look at
the “dense undergrowth of sections and subsections”
in the Endangered Species Act, and headed straight
for the “path already cleared” by the Service.
Kethledge, supra at 324. That path may have been
easier to walk down, but the Constitution’s
separation of powers requires more.
II. In light of these constitutional problems, the
Court should overrule Chevron or—at the
very least—take steps to mitigate its most
pernicious effects.
Over the past few years, more than one justice has
raised “serious questions about the constitutionality
of [the Court’s] broader practice of deferring to
agency interpretations of federal statutes.”
Michigan, 135 S. Ct. at 2712–14 (Thomas, J.,
concurring); accord Perez, 135 S. Ct. at 1211 (Scalia,
J., concurring in the judgment); Gutierrez-Brizuela,
834 F.3d at 1149 (Gorsuch, J., concurring). The
Center believes that the Court should address those
questions and hold that Chevron deference violates
17
the separation of powers. At the very least, however,
the Court should take steps to mitigate Chevron’s
most pernicious effects.
This case offers the Court the opportunity to take
three such steps. First, the Court should reiterate
that, before extending Chevron deference, courts
must perform a rigorous analysis that uses all the
traditional tools of statutory interpretation. Second,
the Court should announce that Chevron deference
does not extend to statutes that press the limits of
the nondelegation doctrine. And third, the Court
should reiterate that Chevron deference does not
extend to agency actions that invoke the outer limits
of Congress’s enumerated powers.
A. Courts should not extend Chevron
deference without first performing a
rigorous statutory analysis.
This case exemplifies one of Chevron’s most
pernicious effects—the encouragement of courts to
bless an agency’s rewriting of clear statutory text.
See supra Part I.C. The Court should make clear
that Chevron does not permit such an abdication of
the judicial role.
This Court has previously explained that, before
extending Chevron deference, courts must use all
the “traditional tools of statutory construction” to
determine whether “Congress had an intention on
the precise question at issue.” Chevron, 467 U.S. at
843 n.9. If so, “that intention is the law and must be
given effect.” Id.
Despite these instructions, many courts—like the
Fifth Circuit panel here—“pause[] only briefly at
step one, without much effort to hack through the
18
undergrowth, before proceeding straightaway down
the cleared path of step two.” Kethledge, supra at
324. Such an approach necessarily increases the
number of times that courts defer to an agency’s
interpretation, and therefore exacerbates Chevron’s
violation of the separation of powers.
To address this problem, the Court should
reiterate that courts must perform a much more
rigorous statutory analysis before extending
Chevron deference. For example, the Fifth Circuit
panel mistakenly believed that Chevron deference
was appropriate simply because Congress left a
word undefined. See Markle, 827 F.3d at 464, 467.
The Court should correct that mistake, and reiterate
that, “[w]hen a term goes undefined in a statute,”
courts must first “give the term its ordinary
meaning” rather than jumping straight to Chevron.
Taniguchi v. Kan Pac. Saipan, Ltd., 566 U.S. 560,
566 (2012).
In addition, the Court should explain that
“Chevron does not require anything like complete
certainty about Congressional intent in order to
decide an issue at step one.” Patrick J. Smith,
Chevron’s Conflict with the Administrative
Procedure Act, 32 Va. Tax Rev. 813, 839 (2013). Of
course, it is impossible to define precisely when a
statute is ambiguous enough to require Chevron
deference. But that does not mean that the Court
cannot provide more concrete guidance. For
example, the Court should clarify that a statute like
the Endangered Species Act is not ambiguous simply
because it “is complicated, even very complicated.”
Kethledge, supra at 319.
19
As Justice Scalia explained, a judge “who finds
more often … that the meaning of a statute is
apparent from its text and from its relationship with
other laws, thereby finds less often that the
triggering requirement for Chevron deference
exists.” Scalia, supra at 521. Because Justice Scalia
took that approach, it was “relatively rare that
Chevron … require[d] [him] to accept an
interpretation which, though reasonable, [he] would
not personally adopt.” Id. This Court should
encourage lower courts to take the same approach.
Doing so would not cure Chevron’s violations of the
separation of powers, but it would encourage courts
to rigorously use their judicial power to “say what
the law is,” rather than outsourcing that task to
administrative agencies.
B. Courts should not extend Chevron
deference when the statute at issue
presses the limits of the nondelegation
doctrine.
This case also exemplifies how the combination of
Chevron deference and a permissive nondelegation
doctrine can seriously undermine the separation of
powers.
Chevron is built on two closely related
presumptions. First, when a statute is ambiguous,
Congress wants the agency “to possess whatever
degree of discretion the ambiguity allows.” Smiley v.
Citibank (S. Dakota), N.A., 517 U.S. 735, 740–41
(1996). And second, “the more discretion Congress
gives the agency, the more deference courts should
give to agency interpretations of law.” Thomas W.
Merrill, Rethinking Article I, Section 1: From
20
Nondelegation to Exclusive Delegation, 104 Colum.
L. Rev. 2097, 2172 (2004). In combination, these two
presumptions mean that, “the more discretionary
(less clear) the statute, the more power flows to the
agency.” Id. at 2181 n.292.
In theory, the nondelegation doctrine would seem
to place a limit on these presumptions. After all, the
“premise of the nondelegation doctrine … is that the
more discretion Congress gives the agency, the
closer Congress comes to acting unconstitutionally,
and hence the more important it becomes that the
courts either supply a narrowing construction of the
statute or remand the matter to Congress.” Id. at
2172. As a practical matter, however, this Court has
“almost never felt qualified to second-guess
Congress regarding the permissible degree of policy
judgment that can be left to those executing or
applying the law.” Whitman v. Am. Trucking Ass’ns,
531 U.S. 457, 474–75 (2001) (quotation marks
omitted). Consequently, both Chevron and the
nondelegation doctrine shift power in the same
direction—toward the administrative state. The
result is a “potent mix” of legislative, executive, and
judicial power. Gutierrez-Brizuela, 834 F.3d at 1155
(Gorsuch, J., concurring).
Ideally, the Court would address this problem by
overruling the Chevron doctrine and reinvigorating
the nondelegation doctrine. At a minimum, however,
the Court should refuse to apply Chevron and the
permissive nondelegation doctrine at the same time.
When Congress delegates a large amount of
policymaking authority to an agency, “how much
leeway judges give to administrative exercises of
discretion is critically important.” Ronald A. Cass,
21
Vive La Deference?: Rethinking the Balance Between
Administrative and Judicial Discretion, 83 Geo.
Wash. L. Rev. 1294, 1298–99 (2015). Indeed, the
standard of review is “effectively the last
opportunity for law to constrain official power.” Id.
Thus, when a statute gives largely unbridled
discretion to an agency, courts should refuse to defer
to the agency’s interpretation of that statute.
Instead, courts should exercise the full scope of their
judicial power to seek the statute’s objective
meaning.
To be sure, some statutes provide little to no
guidance about which policy goals the agency should
pursue, making it difficult, if not impossible, to
determine the statute’s objective meaning. See Dep’t
of Transp., 135 S. Ct. at 1251 (Thomas, J.,
concurring in the judgment) (collecting cases in
which Congress provided a minimal degree of
specificity). But that does not mean that courts
should defer to the agency’s exercise of policymaking
authority. On the contrary, the court’s duty in such
a case is to refuse to enforce the statute on the
ground that “[a]n unintelligible text is inoperative.”
Antonin Scalia & Bryan A. Garner, Reading Law
134 (2012). Congress would then have the
opportunity to clarify the statute—thus preserving
our system of separated powers.
This case provides an apt example of this problem.
In the Service’s view, the Endangered Species Act
provides that “virtually any part of the United
States could be designated as ‘critical habitat’ for
any given endangered species so long as the property
could be modified in a way that would support
introduction and subsequent conservation of the
22
species on it.” Markle, 827 F.3d at 483 (Owens, J.,
dissenting). For the reasons explained in Part I.C,
the Center believes that the Act’s grant of authority
is much more limited. If the Service’s view is correct,
however, then the Act would give the Service
“unfettered discretion to designate land as ‘critical
habitat’ so long as scientists agree that
uninhabitable land can be transformed into
habitat.” Id. at 488. That is a staggering amount of
discretion, and it is inconsistent with the separation
of powers. As a result, the Court should refuse to
extend Chevron deference and, if necessary, refuse
to enforce the Act as unintelligible.
C. Courts should not extend Chevron
deference when the agency’s action
invokes the outer limits of Congress’s
enumerated powers.
Finally, this case exemplifies the danger of
allowing an agency to stretch a statute beyond the
limits of Congress’s enumerated powers. As
explained below, the application of the Endangered
Species Act to noncommercial, wholly intrastate
species such as the dusky gopher frog raises
substantial constitutional questions about the scope
of the Commerce Clause. The Service then extended
the Act’s reach by designating Unit 1 as “critical
habitat,” even though the frog does not and cannot
live there. That unlawful extension does not deserve
Chevron deference.
When an agency’s interpretation of a statute
“invokes the outer limits of Congress’ power,” this
Court “expect[s] a clear indication that Congress
intended that result.” Solid Waste Agency of N. Cook
23
Cty. v. U.S. Army Corps of Eng’rs, 531 U.S. 159, 172
(2001). That clear-statement rule is based on the
Court’s “prudential desire not to needlessly reach
constitutional issues and [its] assumption that
Congress does not casually authorize administrative
agencies to interpret a statute to push the limit of
congressional authority.” Id. at 172–73. Thus, when
an agency’s interpretation of a statute would raise
“serious constitutional problems,” this Court “will
construe the statute to avoid such problems unless
such construction is plainly contrary to the intent of
Congress.” Id. at 173 (quotation marks omitted). In
doing so, the Court will “not extend Chevron
deference” to the agency’s interpretation. Id. at 172.
This case involves, at the very least, the outer
limits of Congress’s power “[t]o regulate Commerce
with foreign Nations and among the several States,
and with the Indian Tribes.” U.S. Const. art. I, § 8,
cl. 3. Under this Court’s precedents, the Commerce
Clause allows Congress to regulate “the use of the
channels of interstate commerce,” “persons or things
in interstate commerce,” and “those activities that
substantially affect interstate commerce.” United
States v. Morrison, 529 U.S. 598, 609 (2000).
Although this power is expansive, it remains
“subject to outer limits.” United States v. Lopez, 514
U.S. 549, 557 (1995). For example, the Commerce
Clause applies only to pre-existing activity. See Nat’l
Fed’n of Indep. Bus. v. Sebelius, 567 U.S. 519, 550–
51 (2012) (opinion of Roberts, C.J.); id. at 649–50
(Scalia, Kennedy, Thomas, and Alito, JJ.,
dissenting). And that pre-existing activity must be
“economic.” Lopez, 514 U.S. at 559–60.
24
Here, the Service’s designation of Unit 1 as
“critical habitat” raises substantial constitutional
questions regarding Congress’s commerce power.
The designation of Unit 1 plainly does not count as
a regulation of “the use of the channels of interstate
commerce.” Morrison, 529 U.S. at 609. And the
designation of Unit 1 cannot be sustained as a
regulation of “things in interstate commerce.” Id. As
the Service acknowledges, the dusky gopher frog “is
currently known to occur only within the State of
Mississippi,” and has no economic value. 77 Fed.
Reg. 35118, 35120, 35127. Unsurprisingly,
therefore, there is no commerce involving the frogs.
The Fifth Circuit panel upheld the Service’s
designation, however, as a regulation of activities
that substantially affect interstate commerce.
Markle, 827 F.3d at 475. But the panel’s analysis
was misguided at best.
The panel framed the question presented as
“whether the federal action substantially affects
interstate commerce.” 827 F.3d at 475 (emphasis
added) (brackets and quotation marks omitted). To
answer that question, the panel analyzed whether
“the designation of Unit 1” was “economic or
commercial in nature.” Id. at 476 (emphasis added).
But the issue was not “whether the challenged
regulation
substantially
affects
interstate
commerce”; it was “whether the activity being
regulated does so.” Rancho Viejo, LLC v. Norton, 334
F.3d 1158, 1160 (D.C. Cir. 2003) (Roberts, J.,
dissenting from denial of rehearing en banc)
(emphasis added). Thus, the panel never addressed
the relevant question—whether the activity being
25
regulated substantially affects interstate commerce.
And the answer to that question is far from clear.
To take one example, it is not clear what activity
the Service was regulating when it designated Unit
1 as critical habitat. In most cases involving the
Endangered Species Act, the regulated activity at
issue is the “tak[ing] of any endangered species
without a permit or other authorization.” See People
for Ethical Treatment of Prop. Owners v. U.S. Fish
& Wildlife Serv., 852 F.3d 990, 995 (10th Cir. 2017)
(citing 16 U.S.C. § 1538(a)(1)(B)). But here, there are
no dusky gopher frogs to “take” in Unit 1—the frogs
do not and cannot live there.
To be sure, the word “take” includes the concept of
“harm,” 16 U.S.C. § 1532(19), which the Secretary of
the Interior has interpreted as including “significant
habitat modification or degradation where it
actually kills or injures wildlife by significantly
impairing essential behavioral patterns, including
breeding, feeding or sheltering,” 50 C.F.R. § 17.3. See
Babbitt v. Sweet Home Chapter of Communities for
a Great Oregon, 515 U.S. 687, 703 (1995). But the
Service has not identified any activity that “actually
kills or injures” the dusky gopher frog because, once
again, the frog does not and cannot live in Unit 1.
Perhaps the Service would say that it is
regulating any activities that would trigger the Act’s
consultation process, see 16 U.S.C. § 1536, and that
regulating those activities is an “essential part[] of a
larger regulation of economic activity, in which the
regulatory scheme could be undercut unless the
intrastate activity were regulated.” Gonzales v.
Raich, 545 U.S. 1, 24–25 (2005) (quotation marks
26
omitted). But it is difficult to see how the designation
of Unit 1 is “essential” to the Endangered Species
Act, given that the dusky gopher frog does not and
cannot live there.
Because “the precise object or activity that, in the
aggregate
substantially
affects
interstate
commerce” is “not clear,” the Service’s designation of
Unit 1 raises “significant constitutional questions.”
Solid Waste Agency, 531 U.S. at 173–74. Thus, this
Court should “not extend Chevron deference here.”
Id. at 172.
CONCLUSION
The Framers understood that the “separation of
governmental powers into three coordinate
Branches is essential to the preservation of liberty.”
Mistretta, 488 U.S. at 380 (emphasis added). As this
case shows, however, Chevron deference is eroding
this fundamental principle of American government.
The Court should take this opportunity to overrule
Chevron or—at the very least—take whatever steps
it can to limit the damage.
27
Respectfully submitted,
JOHN C. EASTMAN
ANTHONY T. CASO
Center for Constitutional
Jurisprudence
c/o Fowler School of Law
Chapman University
One University Drive
Orange, CA 92866
877-855-3330
LOUIS A. CHAITEN
Counsel of Record
G. RYAN SNYDER
JONES DAY
North Point
901 Lakeside Avenue
Cleveland, OH 44114
216-586-3939
lachaiten@jonesday.com
Counsel for Amicus Curiae
April 27, 2018
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.