Respondents Brief — New York, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefJan 19, 2018
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Nos. 17-418 and 17-446
================================================================
In The
Supreme Court of the United States
-----------------------------------------------------------------STATES OF NEW YORK, CONNECTICUT, DELAWARE,
ILLINOIS, MAINE, MICHIGAN, WASHINGTON,
and THE PROVINCE OF MANITOBA, CANADA,
Petitioners,
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY, et al.,
Respondents.
-----------------------------------------------------------------RIVERKEEPER, INC., THEODORE GORDON
FLYFISHERS, INC., and WATERKEEPER ALLIANCE, INC.,
Petitioners,
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY, et al.,
Respondents.
-----------------------------------------------------------------On Petitions For Writ Of Certiorari To The United
States Court Of Appeals For The Second Circuit
-----------------------------------------------------------------JOINT BRIEF OF INTERVENOR-RESPONDENTS
WESTERN STATES AND WESTERN WATER
PROVIDERS IN OPPOSITION TO
PETITIONS FOR WRIT OF CERTIORARI
-----------------------------------------------------------------PETER D. NICHOLS
CYNTHIA H. COFFMAN,
Attorney General
BERG HILL GREENLEAF
FREDERICK R. YARGER*,
RUSCITTI LLP
Solicitor General
1712 Pearl Street
GLENN E. ROPER,
Boulder, Colorado 80302
Deputy Solicitor General
303-402-1600
LAURA CHARTRAND,
pdn@bhgrlaw.com
Lead Counsel for IntervenorDeputy Attorney General
Respondents Western
ANNETTE M. QUILL,
Water Providers
Sr. Asst. Attorney General
Counsel for National Water
1300 Broadway, 10th Floor
Resources Association,
Denver, Colorado 80203
Lower Arkansas Valley
720-508-6000
Water Conservancy District
Fred.Yarger@coag.gov
Counsel for Intervenor-Respondent
the State of Colorado
*Counsel of Record
[Additional Counsel Listed On Signature Page]
================================================================
COCKLE LEGAL BRIEFS (800) 225-6964
WWW.COCKLELEGALBRIEFS.COM
i
QUESTION PRESENTED
Throughout the western United States, water
transfers are integral to the delivery of essential water
supplies for municipal, industrial, and agricultural
use. These projects have always fallen under state
regulatory authority—indeed, for nearly the entire
45-year history of the Clean Water Act, the Environmental Protection Agency has consistently interpreted
the Act to defer to state administration of water transfers. In 2008, seeking to codify that longstanding interpretation, EPA promulgated the Water Transfers Rule.
Below, the Second Circuit Court of Appeals—like
the Eleventh Circuit in an earlier case—upheld the
Rule, citing the Act’s policy of deference to state authority over water allocation and management; the
reasonableness of the Rule’s interpretation of the Act
in light of decisions by this Court and lower federal
courts; and the drastic negative consequences that
would flow from requiring, for the first time, that all
water transfers across the country be subject to the
Act.
The question presented is as follows:
Is EPA’s Water Transfers Rule—which balances the Clean Water Act’s deference to state
authority over water resources with the goal
of protecting water quality—a reasonable interpretation of the Act?
ii
PARTIES TO THE PROCEEDINGS
Respondents accept the Petitioners’ lists of Parties
to the Proceeding with the following addition:
The City of Colorado Springs, acting by and
through its water utility enterprise Colorado Springs
Utilities, intervened as a defendant in the district
court, was an appellant in the court of appeals, and is
not a respondent here, although is a member of the
Western Urban Water Coalition.
CORPORATE DISCLOSURE STATEMENT
Pursuant to Supreme Court Rule 29.6, IntervenorRespondents the Western Urban Water Coalition, the
National Water Resources Association, the Idaho Water Users Association, and the (California) State Water
Contractors, hereby disclose that they have no parent
corporations nor have they issued stock. The other
western water providers1 are all governmental entities
1
Central Arizona Water Conservation District, Central Utah
Water Conservancy District, City and County Of Denver, by and
through its Board of Water Commissioners, City and County of
San Francisco Public Utilities Commission, City of Boulder (Colorado), City of Aurora (Colorado), El Dorado Irrigation District,
Idaho Water Users Association, Imperial Irrigation District, Kane
County (Utah) Water Conservancy District, Las Vegas Valley Water District, Lower Arkansas Valley Water Conservancy District,
Metropolitan Water District of Southern California, National Water Resources Association, Salt Lake and Sandy (Utah) Metropolitan Water District, Salt River Project, San Diego County Water
Authority, Southeastern Colorado Water Conservancy District,
Washington County (Utah) Water District, and Western Urban
Water Coalition.
iii
CORPORATE DISCLOSURE STATEMENT –
Continued
exempt from Rule 29.6. The State Intervenor-Respondents
are sovereign entities and are likewise exempt from
Rule 29.6.
iv
TABLE OF CONTENTS
Page
QUESTION PRESENTED .....................................
i
PARTIES TO THE PROCEEDINGS .....................
ii
CORPORATE DISCLOSURE STATEMENT ........
ii
TABLE OF CONTENTS ........................................
iv
TABLE OF AUTHORITIES ...................................
vi
STATEMENT OF THE CASE ................................
1
I. The Clean Water Act’s NPDES requirements impose strict conditions on regulated
activities even when they do not actually
cause exceedances of water quality standards ...............................................................
2
II.
Water transfers are essential to the West ....
3
III.
For over a century, the federal government
has consistently deferred to state water
management—including through the Clean
Water Act ......................................................
8
IV. EPA promulgated the Rule to codify its
longstanding interpretation of the Act,
which the Second Circuit upheld as reasonable ............................................................... 10
REASONS FOR DENYING THE PETITIONS .....
I.
14
The decision below is consistent with this
Court’s jurisprudence and with lower court
cases decided after the Water Transfers
Rule formally implemented EPA’s longstanding interpretation of the Act ........................ 15
v
TABLE OF CONTENTS – Continued
Page
II. The Second Circuit correctly held that the
Rule is reasonable given the severe practical consequences of overturning EPA’s interpretation of the Act and the range of
regulatory alternatives to the NPDES program ............................................................. 21
A. Subjecting all water transfer projects
nationwide to NPDES permits would be
cost prohibitive and would ignore the
practical realities facing western water
providers ................................................ 22
B. State and federal regulatory mechanisms
apart from the NPDES program protect
water quality in the context of water
transfers ................................................. 25
CONCLUSION .......................................................
32
vi
TABLE OF AUTHORITIES
Page
CASES
California v. Campbell, 138 F.3d 772 (9th Cir.
1997) ........................................................................28
California v. United States, 438 U.S. 645 (1978) ...........8
Catskill Mountains Chapter of Trout Unlimited,
Inc. v. City of New York, 451 F.3d 77 (2d Cir.
2006) .................................................................. 18, 19
Catskill Mountains Chapter of Trout Unlimited,
Inc. v. City of New York, 273 F.3d 481 (2d Cir.
2001) .................................................................. 18, 19
Chevron U.S.A., Inc. v. Natural Res. Defense
Council, Inc., 467 U.S. 837 (1984) ................... passim
Comm. to Save Mokelumne River v. E. Bay Mun.
Util. Dist., 13 F.3d 305 (9th Cir. 1993) ......................3
Del-Aware Unlimited, Inc. v. Pennsylvania, 508
A.2d 348 (Pa. Commw. Ct. 1986).............................18
Dubois v. U.S. Dep’t of Agric., 102 F.3d 1272 (1st
Cir. 1996) .................................................................18
Friends of the Everglades v. S. Fla. Water Mgmt.
Dist., 570 F.3d 1210 (11th Cir. 2009) ................ 19, 20
Friends of the Everglades v. EPA, 699 F.3d 1280
(11th Cir. 2012)........................................................20
In re Application for Plan for Augmentation of
City and Cty. of Denver, 44 P.3d 1019 (Colo.
2002) ........................................................................28
vii
TABLE OF AUTHORITIES – Continued
Page
Los Angeles County Flood Control District v.
Natural Resources Defense Council, 568 U.S.
78 (2013) ..................................................................17
Miccosukee Tribe of Indians v. So. Fla. Water
Mgmt. Dist., 280 F.3d 1364 (11th Cir. 2002) .... 15, 22
Nat’l Cable & Telecomms. Ass’n v. Brand X Internet Servs., 545 U.S. 967 (2005) ................................21
Phillips v. Davis Timber Co., Inc., 468 So. 2d 72
(Miss. 1985) .............................................................28
PUD No. 1 of Jefferson County v. Washington Department of Ecology, 511 U.S. 700 (1994) ......... 17, 18
S. Fla. Water Mgmt. Dist. v. Miccosukee Tribe,
541 U.S. 95 (2004) ........................................... passim
Stokes v. Morgan, 680 P.2d 335 (N.M. 1984) ..............27
Tarrant Reg’l Water Dist. v. Herrman, 569 U.S.
614 (2013) ..................................................................8
United States v. New Mexico, 438 U.S. 696 (1978) .........8
STATUTES
CAL. WATER CODE § 13050 ..........................................28
COLO. REV. STAT.
§ 25-8-103(19) ..........................................................28
§ 25-8-205(1)(c) .............................................................. 27
§ 25-8-503(5)................................................................... 27
viii
TABLE OF AUTHORITIES – Continued
Page
CONN. GEN. STAT.
§ 22a-423 .................................................................28
DEL. CODE ANN. tit. 7, § 6003(a)(2) .............................28
Federal Water Pollution Control Amendments of
1972, 86 Stat. 816
33 U.S.C. §§ 1251-1388 et seq. ...................................2
33 U.S.C. § 1251(b) .............................................. 9, 29
33 U.S.C. § 1251(g) .................................. 9, 16, 18, 25
33 U.S.C. § 1253(b) ..................................................30
33 U.S.C. § 1288(a)(2) ..............................................26
33 U.S.C. § 1311(a) ....................................................2
33 U.S.C. § 1313(a) ....................................................3
33 U.S.C. § 1313(c)(2)(A) ...........................................3
33 U.S.C. § 1342.........................................................2
33 U.S.C. § 1342(a) ....................................................3
33 U.S.C. § 1370.......................................................29
33 U.S.C. § 1370(2) ....................................................9
ME. REV. STAT. tit. 38, § 361-A(7) ...............................28
MICH. COMP. LAWS § 324.3101(z) ................................28
N.D. CENT. CODE
§ 61-28-09(1) ............................................................28
§ 61-32-03 ................................................................28
ix
TABLE OF AUTHORITIES – Continued
Page
N.M. STAT.
§ 72-5-23 ..................................................................27
§ 72-5-26 ..................................................................27
§ 72-12-7 ..................................................................27
N.M. STAT. ANN. § 74-6-4 ............................................28
N.Y. ENVTL. CONSERV. LAW § 17-0105(2) ....................28
RULES AND REGULATIONS
Water Transfers Rule, 73 Fed. Reg. 33,697 (June
13, 2008) .......................................................... passim
40 C.F.R. § 122.3 ...........................................................1
40 C.F.R. § 122.28 .........................................................3
40 C.F.R. § 122.44(d)(1)(i) ....................................... 3, 25
40 C.F.R. § 131.12 .........................................................3
5 COLO. CODE REGS. 1002, § 31.16 ..............................25
71 Fed. Reg. 32,887 (June 7, 2006) ..............................11
OTHER AUTHORITIES
Ann R. Klee & Benjamin H. Grumbles, U.S. EPA,
Agency Interpretation on Applicability of Section 402 of the Clean Water Act to Water Transfers (Aug. 5, 2005) ....................................................10
x
TABLE OF AUTHORITIES – Continued
Page
Bureau of Reclamation et al., Memorandum of
Understanding 16-LM-60-257B, Grand Lake
Clarity Stakeholders’ Memorandum of Understanding 1 (2016), http://co.grand.co.us/Document
Center/View/7935 ....................................................29
Colo. Dep’t of Public Health & Env’t, Total Maximum Daily Loads, https://www.colorado.gov/
pacific/cdphe/total-maximum-daily-loads-tmdls ......27
Colo. River Basin Salinity Control Forum, Water
Quality Standards for Salinity, Colorado River
System (Oct. 2017), http://www.coloradoriver
salinity.org/docs/2017%20Review%20-%20FINAL.
pdf ...................................................................... 30, 31
Delaware River Basin Interstate Compact between the State of Delaware, the State of New
Jersey, the State of New York, and the Commonwealth of Pennsylvania, Pub. L. No. 87328, 75 Stat. 688, art. 5, sec. 5.1 (Sept. 27,
1961) ........................................................................30
Environmental Protection Agency, Regions VII
and IX, The Mineral Quality Problem in the
Colorado River: Summary Report (1971) ...............30
North Front Range Water Quality Planning
Assoc., 2016 Plan Update—Area-Wide Water
Quality Management Plan (208 Plan),
http://www.nfrwqpa.org/awqmp.shtml ...................26
Red River of the North Compact between the
State of South Dakota, the State of North Dakota, and the State of Minnesota, Pub. L. No.
456, 52 Stat. 150, art. II (Apr. 2, 1938) ...................30
xi
TABLE OF AUTHORITIES – Continued
Page
U.S. Dep’t of the Interior, Bureau of Reclamation, Colo. River Basin Water Supply & Demand Study, Executive Summary (Dec. 2012) .........6
U.S. Dep’t of the Interior, Bureau of Reclamation, Colo. River Basin Water Supply & Demand
Study, Technical Report B—Water Supply Assessment (Dec. 2012) ...............................................23
1
STATEMENT OF THE CASE
“Water transfers” are precisely what they sound
like—activities that convey water from one place to another, ensuring that it is available where it is needed
most. These projects, which are typically governmentoperated, do not introduce pollutants into sources
of water. They simply move water from one natural
source and transport it for use elsewhere.
The Water Transfers Rule (the “Rule”), promulgated by the Environmental Protection Agency in
2008, interprets the Clean Water Act to exclude water
transfers from one particular federal regulatory program, the National Pollution Discharge Elimination
System (“NPDES”). Water Transfers Rule, 73 Fed. Reg.
33,697 (June 13, 2008) (codified at 40 C.F.R. § 122.3).
The NPDES is the same program that applies to municipal wastewater treatment plants and to industrial
sources of pollutants like oil refineries, which—unlike
water transfers—invariably discharge waste that can
degrade receiving waters.
The Rule does not represent a new regulatory approach; to the contrary, it embodies decades of agency
practice. That longstanding practice is particularly important to the western United States, where water
transfers have always been both common and critically
important. And the practice is consistent with a large
body of federal law—including the Clean Water Act—
that requires deference to state water administration.
Thus, understanding the Rule and this litigation requires an explanation of the NPDES program, as well
2
as historical background concerning water transfers
and an explanation of the federal government’s traditional deference to state water administration.
I.
The Clean Water Act’s NPDES requirements
impose strict conditions on regulated activities even when they do not actually cause
exceedances of water quality standards.
The Federal Water Pollution Control Amendments
of 1972, 86 Stat. 816 (codified as amended at 33 U.S.C.
§§ 1251–1388 et seq.), are commonly known as the
Clean Water Act (the “Act”). The Act creates a wide variety of pollution control programs and regulatory
measures aimed at improving and maintaining the
quality of surface waters across the country. One of its
central provisions prohibits “the discharge of any pollutant by any person” into covered waters, unless the
discharge complies with one of the Act’s provisions. 33
U.S.C. § 1311(a).
The principal provision of the Act under which
a discharge may be allowed is Section 402, which
establishes a permitting program known as the “National Pollutant Discharge Elimination System.” 33
U.S.C. § 1342. NPDES permits grant permission to discharge a specified amount of specified pollutants into
waters covered by the Act. See id.; see also S. Fla. Water
Mgmt. Dist. v. Miccosukee Tribe (“Miccosukee”), 541
U.S. 95, 102 (2004). NPDES permits must include limitations designed to meet the water quality standards
of waters receiving the discharge. States are primarily
3
responsible for adopting and periodically revising water quality standards. 33 U.S.C. § 1313(a), (c)(2)(A).
Even if a discharge merely has the “potential to
cause[ ] or contribute to . . . an excursion above any
State water quality standard,” its NPDES permit must
contain conditions to control all “pollutants or pollutant parameters.” 40 C.F.R. § 122.44(d)(1)(i); see also
Comm. to Save Mokelumne River v. E. Bay Mun. Util.
Dist., 13 F.3d 305, 309 (9th Cir. 1993) (“The Act does
not impose liability only where a point source discharge creates a net increase in the level of pollution.
Rather, the Act categorically prohibits any discharge of
a pollutant from a point source without a permit.”). In
short, every NPDES permit must contain conditions
that limit the amount of pollutants delivered to the receiving waters regardless of whether water quality
standards would actually be exceeded as a result of the
delivery. These limitations apply to both individual
permits, which regulate the discharge of a single permittee, and general permits, which may be used to
cover one or more “categories” of discharges. See 33
U.S.C. § 1342(a); 40 C.F.R. §§ 122.28, 122.44(d)(1)(i), 131.12.
At issue here is whether all water transfers across
the United States, which add no pollutants to transferred water, constitute “discharges” for which an
NPDES permit is required.
II.
Water transfers are essential to the West.
Unlike the eastern half of the country, the western
United States is predominantly arid. To say that
4
“water is the lifeblood of the West” is neither an exaggeration nor a cliché. Without the thousands of water
transfers that support western agriculture and urban
areas from Denver to Los Angeles, settlement of the
“Great American Desert” would have been impossible.
The Colorado River provides a stark example of
the importance of water transfers to the American
West. Snow falls and collects in the sparsely populated
Rocky Mountains, hundreds or thousands of miles
from major urban and agricultural centers. Yet this
snowfall accounts for 85 to 90 percent of the entire precipitation in the Colorado River Basin, an area encompassing one-eighth of the continental United States.
For obvious reasons, water transfers within this vast
portion of the country are ubiquitous, and they have
been for over a century.
The State of Colorado alone provides numerous
examples. “[O]ver forty interbasin diversions . . . serve
the State’s water needs,” Pet. App. 22a,2 and those
transfers have existed since the early days of Colorado’s statehood. In the 1880s, irrigators began diverting the headwaters of the Colorado River from west
of the Continental Divide to the eastern part of the
State in order to increase supply in the Cache la
Poudre River, one of the first rivers to be tapped
for irrigation within Colorado. Decades later, the
Colorado-Big Thompson Project was completed to
2
This brief relies on the Petition Appendix in case number
17-418 and does not cite the separate Petition Appendix in case
number 17-446.
5
deliver water from the Colorado River through a 13.1mile-long tunnel under Rocky Mountain National
Park. Water from that project supplies 8 counties and
33 municipalities and irrigates 720,000 acres in northeastern Colorado. Other trans-mountain and inter-basin transfers from the Colorado River system supply
more than 4 million residents of Colorado’s major urban areas, including the Denver-Boulder metropolitan
area as well as Colorado Springs and Pueblo.
Outside of Colorado, water transfers perform a key
role in meeting obligations under interstate water
compacts, water apportionment decrees, federal legislation, and international treaties. For example, New
Mexico obtains much of its share of the Colorado River
via the interstate San Juan-Chama Project. That project transfers water hundreds of miles from southcentral Colorado, through the Continental Divide, and
across the state line to New Mexico, supplying more
than a million people living in Santa Fe, Albuquerque,
and the Rio Grande Basin. The cities of Cheyenne, Wyoming, and Salt Lake City, Utah, are also located outside the Colorado River Basin and also rely on water
transfers to utilize their States’ share of the River.
Further west, the Central Arizona Project diverts
water from the Colorado River to residents of the Phoenix and Tucson metro areas—which, with more than 5
million people, account for 80 percent of the State’s
population. The Las Vegas Valley Water District transfers Nevada’s share of the Colorado River from Lake
Mead, on the Arizona border, to serve the over 2 million
residents of, and 40 million annual visitors to, one
6
of the country’s premier tourist destinations. The Colorado River Aqueduct transfers water from the River
some 242 miles to the southern California coast, supplying 19 million people from Los Angeles to San Diego. The All-American Canal transfers the last of the
United States’ Colorado River entitlement to irrigate
560,000 acres in the Imperial and Coachella Valleys,
which grow many of the nation’s wintertime vegetables. The Colorado River is also vital to Mexico under
the 1944 Mexican Treaty, supporting a thriving agricultural industry and providing municipal water supplies for millions of people.
The following map, created by the United States
Department of the Interior, Bureau of Reclamation,3 illustrates the scale of the Colorado River Basin and
provides perspective on the critical importance of water transfers to the massive portion of the western
United States that the River serves:
3
The map is included in U.S. Dep’t of the Interior, Bureau of
Reclamation, Colo. River Basin Water Supply & Demand Study,
Executive Summary, at 2 (Dec. 2012).
7
For the sake of comparison, the Potomac and Hudson Rivers serve about 6 million and 4 million people
respectively. The “hard working” Colorado River, meanwhile, supplies about 30 million residents of its basin
plus another 25 million residents of other basins, for a
total of 55 million people. Yet the Potomac and Hudson
8
are blessed with three to four times the amount of natural precipitation and two to three times the average
flow of the Colorado River. The scarce resources of the
Colorado River are needed to serve a vast area both
within and outside the basin. Water transfers are, and
long have been, the primary means of doing so.
III. For over a century, the federal government
has consistently deferred to state water
management—including through the Clean
Water Act.
Given the tremendous importance of water resources to the settlement and continued prosperity of
the West, the western States have long valued their
ability to manage those resources both within their
borders and in cooperation with neighboring States.
The ability to manage water is “an essential attribute
of sovereignty,” one that States do not cede lightly. Tarrant Reg’l Water Dist. v. Herrman, 569 U.S. 614, 631
(2013).
Congress, for its part, has consistently reaffirmed
the importance of—and its deference to—state authority over water resources. “Where Congress has expressly addressed the question of whether federal
entities must abide by state water law, it has almost
invariably deferred to the state law.” United States v.
New Mexico, 438 U.S. 696, 702 & n.5 (1978) (noting the
existence of 37 statutes in which Congress expressly
recognized the importance of deferring to state water
law); see also California v. United States, 438 U.S. 645,
9
650, 653 (1978) (discussing deference to state water
programs as codified in laws dating from the mid1800s).
The Act itself reflects this federal policy of preserving state authority to manage and administer water
use. Section 101(b) of the Act makes this policy explicit:
“It is the policy of the Congress to recognize, preserve,
and protect the primary responsibilities and rights of
States to prevent, reduce, and eliminate pollution,
[and] to plan the development and use . . . of land and
water resources. . . .” 33 U.S.C. § 1251(b). Other provisions of the Act reiterate and implement that policy.
See, e.g., 33 U.S.C. § 1251(g) (“It is the policy of Congress that the authority of each State to allocate quantities of water within its jurisdiction shall not be
superseded, abrogated or otherwise impaired by [the
Clean Water Act]. It is further the policy of Congress
that nothing in [the Act] shall be construed to supersede or abrogate rights to quantities of water which
have been established by any State.”). Indeed, nothing
in the Act may “be construed as impairing or in any
manner affecting any right or jurisdiction of the States
with respect to the waters (including boundary waters)
of such States.” 33 U.S.C. § 1370(2).
This long thread of deference to state water administration, reflected in dozens of federal statutes
spanning over a century of federal policymaking, is
particularly important here. The federal government
has, for the entire history of the Clean Water Act, deferred to state administration of water transfer projects. Pet. App. 14a–15a.
10
IV. EPA promulgated the Rule to codify its longstanding interpretation of the Act, which the
Second Circuit upheld as reasonable.
Origins of the Water Transfers Rule. The Water Transfers Rule has its roots in this Court’s 2004
decision in Miccosukee. There, the Court, in the course
of vacating a district court ruling that required a water
transfer to obtain an NPDES permit, acknowledged
the “longstanding EPA view that the process of transporting, impounding, and releasing navigable waters
cannot constitute an addition of pollutants to the waters of the United States.” 541 U.S. at 107 (internal
quotation marks omitted). But the Court noted that
this longstanding EPA policy had not been formalized.
Id. at 107, 109.
In the wake of Miccosukee, EPA moved to formalize its decades-old position. In 2005, it issued an official
memorandum supporting its interpretation that Congress did not intend to include water transfers within
the regulatory scheme of the NPDES program. Ann R.
Klee & Benjamin H. Grumbles, U.S. EPA, Agency Interpretation on Applicability of Section 402 of the Clean
Water Act to Water Transfers (Aug. 5, 2005). The memorandum analyzed the text, structure, and legislative
history of the Clean Water Act, ultimately concluding
that EPA’s longstanding position was based on the best
reading of the Act, particularly in light of the Act’s policy of deference to state management of water resources:
Water transfers are an integral part of water
resource management; they embody how States
11
and resource agencies manage the nation’s
water resources and balance competing needs
for water. Water transfers also physically implement state regimes for allocating water
rights, many of which existed long before enactment of the Clean Water Act. Congress was
aware of those regimes, and did not want to
impair the ability of these agencies to carry
them out.
Id. at 9.
A year later, EPA published notice of its proposed
nationwide “Water Transfers Rule.” 71 Fed. Reg. 32,887
(June 7, 2006). After providing an extended comment
period and reviewing thousands of comments, EPA issued its final Rule in 2008. 73 Fed. Reg. 33,697.
The Rule clarified that a water transfer, “an activity that conveys or connects waters of the United
States without subjecting the transferred water to intervening industrial, municipal, or commercial use,” is
excluded from regulation under the Clean Water Act’s
NPDES program. Id. at 33,697. This is so because
transfers do not result in the “addition” of a pollutant
to the waters of the United States. Id. at 33,700–03.
The same is not true if “pollutants are introduced from
outside the waters being transferred,” and the Rule
acknowledges that States continue to have authority
both to administer the use of transferred water and to
monitor and address water quality as part of water
transfers. Id. at 33,701–02. “[T]he heart of this matter,”
12
the Rule explains, “is the balance Congress created between federal and State oversight of activities affecting the nation’s waters.” Id. at 33,701.
Challenges to the Rule. Soon after the Rule was
promulgated, a coalition of States led by New York, as
well as the Province of Manitoba, Canada, and several
environmental, sporting, and conservation organizations, challenged the Rule in the Southern District of
New York. After related litigation in other courts resolved threshold jurisdictional issues, Pet. App. 27a–
28a, the district court granted the applications of all
parties who sought to intervene in the case. A large coalition of western States and water providers joined
the case in defense of the rule: Colorado and 10 other
States—Alaska, Arizona (Department of Water Resources), Idaho, Nebraska, Nevada, New Mexico, North
Dakota, Texas, Utah, and Wyoming—along with 26
municipal water providers, water districts, and water
associations supplying approximately 116 million people, one-third of the nation’s population.
The district court concluded that the Clean Water
Act neither forecloses nor requires the policy reflected
in the Water Transfers Rule. Pet. App. 160a, 176a.
Even so, the court held that the Rule represented an
unreasonable interpretation of the Act and was therefore invalid under the second step of the Chevron
framework. See id. at 177a–78a (applying Chevron
U.S.A., Inc. v. Natural Res. Defense Council, Inc., 467
U.S. 837 (1984)). In doing so, the district court discounted the provisions in the Act that expressly preserve the historic deference to States in the realm of
13
water allocation and management. See id. at 166a–
72a. The district court granted summary judgment for
the plaintiffs, vacated the Rule, and remanded it to
EPA. Id. at 250a.
The Second Circuit’s decision. EPA and the intervenor-defendants appealed to the Second Circuit. In
a 2-1 decision, the court reversed the judgment of the
district court and reinstated the Rule. Pet. App. 83a–
84a.
The majority analyzed the Rule under the twostep Chevron framework, concluding under the first
step (as did the district court) that the Clean Water Act
is silent or ambiguous on the specific issue of whether
Congress intended for water transfers to be regulated
under the NPDES permitting scheme. Pet. App. 55a–
56a.
Under the second step of Chevron, the majority
concluded that EPA’s construction of the Act was reasonable. Pet. App. 83a–84a. The majority observed that
“in the nearly forty years since the passage of the
Clean Water Act, water transfers have never been subject to a general NPDES permitting requirement.” Id.
at 67a. And, importantly, both this Court’s decision in
Miccosukee and later circuit court decisions “support
. . . the reasonableness of the Rule’s interpretation” because those cases either implicitly or explicitly concluded that the Rule is within the Act’s permissible
interpretive scope. Id. at 71a–74a.
The dissent would have upheld the district court’s
decision under both step one and step two of Chevron.
14
Pet. App. 85a–86a. In coming to this conclusion, the
dissent did not mention or analyze any of the provisions of the Act that require a policy of deference to
state authority over water resources.
------------------------------------------------------------------
REASONS FOR DENYING THE PETITIONS
The United States, in its Brief in Opposition, comprehensively explains why this case is inappropriate
for certiorari. This brief does not attempt to repeat
those arguments. Instead, it focuses on two discrete
points. First, the decision below—rather than reflecting a conflict among jurisdictions on the issue presented here, Pet. 19–22 (No. 17-418)—is consistent
with this Court’s decision in Miccosukee and other
cases, as well as with circuit court interpretations of
the Clean Water Act that post-date the promulgation
of the Rule. Second, the Rule is reasonable under Chevron, given the practical realities facing water transfer
projects—particularly in the West—and the alternative regulatory mechanisms that can and do address
water quality concerns in the context of water transfers.
15
I.
The decision below is consistent with this
Court’s jurisprudence and with lower court
cases decided after the Water Transfers Rule
formally implemented EPA’s longstanding interpretation of the Act.
The Petition by the State of New York asserts that
the decision below is “in substantial tension” with the
rulings of this Court. Pet. 21 (No. 17-418). It argues further that lower courts have “conflicting views of the
Act’s meaning” and that those views are “irreconcilable.” Id. at 21. Neither assertion is correct.
This Court’s cases. In Miccosukee—decided before EPA promulgated the Rule—this Court considered
whether a water transfer project in southern Florida
required an NPDES permit. Miccosukee came to the
Court from the Eleventh Circuit, which had held that
NPDES permits are required for water transfers. Miccosukee Tribe of Indians v. So. Fla. Water Mgmt. Dist.,
280 F.3d 1364 (11th Cir. 2002). This Court vacated that
decision. In doing so, it noted but did not reach EPA’s
argument that the Act excludes water transfers from
the NPDES program, an argument EPA made upon
the Court’s invitation to participate as amicus curiae.
EPA urged the Court to defer to the agency’s longstanding view that the process of “transporting, impounding, and releasing navigable waters” cannot
constitute an “addition” of pollutants to “the waters
of the United States.” Miccosukee, 541 U.S. at 107.
Because this argument had not been adequately
raised in prior stages of the litigation, the Court
16
declined to reach it, instead remanding to resolve outstanding factual disputes. Id. at 109, 111–12. But the
Court made clear that the argument would be “open to
the parties on remand.” Id. And it explicitly acknowledged the reasonableness of EPA’s construction of the
Act. A contrary approach—i.e., “construing the NPDES
program to cover [water] transfers”—could “violate
Congress’ specific instruction that ‘the authority of
each State to allocate quantities of water within its jurisdiction shall not be superseded, abrogated or otherwise impaired.’ ” Id. at 108 (quoting 33 U.S.C.
§ 1251(g)). And, the Court noted, “[i]f we read the Act
to require an NPDES permit for every engineered diversion of one navigable water into another, thousands
of new permits might have to be issued, particularly by
western States, whose water supply networks often
rely on engineered transfers among various natural
water bodies.” Id. (citing an amicus brief filed by a coalition of States led by the State of Colorado).
Implicit in these observations was the assumption
that EPA had latitude under Chevron to formalize its
longstanding interpretation of the Act as a matter of
administrative policy. Indeed, the Court called out the
fact that EPA had not cited “any administrative documents” officially announcing its interpretation—a
clear invitation for EPA to engage in rulemaking. Id.
at 107. Of course, in response to Miccosukee, EPA did
just that.
In arguing that Miccosukee is “in substantial
tension” with the Rule, the Petition by the State of
New York ignores Miccosukee’s recognition of the
17
reasonableness of the agency interpretation of the Act
on which the Rule is based. Pet. 21 (No. 17-418). If Miccosukee had in fact foreclosed that interpretation,
there would have been no need for the Court to explicitly hold that EPA’s arguments would “be open to the
parties on remand.” 541 U.S. at 109, 112. As the Second
Circuit acknowledged below, Miccosukee supports the
Rule rather than undermines it. Pet. App. 67a–70a.4
Apart from Miccosukee, New York relies on two
other decisions by this Court to demonstrate “tension”
between the decision below and this Court’s jurisprudence. Its reliance on those two cases is likewise misplaced; neither one is in conflict with the decision
below.
The first, Los Angeles County Flood Control District v. Natural Resources Defense Council, addressed
only a “narrow question,” holding that no discharge of
a pollutant occurs when water flows between upper
and lower portions of the same river. 568 U.S. 78, 82,
84 (2013). This holding is “consistent with both [EPA’s]
reading of the CWA . . . and with [a contrary] reading.”
Pet. App. 74a n.33. It “does not provide support for either side of the debate over . . . the Water Transfers
Rule.” Id. at 75a n.33.
The second, PUD No. 1 of Jefferson County v. Washington Department of Ecology, was decided a decade
4
Indeed, for this reason Miccosukee forecloses the first question presented in the Petition by the State of New York, which
asserts that the Rule violates the plain meaning of the Clean Water Act. Pet. i (No. 17-418).
18
before Miccosukee. 511 U.S. 700 (1994). The State of
New York asserts that PUD No. 1 forecloses the argument that the Rule is reasonably supported by the
Clean Water Act’s explicit policy of deference to state
water administration. Pet. 21–22 (No. 17-418). But
that assertion is directly contrary to the later-decided
Miccosukee, which suggested that EPA’s interpretation
of the Act to exclude water transfers from the NPDES
program is not only supported by, but may in fact be
mandated by, the Act’s deference to state authority
over water resources. Miccosukee, 541 U.S. at 108
(quoting 33 U.S.C. § 1251(g)).
Lower court decisions. The Petition by the State
of New York cites four cases in arguing that the decision below “conflicts with decisions of other federal and
state courts.” Pet. 19 (No. 17-418). All of those cases
arose before EPA’s promulgation of the Rule and therefore did not provide occasion for the deciding courts to
engage in the Chevron analysis on which the decision
below is based. Id. (citing Catskill Mountains Chapter
of Trout Unlimited, Inc. v. City of New York (“Catskill
II”), 451 F.3d 77 (2d Cir. 2006); Catskill Mountains
Chapter of Trout Unlimited, Inc. v. City of New York
(“Catskill I”), 273 F.3d 481 (2d Cir. 2001); Dubois v. U.S.
Dep’t of Agric., 102 F.3d 1272 (1st Cir. 1996); and DelAware Unlimited, Inc. v. Pennsylvania, 508 A.2d 348
(Pa. Commw. Ct. 1986)).5 Indeed, two of those cases,
Catskill I & II, came from the Second Circuit itself.
5
The Notice of Final Rule itself recognizes that none of these
earlier decisions “viewed the question of statutory interpretation
through the lens of Chevron deference.” 73 Fed. Reg. at 33,700.
19
And, in any event, Catskill I & II are not inconsistent
with the decision below, which upheld the rule under
Chevron deference—an issue Catskill I & II neither
reached nor foreclosed. As the Second Circuit observed
below, “[n]owhere in Catskill I did we state that [the
Act] could bear only one meaning. . . . Such a statement would have been inconsistent with our acknowledgement that Chevron deference might be owed to a
more formal agency interpretation. Nor did we make
any such statement in Catskill II.” Pet. App. 38a.
Indeed, the only post-Rule case cited in New York’s
Petition upheld the Rule, based on the same rationale
contained in the decision below. Pet. 20 (No. 17-418)
(citing Friends of the Everglades v. S. Fla. Water Mgmt.
Dist. (“Friends I”), 570 F.3d 1210 (11th Cir. 2009)).
Friends I comes from the Eleventh Circuit, the same
jurisdiction in which Miccosukee arose. In Friends I,
the Eleventh Circuit explained that it was compelled
to depart from its earlier decision in Miccosukee (i.e.,
that water transfers are governed by the NPDES program) because EPA’s promulgation of the Rule was “a
change” in the legal landscape, and “[a]n important
one.” Friends I, 570 F.3d at 1218. The Rule “was not
available at the time of . . . earlier decisions” like
Miccosukee, and those decisions therefore “are not
precedent against” the Rule. Id. The Eleventh Circuit
analyzed EPA’s Rule using the Chevron framework, ultimately concluding that the Rule is “a reasonable, and
20
therefore permissible, construction of the language” of
the Clean Water Act. Id. at 1228.6
In the present case, the Second Circuit—like the
Eleventh Circuit—also heeded the “important” fact
that the Rule now triggers Chevron and makes earlier
decisions inapposite. See Pet. App. 23a (“None of these
[earlier] decisions classified the EPA’s views on the
regulation of water transfers as sufficiently formal to
warrant Chevron deference.”). New York is thus incorrect in asserting that there is a present conflict among
jurisdictions that requires resolution by this Court.
The opposite is true: the two courts of appeal that reviewed the Rule have both upheld it under the same
rationale. None have rejected EPA’s Rule.
6
After upholding EPA’s Water Transfers Rule in Friends I,
the Eleventh Circuit later dismissed several petitions for direct
appellate review of the Water Transfers Rule on the ground that
the circuit courts of appeal lack original jurisdiction to hear challenges to the Rule. Friends of the Everglades v. EPA, 699 F.3d 1280
(11th Cir. 2012) (“Friends I I”). Although it declined to address the
merits of EPA’s Rule, the Eleventh Circuit reiterated its earlier
holding that “the water-transfer rule was a reasonable interpretation of an ambiguous provision of the Clean Water Act” and
therefore passed muster under Chevron’s deferential standard of
review. Id. at 1285.
21
II.
The Second Circuit correctly held that the
Rule is reasonable given the severe practical consequences of overturning EPA’s interpretation of the Act and the range of
regulatory alternatives to the NPDES program.
The point of Chevron is to grant regulatory agencies the discretion they need to balance competing policy concerns. Nat’l Cable & Telecomms. Ass’n v. Brand
X Internet Servs., 545 U.S. 967, 981 (2005). The Water
Transfers Rule is a paradigm example, as the court below recognized after carefully analyzing the policy considerations that the Rule embodies. Pet. App. 83a.
Given the arguments in the Petition by the State of
New York, two relevant policy considerations bear discussion here: first, the crippling burdens that would be
imposed on water providers if EPA were forced to depart from its longstanding policy of deferring to state
administration of water transfers and, second, the
availability of other regulatory mechanisms (beyond
the NPDES program) to address potential water quality issues in the context of water transfer projects.
See Pet. 27 (No. 17-418) (incorrectly claiming that the
burdens of subjecting water transfers to the NPDES
system are based on “unsupported speculation”); id. at
15–17 (wrongly asserting that without regulation under the NPDES system, water transfers would be given
“free reign to pollute”).
22
A. Subjecting all water transfer projects
nationwide to NPDES permits would be
cost prohibitive and would ignore the
practical realities facing western water
providers.
The court below recognized the “potentially serious and disruptive practical consequences of requiring
NPDES permits for water transfers,” as did EPA when
it promulgated the Rule. Pet. App. 83a; see, e.g., 73 Fed.
Reg. at 33,700. “[C]ompliance with an NPDES permitting scheme for water transfers,” the Second Circuit
explained, “is likely to be burdensome and costly for
permittees, and may disrupt existing water transfer
systems.” Pet. App. 75a. This Court made similar observations in Miccosukee: “It may be that construing
the NPDES program to cover [water] transfers would
raise the costs of water distribution prohibitively. . . .”
Miccosukee, 541 U.S. at 108. Some have argued that
water transferors could reduce regulatory burdens by
operating under general rather than individual
NPDES permits. See id. at 108–09. But while in some
cases general permits provide an opportunity for
shorter review and approval periods, they impose the
same requirements and discharge limitations as individual permits. See supra, Statement § I. General permits therefore would not ameliorate the exorbitant
costs to water providers.
Some estimates, the Second Circuit recognized,
put these costs at “$4.2 billion to treat just the most
significant water transfers in the Western United
States.” Pet. App. 75a. Individual water providers, the
23
court said, could bear “hundreds of millions of dollars”
in compliance costs. Id. Costs of this scale are neither
feasible for water providers to bear, nor are they justified given the realities facing western water supply
systems. E.g., C.A. App. 346 (explaining that the costs
of compliance for one project “could exceed $315 million, double the initial cost of the entire . . . project”).
In the West, water characteristics vary naturally
between watersheds and water bodies. This is because
runoff from precipitation in mountainous regions accounts for the vast majority of the water supply. A.R.
1433 at 4, see also, e.g., U.S. Dep’t of the Interior,
Bureau of Reclamation, Colo. River Basin Water Supply & Demand Study, Technical Report B—Water Supply Assessment at B-12 (Dec. 2012). And, due to natural
processes like erosion, this runoff—which can travel
long distances over varied terrain—naturally contains
elevated levels of “total suspended solids” (i.e., suspended particles of soil and sediment), “total dissolved
solids” (i.e., dissolved particles of soil and sediment),
and “turbidity” (muddiness). See A.R. 1433 at 15–16.
Indeed, these natural erosive processes are responsible
for much of the West’s dramatic topography, from gullies carved into 14,000-foot mountains to water-filled
depressions that sit below sea level, like the Salton
Sea. Id.
Subjecting the thousands of western water transfers to the massive costs of a mandatory NPDES system, and requiring them to remove naturally occurring
constituents from transferred water, would yield far
fewer environmental benefits than one might assume.
24
Colorado, for example, has more than 1,700 diversions
that transfer water within river basins, as well as over
40 major trans-mountain projects that, based on conservative estimates, move 500,000 acre-feet of water
per year. C.A. App. 320. Yet although Colorado, like
every other State, is required under Section 303(d) of
the Clean Water Act to develop a list of waters that fail
to meet water quality standards, the State “has never
encountered a water body whose quality is impaired as
a result of pollutants transferred from one water body
to another.” Id. at 320–21. The administrative record
includes few reports of 303(d)-impairment caused by
water transfers, despite the massive numbers of water
transfers in the United States. See, e.g., id. at 292
(“Michigan’s experience over the past thirty years has
found that water transfers that cause water quality
problems are relatively rare.”); see also 73 Fed. Reg. at
33,698 (noting the prevalence of water transfers, particularly in the West). In many projects, transferred
waters are of equal or better quality than are receiving
waters. C.A. App. 320 (“Colorado has not experienced
water quality problems caused by water transfers. Indeed, most major transfers in Colorado occur relatively
high in river basins and transfer high quality water
from one river basin to another.”).
Complying with NPDES program requirements
for the naturally occurring constituents present in
western transferred water would be a daunting task.
Water transferors have no ability to control the natural
processes that determine the quality of source waters.
C.A. App. 346–47. Yet they could be required to treat
25
the water they transfer for up to three dozen naturally
occurring parameters and constituents if the transfer
caused any change in the quality of the receiving
waters, as discussed above in the Statement. See, e.g.,
40 C.F.R. § 122.44(d)(1)(i); 5 Colo. Code Regs. 1002,
§ 31.16. This is why the costs of subjecting water transfers to the NPDES program would be prohibitive. And
for some projects, compliance would not only be costly
but also technically infeasible. C.A. App. 346. Some water providers would thus have no realistic alternative
but to curtail the use of their water rights to meet
NPDES requirements, e.g., id. at 346–47—a result that
“violate[s] Congress’ specific instruction that ‘the authority of each State to allocate quantities of water
within its jurisdiction shall not be superseded, abrogated or otherwise impaired [by the Act],’ ” Miccosukee,
541 U.S. at 108 (quoting 33 U.S.C. § 1251(g)).
B. State and federal regulatory mechanisms
apart from the NPDES program protect
water quality in the context of water
transfers.
The Rule does not establish a regulation-free zone.
To the contrary, the Rule was enacted in part because
state and federal regulatory mechanisms are available
to mitigate the potential environmental effects of water transfers. E.g., 73 Fed. Reg. at 33,699 (noting that
the Act “reserves the ability of States to regulate water
transfers under State law”); id. at 33,702 (explaining
that the Act “establishes a variety of programs and
regulatory initiatives in addition to the NPDES
26
permitting program”). These alternatives, the Second
Circuit recognized, illustrate why the Rule is an example of Chevron working as it should, allowing an
agency to take account of the full range of policy considerations in determining how best to interpret a federal statute. “The existence of these available
regulatory alternatives suggests that exempting water
transfers from the NPDES permitting program would
not necessarily defeat the fundamental water-quality
aims of the Clean Water Act, which further counsels in
favor of the reasonableness of the Water Transfers
Rule.” Pet. App. 79.
State mechanisms. Under the Rule, States are
not required to subject water transfers to the NPDES
program. But this does not mean that other state-level
regulatory tools under the Clean Water Act are unavailable. One example is regulation under mandatory
state water quality management plans—or “Section
208 Plans”—which must set forth methods for controlling water pollution in defined geographic areas.
See 33 U.S.C. § 1288(a)(2). Colorado’s Section 208 plans
cover the many basins across the State that include
water transfer projects. E.g., North Front Range Water
Quality Planning Assoc., 2016 Plan Update—AreaWide Water Quality Management Plan (208 Plan),
http://www.nfrwqpa.org/awqmp.shtml (describing plans
for the Cache la Poudre River Basin and Big Thompson
River Basin). Another example is regulation for “total
daily maximum loads” under Section 303(d) of the Act,
through which States must quantify the amount of
specific pollutants water bodies can assimilate without
27
exceeding water quality standards. Again, these requirements apply in basins affected by water transfers,
imposing measures to protect the water quality of
those basins. Colo. Dep’t of Public Health & Env’t,
Total Maximum Daily Loads, https://www.colorado.gov/
pacific/cdphe/total-maximum-daily-loads-tmdls (setting forth information on total maximum daily loads
for various river basins in the State).
In addition to these mechanisms under the Clean
Water Act, States have additional regulatory authority—independent of the Act—to address potential water quality issues associated with water transfers. In
fact, multiple, overlapping authorities exist in many
States. See Pet. App. 77a & n.37. Colorado, for example,
has “control regulations,” under which the State Water
Quality Control Commission can prescribe mandatory
or prohibitory measures for any activity that causes
the quality of state waters to violate any water quality
standard. COLO. REV. STAT. §§ 25-8-503(5); 25-8-205(1)(c).
These tools would be available “[i]f, in the future, concerns regarding water quality impacts due to contaminants contained in water transfers should arise in
Colorado.” C.A. App. 321. The New Mexico State Engineer has authority to deny a transfer of surface or
ground water if the transfer will be detrimental to the
public welfare of the State, which includes considerations of water quality. N.M. STAT. §§ 72-5-23, 72-5-26,
72-12-7; see also Stokes v. Morgan, 680 P.2d 335, 341
(N.M. 1984) (explaining that the state engineer could
withhold a permit due to “intrusion of poor quality water”). In North Dakota, water transfers may be subject
28
to non-NPDES permits that contain protective conditions, and transfers must in any event comply with the
“state’s water quality standards established to protect
aquatic life.” N.D. CENT. CODE §§ 61-32-03, 61-28-09(1).
Indeed, beyond these examples, every State has
authority under its own laws to protect water quality
in the context of water transfers. See, e.g., A.R. 1460 at
2.7 And regulation under those laws is often substantially broader than regulation under the Clean Water
Act itself would be. Many States, including several of
the Petitioners here, regulate not just the “navigable
waters” that are subject to the Act, but also ground water and other waters that fall outside the Act’s mandatory scope. See, e.g., CAL. WATER CODE § 13050; COLO.
REV. STAT. § 25-8-103(19); CONN. GEN. STAT. § 22a-423;
DEL. CODE ANN. tit. 7, § 6003(a)(2); ME. REV. STAT. tit.
38, § 361-A(7); MICH. COMP. LAWS § 324.3101(z); N.M.
STAT. ANN. § 74-6-4; N.Y. ENVTL. CONSERV. LAW § 170105(2). This reflects the fact that—as the Act itself
recognizes—States have “primary responsibilit[y] . . .
7
Additionally, state common law categorizes water pollution
as a trespass against a downstream user’s water rights. In Colorado, for example, “a common law theory . . . prohibits the discharge of contaminants into streams where doing so makes the
water unsuitable for an[other] appropriator’s normal use of water.” In re Application for Plan for Augmentation of City and Cty.
of Denver, 44 P.3d 1019, 1028 (Colo. 2002). The same is true in
other States. See, e.g., California v. Campbell, 138 F.3d 772, 780
(9th Cir. 1997) (noting that under California law water pollution
is a public nuisance); Phillips v. Davis Timber Co., Inc., 468 So. 2d
72, 79 (Miss. 1985) (holding that the plaintiff was “entitled to an
injunction enjoining and prohibiting further [pentachlorophenol]
pollution into his lake”).
29
to prevent, reduce, and eliminate pollution.” 33 U.S.C.
§ 1251(b); see also id. § 1370 (recognizing that States
may impose more stringent water quality regulations
than those required by the Act).
Federal alternatives. The federal government
likewise has regulatory tools available outside the
NPDES program to address any potential negative effects of water transfers. The Second Circuit listed a few
such tools, including provisions under the Clean Water
Act itself, as well as “other federal statutes and regulations . . . like the Safe Drinking Water Act” and “the
Federal Energy Regulatory Commission’s regulatory
scheme for non-federal hydropower dams.” Pet. App.
76a–77a. Given that the federal government is often
involved in major water transfer projects, statutes like
the National Environmental Policy Act (“NEPA”) and
the Endangered Species Act can also play a significant
role.8
The Petition by the State of New York claims that
these tools are insufficient to “resolv[e] interstate disputes over water pollution.” Pet. 17 (No. 17-418). But
water transfers “do not often have interstate or international effects.” Pet. App. 79a. And when they do,
8
These statutes can prompt state-federal cooperation in the
context of water transfers. For example, the Colorado-Big Thompson Project affects the clarity of receiving waters, and federal,
state, and local parties with interests in the project are working
together under a memorandum of understanding to address the
issue while Reclamation completes its NEPA process. See Bureau
of Reclamation et al., Memorandum of Understanding 16-LM-60257B, Grand Lake Clarity Stakeholders’ Memorandum of Understanding 1 (2016), http://co.grand.co.us/DocumentCenter/View/7935.
30
other mechanisms are available to address crossboundary issues. For example, more than a dozen interstate compacts involving more than twenty-five
States facilitate interstate pollution control.9 Indeed,
the Act specifically authorizes States to negotiate interstate compacts “for the prevention and control of
pollution.” 33 U.S.C. § 1253(b).
Other provisions of the Act requiring interstate coordination have been successful in the past. In the Colorado River Basin—which includes a huge number of
water transfer projects—salinity has been a particular
concern to downstream States since the 1970s. See Environmental Protection Agency, Regions VII and IX,
The Mineral Quality Problem in the Colorado River:
Summary Report (1971). In response to this concern,
EPA promulgated a basin-wide salinity control plan,
and Congress legislated on the issue, in the early
1970s. See Colo. River Basin Salinity Control Forum,
Water Quality Standards for Salinity, Colorado River
System 5 (Oct. 2017), http://www.coloradoriversalinity.org/
docs/2017%20Review%20-%20FINAL.pdf. Around the
same time, the seven Colorado River Basin States
9
See, e.g., Delaware River Basin Interstate Compact between
the State of Delaware, the State of New Jersey, the State of New
York, and the Commonwealth of Pennsylvania, Pub. L. No. 87-328,
75 Stat. 688, art. 5, sec. 5.1 (Sept. 27, 1961) (“The commission may
. . . acquire, construct, operate and maintain projects and facilities
to control potential pollution and abate or dilute existing pollution
of the water resources of the basin.”); Red River of the North Compact between the State of South Dakota, the State of North Dakota, and the State of Minnesota, Pub. L. No. 456, 52 Stat. 150,
art. II (Apr. 2, 1938) (“Each of the States . . . undertake to cooperate . . . for . . . the prevention of the pollution of such waters.”).
31
established an interstate cooperative effort, the Salinity Control Forum, to satisfy the States’ obligation under the Act to work together in addressing water
quality concerns. Id. (“The Forum was created for interstate cooperation and to provide the states with the
information necessary to comply with Section 303(a)
and (b) of the Clean Water Act.”). As a result of these
efforts, salinity levels in the basin have declined significantly. Id. at 13 (“To date, it is estimated that the Program has reduced the annual salt loading in the
Colorado River by approximately 1,330,000 tons, resulting in over 100 mg/L reduction in salinity concentrations in the Lower Basin.”).10
In short, the States and the federal government
have tools available to address water quality concerns
in the context of water transfers, and they in fact employ those tools. The State of New York suggests that
the NPDES program is the only option. Pet. 14–16 (No.
17-418). This is incorrect. Water transfers have never
been subject to the NPDES program nationwide. The
Rule therefore does not create new “dangers,” cause
new “harms,” or “undermine” the alternative protective mechanisms within the Act or other regulatory regimes. Id. at 15–17.
-----------------------------------------------------------------10
Salinity on the Colorado River has also prompted international cooperation. In the 1970s, the United States and Mexico
engaged in discussions on the subject, which led to an agreement
of measures be taken to address salinity issues. Permanent and
Definitive Solution to the Int’l Problem of the Salinity of the Colorado River, Minute No. 242 (Aug. 30, 1973), Int’l Boundary and
Water Comm’n United States and Mexico.
32
CONCLUSION
For these reasons, as well as those set forth in the
Brief in Opposition by the United States, the Court
should deny the petitions for writ of certiorari.
Respectfully submitted,
CYNTHIA H. COFFMAN,
Attorney General
FREDERICK R. YARGER*,
Solicitor General
GLENN E. ROPER,
Deputy Solicitor General
LAURA CHARTRAND,
Deputy Attorney General,
ANNETTE M. QUILL,
Sr. Asst. Attorney General
PETER D. NICHOLS,
Special Assistant Attorney General
Counsel for Intervenor-Respondent the
State of Colorado
*Counsel of Record
PETER D. NICHOLS
BERG HILL GREENLEAF RUSCITTI LLP
Lead Counsel for Intervenor-Respondents
Western Water Providers
Counsel for National Water
Resources Association, Lower
Arkansas Valley Water
Conservancy District
33
Additional Counsel for the Western States
HECTOR BALDERAS,
JAHNA LINDEMUTH
Attorney General
Attorney General
STATE OF ALASKA
TANIA MAESTAS,
Deputy of Civil Affairs P.O. Box 110300
CHOLLA KHOURY,
Juneau, Alaska 99811-0300
Director, CONSUMER
(907) 465-2133
AND ENVIRONMENTAL
PROTECTION DIVISION
PETER D. NICHOLS,
Special Assistant
Attorney General
STATE OF NEW MEXICO
P.O. Box Drawer 1508
Santa Fe, New Mexico 87504
(505) 827-6010
DOUG PETERSON
Attorney General of
the State of Nebraska
2115 State Capitol
Lincoln, Nebraska 68509
(402) 471-2682
LAWRENCE G. WASDEN
Idaho Attorney General
P.O. Box 83720
Boise, Idaho 83720-0010
(208) 334-2400
WAYNE STENEHJEM
Attorney General of
North Dakota
600 E. Boulevard Avenue
Bismarck, North Dakota
58505-0040
(701) 328-2210
ADAM LAXALT
Attorney General for
the State of Nevada
OFFICE OF THE
ATTORNEY GENERAL
100 North Carson Street
Carson City, Nevada 89701
(775) 684-1100
34
TYLER GREEN
Utah Solicitor General
OFFICE OF THE UTAH
ATTORNEY GENERAL
160 East 300 South,
5th Floor
P.O. Box 140858
Salt Lake City, Utah
84114-0858
(801) 366-0533
KEN PAXTON
Attorney General of Texas
P.O. Box 12548
Austin, Texas 78711-2548
(512) 463-2100
KENNETH C. SLOWINSKI,
PETER K. MICHAEL
Chief Counsel
Attorney General
STATE OF ARIZONA
of Wyoming
DEPARTMENT OF
OFFICE OF THE
WATER RESOURCES
ATTORNEY GENERAL
3550 North Central Avenue 123 State Capitol
Phoenix, Arizona 85012
Cheyenne, Wyoming 82002
(602) 771-8474
(307) 777-7844
35
Additional Counsel for the Western Water Providers
DON BAUR, ESQ.
MARCIA SCULLY,
PAUL B. SMYTH, ESQ.
General Counsel
PERKINS COIE LLP
JILL C. TERAOKA, Senior
700 13th Street NW,
Deputy General Counsel
Suite 600
KAREN L. DONOVAN, Senior
Washington, DC 20005-2000 Deputy General Counsel
Counsel for Western Urban PATRICK B. ROHEN,
Water Coalition
Deputy General Counsel
METROPOLITAN WATER
DISTRICT OF
SOUTHERN CALIFORNIA
P.O. Box 54153
Los Angeles, California
90054
PATRICIA L. WELLS,
General Counsel
CITY AND COUNTY
OF DENVER, BOARD OF
WATER COMMISSIONERS
1600 West 12th Avenue
Denver, Colorado 80204
JAY JOHNSON, ESQ.
General Counsel
CENTRAL ARIZONA WATER
CONSERVATION DISTRICT
P.O. Box 43020
Phoenix, Arizona 85080
JOANNA SMITH HOFF, ESQ.
Assistant Counsel
IMPERIAL IRRIGATION DISTRICT
P.O. Box 937
Imperial, California 92251
36
SHAWN E. DRANEY, ESQ.
SNOW, CHRISTENSEN AND
MARTINEAU, PC
P.O. Box 45000
Salt Lake City, Utah 84145
Counsel for Metropolitan
Water District of Salt
Lake City & Sandy
THOMAS A. CARR, ESQ.
City Attorney
CITY OF BOULDER
1777 Broadway
Boulder, Colorado 80302
STEVEN E. CLYDE, ESQ.
CLYDE SNOW & SESSIONS
201 South Main Street,
13th Floor
Salt Lake City, Utah
84111-2216
Counsel for Central
Utah Water
Conservancy District
DALLIN W. JENSEN, ESQ.
PARSONS BEHLE & LATIMER
201 South Main Street,
Suite 1800
Salt Lake City, Utah 84111
Counsel for Washington
County Water Conservancy
District, Kane County
Water Conservancy District
PATRICK B. SIGL, ESQ.
STEFANIE MORRIS, ESQ.
Supervising Attorney,
General Counsel,
LAND & WATER RIGHTS
STATE WATER CONTRACTORS
LAW SERVICES
1121 L Street, Ste. 1050
Salt River Project
Sacramento, California
1500 N. Mill Avenue
95814
Tempe, Arizona 85281-1298 Counsel for [California]
State Water Contractors
LEE MILLER, ESQ.
General Counsel
SOUTHEASTERN COLORADO
WATER CONSERVANCY
DISTRICT
31717 United Avenue
Pueblo, Colorado 81001
CHRISTINE MCKENNEY
Assistant City Attorney
CITY OF AURORA
15151 E. Alameda Parkway,
Fifth Floor
Aurora, Colorado 80012
37
JONATHAN KNAPP
Deputy City Attorney
OFFICE OF THE
CITY ATTORNEY
CITY AND COUNTY OF
SAN FRANCISCO
1390 Market Street,
Suite 418
San Francisco, California
94102
GREGORY J. WALCH, ESQ.
General Counsel
SOUTHERN NEVADA
WATER AUTHORITY
1001 South Valley
View Boulevard
Las Vegas, Nevada 89153
Counsel for Las Vegas
Valley Water District
BRIAN POULSEN, ESQ.
General Counsel
EL DORADO
IRRIGATION DISTRICT
2890 Mosquito Road
Placerville, California 95667
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