Amicus Curiae Brief — Fane Lozman, Petitioner v. City of Riviera Beach, Florida
Supreme Court briefDec 27, 2017
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NO. 17-21
In the Supreme Court of the United States
FANE LOZMAN,
v.
Petitioner,
CITY OF RIVIERA BEACH, FLORIDA,
Respondent.
On Writ of Certiorari to the United States
Court of Appeals for the Eleventh Circuit
BRIEF OF AMICI CURIAE FOR MARION B. BRECHNER
FIRST AMENDMENT PROJECT AND BRECHNER
CENTER FOR FREEDOM OF INFORMATION
IN SUPPORT OF PETITIONER
FRANK LOMONTE
BRECHNER CENTER FOR
FREEDOM OF INFORMATION
3210 Weimer Hall
Gainesville, FL 32611
(352) 392-2273
flomonte@ufl.edu
CLAY CALVERT
Counsel of Record
MARION B. BRECHNER
FIRST AMENDMENT PROJECT
2060 Weimer Hall
Gainesville, FL 32611
(352) 273-1096
ccalvert@jou.ufl.edu
Counsel for Amici Curiae
December 27, 2017
Becker Gallagher · Cincinnati, OH · Washington, D.C. · 800.890.5001
i
TABLE OF CONTENTS
TABLE OF AUTHORITIES . . . . . . . . . . . . . . . . . . . i
INTERESTS OF AMICI CURIAE . . . . . . . . . . . . . . 1
SUMMARY OF ARGUMENT . . . . . . . . . . . . . . . . . . 2
ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
I. Core First Amendment Rights of Citizen-Critics
Speaking in Dissent Must be Protected from
Retaliatory Arrests and Viewpoint
Discrimination . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
II. The Mt. Healthy Test Strikes the Appropriate
Balance Between First Amendment Interests
and Legitimate Arrests Without the Addition of
a Probable Cause Hurdle . . . . . . . . . . . . . . . . . . 10
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
ii
TABLE OF AUTHORITIES
CASES
Ashcroft v. Free Speech Coal.,
535 U.S. 234 (2002) . . . . . . . . . . . . . . . . . . . . . 8, 9
Ashcroft v. Iqbal,
556 U.S. 662 (2009) . . . . . . . . . . . . . . . . . . . . . . 11
Bell Atlantic Corp. v. Twombly,
550 U.S. 544 (2007) . . . . . . . . . . . . . . . . . . . . . . 11
Citizens United v. Federal Election Commission,
558 U.S. 310 (2010) . . . . . . . . . . . . . . . . . . . . . . . 5
Garrison v. Louisiana,
379 U.S. 64 (1964) . . . . . . . . . . . . . . . . . . . . . . . . 6
In re Donald J. Trump,
874 F.3d 948 (6th Cir. 2017) . . . . . . . . . . . . . . . 10
Lane v. Franks,
134 S. Ct. 2369 (2014) . . . . . . . . . . . . . . . . . . . . . 2
Matal v. Tam,
137 S. Ct. 1744 (2017) . . . . . . . . . . . . . . . . . . 5, 12
Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle,
429 U.S. 274 (1977) . . . . . . . . . . . . . . . . . . passim
New York Times Co. v. Sullivan,
376 U.S. 254 (1964) . . . . . . . . . . . . . . . . . . . . . 4, 9
Packingham v. North Carolina,
137 S. Ct. 1730 (2017) . . . . . . . . . . . . . . . . . . . . . 8
Reed v. Town of Gilbert,
135 S. Ct. 2218 (2015) . . . . . . . . . . . . . . . . . . . . 12
iii
Rosenberger v. Rector and Visitors of Univ. of Va.,
515 U.S. 819 (1995) . . . . . . . . . . . . . . . . . . . . . . 12
Snyder v. Phelps,
562 U.S. 443 (2011) . . . . . . . . . . . . . . . . . . . . . . . 6
Texas v. Johnson,
491 U.S. 397 (1989) . . . . . . . . . . . . . . . . . . . . . . . 3
Utah v. Strieff,
136 S. Ct. 2056 (2016) . . . . . . . . . . . . . . . . . . . . . 3
Wood v. Moss,
134 S. Ct. 2056 (2014) . . . . . . . . . . . . . . . . . . . . . 5
CONSTITUTIONAL PROVISION
U.S. Const. amend. I . . . . . . . . . . . . . . . . . . . . passim
STATUTE
Cal. Code Civ. Proc. § 425.16(b)(1) (2017) . . . . . . . 14
OTHER AUTHORITIES
Hailey Branson-Potts, Man Sues City After His
Arrest, L.A. Times, Dec. 3, 2017 . . . . . . . . . . . 3, 4
Clay Calvert, The First Amendment Right to Record
Images of Police in Public Places: The
Unreasonable Slipperiness of Reasonableness &
Possible Paths Forward, 3 Tex. A&M L. Rev. 131
(2015) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6, 7
Clay Calvert, The Right to Record Images of Police
in Public Places: Should Intent, Viewpoint, or
Journalistic Status Determine First Amendment
Protection?, 64 UCLA L. Rev. Disc. 230 (2016) . . 6
iv
Bob Dunn, State Drops Disturbing-the-Peace
Charges Against Craig C. Gaetani, Berkshire
Eagle (Pittsfield, Mass.), Dec. 16, 2017 . . . . . . . 4
Katherine Grace Howard, You Have the Right to
Free Speech: Retaliatory Arrests and the Pretext
of Probable Cause, 51 Ga. L. Rev. 607 (2017) . . . 6
Frank LoMonte, Legal Analysis: Can School Boards
Restrict Public Comments?, Student Press Law
Center, Feb. 21, 2017, http://bit.ly/2pbdyPg . . . . 2
Alexander Meiklejohn, Free Speech and Its Relation
to Self-Government (1948) . . . . . . . . . . . . . . . . 7, 8
David Pierson, Trump is Sued for Blocking Some
Twitter Followers, L.A. Times, July 12, 2017 . . . 9
Robert D. Richards, Freedom’s Voice: The Perilous
Present and Uncertain Future of the First
Amendment (1998) . . . . . . . . . . . . . . . . . . . . . . . 13
Randolph A. Robinson II, Policing the Police:
Protecting Civil Remedies in Cases of Retaliatory
Arrest, 89 Denv. L. Rev. 499 (2012) . . . . . . . . . 13
Michael Shepherd, ACLU Sues LePage for Blocking
Facebook Critics, Bangor Daily News, Aug. 8,
2017, https://bangordailynews.com/2017/08/08/
politics/aclu-sues-lepage-for-blocking-facebookcritics/ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
Ovetta Wiggins & Fenit Nirappil, Hogan Team
Busy Blocking Facebook Posts Since Trump
Order, Wash. Post, Feb. 9, 2017 . . . . . . . . . . . . 10
1
INTERESTS OF AMICI CURIAE1
The Marion B. Brechner First Amendment Project
(the “Project”) in the College of Journalism and
Communications at the University of Florida in
Gainesville is an endowed project dedicated to
contemporary issues affecting the First Amendment
freedoms of speech, press, thought, assembly and
petition. The Project pursues its mission through a
wide range of scholarly and educational activities
benefiting scholars, students and the public. The
Project’s scholarly and educational interest in filing
this amicus brief is to bring to the Court’s attention
important First Amendment principles on First
Amendment retaliation claims, political speech, speech
about matters of public concern, viewpoint
discrimination and the right to petition the government
for a redress of grievances. The Project is exercising the
academic freedom of its faculty to express their
scholarly views, and is not submitting this brief on
behalf of the University of Florida or the University of
Florida Board of Trustees.
The Brechner Center for Freedom of Information
(the “Brechner Center”) in the College of Journalism
and Communications at the University of Florida in
Gainesville exists to advance understanding,
appreciation and support for freedom of information in
1
Pursuant to Supreme Court Rule 37.6, counsel for amici curiae
states that no counsel for either party in this case authored this
brief in whole or in part, and no party or counsel for a party, or any
other person other than amici curiae or their counsel, made a
monetary contribution intended to fund the preparation or
submission of this brief. The parties have consented to the filing
of this brief.
2
the state of Florida, the nation and the world. The
Center’s focus on encouraging public participation in
government decision-making is grounded in the belief
that a core value of the First Amendment is its
contribution to democratic governance. Since its
founding in 1977, the Brechner Center has served as a
source of academic research and expertise about the
law of gathering news, and the Center’s legal staff is
frequently called on to offer interpretive guidance
about the rights of journalists in Florida and
throughout the country. The Center is exercising the
academic freedom of its faculty to express their
scholarly views, and is not submitting this brief on
behalf of the University of Florida or the University of
Florida Board of Trustees.
Additionally, both the Project and the Center, as
Florida-headquartered organizations, have a special
interest in this case because it directly affects the First
Amendment speech and petition rights of a Floridian,
Fane Lozman.
SUMMARY OF ARGUMENT
This case is about much more than a retaliatory
arrest and probable cause. At its heart, it is about twin
fundamental First Amendment rights. The first is the
right of all citizens to speak out as citizen-critics of
government officials and to freely engage in speech
about matters of public concern. See Lane v. Franks,
134 S. Ct. 2369, 2377 (2014) (“Speech by citizens on
matters of public concern lies at the heart of the First
Amendment . . .”); Frank LoMonte, Legal Analysis: Can
School Boards Restrict Public Comments?, Student
Press Law Center, Feb. 21, 2017, http://bit.ly/2pbdyPg
(“The ability to speak directly to a government board –
3
a city council, a school board, college trustees – is
perhaps the purest and most basic form of citizen
participation.”)
The second is the right of all citizens to petition the
government for a redress of grievances with neither
fear nor trepidation of retaliation or retribution for
expressing their viewpoints, regardless of how
disagreeable or disturbing those stances may be to
government officials. See Texas v. Johnson, 491 U.S.
397, 414 (1989) (“If there is a bedrock principle
underlying the First Amendment, it is that the
government may not prohibit the expression of an idea
simply because society finds the idea itself offensive or
disagreeable.”).
If this Court holds that the existence of probable
cause to make an arrest defeats a First Amendment
retaliation claim, then the speech and petition rights of
citizen-critics everywhere will be more easily quashed
by government officials harboring nefarious, selfserving motives. Additionally, the chilling effect would
be immense on aspiring, would-be citizen-critics who
might steer well clear of controversy – and a degrading,
humiliating arrest that can haunt one’s life forever,
even if the charges are later dropped – by engaging in
self-censorship. See Utah v. Strieff, 136 S. Ct. 2056,
2070 (2016) (Sotomayor, J., dissenting) (“Even if you
are innocent, you will now join the 65 million
Americans with an arrest record and experience the
‘civil death’ of discrimination by employers, landlords,
and whoever else conducts a background check”). And,
unfortunately, arrests for speaking up and attempting
to speak up at city council meetings are not rare. See,
e.g., Hailey Branson-Potts, Man Sues City After His
4
Arrest, L.A. Times, Dec. 3, 2017, at B4 (describing the
arrest of Arthur Christopher Schaper at a June 2017
meeting of the Huntington Park, California, City
Council on suspicion of two misdemeanor counts of
disturbing a public meeting and disobeying a police
officer); Bob Dunn, State Drops Disturbing-the-Peace
Charges Against Craig C. Gaetani, Berkshire Eagle
(Pittsfield, Mass.), Dec. 16, 2017, at B10 (describing the
arrest of Craig C. Gaetani at a North Adams,
Massachusetts, “City Council meeting after he
allegedly caused a disturbance after being denied the
opportunity to air comments after the public comment
portion of that meeting had closed”).
Instead of adding a probable cause hurdle to the
citizen-critic’s retaliatory-arrest burden, the wellestablished, burden-shifting test articulated by this
Court in Mt. Healthy City School District Board of
Education v. Doyle, 429 U.S. 274 (1977), has provided
a workable framework for four decades that strikes an
appropriate equilibrium between the competing
interests.
The Mt. Healthy standard comports with this
Court’s recognition of importance of protecting speech
critical of the government. As the Court explained more
than a half-century ago, there is a “privilege for
the citizen-critic of government. It is as much his duty
to criticize as it is the official’s duty to administer.”
New York Times Co. v. Sullivan, 376 U.S. 254, 282
(1964). Fane Lozman is the quintessential citizen-critic
of government. He was exercising his right and duty to
decry and condemn perceived government misconduct
and corruption when his arrest at a city council
meeting was orchestrated by the respondent.
5
Perhaps even more troubling, this case involves
viewpoint-based discrimination by the government
against the speech of a citizen-critic. Specifically, an
arrest occurred because a citizen’s views were critical
of, rather than favorable to, the government.
This
Court
“disfavors
viewpoint-based
discrimination.” Wood v. Moss, 134 S. Ct. 2056, 2061
(2014). As Justice Anthony Kennedy explained just last
term, viewpoint discrimination is “a form of speech
suppression so potent that it must be subject to
rigorous constitutional scrutiny.” Matal v. Tam, 137 S.
Ct. 1744, 1765 (2017) (Kennedy, J., concurring).
Had Fane Lozman been lauding or praising the
government, he would not have been arrested. But
because he was critical of the government, he was
arrested. As Justice Kennedy put it in Tam, this
“reflects the Government’s disapproval of a subset of
messages it finds offensive. This is the essence of
viewpoint discrimination.” Ibid. at 1766. Put
differently, only speech favorable to the government
was permitted in the political marketplace of ideas that
is a city council meeting. That smacks of dictatorship,
not democracy.
Additionally, this is a case about political speech,
centering on an arrest made at a city council meeting
once a citizen began to talk during the public comment
period about alleged local government corruption.
Political speech is at the core of the First Amendment.
As this Court recently observed, “Speech is an essential
mechanism of democracy, for it is the means to hold
officials accountable to the people.” Citizens United v.
Federal Election Commission, 558 U.S. 310, 339 (2010).
Simply put, respondent did not want petitioner to hold
6
government officials – itself, in other words –
accountable.
Alleged government corruption is, of course, a
matter of public concern. Speech about matters of
public concern, in turn, is perched at the top of the
hierarchy of First Amendment values, meriting special
protection. Snyder v. Phelps, 562 U.S. 443, 451-52
(2011). In fact, “speech concerning public affairs is
more than self-expression; it is the essence of selfgovernment.” Garrison v. Louisiana, 379 U.S. 64, 74-75
(1964).
Finally, this case raises First Amendment free press
concerns, not simply free speech and petition interests.
That’s because its outcome will directly affect
journalists who are arrested by police in retaliation for
covering protests about alleged police misconduct and
other issues. Recent years have seen journalists
arrested on charges such as trespass and interference
with police merely because law enforcement officials
either did not like or were afraid of the negative media
publicity. Katherine Grace Howard, You Have the
Right to Free Speech: Retaliatory Arrests and the
Pretext of Probable Cause, 51 Ga. L. Rev. 607, 625-26
(2017). Furthermore, common citizens, acting as
citizen-journalists and armed with nothing more than
smartphones, have suffered retaliatory actions,
including arrests and having their phones smashed,
simply for filming police in public places performing
their jobs. See generally Clay Calvert, The Right to
Record Images of Police in Public Places: Should Intent,
Viewpoint, or Journalistic Status Determine First
Amendment Protection?, 64 UCLA L. Rev. Disc. 230
(2016); Clay Calvert, The First Amendment Right to
7
Record Images of Police in Public Places: The
Unreasonable Slipperiness of Reasonableness &
Possible Paths Forward, 3 Tex. A&M L. Rev. 131
(2015). The rule this Court adopts here thus will
directly impact the ability of both professional
reporters and citizen-journalists to hold police
accountable for possible misconduct.
In summary, this case involves core political speech,
matters of public concern and, regrettably, viewpoint
discrimination in the marketplace of ideas exercised by
government officials that led to the retaliatory arrest of
a consummate citizen-critic. Requiring the citizen-critic
to prove the arrest was not premised upon probable
cause unnecessarily tilts the scales of justice against
the citizen-critic and in favor of the government. This
Court’s burden-shifting test from Mt. Healthy provides
a workable doctrinal standard that much more fairly
balances the interests of the citizen-critic and the
government.
ARGUMENT
I. Core First Amendment Rights of CitizenCritics Speaking in Dissent Must be Protected
from Retaliatory Arrests and Viewpoint
Discrimination
Petitioner Fane Lozman was arrested for exercising
his core First Amendment rights of speech and petition
during the public comment period at a city council
meeting.
Philosopher and educator Alexander
Meiklejohn famously used “the traditional American
town meeting” more than sixty-five years ago to
emphasize that the primary purpose of free speech “is
self-government.” Alexander Meiklejohn, Free Speech
8
and Its Relation to Self-Government 22-23 (1948). As
Meiklejohn explained, “Every man is free to come. They
meet as political equals. Each has a right and a duty to
think his own thoughts, to express them, and to listen
to the arguments of others. The basic principle is that
the freedom of speech shall be unabridged.” Ibid. at 22.
Respondent, however, had the petitioner ejected
from the meeting via arrest. Clearly respondent failed
to treat petitioner as a political equal in a nation
where, as Meiklejohn put it, “[t]here is only one group
– the self-governing people. Rulers and ruled are the
same individuals.” Ibid at 6. Instead, respondent
treated petitioner as a thorn in its side, ready to be
tweezed for removal.
Justice Kennedy observed last term that “[a]
fundamental principle of the First Amendment is that
all persons have access to places where they can speak
and listen, and then, after reflection, speak and listen
once more.” Packingham v. North Carolina, 137 S. Ct.
1730, 1735 (2017). Yet petitioner was denied access via
arrest by respondent to speak at precisely a place
where dissenting speech is most needed – a public
meeting of a governmental entity.
Put differently, respondent objected to petitioner’s
thoughts as expressed through speech. This is
decidedly dangerous. As Justice Kennedy explained
more than fifteen years ago, “First Amendment
freedoms are most in danger when the government
seeks to control thought or to justify its laws for that
impermissible end. The right to think is the beginning
of freedom, and speech must be protected from the
government because speech is the beginning of
thought.” Ashcroft v. Free Speech Coal., 535 U.S. 234,
9
253 (2002). The “impermissible end” in petitioner’s case
was to stifle his criticism and dissent of the
government.
It also is important to recognize that this Court’s
crucial case carving out special protection for the
citizen-critic of government, New York Times Co. v.
Sullivan, 376 U.S. 254 (1964), hinged on an
advertisement that questioned the validity of the
arrests of Martin Luther King, Jr. The advertisement
asserted, in pertinent part, that “[a]gain and again the
Southern violators have answered Dr. King’s peaceful
protests with intimidation and violence. They have
bombed his home almost killing his wife and child.
They have assaulted his person. They have arrested
him seven times for ‘speeding,’ ‘loitering’ and similar
‘offenses.’” Ibid. at 257-58. As the scare quotes
surrounding the words speeding, loitering and offenses
make clear, arrests targeting individuals who oppose
governmental authorities can be easily conjured up,
regardless of merit. Indeed, this was precisely the case
with the arrest of petitioner Fane Lozman.
Furthermore, and in terms of the larger First
Amendment context and climate today, this case
arrives at the Court when citizen-critics of government
officials are under siege. President Donald J. Trump,
for example, routinely blocks from his Twitter account
individuals who criticize him, sparking First
Amendment free speech and petition concerns and, in
turn, a lawsuit. David Pierson, Trump is Sued for
Blocking Some Twitter Followers, L.A. Times, July 12,
2017, at C2. Sad, but his actions are not isolated.
For instance, Maryland Governor Larry Hogan has
blocked at least 450 people from posting on his
10
Facebook page. Ovetta Wiggins & Fenit Nirappil,
Hogan Team Busy Blocking Facebook Posts Since
Trump Order, Wash. Post, Feb. 9, 2017, at B1. Maine
Governor Paul LePage was sued in 2017 for “blocking
two critical commenters from his Facebook page and
deleting their comments.” Michael Shepherd, ACLU
Sues LePage for Blocking Facebook Critics, Bangor
Daily News, Aug. 8, 2017, https://bangordailynews.com/
2017/08/08/politics/aclu-sues-lepage-for-blockingfacebook-critics/. During a campaign rally in March
2016, then-candidate Trump yelled “Get ‘em out of
here” at protestors who, in turn, were assaulted by
several Trump supporters. In re Donald J. Trump, 874
F.3d 948, 950 (6th Cir. 2017).
The bottom line is that a decision by this Court
adding a probable-cause hurdle to the plaintiff’s burden
in a retaliatory-arrest case – especially given the
deference often paid to the decisions of law enforcement
officials – provides the government with much wider
and, in fact, unnecessary berth to engage in viewpointbased discrimination against core political speech with
which it disagrees. As the next part explains, the test
from Mt. Healthy City School District Board of
Education v. Doyle, 429 U.S. 274 (1977), already
provides an appropriate, workable framework for
analyzing such cases.
II. The Mt. Healthy Test Strikes the Appropriate
Balance Between First Amendment Interests
and Legitimate Arrests Without the Addition
of a Probable Cause Hurdle
In Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle,
429 U.S. 274 (1977), this Court developed a burdenshifting framework for addressing First Amendment
11
retaliation claims within the context of employeremployee relationships. Under this test, plaintiffs
initially carry the burden of demonstrating that they
were exercising a constitutionally protected right and
that, in turn, the exercise of this right was a motivating
factor for a meaningfully adverse retaliatory action
taken by the government. Ibid. at 287. More simply
put, plaintiffs must show three elements in a First
Amendment retaliation case – speech, causation and
injury. In other words, their exercise of a protected
First Amendment right (speech) was a motivating
factor (causation) that resulted in harm (injury)
suffered at the hands of the government.
Clearing this threshold in the face of a government
motion to dismiss is not a simple matter for plaintiffs
today, particularly after this Court’s decisions in Bell
Atlantic Corp. v. Twombly, 550 U.S. 544 (2007), and
Ashcroft v. Iqbal, 556 U.S. 662 (2009). Plaintiffs now
must plead something greater than just “labels and
conclusions” and something “more than an unadorned,
the-defendant-unlawfully-harmed-me accusation.”
Iqbal, 556 U.S. at 678. In fact, “only a complaint that
states a plausible claim for relief survives a motion to
dismiss.” Ibid. at 679. To reach this crucial threshold of
plausibility – a level higher than mere conceivability –
plaintiffs must set forth “factual content that allows
the court to draw the reasonable inference that the
defendant is liable for the misconduct alleged.” Ibid. at
678.
If plaintiffs satisfy these steps of the Mt. Healthy
test, then the burden shifts to the government to show
“by a preponderance of the evidence that it would have
reached the same decision” against the plaintiffs “even
12
in the absence of the protected conduct.” Ibid. The
government is welcome here to raise the issue of
probable cause to make an arrest as evidence that it
would have arrested an individual regardless of her
exercising First Amendment protected rights. But the
existence of probable cause here under a Mt. Healthy
analysis is not outcome determinative or case killing.
The Mt. Healthy standard appropriately balances
the interests in retaliatory arrest cases. It initially
imposes burdens on the plaintiff. Only if the plaintiff
satisfies those hurdles does the burden eventually shift
to the government.
Furthermore, imposing any greater burden on
plaintiffs is counterintuitive, given that the actions of
the government respondent in this case involve
viewpoint-based discrimination targeting political
expression and speech about matters of public concern.
Statutes targeting political speech are content based
and thus are subject to the rigorous strict scrutiny
standard of judicial review. Reed v. Town of Gilbert,
135 S. Ct. 2218, 2226 (2015) (“Content-based laws –
those that target speech based on its communicative
content – are presumptively unconstitutional and may
be justified only if the government proves that they are
narrowly tailored to serve compelling state interests.”).
Viewpoint-based statutes – a subset of content-based
statutes – are even more reprehensible. Matal v. Tam,
137 S. Ct. 1744, 1766 (2017) (“A law found to
discriminate based on viewpoint is an ‘egregious form
of content discrimination,’ which is ‘presumptively
unconstitutional.’”) (Kennedy, J., concurring) (quoting
Rosenberger v. Rector and Visitors of Univ. of Va., 515
U.S. 819, 829-30 (1995)). To ratchet up the burden on
13
plaintiffs in First Amendment retaliatory arrest cases
like this via a probable cause hurdle thus contradicts
the intensive, searching scrutiny to which government
actions like those engaged in here would be subjected
if they took the form of statutes. In other words, given
this Court’s special concerns with protecting political
speech and its longstanding doctrinal stance against
both content-based laws and viewpoint censorship,
adding an additional hurdle to plaintiffs’ burdens
beyond the Mt. Healthy test would be anomalous.
Finally, the Mt. Healthy framework substantially
tracks the formula deployed by most state statutes
designed to counteract the chilling effect of strategic
lawsuits against public participation (SLAPPs). At
bottom, a retaliatory arrest based on the exercise of the
First Amendment rights of free speech or petition is
tantamount to a criminal, rather than civil, SLAPP
suit. Its purpose is to squelch criticism on issues of
public concern. With a SLAPP suit, “[c]itizen-activists
lose because they become disenfranchised from the
democratic process by lawsuits.” Robert D. Richards,
Freedom’s Voice: The Perilous Present and Uncertain
Future of the First Amendment 26 (1998). Indeed, just
as the endgame of a SLAPP is to stifle First
Amendment rights, in a “claim for retaliatory arrest,
the injury occurs not because of the arrest itself, but by
the suppression of a constitutionally guaranteed right
through means of an arrest.” Randolph A. Robinson II,
Policing the Police: Protecting Civil Remedies in Cases
of Retaliatory Arrest, 89 Denv. L. Rev. 499, 514 (2012).
For instance, California’s anti-SLAPP statute allows
the victim of a SLAPP to make a speedy motion to
strike a complaint if, initially, the victim can
14
demonstrate that she was exercising the “right of
petition or free speech under the United States
Constitution or the California Constitution in
connection with a public issue.” Cal. Code Civ. Proc.
§ 425.16 (b) (1) (2017). If the target of a SLAPP
satisfies this hurdle, then the burden shifts to the
plaintiff – the SLAPPer, as it were – to establish “there
is a probability” that it will prevail on the underlying
claim. Ibid. This burden shifting is consistent with that
embraced in the Mt. Healthy test for retaliatory First
Amendment claims.
CONCLUSION
For all of these reasons, which strike at the heart of
the First Amendment rights of speech, petition and
press, and which affect core political expression and
speech about matters of public concern engaged in by
citizen-critics of government, amici curiae respectfully
request that this Court hold that Mt. Healthy City
School District Board of Education v. Doyle, 429 U.S.
274 (1977) supplies the appropriate framework for
analyzing First Amendment retaliatory-arrest claims
and that the existence of probable cause does not defeat
a First Amendment retaliatory-arrest claim as a
matter of law.
15
Respectfully submitted.
FRANK LOMONTE
BRECHNER CENTER FOR
FREEDOM OF INFORMATION
3210 Weimer Hall
Gainesville, FL 32611
(352) 392-2273
flomonte@ufl.edu
CLAY CALVERT
Counsel of Record
MARION B. BRECHNER
FIRST AMENDMENT PROJECT
2060 Weimer Hall
Gainesville, FL 32611
(352) 273-1096
ccalvert@jou.ufl.edu
Counsel for Amici Curiae
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