Opposition Brief — Melissa Kay Cook, et al., Petitioners v. Cynthia Ann Harding, et al.
Supreme Court briefMay 30, 2018
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No. 17-1487
IN THE
Supreme Court of the United States
MELISSA KAY COOK, Individually and
MELISSA KAY COOK, as Guardian ad litem
of Baby A, Baby B and Baby C,
Petitioners,
vs.
CYNTHIA ANN HARDING, M.P.H., et al.,
Respondents.
ON PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI
JARRETTE & WALMSLEY, LLP
ROBERT R. WALMSLEY
COUNSEL OF RECORD
EMAIL: ROBERT@JARRETTEWALMSLEY.COM
MARLEA F. JARRETTE
PO Box 552
Los Olivos, California 93441
(805) 697-7390
Counsel for Respondent, C.M.
Courtesy of Lawyers Brief Service • Appellate Brief Printers • (213) 613-1013 • (626) 744-2988
-iOBJECTIONS TO QUESTION PRESENTED
Respondent, C.M., objects to the question
presented.
The proffered question incorrectly
characterizes the state proceedings. Petitioners’
(hereinafter “COOK”), contend that the state courts
held that they lacked jurisdiction to decide federal
questions and refused that undertaking. This is
false. The record specifically reflects that the
California state Court of Appeal, Second District,
Division One, expressly and succinctly considered
each and every federal constitutional issue raised
by COOK. In applying issue preclusion, the federal
Ninth Circuit Court of Appeal also found that the
state court had thoroughly considered and
discussed each of COOK’s federal constitutional
claims. Furthermore, COOK’s presented question
also inaccurately contends that the state courts
failed and refused to allow for the presentation of
relevant evidence. On the contrary, the state trial
court conducted a hearing, allowed examination of
witnesses, and received documentary evidence.
COOK’s objection is not that the court did not allow
the presentation of evidence. Their issue is that
the trial court perceived the additional evidence
COOK sought to introduce was not pertinent. The
federal Ninth Circuit Court of Appeals similarly
observed that many of COOK’s factual claims
against C.M. were “legally irrelevant.” (Pet.: 15a16a.) The Court added that COOK’s assertions
were deeply disparaging allegations about C.M’s
ability, intellect, and socioeconomic status” and
“are wholly inappropriate.” Id.
-iiTABLE OF CONTENTS
OBJECTIONS TO QUESTION PRESENTED.. i
TABLE OF CONTENTS…….…………………… ii
TABLE OF AUTHORITIES….………………….. iii
OPINIONS BELOW
1
JURISDICTION
1
I.
STATEMENT OF ACCURATE AND
RELVENT FACTS………………………….. 2
II.
STATEMENT OF ACCURATE AND
RELEVANT PROCEDURAL HISTORY… 5
III. ARGUMENT………….……………………… 15
A. THE PETITION FAILS TO
SATISFY RUDIMENTARY
GROUNDS FOR GRANTING
CERTIORARI………………………….. 15
B.
1.
Under State Law, Preclusion
Was Required….………………….. 16
2.
Each of COOK’s Federal
Constitutional Claims Were
Addressed By The State Courts… 17
3.
COOK’s Claim That
Unconsidered Facts Prevented
Application Of Issue Preclusion,
Is Baseless………………………… 18
4.
The U.S. Ninth Circuit Court of
Appeal’s Application of Issue
Preclusion Is Consistent With
Applicable Cases And Public
Policies……………………………... 20
CONCLUSION….…………………….. 22
-iiiTABLE OF AUTHORITIES
Cases:
Page(s)
In Allen v. McCurry
449 U.S. 90, S.Ct. 411, 66 L.Ed.2d 308
(1980)…...................................................... 16
C.M. v. M.C.
7 Cal.App.5th 1188, 213 Cal.Rptr.3d 351
(2017).......................................................... 1
Cook v. Harding
879 F.3d 1035 (2018)………….…………… 1
In re Marriage of Buzzanca
61 Cal.App.4th 1410, 72 Cal.Rptr.2d 280,
(1998)………………………………………… 3,6,10
Johnson v. Calvert
5 Cal.4th 84, 851 P.2d 776, 19
Cal.Rptr.2d 494 (1993)...…….……………. Passim
People v. Sims
32 Cal.3d 468, 186 Cal.Rptr. 77, 651 P.2d
321 (1982)……………..................…………. 17
ReadyLink Healthcare, Inc. v. State
Comp. Ins. Fund
754 F.3d 754 (9th Cir. 2014)……………… 14,15
Smith v. Organization of Foster Families
For Equality and Reform
431 U.S. 816, 97 S.Ct. 2094, 53 L.Ed.2d
14 (1977)……………………………………... 20
-ivSprint Communications Inc. v. Jacobs
134 S.Ct. 584, 187 L.Ed.2d 505 (2013)….. 14
Taylor v. Sturgell
553 U.S. 880, 128 S.Ct. 2161, 171
L.Ed.2d 155 (2008)…………………………. 14
Younger v. Harris
401 U.S. 37, 91 S.Ct.746, 27 L.Ed.2d 669
(1971)………………………………………… 9,22
Statutes and Other Authorities:
U.S. Const., Article IV, Section 1………… 21
28 U.S.C.A. § 1738………………..……….. 21
California Family Code §7962…...………. passim
1
OPINIONS BELOW
The opinion of the United States Ninth
Circuit Court of Appeals (Pet.: 1a-16a) is reported
at Cook v. Harding 879 F.3d 1035 (2017). The
opinion of the district court granting defendants’
motions to dismiss COOK’s federal action (Pet.:17a49a) is reported at 190 F.Supp.3d 921 (2016).
The opinion of the California Court of
Appeal, Second District, Division One, (Pet.: 50a88a) is reported at C.M. v. M.C. 7 Cal.App.5th
1188, 213 Cal.Rptr.3d 351 (2017).
JURISDICTION
The judgment of the court of appeals was
entered on January 12, 2018. The petition for a
writ of certiorari was filed April, 12, 2018 and
placed on the Court’s docket April 30, 2018. The
jurisdiction of this Court is invoked under 28
U.S.C. 1254(1).
2
I.
STATEMENT OF ACCURATE AND
RELVENT FACTS
C.M. objects to Petitioners’ (“COOK”) factual
presentation.
It is inaccurate and omits all
unfavorable evidence. COOK’s biased presentation
calls into question the entirety of their petition. An
accurate factual recitation is as follows:
In 2014, COOK responded to a solicitation by
C.M’s., attorney and Surrogacy International Inc.,
seeking a gestational surrogate for their client,
C.M. 3ER:314:¶44. COOK offered to serve as a
gestational carrier for C.M. 3ER:314:¶44.1 COOK
represented that she had been a surrogate before
and was aware of the various medical procedures
and risks. 2CSER:409¶ 5.01.
COOK also
represented she had previously been pregnant five
times. Id.
After making contact with C.M. COOK
entered into a gestational carrier agreement
(hereinafter “contract”) with C.M. in the State of
California. 3ER:302:305-306:¶12: ¶19-21. COOK
was represented by an attorney chosen by her but
C.M. was contractually obligated to pay the legal
fees. 3ER:325:¶85; 2CSER:469-470¶30.01; Docket
1 “ER” refers to Petitioners’ excerpt of record filed in the
U.S. Ninth Circuit Court of Appeal of which there are 4
volumes.
The volume number precedes the “ER”
designation. “CSER” refers to the excerpts of record
filed in the U.S. Ninth Circuit Court of Appeal by the
Los Angeles County defendants. There are 2 volumes.
The numerical volume precedes the “CSER” designation.
3
#46-1; 1CSER:155. COOK had not met C.M. before
entering into the contract nor spoken with him on
the telephone.
3ER:315:¶45.
The two
communicated by email. COOK was aware that
C.M. was a single male who lived in Georgia with
his parents, (3ER:315:¶46) was deaf (3ER:315:¶47),
and was employed as a postal worker.
3ER:315:¶48. COOK alleged she was only later
informed that a home study was not performed on
C.M., nor was his living accommodation assessed.
3ER:315-316:¶49. COOK never alleged she was
earlier informed to the contrary.
The contract between C.M. and COOK
contemplated embryos being transferred to COOK’s
uterus. The embryos were created using C.M.’s
sperm with eggs/ova that had been anonymously
donated to C.M. for his exclusive use. 3ER:316:¶50;
2CSER:407-408¶2.01; Docket #46-1.
In entering into the contract COOK
represented to C.M. that she did not, and would
not, have any parental rights as to any child or
children conceived from the embryo transfer
procedure. 3ER:316-317:¶51; 2CSER:409-410¶5.02;
Docket #46-1. COOK also agreed C.M. would be
the exclusive parent of any child born through the
parties undertaking. 2CSER: 330.
C.M. and
COOK also agreed California would have exclusive
jurisdiction over the matter (2CSER:477, ¶42.01),
and that the parties’ parental rights were to be
governed by California laws, specifically California
Family Code, § 7962, Johnson v. Calvert [5 Cal.4th
84, 19 Cal.Rptr.2d 494], 851 P.2d 776 (Cal. 1993)
and In re Marriage of Buzzanca, [61 Cal.App.4th
4
1410, 72 Cal.Rptr.2d 280, (1998). 2CSER:406407¶9-13 and 477: ¶43.01; 3ER:316:¶50.
After the parties executed the contract
C.M.’s viable embryos were transferred to COOK’s
uterus. 3ER:320:¶64. Before the embryo transfer,
COOK underwent a series of medical treatments
involving hormone injections, taking prescribed
medications, and undergoing medical exams.
3ER:317-319:¶54-¶62. COOK represented that as
a result of her prior surrogacy and pregnancies, she
knew about the medical procedures and risks
involved. 2CSER:409¶5.01. Following the embryo
transfer, COOK’s pregnancy was confirmed on
August 31, 2015. 3ER:320¶65. COOK averred that
C.M. is the genetic father of the Children and was
also listed as the Intended Parent in the contract
between her and C.M. 3ER:305¶19.
Following the embryo transfer, COOK
learned she was pregnant with triplets.
3ER:302¶12. Roughly a month after pregnancy
was confirmed C.M. first mentioned the prospect of
reducing the number of fetuses. 3ER:320-321:¶68.
COOK alleged that thereafter C.M. began to
express concerns with the pregnancy costs
associated with a pregnancy of triplets.
3ER:321:lines 1-3]. The fertility clinic wrote to
C.M. that the pregnancy is a high risk pregnancy
and that more frequent medical visits were
necessary. 3ER:321:¶69.
C.M. wrote to COOK expressing that he
wanted COOK to reduce the pregnancy by one.
3ER:322-323:¶77. COOK responded, telling C.M.
5
she would not reduce the pregnancy. 3ER:323:¶78.
COOK alleged that C.M. expressed that he wanted
reduction because of his inability to pay for all of
the children, 3ER:323:¶79, and also that reduction
was due to health risk to COOK and the children.
Id. C.M. expressed that his request for reduction
was multi-faceted.
He had consulted with
physicians and was informed and understood that
the risk to the children, as a whole and
individually, was substantial and significant and
included permanent disabilities for the children,
inclusive of but not limited to, brain damage, major
developmental disabilities, permanent physical
disabilities, and the necessity of lifetime aid and
assistance, as well as risks to COOK. 1CSER:89.
COOK told C.M. in November 2016 that she would
love to raise one of the children. 3ER:324:¶82.
COOK gave birth to the three children on
February 22, 2016. 3ER:298¶:2. Based on the
existing judgment establishing that COOK was not
a parent and had no parental rights, the children
were released to C.M., 3ER:301:¶8, and have been
raised by C.M. since.
II.
STATEMENT OF ACCURATE
RELEVANT PROCEDURAL HISTORY
AND
As with COOK’s factual presentation, their
procedural presentation is also fraught with
inaccuracies. Respondent, C.M. is compelled to
provide this court with a correct procedural
portrayal.
6
On January 4, 2016, COOK first initiated a
civil action on her behalf, and as the selfdesignated guardian ad litem of the unborn
children, in the Los Angeles Superior Court. In
that action she sought to be declared the parent of
at least one of the children and sought to enjoin
C.M. from pursuing his parental rights. 3ER:299300:¶5; 1CSER:11-56/58-59; Docket #84.
Her
action was dismissed without prejudice because she
filed it in the wrong court and she also failed to
comply with procedural requirements for asking for
her appointment as the guardian ad litem before
filing. 2CSER:488-489.
On January 6, 2016 C.M.’s petition to
establish and confirm his parental relationship as
to all three children was filed in the Los Angeles
Superior Court having jurisdiction over surrogacy
matters. 2CSER:229-260; Docket #46-4. C.M.’s
action was brought pursuant to California Family
Code §7962 and existing case law, Johnson v.
Calvert supra, 5 Cal.App.4th 84; In Re Marriage of
Buzzanca 61 Cal. App.4th 1410 (1998). Id. Based
on the parties’ contract and conduct thereby, C.M.
also sought an order that COOK was not a parent.
Id.; 3ER:299-300:¶5; 2CSER:229-260.
Five days before the scheduled hearing in
C.M.’s parentage action, COOK filed an Answer
and Counter Claim in the state action. 3ER:299300:¶5. She sought custody alleging C.M. would
not and could not accept legal responsibility of the
three children because he was deaf and a single
male. 3ER:300:¶6. COOK asked the court to find
7
that California Family Code
unconstitutional. 2CSER:277:¶6.
§7962
was
On February 2, 2016, COOK filed her initial
complaint
in
the
federal
district
court.
3ER:420/Docket #1. That action was not served on
C.M. nor was he a named party. Id. In this action,
C.M. also sought her appointment as the unborn
children’s guardian ad litem without ever serving
C.M. with the action or her application. See C.M.’s
answering brief, filed 03/10/2017 in the U.S. Ninth
Circuit Court of Appeal, ID: 10352356, DktEntry:
34, p. 5, fn. 3; see also U.S. District Court, Docket #
9, filed 02/10/16.
Seven days later C.M.’s state action
proceeded. 2CSER:253-254. Contrary to COOK’s
assertions, this was a contested hearing before the
state trial court where documentary evidence was
presented and received into evidence, notably,
correspondence from COOK’s former counsel,
emails, the declaration of C.M., 4ER 528-541, 2
CSER:231, item 2, declarations of C.M.’s attorney
and the fertility specialist, 2CSER:231, items 6 & 7,
a criminal background check on C.M., earlier
lodged with the court, CSER:231, item 3), and a
copy of the parties’ surrogacy contract. CSER:231,
item 2.
COOK was present and testified,
1CSER:152-153. Her former attorney also testified.
2CSER:149-199, Id.
At the conclusion of the
hearing the Court found COOK had knowingly and
voluntarily signed the gestational agreement and
was
represented
by
independent
counsel.
1CSER:209,211-213.
The court denied all of
COOK’s counter claims.
COOK’s efforts to
8
introduce evidence as to C.M.’s parental fitness
were determined not to be relevant at that stage of
the action – which focused on establishing
parentage. 3 ER 412 , 1CSER 199 (transcript of
hearing, 2/9/17; see also (Pet.: 78a-79a, 83a, citing
Calvert, supra, 5 Cal.4th at pp. 93–94, fn. 10, 19
Cal.Rptr.2d 494, 851 P.2d 776.) The trial court
observed that “I’m happy to hear your argument
but if you start moving into areas that are not
covered under 7962, for example, what is going to
happen to these children, once they are handed
over to [C.M.] that’s none of my business.” 3ER:412
[clarification added]. Nonetheless, during the
hearing the court asked if COOK wished to offer
any further evidence and COOK’s attorney
responded, NO. 1CSER:199, transcript of 2/9/16
hearing. The Court then found that C.M. was the
sole and exclusive parent of the children and that
COOK had no parental rights.
3ER:301¶7-8;
1CSER:211-218; 2CSER:241-253. COOK appealed
this judgment. (Pet.: 50a, 59a.)
After the state court ruling COOK filed a
first amended complaint in her federal action,
adding new defendants and allegations to that
action. 3ER:421/Docket #14. She filed a second
amended complaint (“SAC”) on March 11, 2016.
3ER:296-380,423/Docket #25. The SAC, for the first
time, added C.M. and other defendants.
3ER:423/Docket #25.
On March 30, 2016, COOK filed a Petition
for Writ of Supersedes with the California Court of
Appeal and within her existing state court appeal.
2CSER:263-319/Docket #46-4.
9
COOK’s writ sought, among other relief, that
she be declared a parent and to enjoin C.M. from
leaving California with his children. COOK also
sought a stay of the Los Angeles Superior Court
Judgment. Id. A temporary stay of the superior
court order was issued which temporarily precluded
C.M. from leaving California with his children.
2CSER:322. The writ was subsequently denied.
(Pet.: 59a, fn. 3.)
During the pendency of the state appeal,
each of the defendants in the federal action filed
motions to dismiss COOK’s federal case. 3ER:425428/Docket #44,46,54,60. The motions were based
on various grounds, including: 1) COOK’s lack of
standing; 2) Younger-Harris abstention; 3) Booker
– Feldman abstention; (4) Burford abstention; 5)
Colorado River abstention; and 6) Pullman
abstention. The motions were heard on May 23,
2016 and on June 6, 2016 the Honorable Otis D.
Wright, II granted the motions to dismiss, based on
Younger v. Harris 401 U.S. 37, 91 S.Ct.746, 27
L.Ed.2d 669 (1971). (Pet.: 35a-49a.) The other
grounds for which relief was sought were not
addressed.
(Id.).
The court did not address
COOK’s standing. (Id.) On July 5, 2016 COOK filed
a notice of appeal from the District Court’s order.
1ER:2/Docket #93.
On January 26, 2017 the California Court of
Appeal ruled on COOK’s state appeal. (Pet.: 50a88a.) The Court of Appeal heard, considered, and
rejected each of COOK’s federal constitutional
10
claims raised on her behalf, as well as the children.
(Pet.: 71a-88a.) Specifically, the court observed:
M.C. makes various constitutional
arguments challenging the procedure
for
establishing
a
parent-child
relationship under section 7962 and
the
legitimacy
of
surrogacy
arrangements
generally.
It
is
important to note at the outset that
our Supreme Court has already
rejected constitutional challenges to
surrogacy agreements and ruled that
such agreements are consistent with
the public policy of California. (See
Calvert, supra, 5 Cal.4th at pp. 95, 98–
100, 19 Cal.Rptr.2d 494, 851 P.2d
776.) Indeed, the Legislature’s stated
intent in enacting section 7962 was to
codify the decisions in Calvert and
Buzzanca, supra, 61 Cal.App.4th 1410,
72 Cal.Rptr.2d 280. (See Assembly
Analysis, supra, at p. 2 [“Case law in
California makes clear that the
intended parents are the natural
parents and this bill clarifies and
codifies that case law”]; Senate
Analysis, supra, at p. 4 [“California
case law establishes that even without
a genetic link, the parties who
intended to bring a child into the
world are the child’s legal parents
[citing Calvert and Buzzanca]. This
bill, with respect to surrogacy
agreements, seeks to codify and clarify
11
that case law by requiring parties to
enter into surrogacy agreements, as
specified, prior to the commencement
of any medical treatment related to
the surrogacy arrangement”].) (Pet.:
71a-72a.)
The State court of appeal went on to reject
COOK’s argument that the California Supreme
Court in Calvert only applied to a contest between
two women. “M.C.’s argument misses the broader
implication of the holding in Calvert. The court
held that it could give effect to the parties’
intentions for the parentage of the child as
expressed in their surrogacy contract because the
agreement was “not, on its face, inconsistent with
public policy.” Calvert, supra, 5 Cal.4th at p. 95, 19
Cal.Rptr.2d 494, 851 P.2d 776.
COOK’s argument that section 7962 denied
her, and the children, procedural due process was
also fully considered and addressed. The state
Court of Appeal observed the trial court fully
complied with the nature and scope of the hearing
and provided COOK an opportunity to be heard.
(Pet.: 78a-79a.) The Court observed that COOK’s
counterclaim did not challenge whether the parties
Contract fulfilled the requirements of section 7962
or that the statue was complied with. Instead it
was a broad based attack as to the legitimacy of
surrogacy contracts in general. (Pet.: 79a., see also,
79a, fn.11.) To the extent COOK argued more was
needed, the Court observed that COOK’s further
procedural due process claims are largely
substantive due process contentions. (Pet.: 79a-
12
80a.) The court then proceeded to consider each
substantive due process claim raised by COOK.
(Pet.: 80a-87a.)
Among the many additional reasons in
rejecting COOK’s substantive due process
arguments, was the state court’s observation that
COOK had personally elected to assist C.M. in
having a child knowing she was not genetically the
mother; that COOK had personally acknowledged
she would have no parental rights and was entitled
to contractually agree as she did. “M.C.’s argument
fails in light of her own agreement surrendering
any right to form a parent-child relationship with
the Children. Her argument amounts to a claim
that she either: (1) had no right to make such a
promise; or (2) was permitted to later change her
mind about that promise based upon the best
interests of the Children.” (Pet.: 80a.) That
argument, the court observed, runs afoul of the
public policy concerns expressed in Calvert. More
important, the court observed that COOK’s claims
run afoul of the Calvert court’s observation that
“[t]he argument that a woman cannot knowingly
and intelligently agree to gestate and deliver a
baby for intending parents carries overtones of the
reasoning that for centuries prevented women from
attaining equal economic rights and professional
status under the law.” (Pet.: 81a, citing Calvert, 5
Cal.4th at pp. 97, 19 Cal.Rptr.2d 494, 851 P.2d 776.)
Relevant to COOK’s arguments that she, and
the children, were denied a hearing as to C.M.’s
fitness, the court observed that was not the focus of
the trial court proceeding. That proceeding, held
13
pursuant to Family Code § 7962, was for the
purpose of establishing C.M.’s parentage and that
COOK had no parental rights. The Court of Appeal
went on to explain that COOK confuses the issue of
establishing parentage with custody. The two are
not synonymous. “The determination of parentage
is separate from the question of custody.” (Pet.:
81a, 83a, citing Calvert, supra, 5 Cal.4th at pp. 93–
94, fn. 10, 19 Cal.Rptr.2d 494, 851 P.2d 776.)
“Whether a particular custodial arrangement is
harmful to a child is a subject for the state’s
dependency laws, not for the law governing
surrogacy contracts.” (Pet.: 83a.)
The State Court of Appeal affirmed the
California Superior Court’s judgment. (Pet.: 88a.)
On March 9, 2017, COOK filed a Petition for review
in the California Supreme Court, Case No.
S240517, seeking review of the Court of Appeal
decision. (Pet.: 88a.) The state Supreme Court
denied the petition on April 12, 2017. (Pet.: 88a,
see also DKtEntry: 57.)
COOK then filed a
Petition for Writ of Certiorari with this court
seeking review of the state court decisions,
Supreme Court Case No. 17-129. This Court
denied the Writ on October 2, 2017. Oct. 2, 2017
entry, case No. 17-129.
In an opinion issued January 12, 2018, the
United States Ninth Circuit Court of Appeal
affirmed the dismissal of COOK’s federal action on
the grounds of issue preclusion, in contrast to the
district court’s dismissal based on Younger
abstention. (Pet.: 1a-16a.)
14
The U.S. Ninth Circuit Court of Appeal
observed that abstention had earlier been extended
to incorporate state family law matters but that
more recent applications, as expressed in opinions
of this Court and the Ninth Circuit Court of
Appeal, had limited abstention to a narrower
category of circumstances. “Abstention in civil
cases “is appropriate only when the state
proceedings: (1) are ongoing, (2) are quasi-criminal
enforcement actions or involve a state’s interest in
enforcing the orders and judgments of its courts, (3)
implicate an important state interest, and (4) allow
litigants to raise federal challenges.” Id. 1038,
citing ReadyLink Healthcare, Inc. v. State Comp.
Ins. Fund, 754 F.3d 754, 759 (9th Cir. 2014) (citing
Sprint Commc’ns., Inc. v. Jacobs, ––– U.S. ––––,
134 S.Ct. 584, 593–94, 187 L.Ed.2d 505 (2013). The
Court then concluded that the matter did not
satisfy the second prong, where the state
proceedings were quasi-criminal enforcement
actions or involve a state’s interest in enforcing the
orders and judgments of its courts.
Nevertheless, the federal Court of Appeal
affirmed the dismissal based on issue preclusion.
“Issue preclusion ‘bars “successive litigation of an
issue of fact or law actually litigated and resolved
in a valid court determination essential to the prior
judgment,” even if the issue recurs in the context of
a different claim.” (Pet.: 11a-12a, citing ReadyLink,
754 F.3d at 760 and quoting Taylor v. Sturgell, 553
U.S. 880, 892, 128 S.Ct. 2161, 171 L.Ed.2d 155
(2008).)
15
The Ninth Circuit next observed that
throughout the state Court of Appeal’s “lengthy
opinion, the Court of Appeal acknowledged the
limits of Calvert before extending Calvert’s
reasoning to Cook’s claims and completing its own
constitutional analysis. See id. at 367–70. We thus
find that all of Cook’s constitutional claims were
necessarily decided as well as actually litigated.”
(Pet.: 15a.)
Finally, the Ninth Circuit considered and
concluded that preclusion in this case furthers
public policy factors as to whether preclusion would
be consistent with the ‘preservation of the integrity
of the judicial system, promotion of judicial
economy, and protection of litigants from
harassment by vexatious litigation.” (Pet.: 15a,
citing, Readylink, supra, 754 F.3d at 761, and
quoting from Lucido v. Superior Court, supra, 5
Cal. 3d 335, 272 Cal.Rptr. 767, 795 P.2d at 1226
(Cal. 1990).) “Giving the state Court of Appeal’s
opinion preclusive effect is in the interest of both
comity and consistency. See id., 272 Cal.Rptr. 767,
795 P.2d at 1229.” (Pet.: 15a.) Preclusion furthers
each of the public policy factors. Id.
III. ARGUMENT
A.
THE PETITION FAILS TO
SATISFY RUDIMENTARY GROUNDS
FOR GRANTING CERTIORARI
COOK’s petition fails to establish that the
Ninth Circuit’s application of issue preclusion
conflicts with any other decision by a sister court,
16
or decided an important federal issue in a way that
conflicts with a decision by a state court of last
resort; or has so far departed from the accepted and
usual course of judicial proceedings, or sanctioned
such a departure by a lower court, as to call for an
exercise of this Court's supervisory power. Fed.
Rules of Court, rule 10 (a). It also fails to
demonstrate why issue preclusion was contrary to
public policies or how granting certiorari in this
matter would resolve a significant conflict in law or
society.
1.
Under State Law, Preclusion
Was Required.
The Ninth Circuit was required to apply
state law in the issue preclusion analysis. “It is
now settled that a federal court must give to a
state-court judgment the same preclusive effect as
would be given that judgment under the law of the
State in which the judgment was rendered.” In
Allen v. McCurry, 449 U.S. 90, 101 S.Ct. 411, 66
L.Ed.2d 308 (1980), this Court said: “Indeed,
though the federal courts may look to the common
law or to the policies supporting res judicata and
collateral estoppel in assessing the preclusive effect
of decisions of other federal courts, Congress has
specifically required all federal courts to give
preclusive effect to state-court judgments whenever
the courts of the State from which the judgments
emerged would do so....” Id., at 96, 101 S.Ct., at
415. Issue preclusion is an extension of the full
faith and credit clause.
17
For purposes of issue preclusion, an issue is
actually litigated “[w]hen [it] is properly raised, by
the pleadings or otherwise, and is submitted for
determination, and is determined.” People v. Sims,
32 Cal.3d 468, 186 Cal.Rptr. 77, 651 P.2d 321, 331
(1982).
COOK has not cited a single case,
California or otherwise, which reflects any conflict
with this fundamental principle. This principle is
exactly what the Ninth Circuit applied. (Pet.: 13a.)
The court observed:
Cook’s
position
is
that
her
constitutional claims have never been
directly addressed and decided. This
is baseless in light of the Court of
Appeal’s thorough and well-reasoned
opinion, which devotes over eight
pages to addressing each of her
constitutional challenges in turn. See
C.M., 213 Cal.Rptr.3d at 363–70. Id.
at 1041.
2.
Each of COOK’s Federal
Constitutional Claims Were Addressed
By The State Courts.
Other than generalizations, nowhere does
COOK demonstrate a single constitutional
contention that she raised in the federal action that
was not addressed by the state courts. She claimed
the state proceedings denied her procedural due
process. This was addressed by the trial court in
conducting a hearing and further addressed by the
state court of appeal. (Pet.: 57a-59a, 64a-66a, 78a-
18
79a.) COOK then argued that Family Code, 7962
and the trial court denied her substantive due
process. Again, this was addressed at length by the
state Court of Appeal, culminating in the court’s
conclusion that “[we therefore conclude that that
the Agreement did not violate the constitutional
rights of M.C. or the Children.” (Pet.: 87a.) COOK
further argued section 7962 denied the children
procedural and substantive due process. Again,
these were expressly considered and addressed by
the state Court of Appeal. (Pet.: 80a-85a.) The
Court specifically addressed each and every
procedural and substantive due process, including
Equal Protection, claims that were raised. (Id. at
80a-85a.)
3.
COOK’s Claim That Unconsidered
Facts Prevented Application Of Issue
Preclusion, Is Baseless.
COOK provides an asserted laundry list of
facts that she claims the state courts may not have
considered in rendering judgment and in the Court
of Appeal affirming that judgment. COOK argues
that her factual contentions, such as C.M.’s
parental fitness, were pertinent but not litigated
with respect to terminating her parental rights.
Thus, she claims, preclusion would not apply.
(Pet.: 22-25.) The facts she raises have no bearing
or relevance to the parentage determination and
her argument is premised on a baseless quantum
leap contention that she is a parent. As a matter
of California law, COOK had no parental rights.
Family Code, 7962, Johnson v. Calvert supra, 5
Cal.4th at p. 97, 19 Cal.Rptr.2d 494, 851 P.2d 776.
19
COOK had contractually agreed she had no
parental rights. In the constitutional analysis, the
California Court of Appeal observed:
a surrogate can permissibly contract
to surrender whatever parental rights
she has. The court held that the
surrogacy contract in that case was
consistent with public policy. The
court rejected the argument that “a
woman
cannot
knowingly
and
intelligently agree to gestate and
deliver a baby for intending parents”
as antiquated and dismissive of a
woman’s “equal economic rights.”
(Calvert, supra, 5 Cal.4th at p. 97, 19
Cal.Rptr.2d 494, 851 P.2d 776.) Here,
as in Calvert, there is no suggestion
that M.C., who had children of her
own and had previously served as a
surrogate, “lacked the intellectual
wherewithal
or
life
experience
necessary to make an informed
decision to enter into the surrogacy
contract.” (Pet.: 86a, citing Calvert, 5
Cal.4th at 97, 19 Cal.Rptr.2d 494, 851
P.2d 776.)
Furthermore, COOK’s assertions as to how
much money C.M. made each year is not
determinative whether he is a parent nor does it
give rise to COOK suddenly having parental rights;
whether C.M. is deaf has no bearing on his
parentage and does not confer parentage on COOK;
whether C.M.’s parent(s) live with him is
20
immaterial as to whether C.M. is the sole and
exclusive parent of the triplets.
The day such
claims raised by COOK become determinative of
parentage will be the day of an abhorrent
totalitarian government dictating which race,
gender, or the socioeconomics of individuals, may
bear children. A posture not dissimilar to what
COOK is advocating.
COOK’s factual contention that her
purported bond with the children during pregnancy
gave rise to a parental relation deserving of
constitutional protection sufficient to deprive C.M.
of his constitutional right of parentage is equally
baseless. As with due process claims of a foster
parent who has formed a parent-child bond through
their care of a child over a substantial period,
“[w]hatever liberty interest might otherwise exist
in the foster family as an institution, that interest
must be substantially attenuated where the
proposed removal from the foster family is to return
the child to his natural parents.” Smith v.
Organization of Foster Families For Equality and
Reform, 431 U.S. 816, 847, 97 S.Ct. 2094, 53
L.Ed.2d 14 (1977).
4.
The U.S. Ninth Circuit Court of
Appeal’s Application of Issue Preclusion
Is Consistent With Applicable Cases
And Public Policies.
Discussed above, The Ninth Circuit Court of
Appeal applied the correct law to issue preclusion
and its application of issue preclusion is simply not
at odds with any state or appellate decisions.
21
COOK has not shown otherwise. COOK and the
children had a full and fair opportunity, and
availed themselves of the same, to litigate the
relevant legal issues raised.
Finally,
public
policy
considerations
compelled application of issue preclusion. COOK
has litigated this case beyond the pale. She has
taken this case through the entire state court
system and then to this court. Having failed in
those endeavors, she pursued all possible avenues
through the federal system. Each court along the
way denied her claims and her requested relief.
Failure to stop COOK at this point would entirely
undermine the integrity of the judicial system. One
must recognize that from a legal and equitable
point, COOK had expressly agreed, under penalty
of perjury, to the California state Court having
exclusive jurisdiction over the matter, that Family
Code § 7962 would apply and govern the matter,
and to a judgment being issued declaring C.M. the
sole and exclusive parent of the triplets and also
declaring
COOK
was
not
a
parent.
2CSER:408¶2.01, 409,¶5.02, 444,¶9.01, 478,¶43.02.
To not put a stop to COOK now would simply
promote more endless vexatious litigation by
COOK through her constant harassment. The
Ninth Circuit saw what COOK was doing; her
“legally irrelevant and deeply disparaging
allegations about C.M’s ability, intellect, and
socioeconomic status throughout her pleadings are
wholly inappropriate.” (Pet.: 15a-16a.) Moreover,
application of the Full Faith and Credit (Article IV,
Section 1, of the U.S. Constitution Clause and
implementing provision -- 28 U.S.C.A. § 1738) and
22
fundamental principles of comity required issue
preclusion. “[T]he notion of “comity,” that is, a
proper respect for state functions, a recognition of
the fact that the entire country is made up of a
Union of separate state governments, and a
continuance of the belief that the National
Government will fare best if the States and their
institutions are left free to perform their separate
functions in their separate ways.” Younger v.
Harris, 401 U.S. 37, 41, 54, 91 S.Ct. 746, 27
L.Ed.2d 669, (1971).
B.
CONCLUSION
The Petition for Writ of Certiorari should be
denied.
Dated: May 30, 2018
Respectfully Submitted,
JARRETTE & WALMSLEY, LLP
/s/ Robert R. Walmsley
ROBERT R. WALMSLEY
Attorney for Respondent, C.M.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.