Petition for Writ of Certiorari — Vaughn Hoeflin Standley, Petitioner v. Merit Systems Protection Board
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Appendix A: U.S. Court of Appeals for the Federal
Circuit Opinion, November 13, 2018
NOTE: This disposition is nonprecedential.
UNITED STATES COURT OF APPEALS FOR THE
FEDERAL CIRCUIT
VAUGHN HOEFLIN STANDLEY,
Petitioner
V.
MERIT SYSTEMS PROTECTION BOARD,
Respondent
DEPARTMENT OF ENERGY,
Intervenor
2017-1691
Petition for review of the Merit Systems
Protection Board in No. DC-1221-16-0168-W-1.
Decided: November 13, 2017
la
VAUGHN HOEFLIN STANDLEY, Gainesville, VA, pro
se.
TARA JEAN KILFOYLE, Office of General Counsel,
Merit Systems Protection Board, Washington, DC,
for respondent. Also represented by BRYAN G.
PoLIsuK, KATHERINE M. SMITH, JEFFREY A. GAUGER.
ANTHONY F. SCHIAVETTI, Commercial Litigation
Branch, Civil Division, United States Department of
Justice, Washington, DC, for intervenor. Also
represented by CHAD A. READLER, ROBERT E.
KIRSCHMAN, JR., ALLISON KIDD-MILLER.
Before PROST, Chief Judge, WALLACH and HUGHES,
Circuit Judges.
PER CURL.
Petitioner Vaughn Hoeflin Standley appeals a
final order of the Merit Systems Protection Board
("MSPB") affirming an administrative judge's ("AJ")
dismissal of his individual right of action ("IRA")
appeal for lack of jurisdiction. See Standley v. Dept
of Energy, No. DC-1221-160168-W-1, 2017 WL 56181,
at ¶ 1 (M.S.P.B. Jan. 3, 2017) (final decision);
Standley v. Dept of Energy, No. DC-122116-0168-W1 (M.S.P.B. Jan. 13, 2016) (initial decision) (Resp't's
App. 14-25). We have jurisdiction pursuant to 28
U.S.C. § 1295(a)(9) (2012). We affirm.
2a
BACKGROUND
Mr. Standley works as a general engineer in the
Department of Energy's ("DOE") National Nuclear
Security Administration ("NNSA"), Office of Nuclear
Detonation Detection ("NDD"). See Standley, 2017
WL 56181, at ¶ 2; Resp't's App. 30-31. Mr. Standley's
responsibilities include work on instrumented
payloads that the NNSA contributes to a Department
of Defense ("DOD") system of nuclear detonation
detection. Resp't's App. 33-34. In January 2014, Mr.
Standley told his supervisor there was "a need to
field" a third iteration of the Space Atmospheric
Burst Reporting System ("SABRS3").' Id. at 33, 35.
In July and August 2014, Mr. Standley reported to
his supervisor that he had started the process to
begin integrating SABRS3 on a U.S. Air Force
satellite. See id. at 35-36. The supervisor responded
that he was considering de-funding SABRS3 because
he did not support NNSA's work on the project
beyond "provid[ing] the payload" and did not "want
[the] NNSA stuck paying for [SABRS3] for the next
[twenty] years." Id. at 36. Mr. Standley responded,
"Understood. We will stop when you decide." Id.
In September 2014, the DOE advertised a
Director position in the NDD. Id. The Deputy
Director of the NDD announced that current
employees in the office would not be considered for
the Director posting, yet Mr. Standley still submitted
his application for the position. Id. He was referred
to the hiring manager for further consideration, but
' SABRS3 is the third iteration of a satellite payload,
SABRS, designed to detect nuclear detonation in space. See
Standley, 2017 WL 56181, at ¶ 2; Resp't's App. 33.
3a
was ultimately not selected. Id. The position was
canceled, re-posted in March 2015, and eventually
awarded to an office colleague of Mr. Standley's. Id.
at 36-37, 40.
In November 2014, Mr. Standley filed a grievance
with the DOE regarding his non-selection for the
Director position, which was denied. Standley, 2017
WL 56181, at ¶ 3; Resp't's App. 36-37. In February
2015, Mr. Standley then filed a complaint with the
Office of Special Counsel ("OSC"), alleging he was not
allowed to compete for the Director position. See
Standley, 2017 WL 56181, at ¶ 4. However, the OSC
investigated, terminated, and closed Mr. Standley's
file without taking action in September 2015,
notifying him of his right to appeal to the MSPB. See
id.; Resp't's App. 41, 83-84.
Mr. Standley timely filed an IRA appeal with the
MSPB, alleging, inter alia, that the DOE retaliated
against him, thereby violating 5 U.S.C. §
2302(b)(8)(A) and (b)(9)(D) of the Whistleblower
Protection Act ("WPA"), Pub. L. No. 101-12, 103 Stat.
16 (1989) (codified as amended by Whistleblower
Protection Enhancement Act of 2012 ("WPEA"), Pub.
L. No. 112-199, 126 Stat. 1465 in scattered sections
of 5 U.S.C.).2 Resp't's App. 14, 33. Specifically, Mr.
2
Section 2302(b) provides in relevant part that:
Any employee who has authority to take, direct others to
take, recommend, or approve any personnel action, shall
not, with respect to such authority—. (8) take or fail to
take, or threaten to take or fail to take, a personnel action
with respect to any employee or applicant for employment
because of—(A) any disclosure of information by an
employee or applicant which the employee or applicant
reasonably believes evidences—(i) any violation of any law,
.
4a
.
Standley alleged that: he "disclosed the need to
implement SABRS3" and "refus[ed] to participate in
[his supervisor's] plan to cancel SABRS3" because the
program was necessary to comply with § 1065 of the
National Defense Authorization Act of 2008 ("2008
NDAA"),3 id. at 18, 61; and those disclosures directly
protects employees who "refuse to obey an order that
would require the individual to violate a law, rule, or
regulation." Id. § 2302(b)(9)(D). contributed to his
supervisor "conspir[ing] to frustrate [his] attempts to
compete for" the Director position, id. at 18 (internal
quotation marks and citation omitted). In its initial
decision, the AJ dismissed the appeal for lack of
jurisdiction because Mr. Standley "failed to make a
nonfrivolous allegation that he made a protected
disclosure under 5 U.S.C. § 2302(b)(8)[(A)]." Id. at 17.
Specifically, the AJ found that Mr. Standley's
asserted disclosures pertained to "a policy decision"
rather than a protected disclosure. Id. at 18.
Further, the AJ rejected Mr. Standley's §
2302(b)(9)(D) claim because Mr. Standley failed to
produce evidence that he was retaliated against for
refusing to obey an order that would require him to
violate the 2008 NDAA. Id.
rule, or regulation, or (ii)
a substantial and specific
danger to public health or safety.
.
.
.
§ 2302(b)
(emphases added). Section
5
U.S.C.
2302(b)(9)(D)
Section 1065 of the 2008 NDAA provides, in its entirety,
that "[t]he Secretary of Defense shall maintain the capability for
space-based nuclear detection at a level that meets or exceeds
the level of capability as of the date of the enactment of this Act."
Pub. L. No. 110-181, § 1065, 122 Stat. 3, 324 (2008).
5a
On petition for review, the MSPB issued a final
decision affirming the AJ's dismissal for lack of
jurisdiction. See Standley, 2017 WL 56181, at ¶ 1.
The MSPB determined that Mr. Standley failed to
make a non-frivolous allegation that the matter he
disclosed was one that a reasonable person in his
position would believe evidenced any of the protected
disclosures under § 2302(b)(8)A given the Secretary
of the DOD, not employees of the DOE, is responsible
for maintaining the "capability for space-based
nuclear detection." Id. at ¶ 11 (quoting 2008 NDAA
§ 1065). Among other things, the MSPB noted that §
1065 of the 2008 NDAA does not limit the DOD to
"any particular device or system to maintain spacebased nuclear detection capability," so it would not be
objectively reasonable that defunding SABRS3
evidenced a "violation of law." Id. The MSPB also
determined that Mr. Standley failed to
"substantiatefl his [§ 2302(b)(9)(D)] allegation that
the agency retaliated against him for his opposing the
discontinuation of the SABRS3 program."
Id. at 'f 15.
DISCUSSION
I. Standard of Review and Legal Standard
We review the MSPB's legal determinations,
including whether the MSPB has jurisdiction over an
appeal, de novo. Johnston v. Merit Sys. Prot. Bd., 518
F.3d 905, 909 (Fed. Cir. 2008). "[A]lthough we may
review freely" the MSPB's jurisdictional conclusions,
"we are bound by the AJ's factual determinations
unless those findings are not supported by
substantial evidence." Bolton v. Merit Sys. Prot. Bd.,
154 F.3d 1313, 1316 (Fed. Cir. 1998). "The petitioner
6a
bears the burden of establishing error in the
[MSPB]'s decision." Harris v. Dept of Veterans
Affairs, 142 F.3d 1463, 1467 (Fed. Cir. 1998).
Congress has provided federal employees the
right to seek corrective action from the MSPB
whenever personnel action is taken in retaliation for
whistle blowing activities.
5 U.S.C. § 1221(a)
("Subject to the provisions of subsection (b) of this
section and subsection 1214(a)(3), an employee
may, with respect to any personnel action taken
as a result of a prohibited personnel practice
seek
described in [] 2302(b)(8) or [] 2302(b)(9)
corrective action from the [MSPB]."). The MSPB has
jurisdiction over whistleblower cases "if the
[petitioner] has exhausted his administrative
remedies before the OSC and makes non-frivolous
allegations that (1) he engaged in whistleblowing
activity by making a protected disclosure under 5
U.S.C. § 2302(b)(8)," or engaged in other protected
activity as specified in 5 U.S.C. § 2302(b)(9); and "(2)
the disclosure was a contributing factor in the
agency's decision to take or fail to take a personnel
action as defined by 5 U.S.C. § 2302(a)(2)[(A)]."
Yunus v. Dept of Veterans Affairs, 242 F.3d 1367,
1371 (Fed. Cir. 2001) (internal quotation marks
omitted); see Hicks v. Merit Sys. Prot. Bd., 819 F.3d
1318, 1320 (Fed. Cir. 2016) (explaining that the
WPEA expanded the IRA appeal right to include,
inter alia, prohibited practices under § 2302(b)(9)(D)).
.
.
.
"[A] communication concerning policy decisions
that lawfully exercise discretionary authority" is not
a protected whistleblower disclosure, unless the
employee providing the disclosure reasonably
believes that the disclosure evidences a "violation of
7a
any law, rule, or regulation," or "a substantial and
specific danger to public health or safety." 5 U.S.C. §
2302(a)(2)(D); see Lachance v. White, 174 F.3d 1378,
1381 (Fed. Cir. 1999) ("The WPA is not a weapon in
arguments over policy .
."); O'Donnell v. Dept of
Agric., 120 M.S.P.R. 94, at ¶ 14 (2013), aff'd sub nom.
O'Donnell v. Merit Sys. Prot. Bd., 561 F. App'x 926
(Fed. cir. 2014) (dismissing an IRA appeal where
disclosures consisted of a "fairly debatable policy
dispute"). The test to determine if a petitioner had a
reasonable belief that his disclosure evidenced
wrongdoing asks whether a "disinterested observer
with knowledge of the essential facts known to and
readily ascertainable by the employee [could]
reasonably conclude that the actions of the
[G]overnment evidence[d]" such wrongdoing.
Lachance, 174 F.3d at 1381.
.
.
II. The MSPB Lacks Jurisdiction over Mr. Standley's
Appeal
The main issue on appeal is whether the MSPB
erred in concluding that it lacked jurisdiction to
consider Mr. Standley's IRA appeal because he failed
to non-frivolously allege violations of the WPA.
Specifically, the parties dispute whether Mr.
Standley's alleged disclosures qualify for protection
under § 2302(b)(8)(A) or (b)(9)(D). See
Pet'r's Br. 3; Resp't's Br. 10-11.
On appeal, the parties do not contest that Mr.
Standley has exhausted his OSC remedies. See generally
Pet'r's Br.; Resp't's Br.
Mr. Standley also argues on appeal that adverse
retaliatory actions stemmed from those disclosures, namely, his
failure to obtain an interview for a promotion and his lower
Nn
Mr. Standley argues that his disclosures were
protected under the WPA because he reasonably
believed that: (1) he disclosed and refused to obey an
action, namely, his supervisor's decision not to fund
SABRS3, which he reasonably believed violated §
1065, and funding the SABRS3 program was not a
public policy matter, Pet'r's Br. 2; see id. at 6-8; and
(2) this action was a "danger to public health and
safety" because of "the potential loss of our
government's ability to detect nuclear detonations,"
id. at 3. We disagree.
Mr. Standley's allegations amount to a policy
dispute, and the record demonstrates that a
disinterested observer could not reasonably believe
Mr. Standley's disclosures evidenced either a
violation of law or a danger to public health and
safety. As an initial matter, decisions related to the
development of the nuclear detonation program in
space fit within the exception to disclosures for
"policy decisions that lawfully exercise discretionary
authority." 5 U.S.C. § 2302(a)(2)(D); see O'Donnell,
561 F. App'x at 930 ('[A]n exercise of discretionary
authority is not a 'violation of the law."). As the
MSPB found, the record shows that decisions related
to SABRS3 were committed to an interagency
discretionary review process and not to any
particular individual acting alone, let alone an
employee of the DOE. See Standley, 2017 WL 56181,
performance rating. Pet'r's Br. 4; see id. at 17-48. Because we
find that Mr. Standley failed to demonstrate that his disclosures
were statutorily protected, we need not consider whether these
actions constitute retaliation under the NAPA.
at ¶J 11, 13 (describing the interagency process of
decision making).
Mr. Standley contends that his disclosure is
nevertheless protected because an observer would
have a reasonable belief that it evidenced a violation
of § 1065 of the 2008 NDAA. That section places
responsibility for spacebased nuclear detection on the
Secretary of the DOD, not the DOE or its employees.
See 2008 NDAA § 1065. The parties agree that the
DOE provides support related to such space-based
nuclear detonation detection. See Pet'r's Br. 7, 12;
Resp't's Br. 12-14. However, as we stated above,
neither the NDD nor NNSA are statutorily bound by
the directives of the 2008 NDAA.
Any
pronouncements or decisions made by members of the
NDD and NNSA would amount to policy
considerations taken to aid the Secretary of the DOD,
with whom ultimate legal authority rests.
Moreover, § 1065 does not prescribe any
particular means or technology by which space-based
nuclear detection capabilities must be maintained.
See 2008 NDAA § 1065. Rather, it is only violated if
detection capability falls below a pre-set standard,
and a National Security Council ("NSC") interagency
policy committee has the discretion to decide how
best to maintain that standard. See Resp't's App. 38.
Mr. Standley alleges that "[his supervisor's] actions
violated [the law]" by calling for an NSC interagency
policy committee meeting to recommend ceasing
funding SABRS3. See Pet'r's Br. 2. However, Mr.
Standley has already conceded, and the MSPB found
as instructive, that other senior policy makers in the
U.S. Air Force and U.S. Strategic Command opposed
funding SABRS3 as well. Standley, 2017 WL 56181,
l0a
at ¶ 11 (referencing Resp't's App. 44 (alleging a
"particular group in [the interagency committee]
would prefer that the SABRS program be
terminated")). A disinterested observer could not
reasonably conclude that recommending to an
external agency how to exercise its discretion,
particularly where the recommendation fit within the
agency's available and considered options, is a
violation of the law.
Finally, for many of the same reasons expressed
above, we find that a disinterested observer could not
reasonably believe that Mr. Standley's report to his
supervisor regarding funding for SABRS3 evidences
a danger to public health or safety. "[T]he disclosure
of a danger only potentially arising in the future is
not a protected disclosure" if it is not "substantial and
specific." Chambers v. Dept of Interior, 515 F.3d
1362, 1369 (Fed. Cir. 2008) (citations omitted).
Chambers lays out a number of factors to consider in
determining whether a disclosure is sufficiently
substantial and specific to warrant protection,
including "likelihood of harm," "speculative or
improbable conditions," and "specificity of the alleged
danger." Id. at 1369. The MSPB weighed these
factors and found that, while degradation in
capability to detect nuclear blasts in space could
affect public health and safety, Mr. Standley had not
alleged quantifiable potential harm or likelihood of
harm and, therefore, did not meet his burden to show
"that such an occurrence is more than a possibility
occurring at an undefined point in the future."
Standley, 2017 WL 56181, at ¶ 12 (footnote omitted).
Mr. Standley has not challenged these findings on
appeal. See generally Pet'r's Br. We see no error in
the MSPB's analysis. Thus, Mr. Standley has failed
ha
to make a non-frivolous allegation that his
statements are protected by the WPA or that the
MSPB improperly dismissed his appeal for lack of
jurisdiction.
CONCLUSION
We have considered Mr. Standley's remaining
arguments relating to lack of jurisdiction and find
them unpersuasive. Accordingly, the Final Order of
the Merit Systems Protection Board is
AFFIRMED
COSTS
Each party shall bear its own costs.
12a
Appendix B: Merit System Protection Board Final
Order, January 3, 2017
UNITED STATES OF AMERICA MERIT SYSTEMS
PROTECTION BOARD
VAUGHN HOEFLIN STANDLEY,
Appellant,
V.
DEPARTMENT OF ENERGY,
Agency.
DOCKET NUMBER
DC-1221-16-0168-W-1
DATE: January 3, 2017
THIS FINAL ORDER IS NONPRECEDENTLAL'
Richard R. Renner, Washington, D.C., for the
appellant.
Saul Ramos, Albuquerque, New Mexico, for the
agency.
BEFORE
A nonprecedential order is one that the Board has
determined does not add significantly to the body of MSPB case
law. Parties may cite nonprecedential orders, but such orders
have no precedential value; the Board and administrative judges
are not required to follow or distinguish them in any future
decisions. In contrast, a precedential decision issued as an
Opinion and Order has been identified by the Board as
significantly contributing to the Board's case law. See 5 C.F.R. §
1201.117(c).
1
lb
Susan Tsui Grundmann, Chairman Mark A.
Robbins, Member
FINAL ORDER
T1
The appellant has filed a petition for review of
the initial decision, which dismissed his individual
right of action (IRA) appeal for lack of jurisdiction.
Generally, we grant petitions such as this one only
when: the initial decision contains erroneous findings
of material fact; the initial decision is based on an
erroneous interpretation of statute or regulation or
the erroneous application of the law to the facts of the
case; the administrative judge's rulings during either
the course of the appeal or the initial decision were
not consistent with required procedures or involved
an abuse of discretion, and the resulting error affected
the outcome of the case; or new and material evidence
or legal argument is available that, despite the
petitioner's due diligence, was not available when the
record closed. Title 5 of the Code of Federal
Regulations, section 1201.115 (5 C.F.R. § 1201.115).
After fully considering the filings in this appeal, we
conclude that the petitioner has not established any
basis under section 1201.115 for granting the petition
for review. Therefore, we DENY the petition for
review. Except as expressly MODIFIED by this Final
Order, we AFFIRM the initial decision.2
BACKGROUND
¶2
The appellant is a General Engineer, NN-4,
with the agency's National Nuclear Security
We have modified the initial decision to correct the
administrative judge's findings regarding exhaustion.
2
2b
Administration. Initial Appeal File (IAF), Tab 1. In
January 2014, he told his supervisor, the Director of
the Office of Defense Nuclear Nonproliferation
Research and Development (Director), and the
Deputy Director of his belief that the agency needed
to field the Space Atmospheric Burst Reporting
System (SABRS3). Id. at 6. SABRS3 is a satellite
payload designed to detect a nuclear detonation in
space. M. at 4. On July 31, 2014, the appellant told
the Director that he had approved plans developed by
the Los Alamos National Laboratory to begin
integrating SABRS3 on a U.S. Air Force (Air Force)
Space Test Program satellite. Id. at 6. On August 8,
2014, the Director told the appellant that he had
decided to stop funding SABRS3. Id. at 7.
On September 9, 2014, the agency advertised
¶3
the position of Director for the Office of Nuclear
Detonation Detection (NDD). Id. The appellant
asserts that, on September 14, 2014, the Deputy
Director announced that current employees in the
appellant's department would not be considered for
an upcoming job posting and, if they desired an
explanation of the policy, they should speak with him
privately. Id. The appellant submitted his application
for the position and was referred to the hiring
manager. Id. The appellant was not selected and the
vacancy announcement was canceled on or about
October 27, 2014. Id. The appellant grieved his
nonselection for the position on November 10, 2014.
Id. at 7-8. The agency denied the grievance on
January 7, 2015. Id.
On February 5, 2015, the appellant filed a
¶4
complaint with the Office of Special Counsel (OSC),
alleging that he was not allowed to compete for two
3b
job openings, including the NDD Office Director
position. IAF, Tab 5 at 30, 39. In addition, he
complained that the agency allowed his grievance to
be closed without requiring either the Director or, the
Deputy Director to accept or dispute facts in the
grievance alleging a prohibited personnel practice. Id.
The appellant alleged that this was contrary to the
agency's grievance process. Id. at 30. On September
28, 2015, OSC closed the appellant's file, and notified
him of his right to request corrective action from the
Board. Id at 39-40. The appellant filed a timely
appeal. IAF, Tab 1.
In an initial decision, the administrative judge
¶5
found that the appellant exhausted his claims before
OSC concerning personnel actions occurring on or
before February 5, 2015, the date he filed his OSC
complaint. IAF, Tab 9, Initial Decision (ID) at 3-4.
That period of time includes the agency's cancelling of
the vacancy for the NDD Office Director position in
October 2014. ID at 4. The administrative judge found
no indication that the appellant had exhausted his
remedies for, or that OSC had conducted an
investigation into, any alleged personnel actions that
occurred after February 5, 2015. Id. Regarding his
nonselection for NDD Office Director, the
administrative judge found that the appellant failed
to nonfrivolously allege that he made a protected
disclosure. ID at 4-7. Specifically, the administrative
judge found that the appellant's opinions on SABRS3
that he disclosed to management pertained to a policy
dispute, rather than to one of the forms of protected
disclosure set forth under 5 U.S.C. § 2302(b)(8). ID at
5. The administrative judge also rejected the
appellant's retaliation claim under 5 U.S.C. §
2302(b)(9)(D) because he failed to produce evidence
that the agency retaliated against him for refusing to
obey an order that would require him to violate the
National Defense Authorization Act (NDAA) of 2008,
Pub. L. No. 110-181, § 1065, 122 Stat. 3 (2008). ID at
5; IAF, Tab 5 at 8-9. Finally, the administrative judge
rejected the appellant's claim that he had disclosed a
substantial and specific danger to public health and
safety. ID at 6. The administrative judge dismissed
the appeal for lack of Board jurisdiction. ID at 6-7.
The appellant filed a petition for review. Petition for
Review (PFR) File, Tab 1.
ANALYSIS
To establish the Board's jurisdiction over an
¶6
appeal brought pursuant to the Whistleblower
Protection Enhancement Act (WPEA), an appellant
must exhaust his administrative remedies before
OSC and make nonfrivolous allegations3 of the
following: (1) he engaged in whistleblowing activity by
making a protected disclosure under 5 U.S.C. §
2302(b)(8), or engaged in other protected activity as
specified in 5 U.S.C. § 2302(b)(9); and (2) the
disclosure or activity was a contributing factor in the
agency's decision to take or fail to take a personnel
action as defined by 5 U.S.C. § 2302(a)(2)(A). 5 U.S.C.
§ § 1214(a)(3), 122L Yunus v. Department of Veterans
Nonfrivolous jurisdictional allegations supported by
affidavits or other evidence confer Board jurisdiction. Dick v.
Department of Veterans Affairs, 290 F.3d 1356, 1361 (Fed. Cir.
2002), overruled on other grounds, Garcia v. Department of
Homeland Security, 437 F.3d 1322 (Fed. Cir. 2006) (en bane);
Woodworth v. Department of the Navy, 105 M.S.P.R. 456, ¶ 14
(2007), aff'd, 329 F. App'x 281 (Fed. Cir. 2009).
Sb
Affairs, 242 F.3d 1367, 1371 (Fed. Cir. 2001). To
satisfy the exhaustion requirement of 5 U.S.C. §
1214(a)(3) in an IRA appeal, an appellant must
inform osc of the precise ground of his charge of
whistleblowing, giving OSC a sufficient basis to
pursue an investigation that might lead to corrective
action. Ward v. Merit Systems Protection Board, 981
F.2d 521, 526 (Fed. Cir. 1992).
¶7
The appellant argues that the administrative
judge erred in finding that OSC's investigation did
not cover personnel actions that occurred after
February 5, 2015. PFR File, Tab 1 at 10-12; ID at 4.
The appellant explains that OSC's close-out letter
suggests that it investigated matters up to September
28, 2015. Id. at 10. He further explains that, although
the administrative judge stated that his nonselection
took place on October 27, 2014, when the vacancy
announcement was canceled, ID at 2, a "second
nonselection" took place in late May 2015, when he
learned that another employee "was given an
unauthorized preference or advantage and preselected for the subsequent re-posted NDD Director
position." PFR File, Tab 1 at 11. The appellant argues
that osc investigated the May 2015 nonselection,
and that the agency's actions after February 5, 2015,
constitute further proof of retaliation. Id. at 11-12.
While there is no other proof in the record that
¶8
the appellant raised post-February 5, 2015 matters
with OSC, see, e.g., IAF, Tab 5 at 30-38, OSC's
September 28, 2015 close-out letter directly addresses
his allegations regarding the agency's ultimate
selection and his own nonselection for the NDD Office
Director position, IAF, Tab 1 at 23-24, Tab 5 at 39-40.
Clearly, these matters were exhausted. We thus
MM
correct the initial decision to the extent that the
administrative judge drew an erroneous conclusion
regarding the February 5, 2015 cut-off date.
¶9
Nevertheless, these matters do not change the
outcome of the appeal, as the appellant failed to make
a protected disclosure under 5 U.S.C. § 2302(b)(8). A
protected disclosure is defined as:
a formal or informal communication or
transmission, but does not include a
communication concerning policy decisions
that lawfully exercise discretionary authority
unless the employee or applicant providing the
disclosure reasonably believes that the
disclosure evidences—
any violation of any law, rule, or regulation
or
gross mismanagement, a gross waste of
funds, an abuse of authority, or a substantial
and specific danger to public health or safety.
5 U.S.C. § 2302(a)(2)(D) see 5 U.S.C. § 2302(b)(8). A
whistleblower need not prove that the matter he
disclosed actually established any of the conditions
described in section 2302(b)(8). Instead, he must
make a nonfrivolous allegation that the matter he
disclosed was one that a reasonable person in his
position would believe evidenced any of these
conditions. Apple white v. Equal Employment
Opportunity Commission, 94 M.S.P.R. 300, ¶ 12
(2003).
10 The test to determine if the appellant had a
¶
reasonable belief that his disclosure evidenced any of
7b
the types of wrongdoing identified in 5 U.S.C. §
2302(b)(8) is whether a "disinterested observer with
knowledge of the essential facts known to and readily
ascertainable by the employee [could] reasonably
conclude that the actions of the government
evidence[d]" such wrongdoing. M. (citing Lachance v.
White, 174 F.3d 1378, 1381 (Fed. cir. 1999)).
Determining whether an employee had a reasonable
belief that a law, rule, or regulation was violated
turns on the facts of a particular case. Drake v.
Agency for International Development, 543 F.3d
1377, 1381 (Fed. Cir. 2008). The Board, however,
requires an appellant to provide more than vague and
conclusory allegations of wrongdoing. McCorcle v.
Department of Agriculture, 98 M. S.P.R. 363, ¶ 21
(2005).
¶11 Here, the appellant argued that management's
decision to discontinue funding of SABRS3 was a
violation of law and created a substantial and specific
danger to public health or safety. JAF, Tab 1 at 4-5, 8,
11-12, Tab 5 at 8-9, 12-13. The appellant alleged that
he disclosed the need to continue funding SABRS3
because the program was necessary to comply with
section 1065 of the NDAA. IAF, Tab 1 at 4, 6, Tab 5 at
9. He reasserts this position on review. PFR File, Tab
1 at 6-9. Section 1065 of the NDAA states that the
Secretary of Defense shall maintain the "capability
for space-based nuclear detection at a level that meets
or exceeds the level of capability as of' January 28,
2008. Although the appellant has asserted that he
reasonably believed that the agency violated section
1065 of NDAA in deciding to cease implementing
SABRS3, he has not provided any evidence to support
his assertion. Under section 1065, the responsibility
FMO
to maintain the "capability for space-based nuclear
detection" falls to the Secretary of Defense. The
appellant and his colleagues at the Department of
Energy do not. bear that responsibility, even if they
have been tasked with and funded for supporting such
an activity. PFR File, Tab 1 at 7, 23-24. In addition,
as the administrative judge correctly found, the
appellant himself conceded that policy makers in the
Air Force, the United States Strategic Command
(STRATCOM), and the Department of State
determined whether SABRS3 was needed, and many,
including senior members of STRATCOM and the Air
Force, opposed the program. ID at 6; JAF, Tab 1,
Further, section 1065 does not limit the Secretary of
Defense to using any particular device or system to
maintain space-based nuclear detection capability. A
reasonable and disinterested person with knowledge
of the facts known to and readily ascertainable by the
appellant would not conclude that he was reporting a
violation of law.
¶12 Although a disclosure of a substantial and
specific danger to public health or safety is protected
under 5 U.S.C. § 2302(b)(8), revealing a negligible,
remote, or ill-defined peril that does not involve any
particular person, place, or thing is not protected. See
Johnston v. Merit Systems Protection Board, 518 F. 3d
905, 909-10 (Fed. Cir. 2008). In Chambers v.
Department of the Interior, 515 F.3d 1362 (Fed. Cir.
2008), the U.S. Court of Appeals for the Federal
Circuit identified a number of factors that the Board
might consider in determining whether disclosing a
danger to public health or safety is sufficiently
substantial and specific to warrant protection under
5 U.S.C. § 2302(b)(8):
we
One such factor is the likelihood of harm
resulting from the danger. If the disclosed
danger could only result in harm under
speculative or improbable conditions, the
disclosure should not enjoy protection. Another
important factor is when the alleged harm may
occur. A harm likely to occur in the immediate
or near future should identify a protected
disclosure much more than a harm likely to
manifest only in the distant future. Both of
these factors affect the specificity of the alleged
danger, while the nature of the harm—the
potential
consequences—affects
the
substantiality of the danger.4
Id. at 1369 (emphasis added); see also Chambers v.
Department of the Interior, 602 F.3d 1370, 1376 (Fed.
Cir. 2010); see, e.g., Miller v. Department of
Homeland Security, 111 M.S.P.R. 312, ¶ 19 (2009).
We do not question that a delayed response to a
nuclear detonation in space would imperil public
health and safety, but the appellant has not shown
that such an occurrence is more than a possibility
The appellant argues that Chambers is "outdated" and was
"legislatively rejected" by Congress with the passage of the
WPEA, which "reaffirmed its intent to protect all disclosures
that a whistleblower reasonably believes evidence" any of the
conditions set forth in 5 U.S.C. § 2302(b)(8). PFR File, Tab 1 at
18 (italics in original). Although the WPEA broadened the types
of disclosures that might be protected under the statute, the
Chambers factors go to the reasonableness of an employee's
belief that the matter he is disclosing represents a condition
described by the statute. Moreover, our reviewing court still cites
the Chambers factors. See, e.g., Yeh v. Merit Systems Protection
Board, 527 F. App'x 896, 901 (2013).
lOb
occurring at an undefined point in the future.5 Cf.,
e.g., Johnston, 518 F.3d at 910 (finding that the
appellant disclosed a specific and substantial danger
"not only because training exercises take place under
extreme weather conditions and routinely involve the
use of live fire and explosives, but also because a
series of accidents had occurred during such exercises
in the past").
113 The record shows that decisions pertaining to
continuing SABRS3 followed considerable
interagency consultation and debate in the context of
broader programmatic discussions. JAF, Tab 1 at 713, Tab 5 at 12-13. The administrative judge thus
found that the narrow exception for policy disputes
foreclosed the appellant from having made a
protected disclosure. ID at 5. The Board has found
that, when the alleged whistleblower is expressing
disagreement with fairly debatable policy decisions,
his disclosures do not fall within those defined as
protected under 5 U.S.C. § 2302(b)(8). Cf. OVonnell
v. Department of Agriculture, 120 M.S.P.R. 94, ¶ 14
(2013) (holding that the appellant's alleged protected
disclosure was "exactly the type of fairly debatable
policy dispute that does not constitute gross
mismanagement"), affd, 561 F. App'x 926 (Fed. Cir.
2014). The appellant asserts that the administrative
judge mischaracterized the nature of the debates over
discontinuing funding for SABRS3. PFR File, Tab 1
The appellant noted that he cannot disclose some
information in support of his argument because it is classified
for reasons of national security. IA-F, Tab 5 at 9. Such
information, however, would have been considered by the
policymakers who debated whether or not to continue funding
the program, and ultimately rejected it.
lib
-
-
at 6-9, 12-15. He further asserts that the fact that
discontinuing SABRS3 was debated on various
occasions does not mean that the decision not to fund
the program was debatable because its cancellation
would violate section 1065 of the NDAA. Id. at 15. The
appellant's argument is unavailing because, as
explained above, he failed to nonfrivolously allege
that the agency violated section 1065.
¶14 The appellant argues that the administrative
judge improperly cited O'Donnell because that case
pertains to gross mismanagement and not to a
substantial and specific danger to public health or
safety. Id. at 16-17. The appellant also argues that the
legislative history of the WPEA criticized a case upon
which O'Donnell relies, White v. Department of the
Air Force, 391 F.3d 1377, 1382 (Fed. Cir. 2004). PFR
File, Tab 1 at 16 (citing S. Rep. No. 112-155, at 1011.37
(2012)). In Webb v. Department of the Interior, 122
M.S.P.R. 248, ¶ 9 (2015), however, the Board clarified
the issues raised in the legislative history and
concluded that "if an employee has a reasonable belief
that the disclosed information evidences the kinds of
misconduct listed in section 2302(b)(8), rather than a
policy disagreement, [the disclosure] is protected."
Here, the appellant has failed to nonfrivolously allege
that his own belief that canceling the SABRS3
program posed a substantial and specific danger to
public health or safety was a reasonable one.
¶15 In the proceeding below, the appellant also
asserted that the agency retaliated against him for
refusing to obey an order that would require him to
violate the NDAA. IAF, Tab 1 at 4, Tab 5 at 9; see 5
U.S.C. § 2302(b)(9)(D) (an agency cannot "take or fail
to take, or threaten to take or fail to take, any
12b
personnel action against any employee or applicant
for employment. for refusing to obey an order that
would require the individual to violate a law"). The
administrative judge found that this claim failed
because the appellant did not produce any evidence of
such retaliation. ID at 5. On review, the appellant
asserts that the initial decision is erroneous in this
respect and cites comments that the Director made
regarding the decision to cancel or continue the
SABRS3 program. PFR File, Tab 1 at 27-28. These
comments, however, do not suggest any retaliatory
motive. The appellant has not substantiated his
allegation that the agency retaliated against him for
his opposing the discontinuation of the SABRS3
program.
.
.
116 The appellant additionally argues on review
that the administrative judge held him to an
erroneous jurisdictional standard when he stated that
" [n] onfrivolous jurisdictional allegations supported by
affidavits or other evidence confer Board jurisdiction."
Id. at 28; ID at 4-5. The appellant asserts that the
proper and more recent standard requires only that
he "plead allegations of fact that, if proven, could
show that he made a protected disclosure and that the
disclosure was a contributing factor in a personnel
action" and that "[amy doubt or ambiguity as to
whether [he] made nonfrivolous jurisdictional
allegations should be resolved in favor of finding
jurisdiction." PFR File, Tab 1 at 28. He further asserts
that the veracity of any allegations he made was
immaterial at this stage of the proceeding, and thus
any submission of proof would be unnecessary. Id. at
29. The standard to which the appellant objects,
however, is not the Board's jurisdictional standard,
13b
but rather, the Board's definition of a nonfrivolous
allegation, which has been codified in the Board's
regulations: "An allegation generally will be
considered nonfrivolous when, under oath or penalty
of perjury, an individual makes an allegation that: (1)
Is more than conclusory; (2) Is plausible on its face;
and (3) Is material to the legal issues in the appeal."
5 C.F.R. § 1201.4(s). The administrative judge did not
err.
¶17 Finally, the appellant asserts that he has new
and material evidence, namely information he
received in 2013 from a colleague who overheard the
Director telling the Deputy Director that he intended
"to find ways not to fund [SABRS3]." PFR File, Tab 1
at 29-31. When he filed his OSC complaint, he asserts,
he did not include this information because the
colleague told him at that time that she could not
remember certain details about the conversation she
was recounting. Id. at 30. She later remembered those
details and notified the appellant. Id. The appellant
argues that the information was thus unavailable to
him when he filed his OSC complaint, and he asks the
Board to consider it now. Id. at 30-31. Even if the
appellant had submitted this information to OSC for
consideration with his complaint, however, he has
offered no evidence in support of this newly raised
allegation. See 5 C.F.R. § 1201.4(s). Therefore, the
Board will not consider it.
¶18 Accordingly, we affirm the initial decision as
modified.
NOTICE TO THE APPELLANT REGARDING YOUR
FURTHER REVIEW RIGHTS
14b
The initial decision, as supplemented by this
Final Order, constitutes the Board's final decision in
this matter. 5 C.F.R. § 1201.113. You have the right
to request review of this final decision by the U.S.
Court of Appeals for the Federal Circuit.
The court must receive your request for review
no later than 60 calendar days after the date of this
order. See 5 U.S.C. § 7703(b)(1)(A) (as rev. eff. Dec.
27, 2012). If you choose to file, be very careful to file
on time. The court has held that normally it does not
have the authority to waive this statutory deadline
and that filings that do not comply with the deadline
must be dismissed. See Pinat v. Office of Personnel
Management, 931 F.2d 1544 (Fed. Cir. 1991).
If you want to request review of the Board's
decision concerning your claims of prohibited
personnel practices under 5 U.S.C. § 2302(b)(8),
(b)(9)(0i), (b)(9)(B), (b)(9)(C), or (b)(9)(D), but you do
not want to challenge the Board's disposition of any
other claims of prohibited personnel practices, you
may request review of this final decision by the U.S.
Court of Appeals for the Federal Circuit or any court
of appeals of competent jurisdiction. The court of
appeals must receive your petition for review within
60 days after the date of this order. See 5 U.S.C. §
7703(b)(1)(B) (as rev. eff. Dec. 27, 2012). If you choose
to file, be very careful to file on time. You may choose
to request review of the Board's decision in the U.S.
Court of Appeals for the Federal Circuit or any other
court of appeals of competent jurisdiction, but not
both. Once you choose to seek review in one court of
appeals, you may be precluded from seeking review in
any other court.
15b
If you need further information about your
right to appeal this decision to court, you should refer
to the Federal law that gives you this right. It is found
in title 5 of the United States Code, section 7703 (5
U.S.C. § 7703) (as rev. eff. Dec. 27, 2012). You may
read this law as well as other sections of the United
Code,
at
our
website,
States
http://www.mspb.gov/appeals/uscode.htm. Additional
information about the U.S. Court of Appeals for the
Federal Circuit is available at the court's website,
www.cafc.uscourts.gov. Of particular relevance is the
court's "Guide for Pro Se Petitioners and Appellants,"
which is contained within the court's Rules of
Practice, and Forms 5, 6, and 11. Additional
information about other courts of appeals can be
found at their respective websites, which can be
accessed through the link below:
htti)://www.uscourts gov/Court Locator/Court Web sit
es.aspx.
.
If you are interested in securing pro bono
representation for an appeal to the U.S. Court of
Appeals for the Federal Circuit, you may visit our
website at http://www.mspb gov/probono for
information regarding pro bono representation for
Merit Systems Protection Board appellants before the
Federal Circuit. The Merit Systems Protection Board
neither endorses the services provided by any
attorney nor warrants that any attorney will accept
representation in a given case.
.
16b
FOR THE BOARD:
Jennifer Evening
Acting Clerk of the Board
Washington, D.C.
17b
Appendix C: Order on Petition for Rehearing en
Banc, Court of Appeals for the Federal Circuit,
January 19, 2018
NOTE: This disposition is nonprecedential.
UNITED STATES COURT OF APPEALS FOR THE
FEDERAL CIRCUIT
VAUGHN HOEFLIN STANDLEY,
Petitioner
V.
MERIT SYSTEMS PROTECTION BOARD,
Respondent
DEPARTMENT OF ENERGY,
Intervenor
2017-1691
Petition for review of the Merit Systems
Protection Board in No. DC-1221-16-0168-W-1.
ON PETITION FOR REHEARING EN BANC
ic
Before PROST, Chief Judge, NEWMAN,
LAURIE, DYK, MOORE, O'MALLEY, REYNA,
WALLACH, TORANTO, CHEN, HUGHES, and
STOLL, Circuit Judges.
PER CURIAM.
J
Petitioner Vaughn Hoeflin Standley filed a
petition for rehearing en bane. The petition was first
heard as a petition for rehearing to the panel that
heard the appeal, and thereafter the petition for
rehearing en bane was referred to the circuit judges
who are in regular active service.
Upon consideration thereof,
IT IS ORDERED THAT:
The petition for panel rehearing is denied.
The petition for rehearing en bane is denied.
The mandate of the court will issue January 26,
2018.
FOR THE COURT
January 19, 2018
DATE
Is! Peter R. Marksteiner
Peter B. Marksteiner
Clerk of Court
2c
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.