Opposition Brief — Amy P. Campanelli, Petitioner v. Illinois
Supreme Court briefMay 9, 2018
Ask Donna
What actually matters in this document.
Text
No. 17-1225
IN THE
Supreme Court of the United States
__________
AMY P. CAMPANELLI, PETITIONER,
v.
ILLINOIS, RESPONDENT.
__________
On Petition for a Writ of Certiorari
to the Supreme Court of Illinois
__________
BRIEF IN OPPOSITION
__________
LISA MADIGAN
Attorney General of Illinois
DAVID L. FRANKLIN
Solicitor General
MICHAEL M. GLICK*
Criminal Appeals Division Chief
KATHERINE M. DOERSCH
ERIC M. LEVIN
Assistant Attorneys General
100 West Randolph Street
Chicago, Illinois 60601
(312) 814-2569
mglick@atg.state.il.us
* Counsel of Record
Attorneys for Respondent
i
QUESTION PRESENTED
Petitioner Amy P. Campanelli, the public
defender of Cook County, refused to represent
defendant Salimah Cole, asserting a potential conflict
of interest based solely on the fact that separate
assistant defenders already represented Cole’s five
codefendants, and that this multiple representation
allegedly was prohibited by Rules 1.7 and 1.10 of
Illinois’s Rules of Professional Conduct of 2010. After
the state trial judge rejected her contentions,
petitioner sought and obtained an adjudication of
friendly contempt to challenge the circuit court’s
interpretation of the 2010 Rules and its finding that
petitioner failed to allege a potential conflict.
The Supreme Court of Illinois rejected
petitioner’s proposed construction of the 2010 Rules.
Because petitioner’s conflict argument depended on
her erroneous interpretation of the 2010 Rules, and
she presented no other evidence of a potential conflict
warranting appointment of separate counsel, the court
affirmed. Finally, although it found that the contempt
finding was “valid,” the court vacated the judgment of
contempt and the accompanying sanction order, and
declined to order petitioner to represent Cole.
The question presented is:
Does multiple representation of codefendants by
separate assistant public defenders in the same office
establish a per se conflict of interest under the Sixth
Amendment?
ii
TABLE OF CONTENTS
Page
QUESTION PRESENTED ............................................i
TABLE OF AUTHORITIES ....................................... iii
LEGAL RULES INVOLVED ....................................... 1
STATEMENT ................................................................ 3
Trial court proceedings ......................................... 3
Illinois Supreme Court proceedings ..................... 6
REASONS FOR DENYING THE PETITION ............. 9
I.
The Decision Below Rests on the
Illinois Supreme Court’s
Interpretation of Illinois Law. ................ 9
II.
This Case Implicates No Split of
Authority on Any Constitutional
Issue. ....................................................... 11
III.
This Case Is a Poor Vehicle for
Deciding the Question Presented. ........ 15
IV.
The State Court’s Judgment Does
Not Conflict with This Court’s
Precedent................................................ 17
CONCLUSION ............................................................. 21
iii
TABLE OF AUTHORITIES
Cases:
Page(s)
Adarand Constructors, Inc. v. Mineta,
534 U.S. 103 (2001) ............................................. 11
Anderson v. Commissioner of Correction,
127 Conn. App. 538 (2011),
aff’d, 308 Conn. 456 (2013) ................................. 14
Bouie v. State,
559 So.2d 1113 (Fla. 1990) .................................. 12
Burger v. Kemp,
483 U.S. 776 (1987) ....................................... 18–19
Burnette v. Terrell,
905 N.E.2d 816 (Ill. 2009) ..................................... 7
Camreta v. Greene,
563 U.S. 692 (2011) ............................................. 16
Commonwealth v. Via,
316 A.2d 895 (Pa. 1974) ............................... 12–13
Commonwealth v. Westbrook,
400 A.2d 160 (Pa. 1979) ................................ 12–13
Formal Advisory Opinion No. 10-1,
744 S.E.2d 798 (Ga. 2013) ................................... 13
iv
Holloway v. Arkansas,
435 U.S. 475 (1978) ....................................... 17–20
Kowalski v. Tesmer,
543 U.S. 125 (2004) ............................................ 17
Meese v. Keene,
481 U.S. 165 (1987) ............................................ 16
Mickens v. Taylor,
535 U.S. 162 (2002) ............................................... 9
Nix v. Whiteside,
475 U.S. 157 (1986) ............................................... 9
People v. Robinson,
402 N.E.2d 157 (Ill. 1979) ................................. 6, 7
People v. Shari,
204 P.3d 453 (Colo. 2009) ................................... 14
State v. Connolly,
930 So.2d 951 (La. 2006) ..................................... 13
Turner v. State,
340 So.2d 132 (Fla. 2d DCA 1976) ...................... 12
Williams v. State,
807 S.E.2d 418 (Ga. 2017) ................................... 13
v
Youakim v. Miller,
425 U.S. 231 (1976) ....................................... 10–11
Statutes and Rules:
55 Ill. Comp. Stat. 5/3-4006 (2016) .....................5, 7, 10
Ill. R. Prof. Conduct 1.7 (2010) ........................... passim
Ill. R. Prof. Conduct 1.10 (2010) ......................... passim
Canon 5, Fla. Code Prof. Resp. ................................... 12
1
LEGAL RULES INVOLVED
The Illinois Rules of Professional Conduct of 2010 (eff.
Jan. 1, 2010) provide, in relevant part, as follows:
Rule 1.7: Conflict Of Interest: Current Clients
(a) Except as provided in paragraph (b), a lawyer shall
not represent a client if the representation involves a
concurrent conflict of interest. A concurrent conflict
of interest exists if:
(1) the representation of one client will be directly
adverse to another client; or
(2) there is a significant risk that the
representation of one or more clients will be materially
limited by the lawyer’s responsibilities to another
client, a former client or a third person or by a personal
interest of the lawyer.
(b) Notwithstanding the existence of a concurrent
conflict of interest under paragraph (a), a lawyer may
represent a client if:
(1) the lawyer reasonably believes that the lawyer
will be able to provide competent and diligent
representation to each affected client;
(2) the representation is not prohibited by law;
(3) the representation does not involve the
assertion of a claim by one client against another client
2
represented by the lawyer in the same litigation or
other proceeding before a tribunal; and
(4) each affected client gives informed consent.
Rule 1.10: Imputation Of Conflicts Of Interest:
General Rule
(a) While lawyers are associated in a firm, none of them
shall knowingly represent a client when any one of
them practicing alone would be prohibited from doing
so by Rules 1.7 or 1.9, unless the prohibition is based
on a personal interest of the prohibited lawyer and does
not present a significant risk of materially limiting the
representation of the client by the remaining lawyers
in the firm. . . .
3
STATEMENT
Trial court proceedings
1. In March 2016, Salimah Cole and five
codefendants were charged with first-degree murder,
armed robbery, aggravated kidnaping, aggravated
arson, and possession of a stolen motor vehicle. Pet.
App. 2a–3a.1 After Cole informed the trial court that
she could not afford private counsel, the court stated
that it would appoint the public defender to represent
her. Pet. App. 3a.
2. Petitioner, the public defender of Cook County,
refused the appointment. Ibid.; see C98–118 (“Notice
of Intent to Refuse Appointment and Request
Appointment of Counsel Other than the Public
Defender of Cook County”). Petitioner asserted that a
potential conflict of interest existed because assistant
defenders already represented Cole’s five codefendants
and that such multiple representation was prohibited
by Rules 1.7 and 1.10 of Illinois’s Rules of Professional
Conduct of 2010. 5/10/16 R8; C103, 109. The trial
court rejected petitioner’s assertions: the “mere fact
that there is representation of many of the
codefendants in this matter does not inherently mean
that there is a conflict of interest.” Id. at R16–18.
Petitioner asked the court to hold her in friendly
1
“Pet. __” refers to the petition for a writ of certiorari; “Pet.
App. __” refers to the petition’s appendix; “[Date]R_” refers to the
non-consecutively paginated report of proceedings; and “C_”
refers to the consecutively paginated common law record.
4
contempt so that she could appeal the court’s ruling.
Ibid.
The trial court took that matter under
advisement and asked petitioner to put in writing the
basis for her refusal to represent Cole. Ibid.
Petitioner then filed a pleading styled “Basis for
Refusing Appointment Where a Conflict of Interest in
Representation Exists.” C182–187. At the ensuing
hearing, petitioner again maintained that under
Illinois’s 2010 Rules of Professional Conduct she could
not represent more than one codefendant because of
the potential conflict. Pet. App. 5a–6a. Petitioner
conceded that separate attorneys from different
divisions of her office represented Cole’s codefendants
and that the attorneys reported to separate
supervisors; however, she argued, their separate
supervisors “might” report to the same deputy
director, and ultimately all attorneys report to her.
Pet. App. 6a. Petitioner further acknowledged that her
office has a “multiple defender division for multiple
offender cases,” but she maintained that “she was in
conflict even in those cases,” id., because the Rules of
Professional Conduct do not “allow for . . . a wall to
eliminate conflicts of interest within the same law
firm,” 5/19/16 R14.
The trial court reiterated that as public defender
petitioner was sworn to represent an indigent
defendant unless the court found that the defendant’s
rights would be prejudiced. Pet. App. 7a. Because the
court had not found that Cole’s rights would be
prejudiced, petitioner’s refusal to represent Cole was
5
contumacious. Id. Petitioner maintained that a
contempt finding was the only way to have a higher
court “answer the question about the new rules of
professional conduct” and their effect on “multiple
defendant cases.” 5/19/16 R18. The court appointed
private counsel to represent Cole and continued the
matter for a determination on petitioner’s request for
a finding of friendly contempt. Pet. App. 7a.
At the next hearing, petitioner again stated that
she was “in conflict” in representing the sixth
defendant in a six-defendant murder case because in
her view she was also representing the five
codefendants. Pet. App. 8a. Petitioner again conceded
that separate attorneys represented the five
codefendants, but maintained that under 55 Ill. Comp.
Stat. 5/3-4006 (2016), she was the attorney for every
client represented by her office and that her office was
a law firm. 6/15/16 R7-8; Pet. App. 8a. Petitioner
persisted in her refusal to represent Cole “specifically
based upon Rule 1.7.” 6/15/16 R12.
3. Finding that petitioner’s refusal was “without
basis” and that Cole would suffer no prejudice from
petitioner’s appointment, the court found petitioner in
direct civil contempt. Pet. App. 8a. Petitioner thanked
the court, stating that she needed a higher court to
answer whether “[she is] a law firm, to tell [her] if the
Rules of Professional Conduct that the Illinois
Supreme Courts [sic] handed down in 2010 finds that
I am in conflict every time I represent more than one
client on a case. Because that is exactly what comment
6
23 to Rule 1.7 says.” 6/15/16 R12–13. The court fined
petitioner $250 per day until she purged herself of the
contempt by accepting representation of Cole or she
was otherwise discharged by due process of law. Pet.
App. 9a; see C205-207 (Order). Petitioner appealed,
and enforcement of the $250 daily fine was
immediately stayed. C224.
Illinois Supreme Court proceedings
4. On appeal to the Supreme Court of Illinois,
petitioner reiterated her argument that representation
of more than one defendant in a multiple defendant
case presents a conflict of interest for the office of the
public defender. Pet. App. 10a. Relying on Rule 1.10,
petitioner maintained that representation by the
public
defender’s
office
is
tantamount
to
representation by a single attorney.
Petitioner
acknowledged that the Illinois Supreme Court held in
People v. Robinson, 402 N.E.2d 157 (Ill. 1979), that the
public defender’s office is not a law firm, but
maintained that Robinson was not controlling because
it predated the enactment of the 2010 Rules of
Professional Conduct, and that the public defender’s
office was a law firm under the plain language of new
Rule 1.10. Pet. App. 13a.
The court rejected petitioner’s argument, finding
“no basis to declare that Robinson is no longer good
law or that Rule 1.10 now includes the office of public
defender within its definition of law firms for purposes
of a conflict of interest.” Pet. App. 15a. The court also
7
refused petitioner’s request to overrule Robinson,
pointing out that the plain meaning of “firm” in Rule
1.10 “necessarily excludes public defender offices from
its definition.” Pet. App. 16a.
The court also found no merit in petitioner’s
contention that Rule 1.7 bars the public defender from
representing multiple codefendants. Pet. App. 18a.
Because Rule 1.7 addressed the representation of
multiple defendants by a single attorney, the “mere
fact that codefendants in a case are represented by
separate members of the public defender’s office does
not violate Rule 1.7.” Pet. App. 19a–20a. Rather, in
such circumstances, “a case-by-case inquiry is
contemplated whereby it is determined whether any
facts peculiar to the case preclude the representation
of competing interests by separate members of the
public defender’s office.” Pet. App. 20a (internal
quotations and citation omitted).
The court also rejected petitioner’s argument
that, under 55 Ill. Comp. Stat. 5/3-4006 and Burnette v.
Terrell, 905 N.E.2d 816 (Ill. 2009), multiple
representation of codefendants always violates Rule
1.7 because, as the public defender, she is counsel to all
of the clients her office represents. The court reasoned
that although petitioner oversees the 518 assistant
defenders in her employ, it is the assistant defenders
who provide the legal services to the defendants, and
petitioner’s remote supervisory authority “is
insufficient grounds, in and of itself, to disqualify the
entire office from representing codefendants.” Pet.
8
App. 22a. The court noted that Cole’s codefendants
were represented by the public defender’s “Multiple
Defendant Division,” whose website described the
assistants in that division as “very experienced”
attorneys who “act independently of other divisions in
the office to prevent any effects from a conflict between
Public Defender clients.” Pet. App. 26a.
Petitioner thus failed to show a potential conflict
justifying appointment of outside counsel. Instead,
petitioner argued that she “need only allege a conflict
of interest, without more, in order to withdraw from
representation.” Pet. App. 24a. “At best,” the court
stated, “[petitioner’s] claims of conflict are based upon
mere speculation that joint representation of
codefendants by assistant public defenders will, at
some point, result in a conflict.” Pet. App. 29a.
Accordingly, the court affirmed the trial court’s finding
that the risk of conflict was too remote to warrant
appointment of separate counsel. Ibid.
5. At the same time, however, the state supreme
court “vacate[d] the order of the trial court holding
[petitioner] in contempt and vacate[d] the award of
sanctions[.]” Pet. App. 30a. Despite finding the
contempt and sanction to have been “valid,” the court
vacated them because petitioner’s contempt was
motivated “solely to permit an appeal of the issue of
multiple representation of defendants in light of the
2010 revisions to the Illinois Rules of Professional
Conduct.” Ibid. The court further held that appointed
counsel would continue to represent Cole in the
9
underlying criminal case and declined to order
petitioner to represent Cole. Ibid.
REASONS FOR DENYING THE PETITION
I.
The Decision Below Rests on the Illinois
Supreme Court’s Interpretation of Illinois
Law.
Petitioner asks this Court to decide whether the
Sixth Amendment erects a per se barrier to
representation of multiple codefendants by a single
public defender’s office. Pet. i. But the state courts did
not address that question. Petitioner accepted an
adjudication of friendly contempt “solely to permit an
appeal of the issue of multiple representation of
defendants in light of the 2010 revisions to the Illinois
Rules of Professional Conduct.” Pet. App. 30a. In
other
words,
she
sought—and
received—an
authoritative determination from the Illinois Supreme
Court of the scope and nature of her own ethical
obligations as a member of the Illinois bar. See
Mickens v. Taylor, 535 U.S. 162, 176 (2002) (“breach of
an ethical standard does not necessarily make out a
denial of the Sixth Amendment guarantee of assistance
of counsel”) (quoting Nix v. Whiteside, 475 U.S. 157,
165 (1986)).
Consistent with that objective, petitioner’s Sixth
Amendment argument in state court was not only
relatively undeveloped but entirely contingent upon
her construction of state law. Specifically, she argued
that under Illinois Supreme Court Rule of Professional
10
Conduct 1.7 and 55 Ill. Comp. Stat. 5/3-4006 (2016) she
was counsel for every defendant her office represented,
and that therefore state law forced her to violate her
clients’ Sixth Amendment rights in multiple-defendant
cases. Pet. App. 12a–13a; Brief and Supporting
Appendix
for
Contemnor-Appellant
Amy
P.
Campanelli at 32–36, People v. Cole, 2017 IL 120997.
But the Illinois Supreme Court rejected these state-law
premises, holding that petitioner was not counsel for
every defendant her office represented, Pet. App. 20a–
22a, and that her office was not a “firm” under Rule
1.10, Pet. App. 15a–16a.
Petitioner did not argue that as a matter of federal
constitutional law she personally serves as counsel to
each defendant in every multiple-defendant case
handled by her office, regardless of how state law
defines such terms as “attorney” and “firm.” Not
surprisingly, then, the Illinois Supreme Court did not
address that freestanding federal question. Instead, to
the extent it reached petitioner’s Sixth Amendment
argument, it treated it as contingent on her state-law
claims. See Pet. App. 26a–27a (“Although Campanelli
contends that the multiple defendant division itself is
always in conflict, that assertion is based upon her
argument that the office of the Cook County public
defender is a law firm, as well as her argument that she
is the appointed counsel to all the defendants her office
represents.”).
“[O]rdinarily, this Court does not decide
questions not raised or involved in the lower court.”
11
Youakim v. Miller, 425 U.S. 231, 234 (1976) (per
curiam); Adarand Constructors, Inc. v. Mineta, 534
U.S. 103, 109 (2001) (per curiam) (same). Certiorari
review is unwarranted because the question presented
here was not addressed in state court.2
II.
This Case Implicates No Split of Authority
on Any Constitutional Issue.
Because the state court decided state-law issues,
this case does not contribute to any conflict of
authority on any federal constitutional issue.
According to petitioner, Illinois law holds that “forcing
an indigent criminal defendant to be represented by an
attorney from a single, centrally managed public
defender’s office that also represents adverse
codefendants is consistent with the Sixth
Amendment,” Pet. 9–10, and is thus “at odds with” the
law of Florida, Pennsylvania, and Florida, whose
courts have allegedly concluded that “the Sixth
Amendment requires treating a public defender’s
office as a firm,” Pet. 11. But petitioner’s conflict
argument depends upon a misstatement of the Illinois
Supreme Court’s holding; as discussed, that court
merely rejected petitioner’s interpretation of state law,
and did not reach the question she now presents.
Moreover, as a factual matter, Cole was never “forc[ed]
. . . to be represented by an attorney from a single,
2
For the same reason, the arguments of petitioner’s amici,
which rest on the Sixth Amendment and other federal
constitutional provisions, are inapposite.
12
centrally managed public defender’s office,” for the
public defender’s office never represented Cole:
petitioner refused to represent Cole, the trial court
appointed private counsel, and the Illinois Supreme
Court held that it would not require petitioner to
represent Cole.
In any event, petitioner fails to establish that any
conflict rests on federal constitutional grounds.
Contrary to her assertion, petitioner’s best case, Bouie
v. State, 559 So.2d 1113 (Fla. 1990), did not hold that
“the Sixth Amendment requires treating a public
defender’s office as a firm.” Pet. 11. Rather, Bouie
merely cited a Florida intermediate appellate decision,
Turner v. State, 340 So.2d 132 (Fla. 2d DCA 1976), for
the proposition that, “as a general rule, a public
defender’s office is the functional equivalent of a law
firm” and that “[d]ifferent attorneys in the same public
defender’s office cannot represent defendants with
conflicting interests.” 559 So.2d at 1115. In turn,
Turner expressed the “view” that “the public
defender’s office of a given circuit [is] a ‘firm’” under
Canon 5 of the Florida Code of Professional
Responsibility. 340 So.2d at 133. At bottom, then,
Bouie’s holding rests upon the Florida appellate court’s
construction of a Florida disciplinary rule, not the
Sixth Amendment.
Petitioner’s Pennsylvania case, Commonwealth v.
Westbrook, 400 A.2d 160, 162 (Pa. 1979), merely found
that the rationale of Commonwealth v. Via, 316 A.2d
895 (Pa. 1974), “as it concerned public defenders being
13
considered as one law firm, is equally applicable to the
question of conflict of interest in multiple
representations.” Via had held that the court would
“not view the failure to raise a claim of incompetency
as a waiver where an individual in the subsequent
proceedings is represented by the same counsel or one
of his associates,” 316 A.2d at 898, not that the Sixth
Amendment requires a public defender’s office to be
treated as a firm.
And the Supreme Court of
Louisiana’s statement in State v. Connolly is dicta
relegated to a footnote in its decision on the distinct
issue of the propriety of a judge’s recusal. 930 So.2d
951, 954 n.1 (La. 2006).
Petitioner’s Georgia case, Williams v. State, 807
S.E.2d 418 (Ga. 2017), bears discussion for its
similarity to the Illinois Supreme Court’s holding here.
The Supreme Court of Georgia held that
representation of codefendants by a single public
defender office did not “automatically create[] a
disqualifying conflict of interest.” Id. at 424. Rather,
“the trial court must determine if, because of the
imputed joint representation, ‘an impermissible
conflict of interest exists and cannot be overcome.’”
Ibid. (quoting Formal Advisory Opinion No. 10-1, 744
S.E.2d 798 (Ga. 2013)). “Put another way, the imputed
conflict rule” of the Georgia Rules of Professional
Conduct “does not become relevant or applicable until
after an impermissible conflict of interest . . . has been
represented to exist by counsel without contrary
findings by the trial court.” Ibid. (emphasis in original;
14
citation and internal quotation marks omitted).
Because Williams is consistent with the Illinois
Supreme Court’s decision here, and because petitioner
concedes that her remaining cases do not “explicitly
acknowledg[e] the Sixth Amendment implications of
their decisions,” Pet. 13, petitioner fails to establish
any conflict of constitutional dimension.
Cases permitting representation of codefendants
by a single public defender’s office also generally do not
rest on an interpretation of the Sixth Amendment.
See, e.g., Anderson v. Commissioner of Correction, 127
Conn. App. 538, 551 (2011), aff’d, 308 Conn. 456, 462
(2013) (holding that separate attorneys from a public
defender’s office are not treated as a “firm” for
imputed disqualification purposes, and that this rule is
based on state ethics rules, not Sixth Amendment
principles); People v. Shari, 204 P.3d 453 (Colo. 2009)
(addressing conflict issue through lens of state rules of
professional conduct).
At most, then, petitioner demonstrates that state
high courts reach different results when construing
their respective rules of professional conduct.
Significantly, none of petitioner’s cases hold—and
petitioner has never argued—that the rules governing
imputation of conflicts are of federal constitutional
dimension. Thus, even if petitioner can show that
state ethical rules conflict, she fails to establish that
this conflict has any federal constitutional basis.
15
III. This Case Is a Poor Vehicle for Deciding the
Question Presented.
This case presents an especially poor vehicle for
deciding the question presented, for two interrelated
reasons. First, there is a serious question whether
petitioner retains a concrete stake in the outcome. The
basis for petitioner’s decision to accept a contempt
citation was her assertion that being required to
represent Cole would cause her to violate the Illinois
Rules of Professional Conduct of 2010. See, e.g., Pet.
App. 7a. But in fact petitioner was never required to
represent Cole, and the Illinois Supreme Court has
made clear that she will not be required to represent
Cole in this matter in the future. Pet. App. 30a. And
the Illinois Supreme Court vacated the trial court’s
order holding petitioner in contempt, along with the
accompanying sanctions. Ibid. It is thus unclear what
tangible benefit petitioner would receive from a
favorable resolution of the question presented.
Petitioner contends that she would face
continuing consequences from the contempt order if
she sought admission to practice in a new court or
jurisdiction, Pet. 24, but that is not so: on any such
application for admission she may simply disclose that
the Illinois Supreme Court vacated the contempt
judgment. For similar reasons, a vacated judgment of
friendly contempt obtained “solely to permit an appeal
of the issue of multiple representation of defendants in
light of the 2010 revisions to the Illinois Rules of
Professional Conduct,” Pet. App. 30a, hardly rises to
16
the level of reputational harm that was sufficient to
confer standing on the appellee in Meese v. Keene, 481
U.S. 465 (1987).
To be sure, this Court has held that the
prospective effects of a constitutional ruling permit
appellate review at the behest of a government party
that has escaped liability thanks to qualified immunity.
Camreta v. Greene, 563 U.S. 692 (2011). But the Court
was careful to limit its holding to the “special category”
of qualified immunity rulings, id. at 704, which force
officials to change their conduct lest they “invite
further law suits and possible punitive damages,” id.
at 708. Moreover, the Court addressed only “what this
Court may review,” while noting that “what we
actually will choose to review is a different matter.” Id.
at 709 (emphasis in original). This Court should not
choose to review a case where the concrete interests of
the petitioner are so doubtful.
Second, the petition presents a serious problem of
third-party standing. As petitioner recognizes, under
the Sixth Amendment “the client, not the attorney,
possesses the substantive right.” Pet. 23. Although
petitioner tellingly fails to specify whose Sixth
Amendment rights she is asserting, the Illinois
Supreme Court understood the gravamen of
petitioner’s claim to be “that a direct conflict of
interest prevented her from zealously representing
Cole.” Pet. App. 22a. See also Pet. App. 23a (petitioner
represented to the trial court “that Cole would be
prejudiced by her appointment”); Pet. App. 12a
17
(describing issue on appeal as “whether Campanelli
established that potential conflicts imperiled Cole’s
right to a fair trial”).
But Petitioner cannot assert the Sixth
Amendment rights of Cole, whom she has never
represented. Perhaps at an earlier stage of this
litigation her interests and those of Cole were
sufficiently aligned to permit the Illinois courts to
resolve the question whether she would be required to
represent Cole. Now that that question has been
answered in the negative, however, petitioner has no
third-party standing in federal court to vindicate Cole’s
rights, or, for that matter, those of future defendants
she may be called upon to represent. See Kowalski v.
Tesmer, 543 U.S. 125, 134 (2004) (attorney has no
third-party standing to assert claims of future,
unidentified clients). Those clients will remain free, of
course, to assert (or knowingly and intelligently waive)
their own Sixth Amendment rights as they choose.
IV. The State Court’s Judgment Does Not
Conflict with This Court’s Precedent.
Finally, this Court should deny review because
there is no merit to petitioner’s contention that the
state court’s judgment conflicts with Holloway v.
Arkansas, 435 U.S. 475 (1978). Under Holloway, when
a court is alerted to a potential conflict between
codefendants represented by the same counsel, the
court must either “appoint separate counsel or … take
adequate steps to ascertain whether the risk [of
18
conflict is] too remote to warrant separate counsel,”
and must do so without requiring counsel to disclose
confidential information as part of that inquiry. Id. at
484.
But unlike Holloway, Cole and her codefendants
were not represented by the same attorney.
Petitioner’s argument that, as public defender, she was
the attorney for all codefendants rested entirely on her
erroneous interpretation of state law. See Section I,
supra.
Moreover, even if one grants petitioner’s statelaw predicate, the state trial court complied with
Holloway’s inquiry requirement. After petitioner
alerted the trial court to a potential conflict of interest,
the court considered the issue at length before
determining that any conflict was too remote to
warrant appointment of separate counsel, for
petitioner only speculated that representation of
codefendants by separate assistant public defenders
might result in a conflict in the future. And that
determination was unquestionably correct, for
Holloway holds that “[r]equiring or permitting a single
attorney to represent codefendants . . . is not per se
violative of the constitutional guarantee of effective
assistance of counsel.” 435 U.S. at 482. It follows a
fortiori that requiring or permitting separate attorneys
in the same office to represent codefendants is not per
se violative of the Sixth Amendment. See Burger v.
Kemp, 483 U.S. 776, 783 (1987) (assuming arguendo
that two private law firm partners are considered as
19
one attorney but declining to hold that requiring them
to represent codefendants is per se Sixth Amendment
violation). Yet that is precisely petitioner’s argument:
that requiring attorneys within a single public
defender’s office to represent codefendants always
creates a conflict in violation of the Sixth Amendment.
Accepting that argument would require this Court to
overrule Holloway, something petitioner does not ask
the Court to do.
Finally, petitioner’s complaint that the Illinois
Supreme Court “forced defense counsel to choose
between disclosing confidential information and failing
to provide the level of detail necessary to persuade the
trial court of a direct conflict,” Pet. 18–19, cannot be
squared with the record. To the contrary, petitioner
strategically framed the potential conflict as resulting
from the mere fact of multiple representation of
codefendants by different attorneys in her office, and
did so with the intent of obtaining a friendly contempt
adjudication so that she could test her construction of
the 2010 Rules of Professional Conduct on appeal.
6/15/16 R12–13.
The state courts invited petitioner to raise any
facts peculiar to the case that might “preclude the
representation of competing interests by separate
members of the public defender’s office,” Pet. App. 20a,
and made clear that she “need[ed] only present the gist
20
of such a conflict,” Pet. App. 25a.3 She did not do so.
That the trial court later granted petitioner’s motion
to withdraw from representation of codefendants
Whitehead and Reed after finding that “a conflict of
interest existed where Whitehead and Reed had been
charged with intimidating codefendant Washington,”
Pet. App. 5a n.1, further belies petitioner’s suggestion,
Pet. 19, that Illinois does not follow Holloway, or that
it is impossible to make a showing of a conflict without
revealing privileged information.
3 Relevant factors include “whether the two public
defenders were trial partners in the defendant’s case; whether the
public defenders were in hierarchical positions where one
supervised or was supervised by the other; or whether the size,
structure, and organization of the office in which they worked
affected the closeness of any supervision.” Pet. App. 25a–26a.
21
CONCLUSION
The petition for a writ of certiorari should be
denied.
Respectfully submitted,
LISA MADIGAN
Attorney General of Illinois
DAVID L. FRANKLIN
Solicitor General
MICHAEL M. GLICK*
Criminal Appeals Division Chief
KATHERINE M. DOERSCH
ERIC M. LEVIN
Assistant Attorneys General
100 West Randolph Street
Chicago, Illinois 60601
(312) 814-2569
mglick@atg.state.il.us
* Counsel of Record
MAY 2018
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.