Petition for Writ of Certiorari — Tommy Sharp, Interim Warden, Petitioner v. Patrick Dwayne Murphy
Supreme Court briefFeb 6, 2018
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No. 17IN T H E
Supreme Court of the United States
TERRY ROYAL, WARDEN,
OKLAHOMA STATE PENITENTIARY,
Petitioner,
v.
PATRICK DWAYNE MURPHY,
Respondent.
On Petition for a Writ of Certiorari to the
United States Court of Appeals for the Tenth Circuit
PETITION FOR A WRIT OF CERTIORARI
MIKE HUNTER
Attorney General of
Oklahoma
MITHUN MANSINGHANI
Solicitor General
JENNIFER CRABB
Asst. Attorney General
MICHAEL K. VELCHIK
RANDALL YATES
Asst. Solicitors General
OKLAHOMA OFFICE OF THE
ATTORNEY GENERAL
313 NE Twenty-First St.
Oklahoma City, OK 73105
LISA S. BLATT
Counsel of Record
SALLY L. PEI
STEPHEN K. WIRTH
ARNOLD & PORTER
KAYE SCHOLER LLP
601 Mass. Ave., NW
Washington, DC 20001
(202) 942-5000
lisa.blatt@arnoldporter.com
R. REEVES ANDERSON
ARNOLD & PORTER
KAYE SCHOLER LLP
370 Seventeenth Street
Suite 4400
Denver, CO 80202
CAPITAL CASE
QUESTION PRESENTED
Whether the 1866 territorial boundaries of the
Creek Nation within the former Indian Territory of
eastern Oklahoma constitute an “Indian reservation”
today under 18 U.S.C. § 1151(a).
i
PARTIES TO THE PROCEEDING
Petitioner Terry Royal is the Warden of the Oklahoma State Penitentiary. Petitioner was the respondent in the district court and the appellee in the
Tenth Circuit.
Respondent Patrick Murphy was the petitioner
in the district court and the appellant in the Tenth
Circuit.
ii
TABLE OF CONTENTS
Page
Opinions below ............................................................1
Jurisdiction ..................................................................1
Statutes involved .........................................................1
Statement ....................................................................2
A. Historical background ......................................4
B. Factual background and proceedings below .. 12
Reasons the writ should be granted ......................... 15
I. The question presented is critically important... 15
A. The affected area is massive .......................... 15
B. The question presented implicates
fundamental questions of sovereignty ........... 18
C. The decision below is creating enormous
disruption and uncertainty ............................ 21
II. The decision below is wrong ................................ 23
A. Congress dismantled Indian Territory and
tribal boundaries to create Oklahoma ........... 24
B. Congress conferred judicial authority over
Indian Territory to Oklahoma ....................... 26
C. Solem does not support the decision below ... 29
Conclusion ................................................................. 35
iii
iv
Table of Contents—Continued
Page
Appendices
Appendix A: Court of appeals amended
opinion (Nov. 9, 2017) ..................... 1a
Appendix B: District court opinion and order
(Aug. 1, 2007) .............................. 134a
Appendix C: State post-conviction court
opinion (Dec. 7, 2005) ................. 203a
Appendix D: Court of appeals order denying
rehearing (Nov. 9, 2017) ............. 228a
Appendix E: Court of appeals order staying
mandate (Nov. 16, 2017) ............ 233a
TABLE OF AUTHORITIES
Page(s)
Cases
Alaska v. Native Vill. of Venetie Tribal Gov’t,
522 U.S. 520 (1998)................................................. 19
Bailey v. United States,
104 P. 917 (Okla. Crim. App. 1909) ....................... 27
Barnett v. Way,
119 P. 418 (Okla. 1911) ............................................ 5
Bigfeather v. State,
123 P. 1026 (Okla. Crim. App. 1912) ..................... 28
Cotton Petroleum Corp. v. New Mexico,
490 U.S. 163 (1989)................................................. 19
Coyle v. Smith,
221 U.S. 559 (1911)................................................. 34
DeCoteau v. District Cty. Ct.,
420 U.S. 425 (1975)................................................. 33
Dolgencorp, Inc. v. Miss. Band of Choctaw Indians,
746 F.3d 167 (5th Cir. 2016) .................................. 20
Hagen v. Utah,
510 U.S. 399 (1994)........................................... 32, 33
Haikey v. State,
105 P. 313 (Okla. Crim. App. 1909) ....................... 27
Heckman v. United States,
224 U.S. 413 (1912)................................................... 8
Hendrix v. United States,
219 U.S. 79 (1911)................................................... 28
Iowa Mut. Ins. Co. v. LaPlante,
480 U.S. 9 (1987)..................................................... 20
Jefferson v. Fink,
247 U.S. 288 (1918)................................................... 7
v
vi
Cases—Continued
Page(s)
In re Jonas Jones,
231 U.S. 743 (1913)................................................. 27
Jones v. State,
107 P. 738 (Okla. Crim. App. 1910) ....................... 27
Keys v. United States,
103 P. 874 (Okla. Crim. App. 1909) ....................... 27
Marlin v. Lewallen,
276 U.S. 58 (1928)............................................... 7–10
Mattz v. Arnett,
412 U.S. 481 (1973)..................................... 16, 29, 30
McDougal v. McKay,
237 U.S. 372 (1915)................................................... 7
Montana v. United States,
450 U.S. 544 (1981)................................................. 20
Nebraska v. Parker,
136 S. Ct. 1072 (2016)........................... 15, 16, 20, 29
Okla. Dep’t of Envtl. Quality v. Envtl. Prot. Agency,
740 F.3d 185 (D.C. Cir. 2014) ................................. 19
Okla. Tax Comm’n v. Sac & Fox Nation,
508 U.S. 114 (1993)................................................. 19
Phillips v. United States,
103 P. 861 (Okla. Crim. App. 1909) ....................... 27
Price v. United States,
101 P. 1036 (Okla. Crim. App. 1909) ..................... 27
Puyallup Tribe, Inc. v. Dep’t of Game of State
of Wash.,
433 U.S. 165 (1977)................................................. 20
Ramah Navajo Sch. Bd., Inc. v. Bureau of
Revenue of N.M.,
458 U.S. 832 (1982)........................................... 24, 25
vii
Cases—Continued
Page(s)
Rice v. Rehner,
463 U.S. 713 (1983)................................................. 20
Rollen v. State,
125 P. 1087 (Okla. Crim. App. 1912) ..................... 28
Rosebud Sioux Tribe v. Kneip,
430 U.S. 584 (1977)............................... 16, 26, 32, 33
Santa Clara Pueblo v. Martinez,
436 U.S. 49 (1978)................................................... 20
Seymour v. Superintendent of Wash. State
Penitentiary,
368 U.S. 351 (1962)........................................... 15, 30
Sharp v. United States,
118 P. 675 (Okla. Crim. App. 1911) ....................... 27
Sizemore v. Brady,
235 U.S. 441 (1914)................................................. 10
Solem v. Bartlett,
465 U.S. 463 (1984)............. 14, 18, 24, 26, 29–32, 34
South Dakota v. Yankton Sioux Tribe,
522 U.S. 329 (1998)..................................... 30, 32, 34
Stephens v. Cherokee Nation,
174 U.S. 445 (1899)................................................... 7
Tiger v. W. Inv. Co.,
221 U.S. 286 (1911)................................................... 8
United States v. Allen,
171 F. 907 (E.D. Okla. 1909) ............................ 11, 25
United States v. Celestine,
215 U.S. 278 (1909)................................................. 30
Washington v. Miller,
235 U.S. 422 (1914)................................................... 9
viii
Cases—Continued
Page(s)
White Mountain Apache Tribe v. Bracker,
448 U.S. 136 (1980)................................................. 19
Williams v. Lee,
358 U.S. 217 (1959)................................................. 24
Wilson v. United States,
111 P. 659 (Okla. Crim. App. 1910) ....................... 27
Woodward v. de Graffenried,
238 U.S. 284 (1915)........................................ 7, 8, 17
Statutes
18 U.S.C. § 1151 .................................................... 1, 23
18 U.S.C. § 1151(a) ........................................ 13–15, 18
18 U.S.C. § 1151(b) .............................................. 13, 14
18 U.S.C. § 1151(c) .............................................. 13, 14
18 U.S.C. § 1152 ........................................................ 18
18 U.S.C. § 1153 .................................................. 13, 18
18 U.S.C. § 1153(a) ............................................ 1, 2, 26
25 U.S.C. § 1302(a)(7) ............................................... 18
28 U.S.C. § 1254(1) ...................................................... 1
28 U.S.C. § 2254 ........................................................ 14
28 U.S.C. § 2254(d) .................................................... 31
Act of Mar. 1, 1889, ch. 333, 25 Stat. 783................... 6
Act of Mar. 3, 1893, ch. 209, 27 Stat. 612....... 7, 32, 33
Act of Mar. 1, 1895, ch. 145, 28 Stat. 693................... 6
Act of June 10, 1896, ch. 398, 29 Stat. 321 ................ 9
Act of July 1, 1902, ch. 1375, 32 Stat. 716 ............... 10
Act of Mar. 3, 1903, ch. 994, 32 Stat. 982................. 10
Act of Apr. 28, 1904, ch. 1824, 33 Stat. 573 ............. 26
Act of May 27, 1908, ch. 199, 35 Stat. 312. .............. 34
ix
Page(s)
Act of Apr. 10, 1926, ch. 115, 44 Stat. 239. .............. 34
Act of June 26, 1936, ch. 831, 49 Stat. 1967. ........... 29
Act of Aug. 4, 1947, ch. 458, 61 Stat. 731. ................ 34
Curtis Act,
ch. 517, 30 Stat. 495 (1898) ................................ 9, 10
Five Tribes Act,
ch. 1876, 34 Stat. 137 (1906) ...................... 11, 25, 33
General Allotment Act,
ch. 119, 24 Stat. 388 (1887) .................................... 30
Indian Child Welfare Act of 1978,
Pub. L. No. 95-608, 92 Stat. 3069 .......................... 20
Indian Department Appropriations Act,
ch. 3, 30 Stat. 62 (1897) ............................................ 9
Major Crimes Act,
ch. 341, 23 Stat. 362 (1885) .............................. 27, 28
Oklahoma Enabling Act,
ch. 3335, 34 Stat. 267 (1906) ...................... 11, 12, 26
Statutes—Continued
Treaties & Agreements
Convention between the Choctaws and Chickasaws,
Jan. 17, 1837, 7 Stat. 605......................................... 5
Convention with the Cherokees,
May 6, 1828, 7 Stat. 312 .......................................... 5
Convention with the Chickasaws,
May 24, 1834, 7 Stat. 450 ........................................ 5
Creek Allotment Agreement,
ch. 676, 31 Stat. 861 (1901) ..............................10, 33
Supplemental Allotment Agreement,
ch. 1323, 32 Stat. 500 (1902) ................................. 33
Treaty with the Choctaws,
Sept. 27, 1830, 7 Stat. 333 ....................................... 5
x
Treaties & Agreements—Continued
Page(s)
Treaty with the Creek Tribe of Indians,
Mar. 24, 1832, 7 Stat. 366 ........................................ 5
Treaty with the Creeks and Seminoles,
Aug. 7, 1856, 11 Stat. 699 ........................................ 5
Treaty with the Florida Tribes of Indians,
Sept. 18, 1823, 7 Stat. 224 ....................................... 4
Treaty with the Yankton Sioux,
Apr. 19, 1858, 11 Stat. 743 ....................................... 4
Books
Jeffrey Burton, Indian Territory and the
United States (1995) ................................................ 6
Kent Carter, The Dawes Commission and the
Allotment of the Five Civilized Tribes, 1893–
1914 (1999)........................................................ 4, 6, 8
Angie Debo, And Still the Waters Run (1940) ....... 5, 8
Gaston Litton, Creek Papers 1870–1930 (1937) ...... 11
Grant Foreman, Indian Removal: The Emigration of the Five Civilized Tribes (1972 ed.) .............. 4
Arrell Gibson, Oklahoma: A History of Five
Centuries (2d ed. 1981) ................................... 6, 7, 10
Roy Gittinger, The Formation of Oklahoma
(1939)............................................................... 7, 8, 10
Danney Goble, Progressive Oklahoma (1980) ........... 6
Luther B. Hill, A History of the State of
Oklahoma (1910) ............................................ 7, 9, 10
Other Authorities
31 Cong. Rec. 5593 (1898) .......................................... 9
Dep’t of Justice, Indian Country Criminal
Jurisdictional Chart (2017) ................................... 18
xi
Other Authorities—Continued
Page(s)
Census Bureau, The American Indian and
Alaska Native Population: 2010 (2012) .......... 16, 18
Census Bureau, Interactive Population Map .......... 18
Census Bureau, Population of Oklahoma and
Indian Territory (1907).......................................... 12
Census Bureau, QuickFacts: Tulsa city,
Oklahoma (2016) ................................................... 16
$FOTVT0GmDF Extra Census Bulletin: The Five
Civilized Tribes in Indian Territory (1894) ......... 5, 6
$FOTVT0GmDF Report on Indians Taxed and
Not Taxed (1894) .................................................... 30
Muscogee (Creek) Nation Const. ............................. 20
S. Rep. No. 54-12 (1895) ............................................. 8
S. Rep. No. 59-5013 (1907)...................................11, 25
Samantha Vicent, Shannon Kepler cites Creek
Nation citizenship, ‘Indian Country’ ruling in
asking for murder case to be tossed, Tulsa
World, Aug. 11, 2017 .........................................22, 23
OPINIONS BELOW
The opinion of the United States Court of Appeals for the Tenth Circuit is reported at 875 F.3d
896 (10th Cir. 2017). App. 1a. The district court’s
opinion is reported at Murphy v. Sirmons, 497 F.
Supp. 2d 1257 (E.D. Okla. 2007). App. 134a. The
opinion of the Oklahoma Court of Criminal Appeals
is reported at Murphy v. State, 124 P.3d 1198 (Okla.
Crim. App. 2005). App. 203a.
JURISDICTION
The United States Court of Appeals for the Tenth
Circuit entered judgment on August 8, 2017. The
court denied rehearing and issued an amended opinion on November 9, 2017. App. 1a. This Court has jurisdiction pursuant to 28 U.S.C. § 1254(1).
STATUTES INVOLVED
Section 1153(a) of Title 18, United States Code,
provides, in relevant part: “Any Indian who commits
against the person or property of another Indian or
other person any of the following offenses, namely,
murder … within the Indian country, shall be subject
to the same law and penalties as all other persons
committing any of the above offenses, within the exclusive jurisdiction of the United States.”
Section 1151 of Title 18, United States Code, provides, in relevant part: “[T]he term ‘Indian country’,
as used in this chapter, means (a) all land within the
limits of any Indian reservation under the jurisdiction of the United States Government, notwithstanding the issuance of any patent, and, including rightsof-way running through the reservation.”
1
2
STATEMENT
In a decision that strikes at the core of Oklahoma’s identity and sovereignty, the Tenth Circuit held
that the State lacks jurisdiction to prosecute a capital murder committed in eastern Oklahoma by a
member of the Creek Nation. The panel held that
Congress never disestablished the 1866 boundaries
of the Creek Nation, and all lands within those
boundaries are therefore “Indian country” subject to
exclusive federal jurisdiction under 18 U.S.C.
§ 1153(a) for serious crimes committed by or against
Indians. This holding has already placed a cloud of
doubt over thousands of existing criminal convictions
and pending prosecutions.
The former Creek Nation territory encompasses
3,079,095 acres and most of the City of Tulsa.
Whether an area this large and populous is an Indian reservation warrants certiorari. But there is
more. Litigants have invoked the decision below to
reincarnate the historical boundaries of all “Five Civilized Tribes”—the Creeks, Cherokees, Choctaws,
Chickasaws, and Seminoles. This combined area encompasses the entire eastern half of the State. The
decision thus threatens to effectively redraw the map
of Oklahoma.
Prisoners have begun seeking post-conviction relief in state, federal, and even tribal court, contending that their convictions are void ab initio. Civil litigants are using the decision to expand tribal jurisdiction over non-members. All of this creates intolerable
uncertainty for over 1.8 million Oklahomans who
may now live on an Indian reservation, with all the
civil, criminal, and regulatory consequences that
DPVMEnPXGSPNUIBUEFUFSNJOBUJPO
3
Chief Judge Tymkovich stated below that “this
challenging and interesting case makes a good candidate for Supreme Court review” and that “this may
be the rare case where the Supreme Court wishes” to
revisit the governing standard for the disestablishment of Indian reservations. App. 232a. The United
States joined Oklahoma’s petition for rehearing en
banc, both because the “panel erred, and because this
JTBDBTFPGFYDFQUJPOBMJNQPSUBODFwXJUIiTJHOJmDBOU
and wide-ranging implications for law enforcement.”
64#SJO4VQQPG3FIHBUo mMFE0DU
The Tenth Circuit believed that this Court’s
precedents foreclosed the court from fully accounting
for Oklahoma’s unique history. As Chief Judge Tymkovich observed, “the square peg” of this Court’s Indian reservation decisions “is ill suited for the round
hole of Oklahoma statehood.” App. 232a. But Oklahoma’s history is dispositive here. Oklahoma was
formed by the merger of Oklahoma Territory to the
west and Indian Territory to the east. The latter encompassed the land of all Five Tribes, which covered
the eastern half of present-day Oklahoma. To prepare the Indian Territory for statehood, Congress
systematically dismantled tribal governments and
their communal ownership of lands. The birth of our
forty-sixth State marked the culmination of a twodecade legislative campaign to dissolve the Five
Tribes’ communal territories.
If not corrected, the decision below could result in
the largest abrogation of state sovereignty by a federal court in American history. It has been universally understood since statehood that the historical
boundaries of the Five Tribes’ territories are not reservations. Since its founding, the State has prosecuted offenses committed by or against Indians on lands
within the former Indian Territory. Meanwhile, nei-
4
ther the federal government nor the tribes have
prosecuted such crimes under the theory that the
land is an Indian reservation. Because the decision
below casts that century of precedent aside and has
already unleashed a torrent of litigation and confusion, this Court’s immediate attention is warranted.
A. Historical background
The Creek, Cherokee, Choctaw, Chickasaw, and
Seminole Nations form their own unique chapter in
American history. “These tribes were collectively
known almost universally as the Five Civilized
Tribes because many of them had adopted so many
elements of white culture that reformers often pointed to them as models for what assimilation could accomplish.” Kent Carter, The Dawes Commission and
the Allotment of the Five Civilized Tribes, 1893–1914,
at 1 (1999).
The Five Tribes once inhabited land stretching
across what is now Georgia, most of Alabama, and
the Florida panhandle. In the 1830s, the United
States forced the Five Tribes to abandon their homes
and migrate west to the designated “Indian Territory” in present-day Oklahoma. Grant Foreman, Indian Removal: The Emigration of the Five Civilized
Tribes (1972 ed.). Unlike other tribes, for whom the
United States set aside federal lands as reservations
where the Indians would live under federal patronage, see, e.g., Treaty with the Florida Tribes of Indians, Sept. 18, 1823, 7 Stat. 224; Treaty with the
Yankton Sioux, Apr. 19, 1858, 11 Stat. 743, the Five
Tribes received patents for land in fee simple. The
United States promised the Five Tribes that as long
as they occupied their lands, they would never be
subject to the laws of any State or Territory, and
their land would never be made part of any State or
5
Territory. Treaty with the Creek Tribe of Indians art.
XIV, Mar. 24, 1832, 7 Stat. 366, 368.1
After the Civil War, in response to the tribe’s alliance with the Confederacy, the United States forced
the Creek Nation to cede the entire western half of
its land. The United States obtained similar cessions
from the other four tribes. Parts of those lands were
used for settlement of other tribes, but the rest—
which became Oklahoma Territory—was eventually
opened to non-Indian settlement beginning with the
historic land run of 1889. Angie Debo, And Still the
Waters Run 6 (1940). The remainder of the Five
Tribes’ land maintained its status as Indian
Territory.
Congressional promises of perpetual independence and seclusion could not withstand the relentless
tide of western settlement. Railroads, burgeoning
coal and cattle industries, and the settlement of the
Western frontier facilitated migration of non-Indians
onto tribal lands. Non-Indians could not legally own
land in the Five Tribes’ territories, since communal
title to that land was vested in the tribes, and even
Indians enjoyed only rights of use or occupation. See
Barnett v. Way, 119 P. 418, 419 (Okla. 1911). But that
did not stop the encroachment. Within two generations after their arrival west of the Mississippi, Indians were a slim majority of the population in Creek
territory, and just 28% of the entire population of the
UFSSJUPSZ PG UIF 'JWF 5SJCFT $FOTVT 0GmDF Extra
1
Convention with the Cherokees pmbl., May 6, 1828, 7 Stat.
312; Convention with the Chickasaws art. II, May 24, 1834, 7
Stat. 450; Convention between the Choctaws and Chickasaws
art. I, Jan. 17, 1837, 7 Stat. 605; Treaty with the Choctaws art.
IV, Sept. 27, 1830, 7 Stat. 333; Treaty with the Creeks and
Seminoles arts. I, IV, Aug. 7, 1856, 11 Stat. 699, 700.
6
Census Bulletin: The Five Civilized Tribes in Indian
Territory 4 (1894).
The tribal governments were ill-equipped to govern the rapidly increasing non-Indian population.
Rampant disorder and lawlessness reigned. In the
Creek Nation, Indians were subject to harsh laws
and penalties under the tribal code, see Arrell Gibson, Oklahoma: A History of Five Centuries 137 (2d
ed. 1981), but non-Indians lived beyond the reach of
tribal courts. Federal district courts in neighboring
Arkansas (and later in Kansas and Texas) had criminal jurisdiction over cases involving U.S. citizens
arising in Indian Territory. See Jeffrey Burton, Indian Territory and the United States 71 (1995). But
given the distance, “only the most depraved—and
least fortunate—of bandits were hauled before … the
Fort Smith bench of ‘Hanging Judge’ Isaac Parker.”
Danney Goble, Progressive Oklahoma 71 (1980). Violent crime went largely unpunished, and business
agreements were effectively unenforceable. Id. Congress responded by creating federal territorial courts
in Indian Territory and extending Arkansas law to
govern non-Indians in the Territory. Act of Mar. 1,
1889, ch. 333, § 1, 25 Stat. 783; Act of Mar. 1, 1895,
ch. 145, § 4, 28 Stat. 693, 696.
The increasing assertion of federal authority in
Indian Territory signaled Congress’s broader repudiation of the policy of seclusion in favor of assimilation and eventual statehood for the Indian Territory.
Proposals to convert the area—an enclave of mineralrich, untilled land with a booming non-Indian popuMBUJPOJOUP POF PS NPSF 4UBUFT IBE CFFO nPBUFE JO
Congress every year since 1870. Carter, supra, at 2.
But because Congress had promised the Five Tribes
communal land ownership and autonomous governments according to their territorial boundaries, erad-
7
icating these foundations was a prerequisite for the
incorporation of Indian Territory into a new State.
Gibson, supra, at 193–94; see also Luther B. Hill, A
History of the State of Oklahoma 337–45 (1910).
The “steady drift across the [Missouri] border for
many years, and the presence among the Indians of
hundreds of thousands of persons who were outlandFSTVOEFSUIFJSPXOnBHmOBMMZNBEFJUOFDFTTBSZUP
abolish the tribal organization.” Roy Gittinger, The
Formation of Oklahoma 211 (1939); see also Marlin v.
Lewallen 64 i$POHSFTT mOBMMZ
assumed complete control over [the Creek Nation]
and undertook to terminate their government and
distribute the tribal lands among the individuals.”
McDougal v. McKay, 237 U.S. 372, 381 (1915).
With the goal of statehood in mind, Congress
proceeded to dissolve the Five Tribes’ communal land
tenure and to end self-rule. In 1893, Congress appointed a three-person commission, led by Senator
Henry Dawes, to “enter into negotiations with the
[Five Tribes] for the purpose of the extinguishment of
the national or tribal title to any lands within that
Territory now held by any and all of such nations or
tribes,” whether by cession, allotment, or some other
method, “to enable the ultimate creation of a State or
States of the Union which shall embrace the lands
within said India[n] Territory.” Act of Mar. 3, 1893,
ch. 209, § 16, 27 Stat. 612, 645; see also Jefferson v.
Fink, 247 U.S. 288, 291 (1918); McDougal, 237 U.S. at
380–81; Woodward v. de Graffenried, 238 U.S. 284,
295 (1915); Stephens v. Cherokee Nation, 174 U.S.
445, 446 (1899).
Concomitant with the creation of a new State
was “the dissolution of the Five Civilized Tribes.” Gittinger, supra, at 236. Congress established the Com-
8
mission “in pursuance of a policy which looked to the
mOBMEJTTPMVUJPOPGUIFUSJCBMHPWFSONFOUwTiger v. W.
Inv. Co., 221 U.S. 286, 300 (1911); Marlin, 276 U.S. at
61 (same). As the Secretary of the Interior impressed
upon the Commission, “success in your negotiations
will mean the total abolition of the tribal autonomy
of the Five Civilized Tribes and the wiping out of the
quasi-independent governments within our territorial limits. It means, also, ultimately, … the admission
of another state or states in the Union.” Carter, supra, at 3 (quoting letter from Secretary Hoke Smith
to Henry Dawes).
Negotiations failed, and “when the tribal governments refused to cooperate in their own demise,”
Congress used its legislative power to force the completion of the Commission’s work. Id. at ix. In annual
congressional reports, the Dawes Commission painted a bleak picture of Indian Territory plagued by corruption, misrule, and crime. In 1895, the Commission
wrote: “It is … the imperative duty of Congress to assume at once the political control of the Indian Territory.” S. Rep. No. 54-12, at 20. The Commission considered the Five Tribes’ “so-called governments …
wholly corrupt, irresponsible, and unworthy to be
longer trusted” to govern. Id. at 19; see Woodward,
238 U.S. at 296–98; Heckman v. United States, 224
U.S. 413, 434–35 (1912).
Motivated by a desire to break up the tribes’
communal land tenure and in response to the disorder it perceived in Indian Territory, see Debo, supra,
at 24–25, the Commission recommended the establishment of a territorial government and the extension of U.S. jurisdiction over all matters relating to
the use and occupation of tribal lands, S. Rep. No. 5412, at 20. Congress thereafter authorized the Commission to survey Indian Territory and enroll tribal
9
members in preparation for allotment, with or without tribal consent. Act of June 10, 1896, ch. 398, § 1,
29 Stat. 321, 339, 343. Congress extended the authority of the federal courts, while steadily diminishing
the tribal courts and tribal laws. Hill, supra, at 318.
In a concerted campaign to abolish race-based jurisdictional distinctions in Indian Territory, Congress in
1897 rendered tribal courts obsolete by conferring
exclusive jurisdiction on federal courts to try all civil
and criminal cases, and by subjecting all people in
Indian Territory “irrespective of race” to Arkansas
and federal law. Indian Department Appropriations
Act, ch. 3, § 1, 30 Stat. 62, 83 (1897); Marlin, 276 U.S.
at 61–62; Washington v. Miller, 235 U.S. 422, 424–25
(1914).
In 1898, Congress passed the Curtis Act, ch. 517,
30 Stat. 495, “to complete the destruction of the tribal governments.” Carter, supra, at 34. To that end,
Congress abolished tribal courts, § 28, 30 Stat. at
504–05, and banned federal courts from enforcing
tribal law, § 26, 30 Stat. at 504. Senator William
Bate—one of few dissenting voices to the Act’s passage—called the Curtis Act the “consummation” of
the United States’ abrogation of its treaties with the
Five Tribes. The Act “sweeps all the laws of the Indians away, all their courts of justice, all their juries,
BMM UIFJS MPDBM PGmDFST BOE BMM UIF SJHIUT UIFZ IBWF
under the treaties which they have been given and
guaranteed by the Government of the United States.
… [W]e go along and encroach upon them inch by
inch, Congress after Congress, until at last you have
got to the main redoubt, and here it is destroyed.” 31
Cong. Rec. 5593 (1898).
The Curtis Act also directed the Dawes Commission to allot the Five Tribes’ land following tribal enrollment. § 11, 30 Stat. at 497. The Seminoles, Choc-
10
taws, and Chickasaws had already reached allotment
agreements with the United States, and the Creeks
and Cherokees quickly capitulated. The Creek Allotment Agreement, ch. 676, 31 Stat. 861 (1901), provided “for a permanent enrollment of the members of
the tribe, for appraising most of the lands and allotting them in severalty with appropriate regard to
their value, for using the tribal funds in equalizing
allotments, for distributing what remained, for issuing deeds transferring the title to the allotted lands
to the several allottees, and for ultimately terminating the tribal relation.” Sizemore v. Brady, 235 U.S.
441, 447 (1914); accord Marlin, 276 U.S. at 63. Congress provided that each of the Five Tribes’ governments would terminate by March 4, 1906. Creek Allotment Agreement § 46, 31 Stat. at 872; Curtis Act
§ 29, 30 Stat. at 512 (Choctaw and Chickasaw); Act of
July 1, 1902, ch. 1375, § 63, 32 Stat. 716, 725 (Cherokee); Act of Mar. 3, 1903, ch. 994, § 8, 32 Stat. 982,
1008 (Seminole).
All told, the Dawes Commission considered
300,000 claims to tribal membership, enrolled more
than 100,000 tribal members, and allotted
15,794,400 acres of land in Indian Territory—an area
twice the size of Maryland. Gibson, supra, at 195.
5IJT iXBT B WBTU BOE EJGmDVMU VOEFSUBLJOH BOE OP
previous disposition of either lands or tribes afforded
precedents for guidance.” Hill, supra, at 323. By this
time, tribal governments “were little more than consulting agents in the management of the business of
the tribes.” Gittinger, supra, at 233. The Five Tribes
iIBEDFBTFEUPFYJTUFYDFQUBTmOBODJBMDPSQPSBUJPOT w
id. at 234, whose assets were being liquidated and affairs wound up.
In April 1906, Congress passed the Five Tribes
"DU QSPWJEJOHGPSiUIFmOBMEJTQPTJUJPOPGUIFBGGBJST
11
of the Five Civilized Tribes in the Indian Territory.”
Ch. 1876, 34 Stat. 137. Congress closed the tribal
rolls, abolished tribal taxes, ended the tribes’ control
of tribal schools, and directed the Secretary of the Interior to seize and sell all tribal buildings and furniture. Unallotted lands were to be sold by the government, with the proceeds applied to the Tribe’s
debts and any remainder paid out per capita to individual tribal members. §§ 16–17, 34 Stat. at 143–44.
Congress extended tribal governments, but with severe limitations on their operations and authority.
§ 28, 34 Stat. at 148.
As the governor of the Choctaw Nation put it in
November 1906, the tribal government was “only a
shell of a government, it is hardly anything. … I do
not feel any longer that I act as chief, that I have any
authority. … Now, the only authority that I have is to
sign deeds.” S. Rep. No. 59-5013, pt. 1, at 886 (1907).
In his 1908 address to the Creek National Council,
Chief Moty Tiger said, “the affairs of the Creek are so
nearly closed up, insofar as any notion of the tribal
authorities will affect the same, that there is but little I can call to your attention.” Gaston Litton, Creek
Papers 1870–1930, at 401 (1937), https://goo.gl/
Jm17L6. One federal judge similarly commented
that tribal governments were “a continuance of the
tribe in mere legal effect, just as in many states corporations are continued as legal entities after they
have ceased to do business, and are practically dissolved, for the purpose of winding up their affairs.”
United States v. Allen, 171 F. 907, 921 (E.D. Okla.
1909).
Two months after passing the Five Tribes Act,
Congress enacted the Oklahoma Enabling Act, authorizing the creation of the State through the merger of Indian and Oklahoma Territories. Ch. 3335, 34
12
Stat. 267 (1906). Congress directed the transfer of all
cases arising under federal law, pending in territorial courts in Indian and Oklahoma Territory at the
time of statehood, to the newly created U.S. district
courts for the Western and Eastern Districts of Oklahoma. § 16, 34 Stat. at 276. All other cases were
transferred to state court. § 20, 34 Stat. at 277. Congress also extended the laws of Oklahoma Territory
to Indian Territory (supplanting Arkansas law), until
the new Oklahoma legislature provided otherwise.
§ 13, 34 Stat. at 275.
The stage was thus set for Oklahoma’s accession
to statehood. When President Theodore Roosevelt
signed a proclamation admitting Oklahoma to the
Union on November 16, 1907, Indians constituted
just 5% of the population of the new State. Census
Bureau, Population of Oklahoma and Indian Territory 8 (1907). From Oklahoma’s entrance to the Union
to the present day, the State has exercised criminal
jurisdiction over all of its citizens, Indians and nonIndians alike, on the understanding that the former
Indian Territory is not a reservation. Conversely, neither federal nor tribal prosecutors have treated the
former Indian Territory as a reservation.
B. Factual background and proceedings below
1. On August 28, 1999, Patrick Murphy mutilated and murdered his girlfriend’s former lover, a man
named George Jacobs. Both men are members of the
Creek Nation. The crime began when Mr. Murphy
used his vehicle to force Mr. Jacobs’ car off the road
late at night in a rural area of Henryetta, Oklahoma.
Mr. Murphy and two accomplices pulled Mr. Jacobs
out of the car and began to beat him. Over the course
PGmWFNJOVUFT .S.VSQIZBOEIJTBDDPNQMJDFTTFW
ered Mr. Jacobs’ genitals with a folding knife and
13
stuffed them into Mr. Jacobs’ mouth, pulled Mr. Jacobs into a roadside ditch, slashed his throat and
chest, and “tried to stomp on [his] head like a pancake.” App. 140a. They left Mr. Jacobs to die beside
the deserted road. Mr. Murphy then instructed his
accomplices to drive to a nearby home to kill Mr. Jacobs’ son, George Jr. Someone in the house intervened, saving George Jr.’s life. Later that evening,
Mr. Murphy confessed to both his girlfriend and his
cousin. Id. Mr. Murphy was convicted in state court
GPSmSTUEFHSFFNVSEFSBOETFOUFODFEUPEFBUI"QQ
B )JT DPOWJDUJPO BOE TFOUFODF XFSF BGmSNFE PO
appeal. Id.
2. In his second application for state postconviction relief, in 2004, Mr. Murphy argued that
Oklahoma courts lacked jurisdiction to convict him
because he is an Indian and, he alleged, he committed his crime within the boundaries of the Creek reservation and thus could only be tried in federal court
under the Major Crimes Act. That Act gives federal
courts exclusive jurisdiction over certain crimes in
i*OEJBO $PVOUSZ w 64$ f BOE EFmOFTi*O
dian Country” to include an “Indian reservation,” id.
§ 1151(a). The state court concluded that Oklahoma’s
jurisdiction was proper. The Oklahoma Court of
Criminal Appeals agreed and denied post-conviction
SFMJFG mOEJOH OP BVUIPSJUZ UP TVQQPSU .S .VSQIZT
theory that the 1866 boundaries of the Creek territory remained intact as a “reservation.” See App. 222a–
224a.2
2
The state courts also rejected Mr. Murphy’s claim that the
crime occurred in Indian Country under §§ 1151(b) and (c),
which pertain to “dependent Indian communities” and “Indian
allotments.” App. 215a–222a, 224a–225a.
14
Mr. Murphy petitioned for a writ of certiorari on
the question whether his crime was committed within Indian Country. Murphy v. Oklahoma, No. 0510787. In response to this Court’s invitation, the
6OJUFE 4UBUFT mMFE B CSJFG FYQSFTTJOH UIF WJFX UIBU
Congress has extinguished the historic boundaries of
the Creek Nation. U.S. Br. at 15–20, 2007 WL
1319320. This Court denied certiorari. 551 U.S. 1102
(2007).
3. On federal habeas review under 28 U.S.C.
§ 2254, Mr. Murphy asserted that the Oklahoma
Court of Criminal Appeals had misapplied federal
law on the question whether he committed the crime
in Indian Country. The district court held that the
state court’s decision rejecting Mr. Murphy’s jurisdictional challenge was neither contrary to nor an unreasonable application of clearly established federal
law and denied federal habeas relief. App. 184a–
195a.
4. The Tenth Circuit reversed. The court held
that federal law clearly established that Mr. Murphy’s crime occurred in Indian Country under
18 U.S.C. § 1151(a), because Congress never disestablished the 1866 boundaries of the Creek territory,
which encompassed the land where the murder occurred. App. 132a–133a. The panel applied the threepart framework set forth in Solem v. Bartlett, 465
U.S. 463 (1984), which looks to statutory text, surrounding circumstances, and subsequent history. In
an extended analysis of the main statutes at issue,
App. 78a–102a, the Tenth Circuit concluded that the
4UBUFT BSHVNFOU GBJMFE BU UIF mSTU TUFQ CFDBVTF OP
text “expressly” disestablished or diminished the
boundaries of the Creek Nation. App. 96a. The court
further concluded that the contemporaneous and
subsequent history did not “unequivocally reveal”
15
congressional intent to erase the historical boundaries of the Creek territory. App. 107a, 119a (quoting
Nebraska v. Parker, 136 S. Ct. 1072, 1080 (2016)).3
The Tenth Circuit denied rehearing on November
9, 2017. Chief Judge Tymkovich concurred separately
to urge “further attention by the Supreme Court.”
App. 230a. The panel stayed issuance of the mandate
to permit Oklahoma to seek this Court’s review. App.
233a.
REASONS THE PETITION SHOULD BE GRANTED
I.
The question presented is critically important
The question of whether the historical boundaries of the Creek Nation, or the Five Tribes more
generally, constitute Indian Country under 18 U.S.C.
f B IBT FOPSNPVT SBNJmDBUJPOT GPS UIF 4UBUF
the federal government, the Five Tribes, and over
1.8 million Oklahoma residents. Since the birth of
the State, the universal understanding has been that
the former Indian Territory, i.e., the eastern half of
the State, is not reservation land. The Tenth Circuit
upended that understanding in one fell swoop, creating massive disruption. This Court’s review is urgently needed to restore stability and certainty regarding the State’s ability to govern its citizens.
A. The affected area is massive
Whether an Indian reservation exists raises “issues of importance pertaining to this country’s relationship to its Indian wards.” Seymour v. Superintendent of Wash. State Penitentiary, 368 U.S. 351, 353–
3
In his appeal, Mr. Murphy also argued that the crime occurred
on an Indian allotment. Because the Tenth Circuit held that the
crime occurred on an Indian reservation, the panel did not address Mr. Murphy’s allotment argument. App. 15a.
16
54 (1962). This Court thus routinely grants review to
address that question, even absent any apparent
DPOnJDUBNPOHUIFMPXFSDPVSUTE.g., id.; Parker, 136
S. Ct. 1072; Rosebud Sioux Tribe v. Kneip, 430 U.S.
584, 585 (1977); Mattz v. Arnett, 412 U.S. 481, 485
(1973).
5IF JNQPSUBODF PG UIBU JTTVF JT NBHOJmFE FYQP
nentially here. The sheer size of the territory sets
this case apart from any prior disestablishment dispute in our country’s history. The 1866 boundaries of
the Creek Nation alone encompass over 4,600 square
miles of land populated by more than 750,000 people,
as shown below:
The 1866 boundaries also include most of Tulsa,
the State’s second largest city and home to more
than 403,000 Oklahomans. Census Bureau, QuickFacts: Tulsa city, Oklahoma (2016), https://goo.gl/
2jK19d. A reconstituted Creek territory would be by
far the largest Indian reservation by population in
the United States. For comparison, the largest reservation is currently the Navajo Nation, with a total
population of 174,000, only 4,300 of whom are nonnative. Census Bureau, The American Indian and
Alaska Native Population: 2010, at 14 & tbl.6 (2012),
https://goo.gl/Nw37yg.
17
Moreover, the decision below could extend to the
other tribes whose lands collectively constituted Indian Territory. “The history of the removal of the
Muskogee or Creek Nation from their original homes
to land purchased and set apart for them … in the
territory west of the Mississippi river does not differ
greatly from that of the others of the Five Civilized
Tribes.” Woodward, 238 U.S. at 293. The Five Tribes
confronted the same issues that culminated in the allotment of their lands, the dissolution of their governments, and the merger of all their former territory with Oklahoma Territory to form Oklahoma. Id. at
293–96. Thus, although details vary from tribe to
tribe, the Five Tribes share an overlapping statutory
IJTUPSZ UIBU SFnFDUT $POHSFTTT EFMJCFSBUF FYUJO
guishment of their territorial sovereignty during the
period leading up to Oklahoma statehood.
The land constituting the Five Tribes in the former Indian Territory covers nearly half the State in
terms of area and population:
The 1866 boundaries of the Five Tribes include
29,965 square miles, about 43% of Oklahoma’s land
mass. The current population of this region is over
1.8 million—roughly 48% of Oklahoma’s population.
18
See Census Bureau, Interactive Population Map,
https://goo.gl/YF8sb8.
B. The question presented implicates fundamental questions of sovereignty
Whether this vast expanse of land is now Indian
Country under 18 U.S.C. § 1151(a) strikes at the
heart of Oklahoma’s sovereignty.
1. The implications for criminal jurisdiction—the
context of this case—are staggering. States lack
criminal enforcement jurisdiction over offenses in
Indian Country if either the defendant or victim is
an Indian, regardless whether the Indian is an enrolled member of the tribe whose land is at issue. Solem, 465 U.S. at 463 n.2; Dep’t of Justice, Indian
Country Criminal Jurisdictional Chart (2017),
https://goo.gl/uXKgQT. The federal government has
exclusive criminal jurisdiction in such cases, aside
from certain minor offenses subject to tribal court jurisdiction when both defendant and victim are Indians. 18 U.S.C. §§ 1152–53; 25 U.S.C. § 1302(a)(7). For
over a century, Oklahoma has prosecuted offenses
committed by or against Indians on the understanding that no reservations exist in the former Indian
Territory. That will change overnight if this Court
does not grant review.
Approximately 9% of Tulsa residents self-identify
as Native American. That percentage is the highest
of any large city in the United States other than
Anchorage, Alaska. Census Bureau, American Indian, supra, at 12. Losing jurisdiction over crimes
committed by or against Native Americans throughout a large and populous part of the State would innJDUBOFOPSNPVTCMPXUPUIF4UBUFTQPXFSUPQSPTF
cute within its own borders. That result would impose a corresponding burden on federal authorities
19
and courts. In urging rehearing below, the United
States estimated that the Tenth Circuit’s decision
could require federal authorities to investigate and
prosecute hundreds (if not more than a thousand) of
new cases each year within the boundaries of the
Creek Nation alone—amounting to a tenfold increase
in the caseload in the Northern and Eastern
Districts of Oklahoma. U.S. Br. in Supp. of Reh’g, supra, at 2. These new responsibilities would overwhelm current federal resources in the region. Id.
(noting that the FBI has the equivalent of just seven
agents for all of eastern Oklahoma).
i"MUIPVHI <UIF> EFmOJUJPO <PG *OEJBO $PVOUSZ>
by its terms relates only to federal criminal jurisdiction,” this Court has recognized “that it also generally applies to questions of civil jurisdiction.” Alaska v.
Native Vill. of Venetie Tribal Gov’t, 522 U.S. 520, 527
(1998). Absent this Court’s review, the decision below
will open up a Pandora’s Box of questions regarding
the State’s regulatory power. For example, the State
has limited power to tax tribal members on reservations. See Okla. Tax Comm’n v. Sac & Fox Nation,
508 U.S. 114, 126 (1993). Reservation status also
calls into question the State’s ability to regulate nonIndians in areas ranging from taxation to natural resources. See White Mountain Apache Tribe v. Bracker,
448 U.S. 136, 142–43 (1980) (balancing test for State
regulatory jurisdiction over non-Indians on reservations). Likewise, regulatory jurisdiction under major
federal environmental statutes could shift from the
State to the U.S. Environmental Protection Agency,
absent EPA approval to delegate such responsibilities to the State. See Okla. Dep’t of Envtl. Quality v.
Envtl. Prot. Agency, 740 F.3d 185, 190–91, 194 (D.C.
Cir. 2014) (Clean Air Act).
20
Moreover, affected residents and businesses
would suddenly discover that their legal rights were
radically altered overnight because they now reside
on a reservation. Cf. Santa Clara Pueblo v. Martinez,
436 U.S. 49, 56 (1978). For instance, they would
potentially be subject to tribal regulatory jurisdiction
for matters ranging from taxation and tribal liquor
ordinances, e.g., Parker, 136 S. Ct. 1072; Rice v.
Rehner, 463 U.S. 713 (1983), to land-use, zoning, and
employment codes, see Montana v. United States, 450
U.S. 544, 565–66 (1981). Non-members could be subject to tribal-court jurisdiction in civil cases involving
tribal members and may have to exhaust jurisdictional challenges in tribal court before litigating in
federal court. Iowa Mut. Ins. Co. v. LaPlante, 480 U.S.
9, 16–19 (1987); Dolgencorp, Inc. v. Miss. Band of
Choctaw Indians, 746 F.3d 167, 171–77 (5th Cir.),
aff’d by an equally divided court sub nom. Dollar
Gen. Corp. v. Miss. Band of Choctaw Indians, 136 S.
Ct. 2159 (2016) (extent to which tribal courts have
jurisdiction to adjudicate tort claims against nonmembers).
Indeed, some federal statutes vest tribal courts
with exclusive jurisdiction over disputes arising within a reservation, despite the presence of non-Indian
parties. See, e.g., Indian Child Welfare Act of 1978,
Pub. L. No. 95-608, § 101(a), 92 Stat. 3069, 3071. And
while non-Indians will be subject to tribal jurisdiction, they have no role in shaping tribal laws that
could apply to them. Non-members may not vote in
tribal elections, and only Creek citizens with at least
POFRVBSUFS CMPPE RVBOUVN NBZ IPME PGmDF .VT
cogee (Creek) Nation Const. art. III, § 4; id. art. IV.
21
C. The decision below is creating enormous
disruption and uncertainty
1. The Tenth Circuit’s decision has already triggered a wave of litigation, including dozens of collateral challenges to existing convictions. To date, criminal defendants have invoked the decision, in at least
46 cases in both Oklahoma state and federal courts,
arguing that their crimes occurred on a reservation
and thus fall outside state jurisdiction. See, e.g.,
Wade v. Martin, No. WH-17-12 (Beckham Cty., Okla.)
(Choctaw member claiming two 1986 murders occurred on Creek reservation); Sims v. State, No. F-17635 (Okla. Crim. App.) (claiming victim was a member of Creek Nation); In re Brown, No. 17-7078 (10th
Cir.) (claiming victim may have been a member of
Cherokee Nation).
Although the State will resist any attempts to
overturn valid convictions, the Tenth Circuit’s decision raises the specter that hundreds or thousands of
state convictions involving tribal members in the
eastern half of Oklahoma will be subject to collateral
attack. If any convictions are vacated, federal prosecutors must decide whether to retry those cases,
many of which are decades old. Because older convictions typically include the most heinous crimes, violent criminals that the federal government is either
unwilling or unable to retry may be released into the
public. Inmates have even taken the unprecedented
step of suing Oklahoma in tribal court. For instance,
B$IFSPLFFNFNCFSDPOWJDUFEJOGPSmSTUEFHSFF
murder has sought a declaratory judgment in tribal
court that the Cherokee reservation boundaries have
not been diminished and that his conviction was void
ab initio. Mitchell v. Hunter, No. CV-17-680 (Cherokee Nation Dist. Ct.). Although that challenge was
22
ultimately unsuccessful, such litigation will only
multiply absent this Court’s review.
2. This Court’s review also is urgently needed to
remove the jurisdictional cloud over current criminal
prosecutions—i.e. UIPTF UIBU IBWF ZFU UP CFDPNF m
nal—as well as over any crimes that occur in the
future. The decision below has inspired numerous defendants in ongoing state-court trials or directappeal proceedings to claim that either the defendant or the victim was a tribal member and that the
crime occurred on a reservation of the Five Tribes.
For example, a Choctaw tribe member under
indictment for murder in the drowning death of his
two-year-old daughter has cited the decision below,
claiming the crime occurred on the Choctaw
reservation and thus requesting transfer to federal
court. State v. Sizemore, CF-16-593 (Pittsburg Cty.,
Okla.). Many similar examples exist.4
Perhaps as a sign of things to come, days after
the Tenth Circuit issued its decision, one defendant—
B GPSNFS QPMJDF PGmDFS DIBSHFE XJUI LJMMJOH IJT
EBVHIUFST CPZGSJFOEPCUBJOFE JEFOUJmDBUJPO EPDV
ments from the Creek Nation, claiming to be 1/128th
Creek, and argued to the Oklahoma state court that
the crime occurred on the Creek reservation. See
State v. Kepler, CF-14-3952 (Tulsa Cty., Okla.); Samantha Vicent, Shannon Kepler cites Creek Nation
citizenship, ‘Indian Country’ ruling in asking for
4
See, e.g., State v. Martin, CF-16-782A (Carter Cty., Okla.)
(Choctaw member claiming manslaughter occurred on Chickasaw reservation); State v. Shriver, CF-15-395 (Rogers Cty.,
Okla.) (Cherokee defendant claiming crimes, including second
degree murder, occurred on Cherokee reservation); State v.
Mize, CF-17-3891 (Tulsa Cty., Okla.) (Indian defendant
claiming manslaughter occurred on Creek reservation).
23
murder case to be tossed, Tulsa World, Aug. 11, 2017,
https://goo.gl/F2zwSn. He was recently convicted and
TFOUFODFE UP ZFBST JO QSJTPO CVU IBT mMFE IJT OP
tice of appeal. The jurisdictional uncertainty clouding this and similar cases cries out for this Court’s
review.
3. The disruption also extends into the civil arena. The Cherokee Nation has cited the decision below to assert tribal-court jurisdiction over a dispute
involving pharmaceutical companies on the theory
that the borders of the Cherokee Nation were never
disestablished. Suppl. Mem., McKesson Corp. v.
Hembree, No. 17-cv-323 (N.D. Okla. Aug. 16, 2017);
id., 2018 WL 340042 (N.D. Okla. Jan. 9, 2018) (enjoining tribal-court proceedings). And the Comanche
Nation has sued the federal government in an attempt to undo the acquisition of land into trust for
the Chickasaw Nation, alleging, based on Murphy,
that the Chickasaw’s territorial borders were never
disestablished. Comanche Nation of Oklahoma v.
Zinke, No. 17-cv-887 (W.D. Okla.). Absent this Court’s
intervention, the decision below will impose intolerable and destabilizing uncertainty throughout half the
State.
II. The decision below is wrong
Oklahoma’s accession to statehood in 1907
marked the culmination of Congress’s elimination of
the boundaries of the Five Tribes’ territories. Congress did not retain, in the form of “Indian Country”
under Section 1151, a replica of the Indian Territory
that Congress spent the prior twenty years dismantling. The notion that the tribes had sovereignty that
could oust the State of jurisdiction over its citizens,
or that the federal government bore responsibility to
prosecute Indians living in former Indian Territory,
24
would have been anathema to the Congress that enabled Oklahoma to join the Union.
In reaching a contrary result as to the Creek Nation, the Tenth Circuit held that, under the threepart test set forth in Solem, 465 U.S. 463, Congress
never disestablished the tribe’s external borders.
App. 132a–133a. But Solem addressed individual
surplus land acts, and its application makes little
sense here. The creation of Oklahoma on equal footing with other States stripped the external boundaries of Oklahoma’s two constituent territories—as
well as the internal tribal boundaries in Indian TerSJUPSZPG BOZ KVSJTEJDUJPOBM TJHOJmDBODF JODMVEJOH
criminal jurisdiction.
Oklahoma was not required to prove disestablishment by pointing to talismanic statutory language or a magic date. The Five Tribes’ political existence was founded on treaty promises guaranteeing
independent, sovereign governments and the right to
occupy land patented to them in fee simple as long as
the tribes existed. To convert the Indian Territory to
a new State, Congress supplanted the Five Tribes’
communal land tenure, dismantled all material vestiges of tribal governments, and ensured that the
State would thereafter prosecute its citizens regardless of race. Nothing more was needed. By statehood,
tribal boundaries were a historical artifact.
A. Congress dismantled Indian Territory and
tribal boundaries to create Oklahoma
*OEJBO SFTFSWBUJPOT BSF EFmOFE CZ iUIF SJHIU PG
reservation Indians to make their own laws and be
ruled by them,” Williams v. Lee, 358 U.S. 217, 220
(1959), and by tribal “ability to exercise … sovereign
functions” within reservation borders, Ramah Navajo
Sch. Bd., Inc. v. Bureau of Revenue of N.M., 458 U.S.
25
832, 837 (1982). This case fails that standard by a
long shot. The Five Tribes had lost all indicia of territorial sovereignty by 1907. Congress had stripped the
tribal governments of their most basic executive, legislative, and judicial functions in order to bestow
those powers upon the new State.
Beginning in 1893, Congress engaged in an extensive and systematic legislative campaign to abolish tribal courts, eliminate tribal law, and dissolve
tribal government—all to pave the way for Oklahoma’s entry to the Union. Congress authorized the Interior Secretary to remove the principal chiefs of the
Five Tribes and to appoint their successors, prohibited tribal governments from congregating more than
30 days per year, and barred them from enacting legislation or entering into contracts involving their
funds or land without the President’s approval. Five
Tribes Act §§ 6, 28, 34 Stat. at 139, 148. Congress
abolished tribal taxes, § 11, 34 Stat. at 141, and
commandeered tribal schools until they could be replaced with state schools, § 10, 34 Stat. at 140. Congress took possession of tribal buildings and sold all
their furniture. § 15, 34 Stat. at 143. And the Dawes
Commission dramatically usurped one of the most
foundational attributes of tribal sovereignty—the
ability to determine tribal membership. Supra pp. 6–
11. Congress continued the tribal governments beyond 1906 because the Dawes Commission had yet to
mOJTI UIF SPMMT CVU USJCBM QPXFST XFSF MJNJUFE UP
“winding up their affairs.” Allen, 171 F. at 921. In the
end, the tribes were left with no authority except “to
sign deeds.” S. Rep. No. 59-5013, pt. 1, at 886.
The court below brushed aside this 20-year history on the ground that tribal governance had no bearing on reservation status. App. 105a–107a. But
whether Congress intended the State to have “juris-
26
diction over the disputed areas” or, conversely,
whether Congress intended tribes to retain governmental authority over activities within that territory,
has always been essential to determining whether
tribal borders persist. Rosebud, 430 U.S. at 599 n.20.
Thus, in Solem UIJT $PVSU GPVOE TJHOJmDBOU UIBU B
surplus land act did not speak to the issue of “jurisdiction over the opened areas.” 465 U.S. at 478. By
contrast, congressional intent here is unmistakable:
Congress stripped the Five Tribes of any meaningful
vestige of sovereignty. By statehood, the land formerly occupied by the Creek Nation was not an Indian
reservation in any sense of that term.
B. Congress conferred judicial authority over
Indian Territory to Oklahoma
Congress systematically transferred to the State
general criminal jurisdiction over Indians in the former Indian Territory. Beginning in 1897, Congress
abolished tribal courts, made tribal law unenforceable, and established federal territorial courts to hear
criminal cases under Arkansas law regardless of the
defendant’s race. Supra p. 9; Act of Apr. 28, 1904, ch.
1824, § 2, 33 Stat. 573 (mandating that Arkansas law
“embrace all persons and estates in Indian Territory,
whether Indian, freedman, or otherwise”). The Oklahoma Enabling Act then transferred all pending federal-question and diversity cases to the newly created federal courts in Oklahoma. § 16, 34 Stat. at 276.
#VU TJHOJmDBOUMZ $POHSFTTUSBOTGFSSFEall other cases to the newly created state courts. §§ 17–20, 34
Stat. at 276–77. These statutory provisions render it
inconceivable that Congress dismantled Indian Territory but simultaneously created a jurisdictional “Indian Country” in its wake.
27
If any of the Five Tribes’ territories remained intact as a reservation, the jurisdictional transfer to
state courts would have clashed with the Major
Crimes Act, which conferred “exclusive jurisdiction”
to federal courts for any major crime committed in a
State by an Indian “within the limits of any Indian
reservation.” Ch. 341, § 9, 23 Stat. 362, 385 (1885)
DPEJmFEBTBNFOEFEBU64$f B #FDBVTF
the Enabling Act directed a different course, state
courts became the “legal successor” to the territorial
courts for offenses committed before statehood, even
by Indians. Haikey v. State, 105 P. 313, 314 (Okla.
Crim. App. 1909).
For instance, in Jones v. State, 107 P. 738 (Okla.
Crim. App. 1910), a federal grand jury indicted a
Choctaw tribal member for murder occurring before
statehood, but he “was tried after statehood by the
district court of Atoka county.” Id. at 738–39.5 And
another case involving a defendant, victim, and witnesses, “all being Indians,” transferred from territorial court to state court after statehood. Phillips v.
United States, 103 P. 861, 861 (Okla. Crim. App.
1909). Many similar cases exist.6 Likewise, the State
assumed jurisdiction over major crimes committed by
5
Mr. Jones identified himself as a Choctaw in his brief before
this Court. Mot. for Leave to File Pet. for Writ of Habeas Corpus at 4, In re Jonas Jones, 231 U.S. 743 (1913).
6
Sharp v. United States, 118 P. 675 (Okla. Crim. App. 1911);
Wilson v. United States, 111 P. 659 (Okla. Crim. App. 1910);
Bailey v. United States, 104 P. 917 (Okla. Crim. App. 1909);
Keys v. United States, 103 P. 874 (Okla. Crim. App. 1909); Price
v. United States, 101 P. 1036 (Okla. Crim. App. 1909). The Indian identity of defendants in these cases and in Haikey, supra,
appears on the Dawes rolls. See Oklahoma Historical Society,
Search the Final Dawes Rolls and Applications, http://www.
okhistory.org/research/dawes.
28
Indians in former Indian Territory immediately after
statehood. E.g., Rollen v. State, 125 P. 1087, 1088
(Okla. Crim. App. 1912) (defendant “was a Cherokee
citizen”); Bigfeather v. State, 123 P. 1026 (Okla. Crim.
App. 1912).
This Court, too, understood from the outset that
Oklahoma had jurisdiction over Indians in the former Indian Territory. In Hendrix v. United States,
219 U.S. 79 (1911), an Indian defendant indicted for
murder in Indian Territory had successfully moved to
transfer his case to a federal court in Texas, under a
special venue statute for fair trials. Relying on the
Enabling Act’s transfer of jurisdiction to state courts,
the defendant argued after statehood that the federal
court lacked jurisdiction to try him. Id. at 89. In rejecting that argument, the Court notably did not hold
that federal courts had exclusive jurisdiction under
UIF .BKPS $SJNFT "DU CVU SBUIFS UIBU UIF TQFDJmD
venue statute continued to apply to pending cases.
Id. at 90–91. The United States acknowledged that,
but for the temporal venue provision, Congress gave
the State jurisdiction over crimes involving Indians.
U.S. Br. at 12, Hendrix v. United States, No. 319 (U.S.
1910) (“[T]he enabling act … and the subsequent organization of the State withdrew [Indian Territory]
from the exclusive jurisdiction of the United
States.”).
The purported existence of reservations following
statehood also would have left an implausible jurisdictional gap given the abolition of Creek courts in
1898. After statehood, federal courts had jurisdiction
over major crimes committed by Indians against Indians on reservations. Ch. 341, § 9, 23 Stat. at 385. If,
on the Tenth Circuit’s theory, state courts possessed
no criminal jurisdiction over Indians in the former
Indian Territory, no court could have prosecuted In-
29
dians for committing such crimes as assault, bribery,
forgery, and rioting against other Indians within the
former Creek territory until Congress authorized the
reestablishment of tribal courts in Oklahoma in
1936. See Act of June 26, 1936, ch. 831, § 2, 49 Stat.
1967. Given Congress’s hyper-focus on rampant lawlessness in Indian Territory, supra p. 6, Congress
could not plausibly have created a jurisdictional gap
that would reintroduce the very misrule that Congress spent decades trying to eradicate.
C. Solem does not support the decision below
Notwithstanding this overwhelming evidence of
congressional intent, the panel below held that the
State could not prevail under the three-part framework set forth in Solem, 465 U.S. 463, because no
TJOHVMBS TUBUVUPSZ QSPWJTJPO DPOUBJOFE TVGmDJFOUMZ
clear language of land cession and because the contemporaneous and subsequent historical evidence of
disestablishment was “mixed.” App. 74a. That holding is wrong for two reasons. First, the panel erred at
the threshold in holding Solem was the sole lens
through which the court could ascertain congressional intent. Second, clear congressional intent is discernable even applying Solem.
1. This Court’s Solem cases involve whether land
designated by the federal government as Indian reservations within a pre-existing State retained reservation status when Congress opened the area for
non-Indian settlement of surplus lands remaining after allotment.7 In considering whether Congress al-
7
See, e.g., Parker, 136 S. Ct. 1072 (Omaha Indian Reservation
in Nebraska); Solem, 465 U.S. 463 (Cheyenne Reservation in
South Dakota); Mattz, 412 U.S. 481 (Klamath River/Hoopa Val-
30
tered the boundaries of a reservation by “special legislation in order to assure a particular reservation
was in fact opened to allotment,” Mattz, 412 U.S. at
496–97, this Court has held that land presumptively
retains reservation status “until Congress explicitly
indicates otherwise.” Solem, 465 U.S. at 470; see
United States v. Celestine, 215 U.S. 278, 285 (1909).
5IJT QSFTVNQUJPO SFnFDUT UIF OPUJPO UIBU BMMPUNFOU
and non-Indian settlement may be “completely consistent with continued reservation status” “in a manner which the Federal Government … regarded as
CFOFmDJBM UP UIF EFWFMPQNFOU PG JUT XBSETw Mattz,
412 U.S. at 497. Solem thus governs how to determine whether “any particular surplus land act” “formally sliced a certain parcel of land off one reservation.” Solem, 465 U.S. at 468, 472; see also South Dakota v. Yankton Sioux Tribe, 522 U.S. 329, 343 (1998).
This case is markedly different. The General Allotment Act that spawned surplus land acts excluded
the Five Tribes. Ch. 119, § 8, 24 Stat. 388, 391 (1887).
The Five Tribes’ territories also were not “reservations” in the traditional sense, but rather lands held
by the tribe through patents in fee simple. See CenTVT 0GmDF Report on Indians Taxed and Not Taxed
298 (1894). This case does not involve a sale of surplus land to non-Indians. In short, Oklahoma prosecuted Mr. Murphy not because he committed a crime
on a parcel of land that Congress opened to nonIndian settlement, but because the exterior and internal boundaries of Indian Territory had evaporated
by the formation of Oklahoma.
Allotment of the Five Tribes’ lands was inextricably intertwined with Congress’s systematic and deley Reservation in California); Seymour, 368 U.S. 351 (Colville
Reservation in Washington).
31
liberate liquidation of the Five Tribes as territorial
sovereigns to pave the way for the merger of Indian
Territory and Oklahoma Territory to create a new
State. Solem’s framework was not designed to analyze this situation. At a minimum, the panel erred in
holding that the state court’s decision was contrary
to clearly established federal law under 28 U.S.C.
§ 2254(d). App. 44a.8
The court of appeals also erroneously faulted the
4UBUFGPSOPUJEFOUJGZJOHTQFDJmDMBOHVBHFJOBHJWFO
statute that extinguished the Creek boundaries with
words equivalent to “cede,” a “lump-sum payment,” or
restoration of the land to “public domain.” App. 76a.
Those terms would have been unnecessary or senseless under these unique circumstances. Congress
would not have “restored” to the “public domain”
lands that were not federal domain, but rather communally owned fee lands with tribal deeds. Congress
did not need to use the term “cede,” when it was not
seeking cession of lands but rather the dissolution of
communal ownership. Likewise, Congress would
never offer a “lump-sum payment” because the
Tribes’ lands were conveyed through allotment to
their own members rather than to the government.
As a jurisdictional matter, the result was identical.
By dissolving the Tribes’ communal title and distributing communal property through allotment while
also divesting the Tribes of governmental authority,
Congress eliminated territorial boundaries.
2. The Tenth Circuit’s application of Solem was
BMTPnBXFE5IFiUPVDITUPOFUPEFUFSNJOFXIFUIFSB
8
The State argued below that Solem was inapposite. Okla.
C.A. Br. 46–47, 91; see also App. 44a–45a (addressing State’s
arguments).
32
given statute diminished or retained reservation
boundaries is congressional purpose.” Yankton, 522
U.S. at 343. Solem’s factors are just a guide for discerning that intent. Hagen v. Utah, 510 U.S. 399, 411
(1994); Rosebud, 430 U.S. at 588 & n.4. A “traditional
approach to diminishment cases” requires an examination of “all the circumstances surrounding the
opening of a reservation.” Hagen, 510 U.S. at 412.
“Even in the absence of a clear expression of congressional purpose in the text of a surplus land Act, unequivocal evidence derived from the surrounding circumstances may support the conclusion that a reservation has been diminished.” Yankton, 522 U.S. at
351. Thus, this Court has insisted that related statutes be read together. Rosebud, 430 U.S. at 606 n.30;
accord Hagen, 510 U.S. at 415. In Rosebud, although
the legislation opening the reservation did not explicitly diminish the reservation, an earlier but unratimFE BHSFFNFOU IBE FTUBCMJTIFE BO iVONJTUBLBCMF
baseline purpose of disestablishment” that was “carried forth and enacted” in subsequent legislation. 430
U.S. at 591–92.
The panel below misapplied these principles in
parsing each statute seriatim and in isolation, thereCZ MPPLJOH GPS POF TQFDJmD TUBUVUF XJUI TQFDJmD UFS
minology. That exercise missed the forest for the
trees: Congress had spent the better part of two decades eviscerating tribal governments and destroying
communal land tenure to form Oklahoma. Congress
DSFBUFE UIF %BXFT $PNNJTTJPO JO UIF mSTU QMBDF UP
“enter into negotiations with [the Five Tribes] for the
purpose of the extinguishment of the national or tribal title to any lands within that Territory … to enable
the ultimate creation of a State or States of the Union which shall embrace the lands within said India[n] Territory.” Act of Mar. 3, 1893, ch. 209, § 16, 27
33
Stat. 612, 645 (emphasis added). That extinguishment of title could be effected “either by cession of
the same or some part thereof to the United States,
or by the allotment and division of the same in severalty among the Indians of such nations or tribes.” Id.
(emphasis added). Congress viewed cession and allotment as equivalent means to the same end.
$POHSFTT SFBGmSNFE UIJT JOUFOU JO MBUFS TUBUVUFT
allotting the land of the Creek Nation and divesting
the tribe of each and every important feature of its
sovereignty. Supra pp. 6–11. Additionally, in contrast
to surplus land acts in which Congress directed the
5SFBTVSZUPSFUBJOQSPDFFETGPSUIFUSJCFTCFOFmU BM
lotment in the Five Tribes’ territories mandated the
division of all tribal land among tribal members as a
prelude to the dissolution of the tribal government.
E.g., Creek Allotment Agreement §§ 3, 9, 31 Stat. at
862, 864. Congress directed any remaining tribal
funds be distributed pro rata among the tribe’s
members. Supplemental Allotment Agreement, ch.
1323, § 14, 32 Stat. 500, 503 (1902); see also Five
Tribes Act § 17, 34 Stat. at 143.
The Solem cases also require careful consideration of subsequent history and demographics—a
“practical acknowledgement” of disestablishment—to
BWPJEVQTFUUJOHiUIFKVTUJmBCMFFYQFDUBUJPOTPGQFPQMF
living in the area.” Hagen, 510 U.S. at 421; accord
Rosebud, 430 U.S. at 604–05; see also Yankton, 522
U.S. at 356–57; DeCoteau v. District Cty. Ct., 420 U.S.
425, 449 (1975). A “longstanding assumption of jurisdiction by the State” is inconsistent with reservation
status. Rosebud, 430 U.S. at 604–05; see also Yankton,
522 U.S. at 357.
After statehood, Congress stripped away restrictions on alienation of most allotments, subjected
34
unrestricted allotments to state taxation regardless
whether the allotments were still owned by tribal
members, and applied state laws of succession and
disposition on the remaining restricted allotments.
Act of May 27, 1908, ch. 199, §§ 1, 4, 35 Stat. 312; see
also Act of Apr. 10, 1926, ch. 115, § 1, 44 Stat. 239;
Act of Aug. 4, 1947, ch. 458, § 1, 61 Stat. 731. MoreoWFS $POHSFTT SFRVJSFE UIF USJCFT PO QBJO PG mOF PS
imprisonment, to transfer possession of all tribal
QSPQFSUZ BOE GVOET BOE GPS BMM USJCBM PGmDFST BOE
representatives to surrender “all books, documents,
records or any other papers” to the Secretary of the
Interior. Act of May 27, 1908, ch. 199, § 13, 35 Stat.
312, 316.
These events extend beyond simple “de facto”
disestablishment. App. 230a–232a. For a century, Oklahoma has governed the former Indian Territory,
and no court until now has held that the State lacks
criminal jurisdiction over Indians across the entire
former Creek territory. Stripping Oklahoma of criminal jurisdiction over all Indians in this densely populated area, or even worse, in the entire eastern half
of the State, would render Oklahoma a fractured,
second-class State. Cf. Coyle v. Smith, 221 U.S. 559
(1911).
35
CONCLUSION
The Court should grant the petition.
Respectfully submitted,
MIKE HUNTER
LISA S. BLATT
Attorney General of
Counsel of Record
Oklahoma
SALLY L. PEI
MITHUN MANSINGHANI
STEPHEN K. WIRTH
Solicitor General
ARNOLD & PORTER
JENNIFER CRABB
KAYE SCHOLER LLP
Asst. Attorney General 601 Mass. Ave., NW
MICHAEL K. VELCHIK
Washington, DC 20001
RANDALL YATES
(202) 942-5000
Asst. Solicitors General lisa.blatt@arnoldporter.com
OKLAHOMA OFFICE OF THE
R. REEVES ANDERSON
ATTORNEY GENERAL
313 NE Twenty-First St. ARNOLD & PORTER
Oklahoma City, OK 73105 KAYE SCHOLER LLP
370 Seventeenth Street
Suite 4400
Denver, CO 80202
Counsel for Petitioner
February 6, 2018
APPENDIX
1a
APPENDIX A
PUBLISH
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
————
No. 07-7068 & 15-7041
————
PATRICK DWAYNE MURPHY,
Petitioner-Appellant,
v.
TERRY ROYAL, Warden, Oklahoma State Penitentiary,
Respondent-Appellee.
MUSCOGEE (CREEK) NATION; SEMINOLE
NATION OF OKLAHOMA; UNITED KEETOOWAH
BAND OF CHEROKEE INDIANS IN OKLAHOMA,
Amici Curiae.
————
Appeal From The United States District Court For
The Eastern District Of Oklahoma
(D.C. Nos. 6:03-CV-00443-RAW-KEW and
6:12-CV-00191-RAW-KEW)
————
Patti Palmer Ghezzi, Assistant Federal Public
Defender (Randy A. Bauman and Michael Lieberman,
Assistant Federal Public Defenders, with her on
the briefs), Office of the Federal Public Defender,
Oklahoma City, Oklahoma, appearing for Appellant.
Jennifer L. Crabb, Assistant Attorney General (E.
Scott Pruitt, Attorney General, and Jared B. Haines,
Assistant Attorney General, with her on the brief),
Office of the Attorney General for the State of
Oklahoma, Oklahoma City, Oklahoma, appearing for
Appellee.
2a
David A. Giampetroni, Kanji & Katzen, PLLC, Ann
Arbor, Michigan (Kevin Dellinger, Attorney General,
and Lindsay Dowell, Assistant Attorney General,
Muscogee (Creek) Nation, Okmulgee, Oklahoma; D.
Michael McBride III, Attorney General, and Christina
Vaughn, Assistant Attorney General, Seminole Nation
of Oklahoma, Crowe & Dunlevy, Tulsa, Oklahoma;
and Philip H. Tinker and Riyaz A. Kanji, Kanji &
Katzen, Ann Arbor, Michigan, with him on the briefs),
appearing for amici Muscogee (Creek) Nation and
Seminole Nation of Oklahoma.
Klint A. Cowan, Fellers, Snider, Blankenship, Bailey
& Tippens, P.C., Oklahoma City, Oklahoma,
appearing for amicus United Keetoowah Band of
Cherokee Indians in Oklahoma.
————
Before TYMKOVICH, Chief Judge, MATHESON, and
PHILLIPS, Circuit Judges.
————
MATHESON, Circuit Judge.
————
TABLE OF CONTENTS
I. BACKGROUND
A. Factual History
B. Procedural History
1. Trial
2. Direct appeal
3. First Application for State Post-Conviction
Relief
4. Filing of First Application for Federal Habeas
Relief
5. Second Application for State Post-Conviction
Relief
3a
a. Evidentiary hearing
b. Appeal to the OCCA
c. Atkins trial and appeal
6. Federal District Court Proceedings on First
Federal Habeas Application
7. First Appeal to the Tenth Circuit (No. 07-7068)
8. Second Application for Federal Habeas Relief
9. This Consolidated Appeal
II. LEGAL BACKGROUND
A. Standard of Review
1. The Parties’ Dispute
2. The AEDPA Standard
a. Overview
b. The “contrary to” clause
B. Indian Country Jurisdiction
1. Reservations
2. The Major Crimes Act
3. Indian Country
4. Reservation Disestablishment and Diminishment
a. Presumption against disestablishment and
diminishment
b. The policy of allotment
c. Solem factors
III. DISCUSSION
A. Clearly Established Federal Law
1. Solem—Clearly Established Law in 2005
2. The State’s Arguments
B. The OCCA Decision—Contrary to Clearly
Established Federal Law
4a
1. The OCCA’s Merits Decision
2. The OCCA’s Decision Was Contrary to Solem
a. No citation to Solem
b. Failure to apply Solem
c. The State’s arguments
C. Exclusive Federal Jurisdiction
1. Additional Legal Background
a. Supreme Court authority
b. Tenth Circuit authority
2. Additional
Factual
Background—Creek
Nation History
a. Original homeland and forced relocation
b. Nineteenth century diminishment
c. 1867 Constitution and government
d. Early congressional regulation of modernday Oklahoma
e. The push for allotment
f. Allotment and aftermath
g. Creation of Oklahoma
h. Away from allotment
i. Public Law 280
j. A new Creek Constitution
k. Our decision in Indian Country, U.S.A.
3. Applying Solem
a. Step One: Statutory Text
i. The statutes
1) Act of March 3, 1893, ch. 209, 27 Stat.
612 (“1893 Act”)
2) Act of June 10, 1896, ch. 398, 29 Stat.
321 (“1896 Act”)
5a
3) Act of June 7, 1897, ch. 3, 30 Stat. 62
(“1897 Act”)
4) “Curtis Act,” ch. 517, 30 Stat. 495
(June 28, 1898)
5) “Original Allotment Agreement,” ch.
676, 31 Stat. 861 (March 1, 1901)
a) Allotment
b) Town sites
c) Lands reserved for tribal purposes
d) Future governance
6) “Supplemental Allotment Agreement,”
ch. 1323, 32 Stat. 500 (June 30, 1902)
7) “Five Tribes Act,” ch. 1876, 34 Stat.
137, April 26, 1906
8) “Oklahoma Enabling Act,” ch. 3335, 34
Stat. 267 (June 16, 1906)
ii. Analysis
1) No hallmarks of disestablishment or
diminishment
2) Signs Congress continued to recognize
the Reservation
3) The State’s title and governance
arguments
a) Title
b) Governance
b. Step Two: Contemporary Historical
Evidence
i. The State’s evidence
1) 1892 Senate debate
2) 1894 Senate committee report
3) Other sources
6a
ii. Mr. Murphy’s and the Creek Nation’s
evidence
1) 1894 Dawes Commission records
2) 1895 Dawes letter
3) 1900 Attorney General opinion
4) Post-allotment evidence
iii. Analysis
c. Step Three: Later History
i. Treatment of the area
1) Congress
2) Executive
3) Federal courts
4) Oklahoma
5) Creek Nation
ii. Demographics
iii. Step-three concluding comment
IV. CONCLUSION
————
Patrick Dwayne Murphy asserts he was tried in the
wrong court. He challenges the jurisdiction of the
Oklahoma state court in which he was convicted of
murder and sentenced to death. He contends he should
have been tried in federal court because he is an
Indian and the offense occurred in Indian country. We
agree and remand to the district court to issue a writ
of habeas corpus vacating his conviction and sentence.
The question of whether the state court had jurisdiction is straightforward but reaching an answer is not.
We must navigate the law of (1) federal habeas corpus
review of state court decisions, (2) Indian country
jurisdiction generally, (3) Indian reservations specifically, and (4) how a reservation can be disestablished
7a
or diminished. Our discussion on each of these topics
reaches the following conclusions.
First, we assume that a federal habeas court must
give deference to a state court’s determination that
it had jurisdiction. Nonetheless, in this case, the
Oklahoma court applied a rule that was contrary to
clearly established Supreme Court law. We must
apply the correct law.
Second, when an Indian is charged with committing
a murder in Indian country, he or she must be tried
in federal court. Mr. Murphy is a member of the
Muscogee (Creek) Nation. Because the homicide charged
against him was committed in Indian country, the
Oklahoma state courts lacked jurisdiction to try him.
Third, Congress has defined Indian country broadly
to include three categories of areas: (a) Indian reservations, (b) dependent Indian communities, and (c) Indian
allotments. See 18 U.S.C. § 1151. The reservation
clause concerns us here. All land within the borders
of an Indian reservation—regardless of whether the
tribe, individual Indians, or non-Indians hold title to a
given tract of land—is Indian country unless Congress
has disestablished the reservation or diminished its
borders.
Fourth, only Congress may disestablish or diminish
an Indian reservation. Applying the Supreme Court’s
test to determine whether Congress has done so as to
the Creek Reservation, we conclude it has not.
Mr. Murphy and the State agree that the offense in
this case occurred within the Creek Reservation if
Congress has not disestablished it. We conclude the
Reservation remains intact and therefore the crime
was committed in Indian country. Mr. Murphy, a
8a
Creek citizen, should have been charged and tried in
federal court.1
I. BACKGROUND
We begin with the facts of the crime as presented by
the Oklahoma Court of Criminal Appeals (“OCCA”).2
We then discuss the procedural journey Mr. Murphy’s
case has traveled.
A. Factual History
In August 1999, Mr. Murphy lived with Patsy
Jacobs. Murphy v. State, 47 P.3d 876, 879 (Okla. Crim.
App. 2002). Ms. Jacobs was previously in a relationship with the victim in this case, George Jacobs, and
had a child with him, George, Jr. Id. at 879–80. Mr.
Murphy had an argument with her about Mr. Jacobs
and said he was “going to get” Mr. Jacobs and his
family. Id. at 879.
On August 28, 1999, Mr. Jacobs spent the day drinking with his cousin, Mark Sumka. Id. Around 9:30
p.m., Mr. Sumka was driving to a bar in Henryetta,
Oklahoma, with Mr. Jacobs passed out in the back
seat. Id. Mr. Murphy was driving on the same road
in the opposite direction with two passengers—Billy
Long and Kevin King. Id. After the cars passed each
other, they stopped. Id. Mr. Murphy backed up and
told Mr. Sumka to turn off the car, but Mr. Sumka
drove off. Id.
1
Mr. Murphy raises eight issues in this appeal. Because we
resolve his first issue by concluding the state courts lacked jurisdiction over this case, we do not address his other seven issues.
2
See 28 U.S.C. § 2254(e)(1) (providing federal habeas court
must presume state court’s factual determinations are correct);
see also Al-Yousif v. Trani, 779 F.3d 1173, 1181 (10th Cir. 2015)
(“The presumption of correctness also applies to factual findings
made by a state court of review based on the trial record.”
(quotations omitted)).
9a
Mr. Murphy and his passengers pursued and forced
Mr. Sumka off Vernon Road, which runs through an
area that is “remarkably rural [and] heavily treed . . .
without any sort of improvement . . . except perhaps a
rickety barbed wire fence.” Murphy v. State, 124 P.3d
1198, 1206 (Okla. Crim. App. 2005); see also 47 P.3d at
879.
Mr. Murphy exited the car and confronted Mr.
Sumka. 47 P.3d at 879. Mr. Long and Mr. King began
hitting Mr. Jacobs. Id. at 880. Mr. Murphy approached
Mr. Jacobs, trading places with Mr. Long, who went
over and hit Mr. Sumka. Id. at 880. Mr. Sumka briefly
ran off but came back about five minutes later. Id.
When he did, he saw Mr. Murphy throw a folding
knife into the woods, and he saw Mr. Jacobs lying in a
ditch along the road, barely breathing. Id. Mr. Murphy
and his companions threatened to kill Mr. Sumka and
his family if he said anything, and Mr. King struck Mr.
Sumka in the jaw. Id.
Following Mr. Murphy’s instructions, Mr. Sumka
left the scene with the other men. Id. During the car
ride away, they told Mr. Sumka they had cut Mr.
Jacobs’s throat and chest and had severed his genitals.
Id. The group later went to Mr. King’s home, where
Mr. Jacobs’s son, George, Jr., was staying, in an
apparent attempt to kill him. Id. Mr. King’s mother
intervened and “thwarted [their] plan.” Id. Mr. King
went inside, and the rest of the group left. Id.
A passerby found Mr. Jacobs in the ditch with his
face bloodied and slashes across his chest and stomach. Id. His genitals had been cut off and his throat
slit. Id. According to a state criminalist, Mr. Jacobs
had been dragged off the road after his genitals were
severed. Id. His neck and chest had been cut on the
side of the road, where he bled to death over the course
10a
of four to twelve minutes, though it may have taken
longer. Id.
After Mr. Murphy returned home and confessed
to Ms. Jacobs, he was arrested. Id. The State of
Oklahoma charged him with Mr. Jacobs’s murder and
sought the death penalty.
B. Procedural History
A jury convicted Mr. Murphy of murder in
Oklahoma state court and imposed the death penalty.
His appeal and post-conviction proceedings have since
moved through the Oklahoma and federal courts as
recounted below.
Although the overall history of Mr. Murphy’s case is
complex, the history of the jurisdictional claim we
resolve here can be succinctly summarized. After Mr.
Murphy’s conviction and death sentence were affirmed
on direct appeal, he applied for state post-conviction
relief in 2004, arguing the Oklahoma state courts had
lacked jurisdiction to try him. The OCCA ordered an
evidentiary hearing. Following the hearing, the state
district court concluded Oklahoma’s jurisdiction was
proper because the crime did not occur in Indian
country. The OCCA affirmed that conclusion in 2005.
Mr. Murphy then sought federal habeas relief, but
the federal district court denied relief in 2007. Mr.
Murphy now appeals.
In the interest of thoroughness, and because Mr.
Murphy’s case has until now proceeded in a disjointed
fashion, we provide a complete procedural history
below.
1. Trial
In 2000, a jury in McIntosh County, Oklahoma,
convicted Mr. Murphy of first degree murder under
Okla. Stat. tit. 21 § 701.7(A) (1999). In the penalty
11a
phase, the jury found aggravating circumstances supported the death penalty. Murphy, 47 P.3d at 879.
In accordance with the jury’s verdict, the trial court
imposed a death sentence. Id.
2. Direct appeal
Mr. Murphy raised a variety of trial issues in a
direct appeal to the OCCA. On May 22, 2002, the
OCCA affirmed his conviction. Id. at 888. The court
also performed a statutorily mandated sentencing
review in which the court considered the aggravating
circumstances in light of the mitigating evidence,
including Mr. Murphy’s “mild mental retardation,”
and concluded his death sentence was “factually
substantiated and appropriate.” Id. at 887–88.3
3. First Application for State Post-Conviction
Relief
On February 7, 2002, while his direct appeal was
pending in the OCCA, Mr. Murphy filed his first
application for state post-conviction relief. See Murphy
v. State, 54 P.3d 556, 560 (Okla. Crim. App. 2002). He
asked that his application be held in abeyance, id. at
566, until the Supreme Court decided its then-pending
case of Atkins v. Virginia, 536 U.S. 304 (2002), which
addressed whether the Eighth Amendment prohibits
the execution of “mentally retarded persons,” id. at 306.
On June 20, 2002, about a month after the OCCA
affirmed on direct appeal, the Supreme Court held in
Atkins that the Eighth Amendment “places a substantive restriction on the State’s power to take the life of
a mentally retarded offender.” Id. at 321 (quotations
3
On April 21, 2003, the U.S. Supreme Court denied Mr.
Murphy’s petition for a writ of certiorari. See Murphy v.
Oklahoma, 538 U.S. 985 (2003)
12a
omitted). Atkins “[left] to the States the task of developing appropriate ways to enforce the constitutional
restriction.” Id. at 317 (brackets and quotations
omitted).
On September 4, 2002, the OCCA denied relief on
all of the issues Mr. Murphy had raised in his first
application for state post-conviction relief except his
Atkins claim. 54 P.3d at 570. The OCCA used Mr.
Murphy’s case to adopt new, post-Atkins procedures to
shield “mentally retarded” persons from execution. See
id. at 567–69. These procedures, the OCCA explained,
would govern “until such time” as the Oklahoma legislature enacted an alternative framework. Id. at 568.
The OCCA remanded to the state district court “for an
evidentiary hearing on the sole issue of [Mr. Murphy’s]
claim of mental retardation in accordance with” the
OCCA’s newly announced procedures. Id. at 570.
On remand, the state district court concluded Mr.
Murphy “had not raised sufficient evidence to create
a fact question on the issue of mental retardation.”
Murphy v. State, 66 P.3d 456, 458 (Okla. Crim. App.
2003). On March 21, 2003, the OCCA ruled this conclusion was “not clearly erroneous” and affirmed Mr.
Murphy’s death sentence. Id. at 458, 461.
4. Filing of First Application for Federal Habeas
Relief
On March 5, 2004, Mr. Murphy filed a federal
habeas application under 28 U.S.C. § 2254 asserting
13 grounds for relief.
On August 30, 2004, the U.S. District Court for the
Eastern District of Oklahoma concluded Mr. Murphy’s
application contained some claims that had not been
exhausted in Oklahoma state court. The federal district court directed Mr. Murphy to drop his unexhausted claims.
13a
On September 10, 2004, Mr. Murphy did so by filing
an amended application containing eight claims, all
of which were exhausted. His amended application
remained pending in the federal district court while he
pursued additional relief in state court.4
5. Second Application for State Post-Conviction
Relief
On March 29, 2004—shortly after he filed his original federal habeas application—Mr. Murphy returned
to state court and filed a second application for postconviction relief to exhaust claims he had dropped
from his federal habeas application. His second application for state post-conviction relief alleged:
1. Oklahoma lacked jurisdiction because the
Major Crimes Act gives the federal government exclusive jurisdiction to prosecute murders committed by Indians in
Indian country.5
4
The same day he filed his amended application, Mr. Murphy
launched a short-lived appeal. He sought our review of the district court’s order denying his request to stay the federal proceedings while he pursued his unexhausted claims in state court.
Another panel of this court dismissed the appeal for lack of
jurisdiction. See Murphy v. Mullin, No. 04-7094 (10th Cir. Dec.
16, 2004).
5
In Oklahoma, “issues of subject matter jurisdiction are never
waived and can therefore be raised on a collateral appeal.”
Wallace v. State, 935 P.2d 366, 372 (Okla. Crim. App. 1997); see
also Triplet v. Franklin, 365 F. App’x 86, 95 (10th Cir. 2010)
(unpublished) (recognizing that, in Oklahoma, issues of subject
matter jurisdiction are not waivable and can be raised for the first
time in collateral proceedings); Wackerly v. State, 237 P.3d 795,
797 (Okla. Crim. App. 2010) (considering jurisdictional claim that
crime occurred on federal land raised in prisoner’s second application for post-conviction relief); Magnan v. State, 207 P.3d 397, 402
14a
2. The OCCA’s earlier denial of a jury trial
on the issue of his “mental retardation”
had violated his constitutional rights.
3. Oklahoma’s lethal injection protocol violated the Eighth Amendment.
See Murphy, 124 P.3d at 1200, 1208–09. The OCCA
ordered an evidentiary hearing on the jurisdictional
claim. Id. at 1199.6
a. Evidentiary hearing
The state district court held a one-day evidentiary
hearing. Id. at 1201. Mr. Murphy argued Oklahoma
lacked jurisdiction because the crime occurred in
Indian country and 18 U.S.C. § 1153 provides for
exclusive federal jurisdiction over murders committed
by Indians in Indian country.7 The parties agreed that
(Okla. Crim. App. 2009) (considering Indian country jurisdictional challenge and explaining subject matter jurisdiction may
be challenged at any time).
6
The OCCA ordered that the hearing answer the following six
questions:
(1) Where exactly did the crime occur?
(2) Who “owns” title to the property upon which the
crime occurred?
(3) If some or all of the crime occurred on an easement,
how does that factor into the ownership question?
(4) How much of the crime occurred, if any, on an
easement?
(5) Did the crime occur in “Indian County,” as defined
by 18 U.S.C. § 1151?
(6) Is jurisdiction over the crime exclusively federal?
124 P.3d at 1201 n.3 (paragraph breaks added).
7
“Any Indian who commits against the person or property
of another Indian or other person any of the following offenses,
namely, murder . . . within the Indian country, shall be subject to
the same law and penalties as all other persons committing any
15a
Mr. Murphy and Mr. Jacobs, both members of the
Muscogee (Creek) Nation, were Indians, but they disputed whether the crime occurred in Indian country, a
term defined in 18 U.S.C. § 1151:
[T]he term “Indian country” . . . means
(a) all land within the limits of any Indian
reservation under the jurisdiction of the
United States Government, notwithstanding
the issuance of any patent, and, including
rights-of-way
running
through
the
reservation,
(b) all dependent Indian communities within
the borders of the United States whether
within the original or subsequently acquired
territory thereof, and whether within or
without the limits of a state, and
(c) all Indian allotments, the Indian titles to
which have not been extinguished, including
rights-of-way running through the same.
18 U.S.C. § 1151 (paragraph breaks added). An area
qualifies as Indian country if it fits within any of these
three categories. Mr. Murphy argued the crime
occurred in Indian country under all three categories.8
In December 2004, the state district court concluded
state jurisdiction was proper because the crime had
occurred on state land. See 124 P.3d at 1200, 1202. The
court, however, addressed only one of Mr. Murphy’s
three theories. Id. at 1207. It concluded the land was
of the above offenses, within the exclusive jurisdiction of the
United States.” 18 U.S.C. § 1153(a).
8
In this appeal, however, he argues the location of the crime
qualifies under the reservation clause of subsection (a) and the
allotment clause of subsection (c). Because we agree with him
that the crime occurred on an Indian reservation, we do not reach
his allotment argument.
16a
not an Indian allotment under § 1151(c), but it failed
to address whether the location was (a) part of the
Creek Reservation or (b) part of a dependent Indian
community. See id. (noting the state district court
failed to address these questions although the OCCA
had “clearly asked” it to do so). Although the state
district court viewed these matters as outside the
scope of the evidentiary hearing, it allowed Mr.
Murphy to make an offer of proof on his other two
theories. Id. 9 The court ultimately ruled the State’s
exercise of criminal jurisdiction was proper and denied
relief. Id. at 1202.
b. Appeal to the OCCA
Mr. Murphy appealed to the OCCA. On December 7,
2005, the OCCA denied relief on his jurisdictional and
Eighth Amendment claims but granted limited relief
on the Atkins claim. See id. at 1209.
On the jurisdictional issue, the OCCA found the
record did not support some of the state district court’s
determinations, but it affirmed the ultimate determination that Oklahoma’s jurisdiction was proper.
9
On the reservation question that concerns us here, Mr.
Murphy argued:
[T]he homicide occurred within the boundaries of
the Creek Nation, which qualifies as Indian county
because of its status as a reservation under federal
jurisdiction. Unlike some other tribes, the Creek treaty
lands were not disestablished or diminished by the acts
of allotment and other federal legislation adopted in
the early 20th century. As of 1999, the entirety of the
historic Creek Nation lands thus remained Indian
country, regardless of non-Indian ownership of particular tracts within those boundaries.
Def. Tr. Br. at 12 (filed Nov. 16, 2004), State Post-Conviction
Record, OCCA Case No. PCD-2004-321, Vol. 1 at 66 (citing Solem
v. Bartlett, 465 U.S. 463 (1984)).
17a
Id. at 1201–08. The OCCA accepted the state district
court’s findings regarding where the crime unfolded,
but it rejected the court’s conclusion that Oklahoma
owned the road and the ditch abutting it. Id. at 1202.
Rather, the OCCA concluded, Oklahoma’s “interest in
the area in question is in the nature of an easement or
right-of way.” Id. The Creek Nation had long owned
the land in question when, under a statute enacted in
1902, Oklahoma received the right to build a public
highway. Id. at 1203. Tracing the history of the specific
tract where the crime occurred, the OCCA concluded
it had passed in the early twentieth century from the
Creek Nation to Lizzie Smith, a member of the Creek
Nation, and that all interest in the land—except for
a restricted 1/12 mineral interest—had since been
conveyed to non-Indians. See id. at 1204–06. The
OCCA concluded this Indian interest was insufficient
to qualify the land as an Indian allotment under
§ 1151(c): “A fractional interest in an unobservable
mineral interest is insufficient contact with the situs
in question to deprive the State of Oklahoma of criminal jurisdiction.” Id. at 1206.10
The OCCA criticized the state district court for not
addressing whether the crime was committed within
the Creek Reservation or within a dependent Indian
community, but it concluded the error was harmless
because Mr. Murphy had been afforded a chance “to
make an extended offer of proof.” Id. at 1207. The
OCCA said that the evidence, had it been admitted,
was “insufficient” to show “that the tract in question
10
We discuss the OCCA’s decision regarding Mr. Murphy’s
allotment theory under § 1151(c) because it forms part of the
procedural history of this case, but we offer no comment on the
merits of the OCCA’s decision on this front. Our opinion is limited
to the reservation question under § 1151(a).
18a
qualifies as a reservation or dependent Indian community.” Id.
With respect to the reservation theory, the OCCA
acknowledged our decision in Indian Country, U.S.A.,
Inc. v. Oklahoma ex rel. Oklahoma Tax Commission,
829 F.2d 967 (10th Cir. 1987), cert. denied, 487 U.S.
1218 (1988), where we recognized the Creek Reservation still exists but reserved the question whether its
1866 boundaries remain intact, 829 F.2d at 975–76.
See 124 P.3d at 1207–08 (discussing Indian Country,
U.S.A.). The OCCA stated: “If the federal courts
remain undecided on this particular issue, we refuse
to step in and make such a finding here.” Id. at 1208.11
As for the two non-jurisdictional issues Mr. Murphy
raised in his second post-conviction application, the
OCCA granted limited relief on one and denied relief
on the other. First, it reversed course on the Atkins
issue and found Mr. Murphy had provided sufficient
evidence to create a factual question for a jury on his
“mental retardation claim.” Id. It therefore ordered
the case remanded. Id. Second, the OCCA ruled Mr.
Murphy had waived his Eighth Amendment challenge
to Oklahoma’s lethal injection protocol by failing to
raise it earlier. Id. at 1209.
In summary, the OCCA rejected the jurisdictional
challenge and the Eighth Amendment claim, but it
remanded for a jury trial on Mr. Murphy’s Atkins
claim.12
11
The OCCA also rejected the dependent Indian community
theory under § 1151(b). See 124 P.3d at 1208. That ruling is not
before us because Mr. Murphy now raises only the allotment and
reservation theories.
12
Mr. Murphy petitioned the U.S. Supreme Court for certiorari
on two aspects of the OCCA’s jurisdictional decision: (1) whether
Oklahoma lacked jurisdiction because the crime occurred on
a restricted Indian allotment under § 1151(c) and (2) whether
19a
c. Atkins trial and appeal
Following a September 2009 trial in the state district court, a jury in McIntosh County rejected Mr.
Murphy’s claim of “mental retardation.” Murphy v.
State, 281 P.3d 1283, 1287 (Okla. Crim. App. 2012)
(discussing jury trial). But the trial judge declared a
mistrial based on an error of state law and reset the
case for a new trial. Id.13
Before the re-trial, the State moved to terminate
further proceedings. A state statute had supplanted
the OCCA’s Atkins procedures and provided that no
defendant who received an intelligence quotient (“I.Q.”)
score of 76 or above could “be considered mentally
retarded.” Okla. Stat. tit. 21 § 701.10b(C); see also 281
P.3d at 1287–89. Because Mr. Murphy had received an
I.Q. score of 80 on one test and 82 on another, the trial
court granted the State’s motion and terminated proceedings on January 27, 2011. 281 P.3d at 1288.
Mr. Murphy appealed and raised four propositions
of error to the OCCA. Id. at 1287. On April 5, 2012, the
OCCA ruled the district court had properly relied on
the new state law. Id. at 1289. The OCCA rejected all
Oklahoma lacked jurisdiction because the crime occurred within
the limits of an Indian reservation under § 1151(a). The Supreme
Court called for the views of the United States, and the Solicitor
General filed a brief arguing the Court should deny Mr. Murphy’s
petition because the OCCA had correctly determined that the
crime was not within the exclusive jurisdiction of the federal
government. See Brief for the United States as Amicus Curiae,
Murphy v. Oklahoma, No. 05-10787, 2007 WL 1319320, at *4. The
Supreme Court denied Mr. Murphy’s petition for certiorari
without comment. Murphy v. Oklahoma, 551 U.S. 1102 (2007).
13
The court declared a mistrial because neither side had
been afforded its full complement of peremptory challenges—a
structural error under Oklahoma law at the time. See 281 P.3d at
1287 & n.1.
20a
of Mr. Murphy’s claims, thus concluding proceedings
on the second post-conviction application. Id. at 1294.
6. Federal District Court Proceedings on First
Federal Habeas Application
On December 28, 2005, after the OCCA rejected
his jurisdictional and Eighth Amendment claims but
before the conclusion of the Atkins proceedings, Mr.
Murphy moved to amend his federal habeas application. The district court granted the motion and allowed
Mr. Murphy to add two newly exhausted claims:
(1) the challenge to Oklahoma’s jurisdiction, and
(2) the Eighth Amendment lethal-injection challenge.
These two claims were added to Mr. Murphy’s eight
previously exhausted federal claims, which were still
pending.
On August 1, 2007, the district court entered an
opinion and order denying all ten claims in Mr.
Murphy’s habeas application. Murphy v. Sirmons, 497
F. Supp. 2d 1257, 1294–95 (E.D. Okla. 2007).
On the jurisdictional claim, Mr. Murphy argued the
crime had occurred in Indian country under just two
theories: (1) the land was part of the Creek Reservation under § 1151(a) and (2) the land was an Indian
allotment under § 1151(c). Id. at 1288. Applying
the Antiterrorism and Effective Death Penalty Act
(“AEDPA”), 28 U.S.C. § 2254(d), the district court
ruled that the OCCA’s decisions against Mr. Murphy
on these theories were neither contrary to nor an
unreasonable application of clearly established federal
law. See 497 F. Supp. 2d at 1286–92.
The district court rejected Mr. Murphy’s other claims
but granted him three certificates of appealability
(“COAs”)14 to challenge his counsel’s effectiveness, one
14
“[A] prisoner who was denied habeas relief in the district
court must first seek and obtain a COA from a circuit justice or
21a
of the death-eligibility aggravating circumstances,
and the trial court’s failure to define life without
parole for the jury.
7. First Appeal to the Tenth Circuit (No. 07-7068)
Mr. Murphy appealed to this court. On November
16, 2007, we abated the appeal to await resolution of
Mr. Murphy’s then-pending Atkins claim in Oklahoma
state court.
8. Second Application for Federal Habeas Relief
On April 26, 2012, following the OCCA’s final denial
of his Atkins claim, Mr. Murphy filed a second § 2254
application in the Eastern District of Oklahoma that
challenged the OCCA’s resolution of the Atkins issue.15
The district court denied relief. Murphy v. Trammell,
No. CIV-12-191-RAW-KEW, 2015 WL 2094548, at *13
(E.D. Okla. May 5, 2015) (unpublished).
9. This Consolidated Appeal
Mr. Murphy sought to appeal from the district
court’s denial of relief on his second § 2254 habeas
application. We consolidated that appeal (No. 15-7041)
with his appeal from the denial of his first habeas
application (No. 07-7068) to form this case.
Mr. Murphy raises eight issues. Because he obtained
COAs for each one,16 our jurisdiction is proper under
28 U.S.C. § 2253(a), (c)(1)(A).
judge” before an appeal can be heard. Miller-El v. Cockrell, 537
U.S. 322, 335–36 (2003); see 28 U.S.C. § 2253(c).
15
The district court treated the application as second and
successive and transferred it to this court. We concluded that at
least a portion of Mr. Murphy’s Atkins challenge could proceed
and ordered a partial remand. In re Murphy, No. 12-7055, at 2
(10th Cir. Nov. 1, 2012) (unpublished order).
16
The district court granted Mr. Murphy three COAs and we
granted five more. The district court granted COAs for Mr.
Murphy’s arguments regarding: (1) ineffective assistance of
22a
As to one of the issues—whether Oklahoma or the
federal government had jurisdiction over the murder
case—we granted the motion of the Muscogee (Creek)
Nation and the Seminole Nation of Oklahoma to file a
joint amici brief.17 We likewise permitted the United
Keetoowah Band of Cherokee Indians in Oklahoma to
file an amicus brief. The Tribes also participated at
oral argument.
II. LEGAL BACKGROUND
We conclude the crime occurred on the Creek Reservation and therefore the Oklahoma courts lacked
jurisdiction. This section addresses the law applicable
to the jurisdictional issue. We begin with (A) our
standard of review and then address (B) the substantive law of Indian country jurisdiction.
A. Standard of Review
The parties disagree over the standard of review
that should apply to Mr. Murphy’s jurisdictional claim.
The State contends AEDPA’s deferential standard
should apply. Mr. Murphy disagrees and argues we
counsel, (2) the “heinous, atrocious, or cruel” aggravating circumstance, and (3) the trial court’s failure to define “life without
parole” for the jury. In June 2015, we ordered Mr. Murphy to file
a motion for additional COAs across both appeals. We granted
COAs for his claims regarding: (1) victim-impact statements,
(2) Oklahoma’s jurisdiction, (3) the district court’s refusal to stay
and abate proceedings on his first federal habeas application,
(4) Oklahoma’s procedural handling of his Atkins claim, and
(5) cumulative error. Murphy v. Warrior, Nos. 07-7068 & 15-7041,
at 1–2 (10th Cir. Jan. 6, 2016) (unpublished order). All eight
issues are properly before us in this appeal, but our resolution of
the jurisdictional claim obviates the need to address the other
seven issues.
17
Because this case concerns the Creek Reservation, we refer
to the Tribes’ joint brief with the shorthand “Creek Nation Br.”
23a
should review his claim de novo. We begin by discussing this disagreement, but we choose not to resolve
it because Mr. Murphy prevails even under AEDPA
review. Because we assume the AEDPA standard
applies, we then go on to describe it.
1. The Parties’ Dispute
As we discuss in greater detail below, AEDPA generally requires federal habeas courts to defer to state
court decisions. Mr. Murphy argues AEDPA does not
apply when, as here, a state court denies a defendant’s
challenge to the state court’s subject matter jurisdiction. AEDPA deference, he maintains, “presupposes”
the state court had jurisdiction to decide a given claim
in the first place. Aplt. Br. at 26. Because the question
of Indian country jurisdiction implicates tribal and
federal sovereignty interests, he also contends that
federal courts, unconstrained by AEDPA, must make
the final determination over the jurisdictional issue.
And he argues that applying AEDPA to jurisdictional
claims would pose separation-of-powers and other constitutional problems.
The State responds that nothing in AEDPA says
subject matter jurisdiction claims should be reviewed
de novo. It notes Mr. Murphy has failed to cite a case
in support of his view that AEDPA does not apply to
jurisdictional questions. It argues Mr. Murphy has
waived any argument against AEDPA’s application
because he supported the district court’s application of
AEDPA below. The State also disputes his constitutional arguments.
We need not decide whether this issue is waivable,
whether Mr. Murphy has waived it here, or even
whether AEDPA is the appropriate standard. We
choose to assume without deciding that AEDPA
applies.
24a
We took this approach in Magnan v. Trammell, 719
F.3d 1159 (10th Cir. 2013). Both sides agree Magnan
left open the question of whether AEDPA applies
to Indian country jurisdictional claims. Magnan concerned an Indian defendant whom an Oklahoma state
court had sentenced to death. Id. at 1160–61. The
defendant challenged the state court’s jurisdiction. Id.
at 1163. We assumed without deciding that AEDPA
applied and concluded that, even under AEDPA’s deferential standard, the OCCA had erred in concluding
Oklahoma had jurisdiction over the case. Id. at 1160–
61, 1164.18 We held the crime occurred in Indian country, making jurisdiction exclusively federal. We ordered
Mr. Magnan released from state custody without
resolving the “difficult question” of whether AEDPA
constrains federal court review of a state court’s jurisdictional ruling regarding Indian country. Id. at 1164,
1176–77. 19 As in Magnan, we can assume without
deciding that AEDPA applies because Mr. Murphy is
entitled to relief even under that formidable standard
of review.
2. The AEDPA Standard
We first discuss AEDPA’s general framework and
then focus on the statute’s “contrary to” clause because
that provision guides our analysis.
18
See also Yellowbear v. Att’y Gen. of Wyo., 380 F. App’x 740,
743 (10th Cir. 2010) (unpublished) (leaving open the question of
whether AEDPA applies and concluding on federal habeas review
of state murder case that Wyoming Supreme Court’s ruling on
Indian reservation issue in favor of state jurisdiction should be
affirmed regardless of whether de novo or AEDPA standard
applied).
19
Mr. Magnan was later convicted in federal court of three
counts of murder in Indian country. We affirmed his convictions.
See United States v. Magnan, __ F.3d __, No. 16-7043, 2017 WL
3082157, at *1, *4 (10th Cir. July 20, 2017).
25a
a. Overview
“AEDPA erects a formidable barrier to federal
habeas relief for prisoners whose claims have been
adjudicated in state court.” Burt v. Titlow, 134 S. Ct.
10, 16 (2013). When a state court adjudicates a claim
on the merits, AEDPA prohibits federal courts from
granting habeas relief unless the state court’s adjudication of the claim:
(1) resulted in a decision that was contrary
to, or involved an unreasonable application of, clearly established Federal law,
as determined by the Supreme Court of
the United States; or
(2) resulted in a decision that was based
on an unreasonable determination of the
facts in light of the evidence presented in
the State court proceeding.
28 U.S.C. § 2254(d)(1)–(2). “If this standard is difficult
to meet, that is because it was meant to be.”
Harrington v. Richter, 562 U.S. 86, 102 (2011).20
Section 2254(d) provides three ways to overcome
AEDPA deference. Two appear in § 2254(d)(1), which
provides that a state prisoner can qualify for habeas
relief by showing a state court decision was (1) “contrary to” or (2) “involved an unreasonable application
of” federal law that was clearly established by the
Supreme Court. 28 U.S.C. § 2254(d)(1); see Bell v.
Cone, 535 U.S. 685, 694 (2002) (explaining the “contrary to” and “unreasonable application” clauses each
20
AEDPA concerns federal court deference to the decisions of
state courts. Our review of the federal district court’s application
of AEDPA is de novo. See Frost v. Pryor, 749 F.3d 1212, 1223
(10th Cir. 2014) (“[W]e review the district court’s legal analysis of
the state court decision de novo and its factual findings, if any,
for clear error.” (quotations omitted)).
26a
carry “independent meaning”). The third way, in
§ 2254(d)(2), requires a state prisoner to show that a
state court decision was based on an unreasonable
factual determination. See 28 U.S.C. § 2254(d)(2).
Thus, “[e]ach of AEDPA’s three prongs—contrary to
clearly established federal law, unreasonable application of clearly established federal law, and unreasonable determination of the facts—presents an independent inquiry.” Budder v. Addison, 851 F.3d 1047,
1051 (10th Cir. 2017).
Mr. Murphy makes arguments based on all three,
but because we need apply only § 2254(d)(1)’s “contrary to” provision to resolve this case, we restrict our
discussion to that clause.
b. The “contrary to” clause
When a state court adjudicates a prisoner’s federal
claim on the merits, review under § 2254(d)(1)’s “contrary to” clause proceeds in three steps.
First, we must decide whether there is clearly established federal law that applies to the claim. See House
v. Hatch, 527 F.3d 1010, 1015 (10th Cir. 2008) (“Whether
the law is clearly established is the threshold question
under § 2254(d)(1).”). In discerning what law is “clearly
established,” we must look only to the decisions of the
Supreme Court, see Parker v. Matthews, 567 U.S. 37,
48–49 (2012) (per curiam) (explaining circuit precedent
“cannot form the basis for habeas relief under AEDPA”),
and we must “measure state-court decisions against
[the Supreme] Court’s precedents as of the time
the state court renders its decision,” Greene v. Fisher,
565 U.S. 34, 38 (2011) (emphasis and quotations
27a
omitted). Within this set of cases, “‘clearly established Federal law’ for purposes of § 2254(d)(1) includes
only the holdings, as opposed to the dicta, of [the
Supreme] Court’s decisions.” White v. Woodall, 134
S. Ct. 1697, 1702 (2014) (brackets and quotations
omitted).
Second, if we can identify clearly established law, we
then must assess whether the state court’s decision
was “contrary to” that law. See 28 U.S.C. § 2254(d)(1);
see also House, 527 F.3d at 1018. “The word ‘contrary’
is commonly understood to mean ‘diametrically different,’ ‘opposite in character or nature,’ or ‘mutually
opposed.’” Williams v. Taylor, 529 U.S. 362, 405 (2000)
(controlling opinion of O’Connor, J.) (quoting Webster’s
Third New International Dictionary 495 (1976)). A
state court decision violates the “contrary to” clause if
it “applies a rule that contradicts the governing law set
forth in [the Supreme Court’s] cases.” Id. If the state
court identifies and applies “the correct legal rule,” its
decision will not be “contrary to” federal law, but the
state court’s application of the correct rule can still be
evaluated under § 2254(d)(1)’s “unreasonable application” clause. Id. at 406.
Third, if the state court rendered a decision that was
“contrary to” clearly established Supreme Court precedent by applying the wrong legal test, we do not necessarily grant relief; rather, we review the claim applying the correct law. Put differently, “it is . . . a
necessary prerequisite to federal habeas relief that a
prisoner satisfy the AEDPA standard of review,” but
habeas relief does not “automatically issue if a prisoner satisfies the AEDPA standard.” Horn v. Banks,
536 U.S. 266, 272 (2002). By showing the state court
21
21
Similarly, “review under § 2254(d)(1) is limited to the record
that was before the state court that adjudicated the claim on the
merits.” Cullen v. Pinholster, 563 U.S. 170, 181 (2011).
28a
decision was “contrary to” clearly established federal
law, the prisoner surmounts AEDPA, and the federal
habeas court “must then resolve the claim without
the deference AEDPA otherwise requires.” Panetti
v. Quarterman, 551 U.S. 930, 953 (2007); see also
Williams, 529 U.S. at 406 (explaining that if “the
state-court decision falls within” the “contrary to”
clause, “a federal court will be unconstrained by
§ 2254(d)(1)”); Milton v. Miller, 744 F.3d 660, 670–71
(10th Cir. 2014) (concluding OCCA’s decision was
“contrary to” clearly established federal standard and
reviewing claim de novo).
As previously mentioned, we choose to assume that
AEDPA supplies our standard of review and now
turn to the substantive law governing Indian country
jurisdiction.
B. Indian Country Jurisdiction
Understanding the Indian country jurisdiction issue
in this case requires background knowledge about
(1) reservations, (2) the Major Crimes Act, (3) the
meaning of “Indian country,” and (4) how a reservation
can be disestablished or diminished. We address these
topics below.
1. Reservations
The federal government began creating Indian reservations during the nineteenth century. See Felix S.
Cohen’s Handbook of Federal Indian Law 60 (Nell
Jessup Newton ed., 2012) [hereinafter “Cohen”]. “During the 1850s, the modern meaning of Indian reservation emerged, referring to land set aside under federal
protection for the residence or use of tribal Indians,
regardless of origin.” Id. at 190 91. “[T]he term [‘Indian
reservation’] has come to describe federally-protected
Indian tribal lands, meaning those lands which Congress has set apart for tribal and federal jurisdiction.”
29a
Indian Country, U.S.A., 829 F.2d at 973 (citation and
quotations omitted). As we explain further below, the
term “Indian country” includes not only reservations
but other lands as well.
2. The Major Crimes Act
The Major Crimes Act is the jurisdictional statute at
the heart of this case. It applies to enumerated crimes
committed by Indians in “Indian country.” When the
Major Crimes Act applies, jurisdiction is exclusively
federal. See Negonsott v. Samuels, 507 U.S. 99, 103
(1993) (“[F]ederal jurisdiction over the offenses covered by the Indian Major Crimes Act is exclusive
of state jurisdiction.” (quotations omitted)); United
States v. Sands, 968 F.2d 1058, 1062 (10th Cir. 1992)
(“The State of Oklahoma does not have jurisdiction
over a criminal offense committed by one Creek Indian
against another in Indian country.”); Cravatt v. State,
825 P.2d 277, 279 (Okla. Crim. App. 1992) (“[Q]uite
simply the State of Oklahoma does not have jurisdiction over crimes committed by or against an Indian in
Indian Country.” (quotations omitted)). “The policy of
leaving Indians free from state jurisdiction and control
is deeply rooted in the Nation’s history.” Rice v. Olson,
324 U.S. 786, 789 (1945) (citing Worcester v. Georgia,
31 U.S. (6 Pet.) 515 (1832)).
The current version of the Major Crimes Act provides in relevant part:
Any Indian who commits against the person
or property of another Indian or other person
any of the following offenses, namely, murder
. . . within the Indian country, shall be subject
to the same law and penalties as all other
persons committing any of the above offenses,
within the exclusive jurisdiction of the United
States.
30a
18 U.S.C. § 1153(a). If the Major Crimes Act applies to
an Indian defendant, he or she “shall be tried in the
same courts and in the same manner as are all other
persons committing such offense within the exclusive
jurisdiction of the United States.” 18 U.S.C. § 3242.
The parties agree that Mr. Murphy and Mr. Jacobs,
both members of the Creek Nation, qualify as Indians
for purposes of the Major Crimes Act. See 124 P.3d at
1200; see also Aplt. Br. at 20; Aplee. Br. at 11. 22
Murder is among the Act’s enumerated offenses. See
18 U.S.C. § 1153(a). The dispute centers on whether
the crime occurred in Indian country, in particular on
the Creek Reservation. Before we discuss the meaning
of Indian country, we provide the following history of
the Major Crimes Act because it aids our analysis.
In Ex parte Crow Dog, 109 U.S. 556 (1883), the
Supreme Court held that federal and territorial courts
lacked jurisdiction to try an Indian for the murder of
another Indian committed in Indian country. Id. at
572. In response, Congress passed the Major Crimes
Act in 1885. See Act of Mar. 3, 1885, ch. 341, § 9, 23
Stat. 362, 385; Keeble v. United States, 412 U.S. 205,
209–10 (1973) (discussing Ex parte Crow Dog and
legislative response). As originally enacted, the Major
Crimes Act provided:
[A]ll Indians, committing against the person
or property of another Indian or other person
any of the following crimes, namely, murder
. . . within any Territory of the United States,
and either within or without an Indian
reservation, shall be subject therefor to the
laws of such Territory relating to said crimes
22
Whether the Major Crimes Act applies does not depend on
whether the victim is an Indian. See 18 U.S.C. § 1153(a) (reaching
crimes against an Indian “or other person”).
31a
. . . ; and all such Indians committing any
of the above crimes against the person or
property of another Indian or other person
within the boundaries of any State of the
United States, and within the limits of any
Indian reservation, shall be subject to the
same laws, tried in the same courts and in
the same manner, and subject to the same
penalties as are all other persons committing
any of the above crimes within the exclusive
jurisdiction of the United States.
§ 9, 23 Stat. at 385. Thus, unlike the current law,
which applies in “Indian country,” the original Act
applied to crimes committed in federal territories and
“within the boundaries of any State of the United
States, and within the limits of any Indian reservation.” Id. (emphasis added); see also United States v.
Kagama, 118 U.S. 375, 377–78, 383–85 (1886) (discussing original Act and upholding its constitutionality).
In cases decided in the late nineteenth and early
twentieth centuries, the Supreme Court explained
that the Major Crimes Act applied to crimes committed within the boundaries of Indian reservations
regardless of the ownership of the particular land on
which the crimes were committed. See United States v.
Celestine, 215 U.S. 278, 284–87 (1909); United States
v. Thomas, 151 U.S. 577, 585–86 (1894). The Court
explained in Celestine that reservation status depends
on the boundaries Congress draws, not on who owns
the land inside the reservation’s boundaries: “[W]hen
Congress has once established a reservation, all tracts
included within it remain a part of the reservation
until separated therefrom by Congress.” 215 U.S. at
285. This understanding of reservations has continued. See Solem v. Bartlett, 465 U.S. 463, 470 (1984)
(“Once a block of land is set aside for an Indian
32a
Reservation and no matter what happens to the title
of individual plots within the area, the entire block
retains its reservation status until Congress explicitly
indicates otherwise.” (citing Celestine, 215 U.S. at
285)).
3. Indian Country
In 1948, Congress amended the Major Crimes Act
and codified the definition of “Indian country.” See Act
of June 25, 1948, ch. 645, 62 Stat. 683, 757; see also
Alaska v. Native Village of Venetie Tribal Gov’t, 522
U.S. 520, 528–30 (1998) (discussing term’s case-law
origins); Cohen at 189–90 (discussing codification).
Within the definition, Congress included the
boundaries-based concept of reservations that had
developed in the case law under the Major Crimes
Act.23 Under 18 U.S.C. § 1151, “Indian country” means:
(a) all land within the limits of any Indian
reservation under the jurisdiction of the
United States Government, notwithstanding
the issuance of any patent, and, including
rights-of-way running through the reservation,
(b) all dependent Indian communities within
the borders of the United States whether
within the original or subsequently acquired
territory thereof, and whether within or without the limits of a state, and
23
Before the 1948 codification, Congress in 1932 had also provided that the Major Crimes Act would apply to enumerated
crimes committed by Indians “on and within any Indian reservation under the jurisdiction of the United States Government,
including rights of way running through the reservation.” Act of
June 28, 1932, 47 Stat. 336, 337.
33a
(c) all Indian allotments, the Indian titles to
which have not been extinguished, including
rights-of-way running through the same.
18 U.S.C. § 1151 (paragraph breaks added). 24 If an
area qualifies under any of these definitions, it is
Indian country. See Okla. Tax Comm’n v. Sac & Fox
Nation, 508 U.S. 114, 123 (1993) (“Congress has
defined Indian country broadly to include formal and
informal reservations, dependent Indian communities, and Indian allotments, whether restricted or held
in trust by the United States.”); see also Indian
Country, U.S.A., 829 F.2d at 973 (“A formal designation of Indian lands as a ‘reservation’ is not required
for them to have Indian country status.”). Id.
At the same time Congress enacted this definition of
Indian country, it also amended the Major Crimes Act
so that it would apply in Indian country as defined
in the statute. See 62 Stat. at 758. Thus, the Major
Crimes Act now applies in all of Indian country, see 18
U.S.C. § 1153(a), not only reservation land.
Within § 1151’s definition of Indian country, the
§ 1151(a) reservation clause concerns us here. Congress provided that “Indian country” includes “all land
within the limits of any Indian reservation under the
jurisdiction of the United States Government, notwithstanding the issuance of any patent, and, including rights-of-way running through the reservation.” 18
U.S.C. § 1151(a) (emphasis added). Thus, land within
the boundaries of an Indian reservation is in “Indian
country.”
24
“Indian country” carries a different meaning for certain laws
relating to intoxicants. See 18 U.S.C. §§ 1154, 1156; see also 18
U.S.C. § 1151 (defining “Indian country” “[e]xcept as otherwise
provided in sections 1154 and 1156 of this title”). These exceptions are not relevant here.
34a
The Supreme Court confirmed this understanding
in Seymour v. Superintendent of Washington State
Penitentiary, 368 U.S. 351 (1962). In that case, an
Indian sought federal habeas relief after being convicted in Washington state court of burglary, one of
the Major Crimes Act’s enumerated offenses. See 18
U.S.C. § 1153(a); see also Seymour, 368 U.S. at 352 n.2.
He argued the United States had exclusive jurisdiction
because the crime occurred within an Indian reservation and therefore within Indian country. See 368 U.S.
at 352–54. The State of Washington argued that even
though the crime occurred on land within the reservation’s borders, the particular parcel was owned by a
non-Indian. See id. at 357. Ruling for the Indian
petitioner, the Supreme Court said Congress’s definition of Indian country in § 1151(a) “squarely put to
rest” this argument. Id. “Since the burglary with which
[the defendant] was charged occurred on property
plainly located within the limits of [the] reservation,
the courts of Washington had no jurisdiction to try him
for that offense.” Id. at 359. Under § 1151(a), therefore,
all lands within the boundaries of a reservation have
Indian country status.
4. Reservation Disestablishment and Diminishment
Only Congress can disestablish or diminish a reservation. 25 In Lone Wolf v. Hitchcock, 187 U.S. 553
(1903), the Supreme Court said Congress has the
25
The terms “disestablished” and “diminished” “have at times
been used interchangeably,” but “disestablishment generally
refers to the relatively rare elimination of a reservation while
diminishment commonly refers to the reduction in size of a
reservation.” Yankton Sioux Tribe v. Gaffey, 188 F.3d 1010, 1017
(8th Cir. 1999). Here, the State argues Congress disestablished
the Creek Reservation.
35a
power to unilaterally abrogate treaties made with
Indian tribes. Id. at 566. “Congress possesses plenary
power over Indian affairs, including the power to
modify or eliminate tribal rights.” South Dakota v.
Yankton Sioux Tribe, 522 U.S. 329, 343 (1998). This
includes the power to eliminate or reduce a reservation against a tribe’s wishes and without its consent.
See Solem, 465 U.S. at 470 n.11 (explaining the Lone
Wolf Court “decided that Congress could diminish
reservations unilaterally”). Because “only Congress
can alter the terms of an Indian treaty by diminishing
a reservation,” the Supreme Court has said the
“touchstone” of whether a reservation’s boundaries
have been altered is congressional purpose. Yankton
Sioux Tribe, 522 U.S. at 343; see also Rosebud Sioux
Tribe v. Kneip, 430 U.S. 584, 588 n.4 (1977) (“The focus
of our inquiry is congressional intent.”).
Having recognized Congress’s power to disestablish
and diminish Indian reservations, the Supreme Court
also has developed a framework to determine whether
Congress has exercised its power with respect to a
given reservation. We next discuss (a) the presumption against disestablishment and diminishment,
(b) Congress’s pursuit of a policy called allotment and
its relationship to reservation borders, and (c) the
Supreme Court’s three-part Solem test for determining whether Congress has altered a reservation’s
boundaries.
a. Presumption against disestablishment and
diminishment
Courts do not lightly infer that Congress has exercised its power to disestablish or diminish a reservation. See DeCoteau v. Dist. Cty. Court for the Tenth
Judicial Dist., 420 U.S. 425, 444 (1975) (“[The
Supreme] Court does not lightly conclude that an
36a
Indian reservation has been terminated.”). Indeed, the
Supreme Court has said courts must approach these
issues with a “presumption” that Congress did not
intend to disestablish or diminish a reservation.
Solem, 465 U.S. at 481; see also Absentee Shawnee
Tribe v. Kansas, 862 F.2d 1415, 1417 (10th Cir. 1988)
(“With regard to acts of Congress subsequent to the
establishment of the reservation, the courts adopt an
interpretational policy against diminishing an Indian
reservation.”). 26 Congress can do so, but its intent
“must be ‘clear and plain.’” Yankton Sioux Tribe, 522
U.S. at 343 (quoting United States v. Dion, 476 U.S.
734, 738–39 (1986)); see also Solem, 465 U.S. at 470
(explaining Congress must “clearly evince an intent to
change boundaries before diminishment will be found”
(quotations omitted)); id. at 476 (discussing a statute’s
lack of “explicit expression of congressional intent to
diminish” and finding reservation preserved); DeCoteau,
420 U.S. at 444 (“[The Supreme Court] requires that
the congressional determination to terminate . . . be
expressed on the face of the Act or be clear from the
surrounding circumstances and legislative history.”
(ellipsis in original) (quotations omitted)).
b. The policy of allotment
The Supreme Court’s test, discussed below, for
determining whether Congress intended to disestablish or diminish a reservation developed after Congress pursued a policy known as allotment.
26
The presumption against reservation disestablishment and
diminishment accords with the general principle that an intent
“to abrogate or modify a treaty is not to be lightly imputed to the
Congress.” Menominee Tribe of Indians v. United States, 391 U.S.
404, 413 (1968) (quotations omitted); see also South Dakota v.
Bourland, 508 U.S. 679, 687 (1993).
37a
Following decades of setting aside “large sections
of the western States and Territories . . . for Indian
reservations,” Congress in the late nineteenth century
adopted “the view that the Indians tribes should
abandon their nomadic lives on the communal reservations and settle into an agrarian economy on
privately-owned parcels of land.” Solem, 465 U.S. at
466. 27 This policy involved Congress dividing, or
“allotting,” communal Indian lands into individualized
parcels for private ownership by tribal members. Not
incidentally, the policy also “open[ed] up unallotted
lands for non-Indian settlement,” allowing these “surplus” lands to be sold to non-Indians. Id. at 467. Laws
designed “to force Indians onto individual allotments
carved out of reservations and to open up unallotted
lands for non-Indian settlement” are often referred to
as “surplus land acts.” Id.
Allotment on its own does not disestablish or diminish a reservation. See Mattz v. Arnett, 412 U.S. 481,
497 (1973) (explaining allotment can be “completely
consistent with continued reservation status”). But
Congress, in passing surplus land acts, has altered the
boundaries of some reservations. See Solem, 465 U.S.
at 469 (“[S]ome surplus land acts diminished reservations, and other surplus land acts did not.” (citations
omitted)).
Congress pursued the allotment policy on a national
scale in the 1887 General Allotment Act. See Act of
27
Or, as the Supreme Court described the policy at the time,
“Of late years a new policy has found expression in the legislation
of Congress,[] a policy which looks to the breaking up of tribal
relations, the establishing of the separate Indians in individual
homes . . . .” In re Heff, 197 U.S. 488, 499 (1905), overruled in part
by United States v. Nice, 241 U.S. 591, 601 (1916).
38a
Feb. 8, 1887, ch. 119, 24 Stat. 388.28 That law, however, did not affect all Indian tribes and reservations.
The Creek Nation was not included in the General
Allotment Act. See § 8, 24 Stat. at 391. By the early
twentieth century, “Congress was dealing with the
surplus land question on a reservation-by-reservation
basis, with each surplus land act employing its own
statutory language, the product of a unique set of
tribal negotiation and legislative compromise.” Solem,
465 U.S. at 467.
During the allotment era, Congress “anticipated the
imminent demise” of reservations. Id. at 468; see also
id. (“[M]embers of Congress voting on the surplus land
acts believed to a man that within a short time—
within a generation at most—the Indian tribes would
enter traditional American society and the reservation
system would cease to exist.”); see also Yankton Sioux
Tribe, 522 U.S. at 343 (explaining Congress “assumed
that the reservation system would fade over time”).
The Supreme Court has said this general hostility to
reservations and Indian communal life does not establish that a particular reservation was disestablished:
Although the Congresses that passed the
surplus land acts anticipated the imminent
demise of the reservation and, in fact, passed
the acts partially to facilitate the process, we
have never been willing to extrapolate from
this expectation a specific congressional
purpose of diminishing reservations with the
passage of every surplus land act. Rather, it
28
The policy of the General Allotment Act, the Supreme Court
has said, “was to continue the reservation system and the trust
status of Indian lands, but to allot tracts to individual Indians for
agriculture and grazing. When all the lands had been allotted and
the trust expired, the reservation could be abolished.” Mattz, 412
U.S. at 496.
39a
is settled law that some surplus land acts
diminished reservations, and other surplus
land acts did not.
Solem, 465 U.S. at 468–69 (citations omitted); see also
Pittsburg & Midway Coal Mining Co. v. Yazzie, 909
F.2d 1387, 1395 (10th Cir. 1990) (explaining congressional belief “that all reservations would be temporary
is irrelevant in determining whether the boundaries
of a specific reservation were being diminished by
the language of a given statute”). Whether there was
“a specific congressional purpose” to disestablish or
diminish a particular reservation “depends on the
language of the act and the circumstances underlying
its passage.” Solem, 465 U.S. at 469. To distinguish
congressional acts that changed a reservation’s borders from those “that simply offered non-Indians the
opportunity to purchase land within established reservation boundaries,” the Supreme Court has developed a three-part framework. Id. at 470.
c. Solem factors
In Solem v. Bartlett, a member of the Cheyenne
River Sioux Tribe sought habeas relief after a state
court in South Dakota convicted him of attempted
rape. Id. at 465; see also id. at 465 n.2 (explaining
offense fell within Major Crimes Act). The defendant
argued the state court lacked jurisdiction because the
crime occurred on the reservation. Id. The Supreme
Court developed and applied its three-part framework
to assess whether the reservation had been diminished. See id. at 470–80. It concluded the reservation
had not been diminished and granted habeas relief
because the federal government had exclusive jurisdiction. Id. at 481. Solem’s three factors are as follows:
First, Solem instructs courts to examine the text of
the statute purportedly disestablishing or diminishing
40a
the reservation. Statutory language is “[t]he most
probative evidence of congressional intent.” Id. at 470.
“Explicit reference to cession or other language evidencing the present and total surrender of all tribal
interests strongly suggests that Congress meant to
divest from the reservation all unallotted opened
lands.” Id. When such language is combined with
language committing Congress to compensate the tribe
for its land with a fixed sum, Congress’s intent to
diminish a reservation is especially clear. Id. at 470–
71. No “particular form of words,” however, is necessary to diminish a reservation. Hagen v. Utah, 510
U.S. 399, 411 (1994).
Second, Solem requires courts to consider “events
surrounding the passage” of the statute. 465 U.S. at 471.
Even when the statutory language “would otherwise
suggest reservation boundaries remained unchanged,”
the Court has been willing to find that Congress
altered the borders if evidence at step two “unequivocally reveal[s] a widely-held, contemporaneous understanding that the affected reservation would shrink
as a result of the proposed legislation.” Id. Step-two
contemporary historical evidence includes “the manner in which the transaction was negotiated with the
tribes . . . and the tenor of legislative reports presented
to Congress.” Id.
Third, Solem considers, though “[t]o a lesser extent,”
“events that occurred after the passage” of the relevant statute. Id. This evidence can include “Congress’s
own treatment of the affected areas” as well as “the
manner in which the Bureau of Indian Affairs and
local judicial authorities dealt with unallotted open
lands.” Id. Later demographic history—evidence of
“who actually moved onto opened reservation lands”—
also offers a “clue as to what Congress expected would
41a
happen once land on a particular reservation was
opened to non-Indian settlers.” Id. at 471–72.
In conducting this three-part inquiry, “[t]here are
. . . limits to how far” courts can “go to decipher
Congress’s intention in any particular surplus land
act.” Id. at 472. “Throughout the inquiry,” courts must
“resolve any ambiguities in favor of the Indians” and
remember that disestablishment and diminishment
are not to be lightly found. Hagen, 510 U.S. at 411. The
“rule by which legal ambiguities are resolved to the
benefit of the Indians” is applied to its “broadest
possible scope” in disestablishment and diminishment
cases. DeCoteau, 420 U.S. at 447. Absent “substantial
and compelling evidence” courts are “bound by . . .
traditional solicitude for the Indian tribes” to conclude
“that the old reservation boundaries survived.” Solem,
465 U.S. at 472.
* * * *
Having addressed AEDPA, the substantive law of
Indian country jurisdiction, and reservation disestablishment and diminishment, we turn now to our
analysis.
III. DISCUSSION
Our analysis addresses three issues:
(A) Whether there was clearly established federal
law as determined by the Supreme Court when the
OCCA addressed Mr. Murphy’s jurisdictional claim.
We conclude the Solem framework constituted clearly
established law.
(B) Whether the OCCA rendered a decision contrary to this clearly established law when it resolved
Mr. Murphy’s jurisdictional claim. We conclude that
it did because the OCCA failed to apply the Solem
framework and took an approach incompatible with it.
42a
(C) Whether the federal government has exclusive
jurisdiction over Mr. Murphy’s case. We conclude that
it does because, under the Solem framework, Congress
has not disestablished the Creek Reservation.
Because the crime occurred in Indian country,
Oklahoma lacked jurisdiction. We therefore reverse
the district court’s denial of habeas relief and remand
with instructions to grant Mr. Murphy’s application
for a writ of habeas corpus under 28 U.S.C. § 2254.
A. Clearly Established Federal Law
Our first inquiry under § 2254(d)(1) is whether
clearly established federal law governed Mr. Murphy’s
claim. See House, 527 F.3d at 1015. The OCCA issued
its jurisdictional decision on December 7, 2005. See
Murphy, 124 P.3d 1198. Our survey of clearly established federal law is therefore limited to decisions of
the Supreme Court before that date. See 28 U.S.C.
§ 2254(d)(1); Greene, 565 U.S. at 38. We conclude the
three-part Solem framework supplied the OCCA with
clearly established federal law to decide Mr. Murphy’s
claim.
1. Solem—Clearly Established Law in 2005
The Supreme Court decided Solem in 1984, more
than two decades before the OCCA decided Mr.
Murphy’s case. Even in 1984, the Solem Court recognized the three-part framework it applied was not
a new development in the law. The Solem Court
explained its precedent had already “established a
fairly clean analytical structure” for deciding whether
Congress altered a reservation’s borders. 465 U.S. at
470. The Court’s pre-Solem decisions relied on the
factors discussed in Solem to assess reservation disestablishment and diminishment. See Rosebud Sioux
Tribe, 430 U.S. at 587 (reservation diminished);
43a
DeCoteau, 420 U.S. at 427–28 (reservation disestablished); Mattz, 412 U.S. at 505 (reservation not disestablished); Seymour, 368 U.S. at 359 (reservation not
disestablished); see also Navajo Tribe of Indians v.
New Mexico, 809 F.2d 1455, 1476 n.30 (10th Cir. 1987)
(“Although the Tribe refers to Solem as ‘significant
new authority,’ Solem is rather one of a line of cases
construing the dimensions of ‘Indian country.’” (citation omitted)).
Between 1984 when Solem was decided and 2005
when the OCCA issued its decision in Mr. Murphy’s
case, the Supreme Court did nothing to call Solem into
doubt. Rather, it reaffirmed Solem’s three-part framework and applied it to other reservations in the 1990s.
See Yankton Sioux Tribe, 522 U.S. at 333, 344 (discussing three factors and concluding reservation was
diminished); Hagen, 510 U.S. at 410–11, 421 (concluding Congress diminished reservation and explaining
Solem directs courts “to look to three factors”).
In the years before the OCCA’s decision, federal
appeals courts, including this court, recognized Solem
provided the governing framework. See, e.g., Shawnee
Tribe v. United States, 423 F.3d 1204, 1221 (10th Cir.
2005) (discussing Solem and explaining that “we look
to three factors to determine whether a reservation’s
boundaries have been altered”); United States v. Webb,
219 F.3d 1127, 1131 (9th Cir. 2000) (identifying Solem
as “well established Supreme Court precedent”);
Yankton Sioux Tribe v. Gaffey, 188 F.3d 1010, 1022–23
(8th Cir. 1999) (explaining Solem provides “the standard rules of interpretation”); Yazzie, 909 F.2d at 1395
(“The current analytic structure has been summarized
in Solem.”). So did state high courts. See, e.g., State v.
Greger, 559 N.W.2d 854, 860–61 (S.D. 1997) (explaining Hagen retained Solem’s “traditional approach to
diminishment questions”); State v. Davids, 534 N.W.2d
44a
70, 72 (Wis. 1995) (noting Solem Court “identif[ied]
the governing principles of diminishment”); State v.
Perank, 858 P.2d 927, 935–36 (Utah 1992) (reciting
Solem framework as governing law).
The Supreme Court has recognized that a legal
framework for evaluating a given type of claim can
constitute clearly established law under § 2254(d)(1).
For example, the Court’s decision in Strickland v.
Washington, 466 U.S. 668 (1984), announced a twopart test for evaluating claims of ineffective assistance
of counsel, see id. at 687 (discussing performance and
prejudice), and the Court has since said this framework constitutes clearly established law, Williams,
529 U.S. at 391 (controlling opinion of Stevens, J.) (“It
is past question that the rule set forth in Strickland
qualifies as ‘clearly established Federal law, as determined by the Supreme Court of the United States.’”
(quoting 28 U.S.C. § 2254(d)(1))). Although claims of
lawyer ineffectiveness are each unique and require
fact-intensive analysis, Strickland’s framework still
applies, and the variety of fact patterns “obviates
neither the clarity of the rule nor the extent to which
the rule must be seen as ‘established’ by [the Supreme]
Court.” Id.
We conclude Solem’s three-part framework for evaluating whether Congress has disestablished or diminished an Indian reservation was clearly established
when the OCCA rendered its decision. The State’s
arguments to the contrary miss the mark.
2. The State’s Arguments
The State acknowledges the Supreme Court has
applied the Solem framework to “surplus land acts,
which provided for the sale of large areas of land for
white settlement,” but it argues that, with respect to
the Creek Nation, Congress allotted almost all of the
45a
Reservation to tribal members. Aplee. Br. at 46–47.
This point has nothing to do with whether the Solem
framework applies, though it does suggest Congress
did not intend to disestablish the Creek Reservation.
The State offers no explanation for why the proportion
of land allotted to tribal members relative to the land
opened to non-Indian settlement makes a difference to
whether Solem applies. In making its disestablishment case, the State relies on statutes that allotted the
Creek Reservation, and we discuss these laws below.
Those statutes, like the statute in Solem, “force[d]
Indians onto individual allotments carved out of
[a] reservation[] and . . . open[ed] up unallotted lands
for non-Indian settlement.” Solem, 465 U.S. at 467.
Whether Congress disestablished the Creek Reservation through those statutes is the kind of question the
Solem framework was built to answer.
The State also argues that Congress, in addition to
allotting Creek lands, “took a number of steps toward[]
the complete abolition of the Creek Nation as a
political entity.” Aplee. Br. at 46; see also id. at 47.
Below, we consider the State’s arguments about political dissolution as they relate to reservation disestablishment. But the State offers no explanation or legal
authority for why legislation dealing with a tribe’s
political status would make the Solem framework
anything less than clear when it comes to reservation
disestablishment—the issue before us.
Despite its arguments that there is no clearly
established law, the State’s brief recognizes Solem is
controlling. It defends the substantive correctness of
the OCCA’s decision by reference to Solem’s three-part
test. Nowhere does the State argue that some other
legal framework applies.
* * * *
46a
Because clearly established Supreme Court law
governs Mr. Murphy’s Indian country jurisdictional
claim, we proceed to the next step of the § 2254(d)(1)
inquiry: whether the OCCA rendered a decision that
was “contrary to” the Solem framework.
B. The OCCA Decision—Contrary to Clearly
Established Federal Law
Before we address whether the OCCA’s decision was
“contrary to” Solem, we consider—and reject—Mr.
Murphy’s threshold argument that the OCCA failed to
adjudicate his reservation claim on the merits. We
then consider whether the OCCA’s merits decision was
“contrary to” the clearly established Solem framework
discussed above. We conclude it was.
1. The OCCA’s Merits Decision
The following is the entirety of the OCCA’s discussion of the jurisdictional issue with respect to the
Reservation:
The remaining issue, under proposition one,
is whether or not the land in question is part
of a Creek Nation reservation that has never
been disestablished or is part of a dependent
Indian community.[29] Unfortunately, the District Court decided, based upon the Assistant
29
As already mentioned, Mr. Murphy pursued three theories
for Indian country jurisdiction before the OCCA. This part of the
OCCA’s discussion addressing Mr. Murphy’s reservation argument under § 1151(a) followed its rejection of his allotment theory
under § 1151(c). We omit the OCCA’s discussion of the “dependent Indian community” theory under § 1151(b) because that issue
is not before us. And although Mr. Murphy again raises the
allotment theory in this appeal, we do not reach that issue
because we agree with him that the crime occurred within the
Creek Reservation.
47a
District Attorney’s urging, that these questions were beyond the scope of the evidentiary
hearing, even though we clearly asked the
Court to determine if the tract in question
was Indian country under 18 U.S.C. § 1151.
Be that as it may, the error was alleviated
when the District Court allowed Petitioner’s[30] counsel to make an extended offer
of proof regarding the testimony and evidence
that would have been presented on these two
questions had that opportunity been given.
Accordingly, we find the error was harmless.
Even if the evidence had been admitted, it is
insufficient to convince us that the tract in
question qualifies as a reservation or dependent Indian community.
Petitioner’s proffered expert, Monta Sharon
Blackwell, stated by affidavit that “[t]here
was never a formal Creek Nation ‘reservation’
but for practical purposes” certain treaty language was “tantamount to a reservation
under Federal law.” Thus, the “Creek Nation,
historically and traditionally, is a confederacy
of autonomous tribal towns, or Talwa, each
with its own political organization and
leadership.”[31]
30
The OCCA referred to Mr. Murphy as “Petitioner.”
As part of his offer of his proof on the reservation issue, Mr.
Murphy submitted an affidavit from Ms. Blackwell, an attorney
with more than two decades of experience practicing Indian
law with the U.S. Department of the Interior. See Blackwell Aff.
¶¶ 3–4, State Post-Conviction Record, Vol. 1 at 151. Ms.
Blackwell stated the tract of land where the crime occurred “falls
within the territorial boundaries of the Muscogee (Creek)
Nation.” Id. ¶ 13. As the OCCA pointed out, she stated “[t]here
was never a formal Creek Nation ‘reservation’” because the Creek
31
48a
Ms. Blackwell and Jeff Dell[32] both took the
position that the historical boundaries of the
Creek Nation remained intact even after the
various Creek lands were subjected to the
allotment process, but no case is cited for the
position that the individual Creek allotments
remain part of an overall Creek reservation
that still exists today.18
18 It seems redundant, however, to treat
lands as both a reservation and an allotment. Section 1151 clearly makes a distinction between the two.
The best authority on this point is Indian
Country, U.S.A., Inc. v. State of Oklahoma,
829 F.2d at 975, which treats the Creek
Nation lands as a “reservation” as of 1866.19
However, the Tenth Circuit declined to
answer the question of whether the exterior
boundaries of the 1866 Creek Nation have
been disestablished and expressly refused to
express an opinion in that regard concerning
Nation had “acquired the land at issue in this case through treaty
with the United States.” Id. ¶ 14. But there is no dispute that the
Creek Nation had a reservation; the State agrees it was intact in
1900, see Aplee. Br. at 75 n.25. Rather, the dispute is whether
Congress has disestablished the Creek Reservation. In Ms.
Blackwell’s opinion, “[t]he exterior territorial boundaries of the
Creek Nation were not altered” by congressional acts around the
turn
of
the twentieth century. Blackwell Aff. ¶ 21. She concluded “the
Muscogee (Creek) Nation has not been disestablished” and that
“regardless of title ownership as Indian or non-Indian, the [tract
where the crime occurred] is Indian country within the meaning
of Federal Law.” Id. ¶ 22.
32
Mr. Dell, “an Assistant Realty Officer for the Creek Nation,
rendered a title opinion on behalf of the State.” 124 P.3d at 1203.
49a
allotted Creek lands. See id. at 975 n. 3, 980
n. 5.
19 The case finds the term “reservation,”
for purposes of defining Indian country,
“simply refers to those lands which Congress intended to reserve for a tribe and
over which Congress intended primary
jurisdiction to rest in the federal and tribal
governments.” 829 F.2d at 973.
If the federal courts remain undecided on this
particular issue, we refuse to step in and
make such a finding here.
Murphy, 124 P.3d at 1207–08 (paragraph numbers
omitted).
Mr. Murphy, focusing mainly on the court’s last
sentence, argues the OCCA refused to adjudicate his
reservation claim on the merits. The State maintains
the OCCA decided the reservation issue on the merits
because it considered Mr. Murphy’s evidence, found it
insufficient, and denied relief.
Whether the OCCA adjudicated the jurisdictional
claim “on the merits” as that phrase is used in 28
U.S.C. § 2254(d) determines our standard of review.
As discussed above, we have chosen to assume (without deciding) that AEDPA applies to jurisdictional
claims of the type Mr. Murphy raises. But even when
a type of claim can qualify for AEDPA review, federal
courts do not apply AEDPA deference when the state
court did not adjudicate the specific claim “on the
merits.” See Cone v. Bell, 556 U.S. 449, 472 (2009);
Stouffer v. Duckworth, 825 F.3d 1167, 1179 (10th Cir.
2016) (“[I]f the state court did not decide the claim on
the merits, the stringent principles of deference under
28 U.S.C. § 2254 are inapplicable.” (quotations
omitted)), cert. denied, 137 S. Ct. 1226 (2017). If the
50a
state court did not adjudicate the claim “on the merits,”
there is no decision to which the federal court can
defer. See Stouffer v. Trammell, 738 F.3d 1205, 1213
(10th Cir. 2013) (explaining that, when AEDPA does
not apply, “[w]e consider legal questions de novo and
factual findings, if any, for clear error”).
The Supreme Court has explained that a state
court’s decision is “on the merits” even when it denies
the prisoner’s claim “without an accompanying statement of reasons.” Richter, 562 U.S. at 92. Indeed, “it
may be presumed that the state court adjudicated the
claim on the merits in the absence of any indication or
state-law procedural principles to the contrary.” Id. at
99 (emphasis added); see also Johnson v. Williams, 133
S. Ct. 1088, 1091, 1094–96 (2013). Thus, outside of the
“unusual circumstances” when the presumption of a
merits adjudication is rebutted, Johnson, 133 S. Ct.
at 1096, federal habeas relief is available to state
prisoners only under the limited circumstances stated
in § 2254(d).
Although the OCCA’s opinion gives both sides something to draw on, we agree with the State that the
court rendered a merits decision.33 The OCCA remarked
in conclusion that it “refuse[d] to step in,” 124 P.3d at
1208, but Mr. Murphy’s argument ignores the rest of
the OCCA’s discussion in which the court discussed
his offer of proof on the reservation issue and said
his argument was unpersuasive. We do not read the
OCCA’s final sentence as a refusal to decide the
reservation question at all but rather as a refusal to
decide it in Mr. Murphy’s favor. Even if Mr. Murphy’s
reading is plausible, ambiguity is insufficient to overcome the presumption that the OCCA’s adjudication
33
Because we agree with the State, we need not address its
alternative contention that Mr. Murphy waived his meritsdetermination argument.
51a
was on the merits. See Richter, 562 U.S. at 92 (discussing presumption of merits adjudication). Thus, because
the OCCA’s adjudication of the reservation issue was
on the merits, AEDPA applies and Mr. Murphy cannot
receive habeas relief withoutshowing the OCCA’s decision meets the standard set out in § 2254(d). See
Lay v. Royal, 860 F.3d 1307, 1317 (10th Cir. 2017)
(“Because the OCCA addressed the merits . . . we may
only grant habeas relief if we find that the OCCA’s
decision was contrary to . . . settled federal law . . . .”
(citation omitted)). We turn to that question next.
2. The OCCA’s Decision Was Contrary to Solem
Mr. Murphy argues that, if the OCCA decided the
reservation jurisdiction issue, its decision was “contrary to” clearly established Supreme Court authority.
We agree.
a. No citation to Solem
Nowhere in its discussion of the reservation issue—
nor anywhere else in its opinion—did the OCCA cite
Solem, Hagen, Yankton Sioux Tribe, or any of the
Supreme Court’s other Indian reservation disestablishment precedent. 34 This failure to cite governing
law, however, does not on its own mark the OCCA
decision as “contrary to” that law. See Mitchell v.
Esparza, 540 U.S. 12, 16 (2003) (per curiam) (“A state
court’s decision is not contrary to clearly established
Federal law simply because the court did not cite [the
Supreme Court’s] opinions.” (alterations and quotations omitted)). State courts can apply clearly established federal law without citing to it. See Early v.
34
The OCCA included Rosebud Sioux Tribe, 430 U.S. 584, in
one footnoted string citation, but it was in the context of the
allotment issue, not the reservation question. See 124 P.3d at
1205 n.14.
52a
Packer, 537 U.S. 3, 8 (2002) (per curiam). Indeed,
AEDPA “does not even require [state court] awareness
of [Supreme Court] cases, so long as neither the reasoning nor the result of the state-court decision
contradicts them.” Id.
Here, the OCCA did not merely fail to cite controlling Supreme Court authority, it failed to apply it, and
in deviating from Solem, the OCCA’s reasoning contradicted clearly established law.
b. Failure to apply Solem
Setting aside the absence of citations, the substance
of the OCCA’s analysis lacks even cursory engagement
with any of the three Solem factors. The OCCA did not
evaluate any statute to see if Congress had disestablished the Creek Reservation. It also did not evaluate
the historical context of any laws. Nor did the OCCA
evaluate later treatment of the area in question or
demographic history. The OCCA’s decision failed to
apply the required legal standard to the facts.
What the OCCA did say in its analysis contradicted
Solem. Instead of heeding Solem’s “presumption” that
an Indian reservation continues to exist until Congress acts to disestablish or diminish it, see 465 U.S.
at 481, the OCCA flipped the presumption by requiring evidence that the Creek Reservation had not been
disestablished—that it “still exists today,” 124 P.3d at
1207. In other words, the OCCA improperly required
Mr. Murphy to show the Creek Reservation had not
been disestablished instead of requiring the State to
show that it had been. This “contradicts” governing
law. Williams, 529 U.S. at 405 (controlling opinion
of O’Connor, J.); see id. (“A state-court decision will
certainly be contrary to our clearly established precedent if the state court applies a rule that contradicts
the governing law set forth in our cases.”); see also
53a
Lafler v. Cooper, 566 U.S. 156, 173 (2012) (“[T]he
[State] Court of Appeals identified respondent’s
ineffective-assistance-of-counsel claim but failed to
apply Strickland to assess it. . . . By failing to apply
Strickland to assess the ineffective-assistance-ofcounsel claim respondent raised, the state court’s
adjudication was contrary to clearly established federal law.”). The OCCA applied the wrong law.
Instead of applying the Solem factors, the OCCA
looked for federal court decisions holding that the Reservation continues to exist. This yielded the OCCA’s
single citation to legal authority—our decision in
Indian Country, U.S.A., which was not a disestablishment case. See 829 F.2d at 975 (“In the present case,
we need not decide whether the exterior boundaries of
the 1866 Creek Nation have been disestablished.”).
The OCCA called Indian Country, U.S.A., the “best
authority” for the position that there is still a Creek
Reservation. 124 P.3d at 1207. Indeed, we held there
is still a Creek Reservation, but we had no occasion to
determine whether the Reservation’s 1866 boundaries
remained intact. See 829 F.2d at 975 n.3, 976 (holding
lands at issue “still retain their reservation status
within the meaning of 18 U.S.C. § 1151(a)”); id. at 980
n.5 (setting aside boundary question).
The Supreme Court has occasionally faulted federal
habeas courts for concluding state courts issued decisions that were “contrary to” federal law when the
federal court failed to give the “benefit of the doubt” to
the state court. See, e.g., Holland v. Jackson, 542 U.S.
649, 655 (2004) (per curiam); see also Woodford v.
Visciotti, 537 U.S. 19, 24 (2002) (per curiam). In those
cases, state courts properly articulated the governing
legal test in one part of their opinions but went on to
misstate the standard or give the impression that
what was actually applied deviated from binding
54a
federal law. See Holland, 542 U.S. at 654; Woodford,
537 U.S. at 22–24.
This is not one of those cases. The OCCA failed to
articulate or apply the proper legal framework anywhere in its opinion, and its analysis is incompatible
with the Solem framework. At oral argument, we
questioned the State about whether the OCCA had
applied Solem:
THE COURT: Is there anything to indicate
[the OCCA] applied [Solem]? Anything? Did
they mention steps one, two, and three?
THE STATE: They did not, Your Honor.
THE COURT: Did [the OCCA] say anything
that would fit in steps one, two, and three?
THE STATE: They—No.
Oral Arg. at 46:00–46:13. The State argues the
OCCA’s decision was not contrary to Solem. But the
OCCA applied the wrong law in adjudicating Mr.
Murphy’s reservation claim. Its adjudication was
“contrary to” clearly established law.
c. The State’s arguments
The State, repeating the OCCA’s mistake in reversing the presumption against disestablishment, argues
Mr. Murphy “failed to present evidence that Congress
did not intend disestablishment.” Aplee. Br. at 48
(emphasis added). But under Solem, that is not the
test. Solem and every case applying it presume that a
reservation continues to exist unless Congress has
legis
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