Amicus Curiae Brief — Air and Liquid Systems Corp., et al., Petitioners v. Roberta G. DeVries, Individually and as Administratrix of the Estate of John B. DeVries, Deceased, et al.
Supreme Court briefAug 24, 2018
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No. 17-1104
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In The
Supreme Court of the United States
-----------------------------------------------------------------AIR AND LIQUID SYSTEMS CORP., ET AL.,
Petitioners,
v.
ROBERTA G. DEVRIES, ADMINISTRATRIX OF
THE ESTATE OF JOHN B. DEVRIES, DECEASED,
AND WIDOW IN HER OWN RIGHT, ET AL.,
Respondents.
-----------------------------------------------------------------On Writ Of Certiorari To The
United States Court Of Appeals
For The Third Circuit
-----------------------------------------------------------------AMICI CURIAE BRIEF ON BEHALF OF
MULTIPLE VETERANS ORGANIZATIONS
IN SUPPORT OF RESPONDENTS
-----------------------------------------------------------------CHRISTIAN HARTLEY
Counsel of Record
MAUNE RAICHLE HARTLEY
FRENCH & MUDD, LLC
1015 Locust St.
St. Louis, MO 63101
Phone: (314) 241-2003
chartley@mrhfmlaw.com
AUGUST 2018
Counsel for Amici Curiae
================================================================
COCKLE LEGAL BRIEFS (800) 225-6964
WWW.COCKLELEGALBRIEFS.COM
i
TABLE OF CONTENTS
Page
INTEREST OF AMICI CURIAE .........................
1
SUMMARY OF ARGUMENT ..............................
2
ARGUMENT ...........................................................
5
I.
II.
MARITIME LAW HAS HISTORICALLY
PROVIDED SAILORS WITH SPECIAL
SOLICITUDE WHICH DEMANDS THE
RECOGNITION OF A DUTY ON PETITIONERS IN THIS CASE .........................
5
PETITIONERS HAD A DUTY TO WARN
OF THE FORESEEABLE USE OF THEIR
ASBESTOS-CONTAINING PRODUCTS
WHEN THEY KNEW SUCH USE WOULD
EXPOSE U.S. NAVY SAILORS TO ASBESTOS ............................................................... 13
A. It was the use of Petitioners’ fully functional products – including the integral
asbestos wear parts – that caused Respondents harm and triggered a duty to
warn ..................................................... 16
B. Petitioners had a duty to warn because
they were in the best position to prevent
the harm and could have easily warned
U.S. Navy sailors of the danger ............. 20
C. Upholding the Third Circuit’s narrow
finding of duty on the part of equipment
manufacturers will not lead to Petitioners’ dystopian future of rampant liability and superfluous warnings ............... 23
ii
TABLE OF CONTENTS – Continued
Page
III.
MARITIME LAW COMPELS THE ADOPTION OF THE NATIONAL TREND RECOGNIZING A DUTY TO WARN AGAINST
FORESEEABLE ASBESTOS EXPOSURE
INCUMBENT IN THE ROUTINE AND
NECESSARY REPAIR OF MANUFACTURERS’ PRODUCTS ............................... 26
IV.
ALLOWING PETITIONERS TO ESCAPE
LIABILITY FOR THEIR ASBESTOSCONTAINING PRODUCTS WOULD
PRECLUDE U.S. SAILORS FROM OBTAINING COMPLETE REDRESS FOR THEIR
WRONGFULLY-CAUSED INJURIES ....... 30
A. Precluding claims against Petitioners
would eviscerate the tort remedy veterans have had against negligent equipment manufacturers for decades .......... 31
B. Neither the asbestos bankruptcy trust
system nor the VA benefits system
provides adequate compensation for
the preventable suffering and death of
those veterans exposed to Petitioners’
asbestos ................................................. 33
C. Neither the VA nor the bankruptcy
trust system fulfills the foundational
product liability tenet of deterrence
that can only be provided by the civil
justice system ....................................... 37
CONCLUSION..................................................... 38
iii
TABLE OF CONTENTS – Continued
Page
APPENDIX
Letter to Mr. G. Hiner from William J. Taylor,
M.D., General Electric (January 23, 1979)..... App. 1
Excerpts from Responses of Defendant Buffalo
Pumps, Inc. to Plaintiffs’ Standard Interrogatories, Superior Court of the State of California, in and for the County of Los Angeles
(December 27, 2006)........................................ App. 4
Amendment or Solicitation/Modification of Contract Between NAVAL Regional Procurement
Office and Foster Wheeler Corp.................... App. 11
Excerpts from Technical Manual on the Description, Operation and Maintenance Instructions
for the 1200 PSI Main Boiler, Foster Wheeler
Corp. (May 15, 1980) ..................................... App. 21
iv
TABLE OF AUTHORITIES
Page
CASES
Appalachian Ins. Co. v. General Elec. Co., 863
N.E.2d 994 (N.Y. 2007) ............................................31
Atlantic Sounding Co., Inc. v. Townsend, 557
U.S. 404 (2009) .................................................. 37, 38
Borel v. Fibreboard Paper Prods. Corp., 493 F.2d
1076 (5th Cir. 1973) .................................................10
Boyle v. United Technologies Corp., 487 U.S. 500
(1988) .......................................................................11
Braaten v. Saberhagen Holdings, 198 P.3d 493
(Wash. 2008) ...................................................... 28, 29
Chandris, Inc. v. Latsis, 515 U.S. 347 (1995)................7
Chesher v. 3M Co., 234 F.Supp.3d 693 (D.S.C.
2017) .................................................................. 26, 29
Chicano v. General Elec., Co., 2004 WL 2250990
(E.D. Pa. 2004) .........................................................17
Daigle v. Point Landing, Inc., 616 F.2d 825 (5th
Cir. 1980) ............................................................. 7, 14
East River Steamship Corp., 476 U.S. 858
(1986) ............................................................... passim
Exxon Shipping Co. v. Baker, 554 U.S. 471
(2008) .......................................................................37
Harden v. Grodon, 11 F.Cas. 480 (D. Me. 1823) ...........6
Holdren v. Buffalo Pumps, Inc., 614 F.Supp.2d
129 (D. Mass 2009) ..................................................12
v
TABLE OF AUTHORITIES – Continued
Page
In re Hawaii Fed. Asbestos Cases, 665 F.Supp.
1454 (D. Haw. 1986) ................................................31
In re New York City Asbestos Litig. (Dummitt),
59 N.E.3d 458 (N.Y. 2016) ....................... 9, 21, 26, 27
Kaiser v. Armstrong World Ind., Inc., 678 F.Supp.
29 (D.P.R. 1987) .......................................................31
Kosmynka v. Polaris Ind., Inc., 462 F.3d 74 (2d
Cir. 2006) .................................................................19
Macias v. Saberhagen Holdings, Inc., 282 P.3d
1069 (Wash. 2012) ...................................................29
Mack v. General Elec. Co., 896 F.Supp.2d 333
(E.D. Pa. 2012) .........................................................14
MacPherson v. Buick Motor Co., 111 N.E. 1050
(N.Y. 1916) ...............................................................13
Mavroudis v. Pittsburgh-Corning Corp., 935
P.2d 684 (Wash. Ct. App. 1997) ...............................33
May v. Air & Liquid Systems Corp., 129 A.3d 984
(Md. 2015) .................................................... 21, 27, 28
McKenzie v. A.W. Chesterton Co., 373 P.3d 150
(Or. Ct. App. 2016) ...................................................29
Miles v. Apex Marine Corp., 498 U.S. 19 (1990) .........29
Miranda v. Abex Corp., 2008 WL 4778886
(S.D.N.Y. 2008) ........................................................12
Moragne v. States Marine Lines, Inc., 398 U.S.
375 (1970) .............................................................. 6, 7
Norfolk Shipbuilding & Drydock Corp. v. Garris,
532 U.S. 811 (2001) ...................................................7
O’Neil v. Crane Co., 266 P.3d 987 (Cal. 2012) ............29
vi
TABLE OF AUTHORITIES – Continued
Page
Piccirelli v. Johns-Manville Sales Corp., 128
A.D.2d 762 (N.Y. App. Div. 1987) ............................31
Poage v. Crane Co., 523 S.W.3d 496 (Mo. Ct. App.
2017) ............................................................ 21, 25, 29
Pope & Talbot v. Hawn, 346 U.S. 406 (1953) .......... 7, 11
Quirin v. Lorrillard Tobacco Co., 17 F.Supp.3d
760 (N.D. Ill. 2014) ................................ 14, 15, 17, 22
Saratoga Fishing Co. v. J.M. Martinac & Co., 520
U.S. 875 (1997) .................................................. 14, 18
Simonetta v. Viad Corp., 197 P.3d 127 (Wash.
2008) ........................................................................29
Summers v. Tice, 199 P.2d 1 (Cal. 1948) ....................15
Swogger v. Waterman S.S. Corp., 518 N.Y.S.2d
715 (N.Y. App. Div. 1987) ...........................................6
The Lottawana, 88 U.S. 558 (1874) ........................ 6, 26
Whelan v. Armstrong Int’l, Inc., 2018 WL
3716036 (N.J. Sup. Ct. 2018) ............................. 14, 26
Wible v. Keene Corp., 1987 WL 15833 (E.D. Pa.
1987) ........................................................................31
Willis v. Buffalo Pumps, Inc., 34 F.Supp.3d 1117
(S.D. Cal. 2014) ........................................................29
Wolfe v. Ford Motor Co., 376 N.E.2d 143 (D.
Mass. 1978) ..............................................................25
vii
TABLE OF AUTHORITIES – Continued
Page
Woo v. General Elec. Co., 393 P.3d 869 (Wash. Ct.
App. 2017) ...................................................... 9, 15, 29
Woodling v. Garret Corp., 813 F.2d 543 (2d Cir.
1987) ........................................................................16
OTHER AUTHORITIES
Rules for the Regulation of the Navy of the
United Colonies of North-America, Nov. 28,
1775 ...........................................................................6
38 U.S.C. § 1311(a)(1) .................................................36
Restatement (Second) of Torts § 402A
(1965) ........................................................... 14, 15, 17
Alani Golanski, When Sellers of “Safe” Products
Turn Ostrich in Relation to Dangerous PostSale Components, 39 Sw. L. Rev. 69 (2009) ............19
J.R. Millette, et al., Asbestos-Containing Sheet
Gaskets and Packing, in Sourcebook on Asbestos Diseases, Vol. 12. Asbestos Health Risks
153-188 (1996) .........................................................19
Owens Corning/Fibreboard Asbestos Personal
Injury Trust Distribution Procedures (Dec. 2,
2015) ........................................................................34
Notice of Current Payment Percentage, Owens
Corning/Fibreboard Asbestos Personal Injury
Trust (Aug. 8, 2017) ................................................34
Manville Personal Injury Settlement Trust Distribution Process (Jan. 2012) ..................................35
viii
TABLE OF AUTHORITIES – Continued
Page
Manville Personal Injury Settlement Trust Pro
Rata Announcement (Nov. 8, 2016) ........................35
Hon. Mark Davidson, et al., Asbestos Bankruptcy Trusts and Their Impact on the Tort
System, 7 J.L. Econ. & Pol’y 281 (2010) ..................36
1
INTEREST OF AMICI CURIAE1
Amici are organizations that advocate for the
rights and interests of those who served in the United
States Navy. These organizations are comprised of U.S.
Navy veterans who served aboard submarines, destroyers, aircraft carriers and ships to protect American interests at home and abroad. Many of Amici’s
members were exposed to asbestos-containing equipment during their service. As a result, Amici have a
significant interest in ensuring maritime law provides
access to justice for those veterans who were injured
by asbestos-containing products and equipment.
The Retired Enlisted Association (“TREA”) is a
501(c)(19) national organization comprised of retired
enlisted military men and women from all branches of
the U.S. military. TREA has thirty-six active chapters
in the United States and Puerto Rico. Military Veterans Advocacy is a non-profit 501(c)(3) organization
with over 10,000 followers that works to protect the
rights and benefits of current and former military servicemen. The Blue Water Navy Vietnam Veterans
Association is a non-profit 501(c)(3) organization comprised of 800 members and 3500 followers that supports veterans of all wars and advocates on behalf of
1
Pursuant to Supreme Court Rule 37, all parties received
timely notice of Amici’s intent to file and consented to the filing of
this brief. Amici state that no party’s counsel authored the brief
in whole or in part; no party’s counsel contributed money that was
intended to fund preparing or submitting the brief; and no person
– other than Amici and their counsel – contributed money intended to fund preparing or submitting the brief.
2
veterans injured during their service. The Hamilton
County Veterans Association is a 501(c)(3) organization with hundreds of members that was created to
provide support and advocacy for military personnel
and their families.
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SUMMARY OF ARGUMENT
For as long as maritime law has existed in the
United States, American sailors have relied on it for
protection from harm. The Third Circuit, acknowledging admiralty’s special solicitude for sailors, correctly
recognized a duty on manufacturers whose products –
used as intended – harmed American sailors. This
Court should reinforce maritime law’s protective underpinnings by upholding the opinion below.
Under maritime law, Petitioners2 had a duty to
warn of the foreseeable use of their asbestos-containing products since they knew such use would endanger
the lives of U.S. Navy sailors. Petitioners foresaw the
asbestos hazard inherent in the routine repair and
maintenance of their products. Petitioners specified asbestos use, knew its application was certain, and often
installed the initial asbestos components prior to delivery. At the time of Mr. DeVries’ service, many of Petitioners’ products required asbestos to function as
designed in the specific high-temperature, high-pressure
systems at issue. It was this routine, intended and
2
References to “Petitioners” include General Electric Company who filed a separate brief on July 9, 2018.
3
synergistic use of Petitioners’ products – including the
necessary asbestos wear parts Petitioners knew were
dangerous – that triggered Petitioners’ duty to warn.
A simple mask could have protected Respondents
from the harm caused by asbestos. Mr. DeVries testified he would have worn a mask if he had known using
Petitioners’ products would kill him. But he did not
wear respiratory protection because Petitioners never
warned him. The jurisdictional trend across the country holds manufacturers accountable for this negligent
failure to warn. In New York, Maryland and numerous
other states, U.S. veterans would be entitled to compensation in this case. Refusing Respondents the same
redress here would undermine one of maritime law’s
central concerns: uniformity.
Petitioners attempt to escape their unremarkable
duty to warn their products’ users by cunningly redefining just what those products are. Instead of the fully
functional products they advertised and sold to the
Navy, Petitioners seek to narrow this Court’s focus to
skeletal “bare metal” components. But Petitioners’ myopic definition of a “product” conflicts with both traditional notions of product liability law and common
sense. Component parts like the foreseen or specified
asbestos wear parts constitute part of the overall product, especially when they are necessary for the product’s intended use. Moreover, Petitioners were in the
best position to warn U.S. sailors of the foreseen hazards of their asbestos-containing products because
they manufactured the static, longstanding equipment
that synergistically worked with asbestos components
4
to create those hazards. In fact, many equipment manufacturers (albeit after the timeframe at issue in this
case) actually did warn sailors of the hazards of asbestos exposure attendant with the required repair – including Petitioners. See App. 4-10; 21-30. Despite all of
Petitioners’ post-hoc claims of impotence, they cannot
dispute that they ultimately warned about the hazards
of asbestos lurking in their products – just not early
enough to save Mr. DeVries and Mr. McAfee.
Affirming the Third Circuit’s narrow finding of
duty on the part of equipment manufacturers will not
lead to Petitioners’ dystopian future of rampant liability and superfluous warning. The rule adopted by the
court below does not require manufacturers to warn
about products that could potentially be used in conjunction with their goods. Rather, the test requires
foreseeability of actual use of lethal substances, coupled
with some further action beyond mere knowledge of
such use. Petitioners’ parade of horribles does not withstand scrutiny under this common-sense analysis.
Allowing Petitioners to escape liability for foreseeable harm caused by their product designs would preclude American veterans from obtaining complete
relief and provide a concomitant windfall to manufacturers historically held to account by juries assessing
those manufacturers’ actions. Reversal would eviscerate the tort remedy historically available to these sailors. Despite Petitioners’ attempt to rewrite history
as it pertains to their culpability and their liability,
Petitioners have been active defendants in asbestos
5
litigation for decades, including in the very type of circumstances before this Court.
Further, neither the asbestos bankruptcy trust
system nor the U.S. veterans’ benefit system provides
adequate compensation for the suffering and death of
sailors exposed to asbestos. Other commercial entities
and the public fisc need not be required to subsidize
tortfeasors’ negligent conduct. And neither system provides meaningful compensation to sailors suffering
from asbestos-caused lung cancer.
Most importantly, U.S. veterans suffering the consequences of Petitioners’ conduct have an interest in
utilizing American courts to prevent their brethren
sailors from similar harm. Many seaman bring suit to
disincentivize future misconduct despite knowing that
– like Mr. DeVries and Mr. McAfee – they will likely
not live to see their recovery. This last act of service
should not be thwarted to assuage commercial interests.
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ARGUMENT
I.
MARITIME LAW HAS HISTORICALLY
PROVIDED SAILORS WITH SPECIAL
SOLICITUDE WHICH DEMANDS THE
RECOGNITION OF A DUTY ON PETITIONERS IN THIS CASE.
Maritime law’s special solicitude for sailors demands that Petitioners be held liable for their negligent failure to warn U.S. Navy sailors about the lethal
6
hazards of asbestos exposure incident to the routine,
intended use of their products. The Third Circuit’s ruling upholds the “humane and liberal character” of admiralty by providing Respondents with a remedy for
their injuries. To allow Petitioners to escape liability
for the death of Mr. DeVries and Mr. McAfee would disregard centuries of maritime jurisprudence and undermine the protective policy heralded by this Court’s
prior admiralty cases.
The founders adopted the traditions and laws of
admiralty as they existed at the time the Constitution
was enacted. See The Lottawana, 88 U.S. 558, 565-66
(1874). Even in 1775, in the so-called “Navy of the
United Colonies of America,” sailors on American ships
relied upon maritime law and traditions to provide
predictability and protection. See Rules for the Regulation of the Navy of the United Colonies of NorthAmerica, Nov. 28, 1775, available at https://www.
history.navy.mil/research/library/online-reading-room/
title-list-alphabetically/r/navy-regulations-17751.html.
The “overall purposes and designs of admiralty” serve
“to protect those men and women who go to sea from
the hazards of that endeavor, over which they have little or no control.” Swogger v. Waterman S.S. Corp., 518
N.Y.S.2d 715, 720 (N.Y. App. Div. 1987).
Justice Story proclaimed admiralty’s bedrock
principle of sailor protection nearly two hundred years
ago in Harden v. Grodon, 11 F.Cas. 480, 485 (D. Me.
1823). Since that time, maritime law has afforded
those who brave the treacherous seas “special solicitude” under U.S. law. Moragne v. States Marine Lines,
7
Inc., 398 U.S. 375, 387 (1970). This Court has calculated that the “heightened legal protections” maritime
law provides sailors is necessary to offset the special
hazards of the sea. Chandris, Inc. v. Latsis, 515 U.S.
347, 354 (1995).
Maritime law has protected sailors from injury
caused by the negligence of tortfeasors for well over a
century. Norfolk Shipbuilding & Drydock Corp. v. Garris, 532 U.S. 811, 820 (2001). In negligence cases specifically, the “traditional discretion” and flexibility of
maritime law has been contrasted with the “harsh
rule” of common law. Pope & Talbot v. Hawn, 346 U.S.
406, 408-09 (1953). It follows that a general theory of
negligence in admiralty incorporates principles of both
product liability and a duty of care, which includes
liability imposed for a manufacturer’s failure to warn
normal product users of harm that is reasonably foreseeable. East River Steamship Corp., 476 U.S. 858, 859
(1986); Daigle v. Point Landing, Inc., 616 F.2d 825, 827
(5th Cir. 1980). This Court has reasoned that “it better
becomes the humane and liberal character of proceedings in admiralty to give than to withhold the remedy,
when not required to withhold it by established and
inflexible rules.” Moragne, 398 U.S. at 387 (quoting
Chief Justice Chase in The Sea Gull, 21 F. Cas. 909,
910 (No. 12,578) (CC Md. 1865)).
The historic “special solicitude” afforded seamen
by this Court’s maritime jurisprudence demands
reinforcing a manufacturer’s duty to warn in this
case. Here, it was certainly foreseeable that Petitioners’ products would expose Mr. DeVries and Mr.
8
McAfee to lethal asbestos during routine maintenance.
Petitioners sold their products to the Navy for use in
high-heat applications where asbestos was necessary
for them to properly function. DJA 420.3 If these manufacturers had simply installed a warning on, or supplied a warning with, their products, Respondents
would have worn respiratory protection during the required maintenance and their injuries would have
been prevented. JA 326-27.
It is undisputed that Petitioners either specified
asbestos wear parts for their machinery or knew asbestos was necessary for their products to work as
designed. Buffalo Pumps, for example, specifically designed its pumps to include asbestos components until
the early 1980s; its engineering drawings regularly
specified asbestos gaskets. DJA 375-404; 406-08. Buffalo’s corporate representative testified that suitable
non-asbestos replacements for their pumps did not exist until that time. Id. Foster Wheeler similarly admits
it knew asbestos products were used on its equipment
based on Foster Wheeler-approved standards and
maintained a bound book of insulation standards for
its equipment. JA 393-96; DJA 1159-63. Some Petitioners even provided shipbuilders with spare replacement
parts. DJA 697. In the DeVries case, for example, Foster Wheeler provided hundreds of replacement gaskets
for Mr. DeVries’ ship. Id. at 1151-53.
3
“DJA” refers to the Joint Appendix filed with the Third Circuit in the DeVries appeal (No. 15-1278).
9
Other Petitioners regularly specified asbestos on
their products. Westinghouse specified the asbestos insulation used on its turbines “in the field” and demanded that “[o]nly insulation materials approved by
Westinghouse will be permitted on Westinghouse turbines and piping.” DJA 643-45.4 On marine turbines,
like those encountered by Mr. DeVries, Westinghouse
required that asbestos-containing gaskets be used as
replacement parts. DJA 684. Similarly, General Electric admits that before the 1970s, asbestos-containing
insulation, packing and gaskets were necessary for
its steam turbines to function as designed. Woo v. General Elec. Co., 393 P.3d 869, 877-78 (Wash. Ct. App.
2017). In this regard, the equipment manufacturers,
rather than the Navy, were the experts in how their
equipment best functioned. The notion that the Navy
somehow knew better than the equipment experts
what specific material should be used with this equipment is a false one. The Navy’s specifications were
guided, first and foremost, by the manufacturers’ own
specifications and uniform business practice to use asbestos in this equipment in high-temperature, highpressure settings. See In re New York City Asbestos
Litig. (Dummitt), 59 N.E.3d 458, 464 (N.Y. 2016) (“In
the acknowledgements section [of ‘Naval Machinery,’]
the manual stated that ‘valuable assistance’ in the revision of the manual ‘was rendered by the manufacturers named herewith’ and that ‘[m]any of the figures in
4
From the record, it appears Westinghouse also instructed
those workers in the field on the proper way to install asbestos
insulation and pipe covering on its turbines. DJA 648-62.
10
the book were made from illustrations furnished by
these manufacturers.’ ”).
A duty to warn sounding in negligence under maritime law should not turn, as Petitioners advance, on
the fortuitous nature of whether Mr. DeVries or Mr.
McAfee was the first person to repair this equipment,
or the second, or the twentieth; it should turn on
whether a danger was attendant to the use of the
equipment as designed.
Even more damningly, Petitioners knew of the
hazards of asbestos well before Mr. DeVries or Mr.
McAfee ever set foot on their respective ships.5 Borel v.
Fibreboard Paper Prods. Corp., 493 F.2d 1076, 1083, n.7
(5th Cir. 1973) (by the mid-1930s hazards of asbestos
universally accepted). For the negligible cost of a
printed warning, Petitioners could have alerted them
to wear respiratory protection, thereby preventing
their cancers. If admiralty affords Navy sailors any
“solicitude” at all, surely it provides (as tort law does
for land-based workers) the right to a basic warning
against exposure of lethal substances. Id. at 1093 (once
asbestos dangers become foreseeable, duty to warn
attaches). Maritime’s protective underpinnings and
heightened protection for U.S. sailors necessitate a
remedy here.
5
General Electric’s own doctor inquired of the company:
“how do we justify our use [of asbestos] before 1972 when the suggestion that a relationship existed between asbestos and cancer
was made in 1935 and confirmed in 1955?” Jan. 23, 1979 letter
from W. Taylor, M.D., App. 1-3.
11
Petitioners and their amici argue this Court
should stray from the centuries-old foundation of maritime law: the principle that sailors should enjoy special protections. Their argument represents a
radical departure from a doctrine that has been consistently recognized and enforced by this Court for
decades. No authority provides for such drastic departure. Upending admiralty’s central tenet would undermine the reliance thousands of sailors have upon
maritime law’s concern for their safety – effectively
breaking a promise the United States has made to
those willing to weather the sea in her service.
Moreover, the fundamental policy reasons why
maritime law provided sailors this special solicitude
still exist today. Despite the last century’s technological advances, sailors at sea are still isolated in a way
land-based workers are not. Pope & Talbot, 346 U.S. at
424 (citing “cramped quarters, long hours and complete subjection to the will of the master” as traditional
maritime conditions). It is still impossible to escape a
surface ship or submarine deployed for service in the
middle of the ocean. This is purely a matter of geography. And Navy sailors – especially – still have little
control over their safety while at sea.6 Sailors’ sleeping
6
Petitioners try to blame the U.S. Navy for Respondents’ asbestos exposure in a backdoor attempt to escape liability via the
Government Contractor Defense under Boyle v. United Technologies Corp., 487 U.S. 500 (1988). This issue is not before the Court
as it was not ruled on by any lower court in this case. Regardless,
the Navy relied upon the thousands of product manufacturers to
provide any warning necessary for the safe use of their product.
DJA 417-21; 703; 743 (navy specification requiring contractors
12
quarters are still cramped. Their conditions are still
difficult. They still “swab the decks” and spend hours
in cramped spaces below deck. The hours are still long
and sailors are still estranged from their families for
months on end. These dangers have always been inherent in the work of a sailor; the “special solicitude” constructed to counterbalance those dangers must remain
intact.
Nor do the other considerations of maritime law
outweigh the overarching special solicitude at issue in
these cases. In arguing the contrary, Petitioners and
their amici attempt to evade the straightforward duty
owed to Mr. DeVries and Mr. McAfee by littering their
briefs with irrelevant references to “profit” and “increase[d] equipment prices.” Pet. Br. at 14; Br. of Amicus Curiae Prod. Liability Advisory Council, Inc. at 5.
They cite language from East River Steamship regarding “business behavior” and “increased cost.” See Pet.
Br. at 52; Br. of Amicus Curiae Chamber of Commerce
of the United States of America, et al., at 3. But the
policy determination Petitioners ask this Court to
make should not be whitewashed behind corporate
jargon and abstract economic models; East River
provide safety precautions in instruction books). Holdren v. Buffalo Pumps, Inc., 614 F.Supp.2d 129, 145 (D. Mass. 2009) (military specification required manufacturers to prepare technical
manuals). Also, Petitioners’ argument that the military exercised
direct control to prohibit warnings regarding asbestos has been
rejected by multiple courts across the country. Id. at 146 (“Certainly, [the Navy specifications] do not exclude asbestos warnings
on their face.”); Miranda v. Abex Corp., 2008 WL 4778886
(S.D.N.Y. 2008).
13
Steamship was about purely economic losses between
corporate entities, not lethal harm to sailors.
Indeed, East River Steamship counsels heavily
against the policy windfall Petitioners advance here.
This Court recognized that if a “product injures only
itself the reasons for imposing a tort duty are weak,”
but that physical injuries bring “overwhelming misfortune” to a victim. 476 U.S. at 871 (citations omitted).
This case concerns – as the Third Circuit recognized – the heightened need for a manufacturer’s duty
when the injury caused by its products involves not
“repair costs and lost profits,” but funeral costs and lost
lives of U.S. servicemen. The question comes down to
this: Is the protection of our Navy sailors worth imposing a duty to warn on the part of product manufacturers when it is foreseeable that their products will
expose sailors to a deadly carcinogen during routine
repair? The answer can only be an unqualified yes.
II.
PETITIONERS HAD A DUTY TO WARN OF
THE FORESEEABLE USE OF THEIR ASBESTOS-CONTAINING PRODUCTS WHEN
THEY KNEW SUCH USE WOULD EXPOSE
U.S. NAVY SAILORS TO ASBESTOS.
Over one hundred years ago, Justice Cardozo held
“the presence of a known danger, attendant upon a
known use, makes vigilance a duty.” MacPherson v.
Buick Motor Co., 111 N.E. 1050, 1053 (N.Y. 1916). In
admiralty, a duty of care – which depends on a defendant’s knowledge of risk – may include a failure to warn
14
the plaintiff of harm that is reasonably foreseeable.
Daigle, 616 F.2d at 827. Black letter law, whether in
admiralty or common law, provides for a duty in this
case. Whelan v. Armstrong Int’l, Inc., 2018 WL 3716036,
*12 (N.J. Sup. Ct. 2018) (acknowledging “recent trend”
to hold manufacturers liable for replacement parts in
asbestos litigation).
Maritime law’s adoption of Restatement (Second)
of Torts § 402A (1965) reiterates the approval of failure-to-warn principles when foreseeable harm would
come from regular use of marine products. Saratoga
Fishing Co. v. J.M. Martinac & Co., 520 U.S. 875, 879
(1997); Mack v. General Elec. Co., 896 F.Supp.2d 333,
n. 2 (E.D. Pa. 2012). Specifically, Comment h of § 402A
requires a manufacturer to warn when, as here, “he
has reason to anticipate that danger may result from
a particular use” of its product. Restatement (Second)
of Torts § 402A, Cmt h.
Courts applying maritime law have recognized the
specific duty at issue here. In Quirin v. Lorrillard
Tobacco Co., 17 F.Supp.3d 760 (N.D. Ill. 2014), the
plaintiff brought suit against Crane Co. for her husband’s exposure to asbestos while he worked on Crane
valves during his naval service. Id. at 763. Crane
sought summary judgment, alleging its valves were
“bare metal” that were not pre-insulated. Id. at 764,
768-69. But the Northern District of Illinois applied
maritime law and denied Crane’s motion.
The so-called “bare metal” defense, the court reasoned, will not provide shelter for failing to warn of
15
foreseeable danger intrinsic in the use and repair of
the manufacturer’s product:
a duty may attach where the defendant
manufactured a product that, by necessity,
contained asbestos components, where the
asbestos-containing material was essential to
the proper functioning of the defendant’s
product, and where the asbestos-containing
material would necessarily be replaced by
other asbestos-containing material, whether
supplied by the original manufacturer or
someone else.
Id. at 769-70. Because some, if not all, of Crane’s valves
needed asbestos-containing components to function
properly in the Navy’s high-heat applications, the duty
to warn attached. Id. at 770.
As discussed supra, Petitioners in this case foresaw the danger sailors like Mr. DeVries and Mr.
McAfee faced during regular, anticipated use of their
products in the high-heat applications required on U.S.
Navy ships. Woo, 393 P.3d at 878-79; DJA 491. Maritime law, via incorporation of the Second Restatement,
lays on Petitioners a duty to warn users about this
known hazard and prevent the harm that befell Respondents. By failing to discharge that duty, Petitioners contributed to the death of these veterans.7 The
7
Petitioners’ effort to escape liability for their part in this
tragedy by foisting blame upon the Navy or the component part
manufacturer is shameful and legally improper. As any first year
law student knows, there may be multiple proximate causes of an
injury, and multiple parties may be liable for coexistent negligent
conduct. See, e.g., Summers v. Tice, 199 P.2d 1 (Cal. 1948). Any
16
Third Circuit properly applied well-worn rules of maritime negligence when it found that Respondents’
claims must be allowed to proceed to trial.
A. It was the use of Petitioners’ fully functional products – including the integral
asbestos wear parts – that caused Respondents harm and triggered a duty
to warn.
Petitioners attempt to sidestep their common law
duty to warn by redefining the product at issue. Instead of the fully functional product they advertised to
the Navy, they now rebrand themselves in an attempt
to limit their liability, asserting they only should be responsible for the skeletal shell – i.e., the “bare metal”
parts – inevitably (and at Petitioners’ behest) used
with consumable asbestos parts. Setting aside for a
moment the factual question of whether any Petitioner
actually provided mere metal fixtures, Petitioners’ myopic definition of what constitutes a “product” conflicts
with both traditional notions of product liability law
and common sense.
Component parts like those asbestos wear parts
foreseen or specified by Petitioners for use with their
other entities’ failure to warn, if proven, has no bearing on
whether Petitioner product manufacturers also had a duty to
warn. After all, “the fact that the intervening actor, such as an
employer who controls defective machinery, knows of the dangers
and merely fails to warn or otherwise protect the plaintiff does
not of itself relieve the original actor from liability.” Woodling v.
Garret Corp., 813 F.2d 543, 556 (2d Cir. 1987).
17
naval equipment constitute part of the overall product
because they were deemed necessary for the product’s
routine and normal function. Restatement (Second)
§ 402A, Cmt h; Quirin, 17 F.Supp.3d at 769-70. It is unimaginable that Buffalo Pumps advertised a disassembled metal shell to the Navy. It advertised a fully
functional pump – which only worked once assembled
as Buffalo intended. Similarly, a Westinghouse turbine
would have been useless to the Navy unless it could
function properly, which required asbestos insulation.
Westinghouse’s specification of asbestos insulation is
an implicit admission that the product was not complete or operational until assembled. DJA 643-45. The
fact that the specified assembly took place on the ship
instead of at the factory does not lead to the conclusion
that the “product” was the fictional amalgam of individually delivered subcomponents.8 As one judge recognized, the “products from which [plaintiff ] inhaled
asbestos fibers are properly understood to be the turbines covered with asbestos-containing insulation, as
fully functional units.” Chicano v. General Elec., Co.,
2004 WL 2250990, *3 (E.D. Pa. 2004).
Applying Petitioners’ flawed logic to everyday
products highlights that logic’s absurdity. For example,
no one would argue that a refillable ink pen consists of
8
This is particularly true when a Petitioner provided or
sold asbestos-containing component parts to the Navy. Foster
Wheeler, for example, provided the USS Turner with nearly one
thousand replacement gaskets. DJA 1151-53. Westinghouse also
sold asbestos-containing replacement parts, such as asbestos gaskets and “ancillary insulation” for its steam and gas turbines to
customers. DJA 667-69.
18
two products: the pen “shell” and the refillable ink required for it to write. No – the product advertised to
the customer is a fully functioning ink pen. The purpose of the pen is to write. The manufacturer knows
the pen requires ink or it will be useless.
Similarly, the gas in an automobile’s tank is not a
separate product that can be blamed if the car is negligently designed to explode on impact. While it was
technically the gas that caught fire, it was the negligent car design that caused the explosion. The driver
purchased a fully functioning automobile, not its separate components. This is true the first time the driver
fills up the gas tank and it is true the hundredth time.9
Nor could the car be labeled as merely a “bare metal”
product if it had been originally sold without any gas.
For manufacturers that sold the Navy products
containing pre-installed internal asbestos components,
Petitioners’ position is even more far-fetched. Those
Petitioners admit asbestos components were installed
during initial manufacture and cannot deny they had
a duty to warn the first sailor exposed to their product.10 Pet. Br. at 9; Saratoga Fishing, 520 U.S. at 877
9
Petitioners admit it would be “absurd if a boater could sue
the seller of marine gasoline” for boating injuries. Pet. Br. at 20.
They fail to explain why U.S. Navy sailors injured by asbestos are
not entitled to the same protections as recreational boaters.
10
Buffalo Pump’s corporate representative, for example, testified that its pumps were shipped completely assembled. DJA
407. Foster Wheeler also testified that “there were encapsulated
gaskets and tapes on different products that left the factory.” JA
395-96.
19
(maritime product consists of a good “as built and outfitted by its original manufacturer and sold to an initial user.”) Petitioners are left, then, with the baseless
argument that their duty to warn somehow dissipated
upon the product’s first foreseeable and necessary repair. But they cannot explain why the second sailor
working on their product is not protected from the
same hazard from the same product hours later. Tort
law does not support such arbitrary line-drawing. See,
e.g., Alani Golanski, When Sellers of “Safe” Products
Turn Ostrich in Relation to Dangerous Post-Sale Components, 39 Sw. L. Rev. 69 (2009).
Finally, even assuming arguendo some of the products in this case consist of bare metal shells provided
by Petitioners, a duty to warn still attached because
the synergistic use of the metal products with the asbestos-containing components is what created the hazard. Kosmynka v. Polaris Ind., Inc., 462 F.3d 74, 81 (2d
Cir. 2006) (manufacturers have duty to warn against
latent dangers resulting from foreseeable use of their
products). It was not until, for example, an asbestos
gasket was combined with Petitioners’ equipment and
the attendant steam that any danger existed. Intact
asbestos gaskets release only small amounts of asbestos – however, baked-on gaskets that require scraping
release high levels of asbestos for sailors to breathe.
See J.R. Millette, et al., Asbestos-Containing Sheet Gaskets and Packing, in Sourcebook on Asbestos Diseases,
Vol. 12. Asbestos Health Risks 153-88 (1996). The
same is true of the asbestos packing in (and insulation
on) Petitioners’ products. No hazard existed until the
20
packing became brittle and friable, or the insulation
needed to be torn off of the product for repairs.11 It was
this foreseeable, unavoidable synergistic use of Petitioners’ products with replaceable asbestos wear parts
that created the hazard in this case and triggered their
duty to warn.
B. Petitioners had a duty to warn because
they were in the best position to prevent
the harm and could have easily warned
U.S. Navy sailors of the danger.
A central tenet of maritime product liability and
negligence law provides those in the best position to
prevent the harm bear the duty to warn. East River
Steamship, 476 U.S. at 866 (“public policy demands
that responsibility be fixed wherever it will most effectively reduce the hazards to life and health . . . ”) (citation omitted). Here, Mr. DeVries testified that by the
time he took the packing out of Navy pumps, it had
crumbled so much it “didn’t have something that you
could see writing on.” JA 275-76.
Petitioners, in other words, were in the best position to warn about the asbestos exposure that necessarily resulted from routine maintenance of their
products. Since the asbestos components wore down or
disintegrated when used with this equipment, one of
the only conceivable places a warning about this
11
Mr. DeVries testified that by the time he pulled the packing out of the pumps, it had disintegrated into “particles” he
breathed in. JA 275-76.
21
hazard could be located was on Petitioners’ static,
longstanding metal devices. See, e.g., In re New York
City Asbestos Litig. (Dummitt), 50 N.E.3d at 472 (finding the manufacturer of the durable product typically
in the best position to warn).
Petitioners and their amici argue there was no
feasible way to warn sailors of the known asbestos hazards incumbent in the repair of their products. This is
demonstrably false. Petitioners regularly supplied
Navy sailors with relevant information on their products through castings, stampings or tags directly on
the equipment. For example, Buffalo specified its
pumps be marked with a plate containing its name, the
ship number, the size of the pump, various measurements, pressure limits and other information. DJA
394. Westinghouse turbines similarly had nameplates
affixed to the vessel. DJA 687-88. There is no reason
this stamped plate could not have included a warning
regarding asbestos, or the skull and crossbones required by the Navy for poisons. DJA 419.
Petitioners also could have included asbestos
warnings in the instruction manuals they provided the
Navy. After all, the entire purpose of such manuals was
to inform those working on their equipment how to operate, maintain, and repair it. Sailors regularly consulted these manuals. See, e.g., May v. Air & Liquid
Systems Corp., 129 A.3d 984, 987-88 (Md. 2015) (“[Machinist mate] testified that he would go to the log room
and consult the instruction manuals on any piece of
equipment he serviced.”) and Poage v. Crane Co., 523
S.W.3d 496, 512 (Mo. Ct. App. 2017) (Navy sailor
22
testified he had onboard access to manufacturer’s
equipment manuals for every piece of machinery on
ship). Mr. DeVries even testified in this case that he
was familiar with the equipment manuals and their
specifications. JA 261; DJA 1144. This reliance is why
the Navy required contractors to include any safety
precautions in their manuals. DJA 742-46.
There were numerous ways Petitioners could have
warned Mr. DeVries and Mr. McAfee about the hazards
lurking in their products. One need not even exhaust
the countless ways Petitioners could have warned.
Rather, one can simply look at how equipment manufacturers eventually provided warnings of asbestos
hazards – albeit too late for Respondents. Crane Co.,
for example, supplied sailors with notice its valves
likely contained asbestos gaskets and packing in the
mid-1980s via a permanent warning tag installed on
its product. See Quirin, 17 F.Supp.3d at 765. Other
equipment manufacturers (including Petitioners) included warnings about asbestos in the manuals provided to the Navy.
Buffalo Pumps, for example, admits that in 1987 –
for pumps it sold to the U.S. Navy – it “affixed warning
labels to the pumps containing the customer-supplied
gaskets prior to shipment.” App. 4-10, Buffalo Pumps,
Inc.’s Interrogs. Resp. No. 14, Beauchamp v. AllisChalmers Corp. Prod. Liab. Trust. These warning labels stated “DANGER GASKET MATERIAL CONTAINS ASBESTOS AVOID OPERATIONS TO IT
THAT WILL CREATE DUST CANCER AND LUNG
DISEASE HAZARD.” App. at 9. And Petitioner Foster
23
Wheeler entered into a contract with the U.S. Navy in
1973 where Foster Wheeler agreed to revise the original manuals it provided to the Navy.12 App. at 11-20.
No later than 1980, Foster Wheeler’s Navy manual included a warning about the hazards of asbestos, calling
asbestos “a major health hazard” and warning against
using asbestos replacement gaskets on its equipment.
App. at 21-30.
Petitioners’ post-hoc claim of impotence rings hollow in light of this evidence; they had every ability to
issue a warning that would have reached sailors like
Mr. DeVries and Mr. McAfee.
C. Upholding the Third Circuit’s narrow
finding of duty on the part of equipment
manufacturers will not lead to Petitioners’ dystopian future of rampant liability and superfluous warnings.
Petitioners and their amici attempt a rhetorical
sleight-of-hand by claiming that the Third Circuit’s
ruling will lead to unchecked liability for manufacturers who fail to warn about any products used in conjunction with theirs. General Electric, for example,
argues if this Court finds a duty in this case, syringe
manufacturers will have to warn of any drugs their syringes inject, or jam manufacturers will have to warn
12
This contract makes clear the Navy relied on Foster
Wheeler to draft its manuals – going so far as to hold Foster
Wheeler liable for “correct spelling, grammatical and typographical errors . . . ” App. at 20.
24
of peanut allergies. General Elec.’s Br. at 32 (citations
omitted). Petitioners’ hyperbolic examples only prove
to sharpen the contrast between the Third Circuit’s
narrow rule – applied solely to ship settings involving
high-temperature, high-pressure equipment where the
use of asbestos was inevitable – and the free-for-all liability straw man they have erected.
The Third Circuit did not determine Petitioners
owed users a duty because asbestos components or insulation could potentially be used in conjunction with
their product. Rather, the test requires foreseeability
of actual asbestos use plus some other evidence of affirmative conduct by Petitioners regarding the use of
asbestos, or their knowing failure to warn notwithstanding the practical necessity of the inevitable use of
asbestos components with their products. Op. at 240.
This other conduct could be specification of asbestos,
requirement of asbestos for the proper function of a
product, or inclusion of asbestos in the initial design of
the product. Id. Such a narrow test puts the burden on
plaintiffs to provide substantial evidence of concrete
action above and beyond manufacture of a product that
is foreseeably used in conjunction with a separate, dangerous product. Put differently, the test is not a pure
foreseeability test, but a “foreseeability-plus” test that
serves to create predictability in the law and confine
the duty to very limited circumstances.
Petitioners next argue that finding a duty on the
part of manufacturers to warn about the hazards of
their asbestos products will lead to an overabundance
of warnings – to the point that none would be heeded.
25
But there can be no excessive warning when what is at
stake is the ultimate injury of death. At issue is not a
paper cut; it is the loss of life. It is well-settled, in this
regard, that the more severe the potential injury, the
more crucial the need for a warning. Wolfe v. Ford Motor Co., 376 N.E.2d 143, 146 (D. Mass. 1978) (forcefulness of warning must be commensurate with the
danger involved). The Navy standards relied on the
same principle.
Moreover, withholding vital health information
from sailors would be akin to treating our military men
and women as children, unable to make measured decisions concerning their own safety. Petitioners are in
no position to determine what warnings sailors would
or would not have followed to protect themselves.13 Indeed, the common law heeding presumption guards
against this self-serving, post-hoc assumption. Poage,
523 S.W.3d at 512 (heeding presumption applied to
Navy veteran’s asbestos action). Such paternalistic
conjecture has no place in American jurisprudence and
certainly cannot govern the duty owed by product manufacturers to the men and women of the armed services.
13
Mr. DeVries testified that he would have made sure he and
his workers wore protective masks if there had been warnings
about asbestos exposure on Petitioners’ products. JA 326-27.
26
III. MARITIME LAW COMPELS THE ADOPTION
OF THE NATIONAL TREND RECOGNIZING
A DUTY TO WARN AGAINST FORESEEABLE
ASBESTOS EXPOSURE INCUMBENT IN
THE ROUTINE AND NECESSARY REPAIR
OF MANUFACTURERS’ PRODUCTS.
The national trend in state and federal courts is to
impose liability on equipment manufacturers who
failed to warn of the foreseeable asbestos hazards attendant with the repair of their products. Whelan, 2018
WL 3716036 at *12 (“The recent trend, however, appears skewed towards the imposition of liability on
manufacturers even where the worker’s exposure was
to replacement parts . . . ”). Courts sitting in admiralty
have recognized that the majority view under state law
rejects the so-called “bare metal” defense. Chesher v.
3M Co., 234 F.Supp.3d 693, 708 (D.S.C. 2017). This
Court long ago recognized maritime law’s goal of uniformity among the states. The Lottawanna, 88 U.S. at
566. Admiralty is accordingly an “amalgam” of state
and federal common law. East River Steamship, 476
U.S. at 864-65. This deference to federal and state jurisprudence compels the recognition of a narrow duty
sounding in negligence here.
New York recognized a duty on equipment manufacturers to warn about the inherent dangers of foreseeable asbestos exposure upon repair of their
products in In re New York City Asbestos Litig. (Dummitt), 59 N.E.3d 458 (N.Y. 2016). In Dummitt, a Navy
boiler technician brought suit against Crane Co. and
other equipment manufacturers for asbestos exposure
27
he sustained during repair and use of their allegedly
bare metal valves and products. Id. at 464-65. Like Mr.
DeVries, Mr. Dummitt consulted manufacturer-provided manuals for the equipment he worked on. Id.
Crane’s valves “could not function as intended in a
high-pressure, high-temperature steam pipe system
without asbestos-based gaskets, packing and insulation.” Id. at 480. Like here, it was the synergistic use of
these asbestos components with Crane’s product that
caused the hazardous asbestos exposure. Id. at 483.
The New York court therefore held that an equipment
manufacturer has a duty to warn of the danger arising
from the reasonably foreseeable use of its product in
combination with a third-party product which, “as a
matter of design, mechanics or economic necessity, is
necessary to enable the manufacturer’s product to
function as intended.” Id. at 463. This “foreseeabilityplus” duty provides both predictability in its application and an inherent limit in the scope of a manufacturer’s liability in these scenarios. Significantly, just as
is at issue here, the Dummitt duty sounded in negligence rather than true strict products liability.
Maryland similarly recognized an equipment
manufacturer’s duty to warn when routine maintenance of its product exposed sailors to asbestos. In May
v. Air & Liquid Systems Corp., 129 A.3d 984, 986 (Md.
2015), the widow of Philip May, a naval machinist,
brought suit against the manufacturers of heavy-duty
pumps that required asbestos-containing replacement
parts. Mr. May testified that he would consult the instruction manuals for the equipment he serviced and
28
that he was provided no warning about asbestos exposure from the defendants’ pumps. Id. at 986-87. The
Maryland court determined the “product” at issue was
not the expendable component parts, but was the complete and functional pumps. Id. at 1000. The court held
that equipment manufacturers have a duty to warn in
the limited circumstances when “(1) a manufacturer’s
product contains asbestos components, and no safer
material is available; (2) asbestos is a critical part of
the pump sold by the manufacturer; (3) periodic
maintenance involving handling asbestos gaskets and
packing is required; and (4) the manufacturer knows
or should know of the risks from exposure to asbestos.”
Id. at 994. Like Dummitt, this “foreseeability-plus”
duty provides both predictability in its application and
an inherent limit in the scope of a manufacturer’s liability.
In striking contrast, the state law upon which Petitioners rely was decided upon true strict liability
principles rather than negligence. Braaten v. Saberhagen Holdings, 198 P.3d 493, n.6 (Wash. 2008) (contrasting Washington’s pure strict liability approach
with other jurisdictions “that apply a more negligentlike approach to failure-to-warn claims”). And even in
those states, courts have retreated from such a harsh,
absolute rule by subsequently imposing a duty on
equipment manufacturers in asbestos litigation. As
the doctrinal underpinnings of this component part liability has evolved, even these states allow for failureto-warn liability when the seller specified asbestos
components. For example, Petitioners and their amici
29
cling tight to Simonetta and Braaten, two early “bare
metal” asbestos cases out of Washington. Pet.’s Br. at
29, citing Braaten, 198 P.3d 493, and General Elec. Br.
at 21, citing Simonetta v. Viad Corp., 197 P.3d 127
(Wash. 2008). But they surreptitiously omit the Washington Supreme Court’s en banc opinion clarifying that
Simonetta and Braaten did not alter the common law
rule to warn of foreseeable asbestos exposure. Macias
v. Saberhagen Holdings, Inc., 282 P.3d 1069, 1076
(Wash. 2012) (“Critically, for present purposes, the
products involved in the Simonetta and Braaten cases
did not require that asbestos be used in conjunction
with their products, nor were they specifically designed
to be used with asbestos.”); see also Woo, 393 P.3d 869.
Similarly, the California Supreme Court’s opinion in
O’Neil v. Crane Co., 266 P.3d 987 (Cal. 2012), has been
tempered by subsequent opinions interpreting O’Neil
to allow replacement part liability in certain cases.
Willis v. Buffalo Pumps, Inc., 34 F.Supp.3d 1117, 1123
(S.D. Cal. 2014).
Historically this Court has refused to utilize its
admiralty powers to create a rule that is disfavored in
numerous states. Miles v. Apex Marine Corp., 498 U.S.
19, 36 (1990). It should likewise refuse to do so here.
Courts across the country hold equipment manufacturers responsible in negligence when they specified, foresaw or required asbestos components in their products.
See, e.g., Poage, 523 S.W.3d 496; McKenzie v. A.W. Chesterton Co., 373 P.3d 150 (Or. Ct. App. 2016); Chesher,
234 F.Supp.3d 693. Sailors in New York, Maryland and
states across the country would rightly be entitled to
30
recover under the facts in this case. It defies logic for
Petitioners to be shielded from liability for identical
conduct here.
IV. ALLOWING PETITIONERS TO ESCAPE
LIABILITY FOR THEIR ASBESTOSCONTAINING PRODUCTS WOULD PRECLUDE U.S. SAILORS FROM OBTAINING
COMPLETE REDRESS FOR THEIR WRONGFULLY-CAUSED INJURIES.
A reversal in this case would be a windfall for
manufacturers of dangerous products that injured
U.S. sailors for decades. But more importantly, it would
unjustifiably withhold from America’s veterans their
opportunity to seek justice in America’s courts. Petitioners and their amici offer up alternative compensation schemes as a salve for the wound a reversal would
inflict on countless veterans. But neither the bankruptcy trust system nor the veteran’s benefits structure provides substantive redress for these sailors.
Precluding historically available tort actions against
negligent product manufacturers undermines a fundamental reason many injured sailors opt to bring suit:
to deter negligent conduct and, hopefully, prevent their
brethren sailors from suffering a similarly avoidable
tragedy.
31
A. Precluding claims against Petitioners
would eviscerate the tort remedy veterans have had against negligent equipment manufacturers for decades.
Petitioners attempt to rewrite the history of asbestos litigation, casting equipment manufacturers as
“peripheral” defendants only recently roped into asbestos litigation by plaintiffs searching for a “deeper
pocket.” Pet. Br. at 24; General Elec.’s Br. at 42-43. This
long-peddled trope is neither relevant nor true. Petitioners have been active litigants in asbestos litigation
for decades. Their liability is not new. Reversing the
Third District’s opinion would only serve to cut off injured veterans from a historically available remedy.
This Court should not shift the burden of Petitioners’
misconduct onto veterans who served their country.
Westinghouse has been defending Navy asbestos
cases since the 1970s. Piccirelli v. Johns-Manville
Sales Corp., 128 A.D.2d 762 (N.Y. App. Div. 1987)
(1979 asbestos action brought by Brooklyn Navy Yard
worker). Foster Wheeler defended asbestos cases
brought by Navy veterans as early as 1986. In re
Hawaii Fed. Asbestos Cases, 665 F.Supp. 1454 (D. Haw.
1986) and Kaiser v. Armstrong World Ind., Inc., 678
F.Supp. 29 (D.P.R. 1987). General Electric, likewise,
has actively defended asbestos cases since at least the
mid-1980s. Wible v. Keene Corp., 1987 WL 15833 (E.D.
Pa. 1987) (asbestos action including General Electric
Co. and Westinghouse Electric Co. as product defendants). General Electric’s claims that it could “not possibly have anticipated” its current asbestos liability is
32
particularly dubious in light of its procurement of
insurance covering asbestos injuries in these exact
circumstances. General Elec.’s Br. at 41; Appalachian
Ins. Co. v. General Elec. Co., 863 N.E.2d 994, 996
(N.Y. 2007) (dispute over General Electric’s asbestos
insurance coverage after asbestos claims “substantially increased” in 1991, with New York court avowing
that the typical asbestos suit against General Electric
was based on its failure to warn about the use of its
turbines with asbestos insulation that had been manufactured by others). Consequently, contrary to Petitioners’ assertion, they have already incorporated the
cost of the liability at issue here into their insurance
coverage model.
Petitioners would like this Court to believe that
upholding the decision below would open up a “new”
theory of liability for defendants heretofore untouched
by asbestos litigation. A simple search of historical asbestos cases proves that assertion untrue. In fact, if
this Court were to preclude asbestos actions against
Petitioners in this case, it would drastically curtail currently available remedies for injured U.S. veterans.
33
B. Neither the asbestos bankruptcy trust
system nor the VA benefits system provides adequate compensation for the
preventable suffering and death of
those veterans exposed to Petitioners’
asbestos.
Petitioners paint the asbestos bankruptcy trust
system as a metaphorical jackpot available to anyone
injured by asbestos. But those familiar with the trust
system’s bureaucratic mire know asbestos victims often go uncompensated, and always end up undercompensated. Petitioners’ attempt to shift all costs
stemming from their negligent conduct onto the U.S.
Department of Veterans Affairs (“VA”) is similarly misplaced. The U.S. public should not be required to foot
the bill for conduct juries have repeatedly found tortious. Moreover, the pittance provided by the VA fails
to near the reimbursement owed to Respondents for
the loss of their husbands.
Asbestos bankruptcy trusts create trust distribution procedures (“TDP’s”) that entitle those injured by
asbestos to recover pursuant to certain criteria. TDP’s
incorporate restrictions on eligibility, caps on the
amount of recovery, and evidentiary hurdles that many
veterans cannot meet. For example, the Owens Corning/Fibreboard Asbestos Personal Injury Trust holds
the liability for exposure to asbestos-containing Kaylo
insulation, commonly used on U.S. Navy ships. Mavroudis v. Pittsburgh-Corning Corp., 935 P.2d 684, 686
(Wash. Ct. App. 1997); see also DJA 645 (Westinghouse
specification for Kaylo insulation on turbines). Owens
34
Corning’s TDP provides a schedule of recovery based
on “disease levels” and medical/exposure criteria, then
limits the amount recoverable in each case to a percentage of the payment determined. See Owens Corning/
Fibreboard Asbestos Personal Injury Trust Distribution
Procedures, pp. 3, 6 (Dec. 2, 2015), available at http://
www.ocfbasbestostrust.com/wp-content/uploads/2015/
12/OC-FB.-Amended-TDP.12.2.2015-C0463534x9DB
18.pdf.
Per the Owens Corning TDP, someone who suffers
from asbestos-caused lung cancer is scheduled to
receive a mere $4,440 – but only if he can provide evidence of “significant occupational exposure” to asbestos.14 Id. at pp. 31-32. While this seems straightforward,
the TDP defines “significant occupational exposure” to
require at least five years of occupational asbestos exposure. Id. at 50. But many Navy enlistments are limited to four years. Mr. DeVries, for example, testified
he had no asbestos exposure outside of a naval career
that only spanned 1957 to 1960. JA 262-67. Based upon
the information available from the record, then, Mr.
DeVries is unlikely to have recovered any compensation from the Owens Corning trust for his exposure to
14
Per the TDP, the payment for the scheduled $40,000
available to Lung Cancer 1 sufferers is reduced by the 11.1%
“Payment Percentage” calculation for claims against the OC
Sub-Account. § 4.2 of Owens Corning TDP at p. 17; Notice of Current
Payment Percentage, Aug. 8, 2017, available at http://www.
ocfbasbestostrust.com/wp-content/uploads/2017/08/OC-FB.-OCSubaccount-Notice-C0616366x9DB18.pdf.
35
Kaylo insulation utilized to insulate Petitioners’ equipment.
Navy veterans are forced to jump through similar
bureaucratic hoops for almost every other asbestos
trust. The Manville Personal Injury Settlement Trust,
which holds liability for Johns Manville insulation,
is another commonly cited source of purported reparations for veterans disabled by asbestos. Manville
Personal Injury Settlement Trust Distribution Process
(Jan. 2012), available at http://www.claimsres.com/
wp-content/uploads/2016/11/2002-TDPJanuary-2012Revision.pdf. Currently, a lung cancer diagnosis has a
scheduled value of $0 for the Manville Trust – meaning
both Mr. DeVries and Mr. McAfee likely received no
compensation for their exposure to Johns Manville insulation on Petitioners’ products during their service
in the Navy. Id. at 9. Even if a veteran is able to prove
he has lung cancer and another underlying asbestosrelated nonmalignant disease and was exposed to asbestos for longer than five years, he is entitled to a
mere $4,845, hardly the “jackpot” Petitioners claim.15
Bankruptcy trusts provide little, if any, remedy to veterans injured by asbestos. Certainly, the underlying
goal of tort law – to make the plaintiff whole – is not
15
Id. at 9, 12. Per the TDP, the payment for the scheduled
$95,000 available to Lung Cancer (Two) sufferers who can prove
another nonmalignant disease and five years of exposure is reduced by the 5.1% “pro rata payment percentage” calculation for
claims against the trust. Trust Pro Rata Announcement (Nov. 8,
2016) available at http://www.claimsres.com/wp-content/uploads/
2016/11/Pro-rata-announcement-Nov-2016.pdf.
36
met by the trust system alone, particularly where the
solvent manufacturers are joint tortfeasors.
The VA compensation system similarly fails to
provide sufficient recompense to families of veterans
killed by asbestos products. For widows of veterans
like Respondents, the basic monthly rate for their
spouses’ death is $1,283.11. 38 U.S.C. § 1311(a)(1),
available at https://benefits.va.gov/Compensation/
current_rates_dic.asp. That amount in no way accounts
for the pain and suffering that results from asbestosrelated cancer in the last months of life.16 Petitioners’
argument that little over $15,000 a year (paid by the
U.S. government, not product manufacturers) is sufficient compensation for the preventable death of a loved
one amounts to throwing coins on the graves of injured
sailors. This Court should refuse to allow Petitioners to
shift the liability for their negligent decisions onto the
government.
16
One Texas judge described his experience of presiding over
a Texas asbestos docket as follows: “ . . . a person that is diagnosed with mesothelioma typically has a year to live, and essentially over the course of the year, they suffocate to death. I have
seen day-in-the-life films ad nauseum on mesothelioma cases, and
I have nightmares from having seen those day-in-the-life films.”
Hon. Mark Davidson, et al., Asbestos Bankruptcy Trusts and
Their Impact on the Tort System, 7 J.L. Econ. & Pol’y 281, 293
(2010).
37
C. Neither the VA nor the bankruptcy trust
system fulfills the foundational product
liability tenet of deterrence that can only
be provided by the civil justice system.
Asking an asbestos-afflicted veteran why he opted
to spend the last few months of his life sitting for depositions with corporate defense attorneys leads to two
typical answers: 1. he wants to ensure his family is financially able to bear the inevitable loss, and 2. he
wants to protect current sailors from experiencing the
preventable devastation of negligent corporate conduct. The civil justice system – with its ability to award
punitive damages – is the only means of obtaining both
objectives.
Punitive damages are available in maritime common law. See, e.g., Atlantic Sounding Co., Inc. v. Townsend, 557 U.S. 404, 411 (2009) and Exxon Shipping Co.
v. Baker, 554 U.S. 471 (2008). This Court instructed
that punitive damages in maritime law are “aimed not
at compensation but principally at retribution and deterring harmful conduct.” Exxon Shipping, 554 U.S. at
492. Indeed, punitive damages have been deemed particularly important in maritime common law actions
because general maritime law limits the availability of
some compensatory damages, such as purely economic
loss or purely emotional distress. Id. at 519-20 (Stevens, J., concurring in part and dissenting in part)
(“Under maritime law, then, more than in the land-tort
context, punitive damages may serve to compensate
for certain sorts of intangible injuries not recoverable
under the rubric of compensation.”) Indeed, when
38
faced with the argument that compensatory damages
suffice for those injured at sea, Justice Thomas reasoned “[t]he laudable quest for uniformity in admiralty
does not require the narrowing of available damages to
the lowest common denominator . . . ” Atlantic Sounding, 557 U.S. at 424.
In this case, Petitioners once again seek to narrow
the available damages in admiralty by offloading the
bill for their conduct onto both the Navy and bankrupt
entities. But this ignores sailors’ longstanding ability
to recover punitive damages under historical maritime
law and, in doing so, undermines the very purpose of
punitive damages recognized by this Court. Worse still,
hewing to Petitioners’ reasoning would obliterate the
protective deterrent effect that current litigation has
against future harmful conduct against Navy sailors.
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CONCLUSION
Maritime law provides special solicitude for sailors. This must also be true for those like Mr. DeVries
and Mr. McAfee who took to the high seas in service of
their country. The nationwide trend permitting plaintiffs to seek recovery against equipment manufacturers provides injured veterans a remedy against those
who failed to warn about asbestos exposure from the
inevitable, foreseeable use of their products. The Third
Circuit’s opinion simply maintained this uniformity.
Many veterans sue defendants like Petitioners despite knowing they will likely not live to see any
39
recovery. Their purpose is often to ensure the negligent
conduct of defendants is brought to light and current
sailors are not subject to similar disregard. This Court
should not silence these sailors in their last act of service to their fellow seamen.
For these reasons, Amici urge the Court to affirm
the Third Circuit’s decision.
Respectfully submitted,
CHRISTIAN HARTLEY
Counsel of Record
MAUNE RAICHLE HARTLEY
FRENCH & MUDD, LLC
1015 Locust St.
St. Louis, MO 63101
Phone: (314) 241-2003
chartley@mrhfmlaw.com
AUGUST 2018
Attorney for Amici Curiae
The Retired Enlisted Association
Military Veterans Advocacy
The Blue Water Navy
Vietnam Veterans Association
The Hamilton County
Veterans Association
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.