Petition for Writ of Certiorari — Air and Liquid Systems Corp., et al., Petitioners v. Roberta G. DeVries, Individually and as Administratrix of the Estate of John B. DeVries, Deceased, et al.
Supreme Court briefJan 31, 2018
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No. 17-___
IN THE
Supreme Court of the United States
AIR AND LIQUID SYSTEMS CORP., CBS
CORPORATION, AND FOSTER WHEELER LLC,
Petitioners-Defendants,
v.
ROBERTA G. DEVRIES, Administratrix of the Estate
of John B. Devries, Deceased, and Widow in her own
right,
Respondent.
___________________
INGERSOLL RAND COMPANY,
Petitioner-Defendant,
v.
SHIRLEY MCAFEE, Executrix of the Estate of
Kenneth McAfee, and Widow in her own right,
Respondent.
On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Third Circuit
___________________
Benjamin M. Flowers
Shay Dvoretzky
JONES DAY
Counsel of Record
325 John H. McConnell
JONES DAY
51 Louisiana Ave NW,
Blvd., Suite 600
Washington, DC 20001
Columbus, OH 43215
Tel.: (202) 879-3939
sdvoretzky@jonesday.com
Counsel for Petitioner CBS Corporation
(Additional counsel listed on inside cover)
Brady L. Green
WILBRAHAM, LAWLER &
BUBA
1818 Market Street,
Suite 3100
Philadelphia, PA 19103
Counsel for Petitioner
Air & Liquid Systems
Corp. (successor by merger to Buffalo Pumps,
Inc.)
John J. Hare
MARSHALL DENNEHEY
WARNER COLEMAN &
GOGGIN
2000 Market Street,
Suite 2300
Philadelphia, PA 19103
Counsel for Petitioner
Ingersoll Rand, Inc.
Christopher J. Keale
Afigo I. OkpewhoFadahunsi
TANENBAUM KEALE LLP
1085 Raymond Blvd.
One Newark Center
16th Floor
Newark, NJ 07102
Counsel for Petitioner
Foster Wheeler LLC
(continued from front cover)
i
QUESTION PRESENTED
Can products-liability defendants be held liable
under maritime law for injuries caused by products
that they did not make, sell, or distribute?
ii
PARTIES TO THE PROCEEDING
AND RULE 29.6 STATEMENT
The respondents, who
appellants below, are:
were
the
plaintiffs-
1. Roberta Devries, in her individual capacity and
in her capacity as administratrix of the estate of
John B. DeVries, and
2. Shirley McAfee, Executrix of the Estate of
Kenneth McAfee, Deceased, and Widow in her own
right.
The petitioners, all of whom were defendantsappellees below, are:
1. Air & Liquid Systems Corp. is a wholly owned
subsidiary of Ampco-Pittsburgh Corporation, a publicly traded corporation. It is the successor-bymerger to Buffalo Pumps, Inc.
2. CBS Corporation is a publicly traded company.
National Amusements, Inc. and its wholly owned
subsidiary, NAI Entertainment Holdings LLC, are
privately held companies, which, in the aggregate,
own the majority of the voting stock of CBS Corporation. To CBS Corporation’s knowledge, no publicly
held corporation owns 10% or more of the voting
stock of CBS Corporation.
3. Foster Wheeler LLC is a wholly-owned indirect
subsidiary of John Wood Group plc (Scotland), a publicly traded company. No known person or entity
currently owns 10% or more of John Wood Group
plc’s (Scotland) publicly traded common stock.
iii
4. The parent company for Ingersoll Rand Company is Ingersoll Rand PLC, a publicly traded corporation. No other publicly traded corporation owns
more than 10 percent of Ingersoll Rand Company
stock.
Along with the petitioners, the following parties
were listed as either defendants or defendantsappellees on the Third Circuit’s docket below. None
of the following parties are petitioners in this Court:
1.
20th Century Gove Corp. of Texas
2.
Allen Bradley Co.
3.
Allen Sherman Hoff
4.
American Optical
5.
American Optical Corp.
6.
AMTICO Division of American Biltrite
7.
Aurora Pumps
8.
AZRock Industries, Inc.
9.
AO SmithCorp.
10. BF Goodrich Co.
11. Baltimore Ennis Land Co. Inc.
12. Bayer Cropscience Inc.
13. Borg Warner Corp.
14. Burnham LLC
15. BW/IP Inc.
16. Carrier Corp.
17. Certain Teed Corp.
18. Cleaver Brooks Inc.
19. Crane Co.
iv
20. Crown Cork & Seal Co., Inc.
21. Federal Mogul Asbestos Personal Injury
Trust
22. Gallagher Fluid Seals, Inc.
23. General Electric Co.
24. Goodyear Tire & Rubber Co.
25. Goulds Pumps, Inc.
26. Hajoca Corp.
27. Hampshire Industries, Inc.
28. IMO Industries, Inc.
29. J.A. Sexauer
30. J.H. France Refractories Co.
31. John Crane, Inc.
32. Metropolitan Life Insurance Co.
33. Minnesota Mining & Manufacturing Co.
34. McCord Gasket Co.
35. NOSROC Corporation
36. Oakfabco, Inc.
37. Owens-Illinois, Inc.
38. Parker Hannifin Corp.
39. Pecora Corp.
40. Peerless Industries, Inc.
41. Riley Stoker Corp.
42. Selby Battersby & Co.
43. Sid Harvey Mid Atlantic, Inc.
44. Therman Engineering, Inc.
45. Trane U.S. Inc.
v
46. Warren Pumps, LLC
47. Weil McClain Division of the Marley Co.
vi
TABLE OF CONTENTS
Page
QUESTION PRESENTED..........................................i
PARTIES TO THE PROCEEDING AND
RULE 29.6 STATEMENT .............................. ii
TABLE OF AUTHORITIES...................................... ix
PETITION FOR A WRIT OF CERTIORARI ............ 1
OPINIONS BELOW ................................................... 1
JURISDICTION ......................................................... 2
STATUTORY PROVISIONS INVOLVED ................ 3
STATEMENT OF THE CASE ................................... 3
A.
The DeVries Matter .............................. 3
B.
The McAfee Matter ............................... 9
C.
The Third Circuit’s consolidated
resolution of the DeVries and
McAfee appeals .................................... 11
REASONS FOR GRANTING THE PETITION ...... 14
I.
THE CIRCUITS ARE SPLIT REGARDING THE ANSWER TO THE QUESTION PRESENTED ...................................... 14
II.
THE DIVISION IN THE LOWER
COURTS UNDERMINES MARITIME
LAW’S STRONG INTEREST IN UNIFORMITY ...................................................... 18
III.
THE THIRD CIRCUIT ERRED IN
ADOPTING A FORESEEABILITY
TEST .............................................................. 21
vii
TABLE OF CONTENTS
(continued)
Page
A.
Maritime law does not recognize
products-liability theories under
which defendants can be liable
for injuries caused by third parties’ products ....................................... 21
B.
The Third Circuit’s ad hoc foreseeability test hinders the purposes of maritime law ......................... 26
C.
The petitioners were entitled to
summary judgment under the
foregoing principles............................. 31
CONCLUSION ......................................................... 32
APPENDIX A: Opinion of the Court of Appeals
for the Third Circuit (October 3, 2017) .............. 1a
APPENDIX B: McAfee v. 20th Century Gove
Corp. of Texas, et al.,
No. 13-cv-6856 (E.D. Pa. May 25, 2016)........... 18a
APPENDIX C: DeVries v. General Electric Co.,
et al., No. 13-cv-474
(E.D. Pa. May 19, 2016) ................................... 20a
APPENDIX D: In re Asbestos Products
Liability Litigation (No. VI) (McAfee),
No. 15-2667 (3d Cir. May 12, 2016).................. 43a
APPENDIX E: In re Asbestos Products
Liability Litigation (No. VI) (DeVries),
No. 15-1278 (3d Cir. February 5, 2016) ........... 48a
viii
TABLE OF CONTENTS
(continued)
Page
APPENDIX F: McAfee v. 20th Century Glove
Corp. of Texas, et al., No. 13-cv-6856 (E.D.
Pa. October 23, 2014) (order awarding
summary judgment to Ingersoll Rand
Company), ......................................................... 55a
APPENDIX G: DeVries v. General Electric Co.,
et al., No. 13-cv-474 (E.D. Pa. October 10,
2014) (order awarding summary judgment
to CBS Corporation) .......................................... 63a
APPENDIX H: DeVries v. General Electric Co.,
et al., No. 13-cv-474 (E.D. Pa. October 10,
2014) (order awarding summary judgment
to Foster Wheeler LLC) .................................... 71a
APPENDIX I: DeVries v. General Electric Co.,
et al., No. 13-cv-474 (E.D. Pa. October 3,
2014) (order awarding summary judgment
to Buffalo Pumps, Inc.) ..................................... 79a
ix
TABLE OF AUTHORITIES
Page(s)
CASES
Baughman v. Gen. Motors Corp.,
780 F.2d 1131 (4th Cir. 1986) .............................. 22
Bell v. Foster Wheeler Energy Corp.,
2016 WL 5780104
(E.D. La. Oct. 4, 2016).......................................... 16
Boyle v. United Techs. Corp.,
487 U.S. 500 (1988) .............................................. 20
Braaten v. Saberhagen Holdings,
198 P.3d 493 (Wash. 2008) ...................... 17, 23, 24
Brown v. Drake-Willock Int’l, Ltd.,
530 N.W.2d 510
(Mich. Ct. App. 1995) ........................................... 22
Cabasug v. Crane Co.,
989 F. Supp. 2d 1027 (D. Haw. 2013).................. 15
Calhoun v. Yamaha Motor Corp.,
216 F.3d 338 (3d Cir. 2000) ................................. 24
Chesher v. 3M Co.,
234 F. Supp. 3d 693 (D.S.C. 2017)................. 16, 17
Cipollone v. Yale Indus. Prod., Inc.,
202 F.3d 376 (1st Cir. 2000) ................................ 23
Conner v. Alfa Laval, Inc.,
842 F. Supp. 2d 791 (E.D. Pa. 2012) ............... 8, 23
DeLovio v. Boit,
7 F. Cas. 418 (C.C.D. Mass. 1815) ....................... 18
x
TABLE OF AUTHORITIES
(continued)
Page(s)
E. River S.S. Corp. v. Transamerica
Delaval, Inc.,
476 U.S. 858 (1986) .................................. 19, 24, 26
Exxon Co., U.S.A. v. Sofec, Inc.,
517 U.S. 830 (1996) .............................................. 17
Exxon Corp. v. Cent. Gulf Lines, Inc.,
500 U.S. 603 (1991) .............................................. 25
Exxon Shipping Co. v. Baker,
554 U.S. 471 (2008) .................................. 19, 21, 24
Foremost Ins. Co. v Richardson,
457 U.S. 668 (1982) ........................................ 18, 24
Grant v. Foster Wheeler, LLC,
140 A.3d 1242 (Maine 2016) .......................... 17, 23
Hidalgo v. Fagen, Inc.,
206 F.3d 1013 (10th Cir. 2000) ............................ 23
In re Darvocet, Darvon, & Propoxyphene
Prod. Liab. Litig.,
756 F.3d 917 (6th Cir. 2014) ................................ 22
In re New York City Asbestos Litig.,
59 N.E.3d 458 (N.Y. 2016) ................................... 17
Kealoha v. E.I. du Pont de
Nemours & Co.,
844 F. Supp. 590 (D. Haw. 1994)................... 24, 25
Kermarec v. Compagnie Generale
Transatlantique,
358 U.S. 625 (1959) ............................ 18, 19, 21, 24
xi
TABLE OF AUTHORITIES
(continued)
Page(s)
Lindstrom v. A-C Products Liability
Trust,
424 F.3d 488 (6th Cir. 2005) ........................ passim
May v. Air & Liquid Sys. Corp.,
129 A.3d 984 (Md. 2015) ...................................... 17
McAlvey v. Atlas Copco Compressors,
L.L.C.,
2015 WL 5118138
(S.D. Ill. Aug. 28, 2015)........................................ 16
McIndoe v. Huntington Ingalls, Inc.,
817 F.3d 1170 (9th Cir. 2016) .............................. 25
Miles v. Apex Marine Corp.,
498 U.S. 19 (1990) ................................................ 30
Moragne v. States Marine Lines, Inc.,
398 U.S. 375 (1970) .............................................. 25
Nelson v. Air & Liquid Sys. Corp.,
2014 WL 6982476
(W.D. Wash. Dec. 9, 2014) ................................... 15
Osterhout v. Crane Co.,
No. 2016 U.S. Dist. LEXIS 39890
(N.D.N.Y. Mar. 21, 2016) ..................................... 16
Peralta Shipping Corp. v. Smith &
Johnson (Shipping) Corp.,
470 U.S. 1031 (1985) ............................................ 19
Quirin v. Lorillard Tobacco Co.,
17 F. Supp. 3d 760 (N.D. Ill. 2014) ...................... 16
xii
TABLE OF AUTHORITIES
(continued)
Page(s)
Sanders v. Ingram Equip., Inc.,
531 So. 2d 879 (Ala. 1988) ................................... 23
Stark v. Armstrong World Indus., Inc.,
21 F. App’x 371 (6th Cir. 2001) ............... 15, 20, 25
Stockton v. Ford Motor Co.,
2017 WL 2021760
(Tenn. Ct. App. May 12, 2017)............................. 28
Walton v. Harnischfeger,
796 S.W.2d 225 (Tex. App. 1990)......................... 23
Westchem Agric. Chems., Inc. v.
Ford Motor Co.,
990 F.2d 426 (8th Cir. 1993) ................................ 25
CONSTITUTIONAL AND STATUTORY AUTHORITIES
U.S. Const., Art. III, §2 ............................................. 18
28 U.S.C. § 1257 .......................................................... 3
28 U.S.C. § 1291 .......................................................... 3
28 U.S.C. § 1333 .......................................................... 2
28 U.S.C. § 1442 .......................................................... 2
OTHER AUTHORITIES
51 A.L.R.3d 1344 § 2 ................................................. 23
63A Am. Jur. 2d Prods. Liab. § 1027 ........................ 22
Restatement (Second) of Torts
§ 4 (1965) .............................................................. 21
Restatement (Second) of Torts
§ 314 (1965) .......................................................... 21
xiii
TABLE OF AUTHORITIES
(continued)
Page(s)
Restatement (Second) of Torts
§ 315 (1965) .......................................................... 21
Restatement (Second) of Torts
§ 388 (1965) .......................................................... 22
Restatement (Second) of Torts
§ 402A (1965)........................................................ 22
Restatement (Third) of Torts:
Prod. Liab. § 5 (1998) ..................................... 22, 25
PETITION FOR A WRIT OF CERTIORARI
This petition asks the Court to resolve an
acknowledged circuit split on an important issue of
federal law: In maritime-law cases, can a productsliability defendant be held liable for injuries allegedly caused by components that are manufactured,
sold, and distributed by third parties, and that are
added to the defendant’s products post-sale? In the
Sixth Circuit, the answer is “no.” That answer follows from the principle that tort-law defendants are
liable for only the injuries that they cause—they
bear no responsibility for injuries that others cause.
Without even mentioning this foundational tort-law
principle, the Third Circuit expressly parted ways
with the Sixth Circuit, and held that a defendant
may be held liable for injuries caused by the products
of a third party. This Court should grant certiorari
to restore uniformity to maritime law, and to clarify
that maritime-law defendants are not liable for injuries that they do not cause.
OPINIONS BELOW
1. Air & Liquid Systems Corp., et al, v.
DeVries. The United States District Court for the
Eastern District of Pennsylvania initially awarded
summary judgment to the petitioners in a series of
unpublished orders, all of which are available on
Westlaw at 2014 WL 6746811 (ordering summary
judgment for Foster Wheeler LLC), Pet. App. 71a;
2014 WL 6746795 (ordering summary judgment for
CBS Corporation), Pet. App. 63a; 2014 WL 6746960
(ordering summary judgment for Buffalo Pumps,
Inc.), Pet. App. 79a.
2
The United States Court of Appeals for the Third
Circuit remanded in an unpublished order. Pet. App.
48a. On remand, the District Court again awarded
summary judgment, and issued an opinion published
at 188 F. Supp. 3d 454. Pet. App. 20a. The Third
Circuit reversed, in an opinion published in the Federal Reporter at 873 F.3d 232. Pet. App. 1a.
2. Ingersoll Rand Co. v. McAfee. The United
States District Court for the Eastern District of
Pennsylvania awarded summary judgment to Ingersoll Rand in an unpublished order available on
Westlaw at 2014 WL 12601085, Pet. App. 55a.
The Third Circuit remanded in an unpublished order. Pet. App. 43a. On remand, the District Court
again awarded summary judgment, again in an unpublished order. Pet. App. 18a. On appeal, the
Third Circuit consolidated the case with the DeVries
matter; the opinion in the consolidated cases is published in the Federal Reporter at 873 F.3d 232. Pet.
App. 1a.
JURISDICTION
John and Roberta DeVries sued nearly 50 entities
in Pennsylvania state court. So too did Kenneth and
Shirley McAfee, in a separate action. Both cases
were removed to the United States District Court for
the Eastern District of Pennsylvania. That court had
jurisdiction pursuant to 28 U.S.C. §§ 1333(1) and
1442(a)(1), because both cases arose from injuries
that allegedly occurred aboard vessels on navigable
waters, and because several defendants stated a colorable federal common-law defense to claims arising
from their conduct as contractors for the United
States Navy.
3
After the District Court awarded summary judgment to the petitioners in both cases, Roberta
Devries (in her individual capacity, and as administratrix of John’s estate) and Shirley McAfee (in her
individual capacity, and as executrix of Kenneth’s
estate) appealed to the Third Circuit. That court had
jurisdiction under 28 U.S.C. § 1291. It consolidated
the cases in a single appeal, and issued its decision
on October 3, 2017. The petitioners moved this
Court for an extension of time in which to file their
petition for certiorari. See Air and Liquid Systems
Corp., et al. v. DeVries, et al., No. 17A625. Justice
Alito granted that application, giving the petitioners
until January 31, 2018, to file. They have timely
filed, and this Court has jurisdiction under 28 U.S.C.
§ 1257.
STATUTORY PROVISIONS INVOLVED
None.
STATEMENT OF THE CASE
The Third Circuit issued its opinion below in a
consolidated appeal that began as two separate matters: DeVries v. General Electric Co., et al., No. 13cv-474 (E.D. Pa.), and McAfee v. 20th Century Glove
Corp. of Texas, et al., No. 13-cv-6856 (E.D. Pa.). This
brief describes these matters separately, before turning to the Third Circuit’s decision in the consolidated
appeal.
A. The DeVries Matter
Sixty years ago, between 1957 and 1960, John B.
DeVries served in the Navy aboard the U.S.S.
Turner. He worked as an engineer. See Appendix 88
DeVries v. Buffalo Pumps, No. 15-1278 (3d Cir.)
4
(“DJA”). At first, his responsibilities included overseeing work in the Turner’s engine and fire rooms,
where he did not perform “actual hands-on work
with mechanical equipment.” DJA 619. Eventually,
the Navy promoted him to head of the Engineering
Department. DJA 618–19. His official duties in that
role were “limited to supervision,” but he occasionally “had to show people how to” work on equipment.
DJA 619. Some of that equipment was insulated
with asbestos, and some of it contained internal
components (like gaskets and packing) made with
asbestos. According to John DeVries, his work with
this equipment exposed him to asbestos dust.
In 2012, doctors diagnosed him with lung cancer,
allegedly caused by asbestos exposure. He and his
wife, Roberta, sued nearly 50 entities that they
claimed were responsible for his injuries, seeking relief under theories of negligence and strict liability.
These entities included the DeVries petitioners—
CBS Corporation, Foster Wheeler LLC, and Buffalo
Pumps (predecessor in interest to petitioner Air &
Liquid Systems Corp.)—all of which manufactured
and supplied equipment that the Navy used aboard
the Turner during John DeVries’s service. None of
these petitioners, however, manufactured or supplied
any of the asbestos-containing insulation, gaskets, or
packing alleged to have caused his injuries. Thus,
the litigation to date has focused largely on whether
defendants in maritime cases can be held liable for
injuries caused by third-party components that they
neither manufactured, distributed, nor sold.
1. Bath Iron Works built the Turner in 1945. DJA
619. The DeVries petitioners supplied one or more of
the durable parts installed on board the ship: West-
5
inghouse Electric Corporation (the predecessor-ininterest to petitioner CBS) supplied the Navy with
the Turner’s generators, blowers, and turbines. See
DJA 558–59, 605, 607. Foster Wheeler supplied
economizers for use inside Babcock & Wilcox boilers.
DJA 1151–53. And the ship’s pumps came from
(among others) Buffalo Pumps. See DJA 327, 352–
53, 357–63.
At the time, the Navy required equipment suppliers, including the petitioners, to conform their
equipment to precise Navy specifications. See, e.g.,
DJA 485, 487, 494, 940; 1475–76. One such requirement is particularly relevant to this case: Contractors had to supply equipment—including turbines and pumps—in “bare metal” form. That is,
contractors had to supply the equipment free of exterior insulation. See DJA 490.
As a result of this requirement, the petitioners had
no control over the materials the Navy would use to
insulate their equipment post-sale. That decision
was left to the Navy alone, which decided to insulate
the equipment on board the Turner with asbestos. It
made this decision based on its determination that
asbestos “best met the Navy’s military requirements”
at the time, including “optimum heat retention, low
weight, fire resistance, resistance to water damage
and insect infestation, and cost-efficiency.” DJA 491.
And the Navy made this decision notwithstanding
the dangers that asbestos posed—dangers that the
Navy knew of decades earlier, by 1922. See DJA
521–29.
The Navy used asbestos for more than insulation.
For example, it required asbestos-containing internal
components (like consumable gaskets and packing
6
used to form seals between metal components) in
certain equipment. See, e.g., DJA 491, 494, 1540.
These asbestos-containing internal components, unlike the insulation, could be included with equipment
supplied to the Navy. But such internal components
wore out and needed to be replaced many times over
during a ship’s multi-decade lifespan. It is thus uncontested that any asbestos-containing components
supplied with the petitioners’ equipment had worn
out and been replaced “numerous times” before John
DeVries began his service in 1957. DJA 1465, 1505.
What is more, none of the petitioners manufactured the replacement parts used aboard the Turner,
supplied such parts, or did anything else to facilitate
their installation. Instead, companies other than the
petitioners made and sold the asbestos and asbestoscontaining products to which John DeVries was allegedly exposed during his Navy service. And the
Navy chose to continue requiring asbestos insulation
and asbestos-containing replacement parts into the
late 1970s, see DJA 492—three decades after petitioners supplied their equipment for use aboard the
Turner, and at least two decades after the Navy became aware that some non-asbestos thermal insulation was “suitable for use on steam turbines and other machinery,” Supplemental Appendix 87 DeVries,
No. 15-1278.
2. In June 2012, more than 50 years after his service aboard the Turner, doctors diagnosed John
DeVries with lung cancer. DJA 97. Later that year,
he and his wife, Roberta, filed suit against the petitioners and numerous other entities in the Philadelphia Court of Common Pleas. DJA 87. Their complaint alleged that John DeVries had been exposed to
7
asbestos at every site where he worked during his
55-year career—a career that included, in addition to
3 years of Navy service, 32 years as an engineer for
Rohm & Hass, and 20 more as a part-time engineering consultant. The complaint further alleged that
this asbestos exposure caused John DeVries’s cancer.
DJA 87–98. The complaint sought to hold petitioners
liable under products-liability theories of strict liability and negligence. Pet. App. 4a.
After CBS removed the case to federal court, DJA
102–17, the DeVrieses voluntarily dismissed their
claims against some defendants. The District Court
dismissed the vast majority of other defendants,
whose summary-judgment motions the DeVrieses
chose not to oppose. This left only those defendants,
like the DeVries petitioners, that had supplied
equipment for the Turner during its construction,
but that did not make, distribute, sell, or otherwise
supply the asbestos and asbestos-containing parts
alleged to have caused John DeVries’s injuries.
Each of the DeVries petitioners moved for summary judgment under what some courts have called
the “bare-metal rule.” Under that rule, companies
that manufacture and sell equipment are not liable
for injuries caused by third-party asbestos added to
their equipment after it leaves their control. The
rule is sometimes called the “bare-metal defense.”
That, however, is a misnomer: The bare-metal rule
is not an affirmative defense, but rather an application of the principle that plaintiffs must prove causation in order to succeed on a tort claim.
The District Court granted the petitioners’ motions. As an initial matter, it held that the claims
against the petitioners were governed by maritime
8
law, since each sought relief for injuries allegedly
caused by shipboard exposure to asbestos. Pet. App.
66a, 74a, 81a. And maritime law, the court held,
recognizes the bare-metal rule. Pet. App. 67a, 74a,
82a. In reaching this conclusion, the District Court
relied on its earlier decision in Conner v. Alfa Laval,
Inc., 842 F. Supp. 2d 791, 801 (E.D. Pa. 2012). Conner reasoned that the bare-metal rule is but a specific application of the basic tort-law principle that defendants are not liable for injuries caused by third
parties’ products—a principle that maritime law incorporates. See id. Since there was no evidence that
any of the petitioners manufactured, sold, or otherwise had any involvement with the distribution of
the asbestos alleged to have contributed to John
DeVries’s cancer, the District Court awarded summary judgment to each. Pet. App. 69a–70a, 77a–78a,
85a–87a.
3. John DeVries died from lung cancer before the
District Court entered summary judgment. But
Roberta DeVries—acting on her own behalf and now
on behalf of John DeVries’s estate—appealed to the
Third Circuit. Her brief argued that the bare-metal
rule does not apply in maritime law. According to
her, plaintiffs in asbestos suits arising under the federal courts’ admiralty jurisdiction need not prove
that the defendant’s product caused plaintiff’s harm;
instead, defendants can be held liable so long as it
was foreseeable that their product would be used in
conjunction with the alleged injury-causing product.
Because the District Court held otherwise, she argued that the Third Circuit should reverse it.
Rather than address the bare-metal rule’s applicability in maritime law, the Third Circuit remanded
9
the case so that the District Court could clarify the
scope of its ruling. The Third Circuit said that it
could not “determine whether the District Court considered the negligence claim.” Pet. App. 45a. It
asked the District Court to expressly address the
bare-metal rule’s application to negligence claims.
On remand, the District Court confirmed that it
had previously considered the negligence claims before awarding the petitioners summary judgment.
Pet. App. 22a. Emphasizing the importance of uniformity and predictability in maritime law, the District Court explained that maritime law does not impose liability for harms caused by third parties’
products. Pet. App 29a. A plaintiff accordingly cannot prevail without establishing that a defendant
manufactured or supplied the product that caused
his injuries. Pet. App 29a–30a. This rule applies
equally to strict liability and negligence claims. Pet.
App 33a–34a. The District Court accordingly reaffirmed summary judgment for Defendants on all
claims. Pet. App 22a, 42a. Roberta DeVries again
appealed to the Third Circuit.
B. The McAfee Matter.
Kenneth McAfee served aboard the U.S.S.
Wanamassa in the late 1970s. In the early-to-mid
1980s, he served aboard the U.S.S. Commodore. See
Joint Appendix 68, 107, McAfee v. Ingersoll Rand
Company, No. 15-2667 (3d Cir.) (“MJA”). Ingersoll
manufactured and supplied compressors that the
Navy used on those ships during McAfee’s service.
The Navy required Ingersoll to conform the equipment it manufactured to the Navy’s precise specifications. Supra 5. Specifically, the Navy required
Ingersoll to use certain asbestos-containing parts (for
10
example, gaskets and packing) with its compressors.
But to the extent any such parts were originally supplied with Ingersoll’s equipment, they had worn out,
and been replaced by the Navy many times before
McAfee began serving on the Wanamassa and the
Commodore. See Appellants Br. 9, 22, 29, McAfee v.
Ingersoll Rand Co., No. 15-2667. Ingersoll did not
manufacture, supply, or play any other role in replacing the asbestos-containing parts that allegedly
injured McAfee. See Pet. App. 4a. Indeed, Kenneth
McAfee admitted that he did not know who made
any of the asbestos-containing gaskets or packing
that he handled on the Wanamassa or the Commodore. See MJA 77–79.
McAfee and his wife sued nearly 50 entities, including Ingersoll Rand, for injuries allegedly caused
by asbestos exposure aboard the Wanamassa and the
Commodore. The District Court granted summary
judgment to Ingersoll, after determining that Ingersoll did not manufacture or supply the insulation,
gaskets, or packing that the Navy used with Ingersoll’s compressors. See Pet. App. 61a–62a.
As it did in DeVries, the Third Circuit summarily
remanded the case with the instructions to clarify
the bare-metal rule’s application to negligence
claims. See Pet. App. 47a. And the District Court, as
it did in DeVries, reaffirmed its earlier judgment.
See Pet. App. 18a–19a. Shirley McAfee appealed on
her own behalf, and on behalf of her now-deceased
husband’s estate.
11
C. The
Third
Circuit’s
consolidated
resolution of the DeVries and McAfee
appeals
The Third Circuit consolidated the second McAfee
and DeVries appeals. For a second time, it remanded
both matters. This time, however, it addressed
whether and how the bare-metal rule applies in maritime-law cases.
The court framed the appeal as presenting the following question: “When, if ever, should a manufacturer of a product that does not contain asbestos be
held liable for an asbestos-related injury most directly caused by parts added on to the manufacturer’s
product?” Pet. App. 5a. It held that manufacturers
can be held liable for injuries caused by third-party
asbestos—at least in negligence cases—when those
injuries are reasonably foreseeable consequences of
the manufacturer’s own conduct. Pet. App. 15a–16a.
Whether a particular injury is the reasonably foreseeable consequence of a manufacturer’s conduct will
be a fact-specific inquiry, guided by five nonexhaustive factors.
The Third Circuit’s holding grew out of its view
that the question whether manufacturers should be
held liable for injuries caused by others’ asbestos is
really all about foreseeability. In the Court’s words:
“When parties debate the bare-metal defense, they
debate when and whether a manufacturer could reasonably foresee that its actions or omissions would
cause the plaintiff’s asbestos-related injury.” Pet.
App. 7a. The Court cited nothing in support of this
assertion. Indeed, its opinion altogether ignored the
black-letter tort-law principle that defendants are
liable only for injuries they cause—a principle that
12
the petitioners argued required affirmance, since
Roberta DeVries and Shirley McAfee sought to hold
petitioners liable for injuries allegedly caused by asbestos and asbestos-containing products made, distributed, and sold by other companies.
After “rooting the bare-metal defense in foreseeability,” the court characterized the issue before it as
involving a choice between two options. On the one
hand, it could adopt a bright-line rule, under which
injuries caused by third parties’ asbestos are never
reasonably foreseeable. On the other, it could adopt
a totality-of-the-circumstances test for evaluating
foreseeability.
The Third Circuit acknowledged that the Sixth
Circuit had already addressed the question before it
in Lindstrom v. A-C Products Liability Trust, 424
F.3d 488 (6th Cir. 2005). There, the Sixth Circuit
adopted what the Third Circuit characterized as the
“bright-line rule, holding that a manufacturer of a
bare-metal product is never liable for injuries caused
by later-added asbestos-containing materials.” Pet.
App. 5a. But the Third Circuit parted ways with its
sister
circuit,
adopting
the
totality-of-thecircumstances approach. It held that a “manufacturer of a bare-metal product may be held liable for a
plaintiff’s injuries suffered from later-added asbestos-containing materials if the facts show the plaintiff’s injuries were a reasonably foreseeable result of
the manufacturer’s” conduct. Pet. App. 15a. “[F]or
example,” the court explained, “a bare-metal manufacturer may be subject to liability if it reasonably
could have known, at the time it placed its product
into the stream of commerce, that”:
13
(1)
asbestos is hazardous, and
(2)
its product will be used with an asbestos containing part, because
(a)
the product was originally equipped with
an asbestos containing part that could
reasonably be expected to be replaced
over the product’s lifetime,
(b)
the manufacturer specifically directed
that the product be used with an asbestos-containing part, or
(c)
the product required an asbestoscontaining part to function properly.
Pet. App. 15a–16a.
The court stressed, however, that these “may or
may not be the only facts on which liability can
arise,” and noted that the “finer contours of the”
bare-metal rule “must be decided on a case-by-case
basis.” Pet. App. 16a (emphasis added).
The Third Circuit adopted this totality-of-thecircumstances approach because it believed it would
do better than the bright-line rule at promoting maritime law’s “deep[] concern” for “the protection of
sailors.”
Specifically,
the
totality-of-thecircumstances approach would permit “a greater
number of deserving sailors to receive compensation.” Pet. App. 13a. The court acknowledged that
maritime law is additionally concerned with “traditions of simplicity and practicality,” Pet. App. 13a
(quoting Kermarec v. Compagnie Generale Transatlantique, 358 U.S. 625, 631 (1959)); that it “seeks out
‘uniform rules to govern conduct and liability,’” Pet.
App. 14a (quoting Foremost Ins. Co. v Richardson,
14
457 U.S. 668, 674–75 (1982)); and that its “fundamental interest” is “the protection of maritime commerce,” id.(quoting Exxon Corp. v. Cent. Gulf Lines,
Inc., 500 U.S. 603, 608 (1991)). But it concluded that
each of these purposes was equally consistent with
the bright-line rule it rejected and the totality-of-thecircumstances test it adopted. Pet. App. 13a–15a.
This petition for certiorari followed.
REASONS FOR GRANTING THE PETITION
The question presented involves an acknowledged
circuit split—one exacerbated by contradictory decisions from federal district courts and state courts.
That is reason enough to grant a petition for certiorari in any case involving federal law. But it is a
particularly strong reason to grant a petition arising
under this Court’s admiralty jurisdiction, which exists to ensure uniformity in maritime law. On top of
all that, the decision below is wrong, and will cause
confusion in the context of maritime-law productsliability suits.
I.
THE CIRCUITS ARE SPLIT REGARDING
THE ANSWER TO THE QUESTION
PRESENTED
In Lindstrom v. A-C Product Liability Trust, 424
F.3d 488, the Sixth Circuit held that maritime-law
defendants cannot be held liable for injuries caused
by exposure to asbestos from later-added insulation
and asbestos-containing parts that third parties
manufacture, distribute, and sell. Id. at 492–95.
The Third Circuit expressly rejected that rule in favor of its totality-of-the-circumstances foreseeability
test, and thus expressly created a circuit split. Pet.
15
App. 10a, 14a. The Third and Sixth Circuits are now
in direct conflict.
The approaches that the Third and Sixth Circuits
took to answering the question presented are as inconsistent as the answers they reached. Lindstrom
grounded its holding on the principle that tort-law
plaintiffs “must establish causation.” 424 F.3d at
492. As the Sixth Circuit explained in an earlier
case addressing the same issue, “in order to maintain
an action for either negligence or strict liability under maritime law, a plaintiff must show causation of
his injury by either the defendant’s negligence or the
product defect.” Stark v. Armstrong World Indus.,
Inc., 21 F. App’x 371, 375 (6th Cir. 2001). In asbestos cases, this means establishing that the defendant
made, supplied, or otherwise assisted in providing
the injury-causing asbestos. Lindstrom, 424 F.3d at
495–96. Thus, a defendant “cannot be held responsible for material ‘attached or connected’ to its product” post-sale. Id. at 495 (quoting Stark, 21 F. App’x
at 381). This approach stands in marked contrast to
that taken by the Third Circuit, which described the
bare-metal rule as turning entirely on the concept of
foreseeability, considering the totality of the circumstances. Pet. App. 7a–8a.
Rulings from federal district courts around the
country have further clouded the issue. Some have
sided with Lindstrom. See, e.g., Nelson v. Air & Liquid Sys. Corp., 2014 WL 6982476, at *12–*13 (W.D.
Wash. Dec. 9, 2014); Cabasug v. Crane Co., 989 F.
Supp. 2d 1027, 1039 (D. Haw. 2013). Others have
adopted something similar to the foreseeability test
embraced below. One court, for example, has held
that plaintiffs may bring failure-to-warn claims
16
against manufacturers based on later-added asbestos
if the breach of the duty to warn “regarding the original asbestos components that the manufacturer
added to the product is a proximate cause of a subsequent harmful exposure to asbestos contained in an
aftermarket replacement part.” See Bell v. Foster
Wheeler Energy Corp., 2016 WL 5780104, at *6 (E.D.
La. Oct. 4, 2016) (emphasis added). Other courts
hold that manufacturers can be held liable, at least
in failure-to-warn cases, if the future use of asbestos
is in some sense “inevitable.” See Chesher v. 3M Co.,
234 F. Supp. 3d 693, 713 (D.S.C. 2017); Quirin v. Lorillard Tobacco Co., 17 F. Supp. 3d 760, 769 (N.D. Ill.
2014).
There is further division even within these camps.
For example, the “inevitability” courts do not agree
on what the test requires. Some posit a three-part
test, under which manufacturers can be held liable
if:
(1)
“the defendant manufactured a product that,
by necessity, contained asbestos components”;
(2) “the asbestos containing material was essential to the proper functioning of the defendant’s product”; and
(3) “the asbestos-containing material would necessarily be replaced by other asbestoscontaining material, whether supplied by the
original manufacturer or someone else.”
Quirin, 17 F. Supp. 3d at 769–70; accord Osterhout v.
Crane Co., No. 2016 U.S. Dist. LEXIS 39890, at *34
(N.D.N.Y. Mar. 21, 2016); McAlvey v. Atlas Copco
Compressors, L.L.C., 2015 WL 5118138, at *2 (S.D.
17
Ill. Aug. 28, 2015). Others modify this test slightly,
so that failure-to-warn plaintiffs must show:
(1)
that “the defendant actually incorporated
asbestos-containing components into its original product,” and either
(2)
(a) “the defendant ‘specified’ the use of asbestos-containing replacement components,” or
(b) “such components were ‘essential to the
proper functioning’ of the defendant’s product.”
Chesher, 234 F. Supp. 3d at 714 (internal quotation
marks and citations omitted).
Further complicating matters, state courts disagree about the bare-metal rule’s applicability in cases arising under state law. Some have adopted the
Lindstrom test. See, e.g., Grant v. Foster Wheeler,
LLC, 140 A.3d 1242, 1248–49 (Maine 2016); Braaten
v. Saberhagen Holdings, 198 P.3d 493, 502 (Wash.
2008). Others have adopted some version of a foreseeability-based approach. See, e.g., In re New York
City Asbestos Litig., 59 N.E.3d 458, 475 (N.Y. 2016);
May v. Air & Liquid Sys. Corp., 129 A.3d 984, 994
(Md. 2015).
While states are free to design their tort law however they wish, this divergence causes problems for
federal courts applying maritime law, because federal courts “draw guidance from” state law when formulating maritime-law principles. Exxon Co., U.S.A.
v. Sofec, Inc., 517 U.S. 830, 839 (1996). With the
states divided as to the rule’s application, federal
courts cannot look to state law for consistent guidance regarding how (and whether) the bare-metal
rule ought to apply in the maritime context. As such,
18
the lower courts’ chances of resolving the confusion
without this Court’s help are even slimmer than they
would be in the context of a typical circuit split.
II. THE DIVISION IN THE LOWER COURTS
UNDERMINES MARITIME LAW’S STRONG
INTEREST IN UNIFORMITY
“The judicial Power” extends to “all cases of admiralty and maritime Jurisdiction.” U.S. Const., Art.
III, §2. This jurisdictional grant ensures “[t]he advantages resulting to the commerce and navigation
of the United States … from a uniformity of rules
and decisions in all maritime questions.” DeLovio v.
Boit, 7 F. Cas. 418, 443 (C.C.D. Mass. 1815) (Story,
J., riding circuit). To this day, maritime courts’ primary goals include assuring that “all operators of
vessels on navigable waters are subject to uniform
rules of conduct.” Foremost Ins., 457 U.S. at 675.
Those uniform rules should adhere to the maximum
extent possible to admiralty law’s “traditions of simplicity and practicality.” Kermarec, 358 U.S. at 631.
When it comes to the bare-metal rule, admiraltylaw defendants are not “subject to uniform rules of
conduct.” The Third and Sixth Circuits have adopted
squarely contrary approaches to the question whether manufacturers are liable for injuries caused by
asbestos made and sold by third parties. This means
that sailors, ship operators, and maritime manufacturing companies are subject to different rules depending on where on the Ohio River (Pittsburgh or
Cincinnati) or the Great Lakes (Toledo or Erie) a
barge happens to be. “The conflict between the approaches to this question taken by the Courts of Appeals is reason enough to grant this petition, for uniformity and predictability in the maritime industry
19
were the ends sought in the Constitution when federal-court maritime jurisdiction was created in the
first instance.” Peralta Shipping Corp. v. Smith &
Johnson (Shipping) Corp., 470 U.S. 1031, 1034
(1985) (Brennan, J., dissenting from denial of certiorari).
The divergent approaches taken by federal district
courts and state courts show that the confusion is
spreading, not subsiding. This Court’s intervention,
therefore, is the only realistic option for restoring
uniformity as to the question presented. Until the
Court intervenes, sailors and potential defendants
will be hard-pressed to make even an educated guess
regarding the applicable law outside the Third and
Sixth Circuits. They will, in other words, be deprived of the chance to “look ahead with some ability
to know what the stakes are in choosing one course
of action or another.” Exxon Shipping Co. v. Baker,
554 U.S. 471, 502 (2008). Permitting that confusion
to stand “would be foreign to” admiralty law’s “traditions of simplicity and practicality.” Kermarec, 358
U.S. at 631. And it would run contrary to the principle that the rules of maritime law ought not be “too
indeterminate to enable manufacturers easily to
structure their business behavior.” E. River S.S.
Corp. v. Transamerica Delaval, Inc., 476 U.S. 858,
870 (1986).
It is especially important to establish clear, uniform rules for adjudicating the liability of actions
taken pursuant to military contracts. Needless to
say, the federal government has a significant interest
in procuring the equipment it needs to defend the
country. And “[i]t is plain that the Federal Government’s interest in the procurement of equipment is
20
implicated by suits such as the present one—even
though the dispute is one between private parties.”
Boyle v. United Techs. Corp., 487 U.S. 500, 506
(1988). Again, the Navy contracted with each of the
petitioners to provide equipment for use on board
ships, and mandated that this equipment use asbestos insulation and asbestos-containing parts. Supra
5–6. Thus, Roberta DeVries and Shirley McAfee
seek to hold the petitioners liable for actions they
took in performance of military-procurement contracts. Assuming petitioners can be held liable for
such conduct at all, the standards by which their liability is to be judged must be uniform. After all, contractors (and prospective contractors) cannot rationally predict their risk if they do not know the rules
according to which their liability will be determined.
And when risk is difficult to gauge, businesses will
insure against it either by imposing higher prices or
by leaving the market altogether. Both possibilities
undermine the government’s interest in obtaining
military equipment.
These risks are magnified in the Navy context:
“On a ship most things are connected to other
things.” Stark, 21 F. App’x at 381. As a result, most
anything that goes on a ship works with or is incorporated into numerous other components and systems. Id. Permitting the imposition of liability
based on foreseeable interactions between products
thus exponentially increases the potential liability—
particularly since ships are built to last for decades,
with their various components interacting all the
while.
21
III. THE THIRD CIRCUIT ERRED IN
ADOPTING A FORESEEABILITY TEST
Finally, the Court should grant certiorari because
this is the perfect vehicle for reversing the foreseeability approach that the Third Circuit wrongly
adopted below.
A. Maritime law does not recognize
products-liability theories under which
defendants can be liable for injuries
caused by third parties’ products
The judiciary develops the substantive rules of
admiralty law “in the manner of a common law
court.” Exxon Shipping, 554 U.S. at 489–90. When
fashioning a national admiralty rule, courts look to
traditional common-law principles. See, e.g., id. at
490–515. They judge the wisdom of adopting these
principles with reference to admiralty law’s underlying objectives—for example, its interest in advancing
maritime commerce, ensuring predictability, and
promoting uniformity. See, e.g., Kermarec, 358 U.S.
at 630–31 (rejecting common-law distinction between
licensees and invitees, which “would be foreign to
[maritime law’s] traditions of simplicity and practicality”).
1. At common law, defendants are liable only for
the injuries they cause. See Restatement (Second) of
Torts §§ 4, 315 (1965). They have neither a duty to
control third parties, nor a duty to rescue potential
plaintiffs from injuries caused by third-party acts.
See id. §§ 314, 315.
As applied to products-liability law, this means
that defendants are liable only for injuries caused by
products that they either manufactured or sold. Re-
22
gardless of whether liability is predicated upon negligence or strict liability, the law penalizes only those
parties who placed the harmful product “into the
stream of commerce”—that is, those who manufactured, distributed, or sold the defective product. See
id. § 402A (strict liability only for “[o]ne who sells”
product); id. § 388 (“[o]ne who supplies directly or
through a third person a chattel” is liable in negligence for harms “caused by the use of the chattel”).
This makes sense: A defendant cannot be said to
have “caused” an injury by making and selling something other than the product that inflicted the injury.
See, e.g., In re Darvocet, Darvon, & Propoxyphene
Prod. Liab. Litig., 756 F.3d 917, 939 (6th Cir. 2014)
(concluding, under the law of 22 different states, that
branded-drug manufacturers cannot be held liable
under failure-to-warn theories in suits brought by
generic-drug consumers).
Products-liability law does not impose liability on
defendants for injuries caused by the use of other
parties’ products even when the products will be used
in combination. A manufacturer generally has no
duty of care with respect to another’s products. See,
e.g., Restatement (Third) of Torts: Prod. Liab. § 5
cmt. a (1998); 63A Am. Jur. 2d Prods. Liab. § 1027.
That is why courts have held makers of dialysis machines have no “duty to warn of the hazards” associated with dialysis-machine cleaning agents “manufactured by someone else.” Brown v. Drake-Willock
Int’l, Ltd., 530 N.W.2d 510, 515 (Mich. Ct. App.
1995). It is why automakers cannot be held liable for
defects in replacement wheels added to their cars
post-sale. See Baughman v. Gen. Motors Corp., 780
F.2d 1131, 1133 (4th Cir. 1986). It explains the rule
23
that manufacturers of non-defective component parts
of an integrated product cannot be held liable “for
injury that results from a defect in the integrated
product.” Cipollone v. Yale Indus. Prod., Inc., 202
F.3d 376, 379 (1st Cir. 2000); accord Hidalgo v.
Fagen, Inc., 206 F.3d 1013, 1017 (10th Cir. 2000).
And it justifies Lindstrom’s view that equipment
manufacturers cannot be held liable for injuries
caused by third parties’ asbestos added to their
equipment years after its sale. See Lindstrom, 424
F.3d at 495–96; see also, e.g., Grant, 140 A.3d at
1248; Braaten, 198 P.3d at 498, 500–01, 504.
The foregoing applies “[r]egardless of the theory
which liability is predicated upon.” 51 A.L.R.3d 1344
§ 2[a]. Because the bare-metal rule is premised on
the principle that a defendant has no duty of care
concerning another entity’s products, the rule bars
claims sounding in negligence. See, e.g., Braaten,
198 P.3d at 501; Conner, 842 F. Supp. 2d at 801; see
also, e.g., Walton v. Harnischfeger, 796 S.W.2d 225,
228 (Tex. App. 1990) (“the absence of a duty” to warn
about a third party’s products “compels a summary
judgment for [a manufacturer] based upon its ‘noduty’ ground”). And it applies equally to suits predicated on manufacturing-defect, design-defect, and
failure-to-warn theories. See, e.g., Lindstrom, 424
F.3d at 495 (in manufacturing-defect case, rejecting
liability where “asbestos that [plaintiff] may have
been exposed to in connection with [defendant’s]
product [was] attributable to some other manufacturer”); Sanders v. Ingram Equip., Inc., 531 So. 2d
879, 880 (Ala. 1988) (in design-defect case, “a distributor or manufacturer of a nondefective [product]
is not liable for defects in a product that it did not
24
manufacture, sell, or otherwise place in the stream of
commerce”); Braaten, 198 P.3d at 498 (describing
“majority rule” as a “‘manufacturer’s duty to warn is
restricted to warnings based on the characteristics of
the manufacturer’s own products,’” not “‘products of
others’”).
2. The traditional rule that a manufacturer generally owes no duty of care concerning another manufacturer’s product serves admiralty law’s underlying purposes.
First, a bright-line rule imposing liability only for
harm caused by products that a defendant manufactured or sold adheres to admiralty law’s general
goals of “simplicity and practicality.” Kermarec, 358
U.S. at 631. Because defendants know which products they manufacture and supply, the traditional
rule enables them to accurately assess their potential
“liability and then incorporate the insurance cost into the price of the product.” Kealoha v. E.I. du Pont
de Nemours & Co., 844 F. Supp. 590, 595 (D. Haw.
1994), aff’d, 82 F.3d 894 (9th Cir. 1996). That, in
turn, facilitates “the smooth flow of maritime commerce.” Foremost Ins. Co., 457 U.S. at 676; see also
Exxon Shipping, 554 U.S. at 502 (adopting rule that
allows parties to “look ahead with some ability to
know what the stakes are in choosing one course of
action or another”); E. River S.S., 476 U.S. at 870 (rejecting rules that are “too indeterminate to enable
manufacturers easily to structure their business behavior”).
Second, the traditional rule furthers admiralty
law’s goal of national uniformity. See Foremost Ins.,
457 U.S. at 675; Calhoun v. Yamaha Motor Corp.,
216 F.3d 338, 351 (3d Cir. 2000). As just noted, the
25
traditional rule is easy to apply and thus leads to
predictable results. And an easily applied, predictable test is a test capable of uniform application
throughout the country. By contrast, a malleable,
totality-of-the-circumstances test is not.
Third, the traditional rule promotes “the protection of maritime commerce” by eliminating the substantial burdens of requiring a manufacturer to engage in the costly and duplicative testing of third
parties’ products. Exxon, 500 U.S. at 608; see Restatement (Third) of Torts: Prods. Liab. § 5 cmt. a;
Kealoha, 82 F.3d at 899–900. This concern is heightened in the maritime context, because “[o]n a ship
most things are connected to other things,” so any
attempt to hold one manufacturer liable in admiralty
for another’s products would “implicate[] a broad[er]
class of potential sources of exposure” than in the
land-based context. Stark, 21 F. App’x at 381; see
also McIndoe v. Huntington Ingalls, Inc., 817 F.3d
1170, 1174 (9th Cir. 2016). In addition, admiralty
law routinely involves goods like anchors or engines
that are made to last for decades. It is thus particularly unreasonable to expect a manufacturer “to anticipate improper installation of all foreseeable aftermarket equipment [to its products,] and to ironclad [them] against every conceivable harm from
[the] improper installation” of another manufacturer’s defective product. Westchem Agric. Chems., Inc.
v. Ford Motor Co., 990 F.2d 426, 430 (8th Cir. 1993).
Finally, maritime law is sometimes described as
showing a “special solicitude for the welfare of those
men who undertook to venture upon hazardous and
unpredictable sea voyages.” Moragne v. States Marine Lines, Inc., 398 U.S. 375, 387 (1970). The tradi-
26
tional rule admittedly does nothing to advance this
interest, aside from creating predictable rules on the
basis of which sailors (like everyone else) can litigate
their cases. But neither does it hinder this special
solicitude: The traditional rule leaves seamen free to
sue those who cause them harm.
3. Because the relevant common-law principle is
consistent with the principles of maritime law, it
ought to be adopted as the governing principle in
maritime law cases.
B. The Third Circuit’s ad hoc foreseeability
test hinders the purposes of maritime
law
The Third Circuit did not perform anything like
the foregoing analysis. It began by declaring that
the question presented—whether maritime-law defendants can be held liable for injuries caused by
others’ products—turns on foreseeability. The Third
Circuit appears to have relied on nothing beyond its
own say-so in reaching this conclusion. But regardless, the Third Circuit certainly did not derive the
rule from traditional common-law principles, since it
did not even consult those principles. Had it done so,
it would have recognized one such principle previously invoked by this Court in the maritime-law context:
“In products-liability law, where there is a duty to
the public generally, foreseeability is an inadequate
brake” on liability. E. River, 476 U.S. at 874.
The Third Circuit next considered the purposes of
maritime law, but only for assistance in helping it
define the breadth of the foreseeability test it had
conjured up. The court (for reasons not entirely
clear) thought itself tasked with choosing between
27
two options. On the one hand, a bright-line rule under which injuries caused by others’ products are always unforeseeable—and thus never give rise to
foreseeability.
On the other, a totality-of-thecircumstances standard under which such injuries
are sometimes foreseeable—and thus sometimes give
rise to liability. The court looked to the purposes of
maritime law in deciding between these options.
This approach is upside down: Rather than identifying a rule and testing it against the purposes of
maritime law, the Third Circuit used maritime law
to craft the rule in the first place. And in any event,
as already explained above, the rule the Sixth Circuit adopted in Lindstrom—the “bright-line rule”
that is in fact a straightforward application of the
principle that defendants are liable only for injuries
that they cause—is the one that promotes the purposes of maritime law. Supra 24–26.
The Third Circuit’s contrary reasoning is unpersuasive. For example, the Third Circuit determined
that maritime law’s concern with “simplicity and
practicality” is neutral between a bright-line rule and
a totality-of-the-circumstances standard. According
to the court, while “‘simplicity’ might be seen as favoring the rule-based approach,” it “could also be
seen as favoring a foreseeability-based standard, because simplicity is related to familiarity, and foreseeability is such a familiar and key part of tort law.”
Pet. App. 13a–14a. None of this makes sense. For
one thing, it is not true that familiarity implies simplicity—many familiar tasks are complex to carry out
and lead to unpredictable results, as anyone who has
attempted to calculate her own taxes can attest. For
another, it is particularly dubious to suggest that
28
foreseeability, which “remains an elusive and indefinite concept” after all these years, Stockton v. Ford
Motor Co., 2017 WL 2021760, at *14 (Tenn. Ct. App.
May 12, 2017), is simple because it is familiar.
What is more, the concept of foreseeability is especially elusive, indefinite, and incapable of principled
application in the bare-metal context. The Third
Circuit’s opinion directs courts to ask, in assessing
foreseeability, whether the defendant “reasonably
could have known” that its “product required an asbestos-containing part to function properly.” Pet.
App. 15a. Relatedly, courts are to consider whether
the defendant “reasonably could have known” that
its product “was originally equipped with an asbestos-containing part that could reasonably be expected
to be replaced over the product’s lifetime.” Id. Making these determinations is an inevitably arbitrary
task. If, for example, there are three products that
are compatible with a defendant’s own product, does
a defendant “know” that any given one will be used
based on the 33 percent chance that a particular consumer may select it? What about ten alternatives,
each with a 10 percent chance of being used? Is a 51
percent likelihood required, and how is that determined?
And what does it mean for equipment to “function
properly”? If the product would operate 95 percent of
the time without an asbestos-containing part, does
the product “require” that part? Could it “reasonably
be expected” that the part will be replaced with another asbestos-containing part? How about if the rate
drops to 85 percent? Does a product “require” the
asbestos-containing part if it would work without it,
but slightly less efficiently? What if there is a per-
29
fect substitute for the asbestos-containing part, but it
is twice the price? Three times the price? Ten times
the price? One hundred times the price?
In addition to these metaphysical questions, there
are practical ones. Most obviously: How far into the
future are manufacturers expected to see? If a manufacturer could have reasonably expected that a
product would “require” the use of asbestos in the
immediate future, but had no idea what alternative
technologies might arise later, is the exposure to asbestos six months down the line foreseeable? How
about a year? Ten years? Forty years? Does it depend on the state of the science? Does it depend on
what the manufacturer knows about the state of the
science? The Third Circuit’s foreseeability approach
cannot plausibly be described as simpler and more
predictable than a bright-line rule.
To make all of this worse, the Third Circuit’s logic
extends beyond asbestos cases; it extends to all
products-liability suits alleging an injury caused by a
hazardous substance or component added to a defendant’s product post-sale. The breadth of the rule
is especially troubling as applied to Navy contractors. As addressed above, the inability to confidently
predict potential liability will cause Navy contractors
to charge more, or to cease providing goods, frustrating the Navy’s interest in efficient procurement contracting. And the Third Circuit’s foreseeability test
is nothing if not unpredictable. Third Circuit’s assessment of maritime law’s predictability interest is
therefore difficult to credit.
The same goes for its treatment of the interest in
promoting maritime commerce and the adoption of
uniform rules. Pet. App. 14a–15a. The Third Circuit
30
concluded that these interests too were neutral between the bright-line rule and the totality-of-thecircumstances standard. This was so, it said, because other courts had adopted both approaches,
meaning it was impossible to achieve uniformity regardless of the test adopted. This is a non sequitur.
First, when courts are divided between a bright-line
rule that limits liability and a totality-of-thecircumstances standard that expands it, maritime
commerce is best promoted by the former, regardless
of what other courts have done. To be sure, maritime law’s interest in uniformity is best promoted by
adhering to decisions from other courts. But that
should have led the Third Circuit to adopt the brightline rule, which was at the time the only rule ever
adopted by a federal appellate court.
Having wrongly determined that the foregoing
purposes of maritime law were neutral between a
bright-line rule and a foreseeability approach, the
court below relied exclusively on the “special solicitude” that admiralty courts pay to seamen. And it
determined that this policy favored the foreseeability
test, because it would “permit a greater number of
deserving sailors to receive compensation.” Pet. App.
13a. Of course, this Court has never held that maritime law’s concern for the welfare of seamen requires
whatever rule maximizes their potential recovery.
To the contrary, it has emphasized that it is “not free
to expand remedies at will simply because it might
work to the benefit of seamen and those dependent
upon them.” Miles v. Apex Marine Corp., 498 U.S.
19, 36 (1990) (adding: “We will not create, under our
admiralty powers, a remedy that is disfavored by a
clear majority of the States and that goes well be-
31
yond the limits of Congress’ ordered system of recovery for seamen’s injury and death.”) Regardless,
since the traditional common-law rule is at least consistent with the concern for seamen’s welfare, supra
25–26, this interest alone does not justify rejecting
the traditional rule.
C. The petitioners were entitled to
summary judgment under the foregoing
principles
Because maritime-law defendants cannot be held
liable for injuries caused by third parties’ products,
the petitioners are not liable as a matter of law for
John DeVries’s and Kenneth McAfee’s injuries. Accordingly, the Third Circuit erred in reversing the
District Court’s summary judgment awards.
Roberta DeVries claims that her husband was injured by exposure to external asbestos insulation attached to blowers, turbines, and generators manufactured by Westinghouse, and pumps manufactured by
Buffalo. But the DeVries petitioners did not manufacture or supply any of that insulation. See DJA
490. Indeed, even Roberta DeVries’s own evidence
confirms that “[i]nsulation [was] furnished and installed by the shipbuilder.” DJA 695; see also DJA
699 (“All other required fittings and attachments will
be furnished by the purchaser, including turbineheat insulation and lagging.”); DJA 682 (“The naval
architect is responsible to cover the turbines and the
other piping insulation in the engine room so that
personnel will not be burned.”).
The claims in DeVries are additionally predicated
on the allegation that John DeVries’s injuries were
caused by exposure to internal asbestos-containing
32
gaskets and packing used with equipment made by
Foster Wheeler and Buffalo.
Similarly, Shirley
McAfee alleges that her husband contracted cancer
caused by exposure to asbestos in replacement parts
used with Ingersoll’s compressors. None of the petitioners, however, manufactured or supplied any of
the asbestos-containing parts to which DeVries and
McAfee were allegedly exposed. See Pet. App. 4a,
61a, 69a, 78a, 86a.
Because it is undisputed that the petitioners neither made nor sold the asbestos alleged to have
caused John DeVries’s and Kenneth McAfee’s injuries, this case squarely presents the question—on
which the circuits are divided—whether productsliability defendants in maritime law cases can be
held liable for injuries caused by products that they
neither made nor sold. This case thus affords the
Court an opportunity to resolve that question, and to
correct the Third Circuit’s erroneous answer.
CONCLUSION
The Court should grant this petition for a writ of
certiorari.
33
January 31, 2018
Respectfully submitted,
Benjamin M. Flowers
JONES DAY
325 John H. McConnell
Blvd., Suite 600
Columbus, OH 43215
Shay Dvoretzky
Counsel of Record
JONES DAY
51 Louisiana Ave., N.W.
Washington, D.C. 20001
Tel: (202) 879-3939
sdvoretzky@jonesday.com
Counsel for Petitioner CBS Corporation
Brady L. Green
WILBRAHAM, LAWLER &
BUBA
1818 Market Street,
Suite 3100
Philadelphia, PA 19103
Counsel for Petitioner
Air & Liquid Systems
Corp. (successor by merger to Buffalo Pumps,
Inc.)
Christopher J. Keale
Afigo I. OkpewhoFadahunsi
TANENBAUM KEALE LLP
1085 Raymond Blvd.
One Newark Center
16th Floor
Newark, NJ 07102
Counsel for Petitioner
Foster Wheeler LLC
John J. Hare
MARSHALL DENNEHEY
WARNER COLEMAN &
GOGGIN
2000 Market Street,
Suite 2300
Philadelphia, PA 19103
Counsel for Petitioner
Ingersoll Rand, Inc.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.