rejecting both the adoption of the Second Restatement of Torts’ “pure strict tort theory” and “adherence to the traditional negligence theory of tort liability” for product liability claims
How later courts described this case
- rejecting both the adoption of the Second Restatement of Torts’ “pure strict tort theory” and “adherence to the traditional negligence theory of tort liability” for product liability claims
- addressing both common law negligence and the AEMLD
- “[F]raudulent suppression is a claim separate from an AEMLD claim. Accordingly, for purposes of this certified question, we will not treat the Weekses’ claims as AEMLD claims governed by the principles of the AEMLD.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
MIDDLE DIVISION
MELLISSIA RUSSELL, et al., ]
]
Plaintiffs, ]
]
v. ] 4:20-cv-00752-ACA
]
ETHICON INC., et al., ]
]
Defendants. ]
MEMORANDUM OPINION AND ORDER
Before the court is a motion for partial summary judgment and a motion to
limit the case-specific testimony of an expert witness, both filed by Defendants
Ethicon, Inc., and Johnson & Johnson (collectively, “Ethicon”).1 (Docs. 38, 40).
Plaintiff Mellissia Russell suffered complications after a physician implanted
in her a pelvic mesh product called Prosima, which Ethicon manufactured to treat
uterine prolapse. She and her husband, Plaintiff Greg Russell, filed suit against
Ethicon, asserting the following claims:
Count One: Negligence
Count Two: Strict Liability–Manufacturing Defect
Count Three: Strict Liability–Failure to Warn
Count Four: Strict Liability—Defective Product
1 The Russells have also filed a motion to exclude opinions by one of Ethicon’s expert
witnesses and a motion to strike some of Ethicon’s expert witnesses. (Docs. 42, 82). The court
will address those motions separately.
Count Five: Strict Liability—Design Defect
Count Six: Common Law Fraud
Count Seven: Fraudulent Concealment
Count Eight: Constructive Fraud
Count Nine: Negligent Misrepresentation
Count Ten: Negligent Infliction of Emotional Distress
Count Eleven: Breach of Express Warranty
Count Twelve: Breach of Implied Warranty
Count Thirteen: Violation of Consumer Protection Laws
Count Fourteen: Gross Negligence
Count Fifteen: Unjust Enrichment
Count Sixteen: Loss of Consortium2
(Doc. 1 at 4–5; Doc. 51-1).
Ethicon seeks summary judgment on part of Count One, Counts Two through
Thirteen, and Count Fifteen. (See Doc. 39 at 1). The Russells do not oppose the
grant of summary judgment on Count Two (see doc. 44 at 8–9), Count Eleven (id.
at 16), or Count Thirteen (id. at 18). Accordingly, this memorandum opinion will
discuss only the relevant part of Count One, Counts Three through Ten, Count
Twelve, and Count Fifteen.
2 The Russells also asserted “claims” for punitive damages (Count Seventeen) and
application of the discovery rule (Count Eighteen). (Doc. 1 at 5). As Ethicon points out, those are
not actually causes of action. (Doc. 39 at 3 n.2). The request for punitive damages rises and falls
with the survival of the actual causes of action. And the application of the discovery rule depends
on the assertion of a statute of limitations defense, which Ethicon did not do in this motion for
summary judgment. Accordingly, the court will not address those two counts further.
The court GRANTS IN PART and DENIES IN PART the motion for partial
summary judgment. The court GRANTS the motion on Counts Two, Eleven, and
Thirteen because the Russells have conceded those claims. The court DENIES the
motion on Count One and Count Three because assuming—as Ethicon does—that
the warnings it gave were inadequate, a reasonable jury could find that the
inadequate warnings caused her injuries. The court DENIES the motion on Counts
Four and Five because even if those counts are incorrectly titled, that does not
warrant a grant of summary judgment.
The court DENIES the motion for summary judgment on Counts Six, Seven,
Eight, and Nine, because a reasonable jury could find, based on the testimony of the
implanting physician, that he relied at least in part on Ethicon’s representations about
the safety and efficacy of the Prosima. The court GRANTS the motion on Count
Ten because Alabama does not provide a cause of action for negligent infliction of
emotional distress. The court DENIES the motion on Count Twelve because
although Ethicon accurately states Alabama law on breach of implied warranties, it
does not argue that the facts in this case warrant summary judgment. The court
DENIES the motion on Count Fifteen because a plaintiff may plead an unjust
enrichment claim in the alternative and there is no evidence of an express warranty
in this case.
In addition, the court DENIES the motion to limit Dr. Rosenzweig’ testimony
because his opinions are relevant and supported by evidence.
I. BACKGROUND
On a motion for summary judgment, the court “draw[s] all inferences and
review[s] all evidence in the light most favorable to the non-moving party.”
Hamilton v. Southland Christian Sch., Inc., 680 F.3d 1316, 1318 (11th Cir. 2012)
(quotation marks omitted). The court will describe the facts underlying the case with
all inferences drawn and all evidentiary conflicts resolved in favor of Ms. Russell.
This case arises from the implantation of a pelvic mesh product in women to
treat “medical conditions in the female pelvis, primarily pelvic organ prolapse and
stress urinary incontinence.” (Doc. 51-1 at 5–6 ¶ 16). Pelvic organ prolapse is
“where the pelvic organs protrude out of the vagina.” (Doc. 44-2 at 15). Ethicon’s
product, called Prosima, is a synthetic mesh made out of polypropylene. (Doc. 51-
at 6 ¶ 22; Doc. 51-3 at 6 ¶ 22).
In 2012, Ms. Russell suffered from uterine prolapse and her gynecologist,
Dr. Robert Raymond, implanted the Prosima in her. (Doc. 38-1 at 3; Doc. 44-1 at
57, 128–29; Doc. 44-2 at 49). In 2015, after experiencing complications from the
Prosima, Dr. Nicolisa Massie performed a surgery to correct an issue with the mesh
“coming through” Ms. Russell’s vaginal wall, and in October 2017, Dr. Massie
performed another surgery to remove the mesh entirely because it had broken apart.
(Doc. 38-1 at 4).
Ms. Russell’s implanting physician, Dr. Raymond, testified that he was aware
of potential complications from implanting mesh, and specifically the Prosima,
including pain from intercourse, urinary problems, inflammation, formation of
fistulas, neuromuscular problems, and the need for further surgeries to treat adverse
events. (Doc. 44-2 at 61–64). He believed that the benefits of the Prosima
outweighed the risks of complications. (Id. at 66). He also testified that at the time
of the deposition, he continued to stand by his decision to offer her the Prosima (id.
at 78), and he continued to believe that the Prosima was a safe and effective
treatment (id. at 176). He had not, however, seen Ms. Russell as a patient since
about a year and a half after the implanting surgery, and he was not aware of the
treatments she had received from other physicians after her last appointment with
him in December 2013. (Id. at 87–88).
Dr. Raymond went on to testify that although he had read the warnings
included in the package insert, he did not review that insert every time he performed
surgery. (Doc. 44-2 at 83). He also testified that he did not rely on the information
contained in the insert (id. at 82), although he also testified that in deciding whether
to use the Prosima, he relied on Ethicon’s representations about the risks, benefits,
and efficacy of the device in conjunction with journal articles and other sources (id.
at 103–05, 107–10, 117–18, 120–21, 129–30, 137–39, 147–48, 152–54, 162–64).
II. MOTION TO EXCLUDE EXPERT OPINION
Before addressing Ethicon’s motion for summary judgment, the court must
address its motion to exclude some of the opinions of Dr. Rosenzweig, a pelvic
surgeon and urogynecologist who has provided an expert opinion that, among other
things, the use of the Prosima caused Ms. Russell’s injuries, the Prosima implanted
in Ms. Russell underwent degradation and other conditions, and the warnings
Ethicon gave about the Prosima were inadequate. (See Doc. 40-1).
Dr. Rosenzweig provided an expert report in which he reviewed and outlined
Ms. Russell’s medical history relating to the implantation of the Prosima. (Doc. 40-
1 at 6–14). After the implantation in 2012, Ms. Russell had several urinary tract
infections, difficulty and pain urinating, lower back pain and abdominal pain, and
painful intercourse. (Id. at 8–14). In 2015, Dr. Massie examined Ms. Russell and
recommended “removal of an area of exposed mesh.” (Id. at 11). The surgical
removal indicated “mesh erosion” in three places. (Id. at 11–12). In 2017,
Dr. Massie again assessed Ms. Russell as having mesh erosion. (Id. at 13).
Examinations in the months that followed did not reveal any visualizations of mesh,
but Dr. Massie eventually performed another surgery to remove pelvic mesh based
on Ms. Russell’s continued complaints of pain, during which Dr. Massie found
visible mesh that she removed. (Id. at 13–14). A pathological examination of the
removed mesh showed chronic inflammation, fibrosis, and fat necrosis. (Id. at 14).
Dr. Rosenzweig testified at a deposition that these results indicated that the mesh
had degraded. (Doc. 46-5 at 16–17). He also noted that there was evidence of a
chronic foreign body reaction, which would cause degradation. (Id. at 18).
Among other things, Dr. Rosenzweig opined that the Prosima is not suitable
as a permanent prosthetic implant for pelvic organ prolapse because “the pores are
too small, it is a heavy weight mesh, it degrades over time, causes chronic foreign
body reactions, fibrotic bridging, mesh contracture/shrinkage, fraying, particle loss,
biofilm formation and infections, has sharp edges, ropes, curls, and deforms, and the
pores collapse with tension.” (Doc. 40-1 at 15). He opined that these problems with
the Prosima “caused and contributed to an exacerbation” of the complications
Ms. Russell suffered after the implantation based on the temporal proximity between
the implantation and the complications, and because her other medical and surgical
history did not cause or exacerbate her symptoms. (Id. at 17–19).
Dr. Rosenzweig asserted that there were “reasonably feasible alternatives
available to” the Prosima, such as non-mesh repair, a non-synthetic mesh product,
or a product using less polypropylene, and that those alternatives were capable of
preventing Ms. Russell’s injuries. (Doc. 40-1 at 20). Dr. Rosenzweig also opined
that Ethicon’s warnings about known risks were inadequate because Ethicon omitted
information or minimized the actual risks. (Id. at 15–16, 21).
Ethicon moves, under Federal Rules of Evidence 702 and 703 and the
Supreme Court’s decision in Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579
(1993), to exclude those opinions. (Doc. 40 at 1–2). Rule 702 permits a qualified
expert to testify about an opinion if (1) the expert’s knowledge will help the trier of
fact to understand the evidence or determine a fact; (2) “the testimony is based on
sufficient facts or data”; (3) “the testimony is the product of reliable principles and
methods”; and (4) “the expert has reliably applied the principles and methods to the
facts of the case.” Fed. R. Evid. 702; see also Daubert, 509 U.S. at 589–93. The
Federal Rules allow an expert to base the opinion on inadmissible facts or data if
experts in the field would reasonably rely on those kinds of facts or data.
Fed. R. Evid. 703.
The first opinion that Ethicon seeks to exclude is Dr. Rosenzweig’s opinion
that Ms. Russell would not have been injured if she had undergone a procedure that
did not implant synthetic mesh, because alternative procedures would not have
caused the same injuries. (Doc. 41 at 2–4). Although Ethicon couches this as a
Daubert issue, it is more akin to a general motion in limine. Ethicon does not
challenge Dr. Rosenzweig’s qualifications, methodology, or the reliability of his
opinion, but instead argues that his opinion does not satisfy Alabama’s requirement
that a plaintiff asserting a design defect claim show the existence of a safer
alternative design. (Id. at 2–3). Ethicon concludes that because a physician decides
which medical procedure to use based “on a number of facts beyond Ethicon’s
control,” Dr. Rosenzweig’s testimony about alternatives is irrelevant. (Id. at 4).
Ethicon is correct that under Alabama law, a plaintiff making a design defect
claim must present evidence of a safer, practical, alternative design. Gen. Motors
Corp. v. Jernigan, 883 So. 2d 646, 662 (Ala. 2003). Dr. Rosenzweig’s opinion about
the existence of alternative procedures would not satisfy that burden, and is therefore
irrelevant to the design defect claim. However, evidence that is irrelevant to one
claim may be relevant to another, and Ethicon has presented no argument about why
the existence of feasible and safer alternative procedures would be irrelevant to the
Russells’ other claims. The court will not make Ethicon’s arguments for it.
Accordingly, the court DENIES the motion to exclude Dr. Rosenzweig’s opinion
about whether Ms. Russell would have suffered the same injuries if she had
undergone an alternative procedure.
The second opinion that Ethicon seeks to exclude is Dr. Rosenzweig’s opinion
that the mesh implanted in Ms. Russell degraded and deformed. (Doc. 41 at 4–6).
Ethicon contends that there is no medical evidence showing that the mesh showed
degradation, deformation, or any other condition after it was removed from
Ms. Russell’s body. (Id. at 5). But Dr. Rosenzweig testified that the pathology
examination done on the mesh removed in 2017 showed degradation and other
issues. (See Doc. 46-5 at 16–18). Accordingly, the court DENIES the motion to
exclude Dr. Rosenzweig’s opinion about whether the mesh implanted in Ms. Russell
suffered from degradation and other conditions.
The final opinion that Ethicon seeks to exclude is Dr. Rosenzweig’s opinion
that Ethicon’s warnings about the risks of using the Prosima were inadequate. (Doc.
41 at 6). Again, this is more akin to a summary judgment argument than a Daubert
motion: Ethicon does not assert that Dr. Rosenzweig is unqualified to offer that
opinion or that he has failed to support it. Instead, Ethicon argues that
Dr. Rosenzweig’s opinion is irrelevant because under Alabama’s learned
intermediary doctrine, the plaintiff must establish that her physician would not have
used the Prosima if he had known of the alleged risks, and Ms. Russell’s physician
testified that he was aware of the risks and decided to use the Prosima anyway. (Doc.
41 at 6–7).
Because Ethicon repeats this argument in its motion for summary judgment,
the court will address the merits of the argument later in this opinion. Suffice it to
say that, even accepting Ethicon’s interpretation of Dr. Russell’s testimony, his
testimony would not establish that Dr. Rosenzweig’s opinion is inadmissible.
Evidence supporting a claim does not become inadmissible simply because other
evidence might defeat the claim. Accordingly, the court DENIES the motion to
exclude Dr. Rosenzweig’s testimony about the adequacy of Ethicon’s warnings.
III. MOTION FOR SUMMARY JUDGMENT
In deciding a motion for summary judgment, the court must determine
whether, accepting the evidence in the light most favorable to the non-moving party,
the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a);
see also Hamilton 80 F.3d 1316, 1318 (11th Cir. 2012). “[T]here is a genuine issue
of material fact if the nonmoving party has produced evidence such that a reasonable
factfinder could return a verdict in its favor.” Looney v. Moore, 886 F.3d 1058, 1062
(11th Cir. 2018) (quotation marks omitted). In this case, the parties agree that
Alabama law governs all of the claims. (Doc. 39 at 3–4; Doc. 44 at 1).
As the court mentioned above, the Russells do not oppose summary judgment
on Counts Two, Eleven, or Thirteen, and Ethicon does not seek summary judgment
on Counts Fourteen and Sixteen. Accordingly, the court’s discussion is limited to
the propriety of summary judgment on Counts One, Three through Ten, Twelve, and
Fifteen. For judicial economy, the court will first address Counts Three through
Five, then Counts One and Three, followed by Counts Six through Nine, and
concluding with the remaining claims.
1. Strict Liability (Counts Three through Five)
Counts Three, Four and Five assert “strict liability” claims for failure to warn,
defective product, and design defect. (Doc. 51-1 at 28 ¶¶ 103–06, 30 ¶ 111, 31–32
¶ 116). Ethicon contends that claims of strict liability are not cognizable under the
Alabama Extended Manufacturer’s Liability Doctrine (“AEMLD”) because that
doctrine requires the plaintiff to establish that the manufacturer of the product is at
fault. (Doc. 39 at 4). Ethicon does not make any argument that the Russells lack
evidence from which a reasonable jury could find in their favor; instead, it contends
that by calling these counts “strict liability,” the claims fail as a matter of law.
“The AEMLD is a judicially created accommodation of Alabama law to the
doctrine of strict liability for damage or injuries caused by allegedly defective
products.” Keck v. Dryvit Sys., Inc., 830 So. 2d 1, 5 (Ala. 2002); see also Atkins v.
Am. Motors Corp., 335 So. 2d 134, 137 (Ala. 1976) (rejecting both the adoption of
the Second Restatement of Torts’ “pure strict tort theory” and “adherence to the
traditional negligence theory of tort liability” for product liability claims). The
Alabama Supreme Court modified the Second Restatement of Torts’ theory of strict
liability out of concern that a no-fault regime for product liability cases would
“impose[ ] liability equally on all ‘sellers’ without regard to culpability causally
related in fact to the defective condition of the product.” Atkins, 335 So. 2d at 138.
But in both Atkins and another case issued on the same day, the Alabama Supreme
Court stated that in product liability cases where the plaintiff has shown causation,
“[l]iability, subject to allowable defenses, attaches solely because the defendant has
exposed expected users of a product not reasonably safe to unreasonable risks. When
this is shown, scienter is supplied as a matter of law.” Id. at 141; see also Casrell v.
Altec Indus., Inc., 335 So. 2d 128, 132 (Ala. 1976).
Citing Atkins and Casrell, Ethicon seizes on the master complaint’s use of the
term “strict liability” in Counts Three through Five to argue that those claims fail as
a matter of law. To agree would be to elevate form over substance. The master
complaint was drafted for use by thousands of plaintiffs from multiple jurisdictions
within the United States, not merely plaintiffs from Alabama. It is clear from the
pleading that the “strict liability” claims are in fact product liability claims to which
the applicable state law should be applied—in this case, the AEMLD. The court
declines to grant summary judgment to Ethicon based solely on the use of the title
“strict liability” instead of “AEMLD” or “product liability.”
Ethicon makes alternative arguments about the propriety of summary
judgment on Count Three, which the court will address next. Ethicon does not,
however, make any other arguments about Counts Four and Five. Accordingly, the
court DENIES the motion for summary judgment as to Counts Four and Five.
2. Negligent Failure to Warn (Count One) and AEMLD Failure to Warn
(Count Three)
In Count One, the Russells assert that Ethicon was negligent for, among other
things, failing to warn about the risks of implanting them Prosima.3 (Doc. 51-1 at
24–29 ¶¶ 91–93). In Count Three, the Russells assert that Ethicon is liable under the
AEMLD for the same failure to warn. (Doc. 51-1 at 28 ¶ 106).
Under Alabama law, an element common to both a negligent failure-to-warn
claim and an AEMLD failure-to-warn claim is the existence of a duty to warn. See
Walls v. Alpharma USPD, Inc., 887 So. 2d 881, 882, 886 (Ala. 2004) (addressing
both common law negligence and the AEMLD). The learned intermediary doctrine
provides that in cases involving complex medical devices, “a manufacturer’s duty to
warn is limited to an obligation to advise the prescribing physician of any potential
dangers that may result from the use of its product.” Id. at 883 (quotation marks
omitted); see also Morguson v. 3M Co., 857 So. 2d 796, 801–02 (Ala. 2003)
(plurality opinion) (applying the learned intermediary doctrine to a product liability
claim involving a medical device). Thus, in this case Ethicon had a duty to warn the
physicians recommending and using the Prosima, not the patients who ultimately
had the Prosima implanted in them.
3 Ethicon does not move for summary judgment on any other part of Count One.
Ethicon does not make any argument that it fulfilled its duty to provide
adequate warnings to the implanting physicians. Instead, it argues that even if the
warnings were inadequate, the Russells cannot establish that the inadequate
warnings caused Ms. Russell’s injuries because Dr. Raymond testified that (1) he
did not rely on the Prosima’s instructions for use or any safety notices about the
Prosima issued by the U.S. Food and Drug Administration; (2) he relied on his own
research and practical experience with devices to determine their safety and efficacy;
and (3) he continued to believe that the Prosima was a safe and effective treatment
for Ms. Russell. (Doc. 39 at 6–10). In other words, Ethicon contends that
Dr. Raymond’s testimony that he did not believe the Prosima to be a defective
product defeats the Russells’ negligence and AEMLD claims as a matter of law.
Causation is another element that is common to both a negligent failure-to-
warn claim and an AEMLD failure-to-warn claim. Clarke Indus., Inc. v. Home
Indem. Co., 591 So. 2d 458, 461 (Ala. 1991). Ethicon contends that to establish
causation for both types of claims, the plaintiff must show that a physician who was
adequately warned of the risks would not have used the Prosima. (Doc. 39 at 10).
To support that contention, it relies on the Alabama Supreme Court’s decision in
Wyeth, Inc. v. Weeks, 159 So. 3d 649, 673 (Ala. 2014), superseded by statute on
other grounds, as stated in Forest Labs., LLC v. Feheley, __ So. 3d __, 2019 WL
5485548, at *13 (Ala. Oct. 25, 2019). But Wyeth was not about either negligence or
the AEMLD; it was a case about fraudulent misrepresentation. 159 So. 3d at 656
(“[F]raudulent suppression is a claim separate from an AEMLD claim. Accordingly,
for purposes of this certified question, we will not treat the Weekses’ claims as
AEMLD claims governed by the principles of the AEMLD.”) (citation omitted).
Ethicon also cites to various district court cases applying Texas, California,
West Virginia, and Florida law (doc. 39 at 10), and one unpublished Eleventh Circuit
case about the AEMLD, which in turn relied on a published Eleventh Circuit case
discussing Florida’s learned intermediary doctrine. (Id. at 6); Bodie v. Purdue
Pharma Co., 236 F. App’x 511, 519 (11th Cir. 2007). The court does not find those
cases persuasive on the question whether Alabama’s learned intermediary doctrine
provides that a physician’s testimony that he did not rely on the manufacturer’s
representations in deciding whether to use a medical device defeats AEMLD and
negligence claims as a matter of law.
The court is hesitant to make a finding about the effect of such testimony
without briefing specific to Alabama’s law on negligence and the AEMLD. In this
case, the court need not do so, because contrary to Ethicon’s contention,
Dr. Raymond testified that he does rely in part on the warnings provided by the
manufacturer and the FDA, although he also reads journal articles and looks at other
sources to determine whether he should recommend the use of a device. (See Doc.
44-2 at 103–20). Thus, even under Ethicon’s theory of liability for failure to warn
claims brought under Alabama law, summary judgment is not warranted. The court
DENIES the motion for summary judgment on the failure to warn claims asserted
in Counts One and Three.
3. Fraud (Six through Nine)
In Counts Six, Seven, Eight, and Nine, the Russells assert various fraud claims
relating to Ethicon’s representations about the safety and efficacy of the Prosima.
(Doc. 51-1 at 33 ¶ 120, 34–35 ¶ 123, 40 ¶¶ 150–51, 42 ¶ 159, 44 ¶¶ 165–67).
Alabama Code § 6-5-101 provides that “[m]isrepresentations of a material fact made
willfully to deceive, or recklessly without knowledge, and acted on by the opposite
party, or if made by mistake and innocently and acted on by the opposite party,
constitute legal fraud.” A party’s reasonable reliance on a misrepresentation is an
essential element of all fraud claims under Alabama law. Seward v. Dickerson, 844
So. 2d 1207, 1210 (Ala. 2002). Reasonable reliance is the only element of the fraud
claims that Ethicon challenges. (See Doc. 39 at 6–11).
As discussed above in the context of the negligence and AEMLD claims,
cases involving complex medical devices implicate the learned intermediary
doctrine. See Wyeth, 159 So. 3d at 672–73 (applying the learned intermediary
doctrine in a fraud case arising from an allegedly defective prescription drug). In
Wyeth, the Alabama Supreme Court explained that “[t]he patient must show that the
manufacturer failed to warn the physician of a risk not otherwise known to the
physician and that the failure to warn was the actual and proximate cause of the
patient’s injury.” Id. at 673. In other words, “the patient must show that, but for the
false representation made in the warning, the prescribing physician would not have
prescribed the medication to his patient.” Id. at 673–74.
Here, as in the section on the negligence and AEMLD claims, Ethicon argues
that Dr. Raymond’s testimony establishes a lack of reasonable reliance. (Doc. 39 at
6–11). Dr. Raymond’s testimony is not as clear as Ethicon argues. Although he
testified that he relied on various sources in deciding whether the Prosima was a safe
and effective device that he would recommend to his patients, including Ms. Russell,
he also testified that he relies on the manufacturer’s disclosures about the risks to be
accurate and complete. (Doc. 44-2 at 101–20). Ethicon has not argued that its
warnings were accurate and complete. Accordingly, the court cannot find as a matter
of law that Dr. Raymond did not reasonably rely, at least in part, on the
representations made by Ethicon about the safety and efficacy of the Prosima. The
court DENIES the motion for summary judgment on Counts Six, Seven, Eight, and
Nine.
4. Negligent Infliction of Emotional Distress (Count Ten)
In Count Ten, the Russells allege that Ethicon is liable for negligent infliction
of emotional distress based on injuries caused by the manufacture, design, testing,
labeling, marketing, and selling of Prosima. (Doc. 51-1 at 45 ¶¶ 171–72). Ethicon
contends that the negligent infliction of emotional distress claim fails because
Alabama law does not recognize any such cause of action. (Doc. 39 at 11).
Ethicon is correct that Alabama does not recognize a cause of action for
negligent infliction of emotional distress. See Gideon v. Norfolk S. Corp., 633 So. 2d
453, 453–54 (Ala. 1994). Although the plaintiffs can seek damages for emotion
distress, they cannot assert negligent infliction of emotional distress as a freestanding
cause of action. Accordingly, the court GRANTS Ethicon’s motion and WILL
ENTER SUMMARY JUDGMENT in Ethicon’s favor and against the Russells on
Count Ten.
5. Breach of Implied Warranty (Count Twelve)
In Count Twelve, the Russells allege that Ethicon breached implied warranties
that Prosima was merchantable, safe and fit for its intended use, and adequately
tested. (Doc. 51-1 at 49–50 ¶¶ 189, 193, 195). Ethicon seeks dismissal of this claim
on the basis that where there is no evidence that the product is unfit for its intended
use or that it is not merchantable, the AEMLD subsumes any claim for breach of an
implied warranty. (Doc. 39 at 12–13).
Ethicon accurately states the legal rule in Alabama. See Spain v. Brown &
Williamson Tobacco Corp., 872 So. 2d 101, 108 (Ala. 2003). But to prevail on that
argument, Ethicon bears the initial burden of showing the absence of a genuine
dispute of material fact. See Allen v. Tyson Foods, Inc., 121 F.3d 642, 646 (11th
Cir. 1997). The burden is not heavy: Ethicon can satisfy it by citing “to particular
parts of materials in the record, including depositions, documents, electronically
stored information, affidavits or declarations, stipulations (including those made for
purposes of the motion only), admissions, interrogatory answers, or other materials.”
Fed. R. Civ. P. 56(c)(1)(A). Ethicon has not done that here. It has not even argued
that the Prosima actually is fit for its intended use or that it is merchantable. (See
Doc. 39 at 13). The court cannot grant summary judgment based on an accurate
statement of the law if the moving party has not argued that the facts in the case fit
that statement of the law. The court DENIES the motion for summary judgment on
Count Twelve.
6. Unjust Enrichment (Count Fifteen)
In Count Fifteen, the Russells assert that Ethicon was unjustly enriched by
selling a medical device that is not safe and effective. (Doc. 51-1 at 55 ¶¶ 222–24).
Ethicon asserts that summary judgment is warranted on the unjust enrichment claim
because plaintiffs may not assert an unjust enrichment claim together with an express
warranty claim. (Doc. 39 at 11–12).
Under Alabama law, a plaintiff cannot prevail on both an unjust enrichment
claim and a breach of contract claim where both claims are based on the same facts
and contract. Blackmon v. Renasant Bank, 232 So. 3d 224, 228 n.4 (Ala. 2017).
However, federal law permits a plaintiff to plead claims in the alternative.
Fed. R. Civ. P. 8(d)(2), (d)(3).. And although Ethicon challenges the Russells’
decision to plead claims that are mutually exclusive, it has not presented any
evidence of an express warranty that would extinguish the unjust enrichment claim
as a matter of law.* Accordingly, the court DENIES the motion for summary
judgment on Count Fifteen.
IV.CONCLUSION
The court DENIES the motion to limit Dr. Rosenzweig’s case-specific
testimony.
The court GRANTS IN PART and DENIES IN PART Ethicon’s motion for
summary judgment. The court GRANTS the motion with respect to Counts
Two, Ten, Eleven, and Thirteen, and WILL ENTER SUMMARY JUDGMENT
in favor of Ethicon and against the Russells on those counts. The court DENIES
the motion with respect to all other counts.
The court will enter a separate partial judgment in accordance with this
memorandum opinion.
DONE and ORDERED this August 14, 2020.
fu
UNITED STATES DISTRICT JUDGE
4 The court also notes that the Russells have conceded their claim for breach of an express
warranty.
21