“In these circumstances the fee award should not be reduced simply because the plaintiff failed to prevail on every contention raised in the lawsuit.”
How later courts described this case
- “In these circumstances the fee award should not be reduced simply because the plaintiff failed to prevail on every contention raised in the lawsuit.”
- noting that another “consideration is whether the party seeking to assert an inconsistent position would derive an unfair advantage or impose an unfair detriment on the opposing party if not estopped.”
- “Although a district court’s grant or denial of attorneys’ fees is reviewable only for abuse of discretion, the discretion afforded district courts to deny attorneys’ fees to prevailing plaintiffs under § 1988 is exceedingly narrow ....”
- applying Pierce in a different 39 statutory context and rejecting argument that district court should have reduced fee award due to defendant school district’s budgetary difficulties
Written by the judges who cited it.
The opinion
IN THE DISTRICT COURT OF THE UNITED STATES FOR THE
MIDDLE DISTRICT OF ALABAMA, NORTHERN DIVISION
TRENTON GARTMAN, )
)
Plaintiff, )
) CIVIL ACTION NO.
v. ) 2:18cv534-MHT
) (WO)
LISA BRADY, an )
Individual, )
)
Defendant. )
OPINION AND ORDER
Following a jury trial on plaintiff Trenton Gartman’s
42 U.S.C. § 1983 claim against defendant Lisa Brady for
deliberate indifference to a serious medical need, a jury
found Brady liable for $ 100,000 in compensatory damages
and $ 35,000 in punitive damages. This case is before
the court on Gartman’s motion for attorney’s fees and
expenses. He seeks to recover $ 210,715.00 in attorney’s
fees and $ 26,676.89 in expenses. Brady responds that
Gartman’s attorney’s fees should be reduced by at least
$ 63,875.00 (to at most $ 146,840.00) and that his
expenses should be reduced by $ 5,808.62 (to
$ 20,868.27).
Brady’s principal argument for a reduction of
attorney’s fees and expenses is that Gartman obtained
only partial or limited success and that consideration
of the 12 factors identified by the former Fifth Circuit
Court of Appeals in Johnson v. Ga. Highway Express, Inc.,
488 F.2d 714 (5th Cir. 1974),1 weighs against the
reasonableness of the requested fees and expenses. She
also argues that the attorney’s fees should be reduced
based on a prior representation by one of Gartman’s
attorneys and the fact that the attorney billed his
travel time at his full hourly rate. Finally, she argues
that her insurance will not cover attorney’s fees and,
accordingly, that her inability to pay warrants a
reduction. For the reasons that follow, the court will
award Gartman $ 143,552.00 in attorney’s fees and
$ 19,716.25 in expenses.
1. In Bonner v. City of Prichard, 661 F.2d 1206, 1209
(11th Cir. 1981) (en banc), the Eleventh Circuit Court
of Appeals adopted as binding precedent all of the
decisions of the former Fifth Circuit handed down prior
to the close of business on September 30, 1981.
2
I. Entitlement to Fees and Expenses
According to 42 U.S.C. § 1988, in a § 1983 action
“the court, in its discretion, may allow the prevailing
party ... a reasonable attorney’s fee as part of the
costs,” subject to exceptions not applicable here. 42
U.S.C. § 1988(b). “The purpose of § 1988 is to ensure
‘effective access to the judicial process’ for persons
with civil rights grievances.” Hensley v. Eckerhart, 461
U.S. 424, 429 (1983) (quoting H.R. Rep. No. 94-1558, at
1 (1976)).
“[A] prevailing plaintiff ‘should ordinarily recover
an attorney’s fee unless special circumstances would
render such an award unjust.’” Id., 461 U.S. at 429
(quoting S. Rep. No. 94-1011, at 4 (1976)). Therefore,
as a threshold matter, § 1988 requires that a party
seeking to recover attorney’s fees be a “prevailing
party.” Royal Palm Props., LLC v. Pink Palm Props., LLC,
38 F.4th 1372, 1376 (11th Cir. 2022). Given Gartman’s
3
recovery of damages on his § 1983 claim against Brady,
there is no dispute that Gartman was the prevailing party
and, therefore, that he is entitled to reasonable
attorney’s fees and expenses.
II. Reasonable Fees and Expenses
“The determination of reasonable attorneys’ fees is
left to the sound discretion of the trial judge.” Dowdell
v. City of Apopka, 698 F.2d 1181, 1187 (11th Cir. 1983).
“The initial estimate of a reasonable attorney’s fee is
properly calculated by multiplying the number of hours
reasonably expended on the litigation times a reasonable
hourly rate.” Blum v. Stenson, 465 U.S. 886, 888 (1984).
This value is the “lodestar” of the attorney’s fee
calculation. Tex. State Teachers Ass’n v. Garland Indep.
Sch. Dist., 489 U.S. 782, 788-89 (1989). From this
starting point, the court must determine whether any
portion of this fee should be adjusted upward or
downward. See Hensley, 461 U.S. at 434. In making these
4
determinations, the court is guided by the 12 factors set
out in Johnson, 488 F.2d 714: (1) the time and labor
required; (2) the novelty and difficulty of the
questions; (3) the skill requisite to perform the legal
service properly; (4) the preclusion of other employment
by the attorney due to acceptance of the case; (5) the
customary fee; (6) whether the fee is fixed or
contingent; (7) time limitations imposed by the client
or the circumstances; (8) the amount involved and the
results obtained; (9) the experience, reputation, and
ability of the attorneys; (10) the “undesirability” of
the case; (11) the nature and length of the professional
relationship with the client; and (12) awards in similar
cases.
“The ‘fee applicant bears the burden of establishing
entitlement and documenting the appropriate hours and
hourly rates.’” Am. Civil Liberties Union of Ga. v.
Barnes, 168 F.3d 423, 427 (11th Cir. 1999) (quoting
Norman v. Hous. Auth. of City of Montgomery, 836 F.2d
5
1292, 1303 (11th Cir. 1988)). This burden includes
“supplying the court with specific and detailed evidence
from which the court can determine the reasonable hourly
rate,” as well as “records to show the time spent on the
different claims[] and the general subject matter of the
time expenditures.” Id. (quoting Norman, 836 F.2d at
1303). “Those opposing fee applications have
obligations, too. In order for courts to carry out their
duties in this area, ‘objections and proof from fee
opponents’ concerning hours that should be excluded must
be specific and ‘reasonably precise.’” Id. at 428
(quoting Norman, 836 F.2d at 1301).
A. Reasonable Hours
Attorneys Henry F. Sherrod, III and Alan Bart
Lasseter represented Gartman in this case. Sherrod seeks
compensation for 388.8 hours, and Lasseter seeks
compensation for 41.1 hours. The court considers three
Johnson factors--the time and labor required; the novelty
6
and difficulty of the case; and the amount involved and
the results obtained--in assessing the reasonableness of
the hours claimed. The court must exclude “‘excessive,
redundant or otherwise unnecessary’ hours ... from the
amount claimed.” Norman, 836 F.2d at 1301 (quoting
Hensley, 461 U.S. at 434). “[A] lawyer may not be
compensated for hours spent on activities for which he
would not bill a client of means who was seriously intent
on vindicating similar rights ....” Id.
Time and Labor Required, and Novelty and Difficulty
of Case: In the subsection that follows, the court has,
with explanation, reduced the hours claimed by Sherrod
and Lasseter by 25 % because of Gartman’s limited
success. Here, when it now discusses the ‘hours claimed’
by the attorneys it is referring to only 75 % of those
hours: 291.6 hours for Sherrod and 30.83 hours for
Lasseter.
The court has conducted an independent review of
these reduced hours to determine if there is any time
7
that should be excluded because it was “excessive,
redundant, or otherwise unnecessary.” Hensley, 461 U.S.
at 434. Although multiple attorneys worked on the case,
Lasseter represented Gartman at the outset of the case,
and Sherrod took over the representation later in the
process. Apart from what might amount to a couple of
hours of correspondence between Sherrod and Lasseter
about the case at the beginning of Sherrod’s involvement,
the court discerns no duplication of efforts, and
certainly no unreasonable or unnecessary duplication, in
the hours billed. Aside from Brady’s objection based on
Gartman’s partial success, which the court addresses
below, the hours billed are reasonably proportionate to
the amount of work required for purposes of the
pleadings, motions, depositions, and trial preparation
in this case. Even if, as Brady asserts, the case was
not overly complex, neither was it run-of-the-mill.
Although the incident at the core of this case took place
within the span of no more than 24 hours, relevant
8
evidence in the application of the
deliberate-indifference standard to Gartman’s § 1983
claim included nontrivial medical testimony, medical
records, and lay testimony about the specific procedures
and allocation of responsibility within the county jail
in which the incident underlying Gartman’s claims
occurred.
Aside from her objection based on Gartman’s partial
success, Brady makes no specific argument that the number
of hours Sherrod and Lasseter have billed is unreasonable
or excessive. The court finds that the hours billed by
Gartman’s counsel were reasonable in relation to the
issues presented in this case.
Amount Involved and Result Obtained: Brady objects
that Sherrod’s hours should be reduced to reflect
Gartman’s partial success. The court considers this
argument in the context of its determination of
reasonable hours within the lodestar calculation,
although Brady’s requested reduction might alternatively
9
be framed as an adjustment to the lodestar figure.
Compare Norman, 836 F.2d at 1302 (“[I]n determining
reasonable hours the district court must deduct time
spent on discrete and unsuccessful claims.”), with id.
(“If the result was partial or limited success, then the
lodestar must be reduced to an amount that is not
excessive. In doing so, the court may attempt to identify
specific hours spent in unsuccessful claims or it may
simply reduce the award by some proportion.” (citation
omitted)). “In the end, of course, the result is the
same whether you adjust the fee itself or the number of
hours spent, and the Supreme Court has approved of both
approaches.” Dillard v. City of Greensboro, 213 F.3d
1347, 1355 n.9 (11th Cir. 2000) (per curiam). The court’s
conclusion in this case is the same regardless of the
order in which it performs the calculations.
“[T]he extent of a plaintiff’s success is a crucial
factor in determining the amount of an award of
attorney’s fees under 42 U.S.C. § 1988.” Hensley, 461
10
U.S. at 440. The case law draws a distinction between
unrelated, discrete claims and claims involving a common
core of shared facts or law. Where a plaintiff
“present[s] in one lawsuit distinctly different claims
for relief that are based on different facts and legal
theories, ... work on an unsuccessful claim cannot be
deemed to have been ‘expended in pursuit of the ultimate
result achieved.’” Id. at 434-35 (citation omitted).
Accordingly, where the claims are distinctly different
and based on different facts and legal theories, “the
court cannot award any fee for services on the
unsuccessful claims.” Popham v. City of Kennesaw, 820
F.2d 1570, 1578 (11th Cir. 1987).
In contrast, where “the plaintiff’s claims for
relief ... involve a common core of facts or [are] based
on related legal theories,” the “lawsuit cannot be viewed
as a series of discrete claims,” and “the district court
should focus on the significance of the overall relief
obtained by the plaintiff in relation to the hours
11
reasonably expended on the litigation.” Hensley, 461
U.S. at 435. In a case involving such related claims,
“[i]f the plaintiff obtained ‘excellent results,’ his
attorney should be fully compensated for all time
reasonably expended on the litigation.” Popham, 820 F.2d
at 1578 (quoting Hensley, 461 U.S. at 435); see also
Hensley, 461 U.S. at 435 (“In these circumstances the fee
award should not be reduced simply because the plaintiff
failed to prevail on every contention raised in the
lawsuit.”). Conversely, if “a plaintiff achieved only
limited success, the district court should award only
that amount of fees that is reasonable in relation to the
results obtained.” Hensley, 461 U.S. at 440.
Gartman’s third amended complaint named five
defendants: two officers at the Autauga County Jail
(Patrick Cheatham and Jabari Agee), two nurses at the
jail (Lisa Brady and Latechia Ball), and the corporation
that contracted to provide medical services at the jail
12
(QCHC, Inc.).2 The complaint included two claims: a
§ 1983 claim against each defendant for deliberate
indifference to a serious medical need and a claim
against defendants Ball, Brady, and QCHC, Inc. under the
Alabama Medical Liability Act, Ala. Code § 6-5-480 et
seq. On both claims, Gartman sought damages in an
unspecified amount. Prior to trial, he voluntarily
dismissed his claim under the Alabama Medical Liability
Act against Brady, Ball, and QCHC, Inc., as well as his
§ 1983 claim against Ball and QCHC, Inc. At trial,
Gartman prevailed on his § 1983 claim against
Brady--recovering $ 100,000 in compensatory damages and
$ 35,000 in punitive damages--but lost on his § 1983
claim against Cheatham and Agee.
In light of Gartman’s success on one claim against
one defendant, Brady argues that Gartman’s recoverable
2. While additional defendants were included in the
first complaint, Brady does not suggest that any work
involving these other defendants was unnecessary or is
otherwise not properly countable among the reasonable
hours billed by Gartman’s counsel.
13
attorney’s fees should be reduced to exclude his
attorneys’ work on the voluntarily dismissed claim (the
Alabama Medical Liability Act claim) and their work
involving defendants against whom Gartman did not
ultimately succeed (Cheatham, Agee, Ball, and QCHC,
Inc.). With respect to specific reductions, Brady argues
that the court should exclude 30.3 hours that Sherrod
billed for work in connection with an expert witness,
Michael McMunn, R.N., whom Gartman did not call at trial;
22.3 hours that Sherrod billed for work pertaining to
Ball and QCHC, Inc., including the taking of depositions
of Ball and QCHC, Inc.’s corporate medical director; and
75.5 hours that he billed for work pertaining to Cheatham
and Agee, including the taking of their depositions and
the depositions of other correctional officers, as well
as the preparation of a response to Cheatham, Agee, and
Brady’s motions for summary judgment. In total, Brady
requests a reduction of 128.1 hours, or roughly one-third
of Sherrod’s hours.
14
To the extent Brady argues for a subtraction of 100 %
of the hours that Sherrod worked on unsuccessful claims,
the court disagrees. Neither Gartman’s Alabama Medical
Liability Act claim nor his § 1983 claim against the
other defendants was “distinctly different” from his
§ 1983 claim against Brady. To the contrary, Gartman’s
claims arose from the same conduct and shared a common
core of facts. His claims against the defendants under
§ 1983 and the Alabama Medical Liability Act were both
based on the defendants’ alleged conduct and omissions
during the same period of approximately 24 hours in which
Gartman was detained at the Autauga County Jail. The
claims contained considerable factual overlap in that
they implicated much of the same evidence regarding the
number of implantable cardioverter defibrillator, or ICD,
shocks that Gartman experienced while in custody, the
severity and obviousness of his medical condition as a
result of his shocks (as evidence of each defendant’s
knowledge), the actions that each defendant took or did
15
not take (as evidence of disregard of a known risk of
serious medical harm or, with respect to the Alabama
Medical Liability Act claim, a breach of the standard of
care), and the extent of the pain and suffering that the
shocks caused (as evidence of the seriousness of
Gartman’s medical condition and the extent of his
damages). Although Gartman’s claim of deliberate
indifference and his claim under the Alabama Medical
Liability Act involved the application of different legal
frameworks and standards, “courts have expansively
treated claims as being related,” Popham, 820 F.2d at
1579, and the court finds that Gartman’s claims were
related here.
While a blanket exclusion of hours for Sherrod’s work
on the unsuccessful claims is unwarranted, the court
agrees with Brady that Gartman’s partial or limited
success warrants some reduction of the hours billed.
“Where recovery of private damages is the purpose of ...
civil rights litigation, a district court, in fixing
16
fees, is obligated to give primary consideration to the
amount of damages awarded as compared to the amount
sought.” Farrar v. Hobby, 506 U.S. 103, 114 (1992)
(ellipsis in original) (quoting City of Riverside v.
Rivera, 477 U.S. 561, 585 (1986) (Powell, J., concurring
in judgment). In several respects, Gartman’s recovery
was limited relative to the scope of relief he pursued
in the course of the litigation. As noted above, he
dismissed, and thus did not recover on, his claim under
the Alabama Medical Liability Act. Additionally, he
initially alleged permanent physical damages and medical
costs as a result of his experience in the jail, but he
ultimately did not pursue damages on these bases at
trial.
In one respect, however, the fact that Gartman
recovered against only one defendant out of five
understates the degree of Gartman’s success. A central
component of the relief that Gartman sought in this case
consisted of damages for the pain and suffering he
17
experienced while detained at the Autauga County Jail.
For much of the litigation of this case, there were
conflicts and ambiguities regarding the knowledge and
responsibility of various staff at the jail over the
course of Gartman’s detention. For example, even at the
trial stage, defendants Brady, Cheatham, and Agee gave
conflicting accounts of whether Cheatham and Agee
informed Brady of Gartman’s deteriorating physical
condition after Gartman met with Brady in the nurse’s
station. See Gartman v. Cheatham, No. 2:18cv534-MHT,
2022 WL 714643, at *7-8 (M.D. Ala. Mar. 9, 2022)
(Thompson, J.) (noting the inconsistent accounts in the
defendants’ depositions). An assessment of the
credibility of these competing accounts was relevant to
a determination of which of the three defendants, if any,
was deliberately indifferent to Gartman’s serious medical
need and caused him to suffer needlessly without
treatment. Thus, to some extent, the work of Gartman’s
counsel with respect to these other defendants, including
18
the taking of their depositions, played a causal role in
the success of Gartman’s claim against Brady. As this
court recognized in Hall v. Lowder Realty Co., 263 F.
Supp. 2d 1352 (M.D. Ala. 2003) (Thompson, J.), a
plaintiff’s success against only one of numerous
defendants may be “misleading” as a proxy for level of
success where litigation is necessary to determine which
of several connected defendants is properly held
accountable if a plaintiff succeeds on a claim. Id. at
1360-61. While the assignment of responsibility in this
case was not as complex as in Hall, which involved
interrelated corporate and individual defendants and
numerous real-estate transactions, the extent to which
Gartman’s § 1983 claim against each defendant sought
damages for the same, or substantially similar,
underlying injuries should be considered in his favor.
Nevertheless, the court is, in general, also
convinced that Gartman would have spent much less time
in factual development and legal research if the focus
19
of the case had been on only the claim against Brady.
Some reduction on this basis is warranted.
Taking the above factors into consideration, the
court will reduce Gartman’s requested hours by 25 %.
Although Brady’s specific objections address only hours
billed by Sherrod, the court finds that application of
the reduction for partial success to all hours claimed
by Gartman is appropriate. Rather than the “mathematical
approach comparing the total number of issues in the case
with those actually prevailed upon” that the Supreme
Court has rejected, Hensley, 461 U.S. at 435 n.11, the
court arrives at this reduction based on a comparison of
the nature and scope of the work underlying Gartman’s
hours and the extent of his requested relief throughout
this litigation, as well as the fact that Gartman would
have spent much less time in factual development and
legal research if the sole focus of the case had been the
claim against Brady.
Among the hours that were less directly related to
20
Gartman’s success against Brady, Sherrod’s work with
McMunn was relatively attenuated. Not only did Gartman
not call McMunn as a witness, but Brady had raised
unresolved objections regarding McMunn’s prospective
testimony. Further, McMunn’s opinions focused primarily
on breaches of the medical standard of care--evidence
that is less than deliberate indifference, but not
necessarily unrelated to the deliberate-indifference
inquiry. See, e.g., Hinson v. Edmond, 192 F.3d 1342,
1345 (11th Cir. 1999) (“That medical
malpractice--negligence by a physician--is insufficient
to form the basis of a claim for deliberate indifference
is well settled.”); McElligott v. Foley, 182 F.3d 1248,
1255 (11th Cir. 1999) (“We have ... held that deliberate
indifference may be established by a showing of grossly
inadequate care as well as by a decision to take an easier
but less efficacious course of treatment.”). However,
much of the time billed by Gartman’s counsel in this case
bore a much closer relationship to his ultimate success
21
against Brady, enabling Gartman to defeat Brady’s motion
for summary judgment and allowing Gartman’s attorneys to
develop fully the severity and obviousness of Gartman’s
pain and suffering, as well as Brady’s knowledge of that
suffering. A 25 % reduction of Gartman’s hours balances
those hours that bore a more attenuated connection with
Gartman’s success against Brady with those hours that
more directly contributed to that success.
After the court applies this reduction, Sherrod will
be compensated for 388.8 x 75 % = 291.60 hours, and
Lasseter will be compensated for 41.1 x 75 % = 30.83
hours.
B. Prevailing Market Rate
“A reasonable hourly rate is the prevailing market
rate in the relevant legal community for similar services
by lawyers of reasonably comparable skills, experience,
and reputation.” Norman, 836 F.2d at 1299. To determine
the prevailing market rate, the court will consider the
22
following Johnson factors: customary fee; whether the
fee is fixed or contingent; the novelty and difficulty
of the questions; the skill required to perform the legal
services properly; the experience, reputation, and
ability of the attorneys; time limitations; preclusion
of other employment; the undesirability of the case; the
nature and length of any professional relationship with
the client; and awards in similar cases.
Sherrod requests compensation at a rate of $ 500 per
hour, and Lasseter requests a rate of $ 400 per hour.
Both attorneys assert that the State of Alabama is the
relevant legal market for determining their reasonable
hourly rates. Brady makes no argument regarding
Lasseter’s requested hourly rate. The court focuses its
analysis on Sherrod’s requested hourly rate of $ 500.
At the outset, Brady argues that Gartman and Sherrod
should be estopped from claiming a rate of more than
$ 450 per hour for Sherrod’s work in this case. She
cites Sherrod’s representation that his hourly rate was
23
$ 450 during oral argument on a motion for a protective
order before the magistrate judge. See Def.’s Ex. A
(Doc. 285-1) at 5 n.2 (“Counsel for the plaintiff stated
at oral argument that he was not requesting attorney’s
fees for opposing the motion but submitted that his
hourly rate is $ 450 and [that] he did not spend much
time responding to the motion as he had previously
researched the issue for another case.”). In reply,
Gartman asserts that Sherrod “made a mistake” at the
hearing because he was “caught off guard.” Pl.’s Reply
(Doc. 293) at 1.
Brady cites no authority for her position that
Gartman and Sherrod should be ‘estopped’ based on
Sherrod’s earlier representation. Several
considerations weigh against estoppel. First, Sherrod’s
explicit disavowal of any request for attorney’s fees at
the time of his prior representation cuts against the
notion that he attempted to mislead the courts. See New
Hampshire v. Maine, 532 U.S. 742, 750 (2001) (“[C]ourts
24
regularly inquire whether the party has succeeded in
persuading a court to accept that party’s earlier
position, so that judicial acceptance of an inconsistent
position in a later proceeding would create ‘the
perception that either the first or the second court was
misled.’” (citation omitted)). Second, Brady does not
assert any sort of reliance on Sherrod’s previous
statement that would indicate unfairness. See id. at 751
(noting that another “consideration is whether the party
seeking to assert an inconsistent position would derive
an unfair advantage or impose an unfair detriment on the
opposing party if not estopped.”). Accordingly, the
court finds that estoppel is inappropriate and proceeds
with its analysis of the prevailing market rate for
Sherrod’s work in this case. Nevertheless, the court
finds it is still proper to consider this earlier
representation in determining the appropriate rate for
Sherrod here.
Experience, Reputation, and Ability: Brady concedes
25
that Sherrod has established his experience, reputation,
and ability as a lawyer. Sherrod’s declaration reflects
that he has been an attorney in private practice for over
30 years, during which time he has litigated a
substantial number of § 1983 cases involving law
enforcement and correctional facilities.
Customary Fee: “The customary fee for similar work
in the community should be considered.” Johnson, 488
F.2d at 718. “Although it is generally true that the
‘rate of attorney’s fees is that of the place where the
case is filed,’ it is proper to consider a different
legal market if it appears unlikely that there would be
any attorneys in the local market who would be willing
to take the case and who would possess sufficient
expertise in the area of law involved.” Gay Lesbian
Bisexual Alliance v. Sessions, 930 F. Supp. 1492, 1495
(M.D. Ala. 1996) (Thompson, C.J.) (citation omitted)
(quoting Cullens v. Ga. Dep’t of Transp., 29 F.3d 1489,
1494 (11th Cir. 1994)). Sherrod and Lasseter assert that
26
the State of Alabama, rather than the local Montgomery
area, is the relevant legal market, based on the “limited
number of attorneys who have the ability, experience, and
financial wherewithal to handle [§ 1983 civil-rights]
cases.” Declaration of Henry F. Sherrod, III (Doc.
277-1) at 5; Declaration of Alan B. Lasseter (Doc. 277-5)
at 4. Both attorneys more specifically highlight this
scarcity in the context of § 1983 cases where plaintiffs
have not suffered permanent physical injuries. See
Declaration of Henry F. Sherrod (Doc. 277-1) at 4;
Declaration of Alan B. Lasseter (Doc. 277-5) at 5.
Gartman also presents the declarations of three other
attorneys familiar with plaintiff-side legal practice in
the State. At least one of these attorneys specifically
opines that Alabama is the relevant legal market for
plaintiff-side civil-rights and anti-discrimination
litigation, see Declaration of Andrew C. Allen (Doc.
279-1) at 5, and the other two allude to a statewide
market based on the scarcity of attorneys specializing
27
in the representation of § 1983 civil-rights plaintiffs,
see Declaration of Jon Goldfarb (Doc. 277-8) at 2;
Declaration of Randall C. Marshall (Doc. 277-9) at 2-3.
Sherrod’s own experience litigating § 1983 cases in all
three federal districts in Alabama further speaks to a
statewide market. Brady does not put forward any
substantive argument or evidence to the contrary, apart
from a citation to a decision of this court in the context
of employment discrimination. See Adams v. City of
Montgomery, No. 2:10cv924-MHT, 2013 WL 6065763, at *3
(M.D. Ala. Nov. 18, 2013) (Thompson, J.). The court
finds that the appropriate legal market in this case is
the State of Alabama.
The court next turns to Gartman’s evidence of the
prevailing rate within the Alabama legal market.
“Satisfactory evidence” of the prevailing market rate “is
more than the affidavit of the attorney performing the
work” and “must speak to rates actually billed and paid
in similar lawsuits.” Norman, 836 F.2d at 1299. “The
28
weight to be given to opinion evidence ... will be
affected by the detail contained in the testimony on
matters such as similarity of skill, reputation,
experience, similarity of case and client, and breadth
of the sample of which the expert has knowledge.” Id.
While Sherrod’s actual rate is an appropriate
consideration, “the issue is the legal market rate, not
an individual lawyer’s rate.” Gay Lesbian Bisexual
Alliance, 930 F. Supp. at 1496. Moreover, the court
notes that the evidence of prior awards should not be
given controlling weight. See Dillard, 213 F.3d at 1355.
Sherrod’s declaration states that his customary
hourly rate since 2019 has been $ 500 when he bills on
an hourly basis or quotes an hourly rate and that this
rate is within the range of fees customarily charged by
attorneys of similar experience handling cases of similar
complexity in Alabama. In support of this contention,
he states that, between 2009 and 2014, courts awarded his
clients attorney’s fees at hourly rates of $ 300 in 2009,
29
$ 350 in 2012, and $ 400 in 2014. See Declaration of
Henry F. Sherrod, III (Doc. 277-1) at 5. He also offers
the declarations of three attorneys that his rate is
reasonable based on their opinions of the prevailing
market rate within the State and of his experience and
reputation. One attorney opined that “[t]he prevailing
market rate in Alabama for a plaintiff’s attorney in
cases such as the current case range from $ 300.00 to
$ 650.00 per hour,” Declaration of Jon Goldfarb (Doc.
277-8) at 2, while another opined that Sherrod “could
reasonably charge hourly rates anywhere in Alabama
between $ 500 and $ 650 per hour,” Declaration of Andrew
C. Allen (Doc. 279-1) at 6. Against the above, Sherrod’s
in-court representation that his hourly rate was $ 450
is some countervailing evidence of his customary rate,
even if estoppel is not warranted on that basis.
Weighing Sherrod’s representations about his current
rate, his previous awards of attorney’s fees, and the
declarations of Sherrod and three other attorneys that
30
$ 500 is a reasonable hourly rate for an attorney in
Alabama with comparable skills and experience, the court
concludes that $ 450 is a reasonable hourly rate for an
attorney in the State of Alabama with approximately the
same experience and skill as Sherrod in a case of this
nature.
Whether Fee is Fixed or Contingent: With respect to
the existence of a contingent-fee agreement between
Gartman and Sherrod, Brady argues that “by agreeing to a
contingency contract,” Gartman and Sherrod “should be
held to that agreement.” Def.’s Resp. & Opp. (Doc. 285)
at 32. However, the Supreme Court has explained that “a
contingent-fee contract does not impose an automatic
ceiling on an award of attorney’s fees.” Blanchard, 489
U.S. at 93. Rather, “[s]hould a fee agreement provide
less than a reasonable fee calculated” in accordance with
the lodestar approach, “the defendant should nevertheless
be required to pay the higher amount.” Id.; see also
City of Burlington v. Dague, 505 U.S. 557, 566 (1992)
31
(noting that “the lodestar model often (perhaps,
generally) results in a larger fee award than the
contingent-fee model”). Considering Sherrod’s
acceptance of a contingent-fee agreement as one factor
in the lodestar calculation and the determination of
reasonableness, the court does not find that Sherrod’s
contingent-fee agreement with Gartman supports a downward
adjustment of his hourly rate from the customary rate
determined above.
Other Factors: The remaining Johnson factors that
are relevant to the prevailing market rate do not weigh
strongly for a rate higher or lower than the customary
rate. Generally, these factors reinforce the court’s
conclusion that a $ 450 rate is reasonable. Sherrod
litigated this case with appropriate skill and ability.
His time spent on this case is time that he could not
have spent pursuing other employment or litigating other
cases. And there is no reason to believe that Sherrod
had a prior professional relationship with Gartman or was
32
subject to unique time limitations that would lead to a
variance from the prevailing and customary rate.
With respect to specific hours, Brady argues that
Gartman’s hourly rate should be cut in half where Sherrod
has billed for his travel time. Based on Sherrod’s
submissions (Doc. 277-2 and Doc. 293-5), it appears that
he has billed for 54.2 hours of travel time, comprised
of travel by car to and from numerous depositions, one
mediation session, one visit to the Autauga County Jail
(the site of the incident underlying the complaint),
three client meetings, and the trial. With the exception
of travel to and from one deposition in Georgia, all
travel occurred within the State. Additionally, it
appears that two of the three client meetings did not
require any travel beyond travel for another purpose on
the same day.
The court finds that Sherrod’s travel in this case
was reasonable. Additionally, as noted above, Gartman’s
decision to retain counsel from outside the Montgomery
33
area was reasonable in light of the limited availability
of local civil-rights attorneys with experience handling
comparable § 1983 cases. See Dowdell, 698 F.2d at 1192
(“Civil rights litigants may not be charged with
selecting the nearest and cheapest attorney.”). As this
court has done previously, it will compensate Sherrod’s
reasonable travel time at his full hourly rate. See,
e.g., Hall, 263 F. Supp. 2d at 1363; Gay Lesbian Bisexual
Alliance, 930 F. Supp. at 1497.
In sum, the court finds that the prevailing market
rate is $ 450 per hour for an attorney of Sherrod’s
experience and qualifications in this case and $ 400 per
hour for an attorney of Lasseter’s experience and
qualifications.
C. Lodestar Calculation
In light of the above, the lodestars for Gartman’s
attorneys are as follows.
For Sherrod:
34
388.8 hours x 75 % = 291.60
291.60 hours x $ 450 per hour = $ 131,220.00.
For Lasseter:
41.1 hours x 75 % = 30.83
30.83 hours x $ 400 per hour = $ 12,332.00.
Total:
131,220.00
+12,332.00
143,552.00
D. Adjustments
In addition to the arguments addressed in the
lodestar calculation above, Brady argues that her ability
to pay should be considered as a basis for a reduction
in Gartman’s attorney’s fees. According to Brady, she
does not have insurance that covers the attorney’s fees
of an opposing party, and, when the financial
circumstances set out in her affidavit are considered,
she cannot afford to pay Gartman’s attorney’s fees.
Gartman contends that Brady’s insurance policy through
35
QCHC, Inc. will cover Gartman’s attorney’s fees and
further argues that, whether or not attorney’s fees are
covered, Brady’s ability to pay is irrelevant. The court
will assume that Brady’s insurance policy will not cover
Gartman’s attorney’s fees. Even with that assumption,
the court finds that no adjustment is warranted.
Neither party has identified any case squarely
deciding the question of whether a non-prevailing
defendant’s ability to pay is a basis for reducing the
amount of attorney’s fees awarded to the prevailing
plaintiff under 42 U.S.C. § 1988. In Durrett v. Jenkins
Brickyard, Inc., 678 F.2d 911 (11th Cir. 1982), the
Eleventh Circuit held that “a district court awarding
attorney’s fees to a prevailing Title VII defendant
should consider ..., as a limiting factor, the
plaintiff’s financial resources.” Id. at 917 (emphasis
added). In explaining its reasoning, the court
elaborated that “the losing party’s ability to pay” was
“a consideration uniquely pertinent to the losing
36
plaintiff.” Id. Like Durrett, the other cases cited by
the parties involved awards of attorney’s fees to
prevailing defendants. See Nesmith v. Martin Marietta
Aerospace, 833 F.2d 1489, 1491 (11th Cir. 1987) (per
curiam) (“The amount of attorney’s fees [awarded against
the Title VII plaintiff] was properly modified by the
district court in consideration of the plaintiff’s
ability to pay.”). Although the Eleventh Circuit
referred more generally to the “losing party’s financial
status” in Baker v. Alderman, 158 F.3d 516, 528 (11th
Cir. 1998), that case also involved an award of
attorney’s fees to prevailing defendants. While the
court in Baker observed generally that “[t]he law in this
circuit is clear that ability to pay should be considered
in the award of attorney’s fees under § 1988,” it cited
to Durett and Nesmith for that proposition without
purporting to expand the scope of those cases or
otherwise identifying when, how, or to what extent the
court had interpreted those cases to apply to awards to
37
prevailing plaintiffs. Id. at 528 & n.77.
This court has not found a binding case settling
whether and to what extent a § 1983 defendant’s inability
to pay attorney’s fees may justify a reduction in an
award under § 1988. In Knighton v. Watkins, 616 F.2d
795 (5th Cir. 1980), the former Fifth Circuit Court of
Appeals refused to hold that the defendants’ ability to
pay was “totally irrelevant” to attorney’s fee awards to
plaintiffs under § 1988, but found that the defendants’
financial problems in that case took on “minor
importance” in light of the fact that the plaintiff was
“far more impoverished” than the defendants and that the
case involved “relatively modest sums.” Id. at 799-800.
Subsequently, in a case not binding on this court, the
Fifth Circuit declined to address “whether or under what
circumstances a nonprevailing defendant’s financial
condition may be weighed in charging that party with
attorneys’ fees under section 1988.” Alizadeh v. Safeway
Stores, Inc., 910 F.2d 234, 239 n.8 (5th Cir. 1990).
38
Several federal courts of appeals for other circuits
have held, at a minimum, that a non-prevailing
defendant’s ability to pay does not warrant a denial, or
even a reduction, of attorney’s fees under § 1988. The
Seventh Circuit Court of Appeals held that a defendant’s
“ability to pay is not a ‘special circumstance’ that will
bar an award of attorneys’ fees to a successful
plaintiff.” Entm’t Concepts, Inc., III v. Maciejewski,
631 F.2d 497, 507 (7th Cir. 1980) (quoting Bunn v. Cent.
Realty of La., 592 F.2d 891, 892 (5th Cir. 1979) (per
curiam)). Likewise, the Third Circuit Court of Appeals
held that “the losing party’s financial ability to pay
is not a ‘special circumstance’” and rejected the
defendants’ argument that “the district court erred in
not reducing or denying the fee award” under § 1988.
Inmates of Allegheny Cty. Jail v. Pierce, 716 F.2d 177,
179-80 (3d Cir. 1983) (quoting Maciejewski, 631 F.2d at
507); see also E.C. v. Phila. Sch. Dist., 644 F. App’x
154, 157 (3d Cir. 2016) (applying Pierce in a different
39
statutory context and rejecting argument that district
court should have reduced fee award due to defendant
school district’s budgetary difficulties).
This court has previously held that a defendant
school board’s “precarious financial condition” did not,
in that particular case, “override[] the directive of 42
U.S.C.A. § 1988 to award attorney’s fees to successful
civil rights plaintiffs.” Lee v. Randolph Cty. Bd. of
Educ., 885 F. Supp. 1526, 1532 (M.D. Ala. 1995)
(Thompson, C.J.); see also Lee v. Randolph Cty. Bd. of
Educ., 882 F. Supp. 2d 1292, 1295-96 (M.D. Ala. 2012)
(Thompson, J.) (reaffirming the same proposition).
However, the court did not resolve whether a
non-prevailing defendant’s ability to pay could be
considered generally.
Moreover, the differences in the purposes and
standards for attorney’s fee awards to prevailing
plaintiffs and prevailing defendants under § 1988 suggest
that the inability to pay carries much greater weight for
40
a non-prevailing plaintiff than for a non-prevailing
defendant, if it is properly considered for a
non-prevailing defendant at all. “Congress enacted
§ 1988 specifically because it found that the private
market for legal services failed to provide many victims
of civil rights violations with effective access to the
judicial process.” Rivera, 477 U.S. at 576 (plurality
opinion). “[T]he contingent fee arrangements that make
legal services available to many victims of personal
injuries would often not encourage lawyers to accept
civil rights cases, which frequently involved substantial
expenditures of time and effort but produce only small
monetary recoveries.” Id. at 577. In accordance with
the purpose of § 1988 to ensure effective access to the
judicial process for civil-rights plaintiffs, “a
prevailing plaintiff ‘should ordinarily recover an
attorney’s fee unless special circumstances would render
such an award unjust.’” Hensley, 461 U.S. at 429 (quoting
S. Rep. No. 94-1011, at 4 (1976)); see also Ellwest Stereo
41
Theatre, Inc. v. Jackson, 653 F.2d 954, 955 (5th Cir.
Unit B Aug. 1981) (“Although a district court’s grant or
denial of attorneys’ fees is reviewable only for abuse
of discretion, the discretion afforded district courts
to deny attorneys’ fees to prevailing plaintiffs under
§ 1988 is exceedingly narrow ....”).
Whereas awarding attorney’s fees to prevailing
plaintiffs typically will vindicate the purpose of
§ 1988, “[i]f prevailing defendants were routinely
awarded attorney’s fees under § 1988, civil rights
plaintiffs would be extremely reluctant to initiate
litigation for fear of being charged with a fee award
vastly exceeding the expected recovery, and in some cases
their ability to pay, thereby vitiating the underlying
purpose of § 1988.” Coates v. Bechtel, 811 F.2d 1045,
1049 (7th Cir. 1987). To avoid this chilling effect,
attorney’s fees are not awarded to a prevailing defendant
unless “the plaintiff’s action was frivolous,
unreasonable, or without foundation.” Hughes v. Rowe,
42
449 U.S. 5, 14 (1980) (per curiam) (quoting
Christiansburg Garment Co. v. EEOC, 434 U.S. 412, 421
(1978)).
Where the purpose of attorney’s fee awards to
prevailing defendants is “to deter the bringing of
groundless lawsuits and to protect defendants from
burdensome litigation having no legal or factual basis,”
Durrett, 678 F.2d at 915 (describing the Christianburg
standard in the Title VII context), the non-prevailing
plaintiff’s financial ability to pay is directly relevant
to the determination of an award that will “fulfill the
deterrent purpose ... without subjecting the plaintiff
to financial ruin,” id. at 917. In contrast, a
non-prevailing defendant’s financial ability or
inability to pay would appear to bear little relation to
the purpose of § 1988 to ensure that plaintiffs with
meritorious civil-rights claims have effective access to
representation to vindicate their rights. Indeed, a
legal landscape in which courts routinely reduced
43
prevailing plaintiffs’ attorney’s fee awards below
reasonable amounts determined in accordance with the
lodestar method could be viewed as undermining the
purpose of the statute.
Nevertheless, the court need not reach the issue of
whether a defendant’s financial condition should be a
proper consideration for determining whether to deny or
reduce a prevailing plaintiff’s request for attorney’s
fees. First, Brady does not seek a denial but only a
reduction of Gartman’s fee request. Second, even if this
court had the discretion to reduce Gartman’s fee request
based on Brady’s financial circumstances, it would not
do so. The court has, in its discretion, already greatly
reduced Gartman’s fee to essentially the bottom end of
the reasonable range allowable. To reduce it further
would penalize Gartman. Moreover, Brady has not
indicated, and thus left the court in the dark as to, how
much she wants to court to reduce Gartman’s fee in light
of her financial circumstances. Based on how much the
44
court has already reduced Gartman’s fee request, and
after careful consideration of Brady’s financial
circumstances, the court believes that it has struck a
proper balance--between the interest of Gartman in a
reasonable fee and the interest of Brady in a smaller fee
because of her financial circumstance--by allowing the
reduced fee to stand as is.
E. Reasonable Expenses
In addition to attorney’s fees, “[w]ith the exception
of routine office overhead normally absorbed by the
practicing attorney, all reasonable expenses incurred in
case preparation, during the course of litigation, or as
an aspect of settlement of the case may be taxed as costs
under § 1988.” Barnes, 168 F.3d at 438 (quoting Dowdell,
698 F.2d at 1192); see also Dowdell, 698 F.2d at 1190
(“Reasonable attorneys’ fees under [§ 1988] must include
reasonable expenses because attorneys’ fees and expenses
are inseparably intertwined as equally vital components
45
of the costs of litigation.”). “[T]he standard of
reasonableness is to be given a liberal interpretation.”
Dowdell, 698 F.2d at 1192. Reasonable costs of travel,
food, lodging, postage, and photocopying are among the
expense reimbursements that the Eleventh Circuit observed
to have been “awarded ... liberally” by courts in the
circuit. Id. at 1191-92.
Sherrod seeks $ 23,297.55 in expenses, consisting
primarily of $ 13,496.15 in expenses for deposition
transcripts, as well as lesser expenses for travel
($ 1,959.14), lodging ($ 2,725.42), meals ($ 432.48),
copies of trial exhibits ($ 1,114.12), fees for
subpoenas, depositions, mediation, and service of process
($ 2,741.21), trial notebooks and tabs ($ 777.12),
parking ($ 45.00), and postage ($ 6.91). Lasseter seeks
$ 3,379.34 in expenses, which appear to consist of the
court filing fee ($ 400.00), expenses related to service
of process ($ 1,515.00), and expenses related to medical
records ($ 1,464.34).
46
Brady objects to Gartman’s request for $ 777.12 in
expenses for trial notebooks and tabs, arguing that
Sherrod could have retrieved these notebooks following
trial. Gartman responds that the notebooks were
purchased specifically for this trial and could not be
retrieved for reuse without consuming excessive time and
expense. Gartman’s billing of this expense without
additional detail impedes this court’s ability to
determine whether the full expense is reasonable or
whether it should be absorbed by Sherrod as routine
overhead. Given this lack of specificity, the court will
reduce the expense by 50 %, from $ 777.12 to $ 388.56,
decreasing Sherrod’s pre-adjustment expenses to
$ 22,908.99.
As with Gartman’s requested attorney’s fees, Brady
argues that expenses associated with Gartman’s claims
against other defendants, such as the costs of
transcripts of depositions of those defendants and other
witnesses, should be excluded entirely. For the reasons
47
explained above with respect to attorney’s fees, the
court will not exclude these expenses in their entirety.
Rather, the court will reduce Gartman’s expenses by 25 %
to account for his partial success. See Hall, 263 F.
Supp. 2d at 1371; Black v. M.G.A., Inc., 51 F. Supp. 2d
1315, 1326 (M.D. Ala. 1999) (Thompson, J.). Applying
this adjustment, the court will reduce Sherrod’s expenses
to $ 22,908.99 x 75 % = $ 17,181.74, and Lasseter’s
expenses will be reduced to $ 3,379.34 x 75 % =
$ 2,534.51, for a total of $ 19,716.25 in expenses. (The
court notes that it has reduced the allowed expenses even
more than Brady has requested.)
* * *
Accordingly, for the above reasons, it is ORDERED
that:
(1) Plaintiff Trenton Gartman’s motion for
attorney’s fees and expenses (Doc. 277) is granted.
(2) Attorney’s fees in the amount of $ 143,552.00
48
are awarded to plaintiff Gartman from defendant Lisa
Brady as follows:
(a) For attorney Henry F. Sherrod, $ 131,220.00.
(b) For attorney Alan Bart Lasseter,
$ 12,332.00.
(3) Expenses are awarded to plaintiff Gartman from
defendant Brady in the amount of $ 19,716.25.
This case remains closed.
The clerk of the court is DIRECTED to enter this
document on the civil docket as a final judgment pursuant
to Rule 58 of the Federal Rules of Civil Procedure.
DONE, this the 1st day of September, 2022.
/s/ Myron H. Thompson
UNITED STATES DISTRICT JUDGE
49