Opinion

Arrington v. Saul (CONSENT)

Court
District Court, M.D. Alabama
Filed
Mar 30, 2021
Cited by
0 cases
Authority
More cited than 16.5%

finding that ALJ did not err in relying on non- examining physician’s report because it was consistent with opinions of examining physicians and other medical evidence

How later courts described this case

  • finding that ALJ did not err in relying on non- examining physician’s report because it was consistent with opinions of examining physicians and other medical evidence

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE MIDDLE DISTRICT OF ALABAMA

NORTHERN DIVISION

KENDRICK ARRINGTON, )

)

Plaintiff, )

)

v. ) CASE NO. 2:19-CV-124-KFP

)

ANDREW SAUL, )

Commissioner of Social Security, )

)

Defendant. )

MEMORANDUM OPINION

I. PROCEDURAL HISTORY

On August 19, 2015, Plaintiff filed an application for a period of disability and

disability insurance benefits, alleging disability beginning March 3, 2015. R. 19. The state

agency denied the application. Id. He then requested a hearing before an Administrative

Law Judge (ALJ), which was held on May 16, 2017. Id. Plaintiff, his counsel, and a

vocational expert (VE) attended the hearing. Id. The ALJ issued a decision on October 27,

2017, finding that Plaintiff was not entitled to benefits. Id. at 19–29. Plaintiff requested the

Appeals Council review the decision and consider additional evidence the ALJ had not

considered. The Appeals Council granted Plaintiff’s request and considered and exhibited

the additional evidence. It issued its own decision on December 17, 2018, finding that

Plaintiff was not entitled to a period of disability or disability insurance benefits. Id. at 1–

9. The Appeals Council’s decision is the final decision of the Commissioner. Plaintiff filed

an appeal of that decision under 42 U.S.C. § 405(g). Doc. 1.

II. STANDARD OF REVIEW

A court’s review of the Commissioner’s decision is narrowly circumscribed, and its

function is to determine whether the Commissioner’s decision is supported by substantial

evidence and whether proper legal standards were applied. Richardson v. Perales, 402 U.S.

389, 390 (1971); Wilson v. Barnhart, 284 F.3d 1219, 1221 (11th Cir. 2002). A court must

“scrutinize the record as a whole to determine if the decision reached is reasonable and

supported by substantial evidence.” Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th

Cir. 1983). Substantial evidence is “relevant evidence [a] reasonable person would accept

as adequate to support a conclusion.” Id. It is “more than a scintilla, but less than a

preponderance.” Id. A court must uphold factual findings that are supported by substantial

evidence. However, it reviews the ALJ’s legal conclusions de novo because no

presumption of validity attaches to the ALJ’s determination of the proper legal standards

to be applied. Davis v. Shalala, 985 F.2d 528, 531 (11th Cir. 1993). If a court finds an error

in the ALJ’s application of law or if the ALJ fails to provide sufficient reasoning for

determining that the proper legal analysis has been conducted, it must reverse the ALJ’s

decision. Cornelius v. Sullivan, 936 F.2d 1143, 1145–46 (11th Cir. 1991).

III. STATUTORY AND REGULATORY FRAMEWORK

To qualify for disability benefits under the Social Security Act, a claimant must

show the “inability to engage in any substantial gainful activity by reason of any medically

determinable physical or mental impairment which can be expected to result in death or

which has lasted or can be expected to last for a continuous period of not less than 12

months.” 42 U.S.C. § 423(d)(1)(A); 42 U.S.C. § 416(i). A physical or mental impairment

is “an impairment that results from anatomical, physiological, or psychological

abnormalities which are demonstrable by medically acceptable clinical and laboratory

diagnostic techniques.” 42 U.S.C. § 423(d)(3).

Determination of disability under the Social Security Act requires a five-step

analysis. 20 C.F.R. § 404.1520(a). Specifically, the Commissioner must determine in

sequence whether the claimant: (1) is unable to engage in substantial gainful activity; (2)

has a severe medically determinable physical or mental impairment; (3) has an impairment

that meets or equals a listing and meets the duration requirements; (4) can perform his past

relevant work in light of his residual functional capacity; and (5) can make an adjustment

to other work in light of his residual functional capacity, age, education, and work

experience. Evans v. Comm’r of Soc. Sec., 551 F. App’x 521, 524 (11th Cir. 2014) (citing

20 C.F.R. § 404.1520(a)(4)). “An affirmative answer to any of the above questions leads

either to the next question, or, on steps three and five, to a finding of disability. A negative

answer to any question, other than step three, leads to a determination of ‘not disabled.’”

McDaniel v. Bowen, 800 F.2d 1026, 1030 (11th Cir. 1986). “Once a finding is made that a

claimant cannot return to prior work the burden shifts to the [Commissioner] to show other

work the claimant can do.” Foote v. Chater, 67 F.3d 1553, 1559 (11th Cir. 1995) (citation

omitted). The Commissioner must further show that the work exists in significant numbers

in the national economy. Id.; Evans, 551 F. App’x at 524.

IV. FINDINGS OF THE ALJ AND APPEALS COUNCIL

Plaintiff was 35 years old on his alleged onset date and 37 years old at the time of

the ALJ’s decision. R. 16, 149. He completed one year of college and has past work as an

auto mechanic, a medium skilled job. Id. at 28, 169. He claims he has been unable to work

since March 15, 2015, due to multiple conditions, including degenerative disc disease,

migraines, anxiety, depression, chronic pain, stomach ulcers, nerve damages, and sleep

paralysis. Id. at 168.

The ALJ found that Plaintiff had the following severe impairments: degenerative

disc disease, degenerative joint disease, hypertension, depression, and anxiety.1 Id. at 21.

She determined, however, that Plaintiff did not have an impairment or combination of

impairments that met or medically equaled the severity of an impairment in the Listing of

Impairments in 20 CFR Part 404, Subpart P, Appendix 1 (20 CFR §§ 404.1520(d),

404.1525, and 404.1526). Id. The ALJ then found that Plaintiff has the residual functional

capacity (RFC) to perform a reduced range of light work, as follows:

[T]he claimant has the residual functional capacity to perform light work as

defined in 20 CFR 404.1567(b) except with a sit/stand option and limited to

occasional balancing, stooping, kneeling, crouching, crawling, and climbing

of ramps and stairs. The claimant can never climb ropes, ladders, or scaffolds

and must avoid concentrated exposure to wetness, noise, vibration,

pulmonary irritants, and hazards. The claimant is limited to simple, routine

tasks with short and simple instructions, simple decision, and few changes,

that are gradually introduced. The claimant is further limited to occasional

interaction with the public.

Id. at 24. Based on the testimony of the VE, the ALJ determined that Plaintiff could not

perform his past relevant work as an auto mechanic (medium, skilled work) because he is

limited to light, unskilled work activity. Id. at 28. The ALJ then found, considering the

1 Plaintiff has the impairments of sleep apnea, headaches, stomach ulcer, pulmonary embolism, atrial

fibrillation/cardiac arrhythmia, obesity, and carpal tunnel syndrome, but these impairments were found to

be non-severe because they impose no more than minimal limitations, are episodic or do not meet the

durational requirement, or are controlled or improved with treatment or medication. R. 4, 21. Plaintiff has

made no argument about the nature of these impairments or their functional limitations in this appeal.

Plaintiff’s age, education, work experience, and RFC, that the following jobs exist in

significant numbers in the national economy that he can perform: mail clerk, checker, and

office helper. Id. at 29. Accordingly, the ALJ concluded that Plaintiff is not disabled. Id.

The Appeals Council agreed with and adopted the ALJ’s findings. Id. at 1–9. In

doing so, the Appeals Council noted that the ALJ overlooked evidence from Neurology

Consultants of Montgomery, P.C. (for treatment from June 2014–15) and Emory

Healthcare (for treatment from November 2015–August 2016). Id. at 5. However, after

reviewing the evidence, the Appeals Council found it to be consistent with the remaining

evidence of record and the ALJ’s findings and determinations. Id.

V. DISCUSSION

Plaintiff raises three issues on appeal: (1) the Appeals Council erred by failing to

adequately consider additional evidence not evaluated by the ALJ; (2) the ALJ erred in

substituting her opinion for the opinion or diagnosis of a medical professional; (3) the ALJ

erred in failing to obtain a medical expert opinion.2

A. Appeals Council’s Consideration of Additional Evidence

In arguing the Appeals Council erred in consideration of additional evidence,

Plaintiff cites case law discussing when the Appeals Council is required to consider

additional evidence. Doc. 9 at 3–4. This is somewhat puzzling in light of the fact that the

Appeals Council did consider the evidence. Other than these authority citations, Plaintiff’s

2As the Commissioner notes, many of Plaintiff’s challenges are directed at the ALJ’s decision; however,

the Appeals Council issued its own decision, which is the final decision of the Commissioner. To the extent

the Appeals Council adopted the ALJ’s findings challenged by the Plaintiff, the Commissioner addressed

them as if they had been made by the Appeals Council. Doc. 12 at 5, n.3. The Court will do the same.

entire argument consists of two sentences: “This new evidence is in conflict with the ALJ’s

conclusions and demonstrates that Mr. Arrington has significant pain, swelling, inability

to stand straight, fatigue, headaches, depression, anxiety, etc. Given the significance of this

new evidence, which undermines the ALJ’s findings and conclusions, the Appeals Council

reversibly erred in failing to remand to the ALJ to address the new evidence.” Id. at 5.

Plaintiff cited no authority on the issue in this case (whether the additional evidence

reviewed by the Appeals Council warranted remand), included no citations to the record,

and failed to describe how the evidence support his claims, undermines the Appeals

Councils’ determinations, or even which determinations are allegedly undermined.

“We have long held that an appellant abandons a claim when [she] either

makes only passing references to it or raises it in a perfunctory manner

without supporting arguments and authority.” Sapuppo v. Allstate Floridian

Ins. Co., 739 F.3d 678, 681 (11th Cir. 2014); accord Singh v. U.S. Att’y Gen.,

561 F.3d 1275, 1278 (11th Cir. 2009) (“As an initial matter, an appellant’s

brief must include an argument containing ‘appellant’s contentions and the

reasons for them, with citations to the authorities and parts of the record on

which the appellant relies.’ Thus, an appellant’s simply stating that an issue

exists, without further argument or discussion, constitutes abandonment of

that issue and precludes our considering the issue on appeal.”) (citation

omitted) (quoting Fed. R. App. P. 28(a)(9)(A)). Because Phillips has only

raised this argument in a perfunctory manner without supporting arguments

or authority, she has abandoned it.

Phillips v. Soc. Sec. Admin., Comm’r, 833 F. App’x 308, 322 (11th Cir. 2020); see also

Revel v. Saul, No. 19-CV-248-N, 2020 WL 6472640, at *7 (S.D. Ala. Nov. 3, 2020)

(“Given that review of a final decision of the Commissioner is the same in district court as

it is in the Court of Appeals . . . the undersigned finds that [Plaintiff] has waived her claims

of reversible error in the ALJ’s decision by raising them in only a perfunctory manner

without supporting argument.”) (citations omitted). Because Plaintiff raised this issue in a

perfunctory manner without meaningful argument or citations to the record or relevant

caselaw, the Court finds Plaintiff has abandoned it.

As a measure of caution, however, even if Plaintiff did not abandon this argument,

the Court finds no grounds for reversal. In its decision, the Appeals Council described the

additional evidence as follows:

Exam findings in the records from Neurology Consultants of Montgomery,

P.C. consistently show full motor strength, an intact sensory exam, a normal

gait, and normal bulk and tone. December 2015 records from Emory

Healthcare reflect the claimant underwent revision laminectomy six weeks

prior at L4 and LS with discectomy and reported his preoperative pain was

improving slowly. X-rays demonstrated no evidence of postoperative

slippage or malalignment of the lumbar spine (page 3). Exam notes from

February 2016 were within normal limits other than right and left side

weakened hip flexion and abduction, and left side ankle plantar flexion. Deep

tendon reflexes, sensory index, straight leg raise, and range of motion were

normal and motor strength was otherwise normal (page 15). Records from

August 2016 reflect neurologic and musculoskeletal exams within normal

limits (page 18).

R. 5. After an independent review of the record, the Court agrees that the additional

evidence considered by the Appeals Council is consistent with the remaining evidence in

the record and the determination that Plaintiff can perform a reduced range of light work.

The records from Neurology Consultants include three visits for headache and back and

leg pain in June 2014, November 2014, and June 2015. Id. at 959–75. The first visit

followed Plaintiff’s back surgery in May 2014 at the Laser Spine Institute in Tampa. Id. at

970. Although the records for all three visits document his subjective complaints, they

show Plaintiff was in no obvious distress; had no problems with memory, speech,

concentration, or attention; had full motor strength; had a normal gait, bulk, and tone; and

had negative Romberg and Babinski tests. Id. at 960–74. Records from June 2014 visit

indicate Plaintiff could return to light duty for four weeks followed by full duty, and there

is no record of any change in this opinion in subsequent records.3 R. 970–74.

As for the records from Emory Healthcare, where Plaintiff was treated for leg, back,

and joint pain from November 2015 to August 2016, Plaintiff again fails to identify any

portion of these records that conflicts with the remaining evidence or undermines the

Appeals Council’s findings. At the initial visit in November 2015, Plaintiff reported back

pain and demonstrated a slow, shuffling gait.4 R. 981–82. A lumbar examination in

December 2015 by Dr. Scott Boden, Chief of Neurosurgery at Emory, was predominantly

normal but showed weakened hip flexion and abduction and a “slightly” positive Patrick’s

test bilaterally. R. 564, 997–98. An MRI in December showed moderate to severe central

spinal canal stenosis of the lower lumbar spine with superimposed discogenic disease, most

severe at L4–S1 levels. R. 1002–03. Dr. Boden recommended and performed a revision

laminectomy in December 2015. Id. at 987. At the six-week follow-up in February, Dr.

Boden noted that Plaintiff’s leg pain was improving slowly and that he was walking better

than before surgery. R. 978. An x-ray revealed no evidence of post-operative slippage or

3 Although these records from Neurology Consultants were not reviewed by the ALJ, she did review records

from this provider for an office visit in August 2013, an MRI report from November 2014, NCV and EMG

results from June 2015 showing bilateral L4–5 radiculopathy, NCV and EMG results in September 2015

showing moderate carpal tunnel syndrome, and records from March and May 2016. R. 379–80, 408–09,

458–60, 539–42, and 649–62. The most recent records, which post-date the overlooked records and a

December 2015 revision laminectomy, reflect the same normal findings above regarding strength, range of

motion, and gait, in addition to referrals for a sleep study and carpal tunnel syndrome. Id. at 649–662. Dr.

Jamsek’s notes from November 2016 indicate that the carpal tunnel “self-resolved.” Id. at 564.

4 Records from his examination at Emory Healthcare in December 2015 show tandem gait difficulty but an

otherwise normal gait. R. 985. Records from Neurology Consultants from June and November 2014 and

June 2015 show a normal gait, as do records from Dr. Chamnon from March 14, 2016, and Neurology

Consultants on May 25, 2016. R. 659, 798, 960, 968, 973. Records from Neurological Care Center on July

19, 2016, show a normal gait and normal toe and heel walking. R. 790, 798.

malalignment of the lumbar spine following decompression. R. 978. By March 2016, three

months past surgery, Dr. Boden noted that Plaintiff’s “preoperative radiating leg pain is

better,” and his only plan was to see the Plaintiff again in nine months for a one-year

follow-up. R. 990.

The remaining records from Emory Healthcare for treatment in May and August

2016 are unremarkable. In May, Plaintiff saw Dr. William Blake, an infectious disease

specialist, for an evaluation of “diffuse pains.” R. 1000. He reported to Dr. Blake that he

had been diagnosed with possible Lyme disease. Id. However, based on Plaintiff’s test

results, Dr. Blake stated, “My suspicion is that his illness is not compatible with Lyme

disease given his time course of illness relative to when the IgM is positive on this exam.”

In August, he saw Dr. Ayele, a rheumatologist, for joint pain. R. 993. Upon examination,

Dr. Ayele noted, “I doubt his symptoms and his nodules are rheumatoid nodules given no

inflammatory arthritis signs on exam. There are no stigmata of SLE or other autoimmune

connective tissue disease. His rheumatoid factor done in 03/2016 was slightly elevated,

nothing significant. His repeat rheumatoid factor here at Emory was negative. His ENA-

panel and dsDNA are also negative.” Id. Additionally, the Plaintiff’s physical examination

at this visit revealed that he was in no acute distress and had full muscle strength

throughout, normal range of motion, and no tenderness or swelling. R. 993.

For these reasons, the Court finds that the additional records from Neurology

Consultants and Emory Healthcare are consistent with the remaining evidence of record

and do not conflict with the determination that Plaintiff can perform the reduced range of

light work as determined by the Appeals Council.

B. Appeals Council’s Determinations Regarding Lyme Disease and

Rheumatoid Arthritis

Plaintiff argues “the ALJ erred in finding Lyme disease and rheumatoid arthritis not

to be medically determinable impairments.” Doc. 9 at 5. This statement in Plaintiff’s brief

is the first and only mention of rheumatoid arthritis. As explained above, when a claimant

makes only a passing reference to an issue or raises it without supporting arguments or

authority, it is abandoned. The brief contains no specific contentions about rheumatoid

arthritis and no citations to legal authorities or parts of the record on which he relies. Stating

that an issue exists without further argument or discussion constitutes abandonment of that

issue and precludes consideration of it on appeal. Phillips 833 F. App’x at 322. Therefore,

the Court finds Plaintiff has abandoned any argument with respect to rheumatoid arthritis.

Despite this abandonment, the Court has reviewed the record and finds it does not

support Plaintiff’s contention of error. The record reflects multiple instances when Plaintiff

reported to his doctors that he has rheumatoid arthritis, but more than one doctor told him

he did not. As mentioned above, Dr. Ayele at Emory told Plaintiff in August 2016 that he

did not have rheumatoid arthritis. Plaintiff was also seen by Dr. James Smith, a

rheumatologist at UAB, whose evaluation showed no evidence of an inflammatory,

arthritic condition or evidence of synovitis to indicate rheumatoid arthritis. R. 795.

Therefore, substantial evidence supports the determination that Plaintiff does not have

rheumatoid arthritis.5

5 It appears that Plaintiff also saw Dr. Jakes, a rheumatologist in Montgomery in April 2016, but the records

are unclear. R. 555. Dr. Ayele, Jackson Hospital and Clinic, and Neurological Care Center of Montgomery

documented that Dr. Jakes also told Plaintiff he did not have rheumatoid arthritis. R. 668, 789, and 991.

As for the argument concerning Lyme disease, Plaintiff argues that he has been

treated at the Jemsek Specialty Clinic for “suspected Lyme borreliosis complex,” and he

includes a quote from Dr. Jemsek’s website indicating that fewer than one out of two people

who have Lyme disease test positive. Doc. 9 at 6. He also notes that Dr. Jemsek was “highly

suspicious that [Lyme disease] is playing a role and that [Plaintiff] would benefit from

further evaluation and antimicrobial therapy.” Id. Plaintiff then claims the ALJ “blatantly

and erroneously substituted her opinion for that of Dr. Jemsek” in finding that Plaintiff

does not have Lyme disease. Id.

The record does not support this argument. As explained above, Dr. Blake at Emory

told Plaintiff his illness was not compatible with Lyme disease. R. 1001. Additionally,

when Plaintiff saw Dr. Smith, the rheumatologist at UAB, Dr. Smith concluded, “Based on

only one+ band on the IgG portion of the WB, the current Lyme WB is negative. I have

also reviewed this topic with ID at UAB. There is no epidemiologic evidence of Lyme in

the SE USA. Also, his fatigue non-specific symptoms are not indicative of Lyme disease.”

R. 795. Dr. Smith also explained that, in patients with a positive serologic test such as

Lyme disease, “it is important to know that these antibodies may be present in healthy

adults; therefore, the presence of these antibodies alone does not confirm a diagnosis of an

active autoimmune disease in the absence of characteristic exam and lab findings.” Id.

Based on the opinions of Drs. Blake and Smith, the Court concludes that the ALJ

did not “blatantly and erroneously” substitute her own opinion for that of a physician. As

Plaintiff admits, the record shows only that Dr. Jemsek suspected Plaintiff of having Lyme

disease, and his suspicions were based on Plaintiff’s reported symptoms. R. 568. The

opinions of Dr. Blake and Dr. Smith were based on objective testing and consultation with

the Plaintiff, and their opinions are substantial evidence supporting the determination that

Plaintiff does not have Lyme disease. Moreover, this determination comports with 20

C.F.R. § 404.1521, which requires that an impairment “must result from anatomical,

physiological, or psychological abnormalities that can be shown by medically acceptable

clinical and laboratory diagnostic techniques. Therefore, a physical or mental impairment

must be established by objective medical evidence from an acceptable medical source.

[The Commissioner] will not use your statement of symptoms, a diagnosis, or a medical

opinion to establish the existence of an impairment(s).” As with rheumatoid arthritis, the

record contains multiple statements by Plaintiff that he has Lyme disease, but those

statements are insufficient to establish an impairment and have been contradicted by

Plaintiff’s doctors.

C. Failure to Obtain a Medical Expert Opinion

In his final argument, Plaintiff claims his medical history is “complicated” and that

a medical expert “would have been helpful in resolving ambiguities.” Doc. 6 at 7. He argues

that an ALJ’s duty to develop the record is “triggered by ambiguous evidence or a record

inadequate to allow for proper evaluation.” Id. at 7. He notes an ALJ’s duty to obtain

missing information when a consultative evaluation is incomplete, but he fails to point to

any ambiguities in the record, describe information that is missing, and or identify claimed

impairments that required further evaluation. The Court finds that Plaintiff’s failure to

include argument, citations to the record, or citations to relevant legal authorities

constitutes an abandonment of this claim, but it will again address the issue for the sake of

caution.

The law is well settled that an ALJ bears the duty to develop a full and fair record.

Whatley v. Berryhill, No. 17-CV-490-B, 2019 WL 1403303, at *12 (S.D. Ala. Mar. 28,

2019) (citing Ellison v. Barnhart, 355 F. 3d 1272, 1276 (11th Cir. 2003)). The ALJ must

order a consultative examination if the record shows an examination is required to render

a decision. Id. (citing Holladay v. Bowen, 848 F.2d 1206, 1210 (11th Cir. 1988). A

consultative examination is not required if the record contains sufficient evidence to make

an informed decision. Id. (citing Ingram v. Comm’r of Soc. Sec. Admin., 496 F. 3d 1253,

1269 (11th Cir. 2007)). Moreover, “there must be a showing of prejudice before [the court]

will find that the claimant’s right to due process has been violated to such a degree that the

case must be remanded to the Secretary for further development of the record.” Id. (citing

Brown v. Shalala, 44 F.3d 931, 935 (11th Cir. 1995)). The court reviews the record to

determine if there are “evidentiary gaps” that resulted in “unfairness or clear prejudice.”

Id. (citations and quotations omitted). Courts have rejected the argument that an ALJ’s

RFC is not supported by substantial evidence merely because the record does not include

an RFC by an examining physician. Id. (citing Reed v. Berryhill, 2017 WL 3977924, at *3

(S.D. Ala. Sept. 11, 2017)).

Plaintiff cites Hernandez v. Barnhart, 203 F. Supp. 2d 1341, 1355 (S. D. Fla. 2002)

in support of his argument that reversal is required when an ALJ “play[s] the role of

medical expert” and acts as “both judge and physician” by interpreting raw medical data.

Doc. 9 at 7. However, he fails to compare any facts in Hernandez to the facts of this case

or otherwise explain how it applies here. In Hernandez, the claimant had been under no

treatment, and there were no medical source statements from treating sources. Hernandez,

203 F. Supp. 2d at 1355. Consultants who tested the claimant said her cognitive deficits

would affect her ability to function in most job environments but offered no specific details.

Id. The ALJ accepted the RFC of a non-examining state agency physician because it was

consistent with medical evidence, but some of the ALJ’s findings did not match the

physician’s RFC. With no treatment records, no functional limitations assessment by an

examining source, and an RFC by the ALJ that did not match the only functional limitations

assessment in the record, the Court ruled the ALJ erred in not obtaining a medical source

statement from the consultants who actually examined Plaintiff, finding that the ALJ

“played the role of medical expert, interpreted raw psychological and medical data, and

drew her own conclusions as to the claimant’s RFC.” Id.

More recently, in Moseley v. Colvin, No. 2:13-CV-328-TFM, 2014 WL 1320238

(M.D. Ala. Mar. 31, 2014), where a plaintiff relied on Hernandez for the proposition that

an RFC assessment must be supported by a treating or examining physician’s RFC, this

Court held:

[I]n Packer v. Astrue, 2013 WL 593497, *3 (S.D. Ala. Feb. 14, 2013), the

court rejected the absolutism of requiring a RFC assessment by a treating

physician, noting that “numerous courts had upheld ALJ’s determinations

notwithstanding the absence of an assessment performed by an examining or

treating physician.” Like those other courts, this court rejects the seemingly

mandatory requirement that the Commissioner’s fifth-step burden must be

supported by an RFC assessment of a physician. The ALJ had before her

sufficient medical evidence from which she could make a reasoned

determination of Moseley’s residual functional capacity. Thus, she was not

required to secure a residual functional capacity assessment from a medical

source.

Id. at *5; see also Rhoney v. Astrue, No. CV 111-011, 2012 WL 2128101, at *8 (S.D. Ga.

May 14, 2012), report and recommendation adopted, No. CV 111-011, 2012 WL 2127492

(S.D. Ga. June 12, 2012) (comparing Hernandez and finding no basis for remand when

ALJ’s RFC was consistent with state agency physicians); Greene v. Colvin, No. 2:14-CV-

00799-JEO, 2015 WL 4067811, at *3–4 (N.D. Ala. July 1, 2015) (recognizing that an ALJ

does not have to order a consultative examination unless the record contains insufficient

evidence to make an informed decision). Thus, the law does not require an ALJ to obtain

a medical expert if the record is sufficient.

Moreover, unlike Hernandez, the record in this case is not lacking; it contains

medical records from treating doctors going back approximately eighteen months before

the alleged onset date, and it contains the opinions of a treating physician and a non-

examining, consulting state agency physician.6 The medical records show that Plaintiff had

back surgery in May 2014 and that a few days after surgery he reported his leg pain had

completely resolved. R. 353. Records following the revision laminectomy reflect a normal

lumbar exam (except for weakened hip flexion and abduction), improved pain and ability

to walk, and no post-surgical changes. Id. at 990. Records a few months after the revision

surgery reflect that he was in no obvious distress and that he had full range of motion, full

strength, a normal gait and reflexes, and negative Rhomberg and Babinski tests. Id. at 649–

6 The Appeals Council found that Plaintiff has the severe impairments of degenerative disc disease,

degenerative joint disease, hypertension, depression, and anxiety. Plaintiff’s brief does not mention

hypertension, and he makes only two cursory statements that he has depression and anxiety. Doc. 9 at 2, 5.

Plaintiff failed to identify how the record is insufficient and made no argument the evidence of these

impairments is ambiguous.

61. Finally, as discussed above, the record shows Plaintiff did not have Lyme disease or

rheumatoid arthritis.

As for opinion evidence, after the surgery in May 2014, Plaintiff’s surgeon released

him to full duty work with no restrictions.7 Id. at 264–67, 412. This assessment by

Plaintiff’s treating physician was supported by later objective medical evidence and given

great weight. Id. at 27. The record also contains the opinion of a state agency consultant,

and that opinion is consistent with Plaintiff’s release to full duty following the first surgery,

Dr. Boden’s statement that he had no post-surgical changes and that his leg pain and ability

to walk had improved, and frequent findings throughout the record that Plaintiff maintained

full strength and range of motion with normal tone, reflexes, and gait. The state agency

consultant assessed Plaintiff’s functional limitations and found that he could perform light

work consistent with the limitations assessed by the Appeals Council. Id. at 74–75. Because

the state agency consultant’s opinion was fully consistent with the other medical evidence

and opinions in the record, it was assigned great weight. Id. at 27. See Kemp v. Astrue, 308

F. App’x 423, 427 (11th Cir. 2009) (finding that ALJ did not err in relying on non-

examining physician’s report because it was consistent with opinions of examining

physicians and other medical evidence).

7 Although not referenced by the ALJ or parties, the record contains a note from Dr. Phillip Golomb,

Plaintiff’s primary care physician, dated May 22, 2014, indicating that he had been treating Plaintiff since

February 2014 and that he could return to light duty in July and full duty in September. R. 358. As

mentioned above, Dr. Epperson, Plaintiff’s neurologist, also stated in June 2014 that Plaintiff could return

to light work for four weeks and then return to full duty. R. 974.

Accordingly, based on the medical evidence and opinion evidence in the record, it

is clear to the Court that the record in this case was sufficient to make an informed decision

and that the failure to obtain a medical expert was not error.

VI. CONCLUSION

For the reasons stated above, the decision of the Commissioner is AFFIRMED. A

separate judgment will issue.

DONE this 30th day of March, 2021.

/s/ Kelly Fitzgerald Pate

KELLY FITZGERALD PATE

UNITED STATES MAGISTRATE JUDGE

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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