Opinion

Daniel Evan Neal v. Kilolo Kijakazi

Court
District Court, C.D. California
Filed
Dec 16, 2022
Cited by
0 cases
Authority
More cited than 16.4%

“[s]ubstantial evidence is 24 more than a mere scintilla but less than a preponderance”

How later courts described this case

  • “[s]ubstantial evidence is 24 more than a mere scintilla but less than a preponderance”
  • explaining 13 that when two or more medical opinions are equally persuasive, the ALJ will 14 articulate how the factors in addition to consistency and supportability were 15 considered
  • sporadic use of only medical marijuana for 24 pain was a specific, clear and convincing reason for rejecting complaints of 25 disabling pain
  • “a conservative course of 17 treatment, including a recommendation to ‘avoid strenuous activities’ … [is] not the 18 sort of … recommendation[] one would expect to accompany a finding that [the 19 claimant] was totally disabled”

Written by the judges who cited it.

The opinion

Case 5:21-cv-00530-GJS Document 23 Filed 12/16/22 Page 1 of 13 Page ID #:631

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8 UNITED STATES DISTRICT COURT

9 CENTRAL DISTRICT OF CALIFORNIA

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DANIEL N.,1

11 Case No. 5:21-cv-00530-GJS

Plaintiff

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v.

13 MEMORANDUM OPINION AND

KILOLO KIJAKAJI, Acting ORDER

14 Commissioner of Social Security,

15 Defendant.

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17 I. PROCEDURAL HISTORY

18 Plaintiff Daniel N. (“Plaintiff”) filed a complaint seeking review of the

19 decision of the Commissioner of Social Security denying his applications for

20 Disability Insurance Benefits (“DIB”) and Supplemental Security Income (“SSI”).

21 The parties filed consents to proceed before a United States Magistrate Judge [Dkts.

22 12 and 17] and briefs [Dkt. 19 (“Pl. Br.”) and Dkt. 22 (“Def. Br.”)] addressing

23 disputed issues in the case. The matter is now ready for decision. For the reasons

24 set forth below, the Court finds that this matter should be affirmed.

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27 1 In the interest of privacy, this Order uses only the first name and the initial of

the last name of the non-governmental party in this case.

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1 II. ADMINISTRATIVE DECISION UNDER REVIEW

2 Plaintiff filed applications for DIB and SSI on July 26, 2018, alleging

3 disability beginning on November 21, 2017. [Dkt. 14, Administrative Record

4 (“AR”) 15, 84, 110-11, 209-10.] Plaintiff’s applications were denied at the initial

5 level of review and on reconsideration. [AR 15, 112-16, 123-27.] A hearing was

6 held before Administrative Law Judge Joel Tracy (“the ALJ”) on June 1, 2020. [AR

7 15, 35-63.]

8 On June 24, 2020, the ALJ issued an unfavorable decision applying the five-

9 step sequential evaluation process for assessing disability. [AR 15-29]; see 20

10 C.F.R. §§ 404.1520(b)-(g), 416.920(b)-(g). At step one, the ALJ determined that

11 Plaintiff has not engaged in substantial gainful activity since the alleged onset date.

12 [AR 17.] At step two, the ALJ determined that Plaintiff has the following

13 impairments, which are severe in combination: hiatal hernia with gastroesophageal

14 reflux, carpal tunnel syndrome, residual effects of the left shoulder dislocations,

15 status-post left shoulder arthroscopic capsular plication with labral repair and

16 remplissage, and right shoulder glenhumeral instability. [AR 18.] At step three, the

17 ALJ determined that Plaintiff does not have an impairment or combination of

18 impairments that meets or medically equals the severity of one of the impairments

19 listed in Appendix I of the Regulations. [AR 20]; see 20 C.F.R. Pt. 404, Subpt. P,

20 App. 1. The ALJ found that Plaintiff has the residual functional capacity (“RFC”) to

21 perform a range of light work (20 C.F.R. §§ 404.1567(b), 416.967(b)) and can

22 frequently push/pull, handle and finger with the bilateral upper extremities and

23 frequently reach overhead with the right upper extremity, but can never reach

24 overhead with the left, non-dominant, upper extremity or climb ladders, ropes or

25 scaffolds. [AR 21.] At step four, the ALJ determined that Plaintiff does not have

26 past relevant work. [AR 27.] At step five, based on the vocational expert’s

27 testimony, the ALJ found that Plaintiff could perform other jobs existing in

28 significant numbers in the national economy, including representative jobs such as

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1 material distributor, cleaner, and assembler. [AR 28.] Based on these findings, the

2 ALJ found Plaintiff was not disabled through the date of the decision. [AR 29.]

3 The Appeals Council denied review of the ALJ’s decision on January 28,

4 2021. [AR 1-6.] This action followed.

5 Plaintiff raises the following issues challenging the ALJ’s findings and

6 determination of non-disability:

7 1. The ALJ failed to properly evaluate the medical opinion evidence.

8 2. The ALJ failed to properly evaluate the testimony of Plaintiff and

9 Plaintiff’s father.

10 Defendant asserts that the ALJ’s decision should be affirmed, or in the

11 alternative, remanded for further development of the record if the Court finds the

12 ALJ erred.

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14 III. GOVERNING STANDARD

15 Under 42 U.S.C. § 405(g), the Court reviews the Commissioner’s decision to

16 determine if: (1) the Commissioner’s findings are supported by substantial

17 evidence; and (2) the Commissioner used correct legal standards. See Carmickle v.

18 Comm’r Soc. Sec. Admin., 533 F.3d 1155, 1159 (9th Cir. 2008); Brewes v. Comm’r

19 Soc. Sec. Admin., 682 F.3d 1157, 1161 (9th Cir. 2012). “Substantial evidence … is

20 ‘more than a mere scintilla’ … [i]t means – and only means – ‘such relevant

21 evidence as a reasonable mind might accept as adequate to support a conclusion.’”

22 Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019) (citations omitted); Gutierrez v.

23 Comm’r of Soc. Sec., 740 F.3d 519, 522 (9th Cir. 2014) (“[s]ubstantial evidence is

24 more than a mere scintilla but less than a preponderance”) (internal quotation marks

25 and citation omitted).

26 The Court will uphold the Commissioner’s decision when “the evidence is

27 susceptible to more than one rational interpretation.” See Molina v. Astrue, 674

28 F.3d 1104, 1110 (9th Cir. 2012), superseded on other grounds by 20 C.F.R. §§

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1 404.1502(a), 416.902(a). However, the Court may review only the reasons stated by

2 the ALJ in the decision “and may not affirm the ALJ on a ground upon which he did

3 not rely.” Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007). The Court will not

4 reverse the Commissioner’s decision if it is based on harmless error, which exists if

5 the error is “inconsequential to the ultimate nondisability determination,” or if

6 despite the error, “the agency’s path may reasonably be discerned.” Brown-Hunter

7 v. Colvin, 806 F.3d 487, 492 (9th Cir. 2015) (internal quotation marks and citations

8 omitted).

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10 IV. DISCUSSION

11 A. The Medical Evidence

12 Plaintiff contends the ALJ erred by finding the opinion of his orthopedist,

13 Stephen Chow, M.D., only “partially persuasive.” [Pl. Br. at 3-9.]

14 Dr. Chow began treating Plaintiff for left shoulder pain and instability in July

15 2017. [AR 454.] On November 21, 2017, Dr. Chow performed arthroscopic

16 capsular plication surgery with labral repair and remplissage on Plaintiff’s left

17 shoulder.2 [AR 462-63.] In December 2018, Dr. Chow reported that Plaintiff was

18 doing well and experiencing less pain. [AR 434.] In July 2018, Dr. Chow noted

19 that Plaintiff was still making progress after surgery but was reporting joint pain,

20 weakness, and tenderness and showed positive atrophy and dyskinesia on

21 examination. [AR 372, 374.] An MRI of Plaintiff’s left shoulder from August 2018

22 showed a partial-thickness articular surface tear of the supra spinatus tendon

23 proximal to its insertion, SLAP 3 tear superior/anterior glenoid labrum, low-lying

24 acromion, small subcoracoid fluid collection, and two surgical tacks within the

25 superior glenoid. [AR 359-60.] In January 2019, Dr. Chow diagnosed Plaintiff with

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2 The Court notes that Plaintiff’s alleged onset date of disability, November 21,

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2017, is the date Plaintiff underwent left shoulder surgery. [AR 84, 462.]

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1 injury of brachial plexus, sequela and bilateral carpal tunnel syndrome. [AR 360.]

2 Dr. Chow opined that Plaintiff should not lift, push, pull, or carry more than 5

3 pounds or use his left arm for overhead activity and should remain off work for

4 three months. [AR 360.]

5 In February 2019, Dr. Chow completed an Upper Extremity Assessment.

6 [AR 468-72.] He reported that Plaintiff experiences numbness, weakness, shoulder

7 stiffness and constant pain in the left shoulder and bilateral hands and that Plaintiff’s

8 pain resulted in altered pain processing, decreased activity, difficulty with activities

9 of daily living, difficulty driving, sleep dysfunction, and easy fatigability. [AR

10 469.] Dr. Chow opined that Plaintiff could occasionally lift and carry up to 10

11 pounds and occasionally use the right upper extremity to handle objects, perform

12 fine manipulations, reach overhead or laterally, and push/pull, but he should

13 never/rarely use the left upper extremity to handle objects, perform fine

14 manipulations, reach overhead or laterally, or push/pull. [AR 470.] Dr. Chow also

15 opined that Plaintiff would frequently experience pain, fatigue, or other symptoms

16 severe enough to interfere with attention and concentration, would often need to

17 take unscheduled breaks to rest during a workday, and would likely be absent from

18 work more than three times a month. [AR 471-72.]

19 An ALJ must consider and evaluate the persuasiveness of all medical

20 opinions. See 20 C.F.R. §§ 404.1520c(b), 416.920c(b).3 An ALJ’s decision to

21 discredit any medical opinion must be supported by substantial evidence. See

22 Woods v. Kijakazi, 32 F.4th 785, 787 (9th Cir. 2022). In evaluating the

23 persuasiveness of a medical opinion, the ALJ must consider its “supportability” (i.e.,

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3 For claims filed on or after March 27, 2017, the ALJ will not “defer

27 [to] or give any specific evidentiary weight, including controlling weight, to any

medical opinion(s),” including those from a treating medical source. 20 C.F.R. §§

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404.1520c(a), 416.920c(a).

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1 “the objective medical evidence and supporting explanations presented” by the

2 medical source to support the medical opinion) and its “consistency” with “evidence

3 from other medical sources and nonmedical sources in the claim.” 20 C.F.R. §§

4 404.1520c(b)(2), (c)(1)-(2), 416.920c(b)(2), (c)(1)-(2). The ALJ may, but is not

5 required to explain how additional factors, such as the medical source’s

6 “relationship with the claimant,” “specialization,” “familiarity with the other

7 evidence in the claim,” and understanding of the “disability program’s policies and

8 evidentiary requirements” were considered. 20 C.F.R. §§ 404.1520c(b)(2), (c)(3)-

9 (c)(5), 416.920c(b)(2), (c)(3)-(c)(5). However, if two or more medical opinions on

10 the same issue are found “equally well-supported” and “consistent with the record,”

11 the ALJ must consider the additional factors. 20 C.F.R. §§ 404.1520c(b)(3), (c)(3)-

12 (c)(5), 416.920c(b)(3), (c)(3)-(c)(5); see also Woods, 32 F.4th at 792 (explaining

13 that when two or more medical opinions are equally persuasive, the ALJ will

14 articulate how the factors in addition to consistency and supportability were

15 considered).

16 Here, substantial evidence supports the ALJ’s evaluation of Dr. Chow’s

17 opinion. As to supportability, the ALJ found that Dr. Chow provided “very little

18 explanation of the evidence relied on in forming [his] opinions” about Plaintiff’s

19 limitations. [AR 26, 468-72]; see Chaudhry v. Astrue, 688 F.3d 661, 671 (9th Cir.

20 2012) (holding that when a physician offers an opinion that is “brief, conclusory,

21 and inadequately supported by clinical findings,” the ALJ need not accept it)

22 (internal quotation marks and citation omitted). The ALJ noted that “Dr. Chow did

23 not document positive objective clinical or diagnostic findings to support” the

24 assessment of Plaintiff’s limitations. [AR 26.] When asked for clinical findings and

25 test results supporting his opinion, Dr. Chow simply checked boxes and referenced a

26 shoulder MRI and EMG, without explaining the basis for his conclusions. [AR 26,

27 468]; see Ford v. Saul, 950 F.3d 1141, 1155 (9th Cir. 2020) (“[T]he ALJ may

28 permissibly reject check-off reports that do not contain any explanation of the bases

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1 of their conclusions.”) (internal quotation marks and citation omitted). While the

2 ALJ accepted that Dr. Chow’s assessment was “partially supported” by his exam

3 findings (e.g., tenderness, dyskinesia, weakness, decreased range of motion,

4 numbness in hands, instability in the right shoulder, atrophy, and reported

5 symptoms), the ALJ noted that Dr. Chow prescribed “routine and conservative

6 treatment.” [AR 24, 26-27, 398, 400, 402.] After Plaintiff recovered from left

7 shoulder surgery, Dr. Chow recommended only physical therapy, home exercises,

8 and bracing. [AR 329, 337, 366, 378-79, 426, 429, 432, 435, 438, 484.] Plaintiff’s

9 conservative treatment was a proper basis for discounting Dr. Chow’s opinion of

10 Plaintiff’s limitations. See Ghanim v. Colvin, 763 F.3d 1154, 1161 (9th Cir. 2014)

11 (recognizing that “[a] conflict between treatment notes and a [ ] provider’s opinion[]

12 may constitute an adequate reason to discredit” the provider’s opinion); Tommasetti

13 v. Astrue, 533 F.3d 1035, 1041-42 (9th Cir. 2008) (holding that the “incongruity”

14 between a doctor’s questionnaire responses and her medical records provides a

15 legitimate reason for rejecting that opinion of the claimant’s limitations); see also

16 Rollins v. Massanari, 261 F.3d 853, 856 (9th Cir. 2001) (“a conservative course of

17 treatment, including a recommendation to ‘avoid strenuous activities’ … [is] not the

18 sort of … recommendation[] one would expect to accompany a finding that [the

19 claimant] was totally disabled”).

20 The ALJ also found that Dr. Chow’s opinion was inconsistent with the

21 evidence from other medical sources. [AR 26]; see 20 C.F.R. § 404.1520c(c)(2),

22 416.920c(c)(2). The ALJ noted that the treatment records from Plaintiff’s other

23 doctors revealed “mostly normal review of his musculoskeletal systems” and

24 recommendations for only conservative treatment. [AR 24-27, 322, 347, 498-99,

25 534.] Dr. Ahluwalia consistently reported normal musculoskeletal and extremity

26 exams. [AR 24-25, 314, 347, 322, 514, 518, 523.] In July 2019, Dr. Liu, reported

27 that while Plaintiff had stiffness and decreased strength in his left shoulder and

28 instability in his right shoulder, there was no misalignment, swelling, erythema,

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1 ecchymosis or muscle atrophy in the left shoulder. [AR 24-25, 498-99.] Dr. Liu

2 also noted that Plaintiff was progressing well after receiving a steroid injection.

3 [AR 499]; see Veliz v. Colvin, No. EDCV 14-0180-JPR, 2015 WL 1862924, at *8

4 (C.D. Cal. Apr. 23, 2015) (finding that a single steroid injection and medication did

5 not undermine ALJ’s finding that the claimant received conservative treatment);

6 Gonzales v. Comm’r of Soc. Sec. Admin., No. CV 14-0078-JPR, 2015 WL 685347,

7 at *7 (C.D. Cal. Feb. 18, 2015) (same). In March 2020, Dr. Hadidchi reported

8 normal motor strength in Plaintiff’s extremities, intact sensation, and no evidence of

9 clubbing, cyanosis, or edema. [AR 534-35.] While Plaintiff was briefly given a

10 prescription for Tramadol and Cyclobenzaprine, he was advised to stopped taking

11 those medications, as he reported that “his OTC medical marijuana works better to

12 control his pain.” [AR 536, 540.] Further, a May 2019 x-ray of Plaintiff’s left

13 shoulder showed no abnormalities, fracture or osseous injury. [AR 24, 26, 499,

14 506.] Thus, the ALJ’s decision to discount Dr. Chow’s opinion is supported by

15 substantial evidence. [AR 468-72]; see 20 C.F.R. §§ 404.1520c(c)(2),

16 416.920c(c)(2). Because the ALJ’s interpretation of the evidence is rational, the

17 Court must defer to that interpretation. See Burch v. Barnhart, 400 F.3d 676, 679

18 (9th Cir. 2005) (“Where evidence is susceptible to more than one rational

19 interpretation, it is the ALJ’s conclusion that must be upheld.”); Juarez v. Colvin,

20 No. CV 13-2506 RNB, 2014 WL 1155408, at *2 (C.D. Cal. Mar. 20, 2014) (“It is

21 not the Court’s role to second-guess an ALJ’s rational interpretation of the evidence

22 merely because plaintiff is able to proffer an alternative rational interpretation.”).

23 Plaintiff also challenges the ALJ’s reliance on the opinion of the medical

24 consultant, Dr. Rowland, who found that Plaintiff could perform light work with

25 exertional, postural, and manipulative limitations. [Pl. Br. at 8; AR 103-06.]

26 Plaintiff asserts that the ALJ was required to articulate how he considered the

27 factors in addition to supportability and consistency (i.e., treatment relationship with

28 Plaintiff, specialization, and other relevant factors) because he “ruled” Dr.

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1 Rowland’s opinion and Dr. Chow’s opinion were “equally persuasive” by finding

2 both opinions “partially persuasive.” [Pl. Br. at 8-9]; see 20 C.F.R. §§

3 404.1520c(b)(3), (c)(3)-(c)(5), 416.920c(b)(3), (c)(3)-(c)(5). The ALJ, however, did

4 not consider Dr. Rowland’s and Dr. Chow’s opinions to be equally persuasive. As

5 discussed, the ALJ found that Dr. Chow provided “very little explanation” for his

6 “conclusory” opinion, which was generally “not consistent with the other objective

7 evidence in the record.” [AR 26-27.] In contrast, the ALJ found that Dr. Rowland

8 supported her opinion with an explanation of the medical evidence. [AR 26, 103-

9 06.] The ALJ also adopted most of Dr. Rowland’s findings but assessed a slightly

10 more restrictive overhead reaching limitation.4 [AR 21, 26, 103-06.] Because the

11 ALJ did not find that Dr. Chow’s and Dr. Rowland’s opinions were “equally well-

12 supported” and “consistent with the record,” the ALJ did not err in failing to address

13 the factors in addition to supportability and consistency. 20 C.F.R. §§

14 404.1520c(b)(3), 416.920c(b)(3). Thus, the ALJ’s consideration of the medical

15 opinion evidence is supported substantial evidence.

16 B. Plaintiff’s Subjective Symptom Testimony

17 Plaintiff contends the ALJ failed to properly consider his subjective symptom

18 testimony. [Pl. Br. at 10-11.]

19 In evaluating a claimant’s subjective symptom testimony, an ALJ must

20 engage in a two-step analysis. See Lingenfelter v. Astrue, 504 F.3d 1028, 1035-36

21 (9th Cir. 2007); 20 C.F.R. §§ 404.1529(c), 416.929(c). First, the ALJ must

22 determine whether the claimant has presented objective medical evidence of an

23 underlying impairment which “could reasonably be expected to produce the pain or

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4 Dr. Rowland opined that Plaintiff’s ability to reach overhead with the upper

27 extremities bilaterally was “limited,” whereas the ALJ found that Plaintiff could

“never” reach overhead with the left upper extremity and could “frequently

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reach overhead with the right upper extremity. [AR 21, 105.]

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1 other symptoms alleged.” Lingenfelter, 504 F.3d at 1036 (quoting Bunnell v.

2 Sullivan, 947 F.2d 341, 344 (9th Cir. 1991) (en banc)). Second, if the claimant

3 meets the first step and there is no evidence of malingering, “‘the ALJ can reject the

4 claimant’s testimony about the severity of her symptoms only by offering specific,

5 clear and convincing reasons for doing so.’” Lingenfelter, 504 F.3d at 1036;

6 (quoting Smolen v. Chater, 80 F.3d 1273, 1281 (9th Cir. 1996)). “At the same time,

7 the ALJ is not required to believe every allegation of disabling pain, or else

8 disability benefits would be available for the asking, a result plainly contrary to 42

9 U.S.C. § 423(d)(5)(A).” Molina, 674 F.3d at 1112 (citation and internal quotations

10 omitted).

11 At the hearing, Plaintiff testified that he has had multiple bilateral shoulder

12 dislocations. [AR 43-44.] Although he had left shoulder surgery in November

13 2017, he reported intense weakness, pain and numbness in his left hand and forearm.

14 [AR 44.] Plaintiff also stated that he has right shoulder dislocations “very often,”

15 experiences numbness in his right hand, is unable to concentrate due to pain and

16 depression, and has difficulty with activities such as tying his shoes, dressing,

17 bathing, reading, and driving. [AR 45-47, 50-51.]

18 The ALJ rejected Plaintiff’s testimony to the extent it conflicted with the

19 RFC. [AR 22.] The ALJ first found that Plaintiff’s testimony was unsupported by

20 the objective medical evidence of record. [AR 22-23.] The ALJ may consider

21 objective medical evidence when assessing a claimant’s testimony. See 20 C.F.R.

22 §§ 404.1529(c)(2), 416.929(c)(2); Carmickle, 533 F.3d at 1161. Here, although the

23 record shows that Plaintiff underwent left shoulder surgery and has residual effects

24 of left shoulder dislocations, right shoulder glenhumeral instability, and carpal

25 tunnel syndrome, the ALJ noted that treating providers routinely observed mostly

26 normal review of musculoskeletal systems, as discuss in detail above. [AR 23-25,

27 314, 347, 322, 498-99, 514, 518, 523, 534-35.] While the ALJ acknowledged that

28 Plaintiff’s left shoulder MRI and EMG study showed some abnormalities, the ALJ

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Case 5:21-cv-00530-GJS Document 23 Filed 12/16/22 Page 11 of 13 Page ID #:641

1 also noted that a May 2019 x-ray of Plaintiff’s left shoulder was normal. [AR 24,

2 506.] The ALJ’s conclusion that Plaintiff’s testimony regarding his chronic,

3 debilitating pain and other symptoms was not entirely consistent with the medical

4 evidence is supported by substantial evidence. See 20 C.F.R. §§ 404.1529(c)(2),

5 416.929(c)(2). Although the medical evidence could give rise to inferences more

6 favorable to Plaintiff, the ALJ’s interpretation was rational and should be upheld.

7 See Burch, 400 F.3d at 680.

8 The ALJ further found Plaintiff’s testimony unpersuasive because of the

9 “routine and conservative treatment” he received after his left shoulder surgery.

10 [AR 25]; see Parra v. Astrue, 481 F.3d 742, 750-51 (9th Cir. 2007) (stating that

11 “evidence of ‘conservative treatment’ is sufficient to discount a claimant’s

12 testimony regarding severity of an impairment”); see also Meanel v. Apfel, 172 F.3d

13 1111, 1114 (9th Cir. 1999) (rejecting subjective pain complaints where petitioner’s

14 “claim that she experienced pain approaching the highest level imaginable was

15 inconsistent with the ‘minimal, conservative treatment’ that she received”). As

16 discussed above, after Plaintiff recovered from his left shoulder surgery, Plaintiff’s

17 treatment included primarily physical therapy, home exercises, bracing, OTC

18 medical marijuana, and a single steroid injection in his left shoulder. [AR 23-25,

19 398, 400, 402, 499, 500, 536-40]; see, e.g., Hanes v. Colvin, 651 F. App’x 703, 705

20 (9th Cir. 2016) (explaining that the claimant’s “conservative treatment plan, which

21 consisted primarily of minimal medication, limited injections, physical therapy, and

22 gentle exercise” supported rejection of the claimant’s testimony); Wilson v. Colvin,

23 583 F. App’x 649, 651 (9th Cir. 2014) (sporadic use of only medical marijuana for

24 pain was a specific, clear and convincing reason for rejecting complaints of

25 disabling pain). There was no recommendation for additional surgeries or more

26 aggressive forms of treatment. Thus, the ALJ’s reasons for discounting Plaintiff’s

27 testimony regarding the severity of his symptoms were specific, clear, and

28 convincing and supported by substantial evidence. See 20 C.F.R. §§

11

Case 5:21-cv-00530-GJS Document 23 Filed 12/16/22 Page 12 of 13 Page ID #:642

1 404.1529(c)(3); 416.929(c)(3).

2 C. Lay Witness Testimony

3 Plaintiff contends that the ALJ erred by failing to give adequate reasons for

4 rejecting the testimony of his father, William N. [Pl. Br. at 11-12.]

5 “In determining whether a claimant is disabled, an ALJ must consider lay

6 witness testimony concerning a claimant’s ability to work.” Stout v. Comm’r, Soc.

7 Sec. Admin., 454 F.3d 1050, 1053 (9th Cir. 2006). An ALJ may discount lay

8 witness testimony by providing reasons germane to each witness.5 See Dodrill v.

9 Shalala, 12 F.3d 915, 919 (9th Cir. 1993); see also Lewis v. Apfel, 236 F.3d 503,

10 511 (9th Cir. 2001). However, “an ALJ’s failure to comment upon lay witness

11 testimony is harmless where ‘the same evidence that the ALJ referred to in

12 discrediting [the claimant’s] claims also discredits [the lay witness’s] claims.’”

13 Molina, 674 F.3d at 1122 (quoting Buckner v. Astrue, 646 F.3d 549, 560 (8th Cir.

14 2011)); Valentine v. Comm’r, 574 F.3d 685, 694 (9th Cir. 2009) (concluding that an

15 ALJ’s valid reasons to reject claimant’s testimony also applied to the lay

16 statements).

17 Here, William N. testified that Plaintiff experiences daily pain and is unable

18 to work or perform household activities. [AR 53-56.] As William N.’s testimony

19 was substantially similar to Plaintiff’s testimony, the ALJ’s failure to provide

20 reasons for rejecting William N.’s testimony was harmless error. [AR 45-47, 53-

21 56]; see Molina, 674 F.3d at 1117 (the lack of error in articulating a reason to reject

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24 5 Regulations applicable to DIB and SSI claims filed after March 27,

25 2017, provide that an ALJ is “not required to articulate how [he] considered

evidence from nonmedical sources.” 20 C.F.R. §§ 404.1520c(d), 416.920c(d). The

26

Ninth Circuit has not yet addressed whether the new regulations eliminate the need

27 for the ALJ to articulate his reasons for discounting lay witness statements. See

Robert U. v. Kijakazi, No. 3:20-cv-1817-SI, 2022 WL 326166, at *7 (D. Or. Feb. 3,

28

2022).

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1 || lay witness statements was harmless); Valentine, 574 F.3d at 694.

2 Accordingly, the ALJ’s decision must be affirmed.

4 Vv. CONCLUSION

5 For all of the foregoing reasons, IT IS ORDERED that the decision of the

6 || Commissioner finding Plaintiff not disabled is AFFIRMED.

8 IT IS SO ORDERED.

10 |} DATED: December 16, 2022

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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