Opinion

Ex Parte McNabb

  • 887 So. 2d 998
  • 2004 WL 406752
Court
Supreme Court of Alabama
Filed
Mar 5, 2004
Status
Published
Author
Harwood
On the bench
Harwood, Woodall
Cited by
67 cases

recognizing that even a nonunanimous recommendation of death by the jury proved that the jury, including the jurors who voted against the recommendation of death, had unanimously found the existence of a proffered aggravating circumstance, even though the circumstance was not included within the definition of the particular capital-murder offense charged in the indictment, because the trial court had specifically instructed the jury that it could not proceed to a vote on whether to impose the death penalty unless it had already unanimously agreed that an aggravating circumstance existed

How later courts described this case

  • recognizing that even a nonunanimous recommendation of death by the jury proved that the jury, including the jurors who voted against the recommendation of death, had unanimously found the existence of a proffered aggravating circumstance, even though the circumstance was not included within the definition of the particular capital-murder offense charged in the indictment, because the trial court had specifically instructed the jury that it could not proceed to a vote on whether to impose the death penalty unless it had already unanimously agreed that an aggravating circumstance existed
  • holding that the jury’s advisory verdict recommending a sentence of death, even though not unanimous, established that the jury had unanimously found the existence of an aggravating circumstance during the penalty phase of the trial because the trial court had properly instructed the jury that it must unanimously agree that at least one aggravating circumstance existed before it could even consider recommending the death penalty and that it could not consider an any aggravating circumstance to exist unless the jury unanimously agreed that that particular circumstance existed
  • death penalty imposed upon conviction of capital murder for the killing of a Montgomery police officer
  • all imposing death sentence in for murder of police officers

Written by the judges who cited it.

The opinion

I concur in the main opinion. I write specially only to state an analysis supplemental, but in no way contradictory, to that set out in the part of the main opinion captioned "I. Weighing the Aggravating and Mitigating Circumstances." *Page 1007

I agree with the conclusion that the "weighing" instruction in this case is distinguishable from the instruction involved in Ex parte Bryant , [Ms. 1990901, June 21, 2002] ___ So.2d ___ (Ala. 2002). In Bryant the jury was never instructed that if the aggravating circumstance or circumstances did not outweigh the mitigating circumstance or circumstances, the only punishment the jury could recommend would be life imprisonment without the possibility of parole. Although the judge told the jury preliminarily that "later on" he would explain to the jury that its "consideration" would be whether the aggravating circumstances outweighed the mitigating circumstances, and that the jury's options for recommended punishment would depend on whether the aggravating circumstance or circumstances outweighed the mitigating circumstance or circumstances, the judge failed to do so. Rather, when the time came for the explanations, the judge three times phrased the explanations only in terms of whether the mitigating circumstances outweighed the aggravating circumstances and stated, in effect, that even if the jury found no aggravating circumstance to exist, the jury could still recommend the death penalty.

In contrast, the judge in McNabb's case charged the jury that it would have to find at least one aggravating circumstance to have been proven beyond a reasonable doubt and be "convinced that the aggravating circumstance outweighs the mitigating circumstances," before it could recommend death as the punishment. Conversely, the jury was instructed that if it found "that the mitigating circumstances outweigh any aggravating circumstance or circumstances," it would have to recommend the punishment of life imprisonment without parole. I read the trial judge's instructions, as set out in the main opinion, and under a "plain error" standard of review, to have informed the jury as follows:

1. Only if the aggravating circumstance or circumstances outweighed all the mitigating circumstances could the recommended punishment be death;

2. If the mitigating circumstances outweighed the aggravating circumstance or circumstances, then the recommended punishment would have to be life imprisonment without parole; and

3. If the aggravating circumstance or circumstances and the mitigating circumstances were of equal weight, in which case clearly the aggravating circumstance or circumstances could not

be said to outweigh the mitigating circumstances, the recommended punishment likewise would have to be life imprisonment without parole.

It is certainly the better practice for the trial judge to explain explicitly to the jury that if it finds the aggravating circumstances and the mitigating circumstances to be of equal weight and therefore balanced with neither one outweighing the other, then the recommended punishment must be life imprisonment without parole. If a trial judge failed to do so after a properly grounded objection by the defendant, our analysis of the situation would have to take that fact into account. Under the scope of a plain-error standard of review, however, it cannot be said that the instruction given McNabb's jury did not adequately delimit the punishment to be recommended for each of the three possible weighing outcomes. *Page 1008

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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