Opinion

Dept. of Human Services v. T. J. N.

Court
Oregon Supreme Court
Filed
Dec 7, 2023
Status
Published
Cited by
0 cases
Authority
More cited than 14.5%

“Whether a case has become moot will depend on a factual determina- tion regarding the potential impact of the court’s decision on the parties.”

How later courts described this case

  • “Whether a case has become moot will depend on a factual determina- tion regarding the potential impact of the court’s decision on the parties.”
  • “[C]ourts are not required to decide any and every moot case that falls within the terms of ORS 14.175.” (Emphasis in original.)
  • “We * * * do not hold that moot cases will no lon- ger be subject to dismissal. We hold only that Article VII (Amended
  • “We * * * do not hold that moot cases will no lon- ger be subject to dismissal. We hold only that Article VII (Amended), section 1, [of the Oregon Constitution] does not require dismissal in public actions or cases involving mat- ters of public interest.” (Emphasis in original.)

Written by the judges who cited it.

The opinion

650 December 7, 2023 No. 34

IN THE SUPREME COURT OF THE

STATE OF OREGON

In the Matter of P. J. N.,

a Child.

DEPARTMENT OF HUMAN SERVICES,

Respondent on Review,

and

P. J. N.,

Respondent on Review,

v.

T. J. N.,

Petitioner on Review,

and

D. L. P.,

aka D. L. P.,

Petitioner on Review.

(CC 21JU03559, CA A178300 (Control))

In the Matter of L. E. N.,

aka L. E. N.,

a Child.

DEPARTMENT OF HUMAN SERVICES,

Respondent on Review,

and

L. E. N.,

aka L. E. N.,

Respondent on Review,

v.

T. J. N.,

Petitioner on Review,

and

D. L. P.,

aka D. L. P.,

Petitioner on Review.

(CC 21JU03560, CA A178305)

Cite as 371 Or 650 (2023) 651

In the Matter of P. R. N.,

a Child.

DEPARTMENT OF HUMAN SERVICES,

Respondent on Review,

and

P. R. N.,

Respondent on Review,

v.

T. J. N.,

Petitioner on Review,

and

D. L. P.,

aka D. L. P.,

Petitioner on Review.

(CC 21JU03561, CA A178307)

(SC S070051 (Control); S070052)

On review from the Court of Appeals.*

Argued and submitted June 22, 2023.

Kristen G. Williams, Williams Weyand Law, LLC,

McMinnville, argued the cause and filed the briefs for peti-

tioner on review T. J. N.

Elena C. Stross, Deputy Public Defender, Office of Public

Defense Services, Salem, argued the cause and filed the briefs

for petitioner on review D. L. P. Also on the briefs was Shannon

Storey, Chief Defender, Juvenile Appellate Section, Salem.

Inge D. Wells, Assistant Attorney General, Salem,

argued the cause and filed the briefs for respondent on

review Department of Human Services. Also on the briefs

were Ellen F. Rosenblum, Attorney General, and Benjamin

Gutman, Solicitor General.

Christa Obold Eshleman, Youth, Rights & Justice,

Portland, argued the cause and filed the briefs for respon-

dents on review P. J. N., L. E. N., and P. R. N.

______________

* Appeal from Lane County Circuit Court, Bradley A. Cascagnette, Judge.

323 Or App 258, 522 P3d 914 (2022).

652 Dept. of Human Services v. T. J. N.

Before Flynn, Chief Justice, and Duncan, Garrett,

DeHoog, Bushong, and Masih Justices, and Walters, Senior

Judge, Justice pro tempore.**

FLYNN, C.J.

The decision of the Court of Appeals is reversed. The

appeals are dismissed.

­

______________

** James, J., did not participate in the consideration or decision of this case.

Nakamoto, Senior Judge, Justice pro tempore, participated in oral argument, but

did not participate in the consideration or decision of this case.

Cite as 371 Or 650 (2023) 653

FLYNN, C.J.

In these consolidated juvenile dependency cases,

parents challenge judgments of the juvenile court that

changed the “placement preference” for parents’ children

from mother’s home to “foster care”—substitute care outside

of the home. While the appeals were pending in the Court

of Appeals, the juvenile court issued multiple decisions that

again determined the placement preference for the children

to be substitute care, including judgments concerning a sec-

ond set of dependency petitions. In light of those subsequent

judgments, the Court of Appeals dismissed the cases as

moot, because it could not conclude “without some specula-

tion” that the challenged judgments would have a practical

effect on the parents’ rights. Dept. of Human Services v. T. J.

N., 323 Or App 258, 268-69, 522 P3d 914 (2022); see Rogue

Advocates v. Board of Comm. of Jackson County, 362 Or 269,

272, 407 P3d 795 (2017) (explaining that a case becomes

moot when, “because of changed circumstances, a decision

no longer will have a practical effect on or concerning the

rights of the parties” (internal quotation marks omitted)).

We allowed review to consider whether the Court of Appeals

correctly dismissed the cases as moot. But the juvenile court

has since entered judgments dismissing the dependency

cases altogether.

Thus, in addition to the question of whether the

appeals were moot for the reasons identified by the Court of

Appeals, we must also consider whether the additional judg-

ments have caused the appeals to now become moot. We con-

clude that the “some speculation” standard that the Court of

Appeals employed incorrectly excused DHS from its burden

to prove that resolution of the appeals would have no practi-

cal effect on parents’ rights. But we also conclude that DHS

has met its burden to prove that the appeals are now moot,

and we decline to exercise whatever discretionary authority

that ORS 14.175 may afford us to decide the parties’ other-

wise moot challenge to the merits of the original placement

decisions. Accordingly, we reverse the decision of the Court

of Appeals and dismiss the appeals as moot. See Woodland

v. Dept. of Rev., 371 Or 334, 339, 536 P3d 985 (2023) (affirm-

ing Tax Court’s dismissal of taxpayer’s appeal as moot and

654 Dept. of Human Services v. T. J. N.

announcing that, “[e]ven if ORS 14.175 might otherwise give

this court authority to reach the now moot-arguments (and

we do not decide if it does), we would decline to exercise our

discretion to address them”).

I. BACKGROUND

The relatively convoluted procedural posture of

these appeals boils down to a few key events in the depen-

dency cases concerning parents’ three children, who ranged

in age from seven months to six years when the original

dependency petitions were filed. Those procedural facts are

undisputed.

As pertinent to these appeals, parents admitted

to allegations that they had failed to adequately supervise

their children, and the juvenile court entered judgments

in September 2021 determining that the admissions were

sufficient to establish dependency jurisdiction over the chil-

dren. See ORS 419B.100(1)(c) (providing, in part, that “the

juvenile court has exclusive original jurisdiction” in any

case involving a child “[w]hose condition or circumstances

are such as to endanger the welfare of the [child]”). For the

most part, the children remained in mother’s home, subject

to various safety plans, but in March 2022, the juvenile court

issued the new “placement preference” judgments that are

the subject of these appeals. Those judgments were based on

the court’s findings that “[m]other cannot or will not comply

with the in-home safety plan” and that “[i]t is not in the best

interests of the children that they remain with mother at

this time as she has not adequately supervised the children

consistent with the required plan.” Parents appealed those

judgments, contending, in part, that the juvenile court had

not followed the correct statutory process for changing the

children’s placement to substitute care.

Three months later, while parents’ appeals concern-

ing that placement change were pending, the Department

of Human Services (DHS) filed a second set of dependency

petitions in which it alleged additional jurisdictional bases.

In response to the new petitions, the juvenile court issued

additional orders and judgments in which it again made

findings that placement outside of the home was in the best

Cite as 371 Or 650 (2023) 655

interest and for the welfare of the children. Eventually,

based on parents’ admissions to the allegations in the new

set of petitions, the juvenile court issued additional juris-

dictional judgments.1 Thereafter, in late 2022, the juvenile

court issued permanency judgments concerning both sets

of dependency petitions. Those permanency judgments

continued the placement preference as substitute care and

included findings that such care was “necessary and * * *

in the [children’s] best interests” because they “cannot be

safely returned to a parent today.”

DHS sought to dismiss as moot parents’ appeals

of the original substitute-care placement judgments. DHS

argued that reversing the original judgments would have

no practical effect on parents’ rights, because “subsequent

events [had] overtaken” them (i.e., the juvenile court had

subsequently decided that substitute care was the children’s

proper placement in the decisions concerning the second

set of dependency petitions). Although parents did not dis-

agree with DHS about the effect of the new dependency

petitions, they argued that their appeals of the challenged

judgments were not moot, because those judgments added

three months to the amount of time that the children spent

outside of the home in substitute care. Parents pointed to

a general statutory requirement under ORS 419B.498(1)(a)

that DHS file a petition to terminate parental rights (TPR

petition) when children have been in substitute care for 15 of

the most recent 22 months. They argued that their appeals

of the original substitute-care placement judgments contin-

ued to have a practical effect on their rights, in part because

a decision regarding the challenged placement determina-

tion would affect how many months were left on the termi-

nation clock.

1

Those judgments included the following placement and custody findings:

“Out-of-Home Placement:

“* * * Placement or continuation in substitute care is in the child’s best inter-

est and for the child’s welfare, based on the jurisdictional findings under ORS

419B.100 and because the child cannot be safely returned home/maintained in

the home without further danger of suffering physical injury or emotional harm

or endangering or harming others. Additional findings: ORS 419B.337(1).

“The court further finds that it is in the child’s best interest and welfare to be

placed * * * in the legal custody of [DHS] for substitute care[.]”

(Boldface and underscoring in original.)

656 Dept. of Human Services v. T. J. N.

After briefing and oral argument, the Court of

Appeals issued its precedential opinion dismissing parents’

appeals as moot. The Court of Appeals held that the iden-

tified collateral consequence did not prevent the cases from

being moot, because “there are too many variables that go

into whether and when a TPR petition must be filed to con-

clude without some speculation what practical effects dis-

missal might have” on whether DHS would have an obliga-

tion under ORS 419B.498(1) to file a petition to terminate

parental rights. T. J. N., 323 Or App at 268-69. The court

then assumed, without deciding, that it had discretion to

decide the otherwise moot cases under ORS 14.175, but it

summarily declined to do so. Id. at 270.

The parties’ original briefing in this court addressed

whether the Court of Appeals had correctly dismissed the

cases as moot. It then came to our attention that the juve-

nile court had since dismissed the dependency petitions

altogether, so we invited supplemental briefing on the ques-

tion of whether the cases are now moot, even if they had not

previously been moot in the Court of Appeals. Turning to

those questions, we will explain why we disagree with the

Court of Appeals’ approach to the question of mootness but

are persuaded that DHS has met its burden in this court to

prove that the cases are now moot.

II. ANALYSIS

As we have explained, “[w]hether a case is moot

depends on whether a justiciable controversy exists.” Rogue

Advocates, 362 Or at 272. A justiciable controversy requires

both that the interests of the parties are adverse and that

a decision on the “matter will have some practical effect

on the rights of the parties to the controversy.” Rains v.

Stayton Builders Mart, Inc., 359 Or 610, 624, 375 P3d 490

(2016) (internal quotation marks omitted). Thus, “[g]ener-

ally speaking, a case becomes moot when a court’s decision

will no longer have a practical effect on the rights of the par-

ties.” State v. K. J. B., 362 Or 777, 785, 416 P3d 291 (2018)

(internal quotation marks omitted).

This “court is not necessarily required to dismiss

moot cases, ‘at least not in public actions or cases involving

Cite as 371 Or 650 (2023) 657

matters of public interest.’ ” Rogue Advocates, 362 Or at 272

(quoting Eastern Oregon Mining Association v. DEQ, 360 Or

10, 15, 376 P3d 288 (2016) (some internal quotation marks

omitted)); see also Couey v. Atkins, 357 Or 460, 520, 355 P3d

866 (2015) (“We * * * do not hold that moot cases will no lon-

ger be subject to dismissal. We hold only that Article VII

(Amended), section 1, [of the Oregon Constitution] does not

require dismissal in public actions or cases involving mat-

ters of public interest.” (Emphasis in original.)). But “when it

becomes clear that resolving the merits of a claim will have

no practical effect on the rights of the parties,” this court

may dismiss the case. Dept. of Human Services v. P. D., 368

Or 627, 631, 496 P3d 1029 (2021).

As a practical matter, our mootness cases in recent

years often have turned on the requirement that the party

moving for dismissal bears the burden of establishing that

resolving the case will have no practical effect on the rights

of the parties. See, e.g., Dept. of Human Services v. A. B.,

362 Or 412, 426-27, 412 P3d 1169 (2018) (describing bur-

den and explaining why court was persuaded that DHS had

met its burden). In both the Court of Appeals and in this

court, DHS attempted to meet that burden by relying on

subsequent decisions in the dependency cases to establish

that reversing the original substitute-care judgments would

have no practical effect on the parties.

The moving party’s burden to prove that resolving

the case will have no practical effect “includes the burden of

establishing that any collateral consequences either do not

exist or are legally insufficient.” K. J. B., 362 Or at 786 (cit-

ing A. B., 362 Or at 426). The moving party is not “required

to imagine all possible collateral consequences and then

disprove each of them.” Id. Rather, the nonmoving party

must identify “any collateral consequences that he or she

contends has the effect of producing the required practical

effects of a judicial decision.” Id. Once the nonmoving party

does so, the party moving for dismissal must demonstrate

that “those identified collateral consequences either [do] not

exist or [are] legally insufficient.” Id.

Ultimately, “[i]t will be up to the appellate court to

determine the existence and significance” of the identified

658 Dept. of Human Services v. T. J. N.

collateral consequences. A. B., 362 Or at 426; see also Garges

v. Premo, 362 Or 797, 802, 421 P3d 345 (2018) (“Whether a

case has become moot will depend on a factual determina-

tion regarding the potential impact of the court’s decision on

the parties.”). But unless the moving party “persuades the

appellate court that the dismissal is warranted,” the appeal

is not moot. A. B., 362 Or at 427.

A. Whether DHS Met Its Burden in the Court of Appeals

In the Court of Appeals, DHS pointed to the juve-

nile court’s placement orders following the new dependency

petitions as demonstrating that a reversal of the first sub-

stitute-care placement determination would have no prac-

tical effect on the parties. The Court of Appeals agreed,

describing the original placement judgments as having

been “superseded” by the new jurisdictional judgments. T.

J. N., 323 Or App at 269. In doing so, the court relied on an

earlier case in which it had held that the appeal of a decision

placing siblings in substitute care had become moot after

the juvenile court had entered a permanency judgment that

again determined that the siblings should remain in substi-

tute care. Id. at 269 (discussing Dept. of Human Services v.

J. G., 239 Or App 261, 264, 244 P3d 385 (2010)).

We have emphasized, however, that, when an appeal

challenges a decision made during the course of a depen-

dency case, even dismissal of the dependency case “does not

necessarily render the appeal moot.” A. B., 362 Or at 414.

Instead, “whether dismissal is appropriate will depend on

the particular circumstances presented.” Id. Here, the cir-

cumstances include a statutory timeclock moving certain

dependency cases toward a petition to terminate parental

rights. Parents identified that timeclock as the source of

collateral consequences flowing from the challenged judg-

ments, and parents contended that the collateral conse-

quences produced the required practical effect to prevent the

cases from becoming moot. Thus, even assuming that one or

more of the juvenile court’s subsequent placement decisions

for the children “superseded” the judgments that parents

were challenging on appeal, the question was whether DHS

demonstrated that the identified collateral consequence

Cite as 371 Or 650 (2023) 659

“either [did] not exist or [was] legally insufficient.”2 See K. J.

B., 362 Or at 786 (describing burden).

It is helpful to briefly describe the operation of the

statutory timeclock, ORS 419B.498, before turning to the

parties’ arguments regarding whether the effect of the juve-

nile court’s placement decision on that statutory timeclock

qualifies as a collateral consequence that prevented the cases

from being moot in the Court of Appeals. ORS 419B.498(1)

(a) sets out a general timeline that DHS “shall * * * file a

petition to terminate the parental rights of a child or ward’s

parents * * * if,” among other things, the child (or ward) “has

been in substitute care under the responsibility of [DHS]

for 15 months of the most recent 22 months[.]”3 That filing

requirement is not absolute, however. For example, even

when a child has been in substitute care for 15 of the most

recent 22 months, DHS may not file a TPR petition under

ORS 419B.498(1) unless the juvenile court has determined,

following a permanency hearing, that the permanency plan

for the child should be adoption. ORS 419B.498(3).4 In addi-

2

Children assert in a footnote in their respondents’ brief on the merits in

this court that J. G.—the case on which the Court of Appeals relied for its conclu-

sion that the challenged placement determinations had been “superseded” and

rendered moot—was wrongly decided. They also observe that an initial substi-

tute-care placement “will be reflected in subsequent orders,” possibly suggest-

ing that the successive orders were, themselves, a collateral consequence of the

challenged placement determinations. We note that the petitions for review did

not ask us to address whether the Court of Appeals correctly held that the sub-

sequent placement determinations superseded the challenged determinations or

whether the subsequent orders are a collateral consequence that could prevent

the cases from being dismissed as moot. Because we ultimately agree with par-

ents’ argument that the addition of three months to the TPR timeclock is a col-

lateral consequence that prevented dismissal in the Court of Appeals, we need

not resolve whether those questions were properly presented to us or whether the

dismissal may have been in error for the reasons identified by children.

3

ORS 419B.498(1)(a) provides:

“Except as provided in subsection (2) of this section, [DHS] shall simul-

taneously file a petition to terminate the parental rights of a child or ward’s

parents and identify, recruit, process and approve a qualified family for adop-

tion if the child or ward is in the custody of [DHS] and:

“(a) The child or ward has been in substitute care under the responsibil-

ity of [DHS] for 15 months of the most recent 22 months[.]”

4

ORS 419B.498(3) provides:

“No petition to terminate the parental rights of a child or ward’s parents

pursuant to subsection (1) of this section * * * may be filed until the court has

determined that the permanency plan for the child or ward should be adop-

tion after a permanency hearing pursuant to ORS 419B.476.”

660 Dept. of Human Services v. T. J. N.

tion, ORS 419B.498(2) provides exceptions to DHS’s filing

requirement, which include the existence of a compelling

reason, documented in the case plan, that filing a TPR peti-

tion would not be in the child’s best interests.5

As noted above, when DHS moved to dismiss these

cases in the Court of Appeals, parents responded that the

original substitute-care judgments were not moot—even

if superseded by new substitute-care orders three months

later—because the three months of substitute care result-

ing from the original judgments would affect how soon DHS

would be required to move to terminate parental rights pur-

suant to the 15-of-the-most-recent-22-month formula under

ORS 419B.498(1)(a). DHS did not dispute parents’ premise

that three months would be subtracted from the TPR time-

clock if the Court of Appeals were persuaded that the origi-

nal placement judgments were erroneous.

5

ORS 419B.498(2) provides:

“[DHS] shall file a petition to terminate the parental rights of a parent in

the circumstances described in subsection (1) of this section unless:

“(a) The child or ward is being cared for by a relative and that placement

is intended to be permanent;

“(b) There is a compelling reason, which is documented in the case plan,

for determining that filing such a petition would not be in the best interests

of the child or ward. Such compelling reasons include, but are not limited to:

“(A) The parent is successfully participating in services that will make it

possible for the child or ward to safely return home within a reasonable time

as provided in ORS 419B.476(5)(c);

“(B) Another permanent plan is better suited to meet the health and

safety needs of the child or ward, including the need to preserve the child’s or

ward’s sibling attachments and relationships;

“(C) If the child is an Indian child, the court finds that tribal customary

adoption, as described in ORS 419B.656, is an appropriate permanent plan

for the child and the Indian child’s tribe consents to the tribal customary

adoption; or

“(D) The court or local citizen review board in a prior hearing or review

determined that while the case plan was to reunify the family [DHS] did

not make reasonable efforts or, if the child or ward is an Indian child, active

efforts, as described in ORS 419B.645, to make it possible for the child or

ward to safely return home; or

“(c) [DHS] has not provided to the family of the child or ward, consistent

with the time period in the case plan, such services as [DHS] deems neces-

sary for the child or ward to safely return home, if reasonable efforts to make

it possible for the child or ward to safely return home are required to be made

with respect to the child or ward.”

Cite as 371 Or 650 (2023) 661

Instead, DHS argued that the practical effect of

reversing the original placement judgments was “purely

speculative.” DHS emphasized that there are “other provi-

sions of ORS 419B.498, which authorize [it] to defer filing

termination petitions if certain circumstances are present”

and that, regardless of the time children spend in substi-

tute care, DHS would not be authorized to file a termination

petition until the juvenile court “determined that the perma-

nency plan” for the children should be adoption, citing ORS

419B.498(3). Thus, DHS asserted, it was speculative that the

children would remain in substitute care long enough to trig-

ger the requirement for DHS to file a termination petition and

that, even if the children reached the 15-of-22-month limit, it

was “speculative that DHS would choose to pursue termina-

tion of parental rights at that time, and equally speculative

that the juvenile court would determine that the children’s

permanency plans should be changed to adoption.” According

to DHS, those uncertainties made the appeals moot.

The Court of Appeals agreed, reasoning that “there

are too many variables that go into whether and when a TPR

petition must be filed to conclude without some speculation

what practical effects dismissal might have” on whether DHS

would have an obligation under ORS 419B.498(1)(a) to file a

petition to terminate parental rights. T. J. N., 323 Or App

at 268-69. To explain why DHS ultimately might not file a

petition, the court pointed to the fact that the juvenile court’s

most recent judgment had included “favorable findings about

mother’s progress and the likelihood that [the] children could

be safely returned home to her within a reasonable period

of time.” Id. at 268. The court then reasoned that, “[i]f those

findings remain true at some future date when [the] children

will have been in substitute care for 15 out of 22 months, they

would suggest the existence of a compelling reason under

ORS 419B.498(2)(b) for DHS not to file a TPR petition.” Id.

The court added that, if the juvenile court were to continue to

make such findings, then “the permanency plan likely would

not be changed to adoption,” which would mean that DHS

could not file a petition to terminate parental rights. Id.

In this court, parents insist that they identified col-

lateral consequences on which an appellate decision would

662 Dept. of Human Services v. T. J. N.

have a practical effect and that the Court of Appeals erred

in dismissing the case as moot.6 Their argument depends, in

part, on the shifting burdens that govern a court’s assess-

ment of whether a case is moot. According to parents, the

Court of Appeals asked the wrong question when it focused

on variables that could affect whether and when a TPR

petition must be filed under ORS 419B.498. Because of that

focus, parents argue, the court failed “to hold [DHS] to its

burden to prove that parents would not be prejudiced by the

additional three months in the substitute-care calculation”

and, instead, incorrectly held that “parents’ failure to prove

that they would not prevail at the permanency hearing ren-

dered their appeal moot.” We agree.

As set out above, once parents identified a collateral

consequence that they “contend[ed had] the effect of produc-

ing the required practical effects of a judicial decision,” it

became DHS’s burden to demonstrate that the identified

collateral consequence “either [did] not exist or [was] legally

insufficient.” K. J. B., 362 Or at 786. Parents did enough to

trigger that additional burden for DHS when they asserted

that an answer to whether the children erroneously spent

the first three months in substitute care would affect the

calculation of when the children reached the statutorily sig-

nificant measure of 15 months in substitute care. See A. B.,

362 Or at 426 (“[T]he appellant parent must identify any

continuing practical effects or collateral consequences that,

in the parent’s view, render the appeal justiciable.”).

DHS insists that it met its burden to prove that the

cases were moot by identifying exceptions and prerequisites

to its obligation under ORS 419B.498 to file a petition to ter-

minate parental rights. In other words, DHS did not dispute

that the consequence existed—that reversal of the original

placement judgments would affect how soon the children

would reach 15 months in substitute care.7 But it attempted

6

Children have filed their own briefing in this court and argue that “the

practical effect correctly identified by parents is that a period of removal accel-

erates the ticking clock established by ORS 419B.498” so that “the ongoing legal

effect of the removal is not speculative.”

7

In this court, DHS raises the possibility that the ORS 419B.498 timeclock

includes all time that children spend in substitute care, regardless of whether the

placement decision was in error—in other words that parents were wrong that

a successful challenge to the placement judgments could have a practical effect

Cite as 371 Or 650 (2023) 663

to demonstrate that the consequence was insufficient to pre-

vent the case from being moot by showing that the ultimate

significance of the statutory timeclock—DHS filing a peti-

tion to terminate parental rights—was speculative. To sup-

port that assertion, DHS raised three possible alternatives

in the Court of Appeals: (1) it was possible that the children

might be returned home before the 15-month threshold had

been met; (2) even if the children were to remain in sub-

stitute care for 15 months, it was possible that DHS would

not “choose to pursue termination of parental rights at that

time”; or (3) the juvenile court might determine, for a variety

of reasons, that the children’s permanency plans should not

be changed to adoption—eliminating a prerequisite to DHS

filing a petition to terminate parental rights.

In agreeing with DHS that whether it would end up

filing a termination petition involved “too many variables”

to prevent the case from being moot, the Court of Appeals

relied on its own case law for the proposition that a collateral

consequence must have a “ ‘significant probability of actually

occurring.’ ” T. J. N., 323 Or App at 269 (quoting Smith v.

Board of Parole, 305 Or App 773, 776, 472 P3d 805, rev den,

367 Or 387 (2020) (“[A] collateral consequence must have a

significant probability of actually occurring; a speculative

or merely possible effect is not enough.” (Internal quotation

marks omitted.))). But this court has never held that a case is

moot unless there is a “significant probability” that a decision

will have a practical effect on the parties. See, e.g., K. J. B.,

362 Or at 785 (case moot when a decision “ ‘will no longer

have a practical effect on the rights of the parties’ ” (quoting

Brownstone Homes Condo. Assn. v. Brownstone Forest Hts.,

358 Or 26, 30, 361 P3d 1 (2015))); Rogue Advocates, 362 Or

at 272 (case “moot ‘[i]f, because of changed circumstances, a

decision no longer will have a practical effect on or concern-

ing the rights of the parties’ ” (quoting State v. Hemenway,

353 Or 498, 501, 302 P3d 413 (2013))); see also Eastern

on the statutory timeclock. Even now, however, DHS does not develop a statutory

construction argument to support its new assertion that the appeals would have

no practical effect. But this case does not require us to undertake that exercise of

statutory construction independently, because our inquiry is focused on whether

DHS demonstrated to the Court of Appeals that resolution of the appeals would

have no practical effect on the parties. And in the Court of Appeals, DHS con-

tended only that the practical effect was speculative.

664 Dept. of Human Services v. T. J. N.

Oregon Mining Association, 360 Or at 15 (“[C]ases ‘in which

a court’s decision no longer will have a practical effect on or

concerning the rights of the parties * * * will be dismissed

as moot.’ ” (Quoting Brumnett v. PSRB, 315 Or 402, 406, 848

P2d 1194 (1993).)).

Moreover, by asking whether a collateral conse-

quence has a “significant probability” of occurring, the

Court of Appeals effectively placed the burden on parents to

demonstrate that the judgment will have a practical effect.

That too is inconsistent with our case law. As we explained

in A. B., once “a parent identifies practical effects or collat-

eral consequences that the parent believes will result from

the judgment, * * * [t]he burden is on [DHS] to prove that a

jurisdictional judgment will have no practical effect on the

rights of the parties and is therefore moot.” 362 Or at 414.

We made a similar point in K. J. B., in which we explained

that we did not need to examine whether the petitioner was

correct that “social stigma” was a consequence of the chal-

lenged civil commitment judgment, because the state had

“simply asserted—without support of any kind—that the

social stigma of which [the] petitioner [had] complain[ed]

[did] not exist,” which was “not adequate to establish that

there [were] no collateral consequences.” 362 Or at 788-89.

A comparison of the practical consequences identi-

fied in the Court of Appeals with the practical consequences

identified in our other mootness decisions in the dependency

context illustrates why DHS did not meet its burden by

simply pointing to reasons that the identified consequence

might not come to pass. For example, in P. D., we recently

applied the shifting-burden framework described in A. B.

to evaluate whether the mother’s appeal from dependency

judgments establishing jurisdiction and wardship over her

children had become moot after the juvenile court termi-

nated its jurisdiction and the wardships during the pen-

dency of the appeal. 368 Or at 629. We explained that the

mother had “assert[ed] that the existence of a jurisdictional

judgment in Oregon [would] prejudice her in any future

domestic relations or dependency proceeding in California.”

Id. at 632. We observed that the mother had offered “no

detailed explanation as to why that would be so,” but that

she had identified one California decision in which the court

Cite as 371 Or 650 (2023) 665

had described “assertions of prejudice of the type that [the]

mother [had] identified” as “highly speculative,” but, never-

theless, sufficient to prevent the California appeal from

being moot. Id. at 632-33 (internal quotation marks omit-

ted). And we emphasized that “DHS concede[d] that it would

be unable to prove that the existence of an Oregon judgment

would not have collateral consequences in a future domes-

tic relations or dependency proceeding in California.” Id. at

632. On that record, we were not persuaded that continu-

ing the appeal would have no practical effect on the parties’

rights, and “we decline[d] to dismiss [the] mother’s appeal as

moot.” Id. at 633.

We also considered whether a parent had identi-

fied collateral consequences that prevented his appeal from

a dependency judgment from being rendered moot in Dept.

of Human Services v. G. D. W., 353 Or 25, 32, 292 P3d 548

(2012). There, the juvenile court had terminated the depen-

dency case, but we agreed with the father’s assertions that,

because the challenged judgments included a finding that

he had sexually abused his child, allowing that finding to

remain a matter of record could “have real and adverse

effects on [the] father, and that those adverse effects may

be prevented if the findings are judicially overturned.” Id.

at 32. We explained that there were three potential adverse

effects that could be prevented if the findings were over-

turned on appeal: (1) the challenged dependency judgment

made it easier for the state to terminate the father’s paren-

tal rights in the future; (2) because the findings “likely”

caused the circuit court—in a different case—to award sole

custody of the father’s children to their mother, “[i]f the find-

ings and judgments were to be vacated, [the] father’s ability

to reopen the custody and parenting time judgment might

be positively affected”; and (3) “although perhaps not suffi-

cient by itself,” the “social stigma that [the] father suffer[ed]

as a result of the judicial finding that he sexually abused his

daughter [was] significant.”8 Id. Given our conclusion that

8

We emphasized in A.B. that “the findings necessary to a jurisdictional

judgment are not equally stigmatizing[,]” and we declined to assume that such

judgments “are so inherently stigmatizing that they justify our adoption of a cat-

egorical rule” that appeals of those judgments will continue to have a practical

effect “in all but extraordinary circumstances.” 362 Or at 425-26.

666 Dept. of Human Services v. T. J. N.

“those adverse effects may be prevented if the findings are

judicially overturned[,]” we concluded that the appeal was

not moot. Id. (emphasis added).

Even in A. B., we emphasized that the mother had

“done what is necessary by identifying the collateral conse-

quences that she believes she will face”—that, left to stand,

the findings of neglect that supported the challenged juris-

dictional judgment would disadvantage her in any future

case DHS might file against her. 362 Or at 427. And we

were persuaded that the case was moot because DHS had

demonstrated that the finding in the challenged judgment

would not be “significantly disadvantageous” to the mother.

Id. at 427-28. As we explained, we were “persuaded that, if

[DHS] considers allegations concerning [the] mother in the

future, the existence of the findings and judgment [would]

not be significantly disadvantageous,” because DHS “would

consider not only the finding that, at one point in time,

[the] mother had neglected some of her parental duties, but

also the findings that her child [was] ‘extremely attached’

to her[,]” that she “quickly took advantage of and benefit-

ted from” services, and that the dependency case resolved

early with a “finding that [DHS] had no continuing safety

concerns.” Id. at 428. Thus, our mootness case law in the

dependency context does not support the Court of Appeals’

conclusion that DHS could meet its burden by persuading

the court that there was less than a “significant probability”

that DHS would file a petition to terminate parental rights.

DHS, nevertheless, contends that the approach

taken by the Court of Appeals is supported by this court’s

decision in Couey, in which we explained that, “[i]n the con-

text of a declaratory judgment action, a justiciable contro-

versy requires a dispute based on present facts, not facts

that may or may not happen in the future.” 357 Or at 470

(internal quotation marks omitted). DHS derives from

Couey the broader proposition that “[t]he mere possibility

that a decision could someday have collateral consequences

is not enough to overcome mootness when the possibility is

based on facts that may or may not happen in the future.”

(Internal quotation marks omitted.) But there is a difference

between the kind of consequence identified in Couey, which

Cite as 371 Or 650 (2023) 667

was so dependent on assumptions as to be merely specula-

tive, and consequences that are simply less than certain to

occur. And Couey does not support DHS’s proposition that

both kinds of uncertainty will make an identified collat-

eral consequence legally insufficient to prevent a case from

becoming moot.

In Couey, the plaintiff filed an action for declaratory

relief to challenge the constitutionality of a statute that pro-

hibited a person who was registered to collect initiative peti-

tion signatures for pay from collecting “at the same time”

signatures on other petitions for which the person was not

being paid. Id. at 462. During the pendency of the litigation,

however, the plaintiff stopped working as a paid signature

collector, and his registration expired. Id. The Secretary of

State contended that, given those circumstances, the plain-

tiff’s challenge to the statute had become moot. Id. The

plaintiff attempted to defeat that conclusion by filing an affi-

davit in which he averred that he had recently re-registered

and intended to collect signatures for pay in the next elec-

tion cycle, that he “might be willing” to collect signatures on

other petitions at the same time on a voluntary basis, and

that he “would like to have the right and freedom” to do so.

Id. at 466-67.

On review, we ultimately concluded that the con-

sequences that the plaintiff identified were insufficient to

prevent the case from being moot. But we first emphasized

that the question of mootness was arising in the context of

a declaratory judgment action, for which “relief is available

only when it can affect in the present some rights between the

parties.” Id. at 470 (emphasis in original; internal quotation

marks omitted). We then reasoned that “[a]ny suggestion

of possible harm is a matter of no more than speculation,

depending entirely on a series of assumptions unsupported

by any evidence in the record.” Id. at 471. And we empha-

sized why the plaintiff had failed to identify harm that could

prevent his declaratory action from being moot:

“Giving plaintiff every beneficial inference, the best that

the evidence shows is that, if plaintiff obtained employ-

ment as a signature collector, and if another measure deal-

ing with protecting the environment were filed, and if that

668 Dept. of Human Services v. T. J. N.

measure garnered the requisite number of sponsors, and if

that measure obtained a certified ballot title, then plaintiff

‘would like to support it,’ presumably by collecting petition

signatures on a volunteer basis.

“That is the epitome of contingent and speculative facts.

There is no evidence that plaintiff is currently harmed, or

even under current threat of harm[.]”

Id. (emphases in original).

Even assuming that the declaratory judgment stan-

dard governs the mootness determination here, the appeals

before us arise in a context that makes the identified con-

sequences qualitatively different from the unsupported

“suggestion of possible harm” that we rejected in Couey.9

Id. Once a child comes within the dependency jurisdiction

of the juvenile court, “a series of complex statutes and pro-

ceedings come into play” that “seek to protect the safety and

well-being of children.” Dept. of Human Services v. S. J. M.,

364 Or 37, 50, 430 P3d 1021 (2018); see also ORS 419B.090(2)

- (4) (describing the statutory and constitutional rights of

parents and children). Although Oregon law recognizes a

“strong preference that children live in their own homes

with their own families,” the law also recognizes that “it is

not always possible or in the best interests of the child or the

public for children who have been abused or neglected to be

reunited with their parents.” S. J. M., 364 Or at 50-51 (inter-

nal quotation marks omitted). In those circumstances, “the

state has an ‘obligation to create or provide an alternative,

safe and permanent home for the child.’ ORS 419B.090(5).”

S. J. M., 364 Or at 51. As part of that obligation, the Oregon

legislature has established timelines for DHS and the

juvenile court to follow in dependency cases to move chil-

dren quickly toward a permanent situation. See, e.g., ORS

419B.470(2) (specifying that, when a child (or ward) is in

substitute care, the juvenile court must hold “a permanency

hearing no later than 12 months after the ward was found

9

We have never addressed whether Couey’s “current” harm or threat of

harm standard is a requirement outside of the context of a declaratory judgment

action, in which justiciability focuses on a “present” effect on rights between the

parties. See 357 Or at 471. But we need not resolve that question here, because a

shortened time in which to address parenting deficiencies before facing a termi-

nation petition is a current harm or threat of harm.

Cite as 371 Or 650 (2023) 669

within” the court’s jurisdiction or “14 months after the child

or ward was placed in substitute care, whichever is the ear-

lier”). The notable timelines that the legislature has estab-

lished for dependency cases include ORS 419B.498(1), which

“requires DHS to file a petition to terminate parental rights

and proceed with adoption when a ‘child or ward has been

in substitute care under the responsibility of [DHS] for 15 of

the most recent 22 months,’ unless some exception applies.”

S. J. M., 364 Or at 51 (quoting ORS 419B.498(1)(a) (empha-

ses in original)).

Thus, unlike the plaintiff in Couey, who could

point only to a “suggestion of possible harm” that depended

“entirely on a series of assumptions unsupported by any

evidence in the record,” 357 Or at 471, parents in this case

point to an entire statutory scheme that sets in motion cer-

tain “permanency” timelines for children who are in substi-

tute care. There may be variables that make it impossible to

predict the ultimate outcome of any particular dependency

case, but there is no lack of certainty about the rules that

will govern that outcome. Nor is there any dispute that one

of those rules is a statutory default requirement that DHS

file a termination petition once a child has been in substitute

care for “15 months of the most recent 22 months,” unless an

exception applies. ORS 419B.498(1)(a). Under the reasoning

in S. J. M., when the 15-month deadline is reached, DHS

must take some action with regard to termination—as per-

tinent here, DHS “shall file” a TPR petition unless, among

other things, “[t]here is a compelling reason, which is doc-

umented in the case plan, for determining that filing such

a petition would not be in the best interests of the child or

ward.” ORS 419B.498(2). That clock, in turn, sets a limit

on the time that parents can count on having to address

their parenting deficiencies so that their children can safely

return home. Those are consequences for the parties, despite

the fact that there are statutory exceptions or conditions

that mean DHS might not file the termination petitions. See

A. B., 362 Or at 427 (following approach of asking whether

parents have “raised the potential for continuing practical

effects and collateral consequences” and, if so, whether DHS

is able to “persuade us that those effects and consequences

were factually incorrect or legally insufficient”).

670 Dept. of Human Services v. T. J. N.

Thus, we agree with parents that the Court of

Appeals erred in concluding that DHS had met its burden

to prove that parents’ appeals were moot. But that does not

end our analysis of mootness in this case.

B. Whether the Case Is Now Moot

As we noted at the outset, while the appeals were

pending in this court, the juvenile court terminated ward-

ship and dismissed the underlying dependency cases. DHS

contends that those judgments further cut off any practical

effect to resolving this appeal, because parents effectively

have been granted the relief that they seek: the children

are in their parents’ custody and are no longer wards of

the court at all. And parents do not dispute that, at least in

this court, the subsequent judgments mean that addressing

the original substitute-care placements will have no direct

practical effect on the parties.

But, as emphasized above, dismissal of an underly-

ing dependency petition “ ‘does not necessarily render’ ” moot

the appeal from a judgment entered during the course of

the dependency case, if the parents identify collateral conse-

quences of the challenged judgment that would have a prac-

tical effect on their rights. P. D., 368 Or at 632 (quoting A. B.,

362 Or at 414). Here, parents and the children suggest differ-

ent approaches to the question of whether the dismissals in

this case might, nevertheless, leave collateral consequences

to the original substitute-care placement determination

that would prevent the appeals from being moot. Parents

assert that, to the extent that ORS 419B.498(1)(a) refers to

15 of the most recent 22 months in an ongoing dependency

case, the dismissal of the cases renders the appeals moot.

That implies a question about whether dismissal of depen-

dency petitions always will eliminate that collateral conse-

quence, and children, in fact, argue that the plain text of

the 15-month rule in ORS 419B.498(1)(a) does not require

that “those months occur during a single dependency case.”

Nonetheless, children acknowledge that the judgments in

these cases “confirm that the children have now been in a

parent’s care” for long enough that the original, challenged

three-months in substitute care would not cause the chil-

dren to reach the threshold of “ ‘15 of the most recent 22

Cite as 371 Or 650 (2023) 671

months’ in substitute care that would trigger the mandate

of ORS 419B.498.” Given the present circumstances and the

arguments of the parties in this court, we conclude that no

party has identified collateral consequences that would have

a practical effect on the parties and prevent these appeals

from now being moot.

Parents, nevertheless, urge this court to exercise

our discretion under ORS 14.175 to consider their challenges

to the judgments of the juvenile court and to the mootness

ruling of the Court of Appeals. That statute provides:

“In any action in which a party alleges that an act, pol-

icy or practice of a public body, as defined in ORS 174.109

* * * is unconstitutional or is otherwise contrary to law, the

party may continue to prosecute the action and the court

may issue a judgment on the validity of the challenged act,

policy or practice even though the specific act, policy or

practice giving rise to the action no longer has a practical

effect on the party if the court determines that:

“(1) The party had standing to commence the action;

“(2) The act challenged by the party is capable of rep-

etition, or the policy or practice challenged by the party

continues in effect; and

“(3) The challenged policy or practice, or similar acts,

are likely to evade judicial review in the future.”

The decision to address the merits in a moot case

under ORS 14.175 is a discretionary one. As we explained

in Couey, the statute “leaves it to the court to determine

whether it is appropriate to adjudicate an otherwise moot

case under the circumstances of each case.” 357 Or at 522;

see also Penn v. Board of Parole, 365 Or 607, 613, 451 P3d

589 (2019) (“[C]ourts are not required to decide any and

every moot case that falls within the terms of ORS 14.175.”

(Emphasis in original.)).10

10

We have previously noted that “ORS 14.175 may not represent ‘the full

scope of a court’s constitutional authority to decide moot cases.’ ” Woodland, 371

Or at 336 n 2 (quoting Penn, 365 Or at 613 n 2). Although parents argue that we

have “inherent authority independent of ORS 14.175 to decide a moot case under

the capable of repetition doctrine even without a statutory basis,” we conclude, as

we did in Penn, that “there is no need to look beyond ORS 14.175 for authority to

decide” parents’ appeal. 365 Or at 613 n 2.

672 Dept. of Human Services v. T. J. N.

Here, even if we assume that ORS 14.175 gives this

court authority to address parents’ arguments about the

validity of the juvenile court’s judgments changing their

children’s placement preference to substitute care, we would

decline to exercise our discretion to do so. Parents contend

that the merits of their challenge to the original substi-

tute-care placement presents such an important question

about whether the juvenile court applied the correct stat-

utory standard that this court should decide it in the first

instance, but we are not persuaded. In seeking review, par-

ents urged this court to hold that the Court of Appeals erred

in dismissing the appeals as moot. We granted the petitions

for review to address that question, and we have now held

that the Court of Appeals erred in dismissing the appeals.

Had the cases not become moot for other reasons, we would

have remanded for the Court of Appeals to address the mer-

its of these appeals. But the cases are now moot, and we

leave the parties’ novel questions of statutory construction

to a future case in which those questions can be resolved in

the first instance by the Court of Appeals.

The decision of the Court of Appeals is reversed.

The appeals are dismissed.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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