Opinion

Akeem Muhammad v. Julie Jones

Court
Court of Appeals for the Eleventh Circuit
Filed
Aug 25, 2023
Status
Unpublished
Nature of suit
NEW
Cited by
0 cases
Authority
More cited than 8.5%

affirming on other grounds after holding the district court improp- erly weighed evidence

How later courts described this case

  • affirming on other grounds after holding the district court improp- erly weighed evidence
  • legal conclusion that a prison policy comports with RLUIPA
  • motion to dismiss for failure to USCA11 Case: 22-12563 Document: 22-1 Date Filed: 08/25/2023 Page: 7 of 19 22-12563 Opinion of the Court 7 A. RLUIPA Claim for Prospective Relief (i
  • explaining prison regulations should be judged under a reasona- bleness test, not the more stringent least restrictive means test

Written by the judges who cited it.

The opinion

USCA11 Case: 22-12563 Document: 22-1 Date Filed: 08/25/2023 Page: 1 of 19

[DO NOT PUBLISH]

In the

United States Court of Appeals

For the Eleventh Circuit

____________________

No. 22-12563

Non-Argument Calendar

____________________

AKEEM MUHAMMAD,

Plaintiff-Appellant,

versus

JULIE L. JONES,

individual capacity,

JOHNNY FRAMBO,

in his official and individual capacity Florida Department of Cor-

rections State Chaplain,

SHANE PHILLIPS,

in his individual capacity,

SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS,

CHIEF, BUREAU OF CONTRACT MANAGEMENT AND

USCA11 Case: 22-12563 Document: 22-1 Date Filed: 08/25/2023 Page: 2 of 19

2 Opinion of the Court 22-12563

MONITORING, et al.,

Defendants-Appellees.

____________________

Appeal from the United States District Court

for the Middle District of Florida

D.C. Docket No. 3:18-cv-00212-HLA-JBT

____________________

Before ROSENBAUM, JILL PRYOR, and BLACK, Circuit Judges.

PER CURIAM:

Akeem Muhammad, a state prisoner proceeding pro se, filed

a complaint bringing claims under 42 U.S.C. § 1983 and the Reli-

gious Land Use and Institutionalized Persons Act (RLUIPA), 42

U.S.C. § 2000cc-1, against Florida Department of Corrections

(FDOC) and Florida State Prison (FSP) officials, alleging violations

of his rights under the Free Exercise Clause of the First Amend-

ment and the RLUIPA. His claims centered around the timing and

nutritional adequacy of meals and medication provided to inmates

during Ramadan. He appeals the district court’s orders: (1) grant-

ing in part the defendants’ motion to dismiss; (2) entering summary

judgment in favor of the defendants on his First Amendment and

RLUIPA claims; and (3) denying his motion to reimburse service

costs under Fed. R. Civ. P. 4(d)(2). Although we partially affirm

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22-12563 Opinion of the Court 3

based on qualified immunity, we reverse and remand in part for

further proceedings.

I. BACKGROUND

Muhammad has been a practicing Muslim since 1996. As

part of his faith, he observes Ramadan, an annual month-long pe-

riod of prayer and fasting. Muhammad believes he must abstain

from consuming food, water, and medication during the day dur-

ing Ramadan. Importantly for this case, Muhammad believes the

fasting period begins at astronomical twilight, which precedes sun-

rise. He must consume a nutritionally adequate, meatless, Kosher

diet during two meals each day—one pre-fast meal before astro-

nomical twilight and one post-fast meal after sunset. Muhammad

also takes medication for several medical conditions, which is typ-

ically provided by prison officials in the morning after astronomical

twilight and in the afternoon. He must take his medication in pres-

ence of medical staff, and his doctor will discontinue treatment if

he refuses his medication for three days.

When Muhammad filed this prisoner civil rights action in

February 2018, he was being detained at FSP. He alleged prison

officials provided his pre-fast meal and medication before sunrise

but not before astronomical twilight, leaving him to choose be-

tween his religious beliefs and receiving adequate nutrition and

medical care. As a result, he stopped fasting 17 days into Ramadan

in 2017 and has allegedly been unable to fast in the years since then.

He alleged that his qualitative religious experience was destroyed,

and he suffered serious physical injuries, including “exacerbated

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4 Opinion of the Court 22-12563

hypertension, exacerbated [Irritable Bowel Syndrome (IBS)], se-

vere dehydration, severe physical pain, severe fatigue, and severe

lethargy.”

Muhammad sued four FSP employees in their official capac-

ities: Food Service Director Jeffery Andrews; two vocational in-

structors, R. Davis and H. Sellers; and a correctional officer, A.

McGregor. Muhammad also sued four FDOC employees in their

official and individual capacities: Julie Jones, the FDOC’s Secretary;

Johnny Frambo, Chaplaincy Services Administrator; Shane Phil-

lips, Chief of the Bureau of Contract Management and Monitoring;

and Craig McCormick, Public Health Nutrition Program Manager.

Three of the FDOC defendants were later substituted in their offi-

cial capacities: Mark Inch for Jones; Angela Gaskins for Phillips; and

Brenda Patterson for McCormick.

As for relief, Muhammad sought (1) an injunction against

Jones in her official capacity only; (2) a declaratory judgment that

Frambo, Phillips, McCormick, and the FSP defendants violated the

RLUIPA in their official capacities; and (3) compensatory, nominal,

and punitive damages from the original FDOC defendants in their

individual capacities—Jones, Frambo, Phillips, and McCormick—

for violating his First Amendment rights. Muhammad did not seek

monetary damages under the RLUIPA, nor did he seek monetary

damages against any defendant in an official capacity.

A month after filing the operative complaint, Muhammad

informed the district court that he had been transferred from FSP

to another state facility and conceded the transfer mooted his

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22-12563 Opinion of the Court 5

official capacity RLUIPA claims against the four FSP defendants—

Andrews, Davis, Sellers, and McGregor. In response to that stipu-

lation and the defendants’ motion to dismiss, the district court dis-

missed the claims against Andrews, Davis, Sellers, and McGregor

as moot. It also denied qualified immunity on the First Amend-

ment claim, but it dismissed Muhammad’s claim for compensatory

damages based on the physical injury requirement under 42 U.S.C.

§ 1997e(e).

The defendants answered, again asserting qualified immun-

ity as an affirmative defense to all monetary damages, and moved

for summary judgment.

In March 2022, the court granted summary judgment in fa-

vor of the remaining defendants. It found they were entitled to

qualified immunity as to nominal damages and that Muhammad

was not entitled to recover punitive damages because it found the

“Defendants’ statements made under penalty of perjury to be more

credible than Plaintiffs unsubstantiated claims that these Defend-

ants ‘maliciously participated’ in refusing to accommodate his reli-

gious beliefs during Ramadan in 2017.” With respect to the FDOC

defendants on the RLUIPA claim, the district court concluded:

Statements made by the plaintiff are insufficient to es-

tablish that that plaintiff’s religious practice has been

substantially burdened. . . . Because Defendants have

provided support that they made substantial efforts to

accommodate Plaintiff’s religious beliefs and Plaintiff

has not met his burden to support that his religious

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6 Opinion of the Court 22-12563

exercise was substantially burdened—that his physi-

cal health was detrimentally affected by not being

able to fast in the periods as required to observe Ram-

adan—and having no material facts at issue, judg-

ment is due to be entered in favor of Defendants.

After the court denied Muhammad’s motion to alter or

amend the judgment, the defendants moved for taxation of costs.

Muhammad then appealed from the final judgment, and the dis-

trict court stayed the costs motion pending the outcome of this ap-

peal. 1

II. DISCUSSION

We take the following issues in turn: (1) whether Muham-

mad’s transfer from FSP to a different Florida prison mooted his

claims and, if not, whether the defendants’ policies substantially

burdened his religious exercise under the RLUIPA; (2) whether

qualified immunity precluded Muhammad’s First Amendment

claim; and (3) whether Muhammad was entitled to reimbursement

for service costs. 2

1 We remand this case to the district court for further proceedings on the mer-

its, so Muhammad’s motion to relinquish jurisdiction for the district court to

rule on the defendants’ motion for costs is DENIED AS MOOT. In any event,

the motion to relinquish jurisdiction was unnecessary because this appeal did

not prevent the district court from ruling on collateral matters. See Weaver v.

Fla. Power & Light Co., 172 F.3d 771, 773 (11th Cir. 1999).

2 Our review of these issues is largely de novo. See CAMP Legal Def. Fund, Inc. v.

City of Atlanta, 451 F.3d 1257, 1268 (11th Cir. 2006) (mootness); Baker v. City of

Madison, 67 F.4th 1268, 1276 (11th Cir. 2023) (motion to dismiss for failure to

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22-12563 Opinion of the Court 7

A. RLUIPA Claim for Prospective Relief

(i) Mootness

First, Muhammad contends his transfer from FSP did not

moot his claims, and we agree to the extent he seeks prospective

relief on the FDOC’s statewide policies. “The general rule is that a

prisoner’s transfer or release from a jail moots his individual claim

for declaratory and injunctive relief,” even when “there is no assur-

ance that he will not be returned to the jail.” McKinnon v. Talladega

Cnty., 745 F.2d 1360, 1363 (11th Cir. 1984) (holding that an inmate’s

claim was moot where he challenged “unconstitutional conditions

in a single jail where [he] is no longer incarcerated”). But a transfer

between state prisons does not moot a request for injunctive relief

against the head of the state prison system. See Hardwick v. Brinson,

523 F.2d 798, 799-801 (5th Cir. 1975). 3

As Muhammad acknowledged in the district court, the

claims against the FSP defendants were mooted by his transfer

state a claim); Ireland v. Prummell, 53 F.4th 1274, 1297 (11th Cir. 2022) (sum-

mary judgment based on qualified immunity); Knight v. Thompson, 797 F.3d

934, 942 (11th Cir. 2015) (legal conclusion that a prison policy comports with

RLUIPA). We also review the legal interpretation of Civil Rule 4 de novo, see

Prewitt Enters., Inc. v. Org. of Petroleum Exporting Countries, 353 F.3d 916,

920 (11th Cir. 2003), but we review the denial of a motion for costs for abuse

of discretion, see Cochran v. EI duPont de Nemours, 933 F.2d 1533, 1540 (11th Cir.

1991).

3 The decisions of the former Fifth Circuit handed down before October 1,

1981, are binding on this Court. Bonner v. City of Prichard, 661 F.2d 1206, 1209

(11th Cir. 1981) (en banc).

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8 Opinion of the Court 22-12563

from FSP. 4 See McKinnon, 745 F.2d at 1363. But injunctive relief

can still be granted with respect to the FDOC defendants because

an injunction against them would apply to any state prison in Flor-

ida. See Hardwick, 523 F.2d at 800-01. We read the district court’s

order to be consistent with this understanding. Because there is

still a live controversy as to injunctive relief against the FDOC de-

fendants, we turn to whether summary judgment was proper.

(ii) Summary Judgment Order

Muhammad argues that, viewing the evidence in the light

most favorable to him, the district court erred by finding the

FDOC’s refusal to accommodate his Ramadan beliefs did not place

a substantial burden on his religious exercise. We agree.

The RLUIPA protects inmates “who are unable freely to at-

tend to their religious needs and are therefore dependent on the

government’s permission and accommodation for exercise of their

religion.” Cutter v. Wilkinson, 544 U.S. 709, 710 (2005). “While the

First Amendment requires only that prison restrictions be reasona-

bly related to legitimate penological interests,” Davila v. Gladden,

777 F.3d 1198, 1212 (11th Cir. 2015), “[t]he RLUIPA provides

greater religious protection than the First Amendment,” Dorman v.

Aronofsky, 36 F.4th 1306, 1313 (11th Cir. 2022).

4 Muhammad sued the FSP defendants only in their official capacities and for

declaratory judgment. His claims for monetary damages, which are addressed

below, were limited to the FDOC defendants.

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22-12563 Opinion of the Court 9

To make a claim under the RLUIPA, the plaintiff must first

show that a government rule, regulation, practice, or policy sub-

stantially burdens his exercise of religion. Id. If successful, it be-

comes the defendant’s burden to show that the challenged di-

rective is the “least restrictive means of furthering a compelling

government interest.” Id. (quotation marks omitted); see also 42

U.S.C. § 2000cc(a). A plaintiff’s religious exercise is substantially

burdened when the prison’s policy makes him choose between vi-

olating that policy—and risk facing disciplinary action—or violat-

ing his religion. See Holt v. Hobbs, 574 U.S. 352, 361 (2015). While

a “substantial burden must place more than an inconvenience on

religious exercise,” “modified behavior, if the result of government

coercion or pressure, can be enough” to show a substantial burden

on religious exercise. Thai Meditation Ass’n of Ala., Inc. v. City of Mo-

bile, 980 F.3d 821, 829-31 (11th Cir. 2020) (quotation marks omit-

ted).

When considering summary judgment motions, “courts

must construe the facts and draw all inferences in the light most

favorable to the nonmoving party and when conflicts arise be-

tween the facts evidenced by the parties, [they must] credit the

nonmoving party’s version.” Feliciano v. City of Miami Beach, 707

F.3d 1244, 1252 (11th Cir. 2013) (quotation marks omitted). While

an affidavit may not be conclusory, nothing prohibits an affidavit

from being self-serving, and a litigant’s self-serving statements

based on personal knowledge or observation can defeat a summary

judgment motion. United States v. Stein, 881 F.3d 853, 857 (11th Cir.

2018) (en banc). “Even if a district court believes that the evidence

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10 Opinion of the Court 22-12563

presented by one side is of doubtful veracity,” “[a] case should be

put to the jury if there is any genuine issue of material fact, includ-

ing one created solely by the testimony of a party.” Feliciano, 707

F.3d at 1247, 1252 (quotation marks omitted).

First, the district court improperly weighed evidence at sum-

mary judgment. See id. at 1247, 1252. When construing the evi-

dence in the light most favorable to Muhammad, there is more

than enough for his RLUIPA claim to survive summary judgment.5

No one disputes the sincerity of Muhammad’s religious belief that

he must begin his Ramadan fast at astronomical twilight. Moreo-

ver, Muhammad stated in a sworn affidavit that he was woken up

for his morning meals and medication during Ramadan between

5:00 a.m. and 5:30 a.m., which was after astronomical twilight, and

this forced him to forgo his medication and eat only the dinner

meal. This is also consistent with Jones’s interrogatory response,

which stated the 2017 Ramadan accommodations for Muslim in-

mates included “providing them with prescribed medications (sin-

gle dose) and a pre-fasting meal between astronomical twilight and

civil twilight or at approximately 60-80 minutes before sunrise.”

(emphasis added).

More fundamentally, the district court “misunderstood the

analysis that RLUIPA demands.” Holt, 574 U.S. at 361. For a person

5 Muhammad did not file a cross-motion for summary judgment, so we con-

strue the evidence in the light most favorable to him and express no opinion

about whether Muhammad might have prevailed had he moved for summary

judgment.

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holding the sincere religious belief that he must begin fasting at as-

tronomical twilight, an FDOC policy and practice of providing

pre-fast meals and medication after astronomical twilight pres-

sured Muhammad to choose between adhering to his religious be-

liefs and receiving adequate nutrition and medication. See Thai

Meditation Ass’n of Ala., Inc., 980 F.3d at 829-30; Dorman, 36 F.4th at

1314. That is enough to satisfy his burden under the RLUIPA. The

district court found the defendants provided Muhammad “a rea-

sonable opportunity” to practice his religious beliefs and that the

institutional guides and memoranda “reflects recognition of [Is-

lam]’s requirements . . . during Ramadan.” But this “improperly

imported a strand of reasoning from cases involving prisoners’ First

Amendment rights.” Holt, 574 U.S. at 361. Even if the FDOC’s

policies satisfied the religious needs of some Muslim inmates dur-

ing Ramadan, that does not rebut Muhammad’s showing that his

religious beliefs were substantially burdened by those policies. See

id. at 362.

The FDOC defendants then needed to show that providing

pre-fast meals and morning medication after astronomical twilight

is the least restrictive means of furthering a compelling govern-

ment interest. See Dorman, 36 F.4th at 1313; 42 U.S.C. § 2000cc(a).

The district court concluded that the defendants “have demon-

strated that the policy at issue” met that standard, and it previously

alluded to “the prison officials’ interests in providing safety and or-

der.” But the court did not identify any specific interest raised by

the FDOC defendants, explain why that interest would be compel-

ling, or explain how its policies were the least restrictive means of

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12 Opinion of the Court 22-12563

furthering that interest. And, as in the district court, the FDOC

defendants have failed on appeal to identify any such compelling

interest. See Holt, 574 U.S. at 364 (noting our obligation to consider

whether exceptions are required under the RLUIPA without un-

questioning deference to a state’s department of corrections).

Accordingly, we reverse the grant of summary judgment in

favor of the FDOC defendants on Muhammad’s RLUIPA claim and

remand for further proceedings. We now turn to Muhammad’s

request for monetary damages.

B. First Amendment Claim for Monetary Damages

Muhammad also sought monetary damages from the

FDOC defendants in their individual capacities on his First Amend-

ment claim. The district court rejected (a) compensatory damages

for failure to satisfy the physical injury requirement under

§ 1997e(e); (b) punitive damages because the defendants’ sworn

statements about a lack of malicious intent were “more credible”

than Muhammad’s “unsubstantiated” claims; and (c) nominal dam-

ages based on qualified immunity.

On appeal, Muhammad contends he suffered more than a de

minimis injury under § 1997e and that the district court erred in

finding then-Secretary Jones and Chaplaincy Services Administra-

tor Frambo 6 were entitled to qualified immunity because it

6 Muhammad has abandoned any challenge to the district court’s qualified im-

munity analysis as to the other defendants. Sapuppo v. Allstate Floridian Ins.

Co., 739 F.3d 678, 681 (11th Cir. 2014) (explaining that a party on appeal

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22-12563 Opinion of the Court 13

resolved factual disputes against Muhammad at summary judg-

ment. Even if we agree that the district court improperly weighed

evidence at summary judgment, we can affirm on any ground sup-

ported by the law and the record. See Feliciano, 707 F.3d at 1251-54

(affirming on other grounds after holding the district court improp-

erly weighed evidence).

“Qualified immunity offers complete protection for govern-

ment officials sued in their individual capacities if their conduct

does not violate clearly established statutory or constitutional

rights of which a reasonable person would have known.” Christmas

v. Harris Cnty., 51 F.4th 1348, 1353 (11th Cir. 2022) (quotation

marks omitted). It is undisputed that Jones and Frambo were act-

ing within their discretionary authority, so the burden shifts to Mu-

hammad to show that qualified immunity is not appropriate. Id. at

1354. The Supreme Court has outlined four factors that frame our

First Amendment inquiry, but the fundamental issue is whether

the prison regulation is reasonably related to legitimate penological

interests. Rodriguez v. Burnside, 38 F.4th 1324, 1331 (11th Cir. 2022)

(citing Turner v. Safley, 482 U.S. 78, 89-91 (1987)). Unlike the

RLUIPA framework, which provides for a “focused inquiry” as-

sessing “whether a prison policy as applied to an individual prisoner is

the least restrictive means of furthering a compelling governmen-

tal interest,” the First Amendment inquiry under Turner “makes no

abandons a claim if he fails to plainly and prominently raise it, such as by de-

voting a discrete section of his argument to that claim).

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14 Opinion of the Court 22-12563

comparable, individualized demands.” Id. at 1332-33 (quotation

marks omitted).

“Even if the prison’s policies were improper, the prison offi-

cials would be entitled to qualified immunity” “unless it is shown

that they violated a constitutional right that was clearly established

at the time of the challenged action.” Id. at 1134-35 (quotation

marks omitted). It is clearly established that a prisoner is entitled

to reasonably adequate food, that is “[a] well-balanced meal, con-

taining sufficient nutritional value to preserve health.” Hamm v.

DeKalb County, 774 F.2d 1567, 1575 (11th Cir. 1985). And a prison

should accommodate an inmate’s religious dietary restrictions,

subject to budgetary and logistical limitations, when a belief is truly

held. See Martinelli v. Dugger, 817 F.2d 1499 (11th Cir. 1986), abro-

gation recognized by Harris v. Chapman, 97 F.3d 499, 503 (11th Cir.

1996); see also O’Lone v. Estate of Shabazz, 482 U.S. 342, 349 (1987)

(explaining prison regulations should be judged under a reasona-

bleness test, not the more stringent least restrictive means test).

We need not decide whether there was a violation because

Muhammad has not met his burden on appeal of identifying deci-

sions of the U.S. Supreme Court, this Court, or the Florida Su-

preme Court that would “make it obvious to all reasonable gov-

ernment actors, in the defendant’s place,” that establishing FDOC

policies and guidance providing for pre-fast Ramadan meals and

medication before sunrise but after astronomical twilight violated

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22-12563 Opinion of the Court 15

federal law. 7 Crawford v. Carroll, 529 F.3d 961, 977-78 (11th Cir.

2008) (quotation marks omitted); see Lewis v. City of W. Palm Beach,

561 F.3d 1288, 1291-92 (11th Cir. 2009). Turner does not ask “courts

to fine tune a prison’s policy to accommodate a prisoner’s individ-

ual request,” and Muhammad “has not shown that a reasonable of-

ficial would have had fair and clear warning that his particular con-

duct was unlawful and unconstitutional.” Rodriguez, 38 F.4th at

1334 (quotation marks omitted).

In short, “qualified immunity, pled by [Jones and Frambo] as

an affirmative defense, should have been the analysis used to grant

them summary judgment,” and we can affirm as to all monetary

7 Muhammad largely failed to argue that the officers violated any clearly es-

tablished law, and he may have “forfeited any such argument—which is rea-

son enough to affirm the district court’s qualified-immunity finding.” Christ-

mas, 51 F.4th at 1354, n.4. At most, Muhammad included a string citation for

the proposition that “[t]he RLUIPA and First Amendment give Muslim pris-

oners the right to fast daily during Ramadan[] and require prison officials to

accommodate those daily Ramadan fasts.” The only case he cites from this

Court is Saleem v. Evans, 866 F.2d 1313, 1314 (11th Cir. 1989). Saleem is not

relevant, but it attached an unpublished opinion from Diaab v. Green, 794 F.2d

685 (11th Cir.1986) (table). Even if an unpublished opinion attached to a pub-

lished opinion could show a clearly established right, the Diaab panel re-

manded for further proceedings because the district court should not have dis-

missed the case without service on the defendants and a hearing on the sincer-

ity of the plaintiff’s alleged religious beliefs and the state’s justification for reg-

ulating the manner in which those beliefs are practiced. Id. at 1317-18. Nota-

bly, on remand, the district court in Diaab granted the prison officials qualified

immunity from damages, which we affirmed. Id. at 1314 n.2. Neither Saleem

nor Diaab support reversal on qualified immunity in this procedural posture.

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16 Opinion of the Court 22-12563

damages on that basis. Wilson v. Blankenship, 163 F.3d 1284, 1288

(11th Cir. 1998).

C. Service Costs

Finally, Muhammad contends the district court erred in

denying his motion for reimbursement of the costs to serve Jones,

Frambo, Andrews, Sellers, and McGregor after they refused to

waive service under Federal Rule of Civil Procedure 4(d)(2).

Civil Rule 4 distinguishes between serving individuals, Fed.

R. Civ. P. 4(e), and “[a] state, a municipal corporation, or any other

state-created governmental organization,” Fed. R. Civ. P. 4(j). The

distinction is relevant in this case because Rule 4(d)(2)’s mandatory

waiver provision8 generally applies to individuals—thereby shifting

service costs to individual defendants—but not state and local gov-

ernments. See Fed. R. Civ. P. 4(d); Lepone-Dempsey v. Carroll County

Comm’rs, 476 F.3d 1277, 1281 (11th Cir. 2007).

In opposing Muhammad’s motion for costs, the defendants

conceded that he “complied substantially” with the procedures to

shift costs of service but argued they had good cause not to coop-

erate because Muhammad failed to state a claim against them.

8 Federal Rule of Civil Procedure 4(d)(2) provides:

If a defendant located within the United States fails, without

good cause, to sign and return a waiver requested by a plaintiff

located within the United States, the court must impose on the

defendant: (A) the expenses later incurred in making service;

and (B) the reasonable expenses, including attorney’s fees, of

any motion required to collect those service expenses.

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22-12563 Opinion of the Court 17

Instead of addressing good cause, the district court reasoned that

the defendants were sued in their official and individual capacities,

so Muhammad’s claim was against the state, and the state is not

required to waive service under Rule 4(j). Muhammad disagrees,

contending those defendants needed to be served individually un-

der Rule 4(e) and should be required to reimburse his costs to serve

them pursuant to Rule 4(d)(2).

We have not directly addressed whether, as Muhammad ar-

gues, a state official sued in an official capacity for prospective relief

should be served under Rule 4(e) or (j). 9 But we need not reach

that issue in this appeal because we have held that plaintiffs assert-

ing § 1983 claims against a city and individual officers needed to

properly serve each within the time provided by Rule 4(m).

Lepone-Dempsey, 476 F.3d at 1281. That is, the plaintiffs needed to

serve the city pursuant to Rule 4(j) and serve the individual defend-

ants pursuant to Rule 4(e). Id.

9 The First Circuit has held that a state officer, whether sued in an individual

or official capacity, must be served under Rule 4(e) because the officer is bound

by the judgment and can be held in contempt for disobeying a court order.

Caisse v. DuBois, 346 F.3d 213, 216 (1st Cir. 2003) (citing Echevarria-Gonzalez v.

Gonzalez-Chapel, 849 F.2d 24, 28-30 (1st Cir. 1988)). The Fifth Circuit “disa-

gree[d] with the First Circuit’s reading of rule 4, at least insofar as the First

Circuit’s reasoning subjects state officers to the mandatory waiver provisions

of the rule.” Moore v. Hosemann, 591 F.3d 741, 747 (5th Cir. 2009). Based on

the 1993 Advisory Committee Note to Rule 4(d), the Fifth Circuit held that a

state official sued in his official capacity for injunctive relief “is not subject to

the mandatory waiver-of-service provisions of rule 4(d).” Id.

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18 Opinion of the Court 22-12563

Although we did not address costs of service in Lepone-Demp-

sey, it follows that individual state defendants served under Rule

4(e) are subject to the failure-to-waive provision of Rule 4(d)(2)

even if they are also sued in an official capacity. This is consistent

with how Rule 4 treats federal employees. See Fed. R. Civ. P. 4(i)(3)

(providing that a United States officer sued in an individual capacity

in connection with their official duties “(whether or not the officer

or employee is also sued in an official capacity)” must be served

under Rule 4(e)); Fed. R. Civ. P. 4 advisory committee’s note to

2000 amendment (explaining that it was making explicit the under-

standing that federal employees sued individually must be served

as individuals, invoking subdivision (e) and the waiver-of-service

provisions of subdivision (d)).

Jones, Frambo, Andrews, Sellers, and McGregor were sued

in their individual capacities, so they were subject to service under

Rule 4(e) and the cost-shifting provision of Rule 4(d)(2). Because

they have not shown good cause for the failure to waive service,

the court “must impose” the expenses Muhammad incurred in

making service. Fed. R. Civ. P. 4(d)(2); see also Fed. R. Civ. P. 4

advisory committee’s note to 1993 amendment (explaining that

“sufficient cause should be rare” and a claim being “unjust” does

not qualify as good cause for failure to waive service). Accordingly,

we reverse the denial of Muhammad’s motion for reimbursement

of service costs and remand for the district court to award costs

under Rule 4(d)(2).

USCA11 Case: 22-12563 Document: 22-1 Date Filed: 08/25/2023 Page: 19 of 19

22-12563 Opinion of the Court 19

III. CONCLUSION

Muhammad has alleged Florida prison officials forced him

to choose between observing his religious beliefs during Ramadan

and receiving adequate nutrition and medication. The FDOC de-

fendants sued in their individual capacities under § 1983 for First

Amendment violations are entitled to qualified immunity. On that

basis, we affirm the grant of summary judgment in favor of Jones

and Frambo as to monetary damages. But we reverse the grant of

summary judgment in favor of the FDOC defendants on Muham-

mad’s RLUIPA claim for prospective relief and the denial of Mu-

hammad’s motion for costs of service. We remand to the district

court for further proceedings consistent with this opinion.

AFFIRMED IN PART, REVERSED AND REMANDED IN

PART.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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