Opinion

King County v. Primeau

  • 98 Wash. 2d 321
  • 654 P.2d 1199
  • 1982 Wash. LEXIS 1718
Court
Washington Supreme Court
Filed
Dec 9, 1982
Status
Published
Author
Utter
On the bench
Dolliver, Utter
Cited by
7 cases
Authority
More cited than 6.7%

The opinion

Utter, J.

(concurring in part, dissenting in part)—I agree that this matter should be remanded for a new trial; however, I cannot concur in the majority's analysis. I believe Camara v. Municipal Court, 387 U.S. 523 , 18 L. Ed. 2d 930 , 87 S. Ct. 1727 (1967), as well as article 1, section 7 of our state constitution, requires that a building code inspector request permission to search prior to obtaining a warrant. Such a requirement is an important aspect of the *329 privacy interest protected by the federal and state constitutions. Since there was no request made here, Mrs. Primeau's constitutional rights were violated and suppression of all evidence gathered in the second search was proper. The evidence gathered in the third inspection was not a fruit of the second search, however, and should therefore not have been suppressed.

I

In Camara , the United States Supreme Court held that "administrative" searches, Le., searches intended to enforce regulatory laws such as fire, health, and housing codes, were not exempt from the warrant requirement of the Fourth Amendment. Camara , at 534. In addition, the Court noted that "it seems likely that warrants should normally be sought only after entry is refused". Camara , at 539. While on its face this language may seem equivocal, both the majority in Camara and the dissenting Justices appeared to recognize that it imposed a requirement that consent to an inspection be sought prior to a warrant (hereinafter referred to as a "request requirement"), at least for searches of private residences. Note, Administrative Search Warrants, 58 Minn. L. Rev. 607 , 613 (1974) (hereinafter Minnesota Note); see See v. Seattle, 387 U.S. 541 , 545 n.6, 18 L. Ed. 2d 943 , 87 S. Ct. 1737 (1967); See, at 554 (Clark, J., dissenting).

Reading such a requirement into both the Fourth Amendment and article 1, section 7 of our state constitution is supported by the policy considerations underlying those provisions. The basic test of a search's validity is a question of reasonableness—this involves "balancing the governmental interests with the individual's right to be free from intrusions." State v. McKinnon, 88 Wn.2d 75, 78-79 , 558 P.2d 781 (1977); Camara , at 534-35. An important aspect of the right to be free from intrusions is the ability to control their timing and avoid complete surprise.

Most people do not feel compelled to erect a permanent barrier at their doorstep against entry by an inspector, *330 but they do desire protection from officious administrators who insist upon carrying out their duties without due regard for the resident's convenience, privacy, and dignity.

3 W. LaFave, Search and Seizure § 10.1(g), at 207 (1978). A request requirement does much to advance this interest.

While the balancing process does not lead to a request requirement where the governmental interest involved is enforcement of the criminal law, a different result is justified in the context of administrative searches. Presumably society's decision to rely primarily on noncriminal sanctions 1 for enforcement indicates a lesser societal interest. See Comment, Constitutional Law—Administrative Searches and the Fourth Amendment: The Definition of "Probable Cause” in Camara v. Municipal Court of the City and County of San Francisco, 36 UMKC L. Rev. 111 , 122 (1968). Moreover, a request requirement applied to administrative searches will usually not hinder the societal interest there involved. Unlike searches intended to support criminal law enforcement, "compliance with the regulation is the only objective [of an administrative search] and it is fulfilled by hasty reparation before a delayed inspection." Comment, Administrative Inspections and the Fourth Amendment—A Rationale, 65 Colum. L. Rev. 288 , 292 (1965).

In contrast to the government's interest in a search, the individual's interest in freedom from intrusion, " 'would not appear to fluctuate with the "intent" of the invading officers.'" 3 W. LaFave, supra § 10.1(b), at 189. In either instance, the citizen is compelled to admit an unwanted visitor. Hence, in the case of an administrative search the balance tilts differently—toward a request requirement.

Independent protection is provided by our state constitution as well. Its express protection of citizens' "private *331 affairs" in addition to the privacy of their homes (see Const, art. 1, § 7; compare U.S. Const, amend. 4) makes a request requirement of even greater importance than under the federal constitution. 2 The opportunity to consent to an inspector's entry or perhaps arrange a more convenient time for inspection will go far toward enabling a citizen to keep private the "private affairs" she conducts in her home. 3 W. LaFave, supra § 10.1(g), at 208; Note, Administrative Inspections and the Fourth Amendment, 12 Washburn L.J. 203 , 218 (1973); Note, The Fourth Amendment and Housing Inspections, 77 Yale L.J. 521 , 533 (1968) (hereinafter Yale Note). The balance under our state constitution therefore tilts even more strongly toward a request requirement.

The County has argued that since most housing and building codes, including the ordinance involved here, provide parallel criminal and civil sanctions, they cannot be distinguished from any other criminal law. Hence, the County contends, reading Camara or our state constitution as I suggest conflicts with the rule that no prior request to search is required in enforcement of the general criminal law. In deciding whether to apply the Camara request requirement, the County continues, our courts will be required to evaluate the relative importance of different criminal provisions.

This argument goes too far. Our courts must already make such distinctions in deciding the applicability of Camara's reduced probable cause standard. See, e.g., State v. Mach, 23 Wn. App. 113, 116 , 594 P.2d 1361 (1979) (criminal prosecution for violation of state fisheries code "is not an end in itself but only one of the means of insuring compliance with the fisheries management program"). An appropriate test is whether the law in question " 'is part of a *332 regulatory scheme which is essentially civil rather than criminal in nature". (Italics mine.) Camara , at 528. For example, our courts must distinguish between drug laws, for which a Camara area-wide inspection of a high drug crime area based on reduced probable cause would not be permissible, and the laws for which such inspections are permitted, such as building code provisions. 3 No additional distinction is required to decide the applicability of Camara's request requirement. 4

The majority appears to concede that Camara creates a request requirement in the case of "routine" administrative inspections. It limits the reach of Camara , however, to situations where probable cause to suspect a specific violation does not exist (majority, at 328) and also ignores the independent force of our state constitution. I believe it errs in doing so.

The language quoted by the majority in support of its limitation of Camara (majority, at 328) must be read in its broader context. Such a reading indicates that the Court's primary aim was to make it clear that the traditional "exigent circumstances" exception which is applicable in the criminal arena applies to administrative searches as well.

[Njothing we say today is intended to foreclose prompt inspections, even without a warrant, that the law has traditionally upheld in emergency situations. On the *333 other hand, in the case of most routine area inspections, there is no compelling urgency to inspect at a particular time or on a particular day. Moreover, most citizens allow inspections of their property without a warrant. Thus, as a practical matter and in light of the Fourth Amendment's requirement that a warrant specify the property to be searched, it seems likely that warrants should normally be sought only after entry is refused unless there has been a citizen complaint or there is other satisfactory reason for securing immediate entry.

(Citations omitted. Italics mine.) Camara , at 539-40. Only citizen complaints providing "satisfactory reason for securing immediate entry" negate the warrant and request requirements. 5 Housing and building code violations rarely provide such justification. 3 W. LaFave, supra § 10.1(f), at 205; Minnesota Note, supra at 637; Yale Note, supra at 534.

Neither does any other language in Camara support the majority's distinction between administrative searches which are supported by full probable cause and those which are not. Moreover, such a distinction has the perverse result of providing less protection for the privacy interests of a citizen who has been specifically targeted by the State than for citizens who are simply part of a general area-wide checkup. Yet the former type of search with its attendant '"damage to reputation resulting from an overt manifestation of official suspicion of [a violation of the law]"' seems *334 by far the more intrusive. 3 W. LaFave, supra § 10.1(b), at 189-90; Camara , at 537 (fact that area-wide inspection is not "personal in nature" lessens its intrusiveness).

II

In the present case, there were three separate searches or inspections of Mrs. Primeau's property. The first was for animals which were being maltreated and unlicensed dogs. The second search was for violations of the King County building and housing codes. The third search was also for code violations. The first two searches were conducted pursuant to warrants based on ordinary probable cause; however, the County at no time requested permission from Mrs. Primeau to inspect the premises. The third search was an inspection authorized by a court discovery order under CR 34, after the County had initiated the instant action.

Though Mrs. Primeau has not challenged its validity, an analysis of the first search is nonetheless instructive. Despite the fact that Mrs. Primeau was apparently convicted of a criminal violation as a result of this search, laws governing treatment of animals and licensing of dogs are part of a total regulatory scheme essentially civil in nature. See King County Code 11.04.030 (requiring licensing of dogs), 11.04.250 (governing cruelty to animals), 11.04.180-.200 (allowing enforcement by abatement action, civil action, or criminal penalty). The request requirement was therefore applicable and hence, absent exigent circumstances, this first search was a violation of Mrs. Primeau's constitutional rights. This situation, however, exemplifies the manner in which exigent circumstances may eliminate the request requirement for administrative searches. Had the County first been required to request from Mrs. Primeau permission to inspect, she would have been forewarned and could have temporarily removed the animals until after the search. In such circumstances, an initial request to inspect is not required. Cf. Yale Note, supra at 535 (proposed notice requirement would not apply to inspections for violation of housing occupancy standards).

*335 The second search, in contrast, was rendered invalid by the County's failure to first request permission to inspect. The request requirement was applicable, for the King County building and housing codes, to an even greater extent than the animal control laws, are also essentially civil regulatory schemes. See King County Code 23.08.010 (providing for enforcement of building and housing codes by abatement action, civil penalty, or criminal sanction). Secondly, there were no exigent circumstances here which negated the request requirement, at least for the inside of Mrs. Primeau's house. The only indoor violations alleged in the request for the warrant were broken and missing windows, malfunctioning plumbing, and large quantities of garbage in the house. There is no evidence that these violations were of a character which required immediate action; indeed, the County's decision to take the time to obtain a warrant virtually concedes this point. Neither was there any danger of concealment without remedy. Though the record is unclear, it appears doubtful that the plumbing problems could have been concealed in the few hours necessary to obtain the warrant. In any event, the only way in which any of these violations could have been concealed would be by repair or cleaning. Such methods of concealment, as noted above, do not constitute exigent circumstances which justify foregoing the request requirement, for they in themselves would have accomplished the County's goal.

The third inspection was not itself subject to any probable cause requirement since it was not a search but was instead conducted pursuant to a CR 34 discovery order. If that inspection was a "fruit" of the unlawful second inspection, however, the evidence derived from both of those inspections must be treated as unlawfully obtained. Wong Sun v. United States, 371 U.S. 471, 484 , 9 L. Ed. 2d 441 , 83 S. Ct. 407 (1963). The basic question is '"whether, granting establishment of the primary illegality, the evidence to which instant objection is made has been come at by exploitation of that illegality or instead by means suffi *336 ciently distinguishable to be purged of the primary taint.'" Wong Sun , at 488. If knowledge of the second piece of evidence is obtained from an independent source or after a considerable lapse of time, the causal chain is broken. Wong Sun , at 485; State v. Byers, 88 Wn.2d 1, 8 , 559 P.2d 1334 (1977). In the present case, over a year elapsed between the second and third inspections. In addition, a review of the record convinces me that the County's complaint in the instant action, which gave rise to the third inspection, was as much based on independent sources of information as on the information derived from the second search. It must therefore be treated as lawfully obtained.

Ill

The appropriate treatment for unlawfully obtained evidence in a criminal proceeding is well established—it is to be excluded. Mapp v. Ohio, 367 U.S. 643, 655 , 6 L. Ed. 2d 1081 , 81 S. Ct. 1684 , 84 A.L.R.2d 933 (1961). The applicability of the federal exclusionary rule in civil proceedings such as the instant action depends, however, on the magnitude of the consequences involved (see One 1958 Plymouth Sedan v. Pennsylvania, 380 U.S. 693, 701-02 , 14 L. Ed. 2d 170 , 85 S. Ct. 1246 (1965); 1 W. LaFave, supra § 1.5(e), at 98) and the incremental deterrent effect of applying the rule (see United States v. Janis, 428 U.S. 433, 453-54 , 49 L. Ed. 2d 1046 , 96 S. Ct. 3021 (1976); cf. United States v. Calandra, 414 U.S. 338, 351-52 , 38 L. Ed. 2d 561 , 94 S. Ct. 613 (1974) (rule did not extend to grand jury proceeding)).

In the instant case, these considerations provide ample justification for applying the rule. The consequences to Mrs. Primeau appear reasonably serious, for if the County perseveres she will apparently have to undertake major repairs. More important, application of the rule in this action is the only method by which we may deter the County from its unlawful behavior, since this is presumably the only action in which the County intends to use the evidence obtained. Compare United States v. Janis, supra at 448 (evidence unlawfully but independently obtained by *337 state officer could be used in federal civil tax proceeding; significant deterrent effect had already been attained due to exclusion at state level). Exclusion here is therefore crucial if there is to be any deterrent effect at all.

The applicability of the state exclusionary rule is even more clear. Unlike the federal rule, the emphasis of our state rule "is on protecting personal rights rather than on curbing governmental actions." State v. White, 97 Wn.2d 92, 110 , 640 P.2d 1061 (1982). "[WJhenever the right is unreasonably violated, the remedy must follow." White , at 110. Here the right was violated—the remedy must therefore follow, irrespective of the nature of the action in which it is invoked.

The trial court's suppression of the fruits of the second inspection of Mrs. Primeau's property was proper. The evidence derived from the third inspection, however, was not one of those fruits and it should not have been suppressed. The County's action should therefore not have been dismissed.

I would affirm in part and reverse in part and remand for trial.

While most regulatory codes allow enforcement by criminal as well as civil process, criminal sanctions, at least in the form of imprisonment, are rarely imposed in practice. See Note, Enforcement of Municipal Housing Codes, 78 Harv. L. Rev. 801 , 824-25 (1965).

Article 1, section 7 of our state constitution does provide broader protection than the Fourth Amendment. State v. White, 97 Wn.2d 92, 110 , 640 P.2d 1061 (1982); State v. Simpson, 95 Wn.2d 170, 177-79 , 622 P.2d 1199 (1980). In particular, our constitution places a greater emphasis on individual privacy. Simpson , at 178.

The rationale of Camara indicates that its reduced standard of probable cause does not apply to investigations aimed at specific individuals. The court enumerated three reasons why area-wide regulatory inspections were reasonable—their long history of judicial and public acceptance, the doubtful efficacy of any other canvassing technique, and the fact that such inspections are not personal in nature. Camara , at 537. None of these rationales apply to inspections which target individual citizens. Such specific targeting may be permissible, however, when authorized by statute and when an entrepreneur, by his entry into a particular business, "has voluntarily chosen to subject himself to a full arsenal of governmental regulation." Marshall v. Barlow's, Inc., 436 U.S. 307, 313 , 56 L. Ed. 2d 305 , 98 S. Ct. 1816 (1978); State v. Mach, supra at 115.

Moreover, unlike the reduced standard of probable cause, this aspect of Camara is not limited by that case's rationale because it provides greater protection than that provided in the criminal context.

It should be noted that one exigent circumstance negates the request requirement hut not the warrant requirement. That is the situation where the violation in question is such that it can be quickly and temporarily concealed until after the inspection. See See v. Seattle, supra at 545 n.6; United States v. Thriftimart, Inc., 429 F.2d 1006, 1009 (9th Cir.), cert. denied, 400 U.S. 926 (1970); Yale Note, supra at 535. In such a situation a prior request would be unnecessary; but, if the violation is not of an emergency nature, Camara would still require a warrant. This exception is narrower than it appears, however, for it applies only where there is a risk of temporary concealment without remedy. See Colonnade Catering Corp. v. United States, 410 F.2d 197, 203 (2d Cir. 1969), rev'd on other grounds, 397 U.S. 72 , 25 L. Ed. 2d 60 , 90 S. Ct. 774 (1970). If the only method of concealment is remedying the violation, then, as noted above, concealment is not a concern for it fulfills the only objective of inspection, compliance with regulations.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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