Opinion

Robert Back v. Nestle USA, Inc.

  • 694 F.3d 571
  • 2012 WL 4009697
Court
Court of Appeals for the Sixth Circuit
Filed
Sep 13, 2012
Status
Published
Author
Gwin
On the bench
Kethledge, Stranch, Gwin
Cited by
125 cases

finding that statements from a manager who had employment and termination responsibilities that indicated discriminatory intent on the part of a company could be admitted, even if the manager did not make the final decision

How later courts described this case

  • finding that statements from a manager who had employment and termination responsibilities that indicated discriminatory intent on the part of a company could be admitted, even if the manager did not make the final decision
  • holding that hearsay is “a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted”
  • holding that a double-hearsay statement was inadmissible where there was no evidence that the unidentified declarants were speaking on a matter within their scope of employment
  • defining hearsay as “a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted”

Written by the judges who cited it.

The opinion

*581 JAMES S. GWIN, District Judge,

concurring.

I join part II.B.2 of Judge Stranch’s opinion, which correctly concludes that Back offered insufficient circumstantial evidence of discrimination. And I agree with her conclusion in part II.B.1 that the district court properly excluded Back’s direct evidence of discrimination, if for the wrong reason. I write separately to express my view that a straightforward application of the Federal Rules of Evidence compels the same result.

Back’s “direct evidence” was nothing more than an out-of-court statement about an out-of-court statement: Shelburne said that higher management said that the three oldest workers would be fired. Higher management’s statement, then, is hearsay within hearsay, and it’s inadmissible absent a hearsay exclusion or exception for both Shelburne’s and higher management’s statements. See Fed.R.Evid. 805.

Even assuming that Shelburne’s statement falls within the “Opposing Party’s Statement” hearsay exclusion in Federal Rule of Evidence 801(d)(2)(D), higher management’s statement does not. Rule 801(d)(2)(D) says that an opposing party’s statement is not hearsay if it is offered against the opposing party and the party offering the statement shows that the statement was (1) “made by the [opposing] party’s agent or employee” and (2) “on a matter within the scope of that relationship and while it existed.” But there’s a caveat: “The statement must be considered but does not by itself establish ... the existence or scope of the [agent or employee] relationship.”

Back failed to offer any evidence on the existence or scope of higher management’s agency or employment relationship other than the higher-management statement itself. Without outside evidence to support “higher management’s” role, Back could not — and did not — lay the necessary foundation for admitting that statement. See Fed.R.Civ.P. 56 advisory committee’s note (2010 Amendments) (“The burden is on the proponent to show that the material is admissible as presented or to explain the admissible form that is anticipated.”); Fed.R.Evid. 801 advisory committee’s note (1997 Amendment); Fed.R.Evid. 104(a).

For this reason, the district court correctly excluded higher management’s statement and, in the end, correctly granted summary judgment to Nestlé.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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