Opinion

National Labor Relations Board v. Valley Bakery, Inc.

  • 1 F.3d 769
Court
Court of Appeals for the Ninth Circuit
Filed
Aug 9, 1993
Status
Published
Author
Poole
On the bench
Wallace, Choy, Poole
Cited by
18 cases
Authority
More cited than 25.8%

holding employer’s offer of proof sufficient to trigger an investigation even though the name of the employee who threatened those who voted against the union was kept confidential

How later courts described this case

  • holding employer’s offer of proof sufficient to trigger an investigation even though the name of the employee who threatened those who voted against the union was kept confidential
  • holding that a union’s similar threats of job loss could have logically affected the election where employees had signed union authorization cards
  • “The need for a hearing is ordering a second election. particularly great when the election is close.”
  • "The need for a hearing is particularly great when the election is close."

Written by the judges who cited it.

The opinion

POOLE, Circuit Judge,

dissenting:

Because I would hold that the Board did not abuse its discretion by failing to hold an evidentiary hearing, I respectfully dissent.

In support of its claim that the Union coerced Valley employees to vote for it, Valley submitted only a declaration by a supervisor that an employee told her that “employees were told” that anyone who signed an authorization card would be fired if the Union lost the election. The employee refused to identify who made the statements.

In upholding the Union’s certification, and in denying Valley an evidentiary hearing, the Regional Director found that threats of retaliatory discharge had been made and that the supervisor’s declaration did not establish that the Union made the threats. The Regional Director further found that even if the Union made the threats, employees would evaluate the threat of firing as illogical because (1) there was no evidence that Valley would fire employees and (2) employees signed the authorization cards in confidence and there was no evidence that Valley knew who signed the cards.

The Regional Director did not abuse his discretion by failing to hold an evidentiary hearing on the ground that the employees would be able to evaluate the threat of firing as illogical. See Bell Foundry Co. v. NLRB, 827 F.2d 1840 , 1344 (9th Cir.1987) (abuse of discretion standard). Threats of job loss that cannot be carried out do not provide a basis for invalidating the election. See NLRB v. Chicago Metallic Corp., 794 F.2d 527, 532 (9th Cir.1986) (“[cjoercive misconduct only warrants the setting aside of an election when it so influenced potential voters that a free choice [became] impossible”) (quotation omitted); NLRB v. Sumter Plywood Corp., 535 F.2d 917, 924 (5th Cir.1976) (union’s threat that employees would be fired if the union lost was not objectionable because the threat was unenforceable), cert. denied, 429 U.S. 1092 , 97 S.Ct. 1105 , 51 L.Ed.2d 538 (1977); NLRB v. Bostik Div., USM Corp., 517 F.2d 971, 973-74 (6th Cir.1973). The election arguably would be invalid, and an evidentiary hearing appropriate, only if the threat “could provoke reasonable concern among employees that they could lose their jobs.” See Van Leer Containers, Inc. v. NLRB, 841 F.2d 779, 780-81 (7th Cir.1988) (union represented employees of new plant who reasonably could think that employees at closed plant might replace them if the union lost the election); accord Chicago Metallic Corp., 794 F.2d at 532 .

The majority nevertheless argues that an evidentiary hearing is appropriate because “there was no evidence or other adequate grounds to support a conclusion that the statements had no influence on the election.” The majority has it backwards: to obtain an evidentiary hearing, Valley had the burden of showing “substantial and material factual issues that would, if true, warrant setting aside the election.” Bell Foundry, 827 F.2d at 1344. Even assuming that the Union made the threats, Valley did not establish a substantial and material issue of fact that the threats were anything but idle or that the employees were incapable of evaluating them. 1

*775 In sum, the Board has broad discretion in determining the propriety of the election process. See Chicago Metallic Corp., 794 F.2d at 532 . I would uphold the Board’s discretionary determination not to hold an eviden-tiary hearing on the ground that Valley did not present a prima facie case for setting aside the election, and I would grant the Board’s petition for enforcement of its order that Valley bargain with the Union. Accordingly, I dissent.

. I also reject the majority's assertion that Valley can obtain evidence only “by subpoena and an adversarial hearing” and thus is entitled to a *775 fishing expedition to obtain evidence. See Natter Mfg. Corp. v. NLRB, 580 F.2d 948 , 952 n. 4 (9th Cir. 1978), cert. denied, 439 U.S. 1128 , 99 S.Ct. 1045 , 59 L.Ed.2d 89 (1979).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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