Opinion

United States v. Windsor

  • 570 U.S. 744
  • 24 Fla. L. Weekly Fed. S 445
  • 81 U.S.L.W. 4633
  • 57 Employee Benefits Cas. (BNA) 1577
  • 111 A.F.T.R.2d (RIA) 2385
Court
Supreme Court of the United States
Filed
Jun 26, 2013
Status
Published
On the bench
Kennedy, Roberts
Cited by
584 cases
Authority
More cited than 60.5%

Limited by Rosenbrahn v. Daugaard, 61 F. Supp. 3d 862 (2015)

stating that a state’s recognition of samesex marriage “is more than a routine classification for purposes of certain statutory benefits” but is a status that is a “far-reaching legal acknowledgement of the intimate relationship between two people, a relationship deemed by the State worthy of dignity in the community equal with all other marriages”

How later courts described this case

  • stating that a state’s recognition of samesex marriage “is more than a routine classification for purposes of certain statutory benefits” but is a status that is a “far-reaching legal acknowledgement of the intimate relationship between two people, a relationship deemed by the State worthy of dignity in the community equal with all other marriages”
  • holding that Baker was not controlling as to the constitutionality of DOMA, reasoning that “[i]n the forty years after Baker, there have been manifold changes to the Supreme Court’s equal protection jurisprudence” and that “[e]ven if Baker might have had resonance ... in 1971, it does not today”
  • holding that the provision of the Defense of Marriage Act that defines marriage for federal law purposes "violates basic due process and equal protection principles” as it deviates "from the usual tradition of recognizing and accepting state definitions of marriage”
  • ruling that the Defense of Marriage Act's "avowed purpose and practical effect of the law in question are to impose a disadvantage, a separate status, and so a stigma upon all who enter into same-sex marriages made lawful by the unquestioned authority of the States"

Written by the judges who cited it.

Later courts went against this

  • Limited by Rosenbrahn v. Daugaard, 61 F. Supp. 3d 862 (2015)

    But Windsor does not resolve the question before this court because it limited its holding to marriages already permitted by state law and stopped short of requiring that states recognize same-sex marriage under the Constitution.
    District Court, D. South DakotaJan 12, 2015Read it

Distinguished

  • Distinguished by C.M. ex rel. Marshall v. Bentley, 13 F. Supp. 3d 1188 (2014)

    As for Plaintiffs’ arguments for heightened scrutiny, Defendants assert that Plyler’s standard was suitable only for the unique facts of that case, and that Windsor and Romer are readily distinguishable.
    District Court, M.D. AlabamaApr 8, 2014Read it

The opinion

(Slip Opinion) OCTOBER TERM, 2012 1

Syllabus

NOTE: Where it is feasible, a syllabus (headnote) will be released, as is

being done in connection with this case, at the time the opinion is issued.

The syllabus constitutes no part of the opinion of the Court but has been

prepared by the Reporter of Decisions for the convenience of the reader.

See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.

SUPREME COURT OF THE UNITED STATES

Syllabus

UNITED STATES v. WINDSOR, EXECUTOR OF THE

ESTATE OF SPYER, ET AL.

CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR

THE SECOND CIRCUIT

No. 12–307. Argued March 27, 2013—Decided June 26, 2013

The State of New York recognizes the marriage of New York residents

Edith Windsor and Thea Spyer, who wed in Ontario, Canada, in

2007. When Spyer died in 2009, she left her entire estate to Windsor.

Windsor sought to claim the federal estate tax exemption for surviv-

ing spouses, but was barred from doing so by §3 of the federal De-

fense of Marriage Act (DOMA), which amended the Dictionary Act—a

law providing rules of construction for over 1,000 federal laws and

the whole realm of federal regulations—to define “marriage” and

“spouse” as excluding same-sex partners. Windsor paid $363,053 in

estate taxes and sought a refund, which the Internal Revenue Service

denied. Windsor brought this refund suit, contending that DOMA vi-

olates the principles of equal protection incorporated in the Fifth

Amendment. While the suit was pending, the Attorney General noti-

fied the Speaker of the House of Representatives that the Depart-

ment of Justice would no longer defend §3’s constitutionality. In re-

sponse, the Bipartisan Legal Advisory Group (BLAG) of the House of

Representatives voted to intervene in the litigation to defend §3’s

constitutionality. The District Court permitted the intervention. On

the merits, the court ruled against the United States, finding §3 un-

constitutional and ordering the Treasury to refund Windsor’s tax

with interest. The Second Circuit affirmed. The United States has

not complied with the judgment.

Held:

1. This Court has jurisdiction to consider the merits of the case.

This case clearly presented a concrete disagreement between oppos-

ing parties that was suitable for judicial resolution in the District

Court, but the Executive’s decision not to defend §3’s constitutionali-

2 UNITED STATES v. WINDSOR

Syllabus

ty in court while continuing to deny refunds and assess deficiencies

introduces a complication. Given the Government’s concession, ami-

cus contends, once the District Court ordered the refund, the case

should have ended and the appeal been dismissed. But this argu-

ment elides the distinction between Article III’s jurisdictional re-

quirements and the prudential limits on its exercise, which are “es-

sentially matters of judicial self-governance.” Warth v. Seldin, 422

U. S. 490, 500. Here, the United States retains a stake sufficient to

support Article III jurisdiction on appeal and in this Court. The re-

fund it was ordered to pay Windsor is “a real and immediate econom-

ic injury,” Hein v. Freedom From Religion Foundation, Inc., 551 U. S.

587, 599, even if the Executive disagrees with §3 of DOMA. Wind-

sor’s ongoing claim for funds that the United States refuses to pay

thus establishes a controversy sufficient for Article III jurisdiction.

Cf. INS v. Chadha, 462 U. S. 919.

Prudential considerations, however, demand that there be “con-

crete adverseness which sharpens the presentation of issues upon

which the court so largely depends for illumination of difficult consti-

tutional questions.” Baker v. Carr, 369 U. S. 186, 204. Unlike Article

III requirements—which must be satisfied by the parties before judi-

cial consideration is appropriate—prudential factors that counsel

against hearing this case are subject to “countervailing considera-

tions [that] may outweigh the concerns underlying the usual reluc-

tance to exert judicial power.” Warth, supra, at 500–501. One such

consideration is the extent to which adversarial presentation of the

issues is ensured by the participation of amici curiae prepared to de-

fend with vigor the legislative act’s constitutionality. See Chadha,

supra, at 940. Here, BLAG’s substantial adversarial argument for

§3’s constitutionality satisfies prudential concerns that otherwise

might counsel against hearing an appeal from a decision with which

the principal parties agree. This conclusion does not mean that it is

appropriate for the Executive as a routine exercise to challenge stat-

utes in court instead of making the case to Congress for amendment

or repeal. But this case is not routine, and BLAG’s capable defense

ensures that the prudential issues do not cloud the merits question,

which is of immediate importance to the Federal Government and to

hundreds of thousands of persons. Pp. 5–13.

2. DOMA is unconstitutional as a deprivation of the equal liberty of

persons that is protected by the Fifth Amendment. Pp. 13–26.

(a) By history and tradition the definition and regulation of mar-

riage has been treated as being within the authority and realm of the

separate States. Congress has enacted discrete statutes to regulate

the meaning of marriage in order to further federal policy, but

DOMA, with a directive applicable to over 1,000 federal statutes and

Cite as: 570 U. S. ____ (2013) 3

Syllabus

the whole realm of federal regulations, has a far greater reach. Its

operation is also directed to a class of persons that the laws of New

York, and of 11 other States, have sought to protect. Assessing the

validity of that intervention requires discussing the historical and

traditional extent of state power and authority over marriage.

Subject to certain constitutional guarantees, see, e.g., Loving v.

Virginia, 388 U. S. 1, “regulation of domestic relations” is “an area

that has long been regarded as a virtually exclusive province of the

States,” Sosna v. Iowa, 419 U. S. 393, 404. The significance of state

responsibilities for the definition and regulation of marriage dates to

the Nation’s beginning; for “when the Constitution was adopted the

common understanding was that the domestic relations of husband

and wife and parent and child were matters reserved to the States,”

Ohio ex rel. Popovici v. Agler, 280 U. S. 379, 383–384. Marriage laws

may vary from State to State, but they are consistent within each

State.

DOMA rejects this long-established precept. The State’s decision

to give this class of persons the right to marry conferred upon them a

dignity and status of immense import. But the Federal Government

uses the state-defined class for the opposite purpose—to impose re-

strictions and disabilities. The question is whether the resulting in-

jury and indignity is a deprivation of an essential part of the liberty

protected by the Fifth Amendment, since what New York treats as

alike the federal law deems unlike by a law designed to injure the

same class the State seeks to protect. New York’s actions were a

proper exercise of its sovereign authority. They reflect both the

community’s considered perspective on the historical roots of the in-

stitution of marriage and its evolving understanding of the meaning

of equality. Pp. 13–20.

(b) By seeking to injure the very class New York seeks to protect,

DOMA violates basic due process and equal protection principles ap-

plicable to the Federal Government. The Constitution’s guarantee of

equality “must at the very least mean that a bare congressional de-

sire to harm a politically unpopular group cannot” justify disparate

treatment of that group. Department of Agriculture v. Moreno, 413

U. S. 528, 534–535. DOMA cannot survive under these principles.

Its unusual deviation from the tradition of recognizing and accepting

state definitions of marriage operates to deprive same-sex couples of

the benefits and responsibilities that come with federal recognition of

their marriages. This is strong evidence of a law having the purpose

and effect of disapproval of a class recognized and protected by state

law. DOMA’s avowed purpose and practical effect are to impose a

disadvantage, a separate status, and so a stigma upon all who enter

into same-sex marriages made lawful by the unquestioned authority

4 UNITED STATES v. WINDSOR

Syllabus

of the States.

DOMA’s history of enactment and its own text demonstrate that

interference with the equal dignity of same-sex marriages, conferred

by the States in the exercise of their sovereign power, was more than

an incidental effect of the federal statute. It was its essence. BLAG’s

arguments are just as candid about the congressional purpose.

DOMA’s operation in practice confirms this purpose. It frustrates

New York’s objective of eliminating inequality by writing inequality

into the entire United States Code.

DOMA’s principal effect is to identify and make unequal a subset of

state-sanctioned marriages. It contrives to deprive some couples

married under the laws of their State, but not others, of both rights

and responsibilities, creating two contradictory marriage regimes

within the same State. It also forces same-sex couples to live as mar-

ried for the purpose of state law but unmarried for the purpose of

federal law, thus diminishing the stability and predictability of basic

personal relations the State has found it proper to acknowledge and

protect. Pp. 20–26.

699 F. 3d 169, affirmed.

KENNEDY, J., delivered the opinion of the Court, in which GINSBURG,

BREYER, SOTOMAYOR, and KAGAN, JJ., joined. ROBERTS, C. J., filed a

dissenting opinion. SCALIA, J., filed a dissenting opinion, in which

THOMAS, J., joined, and in which ROBERTS, C. J., joined as to Part I.

ALITO, J., filed a dissenting opinion, in which THOMAS, J., joined as to

Parts II and III.

Cite as: 570 U. S. ____ (2013) 1

Opinion of the Court

NOTICE: This opinion is subject to formal revision before publication in the

preliminary print of the United States Reports. Readers are requested to

notify the Reporter of Decisions, Supreme Court of the United States, Wash-

ington, D. C. 20543, of any typographical or other formal errors, in order

that corrections may be made before the preliminary print goes to press.

SUPREME COURT OF THE UNITED STATES

_________________

No. 12–307

_________________

UNITED STATES, PETITIONER v. EDITH SCHLAIN

WINDSOR, IN HER CAPACITY AS EXECUTOR OF THE

ESTATE OF THEA CLARA SPYER, ET AL.

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF

APPEALS FOR THE SECOND CIRCUIT

[June 26, 2013]

JUSTICE KENNEDY delivered the opinion of the Court.

Two women then resident in New York were married

in a lawful ceremony in Ontario, Canada, in 2007. Edith

Windsor and Thea Spyer returned to their home in New

York City. When Spyer died in 2009, she left her entire

estate to Windsor. Windsor sought to claim the estate tax

exemption for surviving spouses. She was barred from

doing so, however, by a federal law, the Defense of Mar-

riage Act, which excludes a same-sex partner from the

definition of “spouse” as that term is used in federal stat-

utes. Windsor paid the taxes but filed suit to challenge

the constitutionality of this provision. The United States

District Court and the Court of Appeals ruled that this

portion of the statute is unconstitutional and ordered the

United States to pay Windsor a refund. This Court granted

certiorari and now affirms the judgment in Windsor’s

favor.

I

In 1996, as some States were beginning to consider the

concept of same-sex marriage, see, e.g., Baehr v. Lewin, 74

2 UNITED STATES v. WINDSOR

Opinion of the Court

Haw. 530, 852 P. 2d 44 (1993), and before any State had

acted to permit it, Congress enacted the Defense of Mar-

riage Act (DOMA), 110 Stat. 2419. DOMA contains two

operative sections: Section 2, which has not been chal-

lenged here, allows States to refuse to recognize same-sex

marriages performed under the laws of other States. See

28 U. S. C. §1738C.

Section 3 is at issue here. It amends the Dictionary Act

in Title 1, §7, of the United States Code to provide a fed-

eral definition of “marriage” and “spouse.” Section 3 of

DOMA provides as follows:

“In determining the meaning of any Act of Con-

gress, or of any ruling, regulation, or interpretation of

the various administrative bureaus and agencies of the

United States, the word ‘marriage’ means only a

legal union between one man and one woman as hus-

band and wife, and the word ‘spouse’ refers only to a

person of the opposite sex who is a husband or a wife.”

1 U. S. C. §7.

The definitional provision does not by its terms forbid

States from enacting laws permitting same-sex marriages

or civil unions or providing state benefits to residents in

that status. The enactment’s comprehensive definition of

marriage for purposes of all federal statutes and other

regulations or directives covered by its terms, however,

does control over 1,000 federal laws in which marital or

spousal status is addressed as a matter of federal law. See

GAO, D. Shah, Defense of Marriage Act: Update to Prior

Report 1 (GAO–04–353R, 2004).

Edith Windsor and Thea Spyer met in New York City in

1963 and began a long-term relationship. Windsor and

Spyer registered as domestic partners when New York

City gave that right to same-sex couples in 1993. Con-

cerned about Spyer’s health, the couple made the 2007 trip

to Canada for their marriage, but they continued to reside

Cite as: 570 U. S. ____ (2013) 3

Opinion of the Court

in New York City. The State of New York deems their

Ontario marriage to be a valid one. See 699 F. 3d 169,

177–178 (CA2 2012).

Spyer died in February 2009, and left her entire estate

to Windsor. Because DOMA denies federal recognition to

same-sex spouses, Windsor did not qualify for the marital

exemption from the federal estate tax, which excludes

from taxation “any interest in property which passes or

has passed from the decedent to his surviving spouse.” 26

U. S. C. §2056(a). Windsor paid $363,053 in estate taxes

and sought a refund. The Internal Revenue Service de-

nied the refund, concluding that, under DOMA, Windsor

was not a “surviving spouse.” Windsor commenced

this refund suit in the United States District Court for

the Southern District of New York. She contended

that DOMA violates the guarantee of equal protection,

as applied to the Federal Government through the Fifth

Amendment.

While the tax refund suit was pending, the Attorney

General of the United States notified the Speaker of the

House of Representatives, pursuant to 28 U. S. C. §530D,

that the Department of Justice would no longer defend the

constitutionality of DOMA’s §3. Noting that “the Depart-

ment has previously defended DOMA against . . . chal-

lenges involving legally married same-sex couples,” App.

184, the Attorney General informed Congress that “the

President has concluded that given a number of factors,

including a documented history of discrimination, classifi-

cations based on sexual orientation should be subject to

a heightened standard of scrutiny.” Id., at 191. The De-

partment of Justice has submitted many §530D letters

over the years refusing to defend laws it deems unconsti-

tutional, when, for instance, a federal court has rejected

the Government’s defense of a statute and has issued a

judgment against it. This case is unusual, however, be-

cause the §530D letter was not preceded by an adverse

4 UNITED STATES v. WINDSOR

Opinion of the Court

judgment. The letter instead reflected the Executive’s

own conclusion, relying on a definition still being debated

and considered in the courts, that heightened equal pro-

tection scrutiny should apply to laws that classify on the

basis of sexual orientation.

Although “the President . . . instructed the Department

not to defend the statute in Windsor,” he also decided

“that Section 3 will continue to be enforced by the Execu-

tive Branch” and that the United States had an “interest

in providing Congress a full and fair opportunity to partic-

ipate in the litigation of those cases.” Id., at 191–193. The

stated rationale for this dual-track procedure (determina-

tion of unconstitutionality coupled with ongoing enforce-

ment) was to “recogniz[e] the judiciary as the final arbiter

of the constitutional claims raised.” Id., at 192.

In response to the notice from the Attorney General,

the Bipartisan Legal Advisory Group (BLAG) of the House

of Representatives voted to intervene in the litigation to

defend the constitutionality of §3 of DOMA. The Depart-

ment of Justice did not oppose limited intervention by

BLAG. The District Court denied BLAG’s motion to enter

the suit as of right, on the rationale that the United States

already was represented by the Department of Justice.

The District Court, however, did grant intervention by

BLAG as an interested party. See Fed. Rule Civ. Proc.

24(a)(2).

On the merits of the tax refund suit, the District Court

ruled against the United States. It held that §3 of DOMA

is unconstitutional and ordered the Treasury to refund the

tax with interest. Both the Justice Department and BLAG

filed notices of appeal, and the Solicitor General filed a

petition for certiorari before judgment. Before this Court

acted on the petition, the Court of Appeals for the Second

Circuit affirmed the District Court’s judgment. It applied

heightened scrutiny to classifications based on sexual

orientation, as both the Department and Windsor had

Cite as: 570 U. S. ____ (2013) 5

Opinion of the Court

urged. The United States has not complied with the judg-

ment. Windsor has not received her refund, and the Ex-

ecutive Branch continues to enforce §3 of DOMA.

In granting certiorari on the question of the constitu-

tionality of §3 of DOMA, the Court requested argument

on two additional questions: whether the United States’

agreement with Windsor’s legal position precludes further

review and whether BLAG has standing to appeal the

case. All parties agree that the Court has jurisdiction to

decide this case; and, with the case in that framework, the

Court appointed Professor Vicki Jackson as amicus curiae

to argue the position that the Court lacks jurisdiction to

hear the dispute. 568 U. S. ___ (2012). She has ably

discharged her duties.

In an unrelated case, the United States Court of Ap-

peals for the First Circuit has also held §3 of DOMA to be

unconstitutional. A petition for certiorari has been filed in

that case. Pet. for Cert. in Bipartisan Legal Advisory

Group v. Gill, O. T. 2012, No. 12–13.

II

It is appropriate to begin by addressing whether either

the Government or BLAG, or both of them, were entitled

to appeal to the Court of Appeals and later to seek certio-

rari and appear as parties here.

There is no dispute that when this case was in the

District Court it presented a concrete disagreement be-

tween opposing parties, a dispute suitable for judicial

resolution. “[A] taxpayer has standing to challenge the

collection of a specific tax assessment as unconstitutional;

being forced to pay such a tax causes a real and immediate

economic injury to the individual taxpayer.” Hein v. Free­

dom From Religion Foundation, Inc., 551 U. S. 587, 599

(2007) (plurality opinion) (emphasis deleted). Windsor

suffered a redressable injury when she was required to

pay estate taxes from which, in her view, she was exempt

6 UNITED STATES v. WINDSOR

Opinion of the Court

but for the alleged invalidity of §3 of DOMA.

The decision of the Executive not to defend the constitu-

tionality of §3 in court while continuing to deny refunds

and to assess deficiencies does introduce a complication.

Even though the Executive’s current position was an-

nounced before the District Court entered its judgment,

the Government’s agreement with Windsor’s position would

not have deprived the District Court of jurisdiction to

entertain and resolve the refund suit; for her injury (fail-

ure to obtain a refund allegedly required by law) was

concrete, persisting, and unredressed. The Government’s

position—agreeing with Windsor’s legal contention but

refusing to give it effect—meant that there was a justicia-

ble controversy between the parties, despite what the

claimant would find to be an inconsistency in that stance.

Windsor, the Government, BLAG, and the amicus appear

to agree upon that point. The disagreement is over the

standing of the parties, or aspiring parties, to take an

appeal in the Court of Appeals and to appear as parties in

further proceedings in this Court.

The amicus’ position is that, given the Government’s

concession that §3 is unconstitutional, once the District

Court ordered the refund the case should have ended;

and the amicus argues the Court of Appeals should have

dismissed the appeal. The amicus submits that once

the President agreed with Windsor’s legal position and the

District Court issued its judgment, the parties were no

longer adverse. From this standpoint the United States

was a prevailing party below, just as Windsor was. Ac-

cordingly, the amicus reasons, it is inappropriate for this

Court to grant certiorari and proceed to rule on the merits;

for the United States seeks no redress from the judgment

entered against it.

This position, however, elides the distinction between

two principles: the jurisdictional requirements of Article

III and the prudential limits on its exercise. See Warth v.

Cite as: 570 U. S. ____ (2013) 7

Opinion of the Court

Seldin, 422 U. S. 490, 498 (1975). The latter are “essen-

tially matters of judicial self-governance.” Id., at 500.

The Court has kept these two strands separate: “Article

III standing, which enforces the Constitution’s case-or-

controversy requirement, see Lujan v. Defenders of Wildlife,

504 U. S. 555, 559–562 (1992); and prudential standing,

which embodies ‘judicially self-imposed limits on the exer-

cise of federal jurisdiction,’ Allen [v. Wright,] 468 U. S.

[737,] 751 [(1984)].” Elk Grove Unified School Dist. v.

Newdow, 542 U. S. 1, 11–12 (2004).

The requirements of Article III standing are familiar:

“First, the plaintiff must have suffered an ‘injury in

fact’—an invasion of a legally protected interest which

is (a) concrete and particularized, and (b) ‘actual or

imminent, not “conjectural or hypothetical.” ’ Second,

there must be a causal connection between the injury

and the conduct complained of—the injury has to be

‘fairly . . . trace[able] to the challenged action of the

defendant, and not . . . th[e] result [of] the independ-

ent action of some third party not before the court.’

Third, it must be ‘likely,’ as opposed to merely ‘specu-

lative,’ that the injury will be ‘redressed by a favor-

able decision.’ ” Lujan, supra, at 560–561 (footnote and

citations omitted).

Rules of prudential standing, by contrast, are more flex-

ible “rule[s] . . . of federal appellate practice,” Deposit

Guaranty Nat. Bank v. Roper, 445 U. S. 326, 333 (1980),

designed to protect the courts from “decid[ing] abstract

questions of wide public significance even [when] other

governmental institutions may be more competent to ad-

dress the questions and even though judicial intervention

may be unnecessary to protect individual rights.” Warth,

supra, at 500.

In this case the United States retains a stake sufficient

to support Article III jurisdiction on appeal and in pro-

8 UNITED STATES v. WINDSOR

Opinion of the Court

ceedings before this Court. The judgment in question

orders the United States to pay Windsor the refund she

seeks. An order directing the Treasury to pay money is “a

real and immediate economic injury,” Hein, 551 U. S., at

599, indeed as real and immediate as an order directing

an individual to pay a tax. That the Executive may wel-

come this order to pay the refund if it is accompanied by

the constitutional ruling it wants does not eliminate the

injury to the national Treasury if payment is made, or to

the taxpayer if it is not. The judgment orders the United

States to pay money that it would not disburse but for the

court’s order. The Government of the United States has a

valid legal argument that it is injured even if the Execu-

tive disagrees with §3 of DOMA, which results in Wind-

sor’s liability for the tax. Windsor’s ongoing claim for

funds that the United States refuses to pay thus estab-

lishes a controversy sufficient for Article III jurisdiction.

It would be a different case if the Executive had taken

the further step of paying Windsor the refund to which she

was entitled under the District Court’s ruling.

This Court confronted a comparable case in INS v.

Chadha, 462 U. S. 919 (1983). A statute by its terms

allowed one House of Congress to order the Immigration

and Naturalization Service (INS) to deport the respondent

Chadha. There, as here, the Executive determined that

the statute was unconstitutional, and “the INS presented

the Executive’s views on the constitutionality of the House

action to the Court of Appeals.” Id., at 930. The INS,

however, continued to abide by the statute, and “the INS

brief to the Court of Appeals did not alter the agency’s

decision to comply with the House action ordering depor-

tation of Chadha.” Ibid. This Court held “that the INS

was sufficiently aggrieved by the Court of Appeals deci-

sion prohibiting it from taking action it would otherwise

take,” ibid., regardless of whether the agency welcomed

the judgment. The necessity of a “case or controversy” to

Cite as: 570 U. S. ____ (2013) 9

Opinion of the Court

satisfy Article III was defined as a requirement that the

Court’s “ ‘decision will have real meaning: if we rule for

Chadha, he will not be deported; if we uphold [the stat-

ute], the INS will execute its order and deport him.’ ” Id.,

at 939–940 (quoting Chadha v. INS, 634 F. 2d 408, 419

(CA9 1980)). This conclusion was not dictum. It was a

necessary predicate to the Court’s holding that “prior to

Congress’ intervention, there was adequate Art. III ad-

verseness.” 462 U. S., at 939. The holdings of cases are

instructive, and the words of Chadha make clear its hold-

ing that the refusal of the Executive to provide the relief

sought suffices to preserve a justiciable dispute as re-

quired by Article III. In short, even where “the Govern-

ment largely agree[s] with the opposing party on the

merits of the controversy,” there is sufficient adverseness

and an “adequate basis for jurisdiction in the fact that

the Government intended to enforce the challenged law

against that party.” Id., at 940, n. 12.

It is true that “[a] party who receives all that he has

sought generally is not aggrieved by the judgment afford-

ing the relief and cannot appeal from it.” Roper, supra, at

333, see also Camreta v. Greene, 563 U. S. ___, ___ (2011)

(slip op., at 8) (“As a matter of practice and prudence, we

have generally declined to consider cases at the request of

a prevailing party, even when the Constitution allowed us

to do so”). But this rule “does not have its source in the

jurisdictional limitations of Art. III. In an appropriate

case, appeal may be permitted . . . at the behest of the

party who has prevailed on the merits, so long as that

party retains a stake in the appeal satisfying the require-

ments of Art. III.” Roper, supra, at 333–334.

While these principles suffice to show that this case

presents a justiciable controversy under Article III, the

prudential problems inherent in the Executive’s unusual

position require some further discussion. The Executive’s

agreement with Windsor’s legal argument raises the risk

10 UNITED STATES v. WINDSOR

Opinion of the Court

that instead of a “ ‘real, earnest and vital controversy,’ ”

the Court faces a “friendly, non-adversary, proceeding . . .

[in which] ‘a party beaten in the legislature [seeks to]

transfer to the courts an inquiry as to the constitutionality

of the legislative act.’ ” Ashwander v. TVA, 297 U. S.

288, 346 (1936) (Brandeis, J., concurring) (quoting Chicago

& Grand Trunk R. Co. v. Wellman, 143 U. S. 339,

345 (1892)). Even when Article III permits the exercise

of federal jurisdiction, prudential considerations demand

that the Court insist upon “that concrete adverseness

which sharpens the presentation of issues upon which the

court so largely depends for illumination of difficult consti-

tutional questions.” Baker v. Carr, 369 U. S. 186, 204

(1962).

There are, of course, reasons to hear a case and issue a

ruling even when one party is reluctant to prevail in its

position. Unlike Article III requirements—which must

be satisfied by the parties before judicial consideration is

appropriate—the relevant prudential factors that counsel

against hearing this case are subject to “countervailing

considerations [that] may outweigh the concerns underly-

ing the usual reluctance to exert judicial power.” Warth,

422 U. S., at 500–501. One consideration is the extent to

which adversarial presentation of the issues is assured by

the participation of amici curiae prepared to defend with

vigor the constitutionality of the legislative act. With

respect to this prudential aspect of standing as well, the

Chadha Court encountered a similar situation. It noted

that “there may be prudential, as opposed to Art. III,

concerns about sanctioning the adjudication of [this case]

in the absence of any participant supporting the validity of

[the statute]. The Court of Appeals properly dispelled any

such concerns by inviting and accepting briefs from both

Houses of Congress.” 462 U. S., at 940. Chadha was not

an anomaly in this respect. The Court adopts the practice

of entertaining arguments made by an amicus when the

Cite as: 570 U. S. ____ (2013) 11

Opinion of the Court

Solicitor General confesses error with respect to a judg-

ment below, even if the confession is in effect an admission

that an Act of Congress is unconstitutional. See, e.g.,

Dickerson v. United States, 530 U. S. 428 (2000).

In the case now before the Court the attorneys for BLAG

present a substantial argument for the constitutionality

of §3 of DOMA. BLAG’s sharp adversarial presentation of

the issues satisfies the prudential concerns that otherwise

might counsel against hearing an appeal from a decision

with which the principal parties agree. Were this Court

to hold that prudential rules require it to dismiss the case,

and, in consequence, that the Court of Appeals erred in

failing to dismiss it as well, extensive litigation would

ensue. The district courts in 94 districts throughout the

Nation would be without precedential guidance not only in

tax refund suits but also in cases involving the whole of

DOMA’s sweep involving over 1,000 federal statutes and a

myriad of federal regulations. For instance, the opinion of

the Court of Appeals for the First Circuit, addressing the

validity of DOMA in a case involving regulations of the

Department of Health and Human Services, likely would

be vacated with instructions to dismiss, its ruling and

guidance also then erased. See Massachusetts v. United

States Dept. of Health and Human Servs., 682 F. 3d 1

(CA1 2012). Rights and privileges of hundreds of thou-

sands of persons would be adversely affected, pending a

case in which all prudential concerns about justiciability

are absent. That numerical prediction may not be certain,

but it is certain that the cost in judicial resources and

expense of litigation for all persons adversely affected

would be immense. True, the very extent of DOMA’s

mandate means that at some point a case likely would

arise without the prudential concerns raised here; but the

costs, uncertainties, and alleged harm and injuries likely

would continue for a time measured in years before the

issue is resolved. In these unusual and urgent circum-

12 UNITED STATES v. WINDSOR

Opinion of the Court

stances, the very term “prudential” counsels that it is a

proper exercise of the Court’s responsibility to take juris-

diction. For these reasons, the prudential and Article III

requirements are met here; and, as a consequence, the

Court need not decide whether BLAG would have stand-

ing to challenge the District Court’s ruling and its affir-

mance in the Court of Appeals on BLAG’s own authority.

The Court’s conclusion that this petition may be heard

on the merits does not imply that no difficulties would

ensue if this were a common practice in ordinary cases.

The Executive’s failure to defend the constitutionality of

an Act of Congress based on a constitutional theory not yet

established in judicial decisions has created a procedural

dilemma. On the one hand, as noted, the Government’s

agreement with Windsor raises questions about the pro-

priety of entertaining a suit in which it seeks affirmance of

an order invalidating a federal law and ordering the United

States to pay money. On the other hand, if the Execu-

tive’s agreement with a plaintiff that a law is unconsti-

tutional is enough to preclude judicial review, then the

Supreme Court’s primary role in determining the constitu-

tionality of a law that has inflicted real injury on a plain-

tiff who has brought a justiciable legal claim would

become only secondary to the President’s. This would

undermine the clear dictate of the separation-of-powers

principle that “when an Act of Congress is alleged to con-

flict with the Constitution, ‘[i]t is emphatically the prov-

ince and duty of the judicial department to say what the

law is.’ ” Zivotofsky v. Clinton, 566 U. S. ___, ___ (2012)

(slip op., at 7) (quoting Marbury v. Madison, 1 Cranch 137,

177 (1803)). Similarly, with respect to the legislative

power, when Congress has passed a statute and a Presi-

dent has signed it, it poses grave challenges to the separa-

tion of powers for the Executive at a particular moment to

be able to nullify Congress’ enactment solely on its own

initiative and without any determination from the Court.

Cite as: 570 U. S. ____ (2013) 13

Opinion of the Court

The Court’s jurisdictional holding, it must be under-

scored, does not mean the arguments for dismissing this

dispute on prudential grounds lack substance. Yet the

difficulty the Executive faces should be acknowledged.

When the Executive makes a principled determination

that a statute is unconstitutional, it faces a difficult

choice. Still, there is no suggestion here that it is appro-

priate for the Executive as a matter of course to challenge

statutes in the judicial forum rather than making the case

to Congress for their amendment or repeal. The integrity

of the political process would be at risk if difficult consti-

tutional issues were simply referred to the Court as a

routine exercise. But this case is not routine. And the

capable defense of the law by BLAG ensures that these

prudential issues do not cloud the merits question, which

is one of immediate importance to the Federal Govern-

ment and to hundreds of thousands of persons. These cir-

cumstances support the Court’s decision to proceed to the

merits.

III

When at first Windsor and Spyer longed to marry, nei-

ther New York nor any other State granted them that

right. After waiting some years, in 2007 they traveled to

Ontario to be married there. It seems fair to conclude

that, until recent years, many citizens had not even con-

sidered the possibility that two persons of the same sex

might aspire to occupy the same status and dignity as that

of a man and woman in lawful marriage. For marriage

between a man and a woman no doubt had been thought

of by most people as essential to the very definition of that

term and to its role and function throughout the history of

civilization. That belief, for many who long have held it,

became even more urgent, more cherished when chal-

lenged. For others, however, came the beginnings of a

new perspective, a new insight. Accordingly some States

14 UNITED STATES v. WINDSOR

Opinion of the Court

concluded that same-sex marriage ought to be given

recognition and validity in the law for those same-sex

couples who wish to define themselves by their commit-

ment to each other. The limitation of lawful marriage

to heterosexual couples, which for centuries had been

deemed both necessary and fundamental, came to be

seen in New York and certain other States as an unjust

exclusion.

Slowly at first and then in rapid course, the laws of

New York came to acknowledge the urgency of this issue for

same-sex couples who wanted to affirm their commitment

to one another before their children, their family, their

friends, and their community. And so New York recog-

nized same-sex marriages performed elsewhere; and then

it later amended its own marriage laws to permit same-

sex marriage. New York, in common with, as of this writ-

ing, 11 other States and the District of Columbia, decided

that same-sex couples should have the right to marry and

so live with pride in themselves and their union and in a

status of equality with all other married persons. After a

statewide deliberative process that enabled its citizens to

discuss and weigh arguments for and against same-

sex marriage, New York acted to enlarge the definition of

marriage to correct what its citizens and elected repre-

sentatives perceived to be an injustice that they had not

earlier known or understood. See Marriage Equality Act,

2011 N. Y. Laws 749 (codified at N. Y. Dom. Rel. Law Ann.

§§10–a, 10–b, 13 (West 2013)).

Against this background of lawful same-sex marriage

in some States, the design, purpose, and effect of DOMA

should be considered as the beginning point in deciding

whether it is valid under the Constitution. By history and

tradition the definition and regulation of marriage, as will

be discussed in more detail, has been treated as being

within the authority and realm of the separate States. Yet

it is further established that Congress, in enacting dis-

Cite as: 570 U. S. ____ (2013) 15

Opinion of the Court

crete statutes, can make determinations that bear on

marital rights and privileges. Just this Term the Court

upheld the authority of the Congress to pre-empt state

laws, allowing a former spouse to retain life insurance

proceeds under a federal program that gave her priority,

because of formal beneficiary designation rules, over the

wife by a second marriage who survived the husband.

Hillman v. Maretta, 569 U. S. ___ (2013); see also Ridgway

v. Ridgway, 454 U. S. 46 (1981); Wissner v. Wissner, 338

U. S. 655 (1950). This is one example of the general prin-

ciple that when the Federal Government acts in the exer-

cise of its own proper authority, it has a wide choice of the

mechanisms and means to adopt. See McCulloch v. Mary­

land, 4 Wheat. 316, 421 (1819). Congress has the power

both to ensure efficiency in the administration of its pro-

grams and to choose what larger goals and policies to

pursue.

Other precedents involving congressional statutes which

affect marriages and family status further illustrate this

point. In addressing the interaction of state domestic

relations and federal immigration law Congress deter-

mined that marriages “entered into for the purpose of

procuring an alien’s admission [to the United States] as an

immigrant” will not qualify the noncitizen for that status,

even if the noncitizen’s marriage is valid and proper for

state-law purposes. 8 U. S. C. §1186a(b)(1) (2006 ed. and

Supp. V). And in establishing income-based criteria for

Social Security benefits, Congress decided that although

state law would determine in general who qualifies as an

applicant’s spouse, common-law marriages also should be

recognized, regardless of any particular State’s view on

these relationships. 42 U. S. C. §1382c(d)(2).

Though these discrete examples establish the constitu-

tionality of limited federal laws that regulate the meaning

of marriage in order to further federal policy, DOMA has a

far greater reach; for it enacts a directive applicable to

16 UNITED STATES v. WINDSOR

Opinion of the Court

over 1,000 federal statutes and the whole realm of federal

regulations. And its operation is directed to a class of

persons that the laws of New York, and of 11 other States,

have sought to protect. See Goodridge v. Department of

Public Health, 440 Mass. 309, 798 N. E. 2d 941 (2003); An

Act Implementing the Guarantee of Equal Protection

Under the Constitution of the State for Same Sex Couples,

2009 Conn. Pub. Acts no. 09–13; Varnum v. Brien, 763

N. W. 2d 862 (Iowa 2009); Vt. Stat. Ann., Tit. 15, §8

(2010); N. H. Rev. Stat. Ann. §457:1–a (West Supp. 2012);

Religious Freedom and Civil Marriage Equality Amend-

ment Act of 2009, 57 D. C. Reg. 27 (Dec. 18, 2009); N. Y.

Dom. Rel. Law Ann. §10–a (West Supp. 2013); Wash.

Rev. Code §26.04.010 (2012); Citizen Initiative, Same-

Sex Marriage, Question 1 (Me. 2012) (results online at

http: / / w w w.maine.gov/sos/cec/elec/2012/tab -ref-2012.html

(all Internet sources as visited June 18, 2013, and avail-

able in Clerk of Court’s case file)); Md. Fam. Law Code Ann.

§2–201 (Lexis 2012); An Act to Amend Title 13 of the

Delaware Code Relating to Domestic Relations to Provide

for Same-Gender Civil Marriage and to Convert Exist-

ing Civil Unions to Civil Marriages, 79 Del. Laws ch. 19

(2013); An act relating to marriage; providing for civil

marriage between two persons; providing for exemptions

and protections based on religious association, 2013 Minn.

Laws ch. 74; An Act Relating to Domestic Relations—

Persons Eligible to Marry, 2013 R. I. Laws ch. 4.

In order to assess the validity of that intervention it is

necessary to discuss the extent of the state power and au-

thority over marriage as a matter of history and tradi-

tion. State laws defining and regulating marriage, of

course, must respect the constitutional rights of persons,

see, e.g., Loving v. Virginia, 388 U. S. 1 (1967); but, subject

to those guarantees, “regulation of domestic relations” is

“an area that has long been regarded as a virtually exclu-

sive province of the States.” Sosna v. Iowa, 419 U. S. 393,

Cite as: 570 U. S. ____ (2013) 17

Opinion of the Court

404 (1975).

The recognition of civil marriages is central to state

domestic relations law applicable to its residents and

citizens. See Williams v. North Carolina, 317 U. S. 287,

298 (1942) (“Each state as a sovereign has a rightful and

legitimate concern in the marital status of persons domi-

ciled within its borders”). The definition of marriage is

the foundation of the State’s broader authority to regulate

the subject of domestic relations with respect to the

“[p]rotection of offspring, property interests, and the en-

forcement of marital responsibilities.” Ibid. “[T]he states,

at the time of the adoption of the Constitution, possessed

full power over the subject of marriage and divorce

. . . [and] the Constitution delegated no authority to the

Government of the United States on the subject of mar-

riage and divorce.” Haddock v. Haddock, 201 U. S. 562,

575 (1906); see also In re Burrus, 136 U. S. 586, 593–594

(1890) (“The whole subject of the domestic relations of

husband and wife, parent and child, belongs to the laws

of the States and not to the laws of the United States”).

Consistent with this allocation of authority, the Federal

Government, through our history, has deferred to state-

law policy decisions with respect to domestic relations. In

De Sylva v. Ballentine, 351 U. S. 570 (1956), for example,

the Court held that, “[t]o decide who is the widow or wid-

ower of a deceased author, or who are his executors or

next of kin,” under the Copyright Act “requires a reference

to the law of the State which created those legal relation-

ships” because “there is no federal law of domestic rela-

tions.” Id., at 580. In order to respect this principle, the

federal courts, as a general rule, do not adjudicate issues

of marital status even when there might otherwise be a

basis for federal jurisdiction. See Ankenbrandt v. Rich­

ards, 504 U. S. 689, 703 (1992). Federal courts will not

hear divorce and custody cases even if they arise in diver-

sity because of “the virtually exclusive primacy . . . of the

18 UNITED STATES v. WINDSOR

Opinion of the Court

States in the regulation of domestic relations.” Id., at 714

(Blackmun, J., concurring in judgment).

The significance of state responsibilities for the defini-

tion and regulation of marriage dates to the Nation’s

beginning; for “when the Constitution was adopted the

common understanding was that the domestic relations of

husband and wife and parent and child were matters

reserved to the States.” Ohio ex rel. Popovici v. Agler, 280

U. S. 379, 383–384 (1930). Marriage laws vary in some

respects from State to State. For example, the required

minimum age is 16 in Vermont, but only 13 in New

Hampshire. Compare Vt. Stat. Ann., Tit. 18, §5142 (2012),

with N. H. Rev. Stat. Ann. §457:4 (West Supp. 2012).

Likewise the permissible degree of consanguinity can vary

(most States permit first cousins to marry, but a handful—

such as Iowa and Washington, see Iowa Code §595.19

(2009); Wash. Rev. Code §26.04.020 (2012)—prohibit the

practice). But these rules are in every event consistent

within each State.

Against this background DOMA rejects the long-

established precept that the incidents, benefits, and obli-

gations of marriage are uniform for all married couples

within each State, though they may vary, subject to con-

stitutional guarantees, from one State to the next. De-

spite these considerations, it is unnecessary to decide

whether this federal intrusion on state power is a violation

of the Constitution because it disrupts the federal balance.

The State’s power in defining the marital relation is of

central relevance in this case quite apart from principles

of federalism. Here the State’s decision to give this class

of persons the right to marry conferred upon them a dignity

and status of immense import. When the State used its

historic and essential authority to define the marital

relation in this way, its role and its power in making the

decision enhanced the recognition, dignity, and protection

of the class in their own community. DOMA, because of

Cite as: 570 U. S. ____ (2013) 19

Opinion of the Court

its reach and extent, departs from this history and tra-

dition of reliance on state law to define marriage. “ ‘[D]is-

criminations of an unusual character especially sug-

gest careful consideration to determine whether they are

obnoxious to the constitutional provision.’ ” Romer v.

Evans, 517 U. S. 620, 633 (1996) (quoting Louisville Gas &

Elec. Co. v. Coleman, 277 U. S. 32, 37–38 (1928)).

The Federal Government uses this state-defined class

for the opposite purpose—to impose restrictions and dis-

abilities. That result requires this Court now to address

whether the resulting injury and indignity is a deprivation

of an essential part of the liberty protected by the Fifth

Amendment. What the State of New York treats as alike

the federal law deems unlike by a law designed to injure

the same class the State seeks to protect.

In acting first to recognize and then to allow same-sex

marriages, New York was responding “to the initiative of

those who [sought] a voice in shaping the destiny of their

own times.” Bond v. United States, 564 U. S. ___, ___

(2011) (slip op., at 9). These actions were without doubt a

proper exercise of its sovereign authority within our fed-

eral system, all in the way that the Framers of the Constitu-

tion intended. The dynamics of state government in the

federal system are to allow the formation of consensus

respecting the way the members of a discrete community

treat each other in their daily contact and constant inter-

action with each other.

The States’ interest in defining and regulating the

marital relation, subject to constitutional guarantees,

stems from the understanding that marriage is more than

a routine classification for purposes of certain statutory

benefits. Private, consensual sexual intimacy between two

adult persons of the same sex may not be punished by the

State, and it can form “but one element in a personal bond

that is more enduring.” Lawrence v. Texas, 539 U. S. 558,

567 (2003). By its recognition of the validity of same-sex

20 UNITED STATES v. WINDSOR

Opinion of the Court

marriages performed in other jurisdictions and then by

authorizing same-sex unions and same-sex marriages,

New York sought to give further protection and dignity to

that bond. For same-sex couples who wished to be mar-

ried, the State acted to give their lawful conduct a lawful

status. This status is a far-reaching legal acknowledg-

ment of the intimate relationship between two people, a

relationship deemed by the State worthy of dignity in the

community equal with all other marriages. It reflects both

the community’s considered perspective on the historical

roots of the institution of marriage and its evolving under-

standing of the meaning of equality.

IV

DOMA seeks to injure the very class New York seeks to

protect. By doing so it violates basic due process and

equal protection principles applicable to the Federal Gov-

ernment. See U. S. Const., Amdt. 5; Bolling v. Sharpe,

347 U. S. 497 (1954). The Constitution’s guarantee of

equality “must at the very least mean that a bare con-

gressional desire to harm a politically unpopular group

cannot” justify disparate treatment of that group. Depart­

ment of Agriculture v. Moreno, 413 U. S. 528, 534–535

(1973). In determining whether a law is motived by an

improper animus or purpose, “ ‘[d]iscriminations of an un-

usual character’ ” especially require careful considera-

tion. Supra, at 19 (quoting Romer, supra, at 633). DOMA

cannot survive under these principles. The responsibility

of the States for the regulation of domestic relations is an

important indicator of the substantial societal impact the

State’s classifications have in the daily lives and customs

of its people. DOMA’s unusual deviation from the usual

tradition of recognizing and accepting state definitions of

marriage here operates to deprive same-sex couples of the

benefits and responsibilities that come with the federal

recognition of their marriages. This is strong evidence of a

Cite as: 570 U. S. ____ (2013) 21

Opinion of the Court

law having the purpose and effect of disapproval of that

class. The avowed purpose and practical effect of the law

here in question are to impose a disadvantage, a separate

status, and so a stigma upon all who enter into same-sex

marriages made lawful by the unquestioned authority of

the States.

The history of DOMA’s enactment and its own text

demonstrate that interference with the equal dignity of

same-sex marriages, a dignity conferred by the States in

the exercise of their sovereign power, was more than an

incidental effect of the federal statute. It was its essence.

The House Report announced its conclusion that “it is both

appropriate and necessary for Congress to do what it can

to defend the institution of traditional heterosexual mar-

riage. . . . H. R. 3396 is appropriately entitled the ‘Defense

of Marriage Act.’ The effort to redefine ‘marriage’ to ex-

tend to homosexual couples is a truly radical proposal that

would fundamentally alter the institution of marriage.”

H. R. Rep. No. 104–664, pp. 12–13 (1996). The House

concluded that DOMA expresses “both moral disapproval

of homosexuality, and a moral conviction that heterosexu-

ality better comports with traditional (especially Judeo-

Christian) morality.” Id., at 16 (footnote deleted). The

stated purpose of the law was to promote an “interest in

protecting the traditional moral teachings reflected in

heterosexual-only marriage laws.” Ibid. Were there any

doubt of this far-reaching purpose, the title of the Act

confirms it: The Defense of Marriage.

The arguments put forward by BLAG are just as candid

about the congressional purpose to influence or interfere

with state sovereign choices about who may be married.

As the title and dynamics of the bill indicate, its purpose is

to discourage enactment of state same-sex marriage laws

and to restrict the freedom and choice of couples married

under those laws if they are enacted. The congressional

goal was “to put a thumb on the scales and influence a

22 UNITED STATES v. WINDSOR

Opinion of the Court

state’s decision as to how to shape its own marriage laws.”

Massachusetts, 682 F. 3d, at 12–13. The Act’s demon-

strated purpose is to ensure that if any State decides to

recognize same-sex marriages, those unions will be treated

as second-class marriages for purposes of federal law.

This raises a most serious question under the Constitu-

tion’s Fifth Amendment.

DOMA’s operation in practice confirms this purpose.

When New York adopted a law to permit same-sex mar-

riage, it sought to eliminate inequality; but DOMA frus-

trates that objective through a system-wide enactment

with no identified connection to any particular area of fed-

eral law. DOMA writes inequality into the entire United

States Code. The particular case at hand concerns the

estate tax, but DOMA is more than a simple determi-

nation of what should or should not be allowed as an

estate tax refund. Among the over 1,000 statutes and

numerous federal regulations that DOMA controls are

laws pertaining to Social Security, housing, taxes, crimi-

nal sanctions, copyright, and veterans’ benefits.

DOMA’s principal effect is to identify a subset of state-

sanctioned marriages and make them unequal. The prin-

cipal purpose is to impose inequality, not for other reasons

like governmental efficiency. Responsibilities, as well as

rights, enhance the dignity and integrity of the person.

And DOMA contrives to deprive some couples married

under the laws of their State, but not other couples, of

both rights and responsibilities. By creating two contra-

dictory marriage regimes within the same State, DOMA

forces same-sex couples to live as married for the purpose

of state law but unmarried for the purpose of federal

law, thus diminishing the stability and predictability of

basic personal relations the State has found it proper to

acknowledge and protect. By this dynamic DOMA under-

mines both the public and private significance of state-

sanctioned same-sex marriages; for it tells those couples,

Cite as: 570 U. S. ____ (2013) 23

Opinion of the Court

and all the world, that their otherwise valid marriages

are unworthy of federal recognition. This places same-sex

couples in an unstable position of being in a second-tier

marriage. The differentiation demeans the couple, whose

moral and sexual choices the Constitution protects, see

Lawrence, 539 U. S. 558, and whose relationship the State

has sought to dignify. And it humiliates tens of thousands

of children now being raised by same-sex couples. The law

in question makes it even more difficult for the children to

understand the integrity and closeness of their own family

and its concord with other families in their community

and in their daily lives.

Under DOMA, same-sex married couples have their

lives burdened, by reason of government decree, in visible

and public ways. By its great reach, DOMA touches many

aspects of married and family life, from the mundane to

the profound. It prevents same-sex married couples

from obtaining government healthcare benefits they would

otherwise receive. See 5 U. S. C. §§8901(5), 8905. It

deprives them of the Bankruptcy Code’s special protec-

tions for domestic-support obligations. See 11 U. S. C.

§§101(14A), 507(a)(1)(A), 523(a)(5), 523(a)(15). It forces

them to follow a complicated procedure to file their state

and federal taxes jointly. Technical Bulletin TB–55, 2010

Vt. Tax LEXIS 6 (Oct. 7, 2010); Brief for Federalism

Scholars as Amici Curiae 34. It prohibits them from being

buried together in veterans’ cemeteries. National Ceme-

tery Administration Directive 3210/1, p. 37 (June 4, 2008).

For certain married couples, DOMA’s unequal effects

are even more serious. The federal penal code makes it a

crime to “assaul[t], kidna[p], or murde[r] . . . a member of

the immediate family” of “a United States official, a

United States judge, [or] a Federal law enforcement officer,”

18 U. S. C. §115(a)(1)(A), with the intent to influence or

retaliate against that official, §115(a)(1). Although a

“spouse” qualifies as a member of the officer’s “immediate

24 UNITED STATES v. WINDSOR

Opinion of the Court

family,” §115(c)(2), DOMA makes this protection inappli-

cable to same-sex spouses.

DOMA also brings financial harm to children of same-

sex couples. It raises the cost of health care for families

by taxing health benefits provided by employers to their

workers’ same-sex spouses. See 26 U. S. C. §106; Treas.

Reg. §1.106–1, 26 CFR §1.106–1 (2012); IRS Private Letter

Ruling 9850011 (Sept. 10, 1998). And it denies or re-

duces benefits allowed to families upon the loss of a spouse

and parent, benefits that are an integral part of family

security. See Social Security Administration, Social Secu-

rity Survivors Benefits 5 (2012) (benefits available to a

surviving spouse caring for the couple’s child), online at

http://www.ssa.gov/pubs/EN-05-10084.pdf.

DOMA divests married same-sex couples of the duties

and responsibilities that are an essential part of married

life and that they in most cases would be honored to accept

were DOMA not in force. For instance, because it is ex-

pected that spouses will support each other as they pursue

educational opportunities, federal law takes into consider-

ation a spouse’s income in calculating a student’s fed-

eral financial aid eligibility. See 20 U. S. C. §1087nn(b).

Same-sex married couples are exempt from this require-

ment. The same is true with respect to federal ethics

rules. Federal executive and agency officials are prohibit-

ed from “participat[ing] personally and substantially” in

matters as to which they or their spouses have a financial

interest. 18 U. S. C. §208(a). A similar statute prohibits

Senators, Senate employees, and their spouses from ac-

cepting high-value gifts from certain sources, see 2

U. S. C. §31–2(a)(1), and another mandates detailed finan-

cial disclosures by numerous high-ranking officials and

their spouses. See 5 U. S. C. App. §§102(a), (e). Under

DOMA, however, these Government-integrity rules do not

apply to same-sex spouses.

Cite as: 570 U. S. ____ (2013) 25

Opinion of the Court

* * *

The power the Constitution grants it also restrains.

And though Congress has great authority to design laws to

fit its own conception of sound national policy, it cannot

deny the liberty protected by the Due Process Clause of

the Fifth Amendment.

What has been explained to this point should more than

suffice to establish that the principal purpose and the

necessary effect of this law are to demean those persons

who are in a lawful same-sex marriage. This requires

the Court to hold, as it now does, that DOMA is unconsti-

tutional as a deprivation of the liberty of the person pro-

tected by the Fifth Amendment of the Constitution.

The liberty protected by the Fifth Amendment’s Due

Process Clause contains within it the prohibition against

denying to any person the equal protection of the laws.

See Bolling, 347 U. S., at 499–500; Adarand Constructors,

Inc. v. Peña, 515 U. S. 200, 217–218 (1995). While the

Fifth Amendment itself withdraws from Government the

power to degrade or demean in the way this law does,

the equal protection guarantee of the Fourteenth Amend-

ment makes that Fifth Amendment right all the more

specific and all the better understood and preserved.

The class to which DOMA directs its restrictions and

restraints are those persons who are joined in same-sex

marriages made lawful by the State. DOMA singles out a

class of persons deemed by a State entitled to recognition

and protection to enhance their own liberty. It imposes a

disability on the class by refusing to acknowledge a status

the State finds to be dignified and proper. DOMA in-

structs all federal officials, and indeed all persons with

whom same-sex couples interact, including their own

children, that their marriage is less worthy than the mar-

riages of others. The federal statute is invalid, for no

legitimate purpose overcomes the purpose and effect to

disparage and to injure those whom the State, by its mar-

26 UNITED STATES v. WINDSOR

Opinion of the Court

riage laws, sought to protect in personhood and dignity.

By seeking to displace this protection and treating those

persons as living in marriages less respected than others,

the federal statute is in violation of the Fifth Amendment.

This opinion and its holding are confined to those lawful

marriages.

The judgment of the Court of Appeals for the Second

Circuit is affirmed.

It is so ordered.

Cite as: 570 U. S. ____ (2013) 1

ROBERTS, C. J., dissenting

SUPREME COURT OF THE UNITED STATES

_________________

No. 12–307

_________________

UNITED STATES, PETITIONER v. EDITH SCHLAIN

WINDSOR, IN HER CAPACITY AS EXECUTOR OF THE

ESTATE OF THEA CLARA SPYER, ET AL.

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF

APPEALS FOR THE SECOND CIRCUIT

[June 26, 2013]

CHIEF JUSTICE ROBERTS, dissenting.

I agree with JUSTICE SCALIA that this Court lacks juris-

diction to review the decisions of the courts below. On

the merits of the constitutional dispute the Court decides to

decide, I also agree with JUSTICE SCALIA that Congress

acted constitutionally in passing the Defense of Marriage

Act (DOMA). Interests in uniformity and stability am-

ply justified Congress’s decision to retain the definition of

marriage that, at that point, had been adopted by every

State in our Nation, and every nation in the world. Post,

at 19–20 (dissenting opinion).

The majority sees a more sinister motive, pointing out

that the Federal Government has generally (though not

uniformly) deferred to state definitions of marriage in the

past. That is true, of course, but none of those prior state-

by-state variations had involved differences over some-

thing—as the majority puts it—“thought of by most people

as essential to the very definition of [marriage] and to

its role and function throughout the history of civilization.”

Ante, at 13. That the Federal Government treated this

fundamental question differently than it treated variations

over consanguinity or minimum age is hardly surprising—

and hardly enough to support a conclusion that the

“principal purpose,” ante, at 22, of the 342 Representa-

2 UNITED STATES v. WINDSOR

ROBERTS, C. J., dissenting

tives and 85 Senators who voted for it, and the President

who signed it, was a bare desire to harm. Nor do the snip-

pets of legislative history and the banal title of the Act

to which the majority points suffice to make such a show-

ing. At least without some more convincing evidence that

the Act’s principal purpose was to codify malice, and that

it furthered no legitimate government interests, I would

not tar the political branches with the brush of bigotry.

But while I disagree with the result to which the major-

ity’s analysis leads it in this case, I think it more important

to point out that its analysis leads no further. The Court

does not have before it, and the logic of its opinion does

not decide, the distinct question whether the States, in the

exercise of their “historic and essential authority to define

the marital relation,” ante, at 18, may continue to utilize

the traditional definition of marriage.

The majority goes out of its way to make this explicit in

the penultimate sentence of its opinion. It states that

“[t]his opinion and its holding are confined to those lawful

marriages,” ante, at 26—referring to same-sex marriages

that a State has already recognized as a result of the local

“community’s considered perspective on the historical

roots of the institution of marriage and its evolving un-

derstanding of the meaning of equality.” Ante, at 20.

JUSTICE SCALIA believes this is a “ ‘bald, unreasoned dis-

claime[r].’ ” Post, at 22. In my view, though, the disclaimer

is a logical and necessary consequence of the argument

the majority has chosen to adopt. The dominant theme

of the majority opinion is that the Federal Government’s

intrusion into an area “central to state domestic relations

law applicable to its residents and citizens” is sufficiently

“unusual” to set off alarm bells. Ante, at 17, 20. I think

the majority goes off course, as I have said, but it is unde-

niable that its judgment is based on federalism.

The majority extensively chronicles DOMA’s departure

from the normal allocation of responsibility between State

Cite as: 570 U. S. ____ (2013) 3

ROBERTS, C. J., dissenting

and Federal Governments, emphasizing that DOMA “re-

jects the long-established precept that the incidents, bene-

fits, and obligations of marriage are uniform for all married

couples within each State.” Ante, at 18. But there is

no such departure when one State adopts or keeps a defi-

nition of marriage that differs from that of its neighbor,

for it is entirely expected that state definitions would

“vary, subject to constitutional guarantees, from one State

to the next.” Ibid. Thus, while “[t]he State’s power in

defining the marital relation is of central relevance” to the

majority’s decision to strike down DOMA here, ibid., that

power will come into play on the other side of the board in

future cases about the constitutionality of state marriage

definitions. So too will the concerns for state diversity and

sovereignty that weigh against DOMA’s constitutionality

in this case. See ante, at 19.

It is not just this central feature of the majority’s analy-

sis that is unique to DOMA, but many considerations on

the periphery as well. For example, the majority focuses

on the legislative history and title of this particular Act,

ante, at 21; those statute-specific considerations will, of

course, be irrelevant in future cases about different stat-

utes. The majority emphasizes that DOMA was a “system-

wide enactment with no identified connection to any

particular area of federal law,” but a State’s definition of

marriage “is the foundation of the State’s broader author-

ity to regulate the subject of domestic relations with re-

spect to the ‘[p]rotection of offspring, property interests,

and the enforcement of marital responsibilities.’ ” Ante, at

22, 17. And the federal decision undermined (in the ma-

jority’s view) the “dignity [already] conferred by the States

in the exercise of their sovereign power,” ante, at 21,

whereas a State’s decision whether to expand the defini-

tion of marriage from its traditional contours involves no

similar concern.

We may in the future have to resolve challenges to state

4 UNITED STATES v. WINDSOR

ROBERTS, C. J., dissenting

marriage definitions affecting same-sex couples. That

issue, however, is not before us in this case, and we hold

today that we lack jurisdiction to consider it in the partic-

ular context of Hollingsworth v. Perry, ante, p. ___. I write

only to highlight the limits of the majority’s holding and

reasoning today, lest its opinion be taken to resolve not

only a question that I believe is not properly before us—

DOMA’s constitutionality—but also a question that all

agree, and the Court explicitly acknowledges, is not at

issue.

Cite as: 570 U. S. ____ (2013) 1

SCALIA, J., dissenting

SUPREME COURT OF THE UNITED STATES

_________________

No. 12–307

_________________

UNITED STATES, PETITIONER v. EDITH SCHLAIN

WINDSOR, IN HER CAPACITY AS EXECUTOR OF THE

ESTATE OF THEA CLARA SPYER, ET AL.

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF

APPEALS FOR THE SECOND CIRCUIT

[June 26, 2013]

JUSTICE SCALIA, with whom JUSTICE THOMAS joins,

and with whom THE CHIEF JUSTICE joins as to Part I,

dissenting.

This case is about power in several respects. It is about

the power of our people to govern themselves, and the

power of this Court to pronounce the law. Today’s opinion

aggrandizes the latter, with the predictable consequence of

diminishing the former. We have no power to decide this

case. And even if we did, we have no power under the

Constitution to invalidate this democratically adopted leg-

islation. The Court’s errors on both points spring forth

from the same diseased root: an exalted conception of the

role of this institution in America.

I

A

The Court is eager—hungry—to tell everyone its view of

the legal question at the heart of this case. Standing in

the way is an obstacle, a technicality of little interest to

anyone but the people of We the People, who created it as

a barrier against judges’ intrusion into their lives. They

gave judges, in Article III, only the “judicial Power,” a

power to decide not abstract questions but real, concrete

2 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

“Cases” and “Controversies.” Yet the plaintiff and the Gov-

ernment agree entirely on what should happen in this

lawsuit. They agree that the court below got it right; and

they agreed in the court below that the court below that

one got it right as well. What, then, are we doing here?

The answer lies at the heart of the jurisdictional portion

of today’s opinion, where a single sentence lays bare the

majority’s vision of our role. The Court says that we have

the power to decide this case because if we did not, then

our “primary role in determining the constitutionality of

a law” (at least one that “has inflicted real injury on a

plaintiff ”) would “become only secondary to the President’s.”

Ante, at 12. But wait, the reader wonders—Windsor won

below, and so cured her injury, and the President was glad

to see it. True, says the majority, but judicial review must

march on regardless, lest we “undermine the clear dictate

of the separation-of-powers principle that when an Act of

Congress is alleged to conflict with the Constitution, it is

emphatically the province and duty of the judicial depart-

ment to say what the law is.” Ibid. (internal quotation

marks and brackets omitted).

That is jaw-dropping. It is an assertion of judicial su-

premacy over the people’s Representatives in Congress

and the Executive. It envisions a Supreme Court standing

(or rather enthroned) at the apex of government, empow-

ered to decide all constitutional questions, always and every-

where “primary” in its role.

This image of the Court would have been unrecognizable

to those who wrote and ratified our national charter. They

knew well the dangers of “primary” power, and so created

branches of government that would be “perfectly co-

ordinate by the terms of their common commission,” none

of which branches could “pretend to an exclusive or supe-

rior right of settling the boundaries between their respec-

tive powers.” The Federalist, No. 49, p. 314 (C. Rossiter

ed. 1961) (J. Madison). The people did this to protect

Cite as: 570 U. S. ____ (2013) 3

SCALIA, J., dissenting

themselves. They did it to guard their right to self-rule

against the black-robed supremacy that today’s majority

finds so attractive. So it was that Madison could confi-

dently state, with no fear of contradiction, that there was

nothing of “greater intrinsic value” or “stamped with the

authority of more enlightened patrons of liberty” than a

government of separate and coordinate powers. Id., No.

47, at 301.

For this reason we are quite forbidden to say what the

law is whenever (as today’s opinion asserts) “ ‘an Act of

Congress is alleged to conflict with the Constitution.’ ”

Ante, at 12. We can do so only when that allegation will

determine the outcome of a lawsuit, and is contradicted by

the other party. The “judicial Power” is not, as the major-

ity believes, the power “ ‘to say what the law is,’ ” ibid.,

giving the Supreme Court the “primary role in determin-

ing the constitutionality of laws.” The majority must have

in mind one of the foreign constitutions that pronounces

such primacy for its constitutional court and allows that

primacy to be exercised in contexts other than a lawsuit.

See, e.g., Basic Law for the Federal Republic of Germany,

Art. 93. The judicial power as Americans have understood

it (and their English ancestors before them) is the power

to adjudicate, with conclusive effect, disputed govern-

ment claims (civil or criminal) against private persons, and

disputed claims by private persons against the govern-

ment or other private persons. Sometimes (though not

always) the parties before the court disagree not with

regard to the facts of their case (or not only with regard to

the facts) but with regard to the applicable law—in which

event (and only in which event) it becomes the “ ‘province

and duty of the judicial department to say what the law

is.’ ” Ante, at 12.

In other words, declaring the compatibility of state or

federal laws with the Constitution is not only not the

“primary role” of this Court, it is not a separate, free-

4 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

standing role at all. We perform that role incidentally—by

accident, as it were—when that is necessary to resolve the

dispute before us. Then, and only then, does it become

“ ‘the province and duty of the judicial department to say

what the law is.’ ” That is why, in 1793, we politely de-

clined the Washington Administration’s request to “say

what the law is” on a particular treaty matter that was

not the subject of a concrete legal controversy. 3 Corre-

spondence and Public Papers of John Jay 486–489 (H.

Johnston ed. 1893). And that is why, as our opinions have

said, some questions of law will never be presented to this

Court, because there will never be anyone with standing

to bring a lawsuit. See Schlesinger v. Reservists Comm. to

Stop the War, 418 U. S. 208, 227 (1974); United States v.

Richardson, 418 U. S. 166, 179 (1974). As Justice Bran-

deis put it, we cannot “pass upon the constitutionality of

legislation in a friendly, non-adversary, proceeding”; ab-

sent a “ ‘real, earnest and vital controversy between indi-

viduals,’ ” we have neither any work to do nor any power to

do it. Ashwander v. TVA, 297 U. S. 288, 346 (1936) (con-

curring opinion) (quoting Chicago & Grand Trunk R. Co.

v. Wellman, 143 U. S. 339, 345 (1892)). Our authority

begins and ends with the need to adjudge the rights of an

injured party who stands before us seeking redress. Lujan

v. Defenders of Wildlife, 504 U. S. 555, 560 (1992).

That is completely absent here. Windsor’s injury was

cured by the judgment in her favor. And while, in ordi-

nary circumstances, the United States is injured by a

directive to pay a tax refund, this suit is far from ordinary.

Whatever injury the United States has suffered will surely

not be redressed by the action that it, as a litigant, asks us

to take. The final sentence of the Solicitor General’s brief

on the merits reads: “For the foregoing reasons, the judg-

ment of the court of appeals should be affirmed.” Brief for

United States (merits) 54 (emphasis added). That will not

cure the Government’s injury, but carve it into stone. One

Cite as: 570 U. S. ____ (2013) 5

SCALIA, J., dissenting

could spend many fruitless afternoons ransacking our

library for any other petitioner’s brief seeking an affir-

mance of the judgment against it.1 What the petitioner

United States asks us to do in the case before us is exactly

what the respondent Windsor asks us to do: not to provide

relief from the judgment below but to say that that judg-

ment was correct. And the same was true in the Court of

Appeals: Neither party sought to undo the judgment for

Windsor, and so that court should have dismissed the

appeal (just as we should dismiss) for lack of jurisdiction.

Since both parties agreed with the judgment of the Dis-

trict Court for the Southern District of New York, the suit

should have ended there. The further proceedings have

been a contrivance, having no object in mind except to ele-

vate a District Court judgment that has no precedential

effect in other courts, to one that has precedential effect

throughout the Second Circuit, and then (in this Court)

precedential effect throughout the United States.

We have never before agreed to speak—to “say what the

law is”—where there is no controversy before us. In the

more than two centuries that this Court has existed as an

institution, we have never suggested that we have the

power to decide a question when every party agrees with

both its nominal opponent and the court below on that

question’s answer. The United States reluctantly con-

ceded that at oral argument. See Tr. of Oral Arg. 19–20.

The closest we have ever come to what the Court blesses

today was our opinion in INS v. Chadha, 462 U. S. 919

(1983). But in that case, two parties to the litigation

——————

1 For an even more advanced scavenger hunt, one might search the

annals of Anglo-American law for another “Motion to Dismiss” like the

one the United States filed in District Court: It argued that the court

should agree “with Plaintiff and the United States” and “not dismiss”

the complaint. (Emphasis mine.) Then, having gotten exactly what it

asked for, the United States promptly appealed.

6 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

disagreed with the position of the United States and with

the court below: the House and Senate, which had inter-

vened in the case. Because Chadha concerned the validity

of a mode of congressional action—the one-house legis-

lative veto—the House and Senate were threatened with

destruction of what they claimed to be one of their institu-

tional powers. The Executive choosing not to defend that

power,2 we permitted the House and Senate to intervene.

Nothing like that is present here.

To be sure, the Court in Chadha said that statutory

aggrieved-party status was “not altered by the fact that

the Executive may agree with the holding that the statute

in question is unconstitutional.” Id., at 930–931. But in

a footnote to that statement, the Court acknowledged Arti-

cle III’s separate requirement of a “justiciable case or

controversy,” and stated that this requirement was satis-

fied “because of the presence of the two Houses of Con-

gress as adverse parties.” Id., at 931, n. 6. Later in its

opinion, the Chadha Court remarked that the United

States’ announced intention to enforce the statute also

sufficed to permit judicial review, even absent congres-

sional participation. Id., at 939. That remark is true, as a

description of the judicial review conducted in the Court of

Appeals, where the Houses of Congress had not inter-

——————

2 There the Justice Department’s refusal to defend the legislation

was in accord with its longstanding (and entirely reasonable) practice of

declining to defend legislation that in its view infringes upon Presiden-

tial powers. There is no justification for the Justice Department’s

abandoning the law in the present case. The majority opinion makes a

point of scolding the President for his “failure to defend the constitu-

tionality of an Act of Congress based on a constitutional theory not yet

established in judicial decisions,” ante, at 12. But the rebuke is tongue-

in-cheek, for the majority gladly gives the President what he wants.

Contrary to all precedent, it decides this case (and even decides it the

way the President wishes) despite his abandonment of the defense and

the consequent absence of a case or controversy.

Cite as: 570 U. S. ____ (2013) 7

SCALIA, J., dissenting

vened. (The case originated in the Court of Appeals, since

it sought review of agency action under 8 U. S. C. §1105a(a)

(1976 ed.).) There, absent a judgment setting aside

the INS order, Chadha faced deportation. This pas-

sage of our opinion seems to be addressing that initial

standing in the Court of Appeals, as indicated by its quo-

tation from the lower court’s opinion, 462 U. S., at 939–

940. But if it was addressing standing to pursue the

appeal, the remark was both the purest dictum (as con-

gressional intervention at that point made the required

adverseness “beyond doubt,” id., at 939), and quite incor-

rect. When a private party has a judicial decree safely in

hand to prevent his injury, additional judicial action re-

quires that a party injured by the decree seek to undo it.

In Chadha, the intervening House and Senate fulfilled

that requirement. Here no one does.

The majority’s discussion of the requirements of Article

III bears no resemblance to our jurisprudence. It accuses

the amicus (appointed to argue against our jurisdiction) of

“elid[ing] the distinction between . . . the jurisdictional

requirements of Article III and the prudential limits on its

exercise.” Ante, at 6. It then proceeds to call the require-

ment of adverseness a “prudential” aspect of standing. Of

standing. That is incomprehensible. A plaintiff (or appel-

lant) can have all the standing in the world—satisfying all

three standing requirements of Lujan that the majority so

carefully quotes, ante, at 7—and yet no Article III contro-

versy may be before the court. Article III requires not just

a plaintiff (or appellant) who has standing to complain

but an opposing party who denies the validity of the com-

plaint. It is not the amicus that has done the eliding of

distinctions, but the majority, calling the quite separate

Article III requirement of adverseness between the parties

an element (which it then pronounces a “prudential” ele-

ment) of standing. The question here is not whether, as

the majority puts it, “the United States retains a stake

8 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

sufficient to support Article III jurisdiction,” ibid. the

question is whether there is any controversy (which re-

quires contradiction) between the United States and Ms.

Windsor. There is not.

I find it wryly amusing that the majority seeks to dis-

miss the requirement of party-adverseness as nothing

more than a “prudential” aspect of the sole Article III

requirement of standing. (Relegating a jurisdictional re-

quirement to “prudential” status is a wondrous device,

enabling courts to ignore the requirement whenever they

believe it “prudent”—which is to say, a good idea.) Half a

century ago, a Court similarly bent upon announcing its

view regarding the constitutionality of a federal statute

achieved that goal by effecting a remarkably similar but

completely opposite distortion of the principles limiting our

jurisdiction. The Court’s notorious opinion in Flast v.

Cohen, 392 U. S. 83, 98–101 (1968), held that standing

was merely an element (which it pronounced to be a

“prudential” element) of the sole Article III requirement

of adverseness. We have been living with the chaos created

by that power-grabbing decision ever since, see Hein v.

Freedom From Religion Foundation, Inc., 551 U. S. 587

(2007), as we will have to live with the chaos created by

this one.

The authorities the majority cites fall miles short of

supporting the counterintuitive notion that an Article III

“controversy” can exist without disagreement between the

parties. In Deposit Guaranty Nat. Bank v. Roper, 445

U. S. 326 (1980), the District Court had entered judgment

in the individual plaintiff ’s favor based on the defendant

bank’s offer to pay the full amount claimed. The plaintiff,

however, sought to appeal the District Court’s denial of

class certification under Federal Rule of Civil Procedure

23. There was a continuing dispute between the parties

concerning the issue raised on appeal. The same is true of

the other case cited by the majority, Camreta v. Greene,

Cite as: 570 U. S. ____ (2013) 9

SCALIA, J., dissenting

563 U. S. ___ (2011). There the District Court found that

the defendant state officers had violated the Fourth

Amendment, but rendered judgment in their favor because

they were entitled to official immunity, application of the

Fourth Amendment to their conduct not having been clear

at the time of violation. The officers sought to appeal

the holding of Fourth Amendment violation, which would

circumscribe their future conduct; the plaintiff continued

to insist that a Fourth Amendment violation had occurred.

The “prudential” discretion to which both those cases refer

was the discretion to deny an appeal even when a live

controversy exists—not the discretion to grant one when it

does not. The majority can cite no case in which this

Court entertained an appeal in which both parties urged

us to affirm the judgment below. And that is because the

existence of a controversy is not a “prudential” require-

ment that we have invented, but an essential element of

an Article III case or controversy. The majority’s notion

that a case between friendly parties can be entertained so

long as “adversarial presentation of the issues is assured

by the participation of amici curiae prepared to defend

with vigor” the other side of the issue, ante, at 10, effects a

breathtaking revolution in our Article III jurisprudence.

It may be argued that if what we say is true some Presi-

dential determinations that statutes are unconstitutional

will not be subject to our review. That is as it should

be, when both the President and the plaintiff agree that

the statute is unconstitutional. Where the Executive is en-

forcing an unconstitutional law, suit will of course lie; but

if, in that suit, the Executive admits the unconstitution-

ality of the law, the litigation should end in an order or a

consent decree enjoining enforcement. This suit saw the

light of day only because the President enforced the Act

(and thus gave Windsor standing to sue) even though he

believed it unconstitutional. He could have equally chosen

(more appropriately, some would say) neither to enforce

10 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

nor to defend the statute he believed to be unconstitu-

tional, see Presidential Authority to Decline to Execute Un-

constitutional Statutes, 18 Op. Off. Legal Counsel 199

(Nov. 2, 1994)—in which event Windsor would not have

been injured, the District Court could not have refereed

this friendly scrimmage, and the Executive’s determina-

tion of unconstitutionality would have escaped this Court’s

desire to blurt out its view of the law. The matter would

have been left, as so many matters ought to be left, to a

tug of war between the President and the Congress, which

has innumerable means (up to and including impeach-

ment) of compelling the President to enforce the laws it

has written. Or the President could have evaded presen-

tation of the constitutional issue to this Court simply by

declining to appeal the District Court and Court of Ap-

peals dispositions he agreed with. Be sure of this much: If

a President wants to insulate his judgment of unconstitu-

tionality from our review, he can. What the views urged

in this dissent produce is not insulation from judicial

review but insulation from Executive contrivance.

The majority brandishes the famous sentence from

Marbury v. Madison, 1 Cranch 137, 177 (1803) that “[i]t is

emphatically the province and duty of the judicial depart-

ment to say what the law is.” Ante, at 12 (internal quota-

tion marks omitted). But that sentence neither says nor

implies that it is always the province and duty of the

Court to say what the law is—much less that its responsi-

bility in that regard is a “primary” one. The very next

sentence of Chief Justice Marshall’s opinion makes the

crucial qualification that today’s majority ignores: “Those

who apply the rule to particular cases, must of necessity

expound and interpret that rule.” 1 Cranch, at 177 (em-

phasis added). Only when a “particular case” is before

us—that is, a controversy that it is our business to resolve

under Article III—do we have the province and duty to

pronounce the law. For the views of our early Court more

Cite as: 570 U. S. ____ (2013) 11

SCALIA, J., dissenting

precisely addressing the question before us here, the ma-

jority ought instead to have consulted the opinion of Chief

Justice Taney in Lord v. Veazie, 8 How. 251 (1850):

“The objection in the case before us is . . . that the

plaintiff and defendant have the same interest, and

that interest adverse and in conflict with the interest

of third persons, whose rights would be seriously af-

fected if the question of law was decided in the man-

ner that both of the parties to this suit desire it to be.

“A judgment entered under such circumstances, and

for such purposes, is a mere form. The whole proceed-

ing was in contempt of the court, and highly repre-

hensible . . . . A judgment in form, thus procured, in

the eye of the law is no judgment of the court. It is a

nullity, and no writ of error will lie upon it. This writ

is, therefore, dismissed.” Id., at 255–256.

There is, in the words of Marbury, no “necessity [to] ex-

pound and interpret” the law in this case; just a desire

to place this Court at the center of the Nation’s life.

1 Cranch, at 177.

B

A few words in response to the theory of jurisdiction set

forth in JUSTICE ALITO’s dissent: Though less far reach-

ing in its consequences than the majority’s conversion of

constitutionally required adverseness into a discretionary

element of standing, the theory of that dissent similarly

elevates the Court to the “primary” determiner of constitu-

tional questions involving the separation of powers, and,

to boot, increases the power of the most dangerous branch:

the “legislative department,” which by its nature “draw[s]

all power into its impetuous vortex.” The Federalist, No.

48, at 309 (J. Madison). Heretofore in our national his-

tory, the President’s failure to “take Care that the Laws

be faithfully executed,” U. S. Const., Art. II, §3, could only be

12 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

brought before a judicial tribunal by someone whose

concrete interests were harmed by that alleged failure.

JUSTICE ALITO would create a system in which Congress

can hale the Executive before the courts not only to vindi-

cate its own institutional powers to act, but to correct a

perceived inadequacy in the execution of its laws.3 This

would lay to rest Tocqueville’s praise of our judicial system

as one which “intimately bind[s] the case made for the law

with the case made for one man,” one in which legislation

is “no longer exposed to the daily aggression of the par-

ties,” and in which “[t]he political question that [the judge]

must resolve is linked to the interest” of private litigants.

A. de Tocqueville, Democracy in America 97 (H. Mansfield

——————

3 JUSTICE ALITO attempts to limit his argument by claiming that Con-

gress is injured (and can therefore appeal) when its statute is held

unconstitutional without Presidential defense, but is not injured when

its statute is held unconstitutional despite Presidential defense. I do

not understand that line. The injury to Congress is the same whether

the President has defended the statute or not. And if the injury is

threatened, why should Congress not be able to participate in the suit

from the beginning, just as the President can? And if having a statute

declared unconstitutional (and therefore inoperative) by a court is an

injury, why is it not an injury when a statute is declared unconstitu-

tional by the President and rendered inoperative by his consequent

failure to enforce it? Or when the President simply declines to enforce

it without opining on its constitutionality? If it is the inoperativeness

that constitutes the injury—the “impairment of [the legislative] func-

tion,” as JUSTICE ALITO puts it, post, at 4—it should make no difference

which of the other two branches inflicts it, and whether the Constitu-

tion is the pretext. A principled and predictable system of jurispru-

dence cannot rest upon a shifting concept of injury, designed to support

standing when we would like it. If this Court agreed with JUSTICE

ALITO’s distinction, its opinion in Raines v. Byrd, 521 U. S. 811 (1997),

which involved an original suit by Members of Congress challenging an

assertedly unconstitutional law, would have been written quite differ-

ently; and JUSTICE ALITO’s distinguishing of that case on grounds quite

irrelevant to his theory of standing would have been unnecessary.

Cite as: 570 U. S. ____ (2013) 13

SCALIA, J., dissenting

& D. Winthrop eds. 2000). That would be replaced by a

system in which Congress and the Executive can pop

immediately into court, in their institutional capacity,

whenever the President refuses to implement a statute he

believes to be unconstitutional, and whenever he imple-

ments a law in a manner that is not to Congress’s liking.

JUSTICE ALITO’s notion of standing will likewise enor-

mously shrink the area to which “judicial censure, exer-

cised by the courts on legislation, cannot extend,” ibid.

For example, a bare majority of both Houses could bring

into court the assertion that the Executive’s implementa-

tion of welfare programs is too generous—a failure that no

other litigant would have standing to complain about.

Moreover, as we indicated in Raines v. Byrd, 521 U. S.

811, 828 (1997), if Congress can sue the Executive for the

erroneous application of the law that “injures” its power to

legislate, surely the Executive can sue Congress for its

erroneous adoption of an unconstitutional law that “in-

jures” the Executive’s power to administer—or perhaps for

its protracted failure to act on one of his nominations. The

opportunities for dragging the courts into disputes hith-

erto left for political resolution are endless.

JUSTICE ALITO’s dissent is correct that Raines did not

formally decide this issue, but its reasoning does. The

opinion spends three pages discussing famous, decades-

long disputes between the President and Congress—

regarding congressional power to forbid the Presidential

removal of executive officers, regarding the legislative

veto, regarding congressional appointment of executive

officers, and regarding the pocket veto—that would

surely have been promptly resolved by a Congress-vs.-the-

President lawsuit if the impairment of a branch’s powers

alone conferred standing to commence litigation. But it

does not, and never has; the “enormous power that the

judiciary would acquire” from the ability to adjudicate

such suits “would have made a mockery of [Hamilton’s]

14 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

quotation of Montesquieu to the effect that ‘of the three

powers above mentioned . . . the JUDICIARY is next to

nothing.’ ” Barnes v. Kline, 759 F. 2d 21, 58 (CADC 1985)

(Bork, J., dissenting) (quoting The Federalist No. 78 (A.

Hamilton)).

To be sure, if Congress cannot invoke our authority in

the way that JUSTICE ALITO proposes, then its only re-

course is to confront the President directly. Unimaginable

evil this is not. Our system is designed for confrontation.

That is what “[a]mbition . . . counteract[ing] ambition,”

The Federalist, No. 51, at 322 (J. Madison), is all about. If

majorities in both Houses of Congress care enough about

the matter, they have available innumerable ways to com-

pel executive action without a lawsuit—from refusing

to confirm Presidential appointees to the elimination of

funding. (Nothing says “enforce the Act” quite like “. . . or

you will have money for little else.”) But the condition is

crucial; Congress must care enough to act against the

President itself, not merely enough to instruct its lawyers

to ask us to do so. Placing the Constitution’s entirely

anticipated political arm wrestling into permanent judicial

receivership does not do the system a favor. And by the

way, if the President loses the lawsuit but does not faith-

fully implement the Court’s decree, just as he did not

faithfully implement Congress’s statute, what then? Only

Congress can bring him to heel by . . . what do you think?

Yes: a direct confrontation with the President.

II

For the reasons above, I think that this Court has, and

the Court of Appeals had, no power to decide this suit. We

should vacate the decision below and remand to the Court

of Appeals for the Second Circuit, with instructions to

dismiss the appeal. Given that the majority has volun-

teered its view of the merits, however, I proceed to discuss

that as well.

Cite as: 570 U. S. ____ (2013) 15

SCALIA, J., dissenting

A

There are many remarkable things about the majority’s

merits holding. The first is how rootless and shifting its

justifications are. For example, the opinion starts with

seven full pages about the traditional power of States to

define domestic relations—initially fooling many readers,

I am sure, into thinking that this is a federalism opinion.

But we are eventually told that “it is unnecessary to de-

cide whether this federal intrusion on state power is a vio-

lation of the Constitution,” and that “[t]he State’s power

in defining the marital relation is of central relevance

in this case quite apart from principles of federalism” be-

cause “the State’s decision to give this class of persons

the right to marry conferred upon them a dignity and

status of immense import.” Ante, at 18. But no one ques-

tions the power of the States to define marriage (with the

concomitant conferral of dignity and status), so what is the

point of devoting seven pages to describing how long and

well established that power is? Even after the opinion has

formally disclaimed reliance upon principles of federalism,

mentions of “the usual tradition of recognizing and accept-

ing state definitions of marriage” continue. See, e.g., ante,

at 20. What to make of this? The opinion never explains.

My guess is that the majority, while reluctant to suggest

that defining the meaning of “marriage” in federal stat-

utes is unsupported by any of the Federal Government’s

enumerated powers,4 nonetheless needs some rhetorical

basis to support its pretense that today’s prohibition of

——————

4 Such a suggestion would be impossible, given the Federal Govern-

ment’s long history of making pronouncements regarding marriage—for

example, conditioning Utah’s entry into the Union upon its prohibition

of polygamy. See Act of July 16, 1894, ch. 138, §3, 28 Stat. 108 (“The

constitution [of Utah]” must provide “perfect toleration of religious

sentiment,” “Provided, That polygamous or plural marriages are

forever prohibited”).

16 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

laws excluding same-sex marriage is confined to the Fed-

eral Government (leaving the second, state-law shoe to be

dropped later, maybe next Term). But I am only guessing.

Equally perplexing are the opinion’s references to “the

Constitution’s guarantee of equality.” Ibid. Near the end

of the opinion, we are told that although the “equal protec-

tion guarantee of the Fourteenth Amendment makes [the]

Fifth Amendment [due process] right all the more specific

and all the better understood and preserved”—what can

that mean?—“the Fifth Amendment itself withdraws from

Government the power to degrade or demean in the way

this law does.” Ante, at 25. The only possible interpreta-

tion of this statement is that the Equal Protection Clause,

even the Equal Protection Clause as incorporated in the

Due Process Clause, is not the basis for today’s holding.

But the portion of the majority opinion that explains why

DOMA is unconstitutional (Part IV) begins by citing Bol-

ling v. Sharpe, 347 U. S. 497 (1954), Department of Agri-

culture v. Moreno, 413 U. S. 528 (1973), and Romer v.

Evans, 517 U. S. 620 (1996)—all of which are equal-

protection cases.5 And those three cases are the only

authorities that the Court cites in Part IV about the Con-

stitution’s meaning, except for its citation of Lawrence v.

Texas, 539 U. S. 558 (2003) (not an equal-protection case)

to support its passing assertion that the Constitution

protects the “moral and sexual choices” of same-sex cou-

ples, ante, at 23.

Moreover, if this is meant to be an equal-protection

opinion, it is a confusing one. The opinion does not resolve

and indeed does not even mention what had been the

——————

5 Since the Equal Protection Clause technically applies only against

the States, see U. S. Const., Amdt. 14, Bolling and Moreno, dealing

with federal action, relied upon “the equal protection component of the

Due Process Clause of the Fifth Amendment,” Moreno, 413 U. S., at

533.

Cite as: 570 U. S. ____ (2013) 17

SCALIA, J., dissenting

central question in this litigation: whether, under the

Equal Protection Clause, laws restricting marriage to a

man and a woman are reviewed for more than mere ra-

tionality. That is the issue that divided the parties and

the court below, compare Brief for Respondent Bipartisan

Legal Advisory Group of U. S. House of Representatives

(merits) 24–28 (no), with Brief for Respondent Windsor

(merits) 17–31 and Brief for United States (merits) 18–36

(yes); and compare 699 F. 3d 169, 180–185 (CA2 2012)

(yes), with id., at 208–211 (Straub, J., dissenting in part

and concurring in part) (no). In accord with my previously

expressed skepticism about the Court’s “tiers of scrutiny”

approach, I would review this classification only for its

rationality. See United States v. Virginia, 518 U. S. 515,

567–570 (1996) (SCALIA, J., dissenting). As nearly as I can

tell, the Court agrees with that; its opinion does not apply

strict scrutiny, and its central propositions are taken from

rational-basis cases like Moreno. But the Court certainly

does not apply anything that resembles that deferential

framework. See Heller v. Doe, 509 U. S. 312, 320 (1993)

(a classification “‘must be upheld . . . if there is any reason-

ably conceivable state of facts’ ” that could justify it).

The majority opinion need not get into the strict-vs.-

rational-basis scrutiny question, and need not justify its

holding under either, because it says that DOMA is un-

constitutional as “a deprivation of the liberty of the person

protected by the Fifth Amendment of the Constitution,”

ante, at 25; that it violates “basic due process” principles,

ante, at 20; and that it inflicts an “injury and indignity” of

a kind that denies “an essential part of the liberty pro-

tected by the Fifth Amendment,” ante, at 19. The majority

never utters the dread words “substantive due process,”

perhaps sensing the disrepute into which that doctrine

has fallen, but that is what those statements mean. Yet

the opinion does not argue that same-sex marriage is

“deeply rooted in this Nation’s history and tradition,”

18 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

Washington v. Glucksberg, 521 U. S. 702, 720–721

(1997), a claim that would of course be quite absurd. So

would the further suggestion (also necessary, under our

substantive-due-process precedents) that a world in which

DOMA exists is one bereft of “ ‘ordered liberty.’ ” Id., at 721

(quoting Palko v. Connecticut, 302 U. S. 319, 325 (1937)).

Some might conclude that this loaf could have used a

while longer in the oven. But that would be wrong; it is

already overcooked. The most expert care in preparation

cannot redeem a bad recipe. The sum of all the Court’s

nonspecific hand-waving is that this law is invalid (maybe

on equal-protection grounds, maybe on substantive-due-

process grounds, and perhaps with some amorphous fed-

eralism component playing a role) because it is motivated

by a “ ‘bare . . . desire to harm’ ” couples in same-sex mar-

riages. Ante, at 20. It is this proposition with which I will

therefore engage.

B

As I have observed before, the Constitution does not

forbid the government to enforce traditional moral and

sexual norms. See Lawrence v. Texas, 539 U. S. 558, 599

(2003) (SCALIA, J., dissenting). I will not swell the U. S.

Reports with restatements of that point. It is enough to

say that the Constitution neither requires nor forbids our

society to approve of same-sex marriage, much as it nei-

ther requires nor forbids us to approve of no-fault divorce,

polygamy, or the consumption of alcohol.

However, even setting aside traditional moral disap-

proval of same-sex marriage (or indeed same-sex sex),

there are many perfectly valid—indeed, downright bor-

ing—justifying rationales for this legislation. Their exist-

ence ought to be the end of this case. For they give the lie

to the Court’s conclusion that only those with hateful

hearts could have voted “aye” on this Act. And more

importantly, they serve to make the contents of the legis-

Cite as: 570 U. S. ____ (2013) 19

SCALIA, J., dissenting

lators’ hearts quite irrelevant: “It is a familiar principle of

constitutional law that this Court will not strike down an

otherwise constitutional statute on the basis of an alleged

illicit legislative motive.” United States v. O’Brien, 391

U. S. 367, 383 (1968). Or at least it was a familiar princi-

ple. By holding to the contrary, the majority has declared

open season on any law that (in the opinion of the law’s

opponents and any panel of like-minded federal judges)

can be characterized as mean-spirited.

The majority concludes that the only motive for this Act

was the “bare . . . desire to harm a politically unpopular

group.” Ante, at 20. Bear in mind that the object of

this condemnation is not the legislature of some once-

Confederate Southern state (familiar objects of the Court’s

scorn, see, e.g., Edwards v. Aguillard, 482 U. S. 578

(1987)), but our respected coordinate branches, the Con-

gress and Presidency of the United States. Laying such a

charge against them should require the most extraordi-

nary evidence, and I would have thought that every

attempt would be made to indulge a more anodyne expla-

nation for the statute. The majority does the opposite—

affirmatively concealing from the reader the arguments

that exist in justification. It makes only a passing men-

tion of the “arguments put forward” by the Act’s defenders,

and does not even trouble to paraphrase or describe them.

See ante, at 21. I imagine that this is because it is harder

to maintain the illusion of the Act’s supporters as unhinged

members of a wild-eyed lynch mob when one first describes

their views as they see them.

To choose just one of these defenders’ arguments,

DOMA avoids difficult choice-of-law issues that will now

arise absent a uniform federal definition of marriage. See,

e.g., Baude, Beyond DOMA: Choice of State Law in Fed-

eral Statutes, 64 Stan. L. Rev. 1371 (2012). Imagine a pair

of women who marry in Albany and then move to Ala-

bama, which does not “recognize as valid any marriage of

20 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

parties of the same sex.” Ala. Code §30–1–19(e) (2011).

When the couple files their next federal tax return, may it

be a joint one? Which State’s law controls, for federal-law

purposes: their State of celebration (which recognizes the

marriage) or their State of domicile (which does not)?

(Does the answer depend on whether they were just visit-

ing in Albany?) Are these questions to be answered as a

matter of federal common law, or perhaps by borrowing a

State’s choice-of-law rules? If so, which State’s? And what

about States where the status of an out-of-state same-sex

marriage is an unsettled question under local law? See

Godfrey v. Spano, 13 N. Y. 3d 358, 920 N. E. 2d 328

(2009). DOMA avoided all of this uncertainty by speci-

fying which marriages would be recognized for federal

purposes. That is a classic purpose for a definitional

provision.

Further, DOMA preserves the intended effects of prior

legislation against then-unforeseen changes in circum-

stance. When Congress provided (for example) that a

special estate-tax exemption would exist for spouses, this

exemption reached only opposite-sex spouses—those being

the only sort that were recognized in any State at the time

of DOMA’s passage. When it became clear that changes in

state law might one day alter that balance, DOMA’s defi-

nitional section was enacted to ensure that state-level

experimentation did not automatically alter the basic

operation of federal law, unless and until Congress made

the further judgment to do so on its own. That is not

animus—just stabilizing prudence. Congress has hardly

demonstrated itself unwilling to make such further, revis-

ing judgments upon due deliberation. See, e.g., Don’t Ask,

Don’t Tell Repeal Act of 2010, 124 Stat. 3515.

The Court mentions none of this. Instead, it accuses the

Congress that enacted this law and the President who

signed it of something much worse than, for example,

having acted in excess of enumerated federal powers—or

Cite as: 570 U. S. ____ (2013) 21

SCALIA, J., dissenting

even having drawn distinctions that prove to be irrational.

Those legal errors may be made in good faith, errors

though they are. But the majority says that the support-

ers of this Act acted with malice—with the “purpose” (ante,

at 25) “to disparage and to injure” same-sex couples. It

says that the motivation for DOMA was to “demean,”

ibid.; to “impose inequality,” ante, at 22; to “impose . . . a

stigma,” ante, at 21; to deny people “equal dignity,” ibid.;

to brand gay people as “unworthy,” ante, at 23; and to

“humiliat[e]” their children, ibid. (emphasis added).

I am sure these accusations are quite untrue. To be

sure (as the majority points out), the legislation is called

the Defense of Marriage Act. But to defend traditional

marriage is not to condemn, demean, or humiliate those

who would prefer other arrangements, any more than to

defend the Constitution of the United States is to con-

demn, demean, or humiliate other constitutions. To hurl

such accusations so casually demeans this institution. In

the majority’s judgment, any resistance to its holding is

beyond the pale of reasoned disagreement. To question its

high-handed invalidation of a presumptively valid statute

is to act (the majority is sure) with the purpose to “dis-

parage,” ”injure,” “degrade,” ”demean,” and “humiliate” our

fellow human beings, our fellow citizens, who are homo-

sexual. All that, simply for supporting an Act that did

no more than codify an aspect of marriage that had been

unquestioned in our society for most of its existence—

indeed, had been unquestioned in virtually all societies for

virtually all of human history. It is one thing for a society

to elect change; it is another for a court of law to impose

change by adjudging those who oppose it hostes humani

generis, enemies of the human race.

* * *

The penultimate sentence of the majority’s opinion is a

naked declaration that “[t]his opinion and its holding are

22 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

confined” to those couples “joined in same-sex marriages

made lawful by the State.” Ante, at 26, 25. I have heard

such “bald, unreasoned disclaimer[s]” before. Lawrence,

539 U. S., at 604. When the Court declared a constitu-

tional right to homosexual sodomy, we were assured that

the case had nothing, nothing at all to do with “whether

the government must give formal recognition to any rela-

tionship that homosexual persons seek to enter.” Id., at

578. Now we are told that DOMA is invalid because it

“demeans the couple, whose moral and sexual choices the

Constitution protects,” ante, at 23—with an accompanying

citation of Lawrence. It takes real cheek for today’s major-

ity to assure us, as it is going out the door, that a constitu-

tional requirement to give formal recognition to same-sex

marriage is not at issue here—when what has preceded

that assurance is a lecture on how superior the majority’s

moral judgment in favor of same-sex marriage is to the

Congress’s hateful moral judgment against it. I promise

you this: The only thing that will “confine” the Court’s

holding is its sense of what it can get away with.

I do not mean to suggest disagreement with THE CHIEF

JUSTICE’s view, ante, p. 2–4 (dissenting opinion), that

lower federal courts and state courts can distinguish

today’s case when the issue before them is state denial

of marital status to same-sex couples—or even that this

Court could theoretically do so. Lord, an opinion with such

scatter-shot rationales as this one (federalism noises

among them) can be distinguished in many ways. And

deserves to be. State and lower federal courts should take

the Court at its word and distinguish away.

In my opinion, however, the view that this Court will

take of state prohibition of same-sex marriage is indicated

beyond mistaking by today’s opinion. As I have said, the

real rationale of today’s opinion, whatever disappearing

trail of its legalistic argle-bargle one chooses to follow, is

that DOMA is motivated by “ ‘bare . . . desire to harm’ ”

Cite as: 570 U. S. ____ (2013) 23

SCALIA, J., dissenting

couples in same-sex marriages. Supra, at 18. How easy it

is, indeed how inevitable, to reach the same conclusion

with regard to state laws denying same-sex couples mari-

tal status. Consider how easy (inevitable) it is to make the

following substitutions in a passage from today’s opinion

ante, at 22:

“DOMA’s This state law’s principal effect is to identify

a subset of state-sanctioned marriages constitution-

ally protected sexual relationships, see Lawrence, and

make them unequal. The principal purpose is to im-

pose inequality, not for other reasons like govern-

mental efficiency. Responsibilities, as well as rights,

enhance the dignity and integrity of the person. And

DOMA this state law contrives to deprive some cou-

ples married under the laws of their State enjoying

constitutionally protected sexual relationships, but not

other couples, of both rights and responsibilities.”

Or try this passage, from ante, at 22–23:

“[DOMA] This state law tells those couples, and all

the world, that their otherwise valid marriages rela-

tionships are unworthy of federal state recognition.

This places same-sex couples in an unstable position

of being in a second-tier marriage relationship. The

differentiation demeans the couple, whose moral

and sexual choices the Constitution protects, see

Lawrence, . . . .”

Or this, from ante, at 23—which does not even require

alteration, except as to the invented number:

“And it humiliates tens of thousands of children now

being raised by same-sex couples. The law in question

makes it even more difficult for the children to under-

stand the integrity and closeness of their own family

and its concord with other families in their commu-

nity and in their daily lives.”

24 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

Similarly transposable passages—deliberately transpos-

able, I think—abound. In sum, that Court which finds it

so horrific that Congress irrationally and hatefully robbed

same-sex couples of the “personhood and dignity” which

state legislatures conferred upon them, will of a certitude

be similarly appalled by state legislatures’ irrational and

hateful failure to acknowledge that “personhood and dig-

nity” in the first place. Ante, at 26. As far as this Court is

concerned, no one should be fooled; it is just a matter of

listening and waiting for the other shoe.

By formally declaring anyone opposed to same-sex

marriage an enemy of human decency, the majority arms

well every challenger to a state law restricting marriage to

its traditional definition. Henceforth those challengers

will lead with this Court’s declaration that there is “no

legitimate purpose” served by such a law, and will claim

that the traditional definition has “the purpose and effect

to disparage and to injure” the “personhood and dignity”

of same-sex couples, see ante, at 25, 26. The majority’s

limiting assurance will be meaningless in the face of lan-

guage like that, as the majority well knows. That is why

the language is there. The result will be a judicial distor-

tion of our society’s debate over marriage—a debate that

can seem in need of our clumsy “help” only to a member of

this institution.

As to that debate: Few public controversies touch an

institution so central to the lives of so many, and few

inspire such attendant passion by good people on all sides.

Few public controversies will ever demonstrate so vividly

the beauty of what our Framers gave us, a gift the Court

pawns today to buy its stolen moment in the spotlight: a

system of government that permits us to rule ourselves.

Since DOMA’s passage, citizens on all sides of the question

have seen victories and they have seen defeats. There

have been plebiscites, legislation, persuasion, and loud

voices—in other words, democracy. Victories in one place

Cite as: 570 U. S. ____ (2013) 25

SCALIA, J., dissenting

for some, see North Carolina Const., Amdt. 1 (providing

that “[m]arriage between one man and one woman is the

only domestic legal union that shall be valid or recognized

in this State”) (approved by a popular vote, 61% to 39%

on May 8, 2012),6 are offset by victories in other places for

others, see Maryland Question 6 (establishing “that Mary-

land’s civil marriage laws allow gay and lesbian couples to

obtain a civil marriage license”) (approved by a popular

vote, 52% to 48%, on November 6, 2012).7 Even in a sin-

gle State, the question has come out differently on differ-

ent occasions. Compare Maine Question 1 (permitting “the

State of Maine to issue marriage licenses to same-sex

couples”) (approved by a popular vote, 53% to 47%, on

November 6, 2012)8 with Maine Question 1 (rejecting “the

new law that lets same-sex couples marry”) (approved by a

popular vote, 53% to 47%, on November 3, 2009).9

In the majority’s telling, this story is black-and-white:

Hate your neighbor or come along with us. The truth is

more complicated. It is hard to admit that one’s political

opponents are not monsters, especially in a struggle like

this one, and the challenge in the end proves more than

today’s Court can handle. Too bad. A reminder that dis-

agreement over something so fundamental as marriage

can still be politically legitimate would have been a fit

task for what in earlier times was called the judicial tem-

perament. We might have covered ourselves with honor

today, by promising all sides of this debate that it was

——————

6 North Carolina State Board of Elections, Official Results: Primary

Election of May 8, 2012, Constitutional Amendment.

7 Maryland State Board of Elections, Official 2012 Presidential Gen-

eral Election Results for All State Questions, Question 06.

8 Maine Bureau of Elections, Nov. 3, 2009, Referendum Tabulation

(Question 1).

9 Maine Bureau of Elections, Nov. 6, 2012, Referendum Election

Tabulations (Question 1).

26 UNITED STATES v. WINDSOR

SCALIA, J., dissenting

theirs to settle and that we would respect their resolution.

We might have let the People decide.

But that the majority will not do. Some will rejoice in

today’s decision, and some will despair at it; that is the

nature of a controversy that matters so much to so many.

But the Court has cheated both sides, robbing the winners

of an honest victory, and the losers of the peace that

comes from a fair defeat. We owed both of them better.

I dissent.

Cite as: 570 U. S. ____ (2013) 1

ALITO, J., dissenting

SUPREME COURT OF THE UNITED STATES

_________________

No. 12–307

_________________

UNITED STATES, PETITIONER v. EDITH SCHLAIN

WINDSOR, IN HER CAPACITY AS EXECUTOR OF THE

ESTATE OF THEA CLARA SPYER, ET AL.

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF

APPEALS FOR THE SECOND CIRCUIT

[June 26, 2013]

JUSTICE ALITO, with whom JUSTICE THOMAS joins as to

Parts II and III, dissenting.

Our Nation is engaged in a heated debate about same-

sex marriage. That debate is, at bottom, about the nature

of the institution of marriage. Respondent Edith Windsor,

supported by the United States, asks this Court to inter-

vene in that debate, and although she couches her argu-

ment in different terms, what she seeks is a holding that

enshrines in the Constitution a particular understanding

of marriage under which the sex of the partners makes

no difference. The Constitution, however, does not dictate

that choice. It leaves the choice to the people, acting

through their elected representatives at both the federal

and state levels. I would therefore hold that Congress did

not violate Windsor’s constitutional rights by enacting §3

of the Defense of Marriage Act (DOMA), 110 Stat. 2419,

which defines the meaning of marriage under federal

statutes that either confer upon married persons cer-

tain federal benefits or impose upon them certain federal

obligations.

I

I turn first to the question of standing. In my view, the

2 UNITED STATES v. WINDSOR

ALITO, J., dissenting

United States clearly is not a proper petitioner in this

case. The United States does not ask us to overturn the

judgment of the court below or to alter that judgment in

any way. Quite to the contrary, the United States argues

emphatically in favor of the correctness of that judgment.

We have never before reviewed a decision at the sole

behest of a party that took such a position, and to do so

would be to render an advisory opinion, in violation of

Article III’s dictates. For the reasons given in JUSTICE

SCALIA’s dissent, I do not find the Court’s arguments to

the contrary to be persuasive.

Whether the Bipartisan Legal Advisory Group of the

House of Representatives (BLAG) has standing to

petition is a much more difficult question. It is also a signifi-

cantly closer question than whether the intervenors in Hol­

lingsworth v. Perry, ante, p. ___ —which the Court also

decides today—have standing to appeal. It is remarkable

that the Court has simultaneously decided that the United

States, which “receive[d] all that [it] ha[d] sought” below,

Deposit Guaranty Nat. Bank v. Roper, 445 U. S. 326, 333

(1980), is a proper petitioner in this case but that the

intervenors in Hollingsworth, who represent the party

that lost in the lower court, are not. In my view, both the

Hollingsworth intervenors and BLAG have standing.1

——————

1 Our precedents make clear that, in order to support our jurisdic-

tion, BLAG must demonstrate that it had Article III standing in its own

right, quite apart from its status as an intervenor. See Diamond v.

Charles, 476 U. S. 54, 68 (1986) (“Although intervenors are considered

parties entitled, among other things, to seek review by this Court, an

intervenor’s right to continue a suit in the absence of the party on

whose side intervention was permitted is contingent upon a showing by

the intervenor that he fulfills the requirements of Art. III” (citation

omitted)); Arizonans for Official English v. Arizona, 520 U. S. 43, 64

(1997) (“Standing to defend on appeal in the place of an original de-

fendant, no less than standing to sue, demands that the litigant possess

a direct stake in the outcome” (internal quotation marks omitted)); id.,

Cite as: 570 U. S. ____ (2013) 3

ALITO, J., dissenting

A party invoking the Court’s authority has a sufficient

stake to permit it to appeal when it has “ ‘suffered an

injury in fact’ that is caused by ‘the conduct complained

of ’ and that ‘will be redressed by a favorable decision.’ ”

Camreta v. Greene, 563 U. S. ___, ___ (2011) (slip op., at 5)

(quoting Lujan v. Defenders of Wildlife, 504 U. S. 555,

560–561 (1992)). In the present case, the House of Repre-

sentatives, which has authorized BLAG to represent its

interests in this matter,2 suffered just such an injury.

In INS v. Chadha, 462 U. S. 919 (1983), the Court held

that the two Houses of Congress were “proper parties” to

file a petition in defense of the constitutionality of the

one-house veto statute, id., at 930, n. 5 (internal quota-

tion marks omitted). Accordingly, the Court granted and

decided petitions by both the Senate and the House, in

addition to the Executive’s petition. Id., at 919, n. *. That

the two Houses had standing to petition is not surprising:

The Court of Appeals’ decision in Chadha, by holding the

one-house veto to be unconstitutional, had limited Con-

gress’ power to legislate. In discussing Article III stand-

ing, the Court suggested that Congress suffered a similar

injury whenever federal legislation it had passed was

struck down, noting that it had “long held that Congress is

the proper party to defend the validity of a statute when

an agency of government, as a defendant charged with

enforcing the statute, agrees with plaintiffs that the stat-

ute is inapplicable or unconstitutional.” Id., at 940.

The United States attempts to distinguish Chadha on

——————

at 65 (“An intervenor cannot step into the shoes of the original party

unless the intervenor independently fulfills the requirements of Article

III” (internal quotation marks omitted)).

2 H. Res. 5, 113th Cong., 1st Sess., §4(a)(1)(B) (2013) (“[BLAG] con-

tinues to speak for, and articulates the institutional position of, the

House in all litigation matters in which it appears, including in Wind-

sor v. United States”).

4 UNITED STATES v. WINDSOR

ALITO, J., dissenting

the ground that it “involved an unusual statute that vested

the House and the Senate themselves each with special

procedural rights—namely, the right effectively to veto

Executive action.” Brief for United States (jurisdiction)

36. But that is a distinction without a difference: just as

the Court of Appeals decision that the Chadha Court

affirmed impaired Congress’ power by striking down the

one-house veto, so the Second Circuit’s decision here im-

pairs Congress’ legislative power by striking down an Act

of Congress. The United States has not explained why the

fact that the impairment at issue in Chadha was “special”

or “procedural” has any relevance to whether Congress

suffered an injury. Indeed, because legislating is Con-

gress’ central function, any impairment of that function is

a more grievous injury than the impairment of a proce-

dural add-on.

The Court’s decision in Coleman v. Miller, 307 U. S. 433

(1939), bolsters this conclusion. In Coleman, we held that

a group of state senators had standing to challenge a lower

court decision approving the procedures used to ratify

an amendment to the Federal Constitution. We reasoned

that the senators’ votes—which would otherwise have

carried the day—were nullified by that action. See id., at

438 (“Here, the plaintiffs include twenty senators, whose

votes against ratification have been overridden and virtu-

ally held for naught although if they are right in their

contentions their votes would have been sufficient to

defeat ratification. We think that these senators have a

plain, direct and adequate interest in maintaining the ef-

fectiveness of their votes”); id., at 446 (“[W]e find no

departure from principle in recognizing in the instant

case that at least the twenty senators whose votes, if their

contention were sustained, would have been sufficient to

defeat the resolution ratifying the proposed constitutional

amendment, have an interest in the controversy which,

treated by the state court as a basis for entertaining and

Cite as: 570 U. S. ____ (2013) 5

ALITO, J., dissenting

deciding the federal questions, is sufficient to give the

Court jurisdiction to review that decision”). By striking

down §3 of DOMA as unconstitutional, the Second Circuit

effectively “held for naught” an Act of Congress. Just as

the state-senator-petitioners in Coleman were necessary

parties to the amendment’s ratification, the House of

Representatives was a necessary party to DOMA’s pas-

sage; indeed, the House’s vote would have been sufficient

to prevent DOMA’s repeal if the Court had not chosen to

execute that repeal judicially.

Both the United States and the Court-appointed amicus

err in arguing that Raines v. Byrd, 521 U. S. 811 (1997), is

to the contrary. In that case, the Court held that Mem-

bers of Congress who had voted “nay” to the Line Item

Veto Act did not have standing to challenge that statute

in federal court. Raines is inapposite for two reasons.

First, Raines dealt with individual Members of Congress

and specifically pointed to the individual Members’ lack

of institutional endorsement as a sign of their standing

problem: “We attach some importance to the fact that

appellees have not been authorized to represent their

respective Houses of Congress in this action, and indeed

both Houses actively oppose their suit.” Id., at 829; see

also ibid., n. 10 (citing cases to the effect that “members of

collegial bodies do not have standing to perfect an appeal

the body itself has declined to take” (internal quotation

marks omitted)).

Second, the Members in Raines—unlike the state sena-

tors in Coleman—were not the pivotal figures whose votes

would have caused the Act to fail absent some challenged

action. Indeed, it is telling that Raines characterized

Coleman as standing “for the proposition that legislators

whose votes would have been sufficient to defeat (or enact)

a specific legislative Act have standing to sue if that legis-

lative action goes into effect (or does not go into effect), on

the ground that their votes have been completely nulli-

6 UNITED STATES v. WINDSOR

ALITO, J., dissenting

fied.” 521 U. S., at 823. Here, by contrast, passage by the

House was needed for DOMA to become law. U. S. Const.,

Art. I, §7 (bicameralism and presentment requirements for

legislation).

I appreciate the argument that the Constitution confers

on the President alone the authority to defend federal law

in litigation, but in my view, as I have explained, that

argument is contrary to the Court’s holding in Chadha,

and it is certainly contrary to the Chadha Court’s en-

dorsement of the principle that “Congress is the proper

party to defend the validity of a statute” when the Execu-

tive refuses to do so on constitutional grounds. 462 U. S.,

at 940. See also 2 U. S. C. §288h(7) (Senate Legal Counsel

shall defend the constitutionality of Acts of Congress when

placed in issue).3 Accordingly, in the narrow category of

cases in which a court strikes down an Act of Congress

and the Executive declines to defend the Act, Congress

both has standing to defend the undefended statute and is

a proper party to do so.

II

Windsor and the United States argue that §3 of DOMA

violates the equal protection principles that the Court has

found in the Fifth Amendment’s Due Process Clause. See

Brief for Respondent Windsor (merits) 17–62; Brief for

United States (merits) 16–54; cf. Bolling v. Sharpe, 347

U. S. 497 (1954). The Court rests its holding on related

arguments. See ante, at 24–25.

Same-sex marriage presents a highly emotional and

important question of public policy—but not a difficult ques-

tion of constitutional law. The Constitution does not

——————

3 Buckley v. Valeo, 424 U. S. 1 (1976), is not to the contrary. The

Court’s statements there concerned enforcement, not defense.

Cite as: 570 U. S. ____ (2013) 7

ALITO, J., dissenting

guarantee the right to enter into a same-sex marriage.

Indeed, no provision of the Constitution speaks to the

issue.

The Court has sometimes found the Due Process Clauses

to have a substantive component that guarantees liber-

ties beyond the absence of physical restraint. And the

Court’s holding that “DOMA is unconstitutional as a dep-

rivation of the liberty of the person protected by the

Fifth Amendment of the Constitution,” ante, at 25, sug-

gests that substantive due process may partially underlie

the Court’s decision today. But it is well established

that any “substantive” component to the Due Process

Clause protects only “those fundamental rights and lib-

erties which are, objectively, ‘deeply rooted in this Nation’s

history and tradition,’ ” Washington v. Glucksberg, 521

U. S. 702, 720–721 (1997); Snyder v. Massachusetts, 291

U. S. 97, 105 (1934) (referring to fundamental rights as

those that are so “rooted in the traditions and conscience

of our people as to be ranked as fundamental”), as well as

“ ‘implicit in the concept of ordered liberty,’ such that

‘neither liberty nor justice would exist if they were sacri-

ficed.’ ” Glucksberg, supra, at 721 (quoting Palko v. Con­

necticut, 302 U. S. 319, 325–326 (1937)).

It is beyond dispute that the right to same-sex marriage

is not deeply rooted in this Nation’s history and tradition.

In this country, no State permitted same-sex marriage

until the Massachusetts Supreme Judicial Court held in

2003 that limiting marriage to opposite-sex couples violated

the State Constitution. See Goodridge v. Department of

Public Health, 440 Mass. 309, 798 N. E. 2d 941. Nor is the

right to same-sex marriage deeply rooted in the traditions

of other nations. No country allowed same-sex couples to

marry until the Netherlands did so in 2000.4

——————

4 Curry-Sumner, A Patchwork of Partnerships: Comparative Over-

8 UNITED STATES v. WINDSOR

ALITO, J., dissenting

What Windsor and the United States seek, therefore, is

not the protection of a deeply rooted right but the recogni-

tion of a very new right, and they seek this innovation not

from a legislative body elected by the people, but from

unelected judges. Faced with such a request, judges have

cause for both caution and humility.

The family is an ancient and universal human institu-

tion. Family structure reflects the characteristics of a

civilization, and changes in family structure and in the

popular understanding of marriage and the family can

have profound effects. Past changes in the understand-

ing of marriage—for example, the gradual ascendance of

the idea that romantic love is a prerequisite to marriage—

have had far-reaching consequences. But the process by

which such consequences come about is complex, involving

the interaction of numerous factors, and tends to occur

over an extended period of time.

We can expect something similar to take place if same-

sex marriage becomes widely accepted. The long-term

consequences of this change are not now known and are

unlikely to be ascertainable for some time to come.5 There

are those who think that allowing same-sex marriage will

seriously undermine the institution of marriage. See, e.g.,

S. Girgis, R. Anderson, & R. George, What is Marriage?

Man and Woman: A Defense 53–58 (2012); Finnis, Mar-

riage: A Basic and Exigent Good, 91 The Monist 388, 398

——————

view of Registration Schemes in Europe, in Legal Recognition of Same-

Sex Partnerships 71, 72 (K. Boele-Woelki & A. Fuchs eds., rev. 2d ed.,

2012).

5 As sociologists have documented, it sometimes takes decades to doc-

ument the effects of social changes—like the sharp rise in divorce

rates following the advent of no-fault divorce—on children and society.

See generally J. Wallerstein, J. Lewis, & S. Blakeslee, The Unexpected

Legacy of Divorce: The 25 Year Landmark Study (2000).

Cite as: 570 U. S. ____ (2013) 9

ALITO, J., dissenting

(2008).6 Others think that recognition of same-sex mar-

riage will fortify a now-shaky institution. See, e.g., A.

Sullivan, Virtually Normal: An Argument About Homo-

sexuality 202–203 (1996); J. Rauch, Gay Marriage: Why It

Is Good for Gays, Good for Straights, and Good for Amer-

ica 94 (2004).

At present, no one—including social scientists, philoso-

phers, and historians—can predict with any certainty

what the long-term ramifications of widespread ac-

ceptance of same-sex marriage will be. And judges are

——————

6 Among those holding that position, some deplore and some applaud

this predicted development. Compare, e.g., Wardle, “Multiply and

Replenish”: Considering Same-Sex Marriage in Light of State Interests

in Marital Procreation, 24 Harv. J. L. & Pub. Pol’y 771, 799 (2001)

(“Culturally, the legalization of same-sex marriage would send a mes-

sage that would undermine the social boundaries relating to mar-

riage and family relations. The confusion of social roles linked with

marriage and parenting would be tremendous, and the message of

‘anything goes’ in the way of sexual behavior, procreation, and

parenthood would wreak its greatest havoc among groups of vulnerable

individuals who most need the encouragement of bright line laws

and clear social mores concerning procreative responsibility”) and Gal-

lagher, (How) Will Gay Marriage Weaken Marriage as a Social Institu-

tion: A Reply to Andrew Koppelman, 2 U. St. Thomas L. J. 33, 58 (2005)

(“If the idea of marriage really does matter—if society really does need

a social institution that manages opposite-sex attractions in the inter-

ests of children and society—then taking an already weakened social

institution, subjecting it to radical new redefinitions, and hoping that

there are no consequences is probably neither a wise nor a compassion-

ate idea”), with Brownworth, Something Borrowed, Something Blue: Is

Marriage Right for Queers? in I Do/I Don’t: Queers on Marriage 53, 58–

59 (G. Wharton & I. Phillips eds. 2004) (Former President George W.

“Bush is correct . . . when he states that allowing same-sex couples to

marry will weaken the institution of marriage. It most certainly will do

so, and that will make marriage a far better concept than it previously

has been”) and Willis, Can Marriage Be Saved? A Forum, The Nation,

p. 16 (2004) (celebrating the fact that “conferring the legitimacy of

marriage on homosexual relations will introduce an implicit revolt

against the institution into its very heart”).

10 UNITED STATES v. WINDSOR

ALITO, J., dissenting

certainly not equipped to make such an assessment. The

Members of this Court have the authority and the respon-

sibility to interpret and apply the Constitution. Thus, if

the Constitution contained a provision guaranteeing the

right to marry a person of the same sex, it would be our

duty to enforce that right. But the Constitution simply

does not speak to the issue of same-sex marriage. In our

system of government, ultimate sovereignty rests with the

people, and the people have the right to control their own

destiny. Any change on a question so fundamental should

be made by the people through their elected officials.

III

Perhaps because they cannot show that same-sex mar-

riage is a fundamental right under our Constitution,

Windsor and the United States couch their arguments in

equal protection terms. They argue that §3 of DOMA

discriminates on the basis of sexual orientation, that

classifications based on sexual orientation should trigger a

form of “heightened” scrutiny, and that §3 cannot survive

such scrutiny. They further maintain that the govern-

mental interests that §3 purports to serve are not suffi-

ciently important and that it has not been adequately

shown that §3 serves those interests very well. The

Court’s holding, too, seems to rest on “the equal protection

guarantee of the Fourteenth Amendment,” ante, at 25—

although the Court is careful not to adopt most of Wind-

sor’s and the United States’ argument.

In my view, the approach that Windsor and the United

States advocate is misguided. Our equal protection frame-

work, upon which Windsor and the United States rely,

is a judicial construct that provides a useful mechanism

for analyzing a certain universe of equal protection

cases. But that framework is ill suited for use in evaluat-

ing the constitutionality of laws based on the traditional

understanding of marriage, which fundamentally turn on

Cite as: 570 U. S. ____ (2013) 11

ALITO, J., dissenting

what marriage is.

Underlying our equal protection jurisprudence is the

central notion that “[a] classification ‘must be reasonable,

not arbitrary, and must rest upon some ground of differ-

ence having a fair and substantial relation to the object of

the legislation, so that all persons similarly circumstanced

shall be treated alike.’ ” Reed v. Reed, 404 U. S. 71, 76

(1971) (quoting F. S. Royter Guano Co. v. Virginia, 253

U. S. 412, 415 (1920)). The modern tiers of scrutiny—on

which Windsor and the United States rely so heavily—are

a heuristic to help judges determine when classifications

have that “fair and substantial relation to the object of the

legislation.” Reed, supra, at 76.

So, for example, those classifications subject to strict

scrutiny—i.e., classifications that must be “narrowly tai-

lored” to achieve a “compelling” government interest,

Parents Involved in Community Schools v. Seattle School

Dist. No. 1, 551 U. S. 701, 720 (2007) (internal quotation

marks omitted)—are those that are “so seldom relevant to

the achievement of any legitimate state interest that laws

grounded in such considerations are deemed to reflect

prejudice and antipathy.” Cleburne v. Cleburne Living

Center, Inc., 473 U. S. 432, 440 (1985); cf. id., at 452–453

(Stevens, J., concurring) (“It would be utterly irrational to

limit the franchise on the basis of height or weight; it is

equally invalid to limit it on the basis of skin color. None

of these attributes has any bearing at all on the citizen’s

willingness or ability to exercise that civil right”).

In contrast, those characteristics subject to so-called

intermediate scrutiny—i.e., those classifications that

must be “ ‘substantially related’ ” to the achievement of “im-

portant governmental objective[s],” United States v. Vir­

ginia, 518 U. S. 515, 524 (1996); id., at 567 (SCALIA, J.,

dissenting)—are those that are sometimes relevant consid-

erations to be taken into account by legislators, but “gen-

erally provid[e] no sensible ground for different treat-

12 UNITED STATES v. WINDSOR

ALITO, J., dissenting

ment,” Cleburne, supra, at 440. For example, the Court

has held that statutory rape laws that criminalize sexual

intercourse with a woman under the age of 18 years, but

place no similar liability on partners of underage men, are

grounded in the very real distinction that “young men and

young women are not similarly situated with respect to

the problems and the risks of sexual intercourse.” Michael

M. v. Superior Court, Sonoma Cty., 450 U. S. 464, 471

(1981) (plurality opnion). The plurality reasoned that

“[o]nly women may become pregnant, and they suffer

disproportionately the profound physical, emotional, and

psychological consequences of sexual activity.” Ibid. In

other contexts, however, the Court has found that classifi-

cations based on gender are “arbitrary,” Reed, supra, at

76, and based on “outmoded notions of the relative capa-

bilities of men and women,” Cleburne, supra, at 441, as

when a State provides that a man must always be pre-

ferred to an equally qualified woman when both seek to

administer the estate of a deceased party, see Reed, supra,

at 76–77.

Finally, so-called rational-basis review applies to classi-

fications based on “distinguishing characteristics relevant

to interests the State has the authority to implement.”

Cleburne, supra, at 441. We have long recognized that

“the equal protection of the laws must coexist with the

practical necessity that most legislation classifies for one

purpose or another, with resulting disadvantages to vari-

ous groups or persons.” Romer v. Evans, 517 U. S. 620,

631 (1996). As a result, in rational-basis cases, where the

court does not view the classification at issue as “inher-

ently suspect,” Adarand Constructors, Inc. v. Peña, 515 U. S.

200, 218 (1995) (internal quotation marks omitted), “the

courts have been very reluctant, as they should be in our

federal system and with our respect for the separation of

powers, to closely scrutinize legislative choices as to

whether, how, and to what extent those interests should

Cite as: 570 U. S. ____ (2013) 13

ALITO, J., dissenting

be pursued.” Cleburne, supra, at 441–442.

In asking the Court to determine that §3 of DOMA is

subject to and violates heightened scrutiny, Windsor and

the United States thus ask us to rule that the presence of

two members of the opposite sex is as rationally related to

marriage as white skin is to voting or a Y-chromosome is

to the ability to administer an estate. That is a striking

request and one that unelected judges should pause before

granting. Acceptance of the argument would cast all those

who cling to traditional beliefs about the nature of mar-

riage in the role of bigots or superstitious fools.

By asking the Court to strike down DOMA as not satis-

fying some form of heightened scrutiny, Windsor and the

United States are really seeking to have the Court resolve

a debate between two competing views of marriage.

The first and older view, which I will call the “tradi-

tional” or “conjugal” view, sees marriage as an intrinsically

opposite-sex institution. BLAG notes that virtually every

culture, including many not influenced by the Abrahamic

religions, has limited marriage to people of the opposite

sex. Brief for Respondent BLAG (merits) 2 (citing Her­

nandez v. Robles, 7 N. Y. 3d 338, 361, 855 N. E. 2d 1, 8

(2006) (“Until a few decades ago, it was an accepted truth

for almost everyone who ever lived, in any society in which

marriage existed, that there could be marriages only

between participants of different sex”)). And BLAG at-

tempts to explain this phenomenon by arguing that the

institution of marriage was created for the purpose of

channeling heterosexual intercourse into a structure that

supports child rearing. Brief for Respondent BLAG 44–46,

49. Others explain the basis for the institution in more

philosophical terms. They argue that marriage is essen-

tially the solemnizing of a comprehensive, exclusive, per-

manent union that is intrinsically ordered to producing

new life, even if it does not always do so. See, e.g., Girgis,

Anderson, & George, What is Marriage? Man and Woman:

14 UNITED STATES v. WINDSOR

ALITO, J., dissenting

A Defense, at 23–28. While modern cultural changes have

weakened the link between marriage and procreation in

the popular mind, there is no doubt that, throughout

human history and across many cultures, marriage has

been viewed as an exclusively opposite-sex institution

and as one inextricably linked to procreation and biologi-

cal kinship.

The other, newer view is what I will call the “consent-

based” vision of marriage, a vision that primarily defines

marriage as the solemnization of mutual commitment—

marked by strong emotional attachment and sexual at-

traction—between two persons. At least as it applies to

heterosexual couples, this view of marriage now plays a

very prominent role in the popular understanding of the

institution. Indeed, our popular culture is infused with

this understanding of marriage. Proponents of same-sex

marriage argue that because gender differentiation is not

relevant to this vision, the exclusion of same-sex couples

from the institution of marriage is rank discrimination.

The Constitution does not codify either of these views of

marriage (although I suspect it would have been hard at

the time of the adoption of the Constitution or the Fifth

Amendment to find Americans who did not take the tradi-

tional view for granted). The silence of the Constitution

on this question should be enough to end the matter as

far as the judiciary is concerned. Yet, Windsor and the

United States implicitly ask us to endorse the consent-based

view of marriage and to reject the traditional view, there-

by arrogating to ourselves the power to decide a question

that philosophers, historians, social scientists, and theolo-

gians are better qualified to explore.7 Because our consti-

——————

7 The degree to which this question is intractable to typical judicial

processes of decisionmaking was highlighted by the trial in Hol­

lingsworth v. Perry, ante, p. ___. In that case, the trial judge, after

Cite as: 570 U. S. ____ (2013) 15

ALITO, J., dissenting

tutional order assigns the resolution of questions of

this nature to the people, I would not presume to en-

shrine either vision of marriage in our constitutional

jurisprudence.

——————

receiving testimony from some expert witnesses, purported to make

“findings of fact” on such questions as why marriage came to be, Perry

v. Schwarzenegger, 704 F. Supp. 2d 921, 958 (ND Cal. 2010) (finding of

fact no. 27) (“Marriage between a man and a woman was traditionally

organized based on presumptions of division of labor along gender lines.

Men were seen as suited for certain types of work and women for

others. Women were seen as suited to raise children and men were

seen as suited to provide for the family”), what marriage is, id., at 961

(finding of fact no. 34) (“Marriage is the state recognition and approval

of a couple’s choice to live with each other, to remain committed to one

another and to form a household based on their own feelings about one

another and to join in an economic partnership and support one anoth-

er and any dependents”), and the effect legalizing same-sex marriage

would have on opposite-sex marriage, id., at 972 (finding of fact no. 55)

(“Permitting same-sex couples to marry will not affect the number of

opposite-sex couples who marry, divorce, cohabit, have children outside

of marriage or otherwise affect the stability of opposite-sex marriages”).

At times, the trial reached the heights of parody, as when the trial

judge questioned his ability to take into account the views of great

thinkers of the past because they were unavailable to testify in person

in his courtroom. See 13 Tr. in No. C 09–2292 VRW (ND Cal.),

pp. 3038–3039.

And, if this spectacle were not enough, some professors of constitu-

tional law have argued that we are bound to accept the trial judge’s

findings—including those on major philosophical questions and predic-

tions about the future—unless they are “clearly erroneous.” See Brief

for Constitutional Law and Civil Procedure Professors as Amici Curiae

in Hollingsworth v. Perry, O. T. 2012, No. 12–144, pp. 2–3 (“[T]he

district court’s factual findings are compelling and should be given

significant weight”); id., at 25 (“Under any standard of review, this

Court should credit and adopt the trial court’s findings because they

result from rigorous and exacting application of the Federal Rules of

Evidence, and are supported by reliable research and by the unanimous

consensus of mainstream social science experts”). Only an arrogant

legal culture that has lost all appreciation of its own limitations could

take such a suggestion seriously.

16 UNITED STATES v. WINDSOR

ALITO, J., dissenting

Legislatures, however, have little choice but to decide

between the two views. We have long made clear that

neither the political branches of the Federal Government

nor state governments are required to be neutral between

competing visions of the good, provided that the vision of

the good that they adopt is not countermanded by the

Constitution. See, e.g., Rust v. Sullivan, 500 U. S. 173,

192 (1991) (“[T]he government ‘may make a value judg-

ment favoring childbirth over abortion’ ” (quoting Maher v.

Rue, 432 U. S. 464, 474 (1977))). Accordingly, both Con-

gress and the States are entitled to enact laws recognizing

either of the two understandings of marriage. And given

the size of government and the degree to which it now

regulates daily life, it seems unlikely that either Congress

or the States could maintain complete neutrality even if

they tried assiduously to do so.

Rather than fully embracing the arguments made by

Windsor and the United States, the Court strikes down §3

of DOMA as a classification not properly supported by its

objectives. The Court reaches this conclusion in part

because it believes that §3 encroaches upon the States’

sovereign prerogative to define marriage. See ante, at 21–

22 (“As the title and dynamics of the bill indicate, its

purpose is to discourage enactment of state same-sex

marriage laws and to restrict the freedom and choice of

couples married under those laws if they are enacted. The

congressional goal was ‘to put a thumb on the scales and

influence a state’s decision as to how to shape its own

marriage laws’ ” (quoting Massachusetts v. United States

Dept. of Health and Human Servs., 682 F. 3d 1, 12–13

(CA1 2012))). Indeed, the Court’s ultimate conclusion is

that DOMA falls afoul of the Fifth Amendment because it

“singles out a class of persons deemed by a State entitled

to recognition and protection to enhance their own liberty”

and “imposes a disability on the class by refusing to

acknowledge a status the State finds to be dignified and

Cite as: 570 U. S. ____ (2013) 17

ALITO, J., dissenting

proper.” Ante, at 25 (emphasis added).

To the extent that the Court takes the position that the

question of same-sex marriage should be resolved primar-

ily at the state level, I wholeheartedly agree. I hope that

the Court will ultimately permit the people of each State

to decide this question for themselves. Unless the Court is

willing to allow this to occur, the whiffs of federalism in

the today’s opinion of the Court will soon be scattered to

the wind.

In any event, §3 of DOMA, in my view, does not en-

croach on the prerogatives of the States, assuming of

course that the many federal statutes affected by DOMA

have not already done so. Section 3 does not prevent any

State from recognizing same-sex marriage or from extend-

ing to same-sex couples any right, privilege, benefit, or

obligation stemming from state law. All that §3 does is to

define a class of persons to whom federal law extends cer-

tain special benefits and upon whom federal law imposes

certain special burdens. In these provisions, Congress

used marital status as a way of defining this class—in

part, I assume, because it viewed marriage as a valua-

ble institution to be fostered and in part because it viewed

married couples as comprising a unique type of economic

unit that merits special regulatory treatment. Assuming

that Congress has the power under the Constitution to

enact the laws affected by §3, Congress has the power to

define the category of persons to whom those laws apply.

* * *

For these reasons, I would hold that §3 of DOMA does

not violate the Fifth Amendment. I respectfully dissent.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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