Opinion

Osborn v. Haley

  • 549 U.S. 225
  • 127 S. Ct. 881
  • 166 L. Ed. 2d 819
  • 2007 U.S. LEXIS 1323
Court
Supreme Court of the United States
Filed
Jan 22, 2007
Status
Published
Author
Souter
On the bench
Ginsburg, Roberts, Stevens, Kennedy, Alito, Souter, Ii-B, Ii-C, Breyer, Scalia, Thomas
Cited by
572 cases
Authority
More cited than 24.3%

stating that because “the purpose of the Westfall Act is to shield covered employees not only from liability but from suit, it is altogether appropriate to afford protection to a negligent employee as a matter of course” and that “it would make scant sense to read the Act as leaving an employee charged with an intentional tort to fend for himself when he denies wrongdoing and asserts that he engaged only in proper behavior occurring wholly within the scope of his office or employment”

How later courts described this case

  • stating that because “the purpose of the Westfall Act is to shield covered employees not only from liability but from suit, it is altogether appropriate to afford protection to a negligent employee as a matter of course” and that “it would make scant sense to read the Act as leaving an employee charged with an intentional tort to fend for himself when he denies wrongdoing and asserts that he engaged only in proper behavior occurring wholly within the scope of his office or employment”
  • stating that the FELRTCA, a/k/a the Westfall i\ct, accords federal employees absolute mmunity from common law tort claims arising out of acts they undertake in the course of their official duties, and upon the attorney General’s certification to that effect, “the litigation is thereafter governed oy the Federal Tort Claims Act, and if commenced in state court, the case is to be removed to a federal district court, and the certification remains conclusive for purposes of removal.”
  • explaining that when the Attorney General certifies that a federal employee was acting within the scope of his employment at the time of an alleged tort, “the employee is dismissed from the action, and the United States is substituted as defendant in place of the employee. The litigation is thereafter governed by the Federal Tort Claims Act ... the case is to be removed [from state court] to a federal district court” to adjudicate future proceedings
  • holding that, following the Certification, the United States is to remain the defendant “unless and until the District Court determines that the employee, in fact, and not simply as alleged by the plaintiff, engaged in conduct beyond the scope of his employment”

Written by the judges who cited it.

The opinion

Justice Souter,

concurring in part and dissenting in part.

I join the Court’s opinion except for Parts II-B and II-C. Title 28 U. S. C. § 1447 (d) provides, with one exception not relevant here, that “[a]n order remanding a case to the State court from which it was removed is not reviewable on appeal or otherwise.” In sanctioning appellate review notwithstanding § 1447(d), the Court relies on its determination that *254 Congress, through § 2679(d)(2), has prohibited remand in cases like this one, in order to give effect to the conclusive character of the Attorney General’s certification on the issue of removal jurisdiction. But as we recently held, “ ‘review is unavailable no matter how plain the legal error in ordering the remand.’” Kircher v. Putnam Funds Trust, 547 U. S. 633, 642 (2006) (quoting Briscoe v. Bell, 432 U. S. 404, 414, n. 13 (1977)). Thus, rather than allowing § 2679(d)(2) to trump § 1447(d), I would reaffirm the rule that a district court’s remand order is unreviewable even if it is based on an erroneous understanding of the district qourt’s jurisdiction. 1 But I would not otherwise limit the Attorney General’s (or the employee’s) efforts to give the intended effect to the certification prior to any remand that might be ordered.

I agree with the Court, therefore, that the Court of Appeals had jurisdiction to review the District Court’s order resubstituting Haley as defendant. That order was not “[a]n order remanding a case to the State court from which it was removed,” so by its own terms § 1447(d) does not apply to review of that decision. Allowing review of a resubstitution order makes good on the promise of the Westfall Act: by permitting disaggregation of a remand order from a substantive determination about substitution that preceded it (in the manner exemplified by Waco v. United States Fidelity & Guaranty Co., 293 U. S. 140 (1934)), it gives an employee-defendant a right to appeal any denial of the benefit of substituting the Government as defendant in costly litigation arising out of the employee’s federal service. 2 The circum *255 stances in which the Westfall Act was adopted, responding as it did to a series of our decisions that Congress saw as having “seriously eroded the common law tort immunity previously available to Federal employees,” 102 Stat. 4563 , note following 28 U. S. C. §2671 , point to the importance Congress placed on giving a federal employee a full opportunity to seek this protection. Incidentally, of course, my reading of the statutes can give an appellate court the opportunity to correct a district court’s erroneous understanding of the legitimacy of removal before any remand is effected, making it very unlikely that a mistakenly premised remand order will be carried out. If a district court resisted edification, however, the remand order would be conclusive against appeal, in accord with § 1447(d). See Kircher, supra, at 642 .

In sum, my resolution of this case is a pair of half-loaves. The policy of avoiding litigation over remands is tempered by allowing appeals on the important matter of substitution. The policy behind making the Attorney General’s certification conclusive is qualified by insulating a remand order from review, no matter how erroneous its jurisdictional premise. Neither policy has it all, but each gets something.

I would remand this case to the Court of Appeals for proceedings consistent with this understanding.

The exception to § 1447(d) created in Thermtron Products, Inc. v. Hermansdorfer, 423 U. S. 336 (1976), for remands not authorized by § 1447(e) does not apply here because the District Court remanded the case for lack of subject-matter jurisdiction, a ground enumerated in § 1447(c).

The circumstances of this case make it clear that Waco ought to endure as an exception to § 1447(d), a question left open in Kircher v. Putnam Funds Trust, 547 U. S. 633,645, n. 13 (2006). A contrary rule would preclude appellate review not only of the remand order itself, but also of the refusal to substitute the Government as defendant.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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