Opinion

Barnhart v. Peabody Coal Co.

  • 537 U.S. 149
  • 123 S. Ct. 748
  • 154 L. Ed. 2d 653
  • 2003 U.S. LEXIS 752
Court
Supreme Court of the United States
Filed
Jan 15, 2003
Status
Published
Author
Thomas
On the bench
Scalia, Souter, Rehnquist, Stevens, Kennedy, Ginsburg, Breyer, O'Connor, Thomas
Cited by
377 cases
Authority
More cited than 24.3%

Disagreed with by Jewell v. United States, 749 F.3d 1295 (2014)

finding that a provision of the Coal Act did not strip the Social Security administration of the authority to make retiree assignments after a given period because, inter alia, "[t]he Coal Act was adopted six years after Brock came down, when Congress was presumably aware that we do not readily infer congressional intent to limit an agency's power to get a mandatory job done merely from a specification to act by a certain time”

How later courts described this case

  • finding that a provision of the Coal Act did not strip the Social Security administration of the authority to make retiree assignments after a given period because, inter alia, "[t]he Coal Act was adopted six years after Brock came down, when Congress was presumably aware that we do not readily infer congressional intent to limit an agency's power to get a mandatory job done merely from a specification to act by a certain time”
  • explaining that expressio unius doctrine applies with greatest force "when the items expressed are members of an 'associated group or series,' justifying the inference that items not mentioned were excluded by deliberate choice, not inadvertence" (quoting United States v. Vonn , 535 U.S. 55 , 65, 122 S.Ct. 1043 , 152 L.Ed.2d 90 (2002) )
  • concluding that a time requirement in the Coal Act was not jurisdictional because it "was adopted six years after Brock came down, when Congress was presumably aware that we do not readily infer congressional intent to limit an agency's power to get a mandatory job done merely from a specification to act by a certain time”
  • stating that the "canon expressio unius est exclusio alterius does not apply to every statutory listing or grouping; it has force only when the items expressed are members of an `associated group or series,' justifying the inference that items not mentioned were excluded by deliberate choice, not inadvertence"

Written by the judges who cited it.

Later courts went against this

  • Disagreed with by Jewell v. United States, 749 F.3d 1295 (2014)

    We disagree with the government’s reading of Barnhart and Dolan.
    Court of Appeals for the Tenth CircuitApr 28, 2014Read it

The opinion

Justice Thomas,

dissenting.

I fully agree with Justice Scalia’s analysis in these cases and, accordingly, join his opinion. I write separately, however, to reiterate a seemingly obvious rule: Unless Congress explicitly states otherwise, “we construe a statutory term in accordance with its ordinary or natural meaning.” FDIC v. Meyer, 510 U. S. 471, 476 (1994). Thus, absent a congressional directive to the contrary, “shall” must be construed as a mandatory command, see American Heritage Dictionary 1598 (4th ed. 2000) (defining “shall” as (l)a. “Something that will take place or exist in the future .... b. Something, such as an order, promise, requirement, or obligation: You shall leave now. He shall answer for his misdeeds. The penalty shall not exceed two years in prison”). If Congress desires *185 for this Court to give “shall” a nonmandatory meaning, it must say so explicitly by specifying the consequences for noncompliance or explicitly defining the term “shall” to mean something other than a mandatory directive. Indeed, Congress is perfectly free to signify the hortatory nature of its wishes by choosing among a wide array of words that do, in fact, carry such meaning; “should,” “preferably,” and “if possible” readily come to mind.

Given the foregoing, I disagree with Brock v. Pierce County, 476 U. S. 253 (1986), and its progeny, to the extent they are taken, perhaps erroneously, see ante, at 177-179 (SCALIA, J., dissenting), to suggest that (1) “shall” is not mandatory and that (2) a failure to specify a consequence for noncompliance preserves the power to act in the face of such noncompliance, even where, as here, the grant of authority to act is coterminous with the mandatory command. I fail to see any reason for eviscerating the clear meaning of “shall,” other than the impermissible goal of saving Congress from its own choices in the name of achieving better policy. But Article III does not vest judges with the authority to rectify those congressional decisions that we view as imprudent.

I also note that, under the Court’s current interpretive approach, there is no penalty at all for failing to comply with a duty if Congress does not specify consequences for noncompliance. The result is most irrational: If Congress indicates a lesser penalty for noncompliance (i. e., less than a loss of power to act), we will administer it; but if there is no lesser penalty and “shall” stands on its own, we will let government officials shirk their duty with impunity.

Rather than depriving the term “shall” of its ordinary meaning, I would apply the term as a mandatory directive to the Commissioner. The conclusion then is obvious: The Commissioner has no power to make initial assignments after October 1, 1993.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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