Opinion

Charles Swann v. Department of Transportation

Court
Merit Systems Protection Board
Filed
Jun 21, 2023
Status
Unpublished
Cited by
0 cases
Authority
More cited than 23.5%

The opinion

UNITED STATES OF AMERICA

MERIT SYSTEMS PROTECTION BOARD

CHARLES ANDREW SWANN, III, DOCKET NUMBER

Appellant, AT-0353-18-0589-I-1

v.

DEPARTMENT OF DATE: June 21, 2023

TRANSPORTATION,

Agency.

THIS FINAL ORDER IS NONPRECEDENTIAL 1

Charles Andrew Swann, III, Newnan, Georgia, pro se.

Erin Oliver, Esquire, College Park, Georgia, for the agency.

BEFORE

Cathy A. Harris, Vice Chairman

Raymond A. Limon, Member

FINAL ORDER

¶1 The agency has filed a petition for review and the appellant has filed a cross

petition for review of the initial decision, which found that the agency arbitrarily

and capriciously denied the appellant restoration as a partially recovered

employee. Generally, we grant petitions such as these only in the following

1

A nonprecedential order is one that the Board has determined does not add

significantly to the body of MSPB case law. Parties may cite nonprecedential orders,

but such orders have no precedential value; the Board and administrative judges are not

required to follow or distinguish them in any future decisions. In contrast, a

precedential decision issued as an Opinion and Order has been identified by the Board

as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).

2

circumstances: the initial decision contains erroneous findings of material fact;

the initial decision is based on an erroneous interpretation of statute or regulation

or the erroneous application of the law to the facts of the case; the administrative

judge’s rulings during either the course of the appeal or the initial decision

were not consistent with required procedures or involved an abuse of discretion,

and the resulting error affected the outcome of the case; or new and material

evidence or legal argument is available that, despite the petitioner ’s due

diligence, was not available when the record closed. Title 5 of the Code of

Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully

considering the filings in this appeal, we conclude that the agency has not

established any basis under section 1201.115 for granting the petition for review,

and we therefore DENY it. We AFFIRM the initial decision, which is now the

Board’s final decision. 5 C.F.R. § 1201.113(b). Given the disposition of this

appeal, we find it is unnecessary to rule on the appellant ’s cross petition for

review.

BACKGROUND

¶2 The appellant was formerly employed as an Air Traffic Control Specialist

for the Federal Aviation Administration (FAA) at the Charlotte Air Traffic

Control Tower (ATCT) in Charlotte, North Carolina. Initial Appeal File (IAF),

Tab 1 at 1, Tab 14 at 22. He suffered a work-related injury on May 15, 2013, and

the Office of Workers’ Compensation Programs (OWCP) accepted his claim for

the following conditions: (1) tinnitus in right ear, (2) sudden hearing loss in right

ear, (3) vertigo, and (4) headache. IAF, Tab 5 at 4-7.

¶3 The appellant entered leave without pay status on May 16, 2013, and he

began receiving OWCP benefits on July 18, 2013. IAF, Tab 14 at 37. As a result

of his injuries, the agency determined that the appellant was medically

disqualified from air traffic control duties, id. at 33, and on October 31, 2015, he

was removed for failure to maintain medical certification, id. at 22, 24-25. In

3

May 2016, the Office of Personnel Management (OPM) approved the appellant’s

application for disability retirement. Id. at 19-20.

¶4 In a medical report dated June 21, 2017, the appellant’s neurologist

determined that the appellant had reached maximum medical improvement. Id.

at 13-17. The report noted that the appellant’s condition had improved due to

seeing a functional neurologist, that vestibular rehabilitation had resulted in a

severe diminishment of the appellant’s dizziness, and that his headaches had been

minimal and treatable with over-the-counter medications. Id. That same day, the

appellant’s neurologist also filled out an OWCP Work Capacity Evaluation form,

indicating that the appellant could not work as an Air Traffic Controller due to

mild residual low-grade dizziness and migraines, but could work 8 hours per

workday in a sedentary position. IAF, Tab 25 at 5.

¶5 Immediately thereafter, on the evening of June 21, 2017, the appellant

emailed the former Air Traffic Manager (ATM) of the Charlotte ATCT and asked

him for help in returning to work for the agency. IAF, Tab 19 at 8. The former

Charlotte ATM responded the following day, advising the appellant that another

individual was now the acting ATM at Charlotte and providing the appellant a

link to an agency web page containing an article about workers’ compensation.

Id. at 9. Later that day, the appellant emailed a return-to-work specialist in the

agency’s OWCP office. Id. at 10. In his message, the appellant indicated that he

had recovered from his injury sufficiently to return to “full sedentary duty,” and

that he had “submitted for a few job announcements on USAjobs.gov for Support

Type positions.” Id. According to the appellant, the return-to-work specialist

told him she could only help him if he was attempting to return to work prior to

being separated or within 1 year of his injury. IAF, Tab 1 at 5.

¶6 The appellant also states that on June 27, 2017, he contacted the acting

Charlotte ATM, who returned his call on June 29, 2017. IAF, Tab 19 at 4 -5.

According to the appellant, the acting Charlotte ATM explained to him that he did

not know how restoration to duty worked and that had he no guidance other than

4

to contact the return-to-work specialist, but he also stated that if the appellant

were able to medically qualify he could enter the agency’s Air Traffic Controller

Reinstatement Program (ATCRP). Id. at 5. The appellant further relates that on

August 24, 2017, he contacted doctors with the Aviation Medical Advisory

Service, who advised him that he could obtain medical certification. Id. The

appellant states that on the following day he contacted the acting Charlotte ATM

again to ask about entering the ATCRP, but the acting Charlotte ATM told him

that he would be unwilling and unable to submit him for consideration. Id. The

appellant asserts that on January 12, 2018, the Atlanta ATM assisted him in

applying to the ATCRP. Id. However, on February 1, 2018, the Atlanta ATM

informed him that the FAA had found him physically disqualified to be an Air

Traffic Controller. Id.

¶7 The appellant further relates that on June 15, 2018, another employee with

the agency’s OWCP office came to his house to discuss his case. IAF, Tab 1 at 5.

According to the appellant, he told the OWCP specialist “everything that had

been going on” and that he was trying to work with the agency. Id. The

appellant states that the OWCP specialist told him that he should have been given

priority placement status, which would have guaranteed him consideration and an

interview for the jobs for which he had applied. Id. According to the appellant,

the OWCP specialist told him he would see what he could do to help and get back

to him. Id. The appellant states that, as of the date this appeal was filed, he had

not heard back from the OWCP specialist and was not receiving consideration for

positions for which he had applied since the June 15, 2018 visit. Id.

¶8 The appellant filed this appeal on June 30, 2018. IAF, Tab 1. Before

issuing an initial decision, the administrative judge made a preliminary

determination that the appellant had established jurisdiction under 5 C.F.R.

§ 353.304(c) by making nonfrivolous allegations that the agency had arbitrarily

and capriciously denied him restoration as a partially recovered employee. IAF,

Tab 15. The administrative judge noted that the agency had not provided

5

evidence that it conducted a search of the Charlotte local commuting area to

determine whether there was a vacant position to which it could have restored the

appellant, as required under 5 C.F.R. § 353.301(d). IAF, Tab 15 at 2 n.1.

¶9 In response, the agency provided evidence including a September 12, 2018

declaration by a FAA Human Resources Specialist, who averred that on

August 17, 2018, and again on September 12, 2018, she conducted a search for

vacancies in the Charlotte local commuting area that were compatible with the

appellant’s qualifications and lack of a medical clearance, but did not find any

vacant positions for which the appellant was eligible. IAF, Tab 25 at 15-17. The

agency also provided a spreadsheet listing all FAA vacancies in the Charlotte

local commuting during the period from June 21, 2017, to September 21, 2018.

Id. at 18. The spreadsheet indicated that the appellant was not qualified for any

of the identified positions. Id.

¶10 Based on his review of the written record, the administrative judge issued

an initial decision in the appellant’s favor. IAF, Tab 26, Initial Decision (ID).

He first found that the appellant had partially recovered from a compensable

injury and was therefore entitled to restoration rights under 5 C.F.R.

§ 353.301(d). ID at 6-7. The administrative judge further found that the agency

had arbitrarily and capriciously denied him restoration. ID at 8-11. Specifically,

he found while the agency had provided uncontested evidence that it searched

within the Charlotte local commuting area for vacant FAA positions to which the

appellant could be assigned, it was also required under 5 C.F.R. § 353.301(d) to

search for suitable positions within other components of the Department of

Transportation (DOT), and it had not done so. ID at 9-11. He further found that

the appropriate remedy was for the agency to conduct an app ropriate search

within the Charlotte local commuting area, retroactive to the date of the

appellant’s request for restoration, and to consider him for any suitable vacancies.

ID at 11. Accordingly, he reversed the denial of the appellant ’s request for

6

restoration and remanded the matter to the agency to conduct the required search.

Id. He declined to grant interim relief under 5 U.S.C. § 7701(b)(2). ID at 13.

¶11 In its petition for review, the agency argues that the initial decision should

be reversed on the following grounds: (1) the administrative judge erred in

finding that the appellant was partially recovered when the Department of Labor

(DOL) had not made such a determination; and (2) assu ming the appellant was

partially recovered, the appeal was untimely because it was not filed within

30 days of the date of his partial recovery, i.e., June 21, 2017. Petition for

Review (PFR) File, Tab 1. In his cross petition for review, the appellant contends

the administrative judge erred in finding that the agency conducted an adequate

search within the FAA. PFR File, Tab 3. The appellant has filed a response to

the agency’s petition for review, and the agency has replied to the appellant ’s

response. PFR File, Tabs 4-5. The agency has also filed a response to the

appellant’s cross petition for review. PFR File, Tab 7.

ANALYSIS

¶12 The Federal Employees’ Compensation Act, 5 U.S.C. § 8151, provides that

Federal employees who suffer compensable injuries enjoy certain rights to be

restored to their previous or comparable positions. Kingsley v. U.S. Postal

Service, 123 M.S.P.R. 365, ¶ 9 (2016); see 5 U.S.C. § 8151(b). Congress has

granted OPM the authority to issue regulations governing the obligations of

employing agencies in this regard. 5 U.S.C. § 8151(b). Pursuant to this

authority, OPM has issued regulations requiring agencies to make certain efforts

toward restoring employees with compensable injuries to duty, depending on the

timing and extent of their recovery. 5 C.F.R. § 353.301; see Smith v. U.S. Postal

Service, 81 M.S.P.R. 92, ¶ 6 (1999).

¶13 The regulation at 5 C.F.R. § 353.301(d) concerns the restoration rights

granted to “partially recovered” employees, defined in 5 C.F.R. § 353.102 as

injured employees who, “though not ready to resume the full range” of their

7

duties, have “recovered sufficiently to return to part-time or light duty or to

another position with less demanding physical requirements.” Section 353.301(d)

requires agencies to “make every effort to restore in the local commuting area,

according to the circumstances in each case, an individual who has partially

recovered from a compensable injury and who is able to return to limited duty.

At a minimum, this would mean treating [him] substantially the same as other

disabled individuals under the Rehabilitation Act.” 2 5 C.F.R. § 353.301(d). As

the administrative judge noted, the Board has observed that an agency’s

reassignment obligations under the Rehabilitation Act are not limited to a

particular type of work or to positions within a particular office or branch of the

agency. Sanchez v. Department of Energy, 117 M.S.P.R. 155, ¶ 18 (2011).

¶14 The regulation at 5 C.F.R. § 353.304 provides Board appeal rights to

individuals affected by restoration decisions under 5 C.F.R. § 353.301. As

relevant here, the regulation provides that a partially recovered employee “may

appeal to [the Board] for a determination of whether the agency is acting

arbitrarily and capriciously in denying restoration.” 5 C.F.R. § 353.304(c). In

order to prevail on the merits in such an appeal, the appellant must prove the

following elements by a preponderance of the evidence: (1) he was absent from

his position due to a compensable injury; (2) he recovered sufficiently to return to

duty on a part-time basis or to return to work in a position with less demanding

physical requirements than those previously required; (3) the agency denied the

request for restoration; and (4) the denial was arbitrary and capricious because of

2

The Rehabilitation Act incorporates by reference the regulatory standards for the

Americans with Disabilities Act. 29 U.S.C. § 791(f); Rosario-Fabregas v. Department

of the Army, 122 M.S.P.R. 468, ¶ 13 n.5 (2015), aff’d, 833 F.3d 1342 (Fed. Cir. 2016);

29 C.F.R. § 1614.203(b).

8

the agency’s failure to perform its obligations under 5 C.F.R. § 353.301(d). 3 See

Kingsley, 123 M.S.P.R. 365, ¶ 11; 5 C.F.R. § 1201.57(a)(4), (b).

¶15 Here, it is undisputed that the appellant was absent due to a compensable

injury. With regard to the second element, the agency argues that the

administrative judge erred in finding that the appellant was partially recovered

when DOL had not issued a ruling to that effect. However, we are not aware of

any authority for the proposition that such a ruling is a prerequisite for finding

that an employee is partially recovered under 5 C.F.R. § 353.102. The Board has

found partial recovery based on medical documentation alone, e.g., Corum v. U.S.

Postal Service, 118 M.S.P.R. 288, ¶¶ 15-18 (2012), and we agree with the

administrative judge that the report by the appellant’s neurologist is sufficient to

establish that, as of June 21, 2017, the appellant had recovered sufficiently to

work in a sedentary position. As to the remaining elements, it is undisputed that

the agency denied the appellant’s requests for restoration and that it did not

extend its search to other components of DOT, as required under 5 C.F.R.

§ 353.301(d).

¶16 We find no merit to the agency’s argument that the appeal was untimely

filed. The Board’s regulations provide that an appeal of an agency action must be

filed no later than 30 days after the effective date of the action being appealed or

30 days after receipt of the agency’s decision, whichever is later. 5 C.F.R.

§ 1201.22(b)(1). Thus, the deadline for filing an appeal under 5 C.F.R.

§ 353.304(c) is determined not by the date of partial recovery, but rather by the

date of the action on appeal, i.e., the alleged denial of restoration. See Hardy v.

U.S. Postal Service, 104 M.S.P.R. 387, ¶ 15, aff’d, 250 F. App’x 332 (2007).

While the agency in this case did not issue a formal notice denying the appella nt

3

We agree with the administrative judge that the appellant established the Board’s

jurisdiction under 5 C.F.R. § 353.304(c) by making nonfrivolous allegations with

respect to all four elements. IAF, Tab 15; see Hamilton v. U.S. Postal Service,

123 M.S.P.R. 404, ¶ 12 (2016).

9

restoration, we find that the agency’s delay in restoring him, despite his

continued good faith efforts to return to work, constitutes a denial of restoration

that was ongoing at the time the appeal was filed. 4 See Chism v. U.S. Postal

Service, 85 M.S.P.R. 436, ¶¶ 9-10 (2000) (finding that the agency’s delay in

restoring the appellant was equivalent to a denial of restoration) . 5

¶17 Given the disposition of this appeal, it is unnecessary to rule on the

appellant’s cross petition for review. As the administrative judge correctly found,

the appropriate remedy is for the agency to conduct a new search, retroactive to

June 21, 2017, consistent with its obligations under 5 C.F.R. § 353.301(d). See

Scott v. U.S. Postal Service, 118 M.S.P.R. 375, ¶ 14 (2012). This entails that the

agency search for suitable positions in the Charlotte local commuting area,

consistent with the requirements of the Rehabilitation Act, throughout the whole

of DOT—the FAA included. See Sanchez, 117 M.S.P.R. 155, ¶ 18. If the

appellant believes the agency has not complied with the Board ’s order, he may

file a petition for enforcement in accordance with the instructions provided

below.

ORDER

¶18 The agency is ORDERED to conduct a proper search retroactive to June 21,

2017, and to consider the appellant for any suitable assignments available during

that time period consistent with its restoration obligations under 5 C.F.R.

§ 353.301(d). See Kerr v. National Endowment for the Arts, 726 F.2d 730 (Fed.

4

Even if the appeal had not been timely filed, we would consider the agency’s failure to

provide the notice of appeal rights required under 5 C.F.R. § 353.104 in determining

whether there was good cause for the filing delay. See Cranston v. U.S. Postal Service,

106 M.S.P.R. 290, ¶¶ 10-14 (2007).

5

Chism was overruled in part on other grounds by Chen v. U.S. Postal Service,

97 M.S.P.R. 527 (2004), which was overruled by Latham v. U.S. Postal Service,

117 M.S.P.R. 400 (2012), which was overruled by Cronin v. U.S. Postal Service,

2022 MSPB 13. However, the proposition for which Chism is cited remains good law.

10

Cir. 1984). The agency must complete this action no later than 30 days after the

date of this decision.

¶19 In the event the agency’s retroactive job search uncovers available work to

which it could have restored the appellant, the agency is ORDERED pay the

appellant the correct amount of back pay, interest on back pay, and other benefits

under the Office of Personnel Management’s regulations, as appropriate, no later

than 60 calendar days after the date of this decision. We ORDER the appellant to

cooperate in good faith in the agency’s efforts to calculate the amount of back

pay, interest, and benefits due, and to provide all necessary information the

agency requests to help it carry out the Board’s Order. If there is a dispute about

the amount of back pay, interest due, and/or other benefits, we ORDER the

agency to pay the appellant the undisputed amount no later than 60 calendar days

after the date of this decision.

¶20 We further ORDER the agency to tell the appellant promptly in writing

when it believes it has fully carried out the Board’s Order and of the actions it has

taken to carry out the Board’s Order. The appellant, if not notified, should ask

the agency about its progress. See 5 C.F.R. § 1201.181(b).

¶21 No later than 30 days after the agency tells the appellant that it has fully

carried out the Board’s Order, the appellant may file a petition for enforcement

with the office that issued the initial decision on this appeal if the appellant

believes that the agency did not fully carry out the Board’s Order. The petition

should contain specific reasons why the appellant believes that the a gency has not

fully carried out the Board’s Order, and should include the dates and results of

any communications with the agency. 5 C.F.R. § 1201.182(a).

¶22 For agencies whose payroll is administered by either the National Finance

Center of the Department of Agriculture (NFC) or the Defense Finance and

Accounting Service (DFAS), two lists of the information and documentation

necessary to process payments and adjustments resulting from a Bo ard decision

are attached. The agency is ORDERED to timely provide DFAS or NFC with all

11

documentation necessary to process payments and adjustments resulting from the

Board’s decision in accordance with the attached lists so that payment can be

made within the 60-day period set forth above.

NOTICE TO THE APPELLANT REGARDING

YOUR RIGHT TO REQUEST

ATTORNEY FEES AND COSTS

You may be entitled to be paid by the agency for your reasonable attorney

fees and costs. To be paid, you must meet the requirements set forth at title 5 of

the United States Code (5 U.S.C.), sections 7701(g), 1221(g), or 1214(g). The

regulations may be found at 5 C.F.R. §§ 1201.201, 1201.202, and 1201.203. If

you believe you meet these requirements, you must file a motion for attorney fees

and costs WITHIN 60 CALENDAR DAYS OF THE DATE OF THIS DECISION.

You must file your motion for attorney fees and costs with the office that issued

the initial decision on your appeal.

NOTICE OF APPEAL RIGHTS 6

You may obtain review of this final decision. 5 U.S.C. § 7703(a)(1). By

statute, the nature of your claims determines the time limit for seeking such

review and the appropriate forum with which to file. 5 U.S.C. § 7703(b).

Although we offer the following summary of available appeal rights, the Merit

Systems Protection Board does not provide legal advice on which option is most

appropriate for your situation and the rights described below do not represent a

statement of how courts will rule regarding which cases fall within their

jurisdiction. If you wish to seek review of this final decision, you should

immediately review the law applicable to your claims and carefully follow all

6

Since the issuance of the initial decision in this matter, the Board may have updated

the notice of review rights included in final decisions. As indicated in the notice, the

Board cannot advise which option is most appropriate in any matter.

12

filing time limits and requirements. Failure to file within the applicable time

limit may result in the dismissal of your case by your chosen forum.

Please read carefully each of the three main possible choices of review

below to decide which one applies to your particular case. If you have questions

about whether a particular forum is the appropriate one to review your case, you

should contact that forum for more information.

(1) Judicial review in general. As a general rule, an appellant seeking

judicial review of a final Board order must file a petition for review with the U.S.

Court of Appeals for the Federal Circuit, which must be received by the court

within 60 calendar days of the date of issuance of this decision. 5 U.S.C.

§ 7703(b)(1)(A).

If you submit a petition for review to the U.S. Court of Appeals for the

Federal Circuit, you must submit your petition to the court at the

following address:

U.S. Court of Appeals

for the Federal Circuit

717 Madison Place, N.W.

Washington, D.C. 20439

Additional information about the U.S. Court of Appeals for the Federal

Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular

relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is

contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.

If you are interested in securing pro bono representation for an appeal to

the U.S. Court of Appeals for the Federal Circuit, you may visit our website at

http://www.mspb.gov/probono for information regarding pro bono representation

for Merit Systems Protection Board appellants before the Federal Circuit. The

Board neither endorses the services provided by any attorney nor warrants that

any attorney will accept representation in a given case.

13

(2) Judicial or EEOC review of cases involving a claim of

discrimination. This option applies to you only if you have claimed that you

were affected by an action that is appealable to the Board and that such action

was based, in whole or in part, on unlawful discrimination. If so, you may obtain

judicial review of this decision—including a disposition of your discrimination

claims—by filing a civil action with an appropriate U.S. district court ( not the

U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you

receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems

Protection Board, 582 U.S. 420 (2017). If you have a representative in this case,

and your representative receives this decision before you do, then you must file

with the district court no later than 30 calendar days after your representative

receives this decision. If the action involves a claim of discrimination based on

race, color, religion, sex, national origin, or a disabling condition, you may be

entitled to representation by a court-appointed lawyer and to waiver of any

requirement of prepayment of fees, costs, or other security. See 42 U.S.C.

§ 2000e-5(f) and 29 U.S.C. § 794a.

Contact information for U.S. district courts can be found at their respective

websites, which can be accessed through the link below:

http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.

Alternatively, you may request review by the Equal Employment

Opportunity Commission (EEOC) of your discrimination claims only, excluding

all other issues. 5 U.S.C. § 7702(b)(1). You must file any such request with the

EEOC’s Office of Federal Operations within 30 calendar days after you receive

this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,

and your representative receives this decision before you do, then you must file

with the EEOC no later than 30 calendar days after your representative receives

this decision.

If you submit a request for review to the EEOC by regular U.S. mail , the

address of the EEOC is:

14

Office of Federal Operations

Equal Employment Opportunity Commission

P.O. Box 77960

Washington, D.C. 20013

If you submit a request for review to the EEOC via commercial delivery or

by a method requiring a signature, it must be addressed to:

Office of Federal Operations

Equal Employment Opportunity Commission

131 M Street, N.E.

Suite 5SW12G

Washington, D.C. 20507

(3) Judicial review pursuant to the Whistleblower Protection

Enhancement Act of 2012. This option applies to you only if you have raised

claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or

other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).

If so, and your judicial petition for review “raises no challenge to the Board’s

disposition of allegations of a prohibited personnel practice described in section

2302(b) other than practices described in section 2302(b)(8), or 2302(b)(9)(A)(i),

(B), (C), or (D),” then you may file a petition for judicial review either with the

U.S. Court of Appeals for the Federal Circuit or any court of appeals of

competent jurisdiction. 7 The court of appeals must receive your petition for

review within 60 days of the date of issuance of this decision. 5 U.S.C.

§ 7703(b)(1)(B).

7

The original statutory provision that provided for judicial review of certain

whistleblower claims by any court of appeals of competent jurisdiction expired on

December 27, 2017. The All Circuit Review Act, signed into law by the President on

July 7, 2018, permanently allows appellants to file petitions for judicial review of

MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals

for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.

The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115 -195,

132 Stat. 1510.

15

If you submit a petition for judicial review to the U.S. Court of Appeals for

the Federal Circuit, you must submit your petition to the court at the

following address:

U.S. Court of Appeals

for the Federal Circuit

717 Madison Place, N.W.

Washington, D.C. 20439

Additional information about the U.S. Court of Appeals for the Federal

Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular

relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is

contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.

If you are interested in securing pro bono representation for an appeal to

the U.S. Court of Appeals for the Federal Circuit, you may visit our website at

http://www.mspb.gov/probono for information regarding pro bono representation

for Merit Systems Protection Board appellants before the Federal Circuit. The

Board neither endorses the services provided by any attorney nor warrants that

any attorney will accept representation in a given case.

Contact information for the courts of appeals can be found at their

respective websites, which can be accessed through the link below:

http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.

FOR THE BOARD: /s/ for

Jennifer Everling

Acting Clerk of the Board

Washington, D.C.

DEFENSE FINANCE AND ACCOUNTING SERVICE

Civilian Pay Operations

DFAS BACK PAY CHECKLIST

The following documentation is required by DFAS Civilian Pay to compute and pay back pay

pursuant to 5 CFR § 550.805. Human resources/local payroll offices should use the following

checklist to ensure a request for payment of back pay is complete. Missing documentation may

substantially delay the processing of a back pay award. More information may be found at:

https://wss.apan.org/public/DFASPayroll/Back%20Pay%20Process/Forms/AllItems.aspx.

NOTE: Attorneys’ fees or other non-wage payments (such as damages) are paid by

vendor pay, not DFAS Civilian Pay.

☐ 1) Submit a “SETTLEMENT INQUIRY - Submission” Remedy Ticket. Please identify the

specific dates of the back pay period within the ticket comments.

Attach the following documentation to the Remedy Ticket, or provide a statement in the ticket

comments as to why the documentation is not applicable:

☐ 2) Settlement agreement, administrative determination, arbitrator award, or order.

☐ 3) Signed and completed “Employee Statement Relative to Back Pay”.

☐ 4) All required SF50s (new, corrected, or canceled). ***Do not process online SF50s

until notified to do so by DFAS Civilian Pay.***

☐ 5) Certified timecards/corrected timecards. ***Do not process online timecards until

notified to do so by DFAS Civilian Pay.***

☐ 6) All relevant benefit election forms (e.g. TSP, FEHB, etc.).

☐ 7) Outside earnings documentation. Include record of all amounts earned by the employee

in a job undertaken during the back pay period to replace federal employment.

Documentation includes W-2 or 1099 statements, payroll documents/records, etc. Also,

include record of any unemployment earning statements, workers’ compensation,

CSRS/FERS retirement annuity payments, refunds of CSRS/FERS employee premiums,

or severance pay received by the employee upon separation.

Lump Sum Leave Payment Debts: When a separation is later reversed, there is no authority

under 5 U.S.C. § 5551 for the reinstated employee to keep the lump sum annual leave payment

they may have received. The payroll office must collect the debt from the back pay award. The

annual leave will be restored to the employee. Annual leave that exceeds the annual leave

ceiling will be restored to a separate leave account pursuant to 5 CFR § 550.805(g).

NATIONAL FINANCE CENTER CHECKLIST FOR BACK PAY CASES

Below is the information/documentation required by National Finance Center to process

payments/adjustments agreed on in Back Pay Cases (settlements, restorations) or as ordered by the Merit

Systems Protection Board, EEOC, and courts.

1. Initiate and submit AD-343 (Payroll/Action Request) with clear and concise information describing

what to do in accordance with decision.

2. The following information must be included on AD-343 for Restoration:

a. Employee name and social security number.

b. Detailed explanation of request.

c. Valid agency accounting.

d. Authorized signature (Table 63).

e. If interest is to be included.

f. Check mailing address.

g. Indicate if case is prior to conversion. Computations must be attached.

h. Indicate the amount of Severance and Lump Sum Annual Leave Payment to be collected

(if applicable).

Attachments to AD-343

1. Provide pay entitlement to include Overtime, Night Differential, Shift Premium, Sunday Premium,

etc. with number of hours and dates for each entitlement (if applicable).

2. Copies of SF-50s (Personnel Actions) or list of salary adjustments/changes and amounts.

3. Outside earnings documentation statement from agency.

4. If employee received retirement annuity or unemployment, provide amount and address to

return monies.

5. Provide forms for FEGLI, FEHBA, or TSP deductions. (if applicable)

6. If employee was unable to work during any or part of the period involved, certification of the type of

leave to be charged and number of hours.

7. If employee retires at end of Restoration Period, provide hours of Lump Sum Annual Leave to

be paid.

NOTE: If prior to conversion, agency must attach Computation Worksheet by Pay Period and required

data in 1-7 above.

The following information must be included on AD-343 for Settlement Cases: (Lump Sum Payment,

Correction to Promotion, Wage Grade Increase, FLSA, etc.)

a. Must provide same data as in 2, a-g above.

b. Prior to conversion computation must be provided.

c. Lump Sum amount of Settlement, and if taxable or non-taxable.

If you have any questions or require clarification on the above, please contact NFC’s Payroll/Personnel

Operations at 504-255-4630.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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