Opinion

LaTroy Middlebrook v. Social Security Administration

Court
Merit Systems Protection Board
Filed
Mar 30, 2023
Status
Unpublished
Cited by
0 cases
Authority
More cited than 23.0%

The opinion

UNITED STATES OF AMERICA

MERIT SYSTEMS PROTECTION BOARD

LATROY MELVIN MIDDLEBROOK, DOCKET NUMBER

Appellant, PH-3330-16-0477-I-1

v.

SOCIAL SECURITY DATE: March 30, 2023

ADMINISTRATION,

Agency.

THIS FINAL ORDER IS NONPRECEDENTIAL 1

LaTroy Melvin Middlebrook, Arlington, Texas, pro se.

Daniel Hutman, Esquire, and Michael Davio, Esquire, Baltimore,

Maryland, for the agency.

BEFORE

Cathy A. Harris, Vice Chairman

Raymond A. Limon, Member

Tristan L. Leavitt, Member 2

1

A nonprecedential order is one that the Board has determined does not add

significantly to the body of MSPB case law. Parties may cite nonprecedential orders,

but such orders have no precedential value; the Board and administrative judges are not

required to follow or distinguish them in any future decisions. In contrast, a

precedential decision issued as an Opinion and Order has been identified by the Board

as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).

2

Member Leavitt’s name is included in decisions on which the three -member Board

completed the voting process prior to his March 1, 2023 departure.

2

FINAL ORDER

¶1 The appellant has filed a petition for review of the initial decision, which

dismissed his appeal for failure to prosecute. Generally, we grant petitions such

as this one only in the following circumstances: the initial decision contains

erroneous findings of material fact; the initial decision is based on an erroneous

interpretation of statute or regulation or the erroneous application of the law to

the facts of the case; the administrative judge’s rulings during either the course of

the appeal or the initial decision were not consistent with required procedures or

involved an abuse of discretion, and the resulting error affected the outcome of

the case; or new and material evidence or legal argument is available that, despite

the petitioner’s due diligence, was not available when the record closed. Title 5

of the Code of Federal Regulations, section 1201.115 ( 5 C.F.R. § 1201.115).

After fully considering the filings in this appeal, we conclude tha t the appellant

has not established any basis under section 1201.115 for granting the petition for

review. Therefore, we DENY the petition for review and AFFIRM the initial

decision, which is now the Board’s final decision. 5 C.F.R. § 1201.113(b).

BACKGROUND

¶2 The agency terminated the appellant during his competitive -service

probationary period, and he filed a Board appeal. Middlebrook v. Social Security

Administration, MSPB Docket No. PH-315H-16-0053-I-1, Initial Appeal File,

Tab 1; Middlebrook v. Social Security Administration, MSPB Docket No.

PH-315H-16-0053-I-1, Final Order, ¶ 2 (Sept. 22, 2016). The administrative

judge issued an initial decision that dismissed the appeal for lack of jurisdiction,

and the appellant filed a petition for review. Middlebrook, MSPB Docket No.

PH-315H-16-0053-I-1, Final Order, ¶¶ 2-4. The Board dismissed the petition for

review as untimely filed but found that the appellant had raised claims under the

Veterans Employment Opportunities Act of 1998 (VEOA) and the Uniformed

Services Employment and Reemployment Rights Act of 1994 (USERRA), which

3

the administrative judge had not addressed. Id., ¶¶ 10-11. The Board forwarded

these claims to the Northeastern Regional Office for docketing as the instant

appeal. Id., ¶ 14.

¶3 On September 23, 2016, the administrative judge issued two jurisdictional

orders—one on VEOA and one on USERRA—and directed the appellant to file

evidence and argument on the jurisdictional issues no later than October 2, 2016.

Middlebrook v. Social Security Administration, MSPB Docket No. PH-3330-16-

0477-I-1, Initial Appeal File (IAF), Tabs 3, 4. The appellant did not respond. On

June 27, 2017, the administrative judge issued an order for the appellant to show

cause why his appeal should not be dismissed for lack of jurisdiction. IAF,

Tab 6. He directed the appellant to address the jurisdictional issue and to explain

why he had failed to respond to the previous orders. Id. The administrative judge

set a response deadline of July 5, 2017. Id. The appellant did not file a response.

On July 10, 2017, the administrative judge issued an initial decision dismissing

the appeal for failure to prosecute. IAF, Tab 9, Initial Decision.

¶4 On July 24, 2017, the appellant filed a petition for review, stating that he

wishes to submit a claim for compensatory damages for his wrongful termination.

Middlebrook v. Social Security Administration, MSPB Docket No. PH-3330-16-

0477-I-1, Petition for Review (PFR) File, Tab 1 at 4. 3 He attached 108 pages of

unexplained documentation to his petition. Id. at 5-113. On October 3, 2017, the

appellant filed an additional 110 pages of unexplained documentation. PFR File,

Tab 2 at 8-118. The agency has not filed a response.

3

The appellant filed the petition for review via the e-Appeal Online form for a motion

for compensatory damages. PFR File, Tab 1 at 4. We find that it was appropriate to

construe this filing as a petition for review because the record below already had

closed, and the disposition of the appeal was such that a motion for compensatory

damages would have been unavailing. See generally 5 C.F.R. § 1201.204.

4

ANALYSIS

¶5 The sanction of dismissal with prejudice may be imposed if a party fails to

prosecute or defend an appeal. Ahlberg v. Department of Health and Human

Services, 804 F.2d 1238, 1242 (Fed. Cir. 1986); 5 C.F.R. § 1201.43(b). The

imposition of such a severe sanction must be used only when necessary to serve

the ends of justice, as when a party has failed to exercise basic due diligence in

complying with Board orders, or has exhibited negligence or bad faith in his

efforts to comply. Chandler v. Department of the Navy, 87 M.S.P.R. 369, ¶ 6

(2000). The Board will review a dismissal for failure to prosecute under an abuse

of discretion standard. Williams v. U.S. Postal Service, 116 M.S.P.R. 377, ¶ 6

(2011).

¶6 In this case, the appellant failed to respond to two jurisdictional orders. He

also failed to respond to a follow-up show cause order that specifically warned

him that his appeal would be dismissed if he did not respond. In fact, there is no

evidence that the appellant took any steps to prosecute his appeal at all until he

filed his petition for review. This even includes the appeal itself, which was filed

not by the appellant but sua sponte by the Board. The Board has upheld

dismissals for failure to prosecute under similar circumstances. See, e.g.,

Leseman v. Department of the Army, 122 M.S.P.R. 139, ¶ 7 (2015). We therefore

find that the administrative judge did not abuse his discretion in dismissing the

appeal.

¶7 The appellant’s petition for review does not address either the jurisdictional

issue or the issue of failure to prosecute. PFR File, Tab 1 at 4. Nor does the

attached documentation have any apparent relation to these issues. Id. at 5-113.

Furthermore, even considering the appellant’s untimely supplement to the petition

for review, we find that he still has not established an adequate basis to disturb

the initial decision. The appellant explains that he was moving across the country

and had limited internet access between early July and July 24, 2017, PFR File,

Tab 2 at 5, but this does not account for his failure to respond to the

5

September 23, 2016 jurisdictional orders or to the June 27, 2017 show cause

order. Even if the appellant’s move might have affected his ability to comply

with the latter order, he has not explained why he was unable to inform the

administrative judge of his upcoming move or request an extension of time to

reply. Furthermore, this pleading and its supplementary documentation still does

not address the outstanding jurisdictional issues, which the administrative judge

twice informed the appellant he must address if his appeal was to proceed. PFR

File, Tab 2; IAF, Tabs 3-4, 6.

¶8 For these reasons, we find that the administrative judge did not abuse his

discretion in dismissing the appeal for failure to prosecute and that the appellant

has provided no basis on review to disturb the initial decision.

NOTICE OF APPEAL RIGHTS 4

You may obtain review of this final decision. 5 U.S.C. § 7703(a)(1). By

statute, the nature of your claims determines the time limit for seeking such

review and the appropriate forum with which to file. 5 U.S.C. § 7703(b).

Although we offer the following summary of available appeal rights, the Merit

Systems Protection Board does not provide legal advice on which option is most

appropriate for your situation and the rights described below do not represent a

statement of how courts will rule regarding which cases fall within their

jurisdiction. If you wish to seek review of this final decision, you should

immediately review the law applicable to your claims and carefully follow all

filing time limits and requirements. Failure to file within the applicable time

limit may result in the dismissal of your case by your chosen forum.

Please read carefully each of the three main possible choices of review

below to decide which one applies to your particular case. If you have questions

4

Since the issuance of the initial decision in this matter, the Board may have updated

the notice of review rights included in final decisions. As indicated in the notice, the

Board cannot advise which option is most appropriate in any matter.

6

about whether a particular forum is the appropriate one to review your case, you

should contact that forum for more information.

(1) Judicial review in general. As a general rule, an appellant seeking

judicial review of a final Board order must file a petition for review with the U.S.

Court of Appeals for the Federal Circuit, which must be received by the court

within 60 calendar days of the date of issuance of this decision. 5 U.S.C.

§ 7703(b)(1)(A).

If you submit a petition for review to the U.S. Court of Appeals for the

Federal Circuit, you must submit your petition to the court at the

following address:

U.S. Court of Appeals

for the Federal Circuit

717 Madison Place, N.W.

Washington, D.C. 20439

Additional information about the U.S. Court of Appeals for the Federal

Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular

relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is

contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.

If you are interested in securing pro bono representation for an appeal to

the U.S. Court of Appeals for the Federal Circuit, you may visit our website at

http://www.mspb.gov/probono for information regarding pro bono representation

for Merit Systems Protection Board appellants before the Federal Circuit. The

Board neither endorses the services provided by any attorney nor warrants that

any attorney will accept representation in a given case.

(2) Judicial or EEOC review of cases involving a claim of

discrimination. This option applies to you only if you have claimed that you

were affected by an action that is appealable to the Board and that such action

was based, in whole or in part, on unlawful discrimination. If so, you may obtain

7

judicial review of this decision—including a disposition of your discrimination

claims—by filing a civil action with an appropriate U.S. district court ( not the

U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you

receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems

Protection Board, 582 U.S. ____ , 137 S. Ct. 1975 (2017). If you have a

representative in this case, and your representative receive s this decision before

you do, then you must file with the district court no later than 30 calendar days

after your representative receives this decision. If the action involves a claim of

discrimination based on race, color, religion, sex, national origi n, or a disabling

condition, you may be entitled to representation by a court-appointed lawyer and

to waiver of any requirement of prepayment of fees, costs, or other security. See

42 U.S.C. § 2000e-5(f) and 29 U.S.C. § 794a.

Contact information for U.S. district courts can be found at their respective

websites, which can be accessed through the link below:

http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.

Alternatively, you may request review by the Equal Employment

Opportunity Commission (EEOC) of your discrimination claims only, excluding

all other issues. 5 U.S.C. § 7702(b)(1). You must file any such request with the

EEOC’s Office of Federal Operations within 30 calendar days after you receive

this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,

and your representative receives this decision before you do, then you must file

with the EEOC no later than 30 calendar days after your representative receives

this decision.

If you submit a request for review to the EEOC by regular U.S. mail, th e

address of the EEOC is:

Office of Federal Operations

Equal Employment Opportunity Commission

P.O. Box 77960

Washington, D.C. 20013

8

If you submit a request for review to the EEOC via commercial delivery or

by a method requiring a signature, it must be addressed to:

Office of Federal Operations

Equal Employment Opportunity Commission

131 M Street, N.E.

Suite 5SW12G

Washington, D.C. 20507

(3) Judicial review pursuant to the Whistleblower Protection

Enhancement Act of 2012. This option applies to you only if you have raised

claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or

other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).

If so, and your judicial petition for review “raises no challenge to the Board’s

disposition of allegations of a prohibited personnel practice described in section

2302(b) other than practices described in section 2302(b)(8), or 2302(b)(9)(A)(i),

(B), (C), or (D),” then you may file a petition for judicial review either with the

U.S. Court of Appeals for the Federal Circuit or any court of appeals of

competent jurisdiction. 5 The court of appeals must receive your petition for

review within 60 days of the date of issuance of this decision. 5 U.S.C.

§ 7703(b)(1)(B).

If you submit a petition for judicial review to the U.S. Court of Appeals for

the Federal Circuit, you must submit your petition to the court at the

following address:

5

The original statutory provision that provided for judicial review of certain

whistleblower claims by any court of appeals of competent jurisdiction expired on

December 27, 2017. The All Circuit Review Act, signed into law by the President on

July 7, 2018, permanently allows appellants to file petitions for judicial review of

MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals

for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.

The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115 -195,

132 Stat. 1510.

9

U.S. Court of Appeals

for the Federal Circuit

717 Madison Place, N.W.

Washington, D.C. 20439

Additional information about the U.S. Court of Appeals for t he Federal

Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular

relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is

contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.

If you are interested in securing pro bono representation for an appeal to

the U.S. Court of Appeals for the Federal Circuit, you may visit our website at

http://www.mspb.gov/probono for information regarding pro bono representation

for Merit Systems Protection Board appellants before the Federal Circuit. The

Board neither endorses the services provided by any attorney nor warrants that

any attorney will accept representation in a given case.

Contact information for the courts of appeals can be found at the ir

respective websites, which can be accessed through the link below:

http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.

FOR THE BOARD: /s/ for

Jennifer Everling

Acting Clerk of the Board

Washington, D.C.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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