Opinion

David Halterman v. Department of Agriculture

Court: Merit Systems Protection Board
Filed: Jan 26, 2023
Status: Unpublished
Cited by: 0 cases
Authority: More cited than 22.6%

The opinion

UNITED STATES OF AMERICA

MERIT SYSTEMS PROTECTION BOARD

DAVID LIONEL HALTERMAN, DOCKET NUMBER

Appellant, DC-0752-17-0081-I-1

DEPARTMENT OF AGRICULTURE, DATE: January 26, 2023

Agency.

THIS FINAL ORDER IS NONPRECEDENTIAL 1

David Lionel Halterman, Fayetteville, North Carolina, pro se.

Jose Calvo, Esquire, and Joshua N. Rose, Esquire, Washington, D.C., for

the agency.

BEFORE

Cathy A. Harris, Vice Chairman

Raymond A. Limon, Member

Tristan L. Leavitt, Member

FINAL ORDER

¶1 The appellant has filed a petition for review of the initial decision, which

dismissed for lack of jurisdiction his appeal of his allegedly involuntary

retirement. Generally, we grant petitions such as this one only in the following

circumstances: the initial decision contains erroneous findings of material fact;

A nonprecedential order is one that the Board has determined does not add

significantly to the body of MSPB case law. Parties may cite nonprecedential orders,

but such orders have no precedential value; the Board and administrative judges are not

required to follow or distinguish them in any future decisions. In contrast, a

precedential decision issued as an Opinion and Order has been identified by the Board

as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).

the initial decision is based on an erroneous interpretation of statute or regulation

or the erroneous application of the law to the facts of the case; the adm inistrative

judge’s rulings during either the course of the appeal or the initial decision were

not consistent with required procedures or involved an abuse of discretion, and

the resulting error affected the outcome of the case; or new and material eviden ce

or legal argument is available that, despite the petitioner’s due diligence, was not

available when the record closed. Title 5 of the Code of Federal Regulations,

section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this

appeal, we conclude that the petitioner has not established any basis under section

1201.115 for granting the petition for review. Therefore, we DENY the petition

for review and AFFIRM the initial decision, which is now the Board’s final

decision. 5 C.F.R. § 1201.113(b).

¶2 On October 20, 2016, the agency issued a notice removing the appellant

from his GS-1862-08 Consumer Safety Inspector position based on alleged

misconduct. Initial Appeal File (IAF), Tab 5 at 13-17. That same day, the

appellant submitted his application for voluntary retirement, which became

effective on October 20, 2016. Id. at 11, 13-14. Thereafter, the appellant filed a

Board appeal and contended that his retirement was involuntary. IAF, Tabs 1, 5,

12‑13, 15, 18. In an initial decision issued on the written record, the

administrative judge found that the appellant failed to make a nonfrivolous

allegation of jurisdiction, and he dismissed the appeal. The appellant petitions

for review of the initial decision. Petition for Review (PFR) File, Tab 1. T he

agency responds in opposition to the petition for review. PFR File, Tab 3.

¶3 In his petition for review, the appellant states that he is a disabled veteran

and was forced to retire when the agency removed him. PFR File, Tab 1 at 3. He

also states that the agency is required to provide reasonable accommodation to

disabled employees. Id. However, he identifies no error of fact or law in the

initial decision. We find that the initial decision was correctly decided for the

reasons discussed below.

¶4 A decision to retire is presumed to be a voluntary act outside the Board’s

jurisdiction, and the appellant bears the burden of showing by preponderant

evidence that his retirement was involuntary and therefore tantamount to a forced

removal. Baldwin v. Department of Veterans Affairs, 111 M.S.P.R. 586, ¶ 15

(2009) (citing Garcia v. Department of Homeland Security, 437 F.3d 1322,

1329-30 (Fed. Cir. 2006) (en banc)). The appellant provided multiple reasons

why his retirement was allegedly involuntary. First, he asserts that he retired

because his union representative led him to believe that he would lose his

retirement benefits if he were removed. IAF, Tab 18 at 3. This amounts to an

argument that his retirement was involuntary because of misinformation. A

retirement action is involuntary if the agency made misleading statements upon

which the employee reasonably relied to his detriment. Miller v. Department of

Homeland Security, 111 M.S.P.R. 325, ¶ 8 (2009), aff’d, 361 F. App’x 134 (Fed.

Cir. 2010). However, the misinformation has to come from the agency; the

agency is not responsible for misinformation that comes from third parties such as

a union representative. The appellant failed to make a nonfrivolous allegation

that he retired in reliance on misinformation provided by the agency. Cf.

Hosozawa v. Department of Veterans Affairs, 113 M.S.P.R. 110, ¶ 5 (2010)

(finding that, to establish involuntariness on the basis of coercion, the appellant

must establish, inter alia, that the retirement was the result of improper a ctions by

the agency).

¶5 The appellant also alleged that he retired because the agency conspired to

remove him, which implies that he believes the removal action was without any

basis. 2 IAF, Tab 18 at 3. This amounts to a claim of coercion on the basis th at

The appellant also contends that his mental illness and side effects from his

medication caused his alleged misconduct. IAF, Tab 18 at 3. Neither the

Rehabilitation Act of 1973 nor the Americans with Disabilities Act of 1990 immunizes

disabled employees from being disciplined for misconduct, provided that the agency

would impose the same discipline on an employee who is not disabled. Burton v. U.S.

the agency knew or should have known that the action could not be substantiated.

If the appellant can show that he retired to avoid a threatened removal action, and

if he can further show that the agency knew or should have known that the action

could not be substantiated, then his decision to retire may be considered coerced

and therefore involuntary. Harris v. Department of Veterans Affairs,

114 M.S.P.R. 239, ¶ 8 (2010). The agency alleged that the appellant, inter alia,

brought his wife into the office, which is a secured and access-controlled facility,

without authorization to confront his supervisor, which she did, creating a

disturbance; brought his son without authorization into a poultry farm he

inspected; and poked a farm manager in the chest during a conversation, which

prompted the farm to request that the agency not send the appellant to its facility

any more. IAF, Tab 10 at 23-24.

¶6 The appellant does not clearly dispute the agency’s version of events. In

fact, he admitted to bringing his family members into the workplace , and he

contends that any physical contact with the farm manager was accidental. IAF,

Tab 5 at 5. The fact that the appellant has a defense—that may or may not be

successful—against the agency’s allegations of misconduct is insufficient to

establish that the agency knew or should have known that its allegations could not

be substantiated. Barthel v. Department of the Army, 38 M.S.P.R. 245, 251

(1988) (explaining that, to show that the agency knew or should have known that

its action could not be substantiated, the appellant must do more than merely

rebut the agency’s reasons for the action). Moreover, the appellant has an

extensive prior disciplinary record, to include five prior suspensions, all for

improper conduct. IAF, Tab 10 at 17, 26-27. The appellant has not shown that

the agency knew that there was no factual basis for its charges, and, assuming the

charges were sustained, removal would be within the bounds of reasonableness

for an employee with such an extensive disciplinary record. We find that the

Postal Service, 112 M.S.P.R. 115, ¶ 16 (2009); Laniewicz v. Department of Veterans

Affairs, 83 M.S.P.R. 477, ¶ 5 (2009).

administrative judge correctly found that the appellant failed to make a

nonfrivolous allegation that his retirement was coerced.

¶7 The appellant’s remaining allegations all have to do with the state of his

mental health. Shortly after he left the agency, he was diagnosed with a mental

illness, and he asserts that he had been taking particular medication at some point.

IAF, Tab 18 at 3. He also asserts that the agency failed to address his medica l

issues and failed to offer him reasonable accommodation for his condition. Id.

¶8 By this, the appellant may be attempting to assert that his retirement was

involuntary because he was not mentally competent to make the decision to retire .

A finding that the appellant was not mentally capable of making a rational

decision when he retired would render his decision involuntary and bring his

appeal within the Board’s jurisdiction. Burks v. Department of Defense,

70 M.S.P.R. 127, 130 (1996). However, the fact that the appellant has a mental

illness and takes medication does not mean that he is or was mentally

incompetent, and he has submitted no evidence that h is condition rendered him

incapable of making rational decisions at the time of his retirement.

¶9 The appellant also may be attempting to claim that his retirement was

involuntary because the agency failed to accommodate a disability and/or the

agency subjected him to intolerable working conditions. Absent jurisdiction over

the underlying action, the Board lacks jurisdiction to adjudicate allegations of

discrimination. Garcia, 437 F.3d at 1342-43. However, it is appropriate to

consider the appellant’s discrimination allegations to the extent they bear on the

question of involuntariness. Hosozawa, 113 M.S.P.R. 110, ¶ 5. An appellant

may demonstrate that his retirement was involuntary by showing that the agency

denied a request for reasonable accommodation. Williams v. Department of

Agriculture, 106 M.S.P.R. 677, ¶ 13 (2007). In this case, the appellant has not

shown that he ever requested reasonable accommodation. Cf. Henson v. U.S.

Postal Service, 110 M.S.P.R. 624, ¶ 7 (2009) (finding that, when the appellant

failed to show that he ever articulated a reasonable accommodation, he failed to

prove disability discrimination). Moreover, the only accommodation he

suggested in his appeal is that the agency train other employees how to

communicate with him. As the administrative judge noted, the appellant failed to

articulate any legal authority for the proposition that training others how to

communicate is a reasonable accommodation.

¶10 Finally, to prevail in an intolerable working conditions claim, the appellant

must prove that, under all of the circumstances, working conditions were made so

difficult by the agency that a reasonable person in the employee’s position would

have felt compelled to retire. McCray v. Department of the Navy, 80 M.S.P.R.

154, ¶ 8 (1995) (citing Heining v. General Services Administration, 68 M.S.P.R.

513, 520 (1995)). The question of voluntariness rests on whether the totality of

the circumstances supports the conclusion that the appellant was effectively

deprived of free choice in the matter; application of this test must be gauged by

an objective standard rather than by the appellant’s purely subjective evaluatio n.

McCray, 80 M.S.P.R. 154, ¶ 8 (citing Heining, 68 M.S.P.R. at 519-20). The

appellant here has not explained why he believes that his working conditions were

intolerable, aside from his allegations concerning reasonable accommodation

discussed above. He has not made out a claim that his working conditions were

so objectively intolerable that a reasonable person in his position wo uld have felt

compelled to retire.

¶11 Accordingly, we find that the administrative judge correctly dismissed this

appeal for lack of jurisdiction.

NOTICE OF APPEAL RIGHTS 3

You may obtain review of this final decision. 5 U.S.C. § 7703(a)(1). By

statute, the nature of your claims determines the time limit for seeking such

Since the issuance of the initial decision in this matter, the Board may have updated

the notice of review rights included in final decisions. As indicate d in the notice, the

Board cannot advise which option is most appropriate in any matter.

review and the appropriate forum with which to file. 5 U.S.C. § 7703(b).

Although we offer the following summary of available appeal rights, the Merit

Systems Protection Board does not provide legal advice on which option is most

appropriate for your situation and the rights described b elow do not represent a

statement of how courts will rule regarding which cases fall within their

jurisdiction. If you wish to seek review of this final decision, you should

immediately review the law applicable to your claims and carefully follow all

filing time limits and requirements. Failure to file within the applicable time

limit may result in the dismissal of your case by your chosen forum.

Please read carefully each of the three main possible choices of review

below to decide which one applies to your particular case. If you have questions

about whether a particular forum is the appropriate one to review your case, you

should contact that forum for more information.

(1) Judicial review in general. As a general rule, an appellant seeking

judicial review of a final Board order must file a petition for review with the U.S.

Court of Appeals for the Federal Circuit, which must be received by the court

within 60 calendar days of the date of issuance of this decision. 5 U.S.C.

§ 7703(b)(1)(A).

If you submit a petition for review to the U.S. Court of Appeals for the

Federal Circuit, you must submit your petition to the court at the

following address:

U.S. Court of Appeals

for the Federal Circuit

717 Madison Place, N.W.

Washington, D.C. 20439

Additional information about the U.S. Court of Appeals for the Federal

Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular

relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is

contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.

If you are interested in securing pro bono representation for an appeal to

the U.S. Court of Appeals for the Federal Circuit, you may visit our website at

http://www.mspb.gov/probono for information regarding pro bono representation

for Merit Systems Protection Board appellants before the Federal Circuit. The

Board neither endorses the services provided by any attorney nor warrants that

any attorney will accept representation in a given case.

(2) Judicial or EEOC review of cases involving a claim of

discrimination. This option applies to you only if you have claimed that you

were affected by an action that is appealable to the Board and tha t such action

was based, in whole or in part, on unlawful discrimination. If so, you may obtain

judicial review of this decision—including a disposition of your discrimination

claims—by filing a civil action with an appropriate U.S. district court ( not the

U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you

receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems

Protection Board, 582 U.S. ____ , 137 S. Ct. 1975 (2017). If you have a

representative in this case, and your representative receives this decision before

you do, then you must file with the district court no later than 30 calendar days

after your representative receives this decision. If the action involves a claim of

discrimination based on race, color, religion, sex, national origin, or a disabling

condition, you may be entitled to representation by a court‑appointed lawyer and

to waiver of any requirement of prepayment of fees, costs, or other security. See

42 U.S.C. § 2000e-5(f) and 29 U.S.C. § 794a.

Contact information for U.S. district courts can be found at their respective

websites, which can be accessed through the link below:

http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.

Alternatively, you may request review by the Equal Employment

Opportunity Commission (EEOC) of your discrimination claims only, excluding

all other issues. 5 U.S.C. § 7702(b)(1). You must file any such request with the

EEOC’s Office of Federal Operations within 30 calendar days after you receive

this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,

and your representative receives this decision before you do, then you must file

with the EEOC no later than 30 calendar days after your representative receives

this decision.

If you submit a request for review to the EEOC by regular U.S. mail, the

address of the EEOC is:

Office of Federal Operations

Equal Employment Opportunity Commission

P.O. Box 77960

Washington, D.C. 20013

If you submit a request for review to the EEOC via commercial delivery or

by a method requiring a signature, it must be addressed to:

Office of Federal Operations

Equal Employment Opportunity Commission

131 M Street, N.E.

Suite 5SW12G

Washington, D.C. 20507

(3) Judicial review pursuant to the Whistleblower Protection

Enhancement Act of 2012. This option applies to you only if you have raised

claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or

other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).

If so, and your judicial petition for review “raises no challenge to the Board’s

disposition of allegations of a prohibited personnel practice described in sec tion

2302(b) other than practices described in section 2302(b)(8), or 2302(b)(9)(A)(i),

(B), (C), or (D),” then you may file a petition for judicial review either with the

U.S. Court of Appeals for the Federal Circuit or any court of appeals of

competent jurisdiction. 4 The court of appeals must receive your petition for

The original statutory provision that provided for judicial review of certain

whistleblower claims by any court of appeals of competent jurisdiction expired on

December 27, 2017. The All Circuit Review Act, signed into law by the President on

review within 60 days of the date of issuance of this decision. 5 U.S.C.

§ 7703(b)(1)(B).

If you submit a petition for judicial review to the U.S. Court of Appeals for

the Federal Circuit, you must submit your petition to the court at the