Opinion

Outing v. Bell

  • 632 F.2d 1144
  • 59 A.L.R. Fed. 738
Court
Court of Appeals for the Fourth Circuit
Filed
Oct 7, 1980
Status
Published
Author
Hall
On the bench
Ghan, Hall, Murna, Widener
Cited by
6 cases
Authority
More cited than 19.2%

The opinion

K. K. HALL, Circuit Judge,

dissenting:

I cannot concur in the result reached by the majority which permits the Federal Prison System to modify the statutory mandate of Congress in order to ease the long overdue implementation of the Youth Corrections Act (YCA), 18 U.S.C. § 5001 et seq. Not only has the prison system taken nearly 30 years to comply with the YCA, but it also has attempted to further restrict the *1147 program by eliminating certain categories of persons sentenced under the Act.

The majority cites Dorszynski v. United States, 418 U.S. 424 , 94 S.Ct. 3042 , 41 L.Ed.2d 855 (1974), for the proposition that “mandatory segregation of a YCA inmate is not required by the wording of the statute.” Majority at 1145. In effect, the majority construes the phrase “insofar as practical” in § 5011 to allow prison administrators unfettered discretion in the placement and segregation of youth offenders. Moreover, the burden of proving that segregated confinement and treatment was practical is inexplicably placed upon the youth offender.

I disagree with this approach for several reasons. First, the majority relies on a one-sentence summary of § 5011 contained in dicta in the Dorszynski opinion to justify the unequivocal statement that mandatory segregation of youth offenders is not required under the Act. The actual inquiry by the Supreme Court was the manner by which district courts must determine whether an individual should be sentenced under the alternative provisions of the Act. Thus, Dorszynski did not deal with the treatment of persons already validly sentenced as youth offenders.

Those decisions of federal courts actually addressing the issue of segregation of committed youth offenders are not in agreement. 1 New decisions have interpreted the scope of application of the phrase “insofar as practical.” In Brown v. Carlson, 431 F.Supp. 755 (W.D.Wis.1977), the district court examined the legislative history and after a thorough analysis under the rules of statutory construction concluded that “§ 5011 plainly requires that institutions and agencies be designated, set aside, adapted, and used only for the treatment of YCA offenders, and that YCA offenders be segregated from non-YCA offenders.” Brown at 770 . However, the district court went on to explain that the phrase “insofar as possible” did modify both the requirements of separate facilities as well as segregation of YCA inmates from the general adult prison population. A narrower construction of “insofar as practical” is found in United States ex rel. Dancy v. Arnold, 572 F.2d 107 (3rd Cir. 1978), where the court held that the qualifying phrase applied only to the maintenance of separate institutions and did not affect the segregation requirement mandated by the statute. 2 And in Watts v. Hadden, 469 F.Supp. 223 (D.Colo. 1979), the court characterized the resistance of the Bureau of Prisons to implementation of the YCA as being due to a philosophical disagreement with Congress over the purpose of confinement as well as a matter of additional expense. As to the latter matter, the court stated that “[i]t is that consequence [added cost] which has previously been used to excuse the failure to follow the YCA under the pretext that the duty to segregate is limited by the “insofar as practical” language in § 5011. As clearly held in Dancy v. Arnold ... and Brown v. Carlson . .., that is not a correct interpretation of the YCA in the light of the legislative history.” Watts at 235 . Thus, the majori *1148 ty’s refusal to recognize that mandatory segregation of a YCA inmate is required by the statute is clearly contrary to the overwhelming weight of authority.

The second basis of my dissent is the assertion by the majority that the burden of proving that segregated confinement was in fact practical must be borne by the committed youth offender. I know of no authority in federal jurisprudence which supports such a proposition. The majority’s reliance on Abernathy v. United States, 418 F.2d 288 (5th Cir. 1969), 3 is misplaced since that court discussed neither the segregation issue nor which party should properly bear the burden of applying the “insofar as practical” limitation to confinement of a youth offender. Even in Brown v. Carlson, supra, which recognized a limited discretion to confine a YCA inmate with the adult prison population, the court found that the Bureau had not met its burden of showing that “the departures from a scheme of segregation are only occasional, that they are compelled by unusual circumstances, or that they have been brief.” Brown at 773 . Thus, the Bureau had failed to establish that segregation of its YCA inmates was not practical. Such reasoning incorporates the obvious fact that the Bureau, not the youth offender, is in a much better position to determine whether the treatment mandated by § 5011 of the Act is available. Therefore, the burden should properly be that of the Bureau to show that treatment under § 5011 relating to segregated confinement was not practical in a given situation.

The majority next rejects appellant’s argument that he should be segregated as a committed youth offender for the remainder of his original sentence imposed under the Act. The validity of the Bureau of Prisons Policy Statement 7300.136, which is challenged by the appellant as an unauthorized administrative limitation of a Congressional statutory scheme, is accepted by the majority without discussion. However, I believe that by excluding those youth offenders who also have a concurrent or consecutive adult term, the Bureau does more than merely interpret or clarify the existing congressional intent; it has usurped the legislative prerogative by modifying the scope of the Act. Section 5006(e) defines a “committed youth offender" as “one committed for treatment hereunder to the custody of the Attorney General pursuant to section 5010(b) and 5010(c) of this chapter.” The only statutory provision for release from a sentence under 5010(b) or (c) is § 5017. 4 There is nothing in the statute or legislative history upon which an administrative agency can claim the authority to redefine who shall be a YCA inmate so as to deprive a committed youth offender of his right to the treatment specified in the Act.

The only possible justification behind such a policy regarding “dual status” offenders is to reduce overcrowding of YCA facilities. However, this rationale is seriously undermined by the admission of government counsel at oral argument that, as a practical matter, even young persons receiving an adult sentence are normally segregated from the adult population at confinement facilities. Thus, the effect of the challenged policy statement is to allow possible discriminatory classification and confinement of young offenders.

The final irony of the majority opinion is that it classifies the appellant as an adult offender whose request for imprisonment with youth offenders would defeat the rehabilitative purpose of the Act. First, this view is inconsistent with the majority’s ear *1149 lier statement that a youth offender has no mandatory right to segregated confinement from adult offenders. This desire for statutory compliance is somewhat belied by the majority’s condonation of the failure to segregate the appellant from the regular adult population at his place of confinement. Second, the cases cited by the majority do not support the contention that the appellant is now to be considered only as an adult offender. The issue being resolved in both Roddy v. United States, 509 F.2d 1145 (10th Cir. 1975), and Nast v. United States, 415 F.2d 338 (10th Cir. 1969), was the propriety of imposing a consecutive adult sentence upon a committed youth offender. Since Outing does not challenge his adult sentence, these authorities are not relevant to this appeal. While a concurrent adult term could conceivably strip a youth offender of his status under the YCA, there is absolutely no justification for such disposition of those receiving a consecutive adult sentence. Had Congress intended such a result, after such a long and careful study of the English experience, it would surely have provided for such reclassification in the Act.

I believe that the proper approach is the one outlined in Mustain v. Pearson, 592 F.2d 1018 (8th Cir. 1979). In that case, a youth offender sentenced under the Act received a subsequent consecutive adult sentence for escaping from the correctional institution. After receiving this second term, he continued serving his YCA sentence as a youth offender until his conditional release under § 5017(c), at which time he began serving the consecutive adult sentence. Upon completion of this latter term, and after violating his conditional release under the first sentence, he was arrested and ordered to serve the remainder of his original sentence at the former YCA facility. In upholding this approach, the Mustain court reasoned that “[wjhile the rehabilitative potential under FYCA might be lessened by a consecutively imposed consecutive adult sentence, this consequence stems from the subsequent offense and does not invalidate the subsequent sentence .... Nor could it render legally ineffective the FYCA sentence.” Mustain at 1021 .

As the Mustain decision shows, once a person is committed as a youth offender under the Act, a later consecutive adult sentence does not abrogate the continuing jurisdiction under the YCA. The majority’s refusal to acknowledge that the appellant has continuously been denied the treatment to which lawfully entitled simply flies in the face of the rehabilitative purpose of the statute. Therefore, I dissent.

. See, e. g., Harvin v. United States, 445 F.2d 675 (D.C.Cir.) cert. denied, 404 U.S. 943 , 92 S.Ct. 292 , 30 L.Ed.2d 257 (1971) (absolute ban on confining youth offenders in a penitentiary); Abernathy v. United States, 418 F.2d 288 .(5th Cir. 1969) (YCA inmate could be assigned to a penitentiary).

. In United States ex rel. Dancy v. Arnold, the Third Circuit considered the rehabilitative purpose behind the Act and the Report to the Judicial Conference of the Committee on Punishment for Crime (1942) which constituted much of the input which was adopted in the subsequent YCA legislation. See Dorszynski, 418 U.S. at 432, n.8 , 94 S.Ct. at 3047 . As the Dancy court found:

Plainly Congress intended that the segregation of committed youth offenders from adult offenders was to be mandatory; the phrase “insofar as practical” was intended to refer only to the provision that institutions for the treatment of youth offenders should be used solely for that purpose. The congressional scheme was that youth offenders were at all times to be confined away from the corruptive influence of adult criminals. Placing a youth offender in the general population of a federal penitentiary is contrary to this scheme, (footnote omitted)

Dancy at 113.

. In Abernathy , the court held that: (1) the Attorney General had the authority under § 5015(b) to designate the place of confinement and transfer inmates from one institution to another and (2) a person sentenced under the Federal Juvenile Delinquency Act could be imprisoned in an adult institution. Hence, since committed youth offenders were analogous to those sentenced under the Juvenile Act, they could also be confined in an adult facility. This rationale has been completely discredited by the 1974 amendments to the Juvenile Act which prohibit the confinement of juveniles in an adult facility or penitentiary.

. Section 5017 of the Act outlines the general procedures for the conditional and unconditional release of youth offenders.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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