Stanley Joseph v. Kenneth Allen

United States Court of Appeals

For the Eighth Circuit

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No. 12-2411

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Stanley Joseph

lllllllllllllllllllll Plaintiff - Appellant

v.

Kenneth L. Allen; Latavia Jones; Edward J. Harper

lllllllllllllllllllll Defendants - Appellees

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Appeal from United States District Court

for the Eastern District of Missouri - St. Louis

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Submitted: March 12, 2013

Filed: April 15, 2013

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Before MURPHY, SMITH, and GRUENDER, Circuit Judges.

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GRUENDER, Circuit Judge.

This case arises out of a verbal and physical altercation between Stanley Joseph

and Latavia Jones and Joseph’s subsequent arrest on an assault charge. Joseph

appeals the district court’s1 grant of summary judgment in favor of arresting officers

1

The Honorable John A. Ross, United States District Judge for the Eastern

District of Missouri.

Kenneth L. Allen and Edward J. Harper of the St. Louis Police Department

(collectively, “the officers”) on Fourth Amendment claims Joseph brought pursuant

to 42 U.S.C. § 1983. Joseph contends that the district court erred in concluding that

the officers were entitled to qualified immunity. He also challenges the district court’s

grant of summary judgment on his state-law claims against the officers and the

dismissal of his state-law claim against Jones. For the following reasons, we affirm

the district court.

I. BACKGROUND

At 4:55 p.m. on February 3, 2008, Joseph called 9-1-1 from his residence in the

Gentry’s Landing apartment complex in downtown St. Louis and told the dispatcher,

“A lady is going crazy in my house.” Officer Allen arrived at Joseph’s apartment,

with Lieutenant Harper arriving a short time later. When Officer Allen arrived, he

heard loud arguing and saw Joseph standing in the hallway in front of his apartment.2

Officer Allen observed that Jones was wearing a ripped shirt and had lacerations on

her hands and a two-inch cut on her left arm. He also observed that Jones was yelling

and appeared upset.

Jones told Officer Allen that the altercation began when she informed Joseph

she wanted to end their relationship. According to Jones, Joseph shouted obscenities

at her, and then, after she went into another room to collect her belongings, Joseph

approached her and grabbed her around the neck. Jones claimed that when she tried

to break free, Joseph cut her left arm with a kitchen knife. Officer Allen found a

2

The parties dispute whether Joseph was holding a knife when Officer Allen

arrived. The district court concluded that, although this dispute was an issue of fact,

it was not material for the purposes of summary judgment. To the extent we consider

that determination in reviewing the district court’s grant of summary judgment, we

view the matter in the light most favorable to Joseph, the nonmoving party. See

Weyrauch v. Cigna Life Ins. Co. of N.Y., 416 F.3d 717, 719-20 (8th Cir. 2005).

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kitchen knife on the floor inside the apartment, and he seized the knife after Jones told

him that it was the knife that cut her. Officer Allen did not observe any injuries to

Joseph, although Joseph later testified that he had several scratches.

Jon Jordan lived in an apartment across the hall from Joseph’s apartment.

Jordan averred that shortly before 5:00 p.m. he heard yelling coming from inside

Joseph’s apartment. The noise prompted him to go out into the hallway, and although

Joseph’s door was closed, Jordan said that he could hear banging noises and a woman

yelling inside the apartment. Jordan then returned to his apartment but continued to

look into the hallway through his peephole. A short time later, he saw Joseph’s

apartment door open, and he watched Joseph and Jones through his peephole for about

ten minutes. Jordan observed Jones throw a pot of water, but he never saw Joseph

with a knife. Jordan also reported that he continued to hear Jones yelling. He stated

that Jones appeared angry, rather than frightened or scared, while Joseph appeared

frustrated. However, Jordan did not see any part of the altercation that took place

inside Joseph’s apartment. The officers did not obtain a statement from Jordan and

did not list him as a witness in their report of the incident.

The officers arrested Joseph and charged him with first-degree assault, a charge

that was later amended to second-degree domestic assault. Joseph ultimately was

acquitted of the second-degree domestic assault charge. Then, in August 2010, Joseph

filed this lawsuit, alleging Fourth Amendment violations as well as state-law claims

against the officers based on false arrest and malicious prosecution. Joseph also

brought a state-law claim against Jones for malicious prosecution. The officers moved

for summary judgment, which the district court granted, concluding that qualified

immunity shielded them from suit on Joseph’s Fourth Amendment claims and that the

existence of probable cause and the doctrine of official immunity shielded them from

Joseph’s state-law claims. Having granted summary judgment on the claims against

the officers, the district court declined to exercise supplemental jurisdiction over the

state-law claims against Jones and dismissed them without prejudice. Joseph appeals.

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II. DISCUSSION

This court reviews the district court’s grant of summary judgment de novo,

viewing all evidence and drawing all reasonable inferences in favor of the nonmoving

party. Green v. Dormire, 691 F.3d 917, 921 (8th Cir. 2012). Summary judgment is

proper when there is no genuine issue of material fact and the moving party is entitled

to judgment as a matter of law. Fed. R. Civ. P. 56(a).

A. Fourth Amendment Claims

As a preliminary matter, we must address Joseph’s argument that the officers

waived the defense of qualified immunity by failing to plead it in a timely fashion.

Joseph contends that the officers waived the qualified immunity defense because they

did not plead it until they filed their amended answer to Joseph’s amended complaint,

which they filed after Joseph filed his response to their motion for summary judgment.

However, a defense is not waived if defendants properly amend their answer to

include it. Groninger v. Davison, 364 F.2d 638, 639-40 (8th Cir. 1966). Here, the

officers moved for leave to amend their answer to include the defense of qualified

immunity, and the district court granted that motion. Joseph did not oppose the

motion before the district court; rather he raises the issue for the first time on appeal.

Therefore, the argument is waived. See Orr v. Wal-Mart Stores, Inc., 297 F.3d 720,

725 (8th Cir. 2002).3

3

Even if Joseph had raised the argument before the district court, he fails to

explain on appeal how the district court’s order granting the officers’ motion for leave

to amend constitutes reversible error. See Chesnut v. St. Louis Cnty., Mo., 656 F.2d

343, 349 (8th Cir. 1981) (“Amendments should be allowed with liberality, and when

justice so requires, even after defendant has served the moving party with a motion

for summary judgment.” (internal citation omitted)).

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We now turn to the substance of Joseph’s arguments concerning the district

court’s grant of qualified immunity. Qualified immunity shields law enforcement

officers from suit if they “[did] not violate [a] clearly established statutory or

constitutional right[] of which a reasonable person would have known.” Gorra v.

Hanson, 880 F.2d 95, 97 (8th Cir. 1989) (first alteration in original) (quoting Harlow

v. Fitzgerald, 457 U.S. 800, 818 (1982)). Under this “objective legal reasonableness

standard,” courts may not delve into the officers’ subjective motivation for their

actions. Id. (quoting Harlow, 457 U.S. at 819). However, qualified immunity allows

officers to make reasonable errors, Habiger v. City of Fargo, 80 F.3d 289, 295 (8th

Cir. 1996), and protects “all but the plainly incompetent or those who knowingly

violate the law,” Walker v. City of Pine Bluff, 414 F.3d 989, 992 (8th Cir. 2005)

(quoting Hunter v. Bryant, 502 U.S. 224, 229 (1991)). In this case, Joseph brings two

Fourth Amendment claims against the officers pursuant to § 1983, one for false arrest

and the other for malicious prosecution. We address each in turn.

1. False Arrest

Joseph argues that the district court erred in concluding that qualified immunity

bars his Fourth Amendment false arrest claim because the officers lacked probable

cause to arrest him. “It is well established that a warrantless arrest without probable

cause violates an individual’s constitutional rights under the Fourth and Fourteenth

Amendments.” Marksmeier v. Davie, 622 F.3d 896, 900 (8th Cir. 2010) (quoting

Hannah v. City of Overland, Mo., 795 F.2d 1385, 1389 (8th Cir. 1986)). An officer,

however, is entitled to qualified immunity for a warrantless arrest if the arrest was

supported by at least “arguable probable cause.” Borgman v. Kedley, 646 F.3d 518,

522-23 (8th Cir. 2011) (quoting Walker, 414 F.3d at 992). Probable cause exists when

“the totality of the circumstances at the time of the arrest ‘[is] sufficient to lead a

reasonable person to believe that the defendant has committed or is committing an

offense.’” Id. at 523 (quoting Fisher v. Wal-Mart Stores, Inc., 619 F.3d 811, 816 (8th

Cir. 2010)). “Arguable probable cause exists even where an officer mistakenly arrests

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a suspect believing it is based on probable cause if the mistake is ‘objectively

reasonable.’” Id. (quoting Armine v. Brooks, 522 F.3d 823, 832 (8th Cir. 2008)). The

fact that the person arrested is later found innocent is not material. Linn v. Garcia,

531 F.2d 855, 861 (8th Cir. 1976). Whether a law enforcement officer had probable

cause at the time of arrest is a question of law. Fisher, 619 F.3d at 816.

Joseph contends that the officers did not have probable cause to arrest Joseph

for first-degree assault, an offense requiring that, at minimum, a person “knowingly

cause[] or attempt[] to cause serious physical injury to another person,” Mo. Rev.

Stat. § 565.05. This is because, he argues, the totality of the circumstances did not

establish that Joseph caused serious physical injury to Jones as the statute requires.

Based on the undisputed parts of the record, however, we conclude that a reasonable

officer could have believed that Joseph had attempted to cause serious physical injury

to Jones. When Officer Allen arrived at Joseph’s apartment complex, he heard loud

arguing and saw Jones in a ripped shirt. Jones was yelling and appeared upset, and

she had lacerations on her hands and a two-inch cut on her left arm. Jones told Officer

Allen that she and Joseph had a verbal altercation and that during that altercation,

Joseph grabbed her around the neck and cut her left arm with a kitchen knife as she

attempted to break free. Officer Allen found a kitchen knife on the floor of the

apartment, which Jones identified as the knife that cut her. Officer Allen also saw that

Joseph did not appear injured. The officers were entitled to rely on what Jones told

them about the incident. See Borgman, 646 F.3d at 523 (explaining that “[o]fficers

may ‘rely on the veracity of information supplied by the victim of a crime’” (quoting

Fisher, 619 F.3d at 817)). Further, Jones’s physical injuries, as well as other evidence

at the scene, corroborated Jones’s statements, providing indicia of reliability. Thus,

based on the totality of the circumstances, it was reasonable for the officers to believe

that Joseph was the aggressor and that he had at least attempted to cause serious

physical injuries to Jones. Therefore, we have no difficulty in concluding that the

officers had probable cause for arrest, much less arguable probable cause.

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Nevertheless, Joseph contends that the officers lacked probable cause because

they did not obtain a statement from Joseph’s neighbor, Jon Jordan. Joseph argues

that his case is similar to Kuehl v. Burtis, 173 F.3d 646 (8th Cir. 1999). In Kuehl we

held that a law enforcement officer lacked probable cause to arrest a store owner for

assaulting a customer where the officer failed to interview someone who “witnessed

the entire altercation” and who would have refuted any belief that the store owner had

committed a crime. Id. at 648-51. The officer declined to interview a store employee

who would have revealed that the customer was the aggressor and that the store owner

struck the customer inadvertently while trying to call the police. Id. at 651. In this

case, however, Jordan at first heard only yelling, could not see what occurred inside

Joseph’s apartment, and did not witness the entire altercation. As a result, Jordan

could not have known whether Jones or Joseph was the aggressor. Moreover, unlike

the employee’s testimony in Kuehl, Jordan’s testimony was not plainly exculpatory.

At most, his statements amounted to conflicting evidence. Because Jordan did not see

the entire dispute, particularly the portion that took place inside the apartment, the

officers could have believed his statements while also believing that Joseph assaulted

Jones inside the apartment.4

The law does not require law enforcement officers to conduct a perfect

investigation to avoid suit for false arrest. See Stepnes v. Ritschel, 663 F.3d 952, 961

(8th Cir. 2011) (“[O]fficers are not required to conduct a ‘mini-trial’ before arrest.”

4

Joseph likewise faults the officers’ failure to take a statement from him prior

to the arrest. Officer Allen contends that Joseph refused to speak to him or provide

any statements regarding the incident. Joseph, however, claims that Officer Allen did

not attempt to obtain his side of the story and told him to “shut up.” As required on

a motion for summary judgment, we view the facts in the light most favorable to

Joseph, but we nonetheless agree with the district court that the fact is not material as

a reasonable officer could have believed that Joseph committed an assault despite

Joseph’s explanation of events. See Criss v. City of Kent, 867 F.2d 259, 263 (6th Cir.

1988) (holding that suspect’s plausible explanation of events did not require officer

“to forego arrest pending further investigation if the facts as initially discovered

provide[d] probable cause”).

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(quoting Amrine, 522 F.3d at 832)). Based on Jones’s verified injuries, her statements

to Officer Allen, the physical evidence consistent with her statement, and the lack of

an eyewitness who could directly negate that evidence, it was reasonable for the

officers to believe that Joseph had committed an assault. Therefore, they had probable

cause to arrest Joseph, and the district court did not err in concluding that they were

entitled to qualified immunity on Joseph’s false arrest claim.

2. Malicious Prosecution

Joseph also brings a Fourth Amendment claim based on malicious prosecution

on the grounds the officers lacked probable cause to instigate a criminal prosecution.

However, we held in Kurtz v. City of Shrewbury, 245 F.3d 753 (8th Cir. 2001), that

an allegation of malicious prosecution without more cannot sustain a civil rights claim

under § 1983, see id. at 758, and Joseph concedes that we are bound by that holding.

See also Brown v. First Nat’l Bank in Lenox, 844 F.2d 580, 582 (8th Cir. 1988)

(“[O]ne panel of this Court is not at liberty to overrule an opinion filed by another

panel. Only the Court en banc may take such a step.”). Therefore, under our holding

in Kurtz, Joseph’s allegation of malicious prosecution cannot sustain a valid claim

under § 1983. Even if Kurtz did not preclude Joseph’s malicious prosecution claim,

summary judgment in favor of the officers nonetheless would be proper because, as

explained above, the record shows that the officers had probable cause to arrest Joseph

and initiate criminal prosecution.

B. State-Law Claims

In addition to his Fourth Amendment claims, Joseph’s complaint also included

state-law claims against the officers for false arrest and malicious prosecution. For

both false arrest and malicious prosecution claims, Missouri law requires a plaintiff

to establish that the defendant lacked probable cause for the arrest or prosecution.

Rustici v. Weidemeyer, 673 S.W.2d 762, 767 (Mo. banc 1995) (false arrest); Sanders

v. Daniel Int’l Corp., 682 S.W.2d 803, 807 (Mo. banc 1984) (malicious prosecution).

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Probable cause is defined identically under Missouri law and federal law. See State

v. Tokar, 918 S.W.2d 753, 767 (Mo. banc 1996) (“Probable cause to arrest exists

when the arresting officer’s knowledge of the particular facts and circumstances is

sufficient to warrant a prudent person’s belief that a suspect has committed an

offense.”). Therefore, if officers had probable cause to believe Joseph had committed

an assault, then Joseph cannot prevail on his state-law claims.

First, however, we must determine whether, under Missouri law, the presence

of probable cause is a question of fact or one of law. Joseph argues that the district

court erred in finding that the officers were entitled to judgment as a matter of law

because probable cause is a question of fact for the jury. See Highfill v. Hale, 186

S.W.3d 277, 283 (Mo. banc 2006); Signorino v. Nat’l Super Markets, Inc., 782

S.W.2d 100, 103 (Mo. Ct. App. 1989). Joseph, however, omits the condition on

which the existence of probable cause becomes a jury question. When determining

whether probable cause existed, a jury must determine the facts “[i]f the material facts

are in dispute, with one version establishing reasonable grounds [for arrest] and

another refuting it.” Signorino, 782 S.W.2d at 103; see also Redican v. K-Mart Corp.,

734 S.W.2d 864, 868 (Mo. Ct. App. 1987). “However, where the evidence is not

conflicting, or where the facts are conceded, . . . the relevant question is one of law for

the court to decide.” Linkogel v. Baker Protective Servs., Inc., 659 S.W.2d 300, 304

(Mo. Ct. App. 1983). Here, there are no material facts in dispute such that one version

establishes reasonable grounds for arrest and the other does not, and, as detailed

above, even the version taking all disputed facts in the light most favorable to Joseph

establishes that the officers had probable cause to arrest Joseph for assault. Therefore,

the district court properly granted summary judgment on Joseph’s state-law claims.5

5

Because we conclude that the district court properly granted summary

judgment on these claims in favor of the officers as they had probable cause for the

arrest, we need not decide whether the district court correctly concluded that summary

judgment also was proper under the doctrine of official immunity.

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For the foregoing reasons, we affirm the judgment of the district court.6

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6

Although Joseph also asks us to reverse the district court’s dismissal of his

malicious prosecution claim against Jones, his brief does not provide any reason why

the district court’s dismissal was improper. Because the district court properly granted

summary judgment in favor of the officers on Joseph’s federal and state-law claims,

it did not abuse its discretion when it declined to exercise supplemental jurisdiction

over Joseph’s state-law claim against Jones. See Barstad v. Murray Cnty., 420 F.3d

880, 888 (8th Cir. 2005).

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