Opinion

Chupka v. Saunders

  • 28 Ohio St. 3d 325
  • 28 Ohio B. 393
  • 504 N.E.2d 9
  • 1986 Ohio LEXIS 855
Court
Ohio Supreme Court
Filed
Dec 26, 1986
Status
Published
Author
Brown
On the bench
Brown, Celebrezze, Douglas, Holmes, Locher, Only, Sweeney, Wright
Cited by
30 cases
Authority
More cited than 15.1%

The opinion

Clifford F. Brown, J.,

concurring. While I agree with the reasoning and result of the majority opinion, I am compelled to write further by what I perceive to be the fundamental problem of the cause sub judice; that is, the procedural “comedy of errors” which gave rise to this action. The occurrence of such procedural nightmares results from the veritable jurisprudential quagmire which exists in this state in the area of appellate review of administrative decisions. This procedural pitfall exists because this court has consistently failed to relieve the chaos by rendering a clear and decisive ruling concerning the interplay of the various statutory mechanisms available in the appeal of decisions of administrative agencies.

In the instant action, the Columbus safety director discharged Saunders for disciplinary reasons. Saunders appealed to the relevant municipal civil service commission which, after hearings, modified the discharge to an extended suspension without pay. The city of Columbus appealed to the commission with the first procedural misstep of this action. 2

The safety director appealed to the court of common pleas initially under R.C. 119.12 and 2506.01 and then later amended his pleading to include R.C. 124.34. At that point, the safety director claimed that the commission’s decision to reverse the safety director’s discharge was not supported by reliable, probative and substantial evidence. It was subsequently argued that the safety director’s decision could not lawfully be modified by the municipal civil service commission absent a finding that the city official abused his discretion in reaching the decision to discharge Saunders.

The next error occurred when the transcript of the Columbus Civil Service Commission was certified to the court of common pleas. Although the safety director requested that the entire record be certified, the commission’s cover letter to the portion of the record certified clearly indicated that the complete record was not certified. 3

The common pleas court reversed the order of the commission and reinstated the city’s initial discharge of Saunders. The common pleas court’s judgment entry stated in part that “[t]he order [of the commission] *330 is not supported by substantial, reliable and probative evidence and is contrary to law.” The common pleas court, however, never considered nor even received transcripts of three days of hearings before the commission which were missing from the certified record. Furthermore, the common pleas court apparently failed to consider or even read Saunders’ brief in arriving at its decision.

Saunders subsequently appealed to the court of appeals at which time the safety director discovered that the missing transcripts were never supplied to the court of common pleas with the certified record. The safety director moved the court of appeals to remand the action to the common pleas court for de novo review of the entire record. The final errors occurred when the court of appeals denied the motion to remand, granted leave to supplement the record and then decided that there was no basis for the common pleas court’s ruling because the record was incomplete. Upon the safety director’s motion for reconsideration, the court of appeals upheld the reversal of the common pleas court decision, holding that the common pleas court should have indulged in the presumption of regularity of the commission’s actions.

R.C. 124.34 reads in part:

“In the case of the suspension for any period of time, or demotion, or removal of a chief of police or a chief of a fire department or any member of the police or fire department of a city or civil service township, the appointing authority shall furnish such chief or member of a department with a copy of the order of suspension, demotion, or removal, which order shall state the reasons therefor. Such order shall be filed with the municipal or civil service township civil service commission. Within ten days following the filing of such order such chief or member of a department may file an appeal, in writing, with the municipal or civil service township civil service commission. ” (Emphasis added.)

Thus, once the city official suspends, demotes or removes an officer or fireman from his position, that officer or fireman is entitled to an appeal to the municipal or civil service township civil service commission. Saunders properly filed for and obtained such an appeal.

R.C. Chapter 2506 provides for appeals from administrative bodies and their officers to a pertinent court of common pleas, but R.C. 2506.01 requires a “final order, adjudication, or decision” before such appeal may be perfected. R.C. 2506.01 states, in relevant part:

“A ‘final order, adjudication, or decision’ does not include any order from which an appeal is granted by rule, ordinance, or statute to a higher administrative authority and a right to a hearing on such appeal is provided * * *.”

In the present action R.C. 124.34 provides a statutory appeal to a “higher administrative authority,” the municipal civil service commission, within the contemplation of R.C. 2506.01. Thus, the officer is precluded from appealing the city official’s removal decision directly to a court of common pleas under R.C. Chapter 2506.

*331 Once the commission hands down a decision, the appropriate route of appeal to a court of common pleas and the relevant standard of review depend upon whether the officer or the appointing authority is appealing. In the present action, the safety director appealed pursuant to R.C. 119.12, 2506.01 and 124.34. As will be shown infra, this was incorrect and resulted in the safety director’s requesting what could be, on the face of the statutes, conflicting standards of review on the same appeal.

R.C. 124.34 explicitly governs appeals from a decision of the municipal civil service commission to the court of common pleas involving suspension or removal of any member of the police department. The statute provides two separate procedures, one for civil servants who are not policemen or firemen and another for civil servants who are police or fire officers. Appeals are allowed only from decisions to suspend, remove or reduce the pay of civil servants for disciplinary reasons. R.C. 124.34 reads in pertinent part:

“In cases of removal or reduction in pay for disciplinary reasons, either the appointing authority or the officers or employee may appeal from the decision of the state personnel board of review or the commission to the court of common pleas of the county in which the employee resides in accordance with the procedure provided by section 119.12 of the Revised Code.

“* * * An appeal on questions of law and fact may be had from the decision of the municipal or civil service township civil service commission to the court of common pleas in the county in which such city or civil service township is situated. Such appeal shall be taken within thirty days from the finding of the commission.”

Thus, where a decision involving a non-police or non-fire officer is at issue, a decision of the commission must be appealed to the common pleas court pursuant to the procedures within R.C. 119.12 which utilizes R.C. Chapter 2505. See, e.g., Resek v. Seven Hills (1983), 9 Ohio App. 3d 224 . Where, however, fire or police officers are involved, the commission decision may be appealed “on questions of law and fact.” (Emphasis added.)

Although App. R. 2, effective in 1971, abolished appeals on questions of law and fact, R.C. 124.34 is clearly an exception. The General Assembly has amended R.C. 124.34 several times since the Appellate Rules were promulgated and each time has preserved unchanged the language granting police and fire officers an appeal on questions of law and fact.

The appeal on questions of law and fact contemplates a trial de novo. Cupps v. Toledo (1961), 172 Ohio St. 536 [ 18 O.O.2d 82 ], paragraph two of the syllabus, and, as previously stated, is governed by R.C. Chapter 2505. The majority opinion contains an exceptional analysis of the scope of the trial de novo and nothing further needs to be added here.

The city, however, also appealed to the common pleas court under R.C. Chapter 2506. R.C. 2506.03 provides that, in general, “[t]he hearing of such appeal shall proceed as in the trial of a civil action but the court shall be confined to the transcript as filed pursuant to section 2506.02 of *332 the Revised Code * * R.C. 2506.03, however, broadens this apparently narrower review with a list of exceptions which allow the common pleas court to liberally receive additional evidence. R.C. 2506.04 adds to the breadth of the review by permitting the court of common pleas as a trial fact finder to determine that the commission decision is unreasonable. “R.C. 2506.04 requires the court to examine the ‘substantial, reliable and probative evidence on the whole record,’ which in turn necessitates both factual and legal determinations.” Dudukovich v. Housing Authority (1979), 58 Ohio St. 2d 202, 206 [ 12 O.O.3d 198 ]. Thus, the sum total of the scope of review in the common pleas court under R.C. Chapter 2506 also provides the parties with de novo review, subject only to any limitations within R.C. 2506.04. Reed v. Rootstown Twp. Bd. of Zoning Appeals (1984), 9 Ohio St. 3d 54, 57-62 (Clifford F. Brown, J., dissenting). See, also, Dudukovich, supra; Cincinnati Bell v. Glendale (1975), 42 Ohio St. 2d 368 [ 71 O.O.2d 331 ].

R.C. Chapter 2506 review, however, is not available to the safety director. R.C. 2506.01 requires a “final order, adjudication, or decision” for review pursuant to R.C. Chapter 2506. R.C. 2506.01 reads in part: “A final order, adjudication, or decision’ does not include any order from which an appeal is granted by rule, ordinance, or statute to a higher administrative authority and a right to a hearing on such appeal is provided; any order which does not constitute a determination of the rights, duties, privileges, benefits, or legal relationships of a specified person; nor any order issued preliminary to or as a result of a criminal proceeding.” (Emphasis added.)

Thus, the statute grants a right of appeal, in addition to any other appeal from a commission’s final order. A final order does not, however, include an order which does not determine the rights of a “specified person.” Thus, R.C. Chapter 2506 provides for an appeal only by a person directly affected by the decision sought to be appealed. Schomaeker v. First Natl. Bank (1981), 66 Ohio St. 2d 304, 312 [ 20 O.O.3d 285 ]. Director Chupka is an appointing authority in the instant case. Chupka, like most administrative officers, cannot be a “specified person” within the contemplation of R.C. 2506.01 because his interests are not directly affected by an administrative decision. See, e.g., Poole v. Maloney (1983), 9 Ohio App. 3d 198 ; Welch v. Cason (1983), 13 Ohio App. 3d 64 .

Although Chupka is foreclosed from appeal to the common pleas court pursuant to R.C. Chapter 2506, police officer Saunders is a “specified person” whose rights are directly affected. Thus, a police or fire department member may appeal a commission decision pursuant to either R.C. 124.34 or R.C. Chapter 2506. Where, however, there is a choice between statutory routes of appeal, the appellant must elect under which route he will proceed. It is inappropriate to appeal, as was attempted by Chupka in the instant action, under a full panoply of all available statutory routes of appeal.

*333 R.C. 119.12, also initially invoked by the safety director, is not available to either police officer Saunders or the safety director. This court has clearly stated that “the forum provisions of R.C. 124.34 in removal and reduction in pay for disciplinary reason cases were intended to supercede those of R.C. 119.12.” Davis v. Bd. of Review (1980), 64 Ohio St. 2d 102, 105 [ 18 O.O.3d 345 ].

Upon appeal from a court of common pleas to a court of appeals, it does not matter whether the court of common pleas received the action pursuant to R.C. Chapter 2506 or pursuant to the procedures of R.C. Chapter 2505 via 119.12 via 124.34. R.C. 2506.04 explicitly provides that “[t]he judgment of the court [of common pleas] may be appealed by any party on questions of law pursuant to sections 2505.01 to 2505.45, inclusive, of the Revised Code.”

At this point, then, the analysis of the majority opinion becomes relevant and I agree completely with that analysis and the result achieved.

Celebrezze, C.J., concurs in the foregoing opinion.

I feel obliged to emphasize that the procedural problems in this action in no way reflect on the abilities of counsel for any of the parties to this action. The problems exist because this court has given no conclusive guidance to the legal community as to the proper application of the relevant statutory provisions.

The commission’s cover letter reads:

“TRANSCRIPT OF PROCEEDINGS IN THE APPEAL OF ROMEY SAUNDERS - Case No. 83CV-05-3192 Judge Flowers.

“TO THE CLERK OF THE FRANKLIN COUNTY COURT OF COMMON PLEAS:

“I hereby certify that the following documents constitute the complete transcript of the papers, testimony and evidence offered, heard and taken into consideration by the Columbus Civil Service Commission issuing the order appealed from, with the exception of the Transcript of Proceedings before the Civil Service Commission on December 9, 1982, December H, 1982, and April H, 1988, which will be provided as soon as practicable * * (Emphasis added.)

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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