Opinion

Peter-Palican v. Government of the Northern Mariana Islands

  • 673 F.3d 1013
  • 2012 U.S. App. LEXIS 5098
  • 2012 WL 763549
Court
Court of Appeals for the Ninth Circuit
Filed
Mar 12, 2012
Status
Published
On the bench
Goodwin, Trott, Murguia
Cited by
5 cases
Authority
More cited than 69.8%

The opinion

FOR PUBLICATION

UNITED STATES COURT OF APPEALS

FOR THE NINTH CIRCUIT

EMERENCIANA PETER-PALICAN,  No. 10-17153

Plaintiff-Appellee, D.C. No.

v. 1:07-cv-00022

GOVERNMENT OF THE District of the

COMMONWEALTH OF THE NORTHERN Northern Mariana

MARIANA ISLANDS; BENIGNO R. Islands

FITIAL, Governor of the ORDER

Commonwealth of the Northern DEFERRING

Mariana Islands, in his official

capacity,

 SUBMISSION

AND CERTIFYING

Defendants-Appellants. QUESTIONS TO

THE SUPREME

COURT OF THE

COMMONWEALTH

OF THE

NORTHERN

MARIANA

 ISLANDS

Filed March 12, 2012

Before: Alfred T. Goodwin, Stephen S. Trott, and

Mary H. Murguia, Circuit Judges.

ORDER

The Commonwealth of the Northern Mariana Islands and

Governor Benigno R. Fitial (collectively, “the Common-

wealth”) appeal from the district court’s judgment in favor of

Emerenciana Peter-Palican in Peter-Palican’s suit against the

2761

2762 PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS

Commonwealth alleging that then-Acting Governor Timothy

Villagomez terminated her from her position as Special Assis-

tant to the Governor for Women’s Affairs in violation of Arti-

cle III, section 22 of the Commonwealth Constitution. The

United States District Court for the District of the Northern

Mariana Islands held that Article III, section 22 guarantees

that once a governor appoints a Special Assistant to the Gov-

ernor for Women’s Affairs, that Special Assistant may never

be terminated without cause — even beyond the term of the

appointing governor. Relying on the Restatement (Second) of

Torts, the district court held also that under Commonwealth

law, there exists an implied private right of action for money

damages against the Commonwealth for a violation of section

22.

We defer our consideration of this case and certify to the

Commonwealth of the Northern Mariana Islands Supreme

Court the legal questions dispositive of this appeal.

All further proceedings in this case are stayed pending

receipt of the answer to the certified questions or, if the Com-

monwealth Supreme Court decides not to accept certification,

pending that decision. The parties shall notify the clerk of this

court within seven days after the Supreme Court accepts or

rejects certification, and again within seven days if the

Supreme Court renders an opinion. The panel retains jurisdic-

tion over further proceedings.

I

QUESTIONS CERTIFIED

Because resolution of this appeal depends on Common-

wealth law and because we find no controlling precedent in

the decisions of the Commonwealth Supreme Court, we

respectfully request, pursuant to Rule 13 of the Northern Mar-

iana Islands Supreme Court Rules, that the Commonwealth

Supreme Court exercise its discretion to accept certification of

PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS 2763

the following legal questions, the answers to which may be

determinative of this appeal:

1. Does Article III, section 22 of the Common-

wealth Constitution, which states that “[t]he Special

Assistant may be removed only for cause,” mean

that the Special Assistant may never be removed

from that position without cause — even beyond the

term of the appointing governor — or does it mean

that the Special Assistant is protected against termi-

nation without cause only during the term of the

appointing governor?

2. If the answer to the above question is that Arti-

cle III, section 22 of the Commonwealth Constitu-

tion means the Special Assistant may never be

removed for cause even beyond the term of the

appointing governor, does Commonwealth law

imply a private right of action for monetary damages

against the Commonwealth or its officials for viola-

tion of that section?

We understand that the Commonwealth Supreme Court

may reformulate our questions.

A determination of Commonwealth law with regard to the

certified questions will resolve the issues pending before this

court. If the Supreme Court declines certification, we will

resolve the issues according to our understanding of Com-

monwealth law. To aid the Supreme Court in deciding

whether to accept certification, we provide the following

background.

II

STATEMENT OF FACTS AND PROCEEDINGS

The Commonwealth Constitution was amended in 1985

following the Second Constitutional Convention. The amend-

2764 PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS

ment included a provision establishing the Office of Special

Assistant to the Governor for Women’s Affairs. Article III,

section 22 of the Commonwealth Constitution provides as fol-

lows:

a) There is hereby established an Office of Special

Assistant to the Governor for Women’s Affairs. The

governor shall appoint a person, who is qualified by

virtue of education and experience, to be the special

assistant. The special assistant may be removed only

for cause.

b) It is the responsibility and duty of the special

assistant to formulate and implement a policy of

affirmative action in the government and private sec-

tor to assist women achieve social, political and eco-

nomic parity. The special assistant shall promote the

interests of women, assist agencies of government

and private organizations to plan and implement pro-

grams and services for women, monitor compliance

of laws and regulations by government agencies and

private organizations, organize community education

strategies regarding the roles of women, and recom-

mend to the governor and the legislature for consid-

eration legislation of benefit to women.

c) The special assistant may be authorized to hire

staff and shall promulgate rules and regulations in

carrying out the responsibilities and duties of the

office.

d) The governor shall include in the budget of the

executive branch the funding necessary to fully

implement the provisions of this section.

N. Mar. I. Const., art. III, § 22 (emphasis added).

In April 2002, then-Governor Juan Babauta appointed

Peter-Palican as Special Assistant. Until Peter-Palican was

PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS 2765

appointed, each Special Assistant had resigned at or before

the end of the term of the governor who appointed her.

During the 2005 gubernatorial race, Peter-Palican cam-

paigned for Governor Babauta’s reelection, but Babauta was

defeated by Benigno Fitial. In February 2006, Lieutenant

Governor Timothy Villagomez, as Acting Governor in Gover-

nor Fitial’s absence, informed Peter-Palican that her term as

Special Assistant had ended when the new administration

took office. The letter stated that Peter-Palican’s actions in

“continuing to occupy the office of Special Assistant for

Women’s Affairs is contrary to Commonwealth law and cus-

tom” and that Peter-Palican would need to vacate her office

by April 8, 2006. Although Peter-Palican’s internal Notice of

Personnel Action established a four-year term of employment,

Villagomez wrote that “the ministerial actions of those

responsible for completing the paperwork necessary to effec-

tuate your appointment cannot and do not change the legal

character of your appointment.”

Peter-Palican responded to the Lieutenant Governor by let-

ter, stating that her appointment was protected by Article III,

section 22 of the Commonwealth Constitution, that she could

be removed only “for cause,” and that the administration had

“not set forth any legal cause to terminate [her] appointment.”

She stated that she was “prepared to discuss . . . [an] amicable

resolution of this matter,” but there was no such resolution.

Peter-Palican vacated her office on April 15, 2006.

Peter-Palican filed this action against the Commonwealth

and Villagomez under 42 U.S.C. § 1983.1 She asserted that

1

Pursuant to § 1983,

Every person who, under color of any statute, ordinance, regula-

tion, custom, or usage, of any State or Territory or the District of

Columbia, subjects, or causes to be subjected, any citizen of the

United States or other person within the jurisdiction thereof to the

deprivation of any rights, privileges, or immunities secured by

the Constitution and laws, shall be liable to the party injured in

an action at law, suit in equity, or other proper proceeding for

redress . . . .

2766 PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS

she was removed without cause in violation of the Common-

wealth Constitution and, therefore, without due process as

guaranteed by the Fourteenth Amendment to the United States

Constitution. She requested monetary damages and a manda-

tory injunction reinstating her to the Special Assistant posi-

tion. She also brought claims for retaliation, breach of

contract, and detrimental reliance. Peter-Palican did not plead

an independent cause of action for violation of the Common-

wealth Constitution, nor did she request that the court imply

a private right of action into Article III, section 22.

On Peter-Palican’s motion for partial summary judgment,

the district court, Judge Alex R. Munson, held that the “for

cause” provision in Article III, section 22 protected Peter-

Palican from ever being removed without cause, even after

the governor who appointed her left office. The court rejected

the Commonwealth’s argument that the constitutional lan-

guage was ambiguous and that the correct interpretation was

that the “for cause” protection lasted only through the term of

the appointing governor. The court recognized that Peter-

Palican’s interpretation would allow a Special Assistant, who

is responsible for implementing the policies of the governor

with respect to women’s issues, to serve under a governor

who did not share her political or policy views. The district

court concluded, however, that this “unfortunate” situation

was not absurd or impracticable. The court thus held that

Peter-Palican had a property interest in continued employ-

ment protected by the Due Process Clause of the Fourteenth

Amendment.

The district court next concluded that Peter-Palican was not

removed for cause. Concluding that Villagomez “was in pos-

session of the plain language of the [Commonwealth] Consti-

tution,” the court held that he was not entitled to qualified

immunity in his individual capacity.2

2

Additionally, the court granted summary judgment to the Common-

wealth on Peter-Palican’s liberty interest due process claim, but deter-

mined that genuine issues of material fact precluded summary judgment

on the breach of contract and retaliation claims. Those claims are not

before us at this time.

PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS 2767

On interlocutory appeal, we reversed the district court’s

denial of summary judgment to Villagomez on the basis of

qualified immunity. We reasoned,

There is no case law interpreting the Common-

wealth of the Northern Mariana Islands’ constitu-

tional provision creating the Special Assistant for

Women’s Affairs, and no special assistant before

Emerenciana Peter-Palican asserted that the posi-

tion’s tenure extended past the term of the appoint-

ing governor. Any right Peter-Palican had to

continued employment as special assistant past that

term was therefore not clearly established. Even

assuming that Acting Governor Timothy Villagomez

took affirmative steps to terminate Peter-Palican’s

employment, . . . he is entitled to qualified immunity

in the absence of controlling authority interpreting

the provision.

Peter-Palican v. N. Mar. I., No. 08-15704, 332 Fed. Appx.

377, 378 (9th Cir. May 26, 2009) (unpublished). Thus, Peter-

Palican could not recover damages under § 1983 from the

governor in his individual capacity. Governor Fitial was later

substituted for Villagomez with respect to Peter-Palican’s

official capacity claims.

The case was assigned to district judge John C. Coug-

henour for a bench trial on Peter-Palican’s remaining claims.

Following a one-day trial, the district court relied on the law

of the case doctrine and the previous summary judgment

order in concluding that Peter-Palican had a “legitimate claim

of entitlement to her constitutionally created position and was

entitled to some sort of procedure to contest her removal.”

Therefore, the court found that Peter-Palican’s removal vio-

lated the Due Process Clause.

The district court ordered that Peter-Palican be reinstated

“to a Commonwealth government position at a salary equal to

2768 PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS

or greater than that she had as Special Assistant for Women’s

Affairs.” The court recognized, however, that a violation of

Peter-Palican’s right to due process could not be the basis of

a damages award under § 1983 because the Commonwealth

and its officials acting in their official capacity, when sued for

monetary relief, are not “persons” within the meaning of the

statute. DeNieva v. Reyes, 966 F.2d 480, 483 (9th Cir. 1992);

but see Doe v. Lawrence Livermore Nat’l Lab., 131 F.3d 836,

839 (9th Cir. 1997) (“When sued for prospective injunctive

relief, a state official in his official capacity is considered a

‘person’ for § 1983 purposes.”).

Finding that reinstating Peter-Palican would not fully com-

pensate her for “the past wrong done to her by defendants for

violating her Commonwealth due process rights under . . . the

Commonwealth Constitution,” the court went on to conclude,

sua sponte, that “as a matter of law . . . there is an implied

cause of action against the Commonwealth government and

its officials acting in their official capacities when the Com-

monwealth Constitution is violated and there is no express

constitutional or statutory cause of action or remedy.” The

district court relied on the Restatement (Second) of Torts in

awarding Plaintiff approximately $216,000 in damages under

this implied constitutional tort theory. The court analogized

its decision to Bivens v. Six Unknown Named Agents of Fed-

eral Bureau of Narcotics, 403 U.S. 388, 397 (1971), in which

the United States Supreme Court recognized a damages rem-

edy for a private citizen injured by a federal official’s viola-

tion of the Fourth Amendment.

There were no findings of fact on Peter-Palican’s other

claims, and the district court denied the Commonwealth’s

post-judgment motion for a new trial, for amended or addi-

tional factual findings, or for an award of front pay in lieu of

reinstatement. The district court did not address the Common-

wealth’s argument that Peter-Palican had never asserted an

independent, implied right of action under Article III, section

22.

PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS 2769

The Commonwealth appeals the district court’s grant of

partial summary judgment to Peter-Palican, its findings and

conclusions after the bench trial, and its denial of the Com-

monwealth’s post-judgment motion.

III

EXPLANATION OF CERTIFICATION

Rule 13 of the Northern Mariana Islands Supreme Court

Rules allows a federal court to certify questions of Common-

wealth law to that court. Certification may be requested if the

certifying court believes that “[t]he question may be determi-

native in the proceedings before it” and “[t]here is no control-

ling precedent in the decisions of” the Commonwealth

Supreme Court. N. Mar. I. Sup. Ct. Rule 13(a).

“Use of certification rests in the sound discretion of this

court.” In re Complaint of McLinn, 744 F.2d 677, 681 (9th

Cir. 1984). The Commonwealth now asks for certification,

even though it did not raise the certification issue before the

district court. “[P]articularly compelling reasons must be

shown when certification is requested for the first time on

appeal by a movant who lost on the issue below.” Id. As we

explain below, because of the importance of territorial sover-

eignty in matters of territorial governance and the lack of

clear answers in Commonwealth law, we conclude that such

compelling reasons exist in this case.

A

The Absence of Controlling Precedent

There is no controlling precedent on the meaning of Article

III, section 22, as no Commonwealth court has ever inter-

preted that provision. Further, we disagree with the district

court’s conclusion that the provision is so clear that it can be

interpreted in only one way.

2770 PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS

Under the principles of statutory interpretation applicable

in Commonwealth law, “language must be given its plain

meaning.” N. Mar. College v. Civil Serv. Comm’n, 2007 MP

8, ¶ 9 (N. Mar. I. 2007). “The general principles which apply

to statutory construction are equally applicable in cases of

constitutional construction.” Camacho v. N. Mar. Retirement

Fund, 1 N.M.I. 131, 134 (N. Mar. I. 1990) (internal quotation

marks omitted). Commonwealth courts “apply the plain, com-

monly understood meaning of constitutional language unless

there is evidence that a contrary meaning was intended.” Id.

(internal quotation marks omitted).

However, “language must be read in the context of the

entire” provision, Town House, Inc. v. Saburo, 2003 MP 2,

¶ 11 (N. Mar. I. 2003), and “[a] court should avoid interpreta-

tions of a statutory [or constitutional] provision which would

defy common sense or lead to absurd results,” Commonwealth

Ports Auth. v. Hakubotan Saipan Enters., Inc., 2 N.M.I. 212,

224 (N. Mar. I. 1991) (internal quotation marks and alteration

omitted). If a provision is ambiguous, a court’s objective “is

to ascertain and give effect to the intent of the legislature.”

Aguon v. Marianas Pub. Land Corp., 2001 MP 4, ¶ 30 (N.

Mar. I. 2001) (per curiam). In determining the drafters’ intent,

the statute or constitutional provision “must be read as a

whole, and not as isolated words contained therein,” id., and

“[o]ne statutory [or constitutional] provision should not be

construed to make another provision inconsistent or meaning-

less,” In re Estate of Rofag, 2 N.M.I. 18, 29 (N. Mar. I. 1991).

The constitutional language at issue here appears to us to

be ambiguous because there are two reasonable interpreta-

tions of Article III, section 22. We begin with Peter-Palican’s

suggested interpretation. As counsel noted at oral argument,

the final sentence of subsection (a), upon which Peter-Palican

relies, contains only nine words: “The special assistant may

be removed only for cause.” There are no textual exceptions

to the “for cause” termination requirement, nor is there any

express limitation on the term of the Special Assistant. Unless

PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS 2771

“cause” includes a change in the administration, which the

Commonwealth does not argue, the “for cause” sentence

could be read to mean that the protection from termination

extends indefinitely.

In addition to the constitutional text, Peter-Palican points to

the history of the Second Constitutional Convention to sup-

port her argument that a sitting governor cannot without cause

remove a former governor’s Special Assistant. The initial

draft of the language of Article III, section 22 stated that the

Special Assistant “shall serve at the pleasure of the governor.”

Such a provision would have allowed the governor to remove

the Special Assistant at any time and for any reason. See

DeLeon Guerrero v. Dep’t of Pub. Lands, 2011 MP 3, ¶ 10

(N. Mar. I. March 31, 2011) (not yet certified for publication)

(stating that the phrase “at the pleasure of” in the context of

employment is “a synonym for ‘at-will’ ”). But the final draft,

amended after a public hearing, used the “for cause” language

instead. The record does not disclose precisely what occurred

at the public hearing, but from the textual change we assume

that the hearing likely included at least some discussion of ter-

mination protections for the Special Assistant.

At oral argument, both parties hypothesized that the Second

Constitutional Convention intended at least to some degree to

depoliticize the position, to insulate it from the political

games that might otherwise influence a governor’s decision to

replace a Special Assistant. Counsel for Peter-Palican stated

that the Special Assistant was intended to be a kind of gadfly,

whose purpose of advancing women’s rights — and her

actions in furtherance of that purpose — could trigger ani-

mosity among other government officials. Such a person

would need some sort of protection against her removal in

order for her to be nonpolitical and effective. Thus, it could

be that the Convention intended section 22 to mean that the

Special Assistant may never be removed without cause, even

by a subsequent governor.

2772 PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS

We do not believe this is the only rational construction of

the provision, however. The Commonwealth argues that other

language in section 22, when read in context with the “for

cause” sentence, supports such an alternate interpretation, as

does the nature of the office itself. In addition to the “for

cause” provision, section 22 also states that “[t]he governor

shall appoint a person, who is qualified by virtue of education

and experience, to be the special assistant.” (emphasis added).

For several reasons, it seems reasonable to construe the words

“the governor” to mean “each governor.”

First, just as there is no express limitation on the term of

the Special Assistant once a governor appoints her, there is

also no express limitation on any subsequent governor’s

power or responsibility to appoint a Special Assistant. With-

out any such limitation in the text or further explanation in

case law, an incoming governor might indeed have the power

to appoint a special assistant of that governor’s choice. Read-

ing the “governor shall appoint” language together with the

“for cause” language could suggest that the Special Assistant

is protected from termination without cause by the governor

who appointed her, but that such protection does not extend

past the term of that appointing governor.

Second, as the Commonwealth points out, the Special

Assistant is a cabinet-level appointee. She is charged with for-

mulating and implementing the policy of the governor with

respect to affirmative action and women’s issues, assisting

administrative agencies with implementing such programs,

recommending legislation to the governor and the legislature,

and promulgating administrative regulations regarding

women’s rights. N. Mar. I. Const., art. III, § 22. The Special

Assistant works closely with the governor and his administra-

tion, and if Peter-Palican’s interpretation is correct, a gover-

nor might be forced to confer with a Special Assistant who

does not share the governor’s preferred policies on women’s

issues. Some political appointments, in order to accomplish

their objectives, require that the appointees agree with the

PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS 2773

administration on policymaking and on those policies them-

selves. Cf. Branti v. Finkel, 445 U.S. 507, 515-16, 517-18

(1980) (a public employee may be terminated on the basis of

political belief without violating the First Amendment if “the

government can demonstrate an overriding interest of vital

importance,” for example, if the employee’s position requires

“that a person’s private beliefs conform to those of the hiring

authority” or involves policymaking or confidentiality (inter-

nal quotation marks and citation omitted)).

The Commonwealth notes that, in some jurisdictions, “[t]he

general rule is that a governmental body may not, in the exer-

cise of its powers, appoint an individual to a term extending

beyond the term of office of the governmental body. The term

of an appointed office . . . expires with the expiration of the

term of the appointing body.” Rawlins v. Levy Court of Kent

County, 235 A.2d 840, 841 (Del. 1967). Such a default rule

can be justified by the nature of the political branches of gov-

ernment. Each administration generally has the same powers

and duties as the next — or the former. See Zerr v. Tilton, 581

P.2d 364, 372 (Kan. 1978) (“And the test generally applied is

whether the contract at issue, extending beyond the term [of

the contracting authority], is an attempt to bind successors in

matters incident to their own administration and responsibili-

ties . . . [,] [i]n [which] case the contract is generally held

invalid.” (internal quotation marks omitted)).

Under this reasoning, just as one governor has the power to

appoint a Special Assistant, so might the next governor. This

is not to say that the Commonwealth cannot alter this general

rule, but it does give us reason to be wary of adopting Peter-

Palican’s interpretation without further guidance from the

Commonwealth Supreme Court.

Finally, the Convention’s substitution of the ultimate “for

cause” language for the initial “at the pleasure of the gover-

nor” language is not dispositive of the meaning of Article III,

section 22. Although the change in the proposed amendment

2774 PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS

certainly evidences an intent to ensure that the Special Assis-

tant’s appointment would not be at-will, it does not necessar-

ily follow that the Special Assistant can remain in office even

under a subsequent — and unwilling —administration. With

no evidence in the record of the substance of the public hear-

ing on the draft of the 1985 constitutional amendment, we

cannot say with certainty that the Convention intended to

grant the Special Assistant a lifetime appointment.

Our concerns engendered by the lack of controlling prece-

dent are equally applicable to the implied constitutional tort

theory utilized by the district court under the Restatement

(Second) of Torts. Article III, section 22 says nothing about

a private right of action, unlike other provisions of the Com-

monwealth Constitution that expressly address the issue. See,

e.g., N. Mar. I. Const. art. I, § 3(c) (“A person adversely

affected by an illegal search or seizure has a cause of action

against the government within limits provided by law.”); N.

Mar. I. Const. art. X, § 9 (“A taxpayer may bring an action

against the government or one of its instrumentalities in order

to enjoin the expenditure of public funds for other than public

purposes or for a breach of fiduciary duty.”).

The Commonwealth Code adopts the Restatements “in the

absence of written law or local customary law to the con-

trary.” 7 N. Mar. I. Code § 3401. The Restatement (Second)

of Torts permits, but does not require, a court to imply a right

of action for a violation of a statutory or constitutional right

where there is no express remedy provided:

When a legislative provision protects a class of

persons by proscribing or requiring certain conduct

but does not provide a civil remedy for the violation,

the court may, if it determines that the remedy is

appropriate in furtherance of the purpose of the leg-

islation and needed to assure the effectiveness of the

provision, accord to an injured member of the class

a right of action, using a suitable existing tort action

PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS 2775

or a new cause of action analogous to an existing tort

action.

....

[Comment a.] As used in this Section, the term “leg-

islative provision” includes . . . constitutional provi-

sions.

Restatement (Second) Torts, § 874A & cmt. a (emphasis

added). Section 874A uses the word “may”; therefore, imply-

ing a private right of action for damages for a violation of the

Commonwealth Constitution is permissive rather than manda-

tory.

The Commonwealth Supreme Court has not yet considered

whether Article III, section 22 gives rise to a private right of

action. In fact, we have found only two cases in which § 874A

of the Restatement was cited, and in both cases the court

declined to address the issue. Juan v. N. Mar. I., 2001 MP 18,

¶ 27 (N. Mar. I. 2001) (“Assuming, without deciding, that

Article I, § 3(c) [of the Commonwealth Constitution] directly

provides a private right of action, persons subjected to an ille-

gal or wrongful search or seizure[ ] have a right to institute a

civil action against the government for damages.”); Char-

fauros v. Bd. of Elections, 1998 MP 16, ¶ 42 n.8 (N. Mar. I.

1998) (“Plaintiffs asserted no cause of action in the complaint

for damages arising from the violation of Article I, § 6 [of the

Commonwealth Constitution]. We need not now, therefore,

consider whether such an action is “appropriate” or “neces-

sary” under RESTATEMENT (SECOND) OF TORTS § 874A.”).

The permissive nature of § 874A persuades us that the

Supreme Court is better equipped to resolve the question. We

have little specialized expertise in Commonwealth law and,

therefore, little way of knowing whether, faced with the situa-

tion here, a Commonwealth court would exercise its discre-

tion under § 874A to imply a private right of action. The

2776 PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS

important question of whether the territorial government may

be sued, particularly for money damages, pursuant to a private

right of action implied from that territory’s constitution

should not to be decided in the first instance by a federal

court.

B

The Answers to the Certified Questions Will Be

Determinative

The Supreme Court’s decision on the first certified question

— the interpretation of Article III, section 22 — will defini-

tively resolve the question of whether Peter-Palican can pur-

sue a § 1983 due process claim for violation of that provision.

The threshold requirement of a due process claim is the exis-

tence of a liberty or property interest. The Due Process Clause

prohibits the government from depriving an individual of such

an interest without following the proper procedures for doing

so. Property interests “are created and their dimensions are

defined by existing rules or understandings that stem from an

independent source such as state [or territorial] law,” Town of

Castle Rock v. Gonzales, 545 U.S. 748, 756 (2005) (internal

quotation marks omitted), and “[p]ublic employees who may

be dismissed only for cause possess a property interest in their

continued employment,” Walls v. Cent. Contra Costa Transit

Auth., 653 F.3d 963, 968 (9th Cir. 2011) (per curiam).

Thus, if the Commonwealth Constitution granted Peter-

Palican a property interest in continued employment even

beyond the term of former Governor Babauta, her due process

rights could have been violated when the Commonwealth

allowed her no opportunity to contest the constitutionality of

her dismissal. If, however, Peter-Palican had no such property

interest, then she has no colorable due process claim. Simi-

larly, the Supreme Court’s answer to the second certified

question will conclusively determine whether Peter-Palican

PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS 2777

can assert an independent claim for damages under Article III,

section 22.

IV

CONCLUSION

There is no controlling precedent on the meaning of Article

III, section 22 of the Commonwealth Constitution or on the

existence of an implied private right of action for violation of

that section. The Commonwealth Supreme Court’s answers to

the certified questions will be determinative of the issues in

this appeal, and that court is in a much better position to inter-

pret its own constitution. Because the Commonwealth

Supreme Court should have the opportunity to define the

meaning of the Commonwealth’s foundational document,

“considerations of comity and federalism favor resolution of

the certified question[s] by [the Commonwealth’s] highest

court.” Orange Cnty. Dep’t of Educ. v. Cal. Dep’t of Educ.,

650 F.3d 1268, 1269 (9th Cir. 2011).

For the foregoing reasons, we respectfully request that the

Supreme Court of the Commonwealth of the Northern Mari-

ana Islands accept certification of the two questions identified

in Part I of this request.

V

ADMINISTRATIVE INFORMATION

Counsel for the parties are as follows:

For Plaintiff-Appellee Emerenciana Peter-Palican:

Douglas F. Cushnie

Proas Lane

P.O. Box 500949

2778 PETER-PALICAN v. COMMONWEALTH N. MARIANA ISLANDS

Saipan, MP 96950

(670) 234-6830

For Defendants-Appellants Commonwealth of the

Northern Mariana Islands and Governor Benigno R.

Fitial in his official capacity:

Gilbert J. Birnbrich

Office of the Attorney General

Juan A. Sablan Memorial Building,

Second Floor

Caller Box 10007, Capital Hill

Saipan, MP 96950

(670) 664-2341

Pursuant to Northern Mariana Islands Supreme Court Rule

13(b), the clerk of this court is hereby directed to forward this

request, under official seal of the United States Court of

Appeals for the Ninth Circuit, to the Commonwealth Supreme

Court. The parties shall notify the clerk of this court within

seven days of any decision by the Supreme Court to accept or

to decline certification. If the Supreme Court accepts certifi-

cation, the parties shall then notify the clerk of this court

within seven days of the issuance of that court’s opinion. Sub-

mission of this appeal is deferred pending the Commonwealth

Supreme Court’s response to this request.

SUBMISSION DEFERRED AND QUESTIONS

CERTIFIED.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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