Opinion

In Re: A.S., Appeal of: L.S.

Court
Superior Court of Pennsylvania
Filed
Jan 28, 2022
Status
Unpublished
On the bench
Stevens, P.J.E.
Cited by
0 cases
Authority
More cited than 5.2%

recognizing that retaining goal of reunification bears on the question of a removal order’s appropriateness

How later courts described this case

  • recognizing that retaining goal of reunification bears on the question of a removal order’s appropriateness
  • indicating that this Court refused to consider the agency's claim of reasonable efforts because the issue was not preserved in its Rule 1925(b) statement, and further, noted that the trial court found that the agency's efforts were reasonable

Written by the judges who cited it.

The opinion

J-S37031-21

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

IN RE: A.S. : IN THE SUPERIOR COURT OF

: PENNSYLVANIA

:

APPEAL OF: L.S. :

:

:

:

:

: No. 1628 EDA 2021

Appeal from the Order Entered August 9, 2021

In the Court of Common Pleas of Philadelphia County Juvenile Division at

No(s): CP-51-DP-0000224-2021

BEFORE: PANELLA, P.J., MURRAY, J., and STEVENS, P.J.E.*

MEMORANDUM BY STEVENS, P.J.E.: FILED JANUARY 28, 2022

L.S. (“Paternal Grandmother” or “PGM”) appeals from the order entered

in the Court of Common Pleas in Philadelphia County adjudicating her

grandson, A.S. (“Child”), dependent under the Juvenile Act on evidence that

she violated a prior court order granting her sole legal and physical custody

of Child when she elected to leave Child in the custody of his drug-addicted

parents (“Father” and “Mother”) for six months.

Herein, Paternal Grandmother contends the court erred in determining

that Child met the Act’s definition of a dependent child, that removal of Child

from Paternal Grandmother’s Philadelphia home where Father and Mother

reside was clearly necessary, that DHS made reasonable efforts to prevent

____________________________________________

* Former Justice specially assigned to the Superior Court.

J-S37031-21

removal, and that placement with Paternal Grandmother in her new residence

in New Jersey was dependent upon the approval of both DHS and New Jersey

after implementation of governing procedures in the Interstate Compact for

the Placement of Children (“ICPC”).1 We affirm.

Child was born prematurely on December 17, 2019, while Mother was

an in-patient resident in Libertae Halfway House, Bucks County, due to her

addiction to heroin and other narcotics. At the time, Father also used heroin

and other drugs. N.T., 8/9/21, at 26, 78-80.

Because Mother declined Bucks County Youth Agency’s request that she

relinquish Child to foster care, the Agency offered to stop its involvement in

the case only if she and Father entered into a voluntary agreement to

relinquish legal and physical custody to Paternal Grandmother, L.S., who

resided in Philadelphia County. N.T. at 80. Mother and Father agreed, and

Paternal Grandmother obtained legal and physical custody of Child pursuant

to a custody order memorializing parents’ stipulation that they “agree not to

remove child from [Paternal Grandmother’s] direct care until further Custody

Agreement of Order of the Court is entered.” Order, 8/3/19.

____________________________________________

1 See 62 P.S. § 761. The ICPC is an agreement among the states, the District

of Columbia and the Virgin Islands to cooperate with each other in the

interstate placement of children. See id. at Article I (“(a) Each child requiring

placement shall receive the maximum opportunity to be placed in a suitable

environment and with persons or institutions having appropriate qualifications

and facilities to provide a necessary and desirable degree and type of care.”).

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In June of 2020, shortly after Mother’s discharge from Libertae, she and

Father began residing at Paternal Grandmother’s Philadelphia apartment. N.T.

at 7/13/21, at 8-9. On July 30, 2020, Philadelphia DHS received a General

Protective Services (GPS) report alleging that Mother had tested positive for

methamphetamines on July 15, 2020 and had overdosed on either July 18 or

July 19 of 2020. The report further noted Paternal Grandmother was aware

of parents’ drug use and had left Child alone with parents on multiple

occasions while she went to work. Neighbors reported seeing parents

occasionally driving with Child in the car, including once on July 27, 2020,

when Mother appeared visibly intoxicated. N.T. at 9-13.

DHS Social Worker LaKreisha Walker-Richards investigated the GPS

report by visiting Paternal Grandmother’s apartment on July 30, 2020.

Paternal Grandmother and Father refused her entry and displayed hostility

toward her during their discussion outside the apartment. N.T. at 10-11. After

police arrived at Ms. Walker-Richards’ request and the family calmed down,

Father admitted he used his drug of choice, heroin, as recently as two weeks

earlier and claimed he was undergoing outpatient treatment for his substance

abuse problem. He declined, however, to sign a release of records request

form that would enable DHS to verify his enrollment. N.T. at 12.

Ms. Walker-Richards also observed Mother and believed her to be

intoxicated, but Mother ran inside the home and refused to submit to an

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interview. Id. Child was eventually brought out to Ms. Walker-Richards, who

concluded that he appeared healthy and safe. N.T. at 11.

On August 10, 2020, Ms. Walker-Richards returned to Paternal

Grandmother’s apartment with the intention of interviewing family members

and checking on Child’s health and welfare. N.T. at 20. She reported the

apartment’s living conditions were appropriate in all respects and saw no

domestic violence concerns with Child’s Father. N.T. at 25.

During the interview of Mother, Mother dismissed her positive test for

methamphetamines as a false positive caused by her weight and her

metabolism of drugs used for her treatment. Ms. Walker-Richards confirmed

with the treatment facility, however, that Mother had been removed from the

program prior to her successful completion because of the methamphetamine

test result. Mother also self-reported her use of Adderall and Suboxone, but

she failed to provide prescriptions for these medications. N.T. at 21-22

Paternal Grandmother also spoke to Ms. Walker-Richards and denied

ever seeing Father or Mother under the influence of drugs while with Child.

She maintained that she never leaves home without bringing Child with her

and dropping him off at her sister-in-law’s home, as she believed Father and

Mother remained active in their drug use. N.T. at 23-24.

On August 27, 2020, Ms. Walker-Richards made her third and final visit

to Paternal Grandmother’s residence, where she informed the family that it

was DHS’s conclusion that the GPS report was valid as to allegations of

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parents’ continued substance abuse but not as to allegations that Paternal

Grandmother left Child alone with parents. Ms. Walker-Richards then

discussed services available to the family, but each member declined the

services. N.T. at 28, 30, 34-36.

On March 2, 2021, a second GPS Report was filed based on neighbors’

allegations of frequent visitors to the apartment at all hours, recurrent crying

by the Child, parents’ drug use and drifting around the property, Father’s

driving with a suspended license, and the possibility that Paternal

Grandmother had left Child to be raised by Mother and Father. N.T. at 43-45.

Specifically, the allegation categories of the report were “conduct by

parent/caretaker that placed the child at risk” and “substance abuse.” N.T. at

43. DHS Social Worker, Zohrmella Savoy, investigated the report that same

day. N.T. at 45-46.

Initially, after knocking repeatedly on the door to the apartment, Ms.

Savoy was twice refused entry by Father over a five to ten minute period until

she indicated she would call police, at which time Mother let her in. N.T. at

46. Once inside, Ms. Savoy encountered not only Mother, Father, and Child

but also five visitors who appeared to be either busily cleaning up the cluttered

apartment or too intoxicated to help. N.T. 7/13/21 at 46-48. Two visitors

claimed to be a cleaning service, although Mother later said they met at rehab,

and another individual and his girlfriend emerged from the back bedroom.

N.T. at 46-47. One person in the bathroom was in “pretty bad shape”, as he

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could not stand up or hold his head up, and his speech was very slurred. N.T.

at 47. Ms. Savoy detected “a very strong aroma” of marijuana in the home.

N.T. at 49.

Ms. Savoy’s conversation with Father led her to believe he, too, was

under the influence. N.T. at 48-49. Father admitted to using Marijuana,

Xanax, and “benzos” (benzodiazepine) recently and said he would test positive

if tested. Ms. Savoy claimed that despite his obvious impairment, Father

appeared to be “in the best shape” out of the seven adults present in the

apartment.

It was Ms. Savoy’s impression that Mother had emerged from the

bedroom to answer the door earlier, as Child was asleep in a pack-n-play and

Mother appeared tired. N.T. at 56. According to Ms. Savoy, Mother

continually nodded off during the daytime interview, but she denied opioid use

and attributed her state, instead, to her usage of what she claimed was

prescribed Adderall. N.T. at 50-51. Ms. Savoy also noticed Mother’s black

eye, multiple small holes in the wall and door, and the extensive clutter. Ms.

Savoy expressed her concerns of possible domestic violence, but Mother

denied it. N.T. 7/13/2021 at 51-52.

Ms. Savoy suspected Paternal Grandmother was no longer living in the

apartment after Father had indicated, in response to her questioning, that the

second bedroom belonged to a “roommate.” When Ms. Savoy asked where

Paternal Grandmother was, Father responded, “oh, that’s her room.” N.T. at

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56, 57, 58. Ms. Savoy, however, found it peculiar that Father would refer to

his own mother as a “roommate” and saw no indication of a woman using that

bedroom. Id.

Ms. Savoy sought information on Paternal Grandmother’s whereabouts,

but Mother and Father insisted they were allowed to watch Child without the

supervision of Paternal Grandmother. When pressed, Father advised that

Paternal Grandmother was in New Jersey with her fiancé.

Ms. Savoy immediately had Father place a phone call to Paternal

Grandmother, who asserted that she maintained custody of the Child and was

permitted to allow parents to visit with Child in her absence. N.T. at 52-54.

She denied Ms. Savoy’s suggestion that she appeared to have moved from

her Philadelphia apartment. When Paternal Grandmother indicated she would

return promptly to retrieve Child and take him with her to New Jersey, Ms.

Savoy advised that would not be allowed because of the open investigation

into Child’s welfare. N.T. at 55.

After determining that all persons named as Safety Plan placement

resources were either unfit or unavailable, Ms. Savoy requested and obtained

an Order of Protective Custody. N.T. at 60. Subsequently, police were called

to the scene to maintain peace given the number of people present and

because Paternal Grandmother, who had returned to her apartment in the

meantime, became antagonistic when DHS began to pack up Child’s

belongings. N.T. a 6-61.

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On the next day, the trial court conducted a shelter care hearing and

entered an order acknowledging that despite reasonable efforts by DHS to

eliminate the need for Child’s removal from the home, the best interests of

Child required that DHS assume temporary care and legal custody of Child.

Order, 3/3/21. On March 8, 2021, DHS filed a dependency petition on behalf

of Child.

On July 13, 2021 and August 9, 2021, the court conducted a combined

Adjudicatory and Disposition Hearing on the dependency petition. In addition

to addressing the events recounted above, DHS presented evidence pertaining

to Paternal Grandmother’s actual place of residence, her time with Child, and

parents’ respective recent drug use.

Specifically, Ms. Savoy related that Paternal Grandmother had testified,

“I reside in New Jersey, but I live in Philadelphia[,]” at both the March 3, 2021

Shelter Care Hearing and the March 29, 2021, Twenty-Day Meeting with DHS.

N.T. at 67.

Paternal Grandmother attempted to clarify that she reported to DHS not

that she lived at the Philadelphia home but only that it was her permanent

address for purposes of billing and her official, government-issued

documentation and identifications. She testified that she had not stayed

overnight in her DHS-approved Philadelphia apartment since October of 2020,

N.T. 8/9/21 at 41-42, and asserted that she did not realize she could not allow

parents to “watch” Child in her absence. N.T. at 67. Such testimony, however

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stood in stark contrast to the statement attributed to her by Ms. Walker-

Richards, who recounted Paternal Grandmother’s earlier claim, made during

the investigation of the first GPS, that she never leaves Child alone with

Mother and Father because of their problems with addiction. N.T. 7/13/21 at

24.

Paternal Grandmother also admitted on the stand that she knew of

parents’ long-term substance abuse problems and suspected there were times

in the last six months when they had been under the influence while with

Child. N.T. 7/13/21 at 14, 33. She claimed, however, that parents’ expressed

willingness to obtain treatment, and Father’s participation in a treatment

program, reassured her that Child would be safe in their care, even though

she never demanded to see drug screen results to verify their compliance.

N.T. at 30-37; 8/9/21 at 29-30, 37.

Ms. Savoy also addressed the issue of parents’ continued drug use when

she testified that both appeared intoxicated at the March 3, 2021 shelter care

hearing. According to Ms. Savoy, Mother continually nodded off during the

hearing, admitted to “struggling” with substances just before taking a

forthwith urine screen, and supplied a urine sample that tested positive for

marijuana, N.T. at 63-64. Ms. Savoy also related that Father reacted to her

request that he submit to a forthwith screening with a verbally offensive

refusal as he left the courthouse. N.T. at 64.

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Community Umbrella Agency (CUA) Case Manager Stephanie Payne

testified to experiences on her visits with Mother and Father that mirrored

those related by Social Workers Walker-Richards and Savoy, respectively.

Specifically, Ms. Payne described how the parents frequently dozed, struggled

to maintain conversation with her, and, at times, had company in the home

who were in a similar state. N.T. 7/13/21 at 103-105. She recounted how on

one occasion a drowsy Mother struggled to speak and to read and sign

documents, with her pen frequently trailing off the page in mid-signature.

N.T. 7/13/21 at 101-02, 129-32. Similarly, Father twice nodded off

momentarily during a visit. N.T. at 107-111, 132. They showed frustration

whenever Ms. Payne would advise them she was ending a visit because of

their behavior. N.T. at 111-113.

Finally, Father and Mother testified. Father explained that he refused to

sign releases of information because he distrusted DHS workers, who, he

maintained, lied about him at previous hearings. N.T. at 8/9/21 at 61-62. He

told the court he had been “clean” for 87 days by keeping company with good

people and going to Narcotics Anonymous and Cocaine Anonymous three days

per week through the CleanSlate program, and he, therefore, decided he no

longer needed to remain on a Suboxone maintenance program. N.T. at 62.

However, he had no certificates to substantiate his claims of program

completion, he conceded that he declined one request for a urine screen, and

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he alleged LabCorp mishandled two subsequent urine samples he provided,

although he supplied no evidence to support this claim. N.T. at 66-67.

Mother testified that she has maintained sobriety since giving birth to

Child while at Libertae, whose drug program she claimed to complete

successfully. N.T. at 73. This testimony conflicted with both testimonial and

documentary evidence submitted earlier by DHS showing Mother was

dismissed from Libertae for a positive methamphetamine test. N.T. at

7/13/21 at 95. Mother also alleged she had failed to provide a urine sample

on April 22, 2021 only because LabCorp rejected the sample she gave as

inadequate in amount and told her a new script was necessary for re-testing.

N.T. 8/9/21 at 74-75. She attributed her chronic drowsiness to suboxone

treatments administered by her physician, who, she testified, requires her to

attend a support group three times a week and complete drug testing to

remain under her care. N.T. at 82-84.

At the conclusion of argument, the court determined that DHS

presented clear and convincing evidence to adjudicate Child dependent.

Specifically, the court found: (1) Paternal Grandmother violated the prior court

order naming her as Child’s sole legal guardian by leaving Child in the sole

physical custody of Mother and Father; (2) exigent circumstances existed

requiring Child’s removal from the Philadelphia home; (3) continued

placement of Child in the home was contrary to his health, safety, and welfare;

and, (4) that court-involved and agency-monitored kinship placement of Child

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with New Jersey resident Paternal Grandmother was appropriate if New Jersey

permitted such monitored placement through its approval of ICPC. Paternal

Grandmother’s motion for reconsideration was denied, and this timely appeal

followed.

Paternal Grandmother raises the following issues for this Court’s

consideration:

1. Whether the trial court erred as a matter of law or abused its

discretion in finding that the Philadelphia Department of

Human Services met its burden to prove, by clear and

convincing evidence, that A.S. was a dependent child.

2. Whether the trial court erred as a matter of law or abused its

discretion in finding that the Philadelphia Department of

Human Services met its burden to prove that it was clearly

necessary to remove A.S. from his family.

3. Whether the trial court erred as a matter of law in making the

pre-placement finding required by 23 Pa.C.S.A. § 6351(b)(2)

of the Pennsylvania Juvenile Act, by determining that the

Philadelphia Department of Human Services made reasonable

efforts to prevent or eliminate the need for the removal of A.S.

from his home.

4. Whether the trial court as a matter of law in ordering that the

Philadelphia Department of Human Services [] transfer custody

of A.S. to L.S. via an Interstate Compact for the Placement of

Children, where the placement of A.S. with L.S. was not for the

purpose of placement in foster care.

Brief for Appellant, L.S., at 3.

Paternal Grandmother’s first three issues coalesce to contend that

removal of Child from her custody and Philadelphia home was unnecessary

where evidence of both Child’s dependency and reasonable efforts by DHS to

prevent the need for removal was lacking. We review these issues collectively

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for an abuse of discretion, which “requires an appellate court to accept the

findings of fact and credibility determinations of the trial court if they are

supported by the record, but does not require the appellate court to accept

the lower court's inferences or conclusions of law.” In re R.J.T., 9 A.3d 1179,

1190 (Pa. 2010).

Dependency matters are governed by the Juvenile Act, 42 Pa.C.S. §§

6301-6475. This Court has explained:

A “dependent child” is defined, in relevant part, as one

who is “without proper parental care or control,

subsistence, education as required by law or other

care or control necessary for his physical, mental or

emotional health, or morals. A determination that

there is a lack of proper parental care or control may

be based upon evidence of conduct by the parent,

guardian, or other custodian that places the health,

safety or welfare of the child at risk[.]” 42 Pa.C.S. §

6302. “The question of whether a child is lacking

proper parental care or control so as to be a

dependent child encompasses two discrete questions:

whether the child presently is without proper parental

care and control, and if so, whether such care and

control are immediately available.”

In re D.A., 801 A.2d 614, 619 (Pa.Super. 2002) (en banc).

The burden of proof in a dependency proceeding is on the

petitioner to demonstrate by clear and convincing evidence that a

child meets that statutory definition of dependency.

In re G.T., 845 A.2d 870, 872 (Pa.Super. 2004) (cleaned up).

Following a finding of dependency, the trial court may make an order

for the child's disposition, which is “best suited to the safety, protection and

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physical, mental, and moral welfare of the child.” 42 Pa.C.S. § 6351(a). The

Juvenile Act provides, in relevant part:

§ 6351. Disposition of dependent child.

(a) General rule. — If the child is found to be a dependent child

the court may make any of the following orders of disposition best

suited to the safety, protection and physical, mental, and moral

welfare of the child:

(1) Permit the child to remain with his parents, guardian, or other

custodian, subject to conditions and limitations as the court

prescribes, including supervision as directed by the court for the

protection of the child.

(2) Subject to conditions and limitations as the court prescribes

transfer temporary legal custody to any of the following:

(i) Any individual resident within or without this

Commonwealth, including any relative, who, after

study by the probation officer or other person or

agency designated by the court, is found by the court

to be qualified to receive and care for the child.

(ii) An agency or other private organization licensed

or otherwise authorized by law to receive and provide

care for the child.

(iii) A public agency authorized by law to receive and

provide care for the child.

....

(b) Required preplacement findings. — Prior to entering any

order of disposition under subsection (a) that would remove a

dependent child from his home, the court shall enter findings on

the record or in the order of court as follows:

(1) that continuation of the child in his home would be

contrary to the welfare, safety or health of the child;

and

(2) whether reasonable efforts were made prior to the

placement of the child to prevent or eliminate the

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need for removal of the child from his home, if the

child has remained in his home pending such

disposition; or

(3) if preventive services were not offered due to the

necessity for an emergency placement, whether such

lack of services was reasonable under the

circumstances[.]

....

42 Pa.C.S. § 6351(a), (b).

A court may not separate a child from his or her parent “unless it finds

that the separation is clearly necessary.” In re G.T., supra at 873 (citation

omitted). “Such necessity is implicated where the welfare of the child

demands that he [or she] be taken from his [or her] parents’ custody.” Id.

(internal quotations and citations omitted).

In contesting the court’s dependency and placement determinations,

Paternal Grandmother contends the court erroneously focused on the parents’

continued drug use with others in Child’s sanctioned home while ignoring that

Paternal Grandmother, Child’s legal guardian, was not suspected of such

conduct and remained available as a resource to Child. We disagree.

From the beginning of November 2020 until March 2021, Paternal

Grandmother no longer lived with Child notwithstanding a court order placing

Child in her exclusive custody and despite her “suspicions” that Mother and

Father were acting on their addictions. It was only a prompt DHS investigation

of reports filed by concerned neighbors that disclosed Paternal Grandmother’s

desertion of Child and the apparent drug use occurring in Child’s home.

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Under this evidentiary record, the trial court found that proper care and

control was not immediately available from Paternal Grandmother despite her

request to take custody of Child in her New Jersey home. In particular, the

court concluded that Paternal Grandmother was no longer a credible resource

who could be deemed readily able to provide the care Child needed. Instead,

she would require court supervision and agency assistance, as well as the

approval of the state of New Jersey, in which her primary residence had been

located for the previous ten months. To this end, the court observes:

Therefore, this court found that DHS had shown by clear and

convincing evidence that the Child was without proper parental

and custodial care, and that such care was not available

immediately due to parents[’] active drug addictions and Paternal

Grandmother’s irreparable breach of safety and custodial

obligation that now necessitates court-monitoring but which is not

easily remedied by virtue of her having become a legal resident of

a different jurisdiction thereby requiring New Jersey to approve

Paternal Grandmother for monitoring in that state. The testimony

heard by this court was clear, direct, weighty, and convincing that

the Child’s health, safety, and welfare were at risk and continue

to be at risk, and thus the Child was adjudicated dependent.

Trial Court Opinion, at 23.

The evidentiary record supports the court’s finding that Paternal

Grandmother was not immediately available to provide parental and custodial

care, as she had violated the court order that gave her exclusive guardianship

over Child when she chose to leave Child to parents’ sole custody and move

in with her fiancé’ in his New Jersey home.

Nevertheless, though it entered a removal order, the court preserved

the possibility of reinstatement of Paternal Grandmother as legal guardian

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when it ordered DHS to retain custody of Child and make a referral to New

Jersey that it assess whether it viewed Paternal Grandmother as a suitable

resource for Child under the Interstate Compact for Placement of Children

(ICPC). Once DHS and New Jersey give approvals within the ICPC rubric, the

court noted, then “Child can be placed with PGM in NJ.” Order of Adjudication,

8/9/21. Consistent with this order, the court maintained a permanency goal

of reunification. See Interest of A.C. 237 A.3d 553, 566 (Pa. Super. 2020)

(recognizing that retaining goal of reunification bears on the question of a

removal order’s appropriateness). We therefore find the court properly

declared Child dependent and ordered his removal from Paternal Grandmother

and her Philadelphia residence pending the ICPC review.

Similarly meritless is Paternal Grandmother’s third issue charging that

DHS failed to demonstrate it made reasonable efforts to prevent or eliminate

the need to remove Child from his family and place him in foster care, as

required by Section 6351(b), supra. Specifically, Paternal Grandmother

argues that removal of Child was a “knee jerk reaction to what essentially

amounted to a noise complaint. The Child was unharmed, there were no drugs

in the home, and Grandmother had a fine home in New Jersey.” Brief for

Appellant, at 31.

She continues that the March 2021 GPS report leading to Child’s removal

contained essentially the same allegations as were made in the July 2020 GPS

report, when DHS elected to leave Child in Paternal Grandmother’s care. Yet,

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she claims, unlike in the previous investigation, DHS did not offer services to

the parents. “If DHS considered the parents to be a danger to the Child, it

should have offered services”, Paternal Grandmother maintains. Id.

Paternal Grandmother relies on In the Interest of S.A.D., 555 A.2d

123 (Pa. Super. 1989), In the Interest of James Feidler, 573 A.2d 587 (Pa.

Super. 1990), and In re W.M., 41 A.3d 618 (Pa. Super. 2012), to support

her position that DHS did not take reasonable efforts to prevent Child's

placement. Id. at 28-30. Mother also argues that the trial court erred in

failing to make a finding that the lack of preventative services was reasonable

under the circumstances. Id. at 27. In sum, Mother contends that the trial

court erred by failing to consider the findings of fact required by 42 Pa.C.S. §

6351(b) and Pa.R.J.C.P. 1514(A)(5). Id.

The cases upon which Paternal Grandmother relies are inapposite to the

present matter. In S.A.D., a young, homeless mother sought assistance for

herself and her 14-month old child from the county agency. She was told her

only option was to voluntarily place her child in agency custody until she could

“get herself together and find a place [to stay] and get some employment so

she could have her daughter back.” Id. at 125.

Several weeks later, after she was employed in a $3.60 per hour job

and residing with the family of a friend, mother asked for the return of her

child. Though there was no evidence of abuse or neglect, the agency still

refused to reunify the mother and the child. Id.

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A dependency hearing occurred shortly thereafter, where the sole

testimony “was that of a CYS caseworker who repeatedly testified that Mother

should find a more suitable place to live but acknowledged that neither she

nor any other caseworker had visited the home where Mother was then living.

The caseworker acknowledged that it was obvious that Mother could not afford

a place of her own based on her minimal earnings but insisted that Mother

find a more suitable place to live.” Id.

On appeal, we reversed the trial court's adjudication of dependency,

finding that the agency failed to present clear and convincing evidence of

dependency and failed to make reasonable efforts to prevent the separation

of mother and child. Id. Specifically, we noted:

Our review of the record reveals a very young, unwed mother,

lacking financial resources and housing who was unemployed.

The mother, in a responsible fashion, turned to CYS to obtain

assistance to provide and care for her child. There is no evidence

that this young mother in any way neglected or abused her child.

CYS has failed to present clear and convincing evidence to

establish dependency and has failed to make reasonable efforts to

prevent the separation of the mother and child.

Id.

In Feidler, this Court concluded that the trial court abused its discretion

by finding that the removal of children from the parents' home was necessary

because the parents violated the conditions the trial court had previously

imposed for keeping their children. Feidler, 573 A.2d at 590-91. In addition

to finding that the record did not support the trial court's findings that the

parents violated the agency's conditions, the Feidler Court noted that the

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“record upon which to justify removal of [the] children from their family home”

was “woefully inadequate.” Id. at 589.

Here, in contrast to S.A.D. and Feidler,2 the record contains ample

evidence of the agency’s efforts to meet with Paternal Grandmother and

parents on multiple occasions, visit their Philadelphia home, and offer them

services which would address their needs. The family, however, declined the

offer of assistance. Indeed, Paternal Grandmother ignores that it was she who

reassured DHS Social Workers that Child was safe with her as his sole legal

guardian, as he would be either in her direct care or delivered to other family

when she worked and, thus, never left alone with Mother and Father.

Moreover, unlike in Paternal Grandmother’s cited cases, DHS in the case

sub judice witnessed conditions at the approved Philadelphia residence which

warranted Child’s immediate removal and the court’s finding of dependency.

During the investigation of the residence in March of 2021, DHS

discovered that Paternal Grandmother had vacated her Philadelphia residence

months earlier in contravention of the court order placing her in sole physical

____________________________________________

2 We find Paternal Grandmother's reliance on W.M. wholly unpersuasive.

W.M. considered an agency's responsibilities in the context of a voluntary

placement agreement and federal foster care maintenance payment funding.

See W.M., 41 A.3d at 627-29. To the extent W.M. commented on the

reasonableness of the agency's efforts, that discussion was dicta. See id. at

629 (indicating that this Court refused to consider the agency's claim of

reasonable efforts because the issue was not preserved in its Rule 1925(b)

statement, and further, noted that the trial court found that the agency's

efforts were reasonable).

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and legal custody of Child. Observed in Paternal Grandmother’s absence were

Child’s parents in the company of five other adults, all of whom appeared to

be in various states of intoxication at midday, including one who was identified

as a roommate and two others pretending to be a cleaning service attending

to a significantly disordered apartment. Mother had a black eye, and there

were holes in the wall and interior doors indicative of physical violence.

Such evidence was presented to the court the following day at the

shelter care hearing, and it supported the court’s conclusion that Child’s

emergency removal was necessary for his welfare and in his best interests

pursuant to Pa.R.J.C.P. 1210(B). Accordingly, we conclude the record belies

Paternal Grandmother’s claim that DHS failed to make reasonable efforts to

prevent Child’s placement.

In her final issue, Paternal Grandmother argues that the trial court erred

when it deemed an ICPC necessary for DHS to transfer custody of Child to her

in New Jersey.

Article III(a) of the ICPC provides as follows:

No sending agency shall send, bring or cause to be sent or brought

into any other party state, any child for placement in foster care

or as a preliminary to a possible adoption unless the sending

agency shall comply with each and every requirement set forth in

this article[,] and with the applicable laws of the receiving state

governing the placement of children therein.

62 P.S. § 7616; see also 62 P.S. § 761, Article II(d) (defining “placement,” in

relevant part, as “the arrangement for the care of a child in a family, free or

boarding home, or in a child caring agency or institution....”).

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Additionally, Article V(a) states, in relevant part, as follows:

The sending agency shall retain jurisdiction over the child

sufficient to determine all matters in relation to the custody,

supervision, care, treatment and disposition of the child which it

would have if the child had remained in the sending agency's state

until the child is adopted, reaches majority, becomes self-

supporting, or is discharged with the concurrence of appropriate

authority in the receiving state. ... The sending agency shall

continue to have financial responsibility for support and

maintenance of the child during the period of the placement....

Id.

D.Q. v. K.K., 241 A.3d 1112, 1118–19 (Pa.Super. 2020)

Paternal Grandmother posits that an ICPC applies only when

transferring a child to another state for the purposes of foster placement or

adoption, see 62 P.S. § 761, 55 Pa. Code § 3130.41, whereas, here, the trial

court simply intends to transfer Child to her in her continuing capacity of legal

guardian, which would not necessitate application of the ICPC.

DHS responds that Paternal Grandmother misconstrues the trial court’s

Order of Adjudication and Disposition, which did not ratify the prior Bucks

County court order previously giving her custody over Child but, rather, allows

for the prospect of Child’s “placement” with her in New Jersey only if an ICPC

with New Jersey is approved.

In this regard, DHS posits that the present matter comes directly under

this Court’s recent decision in D.Q., where we held that under the ICPC, the

orphans’ court of Schuylkill County Court of Common Pleas was required to

obtain state approval from the receiving state, New Hampshire, prior to

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placing the subject grandchildren with their maternal grandmother in New

Hampshire. Id. at 1122 (citing 62 P.S. § 761; 55 Pa. Code § 3130.41):

Under the ICPC, Schuylkill County CYS must have an ICPC request

completed in order to assess Maternal Grandmother as a

placement option. See 62 P.S. § 761; 55 Pa. Code § 3130.41).

As the sending state, Pennsylvania is required to obtain state

approval from the receiving state, New Hampshire, prior to

sending the Children to placement in another state. See 55 Pa.

Code § 3130.41. Under the circumstances, the trial court

appropriately required Maternal Grandmother to complete the

ICPC so that CYS could obtain more information about the safety

of the Children before the court in Pennsylvania would send them

to be in her custody in New Hampshire.[]

D.Q. at 1122.

Relatedly, DHS notes that Paternal Grandmother, as a prospective

“placement option” in the present matter, falls squarely under the ICPC

definition for “placement”, which, as noted supra, means “the arrangement

for the care of a child in a family, free or boarding home, or in a childcare

agency or institution. . . .” 62 P.S. §761, Article II(d). Under applicable

regulations applying the ICPC, DHS continues, the terms “family free” or

“boarding home” are interchangeable and “mean[] the home of a relative or

an unrelated individual whether or not the placement recipient receives

compensation for care or maintenance of the child . . . .” ICPC Resource

Manual, Regulation 3 (4)(8) (“boarding home”), (4)(24) (“family free”).

Guided by D.Q., we find the trial court appropriately retained jurisdiction

over Child while implementing the ICPC both to obtain New Jersey’s approval

of the prospective placement and to allow DHS to assess the safety of Child

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in Paternal Grandmother’s New Jersey home before effectuating such

placement. Accordingly, we deny relief on Paternal Grandmother’s final issue.

For the foregoing reasons, we affirm the order entered below.

Order affirmed.

Judgment Entered.

Joseph D. Seletyn, Esq.

Prothonotary

Date: 1/28/2022

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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