Opinion

ADAMIAK

  • 23 I. & N. Dec. 878
Court
Board of Immigration Appeals
Filed
Jul 1, 2006
Status
Published
Cited by
25 cases
Authority
More cited than 90.4%

holding that a conviction vacated under Ohio Revised Code § 2943.031 for the trial court's failure to advise the alien defendant of the possible immigration consequences of a guilty plea is no longer a valid conviction for immigration purposes

How later courts described this case

  • holding that a conviction vacated under Ohio Revised Code § 2943.031 for the trial court's failure to advise the alien defendant of the possible immigration consequences of a guilty plea is no longer a valid conviction for immigration purposes
  • holding that a conviction “vacated as a result of a defect in the underlying proceedings ... should no longer be considered a conviction for immigration purposes”
  • accepting vacatur based on violation of Ohio rule similar to Florida’s
  • “In the absence of a statutory directive to the contrary, we are required by 28 U.S.C. § 1738 (2000) to give full faith and credit to this State court judgment.”

Written by the judges who cited it.

The opinion

Cite as 23 I&N Dec. 878 (BIA 2006) Interim Decision #3525

In re Patryk Michal ADAMIAK, Respondent

File A27 253 715 - Cleveland

Decided February 8, 2006

U.S. Department of Justice

Executive Office for Immigration Review

Board of Immigration Appeals

A conviction vacated pursuant to section 2943.031 of the Ohio Revised Code for failure

of the trial court to advise the alien defendant of the possible immigration consequences of

a guilty plea is no longer a valid conviction for immigration purposes.

FOR RESPONDENT: Margaret W. Wong, Esquire, Cleveland, Ohio

FOR THE DEPARTMENT OF HOMELAND SECURITY: Victoria A. Christian,

Deputy Chief Counsel

BEFORE: Board Panel: HOLMES, HURWITZ, and MILLER, Board Members.

HOLMES, Board Member:

In a decision dated May 11, 2004, an Immigration Judge found the

respondent ineligible for cancellation of removal as an alien convicted of an

aggravated felony and ordered him removed from the United States. The

respondent has appealed from that decision. The appeal will be sustained and

the record will be remanded for further proceedings.

I. FACTUAL AND PROCEDURAL HISTORY

The respondent is a lawful permanent resident who was charged with

removability as an alien convicted of an aggravated felony based on his

September 1997 guilty plea to a drug trafficking offense in violation of

section 2925.03 of the Ohio Revised Code. During the course of the

immigration proceedings, the respondent filed a motion with the Cuyahoga

County Court of Common Pleas requesting that he be permitted to withdraw

his guilty plea and that his conviction be vacated as a result of the court’s

failure to comply with section 2943.031 of the Ohio Revised Code, under

which a court is required to give an “advisement” with respect to the potential

immigration consequences of a guilty plea. In October 2002, the trial court

granted the respondent’s motion, permitted withdrawal of his guilty plea, and

scheduled a new trial date in his case.

878

Cite as 23 I&N Dec. 878 (BIA 2006) Interim Decision #3525

On November 26, 2002, an Immigration Judge ruled that the Ohio court’s

order vacating the respondent’s drug trafficking conviction had no effect for

immigration purposes under the definition of a conviction provided at section

101(a)(48) of the Immigration and Nationality Act, 8 U.S.C. § 1101(a)(48)

(2000), and she found the respondent removable as charged. At a subsequent

hearing held on May 11, 2004, a newly assigned Immigration Judge deferred

to the earlier determination that the respondent’s 1997 aggravated felony

conviction remained in effect for immigration purposes. The Immigration

Judge further concluded that the respondent’s conviction precluded him from

establishing eligibility for cancellation of removal and ordered him removed.

In its brief on appeal, the Department of Homeland Security (“DHS”) notes

that Immigration Judges have issued inconsistent decisions on whether a

conviction vacated under section 2943.031 of the Ohio Revised Code should

be recognized for immigration purposes. For the reasons indicated below, we

agree with the respondent that the conviction based on his September 1997

guilty plea has been vacated as a result of a defect in the underlying

proceedings and should no longer be considered a conviction for immigration

purposes.

II. ANALYSIS

In our decisions addressing the effect of State court orders vacating

convictions, we have distinguished between situations in which a conviction

is vacated based on post-conviction events, such as rehabilitation, and those

in which a conviction is vacated because of a defect in the underlying criminal

proceedings. See Matter of Pickering, 23 I&N Dec. 621, 624 (BIA 2003)

(concluding that in light of the language and legislative purpose of the

definition of a “conviction” at section 101(a)(48) of the Act, “there is a

significant distinction between convictions vacated on the basis of a

procedural or substantive defect in the underlying proceedings and those

vacated because of post-conviction events, such as rehabilitation or

immigration hardships”); see also Matter of Rodriguez-Ruiz, 22 I&N

Dec. 1378 (BIA 2000) (according full faith and credit to a New York court’s

vacation of a conviction under a statute that was neither an expungement nor

a rehabilitative statute).

The Ohio court’s order permitting withdrawal of the respondent’s guilty plea

is based on a defect in the underlying proceedings, i.e., the failure of the court

to advise the respondent of the possible immigration consequences of his

guilty plea, as required by Ohio law. To remedy the defect in the original

proceedings, the trial court ordered that the respondent be afforded a new trial

on the underlying drug trafficking charge. Under these circumstances, we

find that the Ohio court’s vacation of the respondent’s conviction should be

879

Cite as 23 I&N Dec. 878 (BIA 2006) Interim Decision #3525

recognized in immigration proceedings. In the absence of a statutory directive

to the contrary, we are required by 28 U.S.C. § 1738 (2000) to give full faith

and credit to this State court judgment.

To the extent that the DHS relies on Renteria-Gonzalez v. INS,

322 F.3d 804, 812-13 (5th Cir. 2002), our decisions in Matter of Pickering,

supra, and Matter of Rodriguez-Ruiz, supra, make clear that we do not share

the view of the United States Court of Appeals for the Fifth Circuit on this

matter. The Sixth Circuit, in whose jurisdiction this proceeding arises, has not

adopted the Fifth Circuit’s approach in Renteria-Gonzalez. Moreover, the

Government recently stated its view in a case arising within the Fifth Circuit

that “the Board’s opinion in [Matter of] Pickering constitutes a permissible

construction of the statute because it comprehensively addresses the effect of

a vacated conviction.” Discipio v. Ashcroft, 417 F.3d 448, 450 (5th Cir.

2005). Consequently, the court in Discipio granted the Government’s request

to remand the case to the Board for termination of removal proceedings based

on the vacation of the respondent’s conviction because of procedural defects

in the underlying criminal proceedings. See also Pinho v. Gonzales,

432 F.3d 193, 195 (3d Cir. 2005) (approving the Board’s distinction between

“convictions vacated for rehabilitative purposes and those vacated because of

underlying defects in the criminal proceedings”), and cases cited therein.

The remaining issue is whether subsequent developments in the

respondent’s criminal case, including his November 2002 drug trafficking

conviction, indicate that he nonetheless remains convicted of an aggravated

felony drug offense and is therefore ineligible for cancellation of removal.1

Among other arguments, the respondent asserts that the record of conviction

for his November 2002 drug trafficking conviction does not establish that he

sold or offered to sell cocaine for profit or any other benefit. Our limited

review authority precludes us from engaging in fact-finding in the course of

deciding appeals. 8 C.F.R. § 1003.1(d)(3)(iv) (2005). As the November 2002

record of conviction has not yet been examined by the Immigration Court, we

will remand the record for a determination whether the respondent’s

subsequent conviction is for an aggravated felony within the meaning of

section 101(a)(43)(B) of the Act.2

1

The question whether the subsequent conviction based on a guilty plea to an amended

indictment would be an aggravated felony was raised and preserved for appeal at the

May 11, 2004, Immigration Court hearing.

2

A number of decisions of the Sixth Circuit issued subsequent to the Immigration Judge’s

decision in this case may be relevant to whether the respondent’s current conviction is for

an aggravated felony. See, e.g., United States v. Palacios-Suarez, 418 F.3d 692 (6th Cir.

2005) (indicating that the court will follow the hypothetical Federal felony approach in

880

Cite as 23 I&N Dec. 878 (BIA 2006) Interim Decision #3525

III. CONCLUSION

The respondent’s September 1997 conviction was vacated by the trial court

pursuant to section 2943.031 of the Ohio Revised Code because of a defect

in the underlying criminal proceedings, i.e., the failure of the court to advise

him of the possible immigration consequences of his guilty plea. We

conclude that the court’s vacation of that conviction should be recognized for

immigration purposes, and we no longer consider the conviction to be valid.

The record will be remanded for further consideration of the respondent’s

November 2002 conviction.

ORDER: The appeal is sustained.

FURTHER ORDER: The record remanded to the Immigration Court for

further proceedings consistent with this opinion and for the entry of a new

decision.

applying section 101(a)(43)(B) in immigration cases); Garcia-Echaverria v. United States,

376 F.3d 507, 513-14 (6th Cir. 2004) (identifying 21 U.S.C. § 841(b)(1)(D) (2000) as the

appropriate Federal analogue in a case involving a drug trafficking conviction).

881

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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