Opinion

Andrew Stewart v. P.O. Gary Lattanzi, Donna M. Mills, Hearing Officer, and William J. Brianwell, Commissioner

  • 832 F.2d 12
  • 1987 U.S. App. LEXIS 14265
Court
Court of Appeals for the Second Circuit
Filed
Oct 26, 1987
Status
Published
On the bench
Pratt, Mahoney, Bright, Eighth
Cited by
22 cases
Authority
More cited than 88.8%

“If the official acts adjudieatively, the official probably has absolute immunity.”

How later courts described this case

  • “If the official acts adjudieatively, the official probably has absolute immunity.”
  • "If the official acts adjudicatively, the official probably has absolute immunity."
  • Parole officials whose actions are adjudicatory or prosecutorial in nature are entitled to absolute immunity, while parole officials who act administratively are entitled to qualified immunity.
  • "If the official acts adjudicatively, the official probably has absolute immunity. If the official acts executively, the official probably has qualified, good-faith immunity."

Written by the judges who cited it.

The opinion

PER CURIAM:

Andrew Stewart appeals the district court’s dismissal of his 42 U.S.C. § 1983 action brought against his parole officer and others involved in Stewart’s parole revocation. We vacate the judgment of dismissal and remand for further proceedings.

I. BACKGROUND

Andrew Stewart, a prisoner at the Great Meadow Correctional Facility, brought this action

pro se

against Gary Lattanzi, Stewart’s state parole officer, Donna M. Mills, a New York State parole hearing officer, and William J. Brianwell, Parole Commissioner for the State of New York under 42 U.S.C. § 1983 , seeking injunctive relief and damages. Stewart asserts that Lattanzi gave false accusations and testimony regarding a parole violation. Mills and Brianwell accepted Lattanzi’s testimony resulting in revocation of Stewart’s parole. Lattanzi and Mills recommended a sentence of sixteen years, but Commissioner Brianwell eventually imposed a four-year term of imprisonment. The district court

sua sponte

dismissed the complaint without prejudice for failure to state a claim on grounds that all defendants are entitled to absolute immunity from civil damage awards under section 1983. This appeal followed.

II. DISCUSSION

The Supreme Court has adopted a functional approach to determine the level of immunity afforded governmental officials.

See Mitchell v. Forsyth,

472 U.S. 511 , 105 S.Ct. 2806 , 86 L.Ed.2d 411 (1985);

Harlow v. Fitzgerald,

457 U.S. 800 , 102 S.Ct. 2727 , 73 L.Ed.2d 396 (1982). If the official acts adjudicatively, the official probably has absolute immunity. If the official acts execu-tively, the official probably has qualified, good-faith immunity. Qualified immunity will be provided if the “conduct did not violate clearly established statutory or constitutional rights of which a reasonable person would have known.”

Harper v. Jeffries,

808 F.2d 281, 284 (3d Cir.1986) (citing

Harlow v. Fitzgerald,

457 U.S. 800, 818 , 102 S.Ct. 2727, 2738 , 73 L.Ed.2d 396 (1982)). This court has recognized that “absolute immunity is of a ‘rare and exceptional character.’ ”

Barrett v. United States,

798 F.2d 565, 571 (2d Cir.1986) (quoting

Cleavinger v. Saxner,

474 U.S. 193, 202 , 106 S.Ct. 496, 501 , 88 L.Ed.2d 507 (1985));

Dorman v. Higgins,

821 F.2d 133, 136 (2d Cir.1987).

This court looks at the function of the individual in determining the appropriate level of immunity given a government official. In this ease, the appellant contends that the district court erred in determining, without any proof of function, that the defendants, parole officer, hearing officer and parole official, were automatically entitled to absolute immunity. This assertion has validity. Some factual inquiry must be made to determine whether the duties of the defendants were judicial or prosecutorial in nature entitling them, or any of them, to absolute immunity. Alternatively, this factual inquiry may show their duties to be administrative in nature, entitling the defendants to qualified immunity.

See Anderson v. New York State Div. of Parole,

546 F.Supp. 816 (S.D.N.Y.1982).

While the district court’s determination that absolute immunity applies in this case may well turn out to be correct, the appellant is entitled to an opportunity to show that defendants do not enjoy absolute immunity or, indeed, that one or more of them did not in fact act in a judicial or prosecutorial capacity. Moreover, the appellant presents a claim for injunctive relief that transcends the immunity privileges of defendants.

The determination whether this claim has merit or not must await some response from the state.

Massop v. Coughlin,

770

*14

F.2d 299, 301 (2d Cir.1985). The district court has ruled prematurely in this case.

III. CONCLUSION

Accordingly, we reverse the district court for the purpose of vacating the judgment of dismissal and remand for further proceedings, as may be appropriate.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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