Opinion

PASQUALE FALCETTI, JR., VS. WATERFRONT COMMISSION OF NEW YORK HARBOR (L-4916-14, ESSEX COUNTY AND STATEWIDE)

Court
New Jersey Superior Court Appellate Division
Filed
Aug 23, 2021
Status
Unpublished
Cited by
0 cases
Authority
More cited than 17.6%

finding because an appellant's failure to adhere to the requirements of Rule 2:6-1(a)(1)(I) "rendered review on the merits impossible, we ha[d] no alternative but to affirm"

How later courts described this case

  • finding because an appellant's failure to adhere to the requirements of Rule 2:6-1(a)(1)(I) "rendered review on the merits impossible, we ha[d] no alternative but to affirm"
  • "Mere sworn conclusions of ultimate facts, without material basis or supporting affidavits by persons having actual knowledge of the facts, are insufficient to withstand a motion for summary judgment."
  • explaining "issue[s] not briefed on appeal [are] deemed waived"

Written by the judges who cited it.

The opinion

NOT FOR PUBLICATION WITHOUT THE

APPROVAL OF THE APPELLATE DIVISION

This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the

internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.

SUPERIOR COURT OF NEW JERSEY

APPELLATE DIVISION

DOCKET NO. A-5589-18

PASQUALE FALCETTI, JR.,

Plaintiff-Appellant,

v.

WATERFRONT COMMISSION

OF NEW YORK HARBOR,

Defendant-Respondent,

and

PAUL BABCHIK,

Defendant.

___________________________

Argued April 21, 2021 – Decided August 23, 2021

Before Judges Ostrer, Accurso, and Vernoia.

On appeal from the Superior Court of New Jersey, Law

Division, Essex County, Docket No. L-4916-14.

George T. Daggett argued the cause for appellant.

Jennifer R. O'Connor argued the cause for respondent

(Saiber, LLC, attorneys; Jennifer R. O'Connor, on the

brief).

PER CURIAM

Plaintiff Pasquale Falcetti, Jr., appeals from the trial court's May 23, 2019

order granting summary judgment to defendant Waterfront Commission of New

York Harbor (the Commission) and dismissing plaintiff's claims for: (1) specific

performance, requesting the court order the Commission to register plaintiff as

approved to work on the waterfront in New York Harbor (the waterfront); (2)

tortious interference with economic advantage; (3) violation of plaintiff's

constitutional rights; (4) failure to act; and (5) breach of duty. Plaintiff also

appeals from a July 12, 2019 order denying his motion for reconsideration.

Unpersuaded by plaintiff's arguments, we affirm.

I.

"We review de novo the trial court's grant of summary judgment, applying

the same standard as the trial court." Abboud v. Nat'l Union Fire Ins. Co., 450

N.J. Super. 400, 406 (App. Div. 2017). This standard mandates the grant of

summary judgment "if the pleadings, depositions, answers to interrogatories[,]

and admissions on file, together with the affidavits, if any, show that there is no

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2

genuine issue as to any material fact challenged and that the moving party is

entitled to a judgment or order as a matter of law." R. 4:46-2(c).

Rule 4:46-2 requires that a motion for summary judgment be supported by

a statement of material facts which "cit[es] to the portion of the motion record

establishing [each] fact or demonstrating that [each fact] is uncontroverted." R.

4:46-2(a). "[A] party opposing a motion for summary judgment [must] 'file a

responding statement either admitting or disputing each of the facts in the

movant's statement.'" Claypotch v. Heller, Inc., 360 N.J. Super. 472, 488 (App.

Div. 2003) (quoting R. 4:46-2(b)). "[A]ll material facts in the movant's

statement which are sufficiently supported will be deemed admitted for purposes

of the motion only, unless specifically disputed by citation conforming to the

requirements of paragraph (a) demonstrating the existence of a genuine issue as

to the fact." R. 4:46-2(b). In our review of a summary judgment record, we

limit our determination of the undisputed facts to those properly presented in

accordance with Rule 4:46-2. Kenney v. Meadowview Nursing & Convalescent

Ctr., 308 N.J. Super. 565, 573 (App. Div. 1998).

A-5589-18

3

We glean the following undisputed facts based on our review of the

parties' respective Rule 4:46-2 statements.1 The Commission was created in

1953 by compact between the states of New Jersey and New York "as an agency

of both states, with the authority to license or register workers, and, for good

cause, to refuse licenses or registrations, and to regulate labor and hiring

practices on the waterfront."2 In re Application of Waterfront Comm'n, 32 N.J.

323, 331-32 (1960); see also L. 1953, c. 202, c. 203; Waterfront Commission

Act (the Act), N.J.S.A. 32:23-1 to -228.3 "[T]he primary purpose of this bistate

legislation was the elimination of corruption on the waterfront . . . ." Waterfront

Comm'n v. Mercedes-Benz of N. Am., Inc., 99 N.J. 402, 409 (1985).

1

In his responses to the Commission's statement of material facts, plaintiff does

not provide a single citation to the record. See R. 4:46-2(a) to (b). As a result,

we deem admitted each sufficiently supported fact proffered in the

Commission's Rule 4:46-2 statement. See ibid.

2

The parties also present applicable law in their respective Rule 4:46-2

statements, and we likewise reference relevant law within our summary of the

undisputed facts.

3

The Act was effectively repealed on January 16, 2018, by L. 2017, c. 324,

which: repealed N.J.S.A. 32:23-1 to -225; continued in effect only N.J.S.A.

32:23-226 to -228; and added new provisions, N.J.S.A. 32:23-229 to -230 and

N.J.S.A. 53:2-8 to -36, that, in pertinent part, transferred the investigative

functions of the Commission to the New Jersey State Police. In our discussion

of the issues presented on appeal, we apply, and cite to, provisions of the Act in

effect prior to January 16, 2018, because the Commission's actions plaintiff

challenges in his complaint occurred prior to that date.

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4

Plaintiff is a member of the International Longshoreman's Association

(ILA).4 Longshoremen must be registered by the Commission to work on the

waterfront. The Commission may deny registration to an applicant "found by

the [C]ommission on the basis of the facts and evidence before it, to constitute

a danger to the public peace or safety." N.J.S.A. 32:23-29(c). The Commission

also may deny registration based upon an applicant's "[a]ssociation with a

person who has been identified by a federal, State[,] or local law enforcement

agency as a member or associate of an organized crime group," or "convicted of

a racketeering activity" if registration "would be inimical to the policies of [the

A]ct." N.J.S.A. 32:23-92(6) to (7).

4

The Commission asserts in its Rule 4:46-2 statement that "[t]he ILA is a

collective bargaining representative of longshoremen and other waterfront

workers employed in the Port." The Act's definition of "[l]ongshoreman"

includes, in pertinent part, "a natural person, other than a hiring agent, who is

employed for work at a pier or other waterfront terminal" "either by a carrier of

freight by water or by a stevedore physically to perform labor or services

incidental to the movement of waterborne freight on vessels berthed at piers, on

piers[,] or at other waterfront terminals, including, but not limited to, . . . general

maintenance men." Mercedes-Benz, 99 N.J. at 407 (quoting N.J.S.A. 32:23-

85(6)(a)). "Generally, the Act defines 'stevedore' as a contractor engaged by a

third party to move waterborne freight, or to perform labor and services

incidental to the movement of freight, on ships berthed at piers, on the piers

themselves, or at other waterfront terminals." Id. at 410 n.7 (first citing N.J.S.A.

32:23-6; and then citing N.J.S.A. 32:23-85(1)).

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The parties agree the Commission carried out its operations through

various divisions, including the Law Division, which investigated license and

registration applicants to determine if they satisfied the Act's standards and

requirements. The Commission's Police Division investigated criminal activity

on the waterfront, conducted background checks of license and registration

applicants, and maintained the Commission's investigative files. The

Intelligence Division collected and analyzed data concerning organized crime

and racketeering activities on the waterfront.

In April 2012, plaintiff applied for registration to work on the waterfront.

At the time, plaintiff worked for Apexel, LLC, a subsidiary of Maher Terminals,

LLC (collectively Apexel). Prior to 2012, Apexel employees at the facility

where plaintiff worked were not within the Commission's jurisdiction, but the

employees "moved into" the Commission's jurisdiction following relocation of

the facility in 2012. Apexel sponsored plaintiff's application for registration.

See N.J.S.A. 32:23-114 ("The [C]ommission shall accept applications for

inclusion in the longshoremen's register: (a) upon the joint recommendation in

writing of stevedores and other employers of longshoremen [on] the

[waterfront], acting through their representative for the purposes of collective

bargaining with a labor organization representing such longshoremen [;] . . . or

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(b) upon the petition in writing of a stevedore or other employer of

longshoremen [on] the [waterfront] . . . .").

In his application, plaintiff stated he had "knowingly associated with a[]

person known or reputed to be a member or associate of an organized crime

group," and he indicated his "father . . . was arrested in 2001 or 2002, was away

for [five] and a half years[,] and [is] now back, off parole[,] and working. "5

Plaintiff also answered in the application that he had "been arrested for, charged

with, indicted for, or convicted of the commission of or the attempt or

conspiracy to commit any crime or offense," and stated "he had been charged

with 'leaving the scene of [an] accident.'" Plaintiff also reported he had "been

5

The Commission also reports in its statement of material facts, see R. 4:46-

2(a), that "[p]laintiff's father, Pasquale Falcetti, Sr., has been identified by

numerous law enforcement agencies as a capo in the Genovese organized crime

family." The Commission asserts, "In 2003, Falcetti, Sr.[,] was charged in a

civil [Racketeer Influenced and Corrupt Organizations (RICO)] complaint for

extortion conspiracy and racketeering activities on the waterfront," the final

result of which was his "convict[ions for] defrauding the pension and welfare

benefit fund for [waterfront] employees," and for "conspiracy to extort money

from owners, officers, employees and agents of the businesses operating [on]

the [waterfront] and from other ILA . . . union positions." The Commission

states that following his convictions, Falcetti, Sr., "was permanently enjoined

from any commercial activity [on] the [waterfront]." Finally, the Commission

claims that "[i]n 2014, [Falcetti, Sr.,] was again convicted for extortion

conspiracy and sentenced to [thirty] months imprisonment." Plaintiff does not

deny these facts in its response or counterstatement of material facts, and we

therefore deem them admitted for purposes of the Commission's summary

judgment motion. See R. 4:46-2 (a) to (b).

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named . . . or referred to in an[] indictment or other accusatory instrument

(including as an unindicted co-conspirator) or been named in or the subject of a

search warrant or court ordered electronic surveillance," and indicated "he had

been 'asked about on a case of Harold Daggett about how [plaintiff] got the job

of a [l]ongshoreman.'"6

"After receipt of [p]laintiff's application, the . . . Commission commenced

an investigation to determine whether [p]laintiff satisfied the statutory

requirements to be registered as a maintenance worker." The investigation was

"undertaken by a team . . . of senior and assistant counsel[], police detectives[,]

and intelligence analysts."7 "[T]he . . . Commission conducted two separate

6

The Commission asserts in its Rule 4:46-2 statement that "Harold Daggett is

the [p]resident of the [ILA]."

7

Plaintiff denies the Commission's contention in his response to the

Commission's Rule 4:46-2 statement, see R. 4:46-2(b), because the Commission

"claimed privilege in connection with its investigation," and its "assertion of

privilege render[ed] [p]laintiff[ unable] to answer [these m]aterial [f]act[s]."

However, following this denial, plaintiff admits Paul Babchik, Esq., the

Commission's senior counsel, "was the lead attorney supervising the

investigation," and that, "[o]n June 27, 2012, . . . Babchik advised [p]laintiff's

counsel," George Daggett, Esq., "that the . . . Commission had commenced an

investigation to determine whether [p]laintiff met the eligibility requirements. "

Plaintiff also admits "Babchik specifically advised that the . . . Commission was

investigating, among other things, [the] admissions made by [p]laintiff in [his]

application." Plaintiff otherwise admits the existence of an "investigation"

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8

interviews of [p]laintiff . . . on September 5, 2012 and October 23, 2013," and

questioned plaintiff "about the various answers he provided . . . in [his]

application." "Plaintiff was also questioned about his employment (while his

application was pending) at . . . the Nyack Pour House, his receipt of

unemployment benefits while he was employed [there,] . . . and the reporting of

his income on his tax returns." The Commission also "issued numerous

subpoenas on the Nyack Pour House, seeking documents and testimony related

throughout his responses to the Commission's statement of material facts. See

R. 4:46-2(a) to (b).

In Falcetti v. Waterfront Commission of New York Harbor (Falcetti I),

No. A-1082-15 (App. Div. Dec. 23, 2016) (slip op. at 19-20), we vacated the

trial court's order granting plaintiff's motion to compel discovery of the

Commission's investigatory file and remanded for the court to consider the

Commission's privilege log and perform the requisite balancing test of the

competing interests in disclosure of the documentation under Loigman v.

Kimmelman, 102 N.J. 98, 112-13 (1986). In Falcetti v. Waterfront Commission

of New York Harbor (Falcetti II), No. A-2912-16 (App. Div. July 5, 2017) (slip

op. at 10-11), we again vacated and remanded the court's order compelling

disclosure of the documentation because the court did not make the requisite

findings of fact and conclusions of law pursuant to Rule 1:7-4(a).

The record does not disclose the court's actions following our second

remand, and plaintiff does not appeal from any order entered following the

remand or argue the court erred following the second remand by determining

the Commission's investigative materials should not be provided in discovery

based on privilege or otherwise. Thus, any claim the court erred by determining

on remand that plaintiff is not entitled to discovery of investigative materials is

waived. See Sklodowsky v. Lushis, 417 N.J. Super. 648, 657 (App. Div. 2011)

(explaining "issue[s] not briefed on appeal [are] deemed waived").

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to [p]laintiff's employment," and "conducted an interview . . . [of] one of the

owners of the [establishment], regarding [p]laintiff's work schedule and salary,"

on July 31, 2013.8 Throughout its investigation, the Commission "also requested

extensive documents from [p]laintiff, which [he] produced."

On or just prior to July 3, 2014, "Babchik . . . spoke (by telephone) with

Jay Ruble, Esq., Apexel's General Counsel." Following their conversation,

"Ruble emailed and mailed a letter to the . . . Commission formally withdrawing

Apexel's sponsorship of [p]laintiff's application." As a result of "Apexel's

withdrawal of [plaintiff's] sponsorship," the Commission was "statutorily

precluded [from taking] any further action . . . on [p]laintiff's application." See

N.J.S.A. 32:23-114. "On July 8, 2014, the . . . Commission notified [p]laintiff

that his application . . . had been administratively withdrawn for lack of

employer sponsorship."

8

Plaintiff again asserts in his response to the Commission's Rule 4:46-2

statement that he cannot respond to "this [m]aterial [f]act because the

[Commission] claimed privilege." However, the Commission supports this fact

with citation to competent record evidence, see R. 4:46-2(a) to (b), and,

moreover, "[p]laintiff's counsel admitted . . . he was made aware from

independent sources of activities taken by the . . . Commission's Police Division

in connection with its investigation of [p]laintiff," and plaintiff's counsel wrote

to Babchik in a May 7, 2013 email, "I learned today that . . . Commission

employees visited an establishment where [plaintiff] has been working in order

to survive."

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Plaintiff filed a complaint on July 14, 2014, "alleging [the Commission]

intentionally delayed and took no action in connection with [plaintiff's]

application," and seeking an order requiring the Commission to immediately

register him. Plaintiff also demanded punitive damages, counsel fees, costs, and

lost wages from April 2012 forward. 9

Following the conclusion of discovery, which included the depositions of

Babchik and Ruble, plaintiff filed an amended complaint asserting five causes

of action: (1) specific performance, "demand[ing a] judgment mandating that

the . . . Commission . . . immediately register . . . [p]laintiff as an approved

employee"; (2) tortious interference with economic advantage; (3) violation of

plaintiff's constitutional rights; (4) failure to act; and (5) breach of duty. Each

cause of action plaintiff asserted in the amended complaint was premised upon

one, or both, of the following factual assertions: (1) that the Commission

"deliberately delayed the application process for . . . [p]laintiff in hopes that

[he] . . . would withdraw his application"; and (2) that Babchik threatened,

coerced, or otherwise "induced" Ruble during their 2014 phone conversation to

withdraw plaintiff's sponsorship.

9

Plaintiff's July 14, 2014 complaint is not included in the record on appeal.

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11

We briefly describe Babchik's and Ruble's testimony concerning the

contents of their 2014 conversation preceding Apexel's withdrawal of plaintiff's

sponsorship. Ruble testified that during the conversation, "one of the

things . . . Babchik had mentioned to him was, '[D]o you know who [plaintiff's]

father is[?]'", and "Ruble responded that he did not." Ruble stated he "believe[d

Babchik] referenced something like a banned list" concerning plaintiff's father,

but he did not "recall if that[ was] the actual term." Ruble claimed, "having

heard that[, he] asked . . . Babchik, . . . 'What's the implications of that?'", and

Babchik responded, "[C]ertainly [plaintiff] would require a hearing." Ruble

testified he could not "recall if . . . Babchik gave [him] a specific amount of time

that [the process] would probably take," and "Babchik . . . didn't [tell him] it was

going to take a long time," but Ruble "believe[d] it was apparent from the

conversation that it was going to take a long time." Ruble testified "the reason

Apexel . . . withdr[ew] its sponsorship . . . [was] because it was going to take a

long period of time and Apexel didn't want to wait any longer."

Ruble testified "Apexel [did not] withdraw its sponsorship of [plaintiff]

because . . . Babchik asked [him] who [plaintiff's] father was," nor

"[d]id . . . Apexel withdraw its sponsorship . . . because . . . Babchik told

[him] . . . [plaintiff]'s father is on a banned list." Ruble further testified Babchik

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did not "threaten" or "coerce [him] into withdrawing [plaintiff's] sponsorship";

"Babchik [did not] threaten that the . . . Commission would take any action

against [him] if . . . Apexel continued [plaintiff's] sponsorship"; "Babchik [did

not] threaten that the . . . Commission would take any action against . . . Apexel

if they continued [plaintiff's] sponsorship"; Babchik did not "impl[y] . . . that

the . . . Commission would not renew [Apexel]'s . . . license if it continued

[plaintiff's] sponsorship"; and "Babchik said [nothing] to [him] at any

point . . . that gave [him] the impression . . . that the . . . Commission would not

renew [Apexel]'s . . . license if it continued [plaintiff's] sponsorship." Finally,

Ruble testified he did not recall Babchik asking him, "Are you sure you want

[plaintiff] working for . . . Apexel?"

Babchik likewise testified he did not threaten, coerce, or instruct Ruble to

withdraw the sponsorship, and that he never asked Ruble if Ruble was "sure [he]

want[ed plaintiff] to work at Apexel." However, Babchik testified that during

the call, Ruble "apologized to [him] . . . [and] said that he should have told

[Babchik] eight months ago, but [Ruble] had asked around at [Apexel] . . . and

no one had heard of [plaintiff], and . . . for that reason they were withdrawing

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[their] sponsorship."10 Ruble testified he did not recall giving that reason to

Babchik; he did not recall doing any investigation into plaintiff prior to his and

Babchik's 2014 conversation; he did not recall telling Babchik "no one [knew]"

plaintiff; and he "would believe" "people [at Apexel] . . . [knew] who [plaintiff]

was."

Babchik testified that "[f]rom 2012 until . . . [approximately] June of

2013," the Commission's investigation "had . . . disclosed . . . reason[s] to

disqualify [plaintiff] from registration."11 However, Babchik stated he did not

advise anyone outside of the Commission's authority of any reasons to disqualify

plaintiff. When plaintiff's counsel asked Babchik, "What took so long to not

deny [plaintiff's] application if you said there was a reason . . . between 2012

and 2013?", Babchik responded, "The ongoing investigation and awaiting a

manpower assessment from [Apexel]."12 The record further establishes that

10

Babchik also testified the Commission's investigation did not reveal whether

plaintiff actually worked for Apexel, only that he was on Apexel's payroll.

11

Babchik was instructed by his counsel "not to answer [what those reasons

were] on the basis of the law enforcement investigatory privilege."

12

Ruble testified that he did not recall "Babchik [ever asking him] to do a

manpower assessment," and he "ha[d] no recollection of"

"[p]romising . . . Babchik at any time from 2012 to 2014 that [he] would do a

manpower assessment or . . . a staffing assessment in connection with"

plaintiff's application.

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during Babchik's deposition, he testified additional reasons supporting the

possible denial of plaintiff's application were developed during the period of

2013 to 2014, and that, at the time of the deposition, the investigation into

plaintiff's application was still ongoing. During the investigation, Babchik

received "a number of emails" from plaintiff's counsel concerning "why

[plaintiff's] application was taking so long."

The Commission moved for summary judgment. The court heard

argument on the Commission's motion, and, in an opinion from the bench,

granted the motion. The court found "[n]othing in [the] record suggests or

establishes any arbitrary conduct [or malice] on the part of the [Commission] in

connection with [plaintiff's] application." The court acknowledged the

application "took over . . . two years to investigate," but noted "it was not . . . a

simple investigation that did not raise issues." The court also found plaintiff

presented no evidence of a "time limitation[]" on the Commission's

investigation, and he did not offer any "evidence that the delay was unreasonable

or unjustified."

The court further noted that the Commission was conducting its

investigation over the two-year period, and the investigation had not yet been

completed when the sponsorship was withdrawn. The court also found Babchik

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informed plaintiff's counsel "throughout that period of what was going on." The

court then explained there is no constitutional "guarantee of registration to any

applicant," and that "before [the investigation] was concluded[,] Apexel

withdrew its sponsorship of the application . . . . And without that

sponsorship[,] the Commission . . . didn't have jurisdiction" to grant or deny

plaintiff's application.

The court concluded plaintiff did not present any competent evidence

supporting his "whole underlying argument" that the Commission "acted

arbitrarily, capriciously, or unreasonably" by either threatening or directing

Ruble to withdraw plaintiff's sponsorship or by intentionally and unduly

delaying its investigation, and that, as a result, plaintiff did "not sustain a cause

[of action] . . . against the Commission." The court entered an order awarding

the Commission summary judgment on May 23, 2019.

Plaintiff filed a motion for reconsideration of the summary judgment

order, which the court denied on July 12, 2019. In an oral opinion, the court

found plaintiff's motion for reconsideration was "identical to the motion the

[c]ourt[] already decided," and merely "a re-argument of the claims from

[plaintiff's] original [opposition to] summary judgment." The court explained

plaintiff failed to demonstrate that "[t]he [c]ourt expressed its decision based on

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a palpably incorrect or irrational basis," or "[t]he [c]ourt did not consider or

fail[ed] to appreciate the significance of probative competent evidence ," see

Kornbleuth v. Westover, 241 N.J. 289, 301 (2020), and, therefore, plaintiff did

not sustain his burden to warrant reconsideration.

Plaintiff appeals from the court's May 23, 2019 order granting summary

judgment to the Commission and the court's July 12, 2019 order denying his

reconsideration motion.13 Plaintiff's brief on appeal includes three point

headings in the Legal Argument section of his Table of Contents. The point

headings are:

13

The Commission argues plaintiff's appeal of the court's summary judgment

award was untimely, and that we thus should not address plaintiff's arguments

concerning the summary judgment order. However, where "a motion for

reconsideration [of a summary judgment order] . . . implicate[s] the substantive

issues in the case and the basis for the motion judge's ruling on the summary

judgment and reconsideration motions . . . [are] the same," "an appeal solely

from . . . the denial of reconsideration may be sufficient for . . . appellate review

of the merits of the case, particularly where those issues are raised in the [case

information statement (CIS)]." Fusco v. Bd. of Educ. of Newark, 349 N.J.

Super. 455, 461 (App. Div. 2002). Here, although plaintiff's initial notice of

appeal stated he appealed only from the court's July 12, 2019 order denying

reconsideration, plaintiff indicated in his CIS that he also appealed from the May

23, 2019 order granting summary judgment. Further, "the basis for the motion

judge's ruling on the summary judgment and reconsideration motions [is] . . . the

same," ibid.; the court stated plaintiff's arguments in his motion for

reconsideration were "identical to the motion the [c]ourt[] already decided" on

summary judgment. Thus, even if plaintiff's appeal from the summary judgment

order was untimely, we must necessarily review the order to render a proper

determination on the court's order denying reconsideration. See ibid.

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Point I

The June-July Conversation Between Babchik and

Ruble

Point II

The Summary Judgment in this Case Should Have Been

Denied

Point III

The Motion for Reconsideration Should Have Been

Granted

II.

Initially, we note plaintiff's first point heading does not identify any legal

argument, nor does plaintiff make any legal argument under this point heading

in his brief. Instead, in Point I plaintiff sets forth certain testimony of Ruble and

Babchik, which he claims is contradictory, and he discusses Ruble's inability at

deposition to recall certain conversations with Babchik. Plaintiff asserts that

because Ruble "was [forty-six] years old and had been [c]orporate [c]ounsel for

[Apexel] since 2006," "the inference arises as to Ruble's loss of memory" that

"clearly . . . [Ruble] did not want the fact finder to know exactly what

happened." However, plaintiff does not tether these claims to any legal

arguments or authority. We discern from plaintiff's brief that the purported facts

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included in Point I are actually directed towards plaintiff's Point II argument that

the court erred in granting the Commission summary judgment.

Although plaintiff argues in Point II of his brief that the court's grant of

summary judgment to the Commission was in error, plaintiff again does not offer

any specific legal arguments or provide a single citation to applicable law in

support of his contention. To be sure, he argues we should reverse the summary

judgment award because the Commission allegedly delayed its investigation into

his application and Babchik allegedly threatened Ruble to withdraw his

sponsorship. However, plaintiff offers no legal arguments, or citations to

applicable law, explaining how those factual assertions, if true, would preclude

judgment in the Commission's favor as a matter of law. See R. 2:6-2(a)(6)

(requiring "the brief of the appellant [to] contain[,] . . . under [a] distinctive

title[]," "[t]he legal argument for the appellant, which shall be divided, under

appropriate point headings, distinctively printed or typed, into as many parts as

there are points to be argued"); see also Hayling v. Hayling, 197 N.J. Super. 484,

488-89 (App. Div. 1984) (explaining Rule 2:6-2(a)(6) is intended to ensure an

appellant provides a reviewing court with "an orderly and considered

presentation of the matter on appeal so that the court 'may have before it such

parts of the record and such legal authorities as will be of help in arriving at a

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19

proper determination'" (quoting Abel v. Elizabeth Bd. of Works, 63 N.J. Super.

500, 509 (App. Div. 1960))).

Both the Commission and this court have "a right to know precisely what

legal arguments are being made and . . . need not respond to oblique hints and

assertions." Almog v. Isr. Travel Advisory Serv., Inc., 298 N.J. Super. 145, 155

(App. Div. 1997). It is not the role of this court to weave together the fabric of

an argument on plaintiff's behalf, or to fashion hypothetical arguments which

may support a finding of a genuine issue of material fact as to one of plaintiff 's

claims. Thus, because plaintiff presents no specific legal arguments concerning

how the facts alleged in his brief, if true, raise a genuine issue of material fact

as to any of his claims, and does not cite to any legal authority supporting such

a finding, he fails to establish the court erred by granting the Commission

summary judgment. See R. 2:6-2(a)(6); R. 4:46-2(c); see also Hayling, 197 N.J.

Super. at 488-89; Abel, 63 N.J. Super. at 509; Almog, 298 N.J. Super. at 155.

We therefore affirm the summary judgment order.

Despite plaintiff's failure to identify any legal arguments supporting his

claim the court erred by granting summary judgment on the five causes of action

asserted in the complaint, as noted, we discern from his brief on appeal that he

contends the court erred because the evidence establishes that Babchik

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20

threatened, coerced, or directed Ruble to withdraw Apexel's sponsorship, and

the Commission purposely or unreasonably delayed its investigation to avoid

providing plaintiff with a hearing or a denial of his application. Although

plaintiff does not discuss these factual assertions in the context of any legal

argument related to the court's summary judgment award on his asserted causes

of action, they clearly provide the singular foundation for plaintiff's arguments

on appeal. Plaintiff's argument must therefore fail because the record is bereft

of competent evidence establishing, or demonstrating a genuine issue of material

fact as to whether Babchik threatened, coerced, or directed Ruble to withdraw

the sponsorship or the Commission's investigation was purposely or

unreasonably delayed.

First, although he repeatedly claims Babchik threatened Ruble to

withdraw his application, plaintiff also then illogically "concedes . . . Ruble did

not have a gun to his head, nor was . . . Apexel threatened with interference with

its license by the . . . Commission." (Emphasis added). Plaintiff does not cite

to any record evidence supporting his repeated claim that Babchik "threatened"

Ruble to obtain withdrawal of Apexel's sponsorship. Plaintiff also repeatedly

asserts Ruble "was told by . . . Babchik to withdraw the sponsorship," (emphasis

added), but that claim again is untethered to a citation to any evidence. Plaintiff

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21

appears to fail to understand that repeating a purported factual assertion

numerous times in a brief does not make it true and does not create a factual

issue that defeats a proper summary judgment motion. Plaintiff was required to

support his factual assertions with citations to competent evidence, and he failed

to sustain that burden.

"Competent opposition [to a summary judgment motion] requires

'competent evidential material' beyond mere 'speculation' and 'fanciful

arguments.'" Hoffman v. Asseenontv.Com, Inc., 404 N.J. Super. 415, 426 (App.

Div. 2009) (quoting Merchs. Express Money Ord. Co. v. Sun Nat'l Bank, 374

N.J. Super. 556, 563 (App. Div. 2005)). "'[C]onclusory and self-serving

assertions' . . . without explanatory or supporting facts will not defeat a

meritorious motion for summary judgment." Id. at 425-26 (quoting Puder v.

Buechel, 183 N.J. 428, 440 (2005)); see also James Talcott, Inc. v. Shulman, 82

N.J. Super. 438, 443 (App. Div. 1964) ("Mere sworn conclusions of ultimate

facts, without material basis or supporting affidavits by persons having actual

knowledge of the facts, are insufficient to withstand a motion for summary

judgment.").

Here, plaintiff's contention Babchik instructed or threatened Ruble to

withdraw his sponsorship is not only unsupported by "competent evidential

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22

material," Hoffman, 404 N.J. Super. at 426 (quoting Merchs. Express, 374 N.J.

Super. at 563), it is directly contradicted by the record evidence. Ruble

unequivocally testified Babchik did not "threaten" or "coerce [him] into

withdrawing [plaintiff's] sponsorship," and that "the reason

Apexel . . . withdr[ew the] sponsorship . . . [was] because" Ruble inferred from

his and Babchik's conversation that the approval process for plaintiff "was going

to take a long period of time[,] and Apexel didn't want to wait any longer."

Babchik also testified he did not threaten Ruble to withdraw the sponsorship ,

and both Babchik and Ruble testified Babchik did not otherwise direct Ruble to

withdraw the sponsorship.

Plaintiff's claims Babchik threatened, coerced, or directed Ruble to

withdraw the sponsorship are based entirely upon "'speculation' and 'fanciful

arguments.'" Ibid. (quoting Merchs. Express, 374 N.J. Super. at 563).

Therefore, the court correctly found these claims did not raise a genuine issue

of material fact precluding summary judgment to the Commission on any of

plaintiff's causes of action. See ibid. (quoting Merchs. Express, 374 N.J. Super.

at 563); Puder, 183 N.J. at 440-41; James Talcott, Inc., 82 N.J. Super. at 443;

see also R. 4:46-2(c).

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23

Plaintiff also does not cite to any competent evidence supporting a finding

the Commission intentionally delayed its investigation; that the Commission's

investigation was delayed in any way; or that the Commission had any desire to

impede plaintiff's registration. Plaintiff does not argue the entirety, or any

specific aspect, of the Commission's investigation took longer for him than it

would have, or should have, for any other applicant who provided the same

responses as plaintiff on the application. Plaintiff also does not dispute the

Commission was actively investigating him from 2012 to 2014, or that the

Commission had the statutory authority to do so based upon his affirmative

responses on the application. See generally N.J.S.A. 32:23-10(11) to -86(4); see

also N.J.S.A. 32:23-92(6) to (7); N.J.S.A. 32:23-29(c). Plaintiff offers only the

conclusory assertion that, two years after submitting his application, the

Commission had not approved or denied him, and therefore the Commission

intentionally delayed its investigation.

Plaintiff's "conclusory and self-serving assertions"—that the Commission

intentionally delayed its investigation; the Commission had some ill-intent

towards plaintiff; or that the investigation was in any way delayed—"without

explanatory or supporting facts," Hoffman, 404 N.J. Super. at 425-26 (quoting

Puder, 183 N.J. at 440), constitute "mere 'speculation,''' id. at 426 (quoting

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24

Merchs. Express, 374 N.J. Super. at 563), and thus "[can]not [serve to] defeat

[the Commission's] motion for summary judgment," id. at 425-26; see also

Puder, 183 N.J. at 440-41; James Talcott, Inc., 82 N.J. Super. at 443. Plaintiff

was required to provide competent evidence supporting those assertions in his

opposition to the Commission's motion. See R. 4:46-2(c); Hoffman, 404 N.J.

Super. at 425-26; Puder, 183 N.J. at 440-41. He did not. Therefore, we concur

with the court's finding that plaintiff's claim that the Commission intentionally

or unreasonably delayed its investigation did not raise a genuine issue of

material fact precluding summary judgment to the Commission. See R. 4:46-

2(c); Hoffman, 404 N.J. Super. at 425-26; Puder, 183 N.J. at 440-41.

Finally, although plaintiff did not make the following argument before the

trial court, see Nieder v. Royal Indem. Ins., 62 N.J. 229, 234 (1973)

("[A]ppellate courts will decline to consider questions or issues not properly

presented to the trial court when an opportunity for such a presentation is

available 'unless the questions so raised on appeal go to the jurisdiction of the

trial court or concern matters of great public interest.'" (quoting Reynolds Offset

Co. v. Summer, 58 N.J. Super. 542, 548 (App. Div. 1959))), and did not brief

the issue on appeal, see Sklodowsky, 417 N.J. Super. at 657, we nonetheless

acknowledge that "[i]n limited circumstances, agency actions may be set aside

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25

as fundamentally unfair where the agency failed to act within a reasonable time

and the delay 'evidence[d] an entire lack of that acute appreciation of justice

which should characterize a tribunal with [such a] delicate and important duty.'"

N.J. Div. of Child Prot. & Permanency v. G.R., 435 N.J. Super. 392, 403 (App.

Div. 2014) (second and third alterations in original) (quoting In re Arndt, 67

N.J. 432, 436-37 (1975)). We further explained the doctrine of fundamental

unfairness "effectuates imperatives that government minimize arbitrary action,

and [it] is often employed when narrowed constitutional standards fall short of

protecting individual[s] against unjustified harassment, anxiety, or expense."

Ibid. (second alteration in original) (quoting State v. Miller, 216 N.J. 40, 71

(2013)). The "doctrine [is] to be sparingly applied," and only "in those rare

cases where not to do so will subject [an individual] to oppression, harassment,

or egregious deprivation." Ibid. (second alteration in original) (quoting Miller,

216 N.J. at 71-72).

As noted, however, plaintiff presents no evidence of undue delay or

arbitrary action in the Commission's investigation, nor does he offer evidence

supporting a finding the Commission failed to act within a reasonable time.

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26

Plaintiff merely notes the amount of time that elapsed between him filing the

application and Apexel's withdrawal of his sponsorship. 14

Plaintiff argues the investigation was unduly delayed because Babchik

testified he uncovered reasons to deny plaintiff registration during the period of

2012 to 2013 but he did not advise plaintiff of those reasons or deny plaintiff's

application at that time. Plaintiff does not cite to any legal authority supporting

the proposition that the Commission had an obligation to inform him of reasons

it developed to deny the application during its ongoing investigation, and

plaintiff's argument ignores Babchik's testimony that the Commission's

investigation continued to develop reasons to deny plaintiff's application in 2013

and 2014, and that the investigation continued even after Apexel withdrew its

sponsorship. The Commission was entitled to complete its investigation prior

to rendering a final determination on plaintiff's application, and, as noted,

plaintiff provides no evidence the Commission's ongoing investigation was

unreasonably conducted or unduly delayed.

14

We note plaintiff did not appeal from the trial court's determination, following

our remand in Falcetti II, concerning the Commission's privilege log, and

plaintiff does not argue on appeal that his inability to review that documentation

rendered him unable to determine the reasonableness of the Commission's

investigation.

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27

In sum, the entirety of plaintiff's complaint, as well as his arguments on

appeal, hinge either on his assertion (1) that Babchik threatened, coerced, or

directed Ruble to withdraw plaintiff's sponsorship, or (2) that the Commission

intentionally, unduly, or unreasonably delayed its investigation. Those

assertions constitute "mere 'speculation,''' unsupported by the evidentiary

record. Hoffman, 404 N.J. Super. at 426 (quoting Merchs. Express, 374 N.J.

Super. at 563). The court therefore correctly determined plaintiff failed to raise

a genuine issue of material fact precluding summary judgment to the

Commission on any of his claims. Id. at 425-26; see also Puder, 183 N.J. at 440-

41; R. 4:46-2(c).

III.

We next address plaintiff's argument the court erred by denying his motion

for reconsideration of the summary judgment order. "[A] motion for

reconsideration 'is not properly brought simply because a litigant is dissatisfied

with a judge's decision, nor is it an appropriate vehicle to supplement an

inadequate record.'" Guido v. Duane Morris LLP, 202 N.J. 79, 87 (2010)

(citation omitted). Rather, a motion for reconsideration "is primarily an

opportunity to seek to convince the court that either 1) it has expressed its

decision based upon a palpably incorrect or irrational basis, or 2) it is obvious

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28

that the court either did not consider, or failed to appreciate the significance of

probative, competent evidence." Kornbleuth, 241 N.J. at 301 (quoting Guido,

202 N.J. at 87-88). "[T]he aggrieved party [must] 'state[] with specificity the

basis on which [the motion for reconsideration] is made, including a statement

of the matters or controlling decisions which counsel believes the court has

overlooked or as to which it has erred.'" Ibid. (fourth alteration in original)

(quoting R. 4:49-2).

"We will not disturb the trial court's reconsideration decision 'unless it

represents a clear abuse of discretion.'" Ibid. (quoting Hous. Auth. of

Morristown v. Little, 135 N.J. 274, 283 (1994)). "An abuse of discretion 'arises

when a decision is made without a rational explanation, inexplicably departed

from established policies, or rested on an impermissible basis.'" Id. at 302

(quoting Pitney Bowes Bank, Inc. v. ABC Caging Fulfillment, 440 N.J. Super.

378, 382 (App. Div. 2015)).

Because we find the court did not err in granting the Commission

summary judgment, we also find the court did not err in denying reconsideration

of the summary judgment award.

Moreover, the court found "plaintiff [did] not identify any grounds that

would qualify for the [c]ourt to reconsider, nothing palpably incorrect. Nor any

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29

evidence that the [c]ourt failed to consider. It's a re-argument of the claims from

the original summary judgment." Plaintiff does not provide the certification he

submitted to the court in support of the motion in his appendix on appeal. As a

result, we are unable to review the certification either to confirm the court's

assessment of plaintiff's argument in support of the motion, or to render an

independent determination on whether plaintiff was merely "dissatisfied with

[the court]'s decision" and re-arguing his initial opposition to summary

judgment, Guido, 202 N.J. at 87 (citation omitted), or if he offered evidence

purporting to establish the court "expressed its decision based upon a palpably

incorrect or irrational basis, or . . . that the court . . . did not consider, or failed

to appreciate the significance of probative, competent evidence," Kornbleuth,

241 N.J. at 301 (quoting Guido, 202 N.J. at 87-88); see also R. 2:6-1(a)(1)(I)

(requiring an appellant to provide "such . . . parts of the record . . . as are

essential to the proper consideration of the issues" in his or her appendix on

appeal); Soc'y Hill Condo. Ass'n v. Soc'y Hill Assocs., 347 N.J. Super. 163, 177-

78 (App. Div. 2002) (finding because an appellant's failure to adhere to the

requirements of Rule 2:6-1(a)(1)(I) "rendered review on the merits impossible,

we ha[d] no alternative but to affirm"). Plaintiff's failure to provide on appeal

the certification submitted in support of his motion for reconsideration leaves us

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30

with no foundation upon which to find the court's denial of the motion was in

error. We therefore affirm the court's order. See R. 2:6-1(a)(1)(I); Soc'y Hill

Condo. Ass'n, 347 N.J. Super. at 177-78. We add only the following comments.

Plaintiff's arguments on appeal do not reveal a "palpably

incorrect . . . basis" upon which the court granted the Commission summary

judgment, nor do they establish the court "failed to appreciate the significance

of [any] probative, competent evidence." Kornbleuth, 241 N.J. at 301 (quoting

Guido, 202 N.J. at 87-88). Plaintiff argues the court ignored that the

Commission "did not deny [p]laintiff's application, did not approve that

application, [and] did not grant a hearing before an [ALJ,] which is a predicate

to denial." Thus, he claims the court "did not deal with [the Commission's]

failure to function in this case." Plaintiff's argument is incorrect and, in part,

self-defeating.

First, the court expressly considered that the Commission did not approve

or deny plaintiff's application or provide plaintiff with a hearing, and determined

these facts did not raise a genuine issue of material fact because (1) the

Commission actively investigated plaintiff's application, (2) plaintiff did not

provide evidence the investigation was unreasonable, see G.R., 435 N.J. Super.

at 402-03, and (3) the Commission was unable to take further action on

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31

plaintiff's application following Apexel's withdrawal of his sponsorship, see

N.J.S.A. 32:23-114. Second, although plaintiff argues the Commission

breached a duty by not affording him "a hearing[,] . . . which is a predicate to

denial," plaintiff admits the Commission did not issue a denial. Thus, the

Commission could not have breached a duty to plaintiff by virtue of its failure

to grant him a hearing that is a "predicate to denial" where the undisputed

evidence established the Commission did not issue a denial.

Plaintiff inaccurately claims "[t]he [c]ourt never dealt with why the

sponsorship was withdrawn." However, the court expressly addressed Apexel's

withdrawal of plaintiff's sponsorship, and found the undisputed facts established

Apexel did not withdraw the sponsorship due to any influence exerted by the

Commission. Because the court found the Commission did not coerce or instruct

Apexel to withdraw plaintiff's sponsorship, Apexel's reasoning was of no

moment to the court's decision. Once Apexel withdrew the sponsorship, the

Commission lacked authority to take further action on plaintiff's application.

See ibid. Plaintiff's mere dissatisfaction with the court's analysis of the evidence

in its summary judgment determination is not a proper basis for reconsideration.

See Guido, 202 N.J. at 87. Further, and as noted, the court analyzed the evidence

before it on the summary judgment motion, and correctly determined the

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32

evidence did not raise any genuine issues of material fact and the Commission

was entitled to judgment as a matter of law.

Because "[w]e will not disturb the trial court's reconsideration decision

'unless it represents a clear abuse of discretion,'" Kornbleuth, 241 N.J. at 301

(quoting Hous. Auth. of Morristown, 135 N.J. at 283), and the court's decision

here was accompanied by "a rational explanation," in accord with case law and

"established policies," and rested on the precise basis a reconsideration motion

should be decided on—whether the movant indicated a palpable error in the

court's issuance of the underlying order or that the court failed to appreciate

probative evidence—there exists no basis for us to disturb the court's denial of

reconsideration, id. at 302 (quoting Pitney Bowes Bank, 440 N.J. Super. at 382);

see also Guido, 202 N.J. at 87-88.

Any arguments made on plaintiff's behalf that we have not expressly

addressed are without sufficient merit to warrant discussion in a written opinion.

R. 2:11-3(e)(1)(E).

Affirmed.

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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