finding that in 1995, “the validity of CBLA was widely accepted, and courts regularly admitted CBLA evidence until 2003”
How later courts described this case
- finding that in 1995, “the validity of CBLA was widely accepted, and courts regularly admitted CBLA evidence until 2003”
Written by the judges who cited it.
The opinion
FILED
NOT FOR PUBLICATION
JUN 22 2021
UNITED STATES COURT OF APPEALS MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
JASON DEREK KRAUSE, No. 20-16087
Plaintiff-Appellant, D.C. No.
3:19-cv-08054-MTL-ESW
v.
ERNEST PEELE; et al., MEMORANDUM*
Defendants-Appellees.
Appeal from the United States District Court
for the District of Arizona
Michael T. Liburdi, District Judge, Presiding
Argued and Submitted June 15, 2021
San Francisco, California
Before: THOMAS, Chief Judge, and BRESS and BUMATAY, Circuit Judges.
Jay Krause appeals the district court’s dismissal of his claims against Ernest
Peele—an FBI agent who compiled a report and testified at Krause’s criminal trial
regarding comparative bullet lead analysis (“CBLA”). We have jurisdiction
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
pursuant to 28 U.S.C. § 1291, and we affirm. Because the parties are familiar with
the facts of this case, we need not recount them here.
We review de novo a district court’s dismissal based on absolute immunity.
Garmon v. County of Los Angeles, 828 F.3d 837, 842 (9th Cir. 2016). We review
legal issues pertaining to qualified immunity—such as whether an asserted federal
right was clearly established at a particular time—de novo. See Elder v. Holloway,
510 U.S. 510, 516 (1994). In reviewing a district court’s Rule 12(b)(6) dismissal,
we accept as true all well-pleaded allegations of material fact and construe them in
the light most favorable to the non-moving party. Daniels-Hall v. Nat’l Educ.
Ass’n, 629 F.3d 992, 998 (9th Cir. 2010).
Under the circumstances presented by this case, Peele is entitled to absolute
immunity from suit. “[I]mmunity analysis rests on functional categories, not on
the status of the defendant.” Briscoe v. LaHue, 460 U.S. 325, 342 (1983).
Testifying witnesses are entitled to absolute immunity for their testimony, although
that immunity “does not shield non-testimonial conduct” or conduct that is not
“‘inextricably tied’ to their testimony.” Paine v. City of Lompoc, 265 F.3d 975,
981 (9th Cir. 2001) (quoting Franklin v. Terr, 201 F.3d 1098, 1102 (9th Cir.
2000)). The timing of the challenged conduct “informs our determination of the
function performed, but it is not determinative.” KRL v. Moore, 384 F.3d 1105,
2
1111 (9th Cir. 2004). Peele’s testimony at trial is entitled to absolute immunity,
and he is also entitled to absolute immunity for the preparation of his report. The
substance of Peele’s report was inextricably tied to his testimony, in particular,
because in order for Peele to testify at trial, he was required to produce the report
under Arizona Rule of Criminal Procedure 15.1(a)(3). Moreover, Peele prepared
the report several months after the initial investigation had been completed at a
time when Krause had already been arrested and indicted, Peele never visited the
crime scene to gather evidence or speak to witnesses in preparing his report, and
his report’s role was limited to the evaluation of evidence that had already been
3
collected. Thus, the report is best seen as testimonial in nature prepared with an
eye towards trial, and Krause is entitled to absolute immunity.1
Because we resolve this case on immunity grounds, we need not and do not
reach any of the other issues addressed by the parties.
AFFIRMED.
1
Although we need not reach the issue, Peele would also be entitled to
qualified immunity for his pre-trial actions. In determining whether an officer is
entitled to qualified immunity, we consider: (1) “whether the officer violated a
plaintiff’s constitutional right,” and (2) “whether the constitutional right was
clearly established in light of the specific context of the case at the time of the
events in question.” Mattos v. Agarano, 661 F.3d 433, 440 (9th Cir. 2011)
(internal quotations and citation omitted). To be clearly established, the right’s
contours must be “sufficiently definite that any reasonable official in [his or her]
shoes would have understood that he [or she] was violating it.” Hardwick v.
County of Orange, 844 F.3d 1112, 1117 (9th Cir. 2017) (quoting Plumhoff v.
Rickard, 572 U.S. 765, 779 (2014)). The analysis is an objective one, not a
subjective one. At the time of trial, CBLA was still widely recognized as an
accepted practice. We therefore cannot conclude that the contours of the right
Krause asserts were sufficiently clear that any reasonable official would understand
that the use of CBLA evidence in 1994 amounted to the fabrication of evidence
and would violate a defendant’s right not to have fabricated evidence used against
him. See Maryland v. Kulbicki, 577 U.S. 1, 4 (2015) (finding that in 1995, “the
validity of CBLA was widely accepted, and courts regularly admitted CBLA
evidence until 2003”).
4