Com. v. Fredericks, K.

J-S42045-20

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF

: PENNSYLVANIA

:

v. :

:

:

KRISTI FREDERICKS :

:

Appellant : No. 3245 EDA 2019

Appeal from the Judgment of Sentence Entered August 2, 2019

in the Court of Common Pleas of Chester County

Criminal Division at No(s): CP-15-CR-0002349-2018

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF

: PENNSYLVANIA

:

v. :

:

:

KRISTI FREDERICKS :

:

Appellant : No. 3246 EDA 2019

Appeal from the Judgment of Sentence Entered August 2, 2019

in the Court of Common Pleas of Chester County

Criminal Division at No(s): CP-15-CR-0003155-2017

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF

: PENNSYLVANIA

:

v. :

:

:

KRISTI FREDERICKS :

:

Appellant : No. 3247 EDA 2019

Appeal from the Judgment of Sentence Entered August 2, 2019

in the Court of Common Pleas of Chester County

Criminal Division at No(s): CP-15-CR-0001984-2017

BEFORE: PANELLA, P.J., OLSON, J., and MUSMANNO, J.

J-S42045-20

MEMORANDUM BY MUSMANNO, J.: FILED DECEMBER 15, 2020

Kristi Fredericks (“Fredericks”) appeals from the judgments of sentence

entered following her convictions of five counts of theft by deception; four

counts of forgery; three counts of tampering with records; two counts each of

unsworn falsifications, theft by failure to make required deposit, attempt to

commit theft by deception, and unauthorized practice of law; and one count

each of attempt to commit theft by unlawful taking, theft by unlawful taking,

and theft by extortion.1 We affirm in part, vacate the judgment of sentence,

and remand for resentencing.

Fredericks was formerly licensed as an attorney in the Commonwealth

of Pennsylvania and the State of New Jersey.2 Fredericks was charged on

June 30, 2017, at docket number CP-15-CR-0001984-2017 (“Docket No.

1984-2017”), September 20, 2017, at docket number CP-15-CR-0003155-

2017 (“Docket No. 3155-2017”), and July 24, 2018, at docket number CP-15-

CR-0002349-2018 (“Docket No. 2349-2018”), after an investigation revealed

that she had defrauded several of her clients between October 2013 and June

2016, and engaged in the unauthorized practice of law after she had been

____________________________________________

118 Pa.C.S.A. §§ 3922(a)(1), (2); 4101(a)(2), (3); 4104(a); 4904(b); 3927;

901(a), 3922(a)(1); 2524; 901(a), 3921(a)(1); 3921(a)(1); 3923(a)(4).

2 By Order of the Supreme Court of Pennsylvania, Fredericks was disbarred

from the practice of law in Pennsylvania, effective January 1, 2016.

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disbarred in Pennsylvania. The trial court, in its Opinion, summarized the

circumstances underlying Fredericks’s convictions as follows:

[Docket No.] 1984-2017

In or about July of 2014, [Fredericks], then licensed to

practice law in Pennsylvania, improperly wrote herself a check on

the Susquehanna [Bank] account of the Estate of G. Raymond

Elmer [(the “Elmer Estate”)], a client of [Fredericks], in the

amount of $28,972.50, without the knowledge, permission, or

consent of the executor of the [Elmer] Estate. [Fredericks] later

deposited the check into one of her own personal bank accounts.

In or about February of 2015, [Fredericks] … fabricated a Fee

Agreement Letter purportedly addressed to Raymond K. Elmer,

the executor of the [Elmer Estate], providing for a 15% attorney

fee instead of the 10% which had been previously agreed upon.

In or about November of 2014, [Fredericks] … improperly

wrote herself a check of [sic] the First Niagara [Bank (“First

Niagara”)] account of the Estate of Vera Ahern [(the “Ahern

Estate”)], a client of [Fredericks], in the amount of $9,000,

without the knowledge, permission or consent of the executor of

the [Ahern Estate]. [Fredericks] subsequently deposited the

check she wrote to herself on the [Ahern] Estate account into one

of her own personal bank accounts. In or about February of 2015,

[Fredericks] … improperly wrote herself a second check on the

First Niagara account of the [Ahern Estate], in the amount of

$57,000, without the knowledge, permission, or consent of the

executor of the [Ahern] Estate. [Fredericks] subsequently

deposited the check into one of her own personal bank accounts.

Because the First Niagara Estate account had already been closed,

[Fredericks] was unable to obtain [] money from the check.

Also in or about February 2015, [Fredericks] … executed a

verification, subject to the provisions set forth in 18 Pa.C.S.[A.

§] 4904, in which she attested that the facts contained in the

document titled “Answer to Petition for Return of Estate Property”

(“Answer”), were true and correct to the best of her knowledge,

information and belief. The Answer, which was filed of record in

the Orphan’s Court, contained a statement that [the] executor,

Raymond K. Elmer, had prepared an inheritance tax return, a

statement that [Fredericks] knew to be false because she herself

had prepared and filed the tax return that was grossly inadequate

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and erroneous. The Answer, verified by [Fredericks], also had

attached to it a copy of the purported Fee Agreement Letter which

[Fredericks] had falsified and contained a statement that

[Raymond] Elmer had agreed to an attorney fee of 15% when, in

reality, [Fredericks] knew that he had only agreed to a 10%

attorney fee.

In or about November of 2014, [Fredericks] … received an

advanced payment of attorney’s fees in the amount of $2,500

from Donald Peszko [(“Peszko”)], a client of [Fredericks], which,

pursuant to a written Fee Agreement Letter, she was required to

hold in escrow. Instead of complying with the applicable Fee

Agreement, [Fredericks] deposited [] Peszko’s money into one of

her own personal bank accounts. In or about January of 2015,

[Fredericks] … received a second $2,500 payment from [] Peszko,

and again failed to properly escrow it as required by the written

Fee Agreement Letter. In or about May of 2015, [Fredericks] …

sent [] Peszko a fraudulent billing invoice for $5,200 when, in fact,

[Fredericks] knew she had not earned the purported billed

amount. In or about September 2015, [Fredericks] … altered a

written Fee Agreement Letter that had been executed in

November of 2014 by [] Peszko, a client, by changing the amount

of an attorney fee from $2,500 to $5,000, and by removing the

requirement that [] Peszko’s money be escrowed, thereby making

[] Peszko’s advanced payments for attorney’s fees non-

refundable. In or about September of 2015, [Fredericks] … signed

[] Peszko’s name and signature on the written Fee Agreement

Letter that she had previously altered. [Fredericks] did so without

[] Peszko’s knowledge, consent or permission. In or about

September 2015, [Fredericks], … [while] under investigation by

the Office of Disciplinary Counsel of the Disciplinary Board of the

Supreme Court of Pennsylvania, submitted to Disciplinary Counsel

a copy of the written Fee Agreement with [] Peszko, wherein she

had altered and forged [] Peszko’s name and signature on the

document.

In or about October of 2013, [Fredericks] … obtained $3,000

from Esther Meeks [(“Meeks”)], a client of [Fredericks], to resolve

a subdivision matter for [] Meeks. In order to secure a retainer

from [] Meeks, [Fredericks] knowingly misrepresented her

qualifications, telling [] Meeks that it was a “simple subdivision”

when, in fact, [Fredericks] had no experience handling land

use/subdivision matters. In or about May of 2014, [Fredericks] …

obtained another $3,000 from [] Meeks by false pretenses. In

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doing so, [Fredericks] represented to [] Meeks that the subdivision

approval process was progressing along when, in reality, she had

not even initiated the process or earned the previous $3,000 that

she had received from [] Meeks in October of 2013. In or about

March of 2015, [Fredericks] … fabricated a written billing invoice

and provided it to [] Meeks in which [Fredericks] claimed to have

done subdivision approval work for [] Meeks, which, in fact, she

did not actually perform.

[Docket No.] 3155-2017

In or about August of 2015, [Fredericks] … knowingly

submitted a written billing invoice to Margaret Muller [(“Muller”)],

a client of [Fredericks], for $1[,]530.10, which [Fredericks] had

not actually earned.

In or about February of 2014, [Fredericks] … secured $4,000

from Frank Balistrieri [(“Balistrieri”)], a client of [Fredericks], on

the representation that the $5,000 retainer that [] Balistrieri had

paid her in [sic] December 13, 2013, to handle a property damage

claim, needed to be replenished when, in fact, she had not earned

the initial $5,000 retainer. In or about July of 2015, [Fredericks]

… improperly obtained from [] Balistrieri an additional $5,000 to

arbitrate his property damage claim when, in fact, the two year

statute of limitations had run and [Fredericks] had no intention of

earning the additional $5,000.

In or about August of 2015, [Fredericks] … obtained $5,000

from Danielle and Eric Behrenhauser [(the “Behrenhausers”)],

clients of [Fredericks], on her representation that she would

handle a personal injury claim for them when, in fact, [Fredericks]

had no intention of earning the money.

In or about June of 2016, [Fredericks] … unlawfully induced

William Moser [(“Moser”)], a former Social Security Disability

[(“SSD”)] client of [Fredericks], to give her $6,000 by threatening

to have his [SSD] benefit payments stopped unless he paid her

the money.

[Docket No.] 2349-2018

In or about June of 2016, [after her disbarment in

Pennsylvania,] [Fredericks] … unlawfully held herself out to

Administrative Law Judge Susanne Straus [(“Judge Straus”)], to

Craig Smedley [(“Smedley”)], a[n SSD] client of [Fredericks], and

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to [] Smedley’s wife, Wendy Smedley [(“Mrs. Smedley”)], that

[Fredericks] was licensed to practice law in Pennsylvania when, in

fact, she knew that she was not.

Trial Court Opinion, 2/26/19, at 5-9 (some paragraphs reordered and

combined).

After a nine-day trial, a jury convicted Fredericks of the above-

mentioned offenses. On August 2, 2019, the trial court sentenced Fredericks

to an aggregate term of 137 months to 420 months in prison, plus two years

of probation, and ordered Fredericks to pay restitution, to not contact the

victims, and to provide a DNA sample. Fredericks filed timely post-sentence

Motions seeking a new trial, and a separate Motion for reconsideration of her

sentence. The trial court denied Fredericks’s Motion for reconsideration, and

scheduled argument for her remaining post-sentence Motions. Notably, the

argument was scheduled beyond the 120-day period in which the trial court

could rule on the post-sentence Motions. See Pa.R.Crim.P. 720(B)(3)(a).

On October 16, 2019, Fredericks filed a Motion seeking to vacate the

Order denying her Motion for reconsideration, and to extend the time period

for deciding the merits of her post-sentence Motions. The trial court did not

rule on Fredericks’s Motions. Prior to the scheduled argument on Fredericks’s

Motions, Fredericks filed timely Notices of Appeal at each docket number, and

separate, but identical, court-ordered Pa.R.A.P. 1925(b) Concise

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Statements.3, 4 On April 2, 2020, this Court issued an Order, upon Application

by Fredericks, consolidating Fredericks’s appeals filed at the three docket

numbers.

Fredericks raises the following issues for our review:

A. Did the [trial] court abuse its discretion in sentencing a first-

time, non-violent offender to a term of up to 36 years in prison?

B. Was the evidence sufficient to prove that [] Fredericks engaged

in the unauthorized practice of law at a [SSD] hearing where

federal law governs qualifications to represent litigants at such

hearings[,] and [] Fredericks was qualified to represent her client

under that federal provision?

C. Did the [trial] court err by failing to impose an alternative

minimum sentence under the [Recidivism Risk Reduction Initiative

(“]RRRI[”)5] program where [] Fredericks clearly qualified under

that program?

Brief for Appellant at 3 (footnote added).

____________________________________________

3We note that the trial court filed two Pa.R.A.P. 1925(a) Opinions: the first,

on February 26, 2020, addressed Fredericks’s first and third issues presently

on appeal, and the second, supplemental Opinion on March 19, 2020, which

addressed her second issue on appeal.

4 After Fredericks filed her Notices of Appeal, this Court ordered Fredericks to

show cause why her appeals should not be quashed as interlocutory, as,

though the trial court denied her Motion for reconsideration, it had not yet

ruled on her post-sentence Motions. Fredericks submitted a Response,

indicating that she had filed her Notices of Appeal in order to preserve her

claims, as the trial court’s scheduled argument on her Motions fell outside the

120-day statutory period, and the trial court had not ruled on her Motion to

extend such time period. We acknowledge that the denial of Fredericks’s

Motions by operation of law did not occur until after she filed her Notices of

Appeal. However, in the interest of judicial economy, we will address her

appeal as though it were filed after the trial court’s denial of her Motions by

operation of law.

5 61 Pa.C.S.A. §§ 4501-4512.

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In Fredericks’s first issue, she presents four distinct challenges

regarding her sentence. Id. at 21-23. Fredericks argues that the trial court

(1) imposed an excessive aggregate sentence in light of her criminal conduct;

(2) failed to consider Fredericks’s rehabilitative needs; (3) improperly focused

on Fredericks’s lack of acceptance of responsibility for her crimes; and (4)

erred in imposing its sentence on two of her theft by deception convictions,

as she was not provided with notice of the invocation of a mandatory minimum

sentence pursuant to 42 Pa.C.S.A. § 9717. Brief for Appellant at 21-23.

We will address Fredericks’s challenge to imposition of her sentence

pursuant to section 9717 first. Fredericks argues that the trial court’s

imposition of sentence pursuant to section 9717 for two of her convictions of

theft by deception—counts 28 and 31, both related to the Meeks subdivision

matter—were improper, as Fredericks had not been provided reasonable

notice. Id. at 33.

Section 9717 states, in relevant part, the following:

(a) Mandatory sentence.--A person under 60 years of age

convicted of the following offenses when the victim is over 60

years of age and not a police officer shall be sentenced to a

mandatory term of imprisonment as follows:

***

18 Pa.C.S.[A.] § 3922 (relating to theft by deception)--not

less than 12 months, but the imposition of the minimum

sentence shall be discretionary with the court where the

court finds justifiable cause and that finding is written in the

opinion.

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42 Pa.C.S.A. § 9717(a). This Court has explained that a defendant must be

afforded notice prior to the imposition of the mandatory minimum sentence

under section 9717:

The only requirement [to satisfy the notice requirements to

the imposition of a mandatory minimum sentence] is that the

defendant receive reasonable notice of the Commonwealth’s

intention to invoke [s]ection 9717 after conviction and before

sentencing. … What is reasonable must necessarily depend upon

the nature, purpose, and circumstances of each case. To be

adequate, notice must be sufficient to permit an objection or a

defense.

Commonwealth v. Rizzo, 523 A.2d 809, 811 (Pa. Super. 1987).

Here, in imposing its sentence, the trial court stated that its sentences

for two of Fredericks’s theft by deception convictions were made pursuant to

“the enhancement [] under [section] 9717(a) [of] Title 42.” N.T., 8/2/19, at

49. Further, the record does not reveal any indication that Fredericks was

notified of the potential invocation of section 9717.6 See N.T., 8/2/19, at 31-

32 (wherein Fredericks’s counsel states that he was not prepared to address

the mandatory minimum sentence dictates in section 9717, as it was not

____________________________________________

6 We note that the trial court and the Commonwealth both concede that such

notice never occurred, and are in agreement that the appropriate remedy is

to vacate the judgment of sentence, as to the two counts, and to remand for

resentencing. See Trial Court Opinion, 2/26/20, at 13-14; Commonwealth’s

Brief at 18-19.

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referenced in the Commonwealth’s sentencing memorandum).7

Accordingly, because Fredericks did not receive proper notice of the

invocation of the mandatory minimum provisions in section 9717, the trial

court erred in sentencing Fredericks in accordance with section 9717, and her

judgment of sentence as related to those two counts must be vacated.

Additionally, because the vacation of Fredericks’s judgment of sentence for

counts 28 and 31 disrupts the trial court’s sentencing scheme, as the two

counts were run consecutive to each other and to other counts, we must

vacate the judgment of sentence in its entirety. See Commonwealth v.

Baney, 187 A.3d 1020, 1023 (Pa. Super. 2018) (stating that “if a trial court

errs in its sentence on one count in a multi-count case, then all sentences for

all counts will be vacated so that the [trial] court can restructure its entire

sentencing scheme.”) (citation omitted). As a result of the foregoing, we

vacate Fredericks’s judgment of sentence, and remand to the trial court for

resentencing.

We will address Fredericks’s remaining discretionary challenges

together. First, Fredericks argues that sentencing a “non-violent, 43-year-old

mother of two children[,] whose prior record consists of a petty offense[,] will

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7 We further observe that the Commonwealth did not seek to invoke section

9717, either in its sentencing memorandum or during the sentencing hearing.

Rather, the trial court decided to impose sentences under section 9717 for

counts 28 and 31, because Meeks was over the age of 60. Nevertheless,

Fredericks did not receive notice adequate to permit an objection. See Rizzo,

supra.

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spend up to 36 years in prison” constitutes an abuse of discretion. Brief for

Appellant at 24. Fredericks claims that the trial court’s decision to impose two

sentences above the aggravated range, eight sentences at the top of the

aggravated range, and seven sentences at the top of the standard range, with

eighteen of her twenty-three convictions being imposed consecutively, was

manifestly excessive. Id. at 26. Further, Fredericks points to the letters and

testimony submitted by the victims, wherein she characterizes their remarks

about the stress that Fredericks’s conduct caused them, rather than financial

or emotional ruin, as indicative that she should have received a lesser

sentence. Id. at 27. Second, Fredericks claims that the trial court failed to

properly consider her rehabilitative needs, and instead “myopically focused on

the seriousness of her crimes and her fiduciary duty.” Id. at 28-30. Third,

Fredericks, citing this Court’s decision in Commonwealth v. Bowen, 975

A.2d 1120, 1126 (Pa. Super. 2009), argues that the trial court’s focus on her

lack of acceptance of responsibility for her crimes violated her Fifth

Amendment right against self-incrimination. Brief for Appellant at 30.

Fredericks claims that she did, in fact, accept responsibility for her crimes

during sentencing, and that the trial court refused to accept her acceptance

unless “she uttered [] magic words.” Id. at 33.

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Fredericks’s remaining claims challenge the discretionary aspects of her

sentence, from which there is no automatic right to appeal. 8 See

Commonwealth v. Sunealitis, 153 A.3d 414, 420 (Pa. Super. 2016).

Before [this Court may] reach the merits of [a challenge to the

discretionary aspects of sentence], we must engage in a four part

analysis to determine: (1) whether the appeal is timely [filed]; (2)

whether [a]ppellant preserved h[er] issue; (3) whether

Appellant’s brief includes a concise statement of the reasons relied

upon for allowance of appeal with respect to the discretionary

aspects of sentence; and (4) whether the concise statement raises

a substantial question that the sentence is appropriate under the

sentencing code…. [I]f the appeal satisfies each of these four

requirements, we will then proceed to decide the substantive

merits of the case.

Commonwealth v. DiSalvo, 70 A.3d 900, 902 (Pa. Super. 2013) (citations

omitted).

Here, Fredericks filed timely Notices of Appeal and preserved her claims

in her post-sentence Motions for reconsideration of sentence. Further,

Fredericks has included in her appellate brief a separate Pa.R.A.P. 2119(f)

Statement. See Brief for Appellant at 21-23. Further, Fredericks has raised

a substantial question in each of her remaining claims. See Commonwealth

v. Moury, 992 A.2d 162, 171-72 (Pa. Super. 2010) (stating that a substantial

question is raised where the “aggregate sentence is unduly harsh, considering

____________________________________________

8 We note that our ultimate disposition necessitates that Fredericks’s entire

judgment of sentence be vacated, and the matter be remanded to the trial

court for resentencing. However, we will still address Fredericks’s challenges

to the discretionary aspects of sentencing for the trial court’s consideration at

resentencing.

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the nature of the crimes and length of punishment.”); Commonwealth v.

Malovich, 903 A.2d 1247, 1253 (Pa. Super. 2006) (stating that an appellant’s

claim that the trial court failed to provide meaningful consideration to the

character of the offender raises a substantial question); Bowen, 975 A.2d at

1122 (stating that an appellant’s claim that the trial court factored a

defendant’s lack of acceptance of responsibility into her sentence may raise a

substantial question). Accordingly, we will address the merits of Fredericks’s

claims.

We begin with our well-settled standard of review:

Sentencing is a matter vested in the sound discretion of the

sentencing judge, and a sentence will not be disturbed on appeal

absent a manifest abuse of discretion. In this context, an abuse

of discretion is not shown merely by an error in judgment. Rather,

the appellant must establish, by reference to the record, that the

sentencing court ignored or misapplied the law, exercised its

judgment for reasons of partiality, prejudice, bias or ill will, or

arrived at a manifestly unreasonable decision.

Commonwealth v. Shugars, 895 A.2d 1270, 1275 (Pa. Super. 2006)

(citation omitted). “When reviewing sentencing matters, this Court must

accord the sentencing court great weight as it is in the best position to view

the defendant’s character, displays of remorse, defiance or indifference, and

the overall effect and nature of the crime.” Commonwealth v. Ventura,

975 A.2d 1128, 1134 (Pa. Super. 2009). “We cannot re-weigh the sentencing

factors and impose our judgment in the place of the sentencing court.”

Commonwealth v. Macias, 968 A.2d 773, 778 (Pa. Super. 2009).

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A trial court’s sentence “should call for confinement that is consistent

with the protection of the public, the gravity of the offense as it relates to the

impact on the life of the victim and on the community, and the rehabilitative

needs of the defendant.” 42 Pa.C.S.A. § 9721(b). Pursuant to 42 Pa.C.S.A.

§ 9781(c), we can vacate and remand only if we find that: (1) the trial court

intended to sentence within the guidelines, but “applied the guidelines

erroneously;” (2) a sentence was imposed within the guidelines, “but the case

involves circumstances where the applications of the guidelines would be

clearly unreasonable;” or (3) “the sentencing court sentenced outside the

sentencing guidelines and the sentence is unreasonable.” 42 Pa.C.S.A.

§ 9781(c).

“In every case in which the court imposes a sentence for a felony or a

misdemeanor, the court shall make as a part of the record, and disclose in

open court at the time of sentencing, a statement of the reason or reasons for

the sentence imposed.” Commonwealth v. Mouzon, 812 A.2d 617, 620-21

(Pa. 2002); 42 Pa.C.S.A. § 9721(b). Although the sentencing court is required

to explain on the record its reasons for imposing sentence, it “need not

specifically cite or include the language of the sentencing code, it must only

demonstrate that the court has considered the factors specified in the code.”

Commonwealth v. Baker, 507 A.2d 872, 874 (Pa. Super. 1986) (internal

citation omitted). Finally, in imposing a sentence, “the trial [court] may …

determine whether, given the facts of a particular case, a sentence should run

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consecutive to, or concurrent with, another sentence being imposed.”

Commonwealth v. Hill, 66 A.3d 365, 370 (Pa. Super. 2013).

The trial court, at sentencing, placed on the record its reasons for

imposing its sentence:

Not only have you committed the crimes that are often in front of

me on thefts and unlawful takings, and thefts by deception and

attempts to do so, thefts by extortion and forgeries, but those

crimes were committed against individuals that you have a

fiduciary duty to. So it is not just the run-of-the-mill theft, if there

is such a thing, and therefore, I believe that on every one of those

crimes which I sentence you to, although some of them may not

be in the aggravated range, I believe that the breach of fiduciary

duty enhances all of these crimes and would drive them all into

the aggravated range.

***

And, lastly, you have heard victims come up here and not

only express the impact that it had on them financially and

emotionally, but the impact that it had on their perception of the

justice system and of the legal system. So considering all that

has been said, because independent of what has occurred with

them in the conjunction of your representation of them, you have

also engaged in conduct that was intended to defraud the system.

And that’s the system that you were an officer of the [c]ourt

before.

***

I [sentence you consecutively] because I cannot distinguish

between not imposing sentences for each of the victims running

them concurrent. Each of your actions with regard to them

violated your fiduciary duties to them, as well as the underlying

thefts and forgeries. They are entitled to, and I cannot separate

them from each other, as to their own individual sentence.

Otherwise it would depreciate in their minds, as well as the

[c]ourt’s, the importance of their rights being violated. It would

also send, what I believe, a terrible message to a victim who has

been victimized by you, through the exercise of a breach of

fiduciary duty. And there must be a deterrent [e]ffect, that no

one in your position would do this to somebody else to which they

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owe a fiduciary obligation. And there must be a message sent

that the system will not allow it to be perverted by someone who

has an obligation as an officer of the [c]ourt to this system. Not

only to this system, but to your clients.

N.T., 8/2/19, at 45-47, 49-50 (some paragraphs combined).

The record reflects that the trial court thoroughly explained its reasons

for imposing Fredericks’s sentence. See Mouzon, supra. Additionally,

despite Fredericks’s contention that the trial court only considered the

seriousness of her crimes in crafting its sentence, the trial court specifically

stated that it had “presided over the trial[,] heard all the testimony[,] read

diligently both the Commonwealth’s sentencing memorandum and

[Fredericks’s,] listened to all of the evidence presented in this sentencing[,

and] listened to [Fredericks’s] statements.” N.T., 8/2/19, at 45. While the

trial court did not specifically reference Fredericks’s rehabilitative needs in its

sentence, it stated that it had read Fredericks’s sentencing memorandum,

which detailed Fredericks’s background, mitigating circumstances, and

rehabilitative needs. See Defendant’s Sentencing Memorandum, 6/26/19, at

1-8; N.T., 8/2/19, at 45 (wherein the trial court states that it had reviewed

Fredericks’s sentencing memorandum). Given the circumstances of the

offense and the many victims, the characteristics of Fredericks, the sentencing

court’s observations, and the guideline ranges, the aggregate sentence of 137

to 420 months was not excessive, nor did it constitute an abuse of discretion.

See Shugars, supra; Baker, supra.

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Further, regarding Fredericks’s assertion that the trial court improperly

focused on her lack of remorse, her reliance on Bowen is misplaced. In

Bowen, the defendant invoked his constitutional right not to testify during his

jury trial, and maintained his silence at sentencing. The trial court, in

imposing a sentence in the aggravated range, cited multiple factors, including

that “[the defendant] failed to show any remorse for his crime or to take

responsibility for them, even after the jury’s decision.” Bowen, 975 A.2d at

1121-22. On appeal, Bowen argued that the trial court violated his Fifth

Amendment rights by considering his silence as indicative of a lack of remorse.

This Court determined that “[i]t is undoubtedly appropriate for a trial court to

consider a defendant’s lack of remorse as a factor at sentencing, provided that

it is specifically considered in relation to protection of the public, the gravity

of the offense, and the defendant’s rehabilitative needs. Id. at 1125 (citation

omitted). It determined that “a court may not consider a defendant’s silence

at sentencing as indicative of his failure to take responsibility for the crimes

of which he was convicted.” Id. at 1121.

Here, Bowen is distinguishable from the instant matter, as Fredericks

did not invoke her right to remain silent at her sentencing hearing. See N.T.,

8/2/19, at 39-45 (wherein Fredericks testified at sentencing). Further, our

review of the sentencing hearing discloses that the trial court did not abuse

its discretion when imposing Fredericks’s sentences. Rather, the trial court

properly considered her lack of acceptance of responsibility as one factor when

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imposing a sentence that was consistent with the protection of the public, took

into account the gravity of the offense as it related to the impact on the lives

of the victims and on the community, and considered Fredericks’s

rehabilitative needs pursuant to section 9721(b). See Bowen, 975 A.2d at

1125; see also N.T., 8/2/19, at 45-47. Therefore, Fredericks is not entitled

to relief on this claim.

In her second issue, Fredericks argues that the evidence was insufficient

to support her convictions for the unauthorized practice of law. Brief for

Appellant at 37. Fredericks argues that although she was disbarred from the

practice of law in the Commonwealth of Pennsylvania at the time of Smedley’s

SSD hearings, she remained a licensed attorney in the state of New Jersey.

Id. Fredericks disputes her convictions on the grounds that her

representation of Smedley was arguably legal pursuant to 42 U.S.C.

§ 406(a)(1), the federal statute which governs SSD proceedings. Brief for

Appellant at 37. According to Fredericks, she never received “due notice”

under that statute revoking her ability to represent clients in such

proceedings. Id. at 37-38. Fredericks points to testimony from her trial,

wherein the Commonwealth and the trial court were unsure of whether her

representation of Smedley was legal under federal law. Id. at 40-41.

Accordingly, based on the ambiguity surrounding the federal legality of her

representation of Smedley, Fredericks claims that the evidence was also

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insufficient to support her conviction of unauthorized practice of law as to the

SSD proceedings. Id. at 41.

A challenge to the sufficiency of the evidence presents a question of law;

our standard of review is de novo, and our scope of review is plenary.

Commonwealth v. Jacoby, 170 A.3d 1065, 1076 (Pa. 2017). When

analyzing whether sufficient evidence existed to support a conviction, we must

“view the evidence in the light most favorable to the Commonwealth as the

verdict winner in order to determine whether the jury could have found every

element of the crime beyond a reasonable doubt.” Commonwealth v.

Thomas, 215 A.3d 36, 40 (Pa. 2019). “The evidence established at trial need

not preclude every possibility of innocence and the fact-finder is free to believe

all, part, or none of the evidence presented.” Commonwealth v. Brown, 52

A.3d 320, 323 (Pa. Super. 2012). “[T]he uncorroborated testimony of a single

witness is sufficient to sustain a conviction for a criminal offense, so long as

that testimony can address and, in fact, addresses, every element of the

charged crime.” Commonwealth v. Johnson, 180 A.3d 474, 482 (Pa.

Super. 2018). “Any doubts regarding a defendant’s guilt may be resolved by

the fact-finder unless the evidence is so weak and inconclusive that as a

matter of law no probability of fact may be drawn from the combined

circumstances.” Commonwealth v. Vargas, 108 A.3d 858, 867 (Pa. Super.

2014) (en banc). Additionally, we may not “re-weigh the evidence and

substitute our judgment for that of the fact-finder.” Id.

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The unauthorized practice of law is governed by 42 Pa.C.S.A. § 2524

which states, in relevant part, as follows:

General rule.-- … [A]ny person, including, but not limited to, a

paralegal or legal assistant, who within this Commonwealth shall

practice law, or who shall hold himself out to the public as being

entitled to practice law, or use or advertise the title of lawyer,

attorney at law, attorney and counselor at law, counselor, or the

equivalent in any language, in such a manner as to convey the

impression that he is a practitioner of the law of any jurisdiction,

without being an attorney at law or a corporation complying with

15 Pa.C.S. Ch. 29 (relating to professional corporations), commits

a misdemeanor of the third degree upon a first violation. A second

or subsequent violation of this subsection constitutes a

misdemeanor of the first degree.

42 Pa.C.S.A. § 2524(a). “Accordingly, one who is not an attorney yet practices

law violates this provision.” Commonwealth v. Pilchesky, 151 A.3d 1094,

1100 (Pa. Super. 2016) (citation omitted).

Our Supreme Court has explained the purpose underlying the

prohibition against the unauthorized practice of law as follows:

The Pennsylvania Constitution vests with our [Supreme] Court the

exclusive authority to regulate the practice of law, which includes

the power to define what constitutes the practice of law. Pa.

Const. Art. V, § 10(c); Dauphin County Bar Ass’n v.

Mazzacaro, … 351 A.2d 229, 233 ([Pa. ]1976). What constitutes

the practice of law, however, is not capable of a comprehensive

definition. For this reason, our Court has not attempted to provide

an all-encompassing statement of what activities comprise the

practice of law. Office of Disciplinary Counsel v. Marcone, …

855 A.2d 654, 660 ([Pa. ]2004); Shortz et al. v. Farrell, … 193

A. 20, 21 ([Pa. ]1937). Thus, we have determined what

constitutes the practice of law on a case-by-case basis.

Harkness v. Unemployment Comp. Bd. of Review, 920 A.2d 162, 166-67

(Pa. 2007) (footnotes omitted).

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In this case, Mrs. Smedley testified that she and Smedley retained

Fredericks in late 2014 to represent Smedley in his SSD hearings. N.T.,

5/6/19, at 15-17. Fredericks was disbarred from the practice of law in the

Commonwealth of Pennsylvania effective January 1, 2016. See N.T., 5/7/19,

at 122 (wherein Fredericks testified that she had been disbarred by Order of

the Supreme Court of Pennsylvania in December 2015); see also

Commonwealth’s Exhibit 61A (Disbarment Order). Mrs. Smedley testified that

she and Smedley received sporadic contact with Fredericks’s office prior to

their scheduled SSD hearing on June 9, 2016. N.T., 5/6/19, at 18-24. The

hearing was rescheduled for July 26, 2016, where Fredericks appeared and

represented Smedley at the hearing. Id. at 29-30; see also Commonwealth’s

Exhibit 92I (SSD Hearing Transcript) (wherein Fredericks does not inform the

hearing judge or the Smedleys of any change to her licensure, and performs

a direct examination of Smedley). Mrs. Smedley testified that she had not

been informed, prior to the hearings, that Fredericks had been disbarred in

Pennsylvania. Id. at 29-30.

Accordingly, the Commonwealth presented sufficient evidence that

Fredericks engaged in the unauthorized practice of law with regard to

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Smedley’s SSD proceedings.9 See Pichelsky, supra.

In her third claim, Fredericks argues that the trial court abused its

discretion by failing to impose an RRRI minimum sentence, when calculating

Fredericks’s sentence. Brief for Appellant at 41. Fredericks claims that she

was eligible for the RRRI program based on her criminal history, which

contained one prior conviction for retail theft. Id. at 42-43. Further,

according to Fredericks, her instant convictions do not cause her to fall outside

of the RRRI’s “eligible offender” definition. Id. Accordingly, Fredericks claims,

the trial court erred in imposing a non-RRRI sentence, and we should remand

the matter for resentencing in accordance with the provisions of the RRRI

program. Id. at 43.

Fredericks’s “challenge relative to the failure to apply a RRRI minimum

[is] a non-waivable illegal sentencing claim.” Commonwealth v. Tobin, 89

A.3d 663, 670 (Pa. Super. 2014) (citation omitted). We have repeatedly held

that “where the trial court fails to make a statutorily required determination

regarding a defendant’s eligibility for an RRRI minimum sentence as required,

the sentence is illegal.” Commonwealth v. Robinson, 7 A.3d 868, 871 (Pa.

Super. 2010). “Issues relating to the legality of a sentence are questions of

____________________________________________

9 As the trial court astutely noted, “[t]o permit another jurisdiction, whether

it be Federal or State, to allow an individual, who was previously disbarred

from the practice of law in Pennsylvania, to practice law in Pennsylvania, under

the cloak of legitimacy established by some other system outside of

Pennsylvania would lead to an absurd result.” Trial Court Opinion, 3/19/20,

at 5-6.

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law.” Commonwealth v. Wolfe, 106 A.3d 800, 802 (Pa. Super. 2014)

(citation omitted). “Our standard of review over such questions is de novo

and our scope of review is plenary.” Id.

Section 9756(b.1) of the Sentencing Code provides that a trial court

imposing sentence “shall determine if the defendant is eligible for a recidivism

risk reduction incentive minimum sentence under 61 Pa.C.S. Ch. 45.”

Commonwealth v. Chester, 101 A.3d 56, 60 (Pa. 2014) (citation omitted);

see also 61 Pa.C.S.A. § 4505(a) (providing that “[a]t the time of sentencing,

the court shall make a determination whether the defendant is an eligible

offender.”).

Upon review, the record confirms that the trial court failed to make a

determination on the record as to Fredericks’s RRRI eligibility. N.T., 8/2/19,

at 45-55. Accordingly, Fredericks’s sentence is illegal. See Chester, supra.

We must therefore vacate Fredericks’s judgment of sentence, and remand the

matter for resentencing. Upon remand, the trial court shall make an on-the-

record finding as to Fredericks’s RRRI eligibility and, if necessary, construct

its sentencing in accordance with section 4505(c).10

____________________________________________

10 We note that the trial court, in its Opinion, conceded that Fredericks was

“statutorily eligible to participate in the RRRI program.” Trial Court Opinion,

2/26/20, at 13. The Commonwealth, in its appellate brief, agrees that

Fredericks qualified as an eligible offender for the RRRI program, and that

remand is an appropriate remedy. See Commonwealth’s Brief at 15-16.

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Judgment of sentence affirmed in part, and vacated in part. Case

remanded for resentencing. Jurisdiction relinquished.

Judgment Entered.

Joseph D. Seletyn, Esq.

Prothonotary

Date: 12/15/2020

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