Opinion

Disciplinary Counsel v. Porzio (Slip Opinion)

  • 160 Ohio St. 3d 77
  • 153 N.E.3d 70
  • 2020 Ohio 1569
Court
Ohio Supreme Court
Filed
Apr 23, 2020
Status
Published
On the bench
Per Curiam
Cited by
8 cases
Authority
More cited than 66.5%

The opinion

[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as

Disciplinary Counsel v. Porzio, Slip Opinion No. 2020-Ohio-1569.]

NOTICE

This slip opinion is subject to formal revision before it is published in an

advance sheet of the Ohio Official Reports. Readers are requested to

promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65

South Front Street, Columbus, Ohio 43215, of any typographical or other

formal errors in the opinion, in order that corrections may be made before

the opinion is published.

SLIP OPINION NO. 2020-OHIO-1569

DISCIPLINARY COUNSEL v. PORZIO.

[Until this opinion appears in the Ohio Official Reports advance sheets, it

may be cited as Disciplinary Counsel v. Porzio, Slip Opinion No.

2020-Ohio-1569.]

Judges—Magistrates—Misconduct—Jud.Cond.R. 1.2, 2.9(A), and 2.11(A)—The

Code of Judicial Conduct applies to magistrates as well as judges—Six-

month suspension, fully stayed on conditions.

(No. 2019-1746—Submitted January 29, 2020—Decided April 23, 2020.)

ON CERTIFIED REPORT by the Board of Professional Conduct of the

Supreme Court, No. 2019-016.

_______________________

Per Curiam.

{¶ 1} Respondent, Barbara Porzio, of North Royalton, Ohio, Attorney

Registration No. 0003203, was admitted to the practice of law in Ohio in 1979.

{¶ 2} In March 2019, relator, disciplinary counsel, charged Porzio with

engaging in an improper ex parte communication and violating other rules of the

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Code of Judicial Conduct while she served as a magistrate for the Lake County

Court of Common Pleas. Porzio stipulated to the charges against her, and the

parties jointly recommended that she receive a public reprimand for her

misconduct. After a hearing before a three-member panel of the Board of

Professional Conduct, the board issued a report finding that Porzio engaged in the

stipulated misconduct and recommending that we impose a conditionally stayed

six-month suspension. Neither party has objected to the board’s report.

{¶ 3} Based on our review of the record, we adopt the board’s findings of

misconduct and recommended sanction.

Misconduct

{¶ 4} On August 2, 2017, Walter Gerino filed a petition for a civil stalking

protection order against his neighbor, Paul Fish. The following day, Fish filed a

counterpetition against Gerino. On August 16, 2017, Porzio, while serving as a

magistrate, held a full hearing on both petitions. Gerino and Fish appeared pro se

and both testified on their own behalf. After the close of evidence, Porzio requested

that the parties exit the courthouse separately and that Fish leave first.

{¶ 5} After Fish walked out of the courtroom, Porzio engaged in a 23-

minute conversation with Gerino and his witnesses. Porzio repeatedly criticized

Fish and commented on his credibility. She stated that Mr. Fish was “such a liar,”

“made himself look like a fool,” was “clueless,” and acted “like he’s 10 years old.”

She also discussed the evidence, explained the legal standard for obtaining a civil

stalking protection order, and indicated how she intended to decide the matter—

that is, early in her conversation with Gerino, she stated that neither party had

proved his case.

{¶ 6} In addition to discussing substantive matters, Porzio made offhand

and unnecessary comments about the parties’ religions and ethnic backgrounds.

For example, she stated, “[Fish] said he was a minister. What’s the story with that?

* * * A Christian minister even though he’s Jewish” and “Do Jewish people have

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January Term, 2020

halos? I think they have angels though, right? * * * The Catholics got lots of angels

or uh * * * Halos.” Porzio also used inappropriate slang and profanity, such as

stating that some of Fish’s testimony had been “such bull shit.” She said to Gerino,

“[A]t the end of this, who looked like * * * an asshole and who looked like a good

guy?” At one point, Porzio left the courtroom to confront Fish, who had apparently

remained seated in the hallway outside the courtroom. At that point, one of

Gerino’s witnesses stated, “She don’t like him, does she?”

{¶ 7} A few months later, Porzio issued a magistrate’s decision granting

Gerino a five-year civil protection order and denying Fish’s counterpetition—

despite the fact that she had previously told Gerino that neither party had proved

his case. At her disciplinary hearing, Porzio admitted that someone in Fish’s

position might assume that her ex parte communication with the opposing party

had influenced her decision.

{¶ 8} “The Code of Judicial Conduct applies to magistrates as well as

judges.” Disciplinary Counsel v. Holben, 155 Ohio St.3d 618, 2018-Ohio-5097,

122 N.E.3d 1274, ¶ 4. The board found that Porzio’s conduct violated three rules:

Jud.Cond.R. 1.2, 2.9(A), and 2.11(A).

{¶ 9} Jud.Cond.R. 1.2 provides that “[a] judge shall act at all times in a

manner that promotes public confidence in the independence, integrity, and

impartiality of the judiciary, and shall avoid impropriety and the appearance of

impropriety.” The board found that Porzio’s inappropriate comments and lack of

proper judicial demeanor failed to promote public confidence in the independence,

integrity, and impartiality of the judiciary and instead gave the appearance that she

was biased against Fish. The appearance of impropriety created by her comments,

the board concluded, “is enough, standing alone, to support a finding of a violation

of Jud.Cond.R. 1.2.”

{¶ 10} Jud.Cond.R. 2.9(A) prohibits a judge from initiating, receiving,

permitting, or considering an ex parte communication, which is defined as “a

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communication, concerning a pending or impending matter, between counsel or an

unrepresented party and the court when opposing counsel or an unrepresented party

is not present or any other communication made to the judge outside the presence

of the parties or their lawyers.” Jud.Cond.R. Terminology. The board found that

because Porzio’s communication with Gerino—after Fish had been excused from

the courtroom—went beyond mere friendly conversation and veered into Porzio’s

views of the case and legal concepts, she violated Jud.Cond.R. 2.9(A).

{¶ 11} Jud.Cond.R. 2.11(A) requires a judge to “disqualify himself or

herself in any proceeding in which the judge’s impartiality might reasonably be

questioned.” During Porzio’s ex parte communication with Gerino, she discussed

the evidence, her personal views on Fish’s integrity, and how she intended to rule.

Based on that conduct, the board found that her “impartiality most certainly could

be reasonably questioned.” But rather than remove herself from the case, Porzio

continued to exercise her judicial authority and issued her decision. At her

disciplinary hearing, she admitted that in preparing her decision, she had listened

to the audio recording of her ex parte communication and that she should have

recused herself before drafting the decision. The board concluded that Porzio

therefore violated Jud.Cond.R. 2.11(A).

{¶ 12} We agree with the board’s findings of misconduct.

Sanction

{¶ 13} When imposing sanctions for attorney and judicial misconduct, we

consider all relevant factors, including the ethical duties that the lawyer violated,

the aggravating and mitigating factors listed in Gov.Bar R. V(13), and the sanctions

imposed in similar cases.

{¶ 14} The board did not find the existence of any of the aggravating factors

listed in Gov.Bar R. V(13)(B). The board stressed, however, that Porzio’s casual

comments on the parties’ religions and her other offhand comments demonstrate

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January Term, 2020

that she needs to better understand how her words might suggest actual or implicit

bias—both in her position as a magistrate and as a practicing attorney.

{¶ 15} In mitigation, the board found that Porzio has a clean disciplinary

record in over 40 years of practice, she lacked a dishonest or selfish motive, she

had a cooperative attitude toward the disciplinary proceedings, and other penalties

had been imposed for her misconduct—namely, she was terminated from her

position as a magistrate. See Gov.Bar R. V(13)(C)(1), (2), (4), and (6). The board

also cited Porzio’s significant character evidence, including testimony from a

former common pleas court judge and various character letters demonstrating her

competence, professionalism, and integrity as a magistrate. See Gov.Bar R.

V(13)(C)(5). Indeed, Porzio had served for about 30 years as a magistrate in three

different courts, held officer positions in the Ohio Association of Magistrates, and

taught numerous continuing-legal-education (“CLE”) seminars for other

magistrates. As the board noted, Porzio’s mitigating evidence suggests that her

conduct in this case was an aberration from her normal behavior. Finally, the board

noted that Porzio expressed remorse at her disciplinary hearing by testifying that

she was “horrified” at how she had acted and acknowledging that her conduct had

been “wrong all the way around.” The board also noted, however, that not all the

hearing-panel members were convinced of the sincerity of Porzio’s testimony.

{¶ 16} To support their recommended sanction of a public reprimand, the

parties cited several judicial-discipline cases involving misconduct similar to that

in this case, including Holben, 155 Ohio St.3d 618, 2018-Ohio-5097, 122 N.E.3d

1274 (publicly reprimanding a magistrate for failing to disqualify herself from three

cases in which she had participated personally and substantially as a government

lawyer prior to becoming a magistrate), and Disciplinary Counsel v. Stuard, 121

Ohio St.3d 29, 2009-Ohio-261, 901 N.E.2d 788 (publicly reprimanding a judge for

engaging in ex parte communications with an assistant prosecutor in a capital case

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that resulted in the prosecutor’s preparation of a sentencing order without defense

counsel’s involvement).

{¶ 17} The board, however, recommends that we impose a conditionally

stayed six-month suspension. The board found Porzio’s ex parte announcement of

her intended decision to be a strong factor weighing in favor of a suspension rather

than a public reprimand. But based on Porzio’s lengthy and unblemished service

as a magistrate, her numerous hours dedicated to educating other magistrates, and

her reference letters evidencing her strong character, the board recommends that

the suspension be stayed on conditions, including that Porzio complete CLE

courses on judicial ethics and bias.

{¶ 18} We agree with the board that a sanction greater than a public

reprimand is warranted in this case. Porzio not only announced her intended

decision to one party during a lengthy ex parte communication, she ridiculed the

absent party, made inappropriate comments about the parties’ religions, used

profanity, and later failed to recuse herself from the case, despite having had the

time to review the audio recording of her ex parte communication and reflect on

how her actions might have reasonably created at least the appearance of partiality.

Rather than promoting the evenhanded administration of justice, these actions

erode the public’s confidence in the integrity and impartiality of the judiciary.

{¶ 19} We also agree, however, that the significant mitigating evidence

here—in addition to the fact that Porzio is no longer serving in any judicial

capacity—weighs in favor of staying Porzio’s entire suspension. We therefore

adopt the board’s recommended sanction. See, e.g., Disciplinary Counsel v. Elum,

133 Ohio St.3d 500, 2012-Ohio-4700, 979 N.E.2d 289 (imposing a conditionally

stayed six-month suspension on a judge for misconduct that included using vulgar

and intemperate language toward a probationer, conducting that person’s probation

review without the presence of his counsel or the prosecutor, interceding in an

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January Term, 2020

internal police-department investigation, and failing to recuse himself from a case

relating to the investigation).

Conclusion

{¶ 20} Barbara Porzio is hereby suspended from the practice of law in Ohio

for six months, with the entire suspension stayed on the conditions that (1) within

six months of our disciplinary order, she complete four hours of CLE in the area of

judicial ethics, with two of those hours relating to actual or implicit bias, in addition

to the other requirements of Gov.Bar R. X and (2) she commit no further

misconduct. If Porzio fails to comply with either condition, the stay will be lifted

and she will serve the entire six-month suspension. Costs are taxed to Porzio.

Judgment accordingly.

O’CONNOR, C.J., and KENNEDY, FRENCH, FISCHER, DEWINE, DONNELLY,

and STEWART, JJ., concur.

_________________

Joseph M. Caligiuri, Disciplinary Counsel, for relator.

Kronenberg & Belovich Law, L.L.C., and Jacob A.H. Kronenberg, for

respondent.

_________________

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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