Opinion

Barry Leon Ferguson v. State of Tennessee

Court
Court of Criminal Appeals of Tennessee
Filed
Nov 26, 2019
Status
Published
On the bench
Judge J. Ross Dyer
Cited by
0 cases
Authority
More cited than 9.7%

noting that the standard for determining ineffective assistance of counsel applied in federal cases is also applied in Tennessee

How later courts described this case

  • noting that the standard for determining ineffective assistance of counsel applied in federal cases is also applied in Tennessee
  • stating that “a failure to prove either deficiency or prejudice provides a sufficient basis to deny relief on the ineffective assistance claim”
  • “[A]n issue raised for the first time on appeal is waived.”

Written by the judges who cited it.

The opinion

11/26/2019

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE

AT JACKSON

Assigned on Briefs October 29, 2019, at Knoxville

BARRY LEON FERGUSON v. STATE OF TENNESSEE

Appeal from the Circuit Court for Dyer County

No. 15-CR-77 R. Lee Moore, Jr., Judge

___________________________________

No. W2019-00134-CCA-R3-PC

___________________________________

The petitioner, Barry Leon Ferguson, appeals the denial of his post-conviction petition,

arguing the post-conviction court erred in finding he received effective the assistance of

counsel prior to and during his guilty plea hearing. After our review of the record, briefs,

and applicable law, we affirm the denial of the petition.

Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed

J. ROSS DYER, J., delivered the opinion of the court, in which JOHN EVERETT WILLIAMS,

P.J. and D. KELLY THOMAS, JR., J., joined.

Andrew T. Cook, Tiptonville, Tennessee, for the appellant, Barry Leon Ferguson.

Herbert H. Slatery III, Attorney General and Reporter; Katharine K. Decker, Assistant

Attorney General; Danny Goodman, Jr., District Attorney General; and Karen Burns,

Assistant District Attorney General, for the appellee, State of Tennessee.

OPINION

Facts and Procedural History

On May 31, 2016, the petitioner pled nolo contendere to possession with intent to

sell or deliver cocaine in excess of .5 grams, possession with intent to sell or deliver

methamphetamine in excess of .5 grams, possession with intent to sell or deliver

marijuana in excess of one-half ounce, and possession with intent to sell or deliver

oxycodone, receiving an effective sentence of ten years. As a term of his plea agreement,

the petitioner reserved the following certified question of law: “whether probable cause

existed for the issuance of the search warrant ultimately leading to [the petitioner’s]

arrest; specifically, whether there was sufficient police corroboration to cure the defect of

the unreliability of the confidential source.” In affirming the trial court on appeal, this

Court summarized the facts surrounding the petitioner’s conviction, as follows:

This case relates to a search of the [petitioner’s] home on November

3, 2014. On October 20, 2014, Investigatory Stoney Hughes of the Dyer

County Sheriff’s Office submitted an affidavit in which he listed the

following as the factual basis supporting probable cause for issuance of a

search warrant for the residence:

1. That the sale of illegal drugs generates large amounts of cash. Drug

traffickers typically utilize this to purchase assets of all types

including, but not limited to, vehicles, jewelry[,] and real estate.

...

2. The Confidential Source, hereafter referred to as CS, has contacted

the affiant and Lt. Ken Simpson concerning suspect [the petitioner]

“AKA Slow” selling cocaine, and cocaine base from his residence at

743 Newbern Roellen Rd.[] A Criminal History query reveals that

[the petitioner] has a conviction in Federal Court for sale of cocaine

on 06-24-96[.]

3. A vehicle registration query revealed that [the petitioner] has a black

1998 Pontiac currently registered to him at the address of 743

Newbern Roellen Rd.[,] Dyersburg, TN with an expiration date of

03/31/15.

4. Within the past 72 hours, the CS has met with Lt. Ken Simpson[]

and the affiant for the purpose of conducting a controlled buy at [the

petitioner’s] address at 743 Newbern Roellen Rd. from [the

petitioner]. The CS [h]ad made an agreement to purchase cocaine

base. Lt. Simpson and the affiant searched the CS prior to the

purchase and transported the CS to Newbern Roellen Rd. The CS

went to the front door of [the petitioner’s] [r]esidence, where [the

petitioner] came to the door from inside to make the exchange. The

CS returned with a white rock like substance that field tested

positive for cocaine.

5. Residence to Wit: 743 Newbern Roellen Rd[.], Dyersburg,

Tennessee[] 38024. The involved residence is a single story, single

family dwelling, with blue siding, a full length front porch with

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brown trim and support posts at the corners, a white metal roof,

sitting on the west side [o]f Newbern Roellen Rd., facing east, with a

black mailbox numbered 743 located on the road side of the

property, and being the residence of [the petitioner.]

6. Your affiant requests a search warrant for the residence of 743

Newbern Roellen Rd[.], Dyersburg, Tennessee[] 38024, and all

persons, vehicles, and curtilage located at this residence for firearms,

cocaine, cocaine base, clandestine cocaine base manufacturing

equipment, drug paraphernalia, U.S. Currency, receipts, books,

ledgers, notes, computerized[,] and hand written records and all

other material evidence of violations of T.C.A. 39-17-417, T.C.A.

39-17-1307, T.C.A. 39-17-1308 and 39-17-1324.

Based on the information contained in the affidavit, Chancellor Tony

Childress granted Investigator Hughes’s request for a search warrant.

During the search, police officers found cocaine, methamphetamine,

oxycodone, and marijuana.

At the [petitioner’s] preliminary hearing, Investigator Hughes

testified that prior to obtaining the search warrant, he and Lieutenant

Simpson met with the CS and verified that the [petitioner] lived at the home

on Newbern Roellen Road. The [petitioner] was not present when the

police arrived to execute the warrant, so the officers “breach[ed]” the door.

During the search, they found four white rock-like objects believed to be

crack cocaine, four individually-wrapped plastic bags containing a clear

crystal-like substance believed to be methamphetamine, two prescription

pill bottles containing oxycodone, and seventeen bags of marijuana that

appeared to have been packaged for resell. They also found drug

paraphernalia, plastic sandwich bags, and digital scales. Investigator

Hughes said they found most of the evidence in the kitchen area.

On cross-examination, Investigator Hughes testified that the CS

contacted him and told him that “[the petitioner] sells crack cocaine and

just cocaine.” Defense counsel asked how the CS knew cocaine was being

sold from the [petitioner’s] residence, and Investigator Hughes answered, “I

believe the source had purchased from [the petitioner] before.” Investigator

Hughes had never used the CS as an informant prior to this case and did not

know if the CS was reliable, so he set up a controlled drug-buy between the

CS and the [petitioner]. He acknowledged that the CS was a drug user and

was not a citizen informant.

-3-

Investigator Hughes testified that on the day of the drug-buy, he

transported the CS to Newbern Roellen Road and “dropped off” the CS

south, but “within a mile” of, the [petitioner’s] home. Investigator Hughes

was in a vehicle north of the residence and was “pulled over” onto a “field

road.” He said the CS was not being monitored with video- or audio-

recording equipment because “we maintained visual surveillance all the

way to the residence and from the residence.” However, Investigator

Hughes lost visual contact with the CS when the CS “entered the front

porch.” The CS had twenty dollars for the buy, and the CS bought “one

rock” of crack cocaine from the [petitioner].

At the conclusion of the hearing, the Dyer County General Sessions

Court bound over five (sic) drug-related charges to the grand jury. In June

2015, the Dyer County Grand Jury indicted the [petitioner] for possession

of one-half gram or more of cocaine with intent to sell or deliver, a Class B

felony; possession of one-half gram or more of methamphetamine with

intent to sell or deliver, a Class B felony; possession of oxycodone with

intent to sell or deliver, a Class C felony; and possession o[f] more than

one-half ounce of marijuana with intent to sell or deliver, a Class E felony.

The [petitioner] filed a motion to suppress the evidence obtained

during the search on the basis that Investigator Hughes’s affidavit failed to

establish probable cause for the search warrant. In support of his motion,

the [petitioner] noted that Investigator Hughes failed to state in the affidavit

that the CS had provided information about other drug transactions

previously or had any knowledge of drug trafficking. The [petitioner]

further noted that Investigator Hughes testified at the preliminary hearing

that he did not know if the CS was reliable. The [petitioner] argued that

although Investigator Hughes arranged a controlled drug-buy in order to

determine the CS’s reliability, Investigator Hughes testified at the

preliminary hearing that he dropped off the CS within a mile south of the

[petitioner’s] house and pulled into a field road north of the residence to

observe the buy. The [petitioner] then stated, “Proof introduced at the

suppression hearing in this matter will confirm that within a mile south of

[the petitioner’s] residence on Newbern-Roellen Road, and between the

intersection of Newbern-Roellen Road and State Highway 104 and [the

petitioner’s] residence, there are twenty-three (23) residences and four (4)

hills with deep troughs between the crests of the hills.”

-4-

At the suppression hearing, Investigator Hughes testified for the

State that he had never met the CS or obtained information from the CS

prior to this case and, therefore, set up the controlled drug-buy between the

CS and the [petitioner]. Before the buy, Investigator Hughes searched the

CS for illegal substances and gave the CS money to purchase cocaine.

Investigator Hughes and Lieutenant Simpson “dropped the confidential

source off just - just before [the petitioner’s] residence and followed the

source by vehicle [up to the residence].” The officers then drove past the

[petitioner’s] house and parked on a field road where they could maintain

visual surveillance of the CS. The [petitioner’s] front porch was covered

by a dark screen, so the officers lost visual contact of the CS when the CS

entered the front porch area. The CS exited the [petitioner’s] residence two

to five minutes later, and the officers maintained visual contact with the CS

“just down the road.”

Investigator Hughes testified that he and Lieutenant Simpson picked

up the CS and that the CS gave them a small package containing a rock-like

substance. The substance field-tested positive for cocaine. Investigator

Hughes searched the CS but did not find any drugs or money on the CS’s

person. He submitted an affidavit in support of a search warrant to

Chancellor Childress, and Chancellor Childress signed the warrant.

On cross-examination, Investigator Hughes testified that he had

never spoken with the CS and that he did not know whether the CS had

given information to law enforcement prior to this case. Defense counsel

asked if Investigator Hughes considered the CS unreliable prior to this drug

buy, and he answered, “I would not say unreliable, just I could not confirm

the source’s reliability at that point.” To confirm the CS’s reliability,

Investigator Hughes arranged for the CS to buy drugs from the [petitioner].

He said he usually did not use audio- or video-recording equipment during

such buys.

Investigator Hughes testified that on the day of the drug-buy, he

dropped off the CS on Newbern Roellen Road and that the CS was south of

the [petitioner’s] residence but north of the intersection with Highway 104.

He acknowledged testifying at the preliminary hearing that he dropped off

the CS “within a mile” of the [petitioner’s] house. He said that when the

CS arrived at the [petitioner’s] home, the officers drove past the house and

parked “just north.” The officers maintained visual surveillance of the CS

until the CS entered the front porch area. Investigator Hughes estimated

that he picked up the CS fifteen to twenty minutes after he dropped off the

-5-

CS and said that the CS did not indicate drugs or other people were in the

home.

Milly Worley testified for the [petitioner] that she and defense

counsel shared office space and that she sometimes did investigative work

for counsel. Relevant to this case, Worley “shot” video of Newbern

Roellen Road. She described the video as “down from 104 turning onto

Newbern-Roellen and down to what, I believe, to be [the petitioner’s]

house and just past that a little bit and then back.” Defense counsel played

the video for the trial court and introduced the video into evidence.

Defense counsel questioned Worley during the video and she noted that a

driver “topped” four hills between Highway 104 and the [petitioner’s]

home. She described the area as “very up and down” and said she counted

twenty-three houses between the highway and the [petitioner’s] house. She

said that the area north of the [petitioner’s] residence was “very flat” but

that “there were big evergreen trees, some type of cedar tree, and you could

not see [the house] until you were right there on it.”

On rebuttal for the State, Investigator Hughes maintained that he

kept visual surveillance of the CS “until the source entered the front porch

area.” On cross-examination, defense counsel asked, “How could you see

over those hills?” Investigator Hughes said he and Lieutenant Simpson

kept visual surveillance of the CS from the drop-off location to the

[petitioner’s] house by following the CS in their car. After the CS entered

the [petitioner’s] house, the officers “pulled in and we could still maintain

visual surveillance of the front of the residence.” Investigator Hughes was

adamant that he could see the [petitioner’s] front porch from where the

officers were parked on the field road.

The trial court ruled that “[h]ad it not been for the controlled buy,”

the court would have agreed with the [petitioner] that the affidavit failed to

establish probable cause because the affidavit did not establish “the two

prongs.” However, the court concluded that the controlled drug-buy

“corrects that situation” and “does create the probable cause necessary.”

The trial court said it understood the [petitioner’s] claim that the officers

could not maintain visual surveillance but accredited Investigator Hughes’s

testimony that the officers followed the CS until the CS went onto the

porch, that the officers drove past the [petitioner’s] house, and that they

maintained visual surveillance of the home until the CS came outside. The

court concluded that “[w]ith the other information from the controlled buy

of searching the informant both before and afterwards and . . . the rock like

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substance that field tested positive for cocaine,” the affidavit established

probable cause for issuance of the search warrant. Accordingly, the court

denied the [petitioner’s] motion to suppress.

State v. Barry Leon Ferguson, No. W2017-00113-CCA-R3-CD, 2018 WL 1091805, at

*1-4 (Tenn. Crim. App. Feb. 26, 2018), perm. app. denied (Tenn. June 8, 2018).

Following the denial of his direct appeal, the petitioner filed a timely pro se

petition for post-conviction relief. After the appointment of counsel, the petitioner filed

an amended petition for post-conviction relief, arguing trial counsel was ineffective for

failing to call Kelly Williams as a witness during the suppression hearing. The post-

conviction court held an evidentiary hearing during which the petitioner, Ms. Williams,

and trial counsel testified.

The petitioner testified he was concerned about the lack of probable cause for the

search warrant and repeatedly raised his concerns to trial counsel. During the

suppression hearing, the petitioner believed trial counsel was ineffective for “allow[ing]”

Investigator Hughes to change his testimony regarding the circumstances of the

controlled buy. The petitioner was also frustrated because he was unable to learn the

name of the confidential informant, and he did not understand how the officers were able

to prove probable cause without producing the informant. During cross-examination,

the petitioner agreed trial counsel questioned Investigator Hughes about the changes in

his testimony but asserted trial counsel did not “object to the hearsay” or “present the

evidence to support that.”

The petitioner testified that his friend Kelly Williams came to his house one day to

pick up his laundry. When Ms. Williams arrived, a girl was on the petitioner’s front

porch, and Ms. Williams agreed to give the girl a ride home. The petitioner believed this

girl was the confidential informant because she was “the only person that walked to my

house at that time.” Ms. Williams told the petitioner she would testify on his behalf, and

the petitioner asked trial counsel to speak with Ms. Williams because he believed she was

a key witness in his case. Trial counsel, however, did not return Ms. Williams’s phone

calls. On cross-examination, the petitioner conceded Ms. Williams only knew she gave a

girl a ride from the petitioner’s house.

When asked about his guilty plea, the petitioner testified he pleaded guilty because

trial counsel told him the appellate court would review the denial of his motion to

suppress. The petitioner believed trial counsel would “put up” Investigator Hughes’s

conflicting testimonies, which trial counsel did not do. Looking back, the petitioner

testified he would not accept the guilty plea today if he knew “they were [not going to]

allow [him] a chance to cross these witnesses.”

-7-

Ms. Williams testified she has been friends with the petitioner for approximately

ten or twenty years. Near the time of the petitioner’s arrest, Ms. Williams was helping

him with his laundry because the petitioner did not have a washing machine. Ms.

Williams testified she gave a girl a ride home from the petitioner’s house, and she

believed the girl was “supposedly, maybe” the confidential informant in the petitioner’s

case. Ms. Williams also stated she did not see any police officers watching the girl or the

petitioner’s house.

Ms. Williams contacted trial counsel about the possibility of testifying on the

petitioner’s behalf but could not reach trial counsel. On cross-examination, Ms. Williams

agreed she did not know the girl’s name, and, if she had spoken with trial counsel, the

only information she knew was what the girl looked like.

Trial counsel testified he was retained by the petitioner to represent him in this

case. The petitioner came to trial counsel’s office “fairly regularly” to discuss his case,

and the State provided trial counsel with discovery, which he reviewed with the

petitioner. Trial counsel testified the discovery “had everything other than the identity of

the informant which [the petitioner] wanted.” However, trial counsel repeatedly

explained to the petitioner that, because the petitioner was charged with intent and not

sale, the identity of the confidential informant would not be disclosed. On cross-

examination, trial counsel explained the petitioner did not appear confused about his

inability to learn the identity of the confidential informant. Rather, the petitioner was

frustrated “that that’s what the law is.”

Regarding the motion to suppress, trial counsel believed the search warrant lacked

probable cause “because at the preliminary hearing the confidential informant was

admittedly unreliable.” During the suppression hearing, trial counsel “vigorously” cross-

examined Investigator Hughes regarding “inconsistencies in his testimony at the

preliminary hearing and at the suppression hearing.” Additionally, trial counsel called

Milly Worley to testify about a video she made which showed the road where the

petitioner’s house was located. The video showed several “hills and troughs” which

would have made it hard for the officers to adequately view the confidential informant

during the controlled buy.

Following the denial of the motion to suppress, trial counsel filed an interlocutory

appeal challenging the denial of the suppression motion, arguing “there [was not] police

corroboration to cure the unreliability of the confidential informant.” The request for an

interlocutory appeal was denied. Eventually, the petitioner agreed to a plea which

allowed him to be sentenced as a Range I offender even though he was eligible to be

sentenced as a Range II offender and allowed him to appeal a certified question of law

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concerning the suppression hearing. Trial counsel explained to the petitioner that if the

appeal was not successful, the petitioner would be required to serve his ten-year sentence.

On cross-examination, trial counsel acknowledged the petitioner told him about

Ms. Williams giving a girl a ride from the petitioner’s house. Trial counsel, who had

known Ms. Williams for “probably [thirty] years,” “thought” he spoke with Ms. Williams

about the petitioner’s case but did not have “any specific recollection.” Trial counsel

testified Ms. Williams was unable to give him any information about the girl, including

her name, and trial counsel did not “know what [he could have] done with that

information really if [he] had known the name.” Although Ms. Williams and the

petitioner believed the girl was the confidential informant, trial counsel was unsure. The

petitioner also told trial counsel the confidential informant was a girl who had once stolen

his car. Trial counsel “[ran] that [lead] to the ground” and contacted the Dyer County

Sheriff’s Department to obtain more information. However, he was told there was “no

record of anyone being investigated or stopped during the time that [the petitioner] told

[him].”

After its review of the evidence presented, the post-conviction court denied relief

in a written order entered on December 14, 2018. On January 31, 2019, this Court

granted the petitioner’s motion to late-file his notice of appeal, and, on February 6, 2019,

the petitioner filed his notice of appeal.

Analysis

On appeal, the petitioner argues trial counsel was ineffective for failing to call

Kelly Williams as a witness at the suppression hearing and failing to ensure the petitioner

knowingly entered his guilty plea. In addition, the petitioner argues the post-conviction

court failed to make adequate credibility determinations as to Ms. Williams. The State

contends the post-conviction court made adequate credibility determinations and

correctly denied the petition as the petitioner failed to meet his burden. The State also

contends the petitioner has waived his claim that trial counsel was ineffective during the

petitioner’s guilty plea. Following our review of the record and submissions of the

parties, we affirm the judgment of the post-conviction court.

The petitioner bears the burden of proving his post-conviction factual allegations

by clear and convincing evidence. Tenn. Code Ann. § 40-30-110(f). The findings of fact

established at a post-conviction evidentiary hearing are conclusive on appeal unless the

evidence preponderates against them. Tidwell v. State, 922 S.W.2d 497, 500 (Tenn.

1996). This Court will not reweigh or reevaluate evidence of purely factual issues.

Henley v. State, 960 S.W.2d 572, 578 (Tenn. 1997). However, appellate review of a trial

court’s application of the law to the facts is de novo, with no presumption of correctness.

-9-

See Ruff v. State, 978 S.W.2d 95, 96 (Tenn. 1998). The issue of ineffective assistance of

counsel presents mixed questions of fact and law. Fields v. State, 40 S.W.3d 450, 458

(Tenn. 2001). Thus, this Court reviews the petitioner’s post-conviction allegations de

novo, affording a presumption of correctness only to the post-conviction court’s findings

of fact. Id.; Burns v. State, 6 S.W.3d 453, 461 (Tenn. 1999).

To establish a claim of ineffective assistance of counsel, the petitioner must show

both that counsel’s performance was deficient and that counsel’s deficient performance

prejudiced the outcome of the proceedings. Strickland v. Washington, 466 U.S. 668, 687

(1984); State v. Taylor, 968 S.W.2d 900, 905 (Tenn. Crim. App. 1997) (noting that the

standard for determining ineffective assistance of counsel applied in federal cases is also

applied in Tennessee). The Strickland standard is a two-prong test:

First, the defendant must show that counsel’s performance was

deficient. This requires showing that counsel made errors so serious that

counsel was not functioning as the “counsel” guaranteed the defendant by

the Sixth Amendment. Second, the defendant must show that the deficient

performance prejudiced the defense. This requires showing that counsel’s

errors were so serious as to deprive the defendant of a fair trial, a trial

whose result is reliable.

466 U.S. at 687. In order for a post-conviction petitioner to succeed, both prongs of the

Strickland test must be satisfied. Id. Thus, courts are not required to even “address both

components of the inquiry if the defendant makes an insufficient showing on one.” Id.;

see also Goad v. State, 938 S.W.2d 363, 370 (Tenn. 1996) (stating that “a failure to prove

either deficiency or prejudice provides a sufficient basis to deny relief on the ineffective

assistance claim”).

A petitioner proves a deficiency by showing “counsel’s acts or omissions were so

serious as to fall below an objective standard of reasonableness under prevailing

professional norms.” Goad, 938 S.W.2d at 369 (citing Strickland, 466 U.S. at 688;

Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975)). The prejudice prong of the

Strickland test is satisfied when the petitioner shows there is a reasonable probability, or

“a probability sufficient to undermine confidence in the outcome,” that “but for counsel’s

unprofessional errors, the result of the proceeding would have been different.”

Strickland, 466 U.S. at 694. However, “[b]ecause of the difficulties inherent in making

the evaluation, a court must indulge a strong presumption that counsel’s conduct falls

within the wide range of reasonable professional assistance; that is, the defendant must

overcome the presumption that, under the circumstances, the challenged action ‘might be

considered sound trial strategy.’” Id. at 689 (quoting Michel v. Louisiana, 350 U.S. 91,

101 (1955)).

- 10 -

I. Failure to Present Kelly Williams as a Witness at the Suppression Hearing

First, we must address the petitioner’s claim that the post-conviction court failed

to make appropriate findings regarding Kelly Williams’s testimony pursuant to Pylant v.

State, 263 S.W.3d 854 (Tenn. 2008). In Pylant, the court held “if the proffered testimony

is both admissible and material, the post-conviction court must assess whether the

witness is credible.” Id. at 869-70. The State contends the post-conviction court’s

implicit findings are sufficient.

In its order denying relief, the post-conviction court summarized Ms. Williams’s

testimony at the evidentiary hearing but failed to make a specific finding of whether the

testimony would have been admissible and material. However, a written finding is not

necessary to comply with the mandate of Pylant, and the post-conviction court made

satisfactory implicit findings. See Donald L. Seiber v. State, No. E2012-00285-CCA-R3-

PC, 2011 WL 1484173, at *5 (Tenn. Crim. App. Apr. 19, 2011), perm. app. denied

(Tenn. Aug. 25, 2011) (noting the supreme court “did not add to the post-conviction

court’s duties under [Tennessee Code Annotated] section 40-30-111 a requirement that

the court make explicit written credibility findings” for every witness presented at the

post-conviction hearing). By accrediting trial counsel’s testimony that any information

Ms. Williams had was not useful, the post-conviction court implicitly found Ms.

Williams’s testimony was not material to the petitioner’s defense. Therefore, the post-

conviction court was not required to make a credibility finding regarding Ms. Williams’s

testimony. Pylant, 263 S.W.3d at 869-70. The petitioner is not entitled to relief.

The petitioner also argues trial counsel was ineffective for failing to call Ms.

Williams as a witness at the suppression hearing. According to the petitioner, Ms.

Williams’s testimony would have “discredited the State’s proof.” The State contends the

petitioner failed to meet his burden.

At the post-conviction hearing, Ms. Williams, the petitioner’s friend, testified she

was at the petitioner’s house to pick up his laundry and gave a girl a ride home. Ms.

Williams testified the girl was “supposedly, maybe” the confidential informant.

However, she did not know the girl’s name and could only provide a description of the

girl’s appearance. Ms. Williams also testified she did not see any police officers near the

petitioner’s house that day. Ms. Williams called trial counsel’s office to discuss the

possibility of testifying on the petitioner’s behalf, but trial counsel did not return her

messages. Trial counsel testified he had known Ms. Williams for approximately thirty

years. Although he did not specifically remember speaking with Ms. Williams about the

petitioner’s case, trial counsel testified Ms. Williams was unable to provide him with any

information about the girl, including her name. Even if Ms. Williams had known the

- 11 -

girl’s name, trial counsel was unsure “what [he] could have done with that information”

because Ms. Williams was not certain if the girl was the confidential informant.

Although the petitioner contends Ms. Williams’s testimony would have

“discredited the State’s proof,” Ms. Williams was not certain the girl was the confidential

informant. Ms. Williams also testified she did not know the girl’s name and could only

describe her appearance to trial counsel. Furthermore, as noted above, trial counsel

testified Ms. Williams was unable to provide him with any useful information regarding

the girl, and, even if Ms. Williams knew the girl’s name, trial counsel did not think he

could do anything with that information. Implicit in the post-conviction court’s order

denying relief is an accreditation of trial counsel’s testimony and nothing in the record

preponderates against the post-conviction court’s factual findings. See Tidwell, 922

S.W.2d at 500. In addition, the fact that a trial strategy or tactic failed or was detrimental

to the defense does not, alone, support a claim for ineffective assistance of counsel.

Cooper v. State, 847 S.W.2d 521, 528 (Tenn. Crim. App. 1992). Deference is given to

sound tactical decisions made after adequate preparation for the case. Id. The petitioner

is not entitled to relief on this issue.

II. Ineffective Assistance During Guilty Plea

The petitioner argues trial counsel was ineffective for failing to ensure the

petitioner knowingly entered his guilty plea. Specifically, the petitioner contends he did

not understand why he was unable to learn the identity of the confidential informant and,

therefore, did not have “real notice of the true nature of the charges against him.” The

State contends the petitioner has waived this issue for failing to include it in his petition

for post-conviction relief or amended petition for post-conviction relief.

Neither the petitioner’s original or amended petitions for post-conviction relief

challenged the petitioner’s understanding of his plea deal or trial counsel’s effectiveness

in explaining the law regarding confidential informants. Although the post-conviction

hearing transcript indicates trial counsel initially testified the petitioner did not

understand why the confidential informant’s identity would not be revealed, trial counsel

later clarified his prior testimony and stated the petitioner was frustrated with the law but

understood the nature of his plea. The post-conviction court made no rulings on this

issue.

Because the issue was not before the post-conviction court and no ruling was

rendered, we are precluded from review. Issues not raised in the post-conviction petition

cannot be raised for the first time on appeal. Cauthern v. State, 145 S.W.3d 571, 599

(Tenn. Crim. App. 2004) (“[A]n issue raised for the first time on appeal is waived.”).

The petitioner has waived review of this issue.

- 12 -

Conclusion

Based upon the foregoing authorities and reasoning, we affirm the post-conviction

court’s judgment denying the petitioner post-conviction relief.

____________________________________

J. ROSS DYER, JUDGE

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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