Opinion

Com. v. Antill, R.

Court
Superior Court of Pennsylvania
Filed
Jul 9, 2019
Status
Unpublished
Cited by
0 cases
Authority
More cited than 8.2%

describing the portion of Dunkle regarding child victim responses being within the knowledge of a lay juror as a holding based upon “then-current research,” but not addressing whether the holding was still valid in light of section 5920

How later courts described this case

  • describing the portion of Dunkle regarding child victim responses being within the knowledge of a lay juror as a holding based upon “then-current research,” but not addressing whether the holding was still valid in light of section 5920

Written by the judges who cited it.

The opinion

J-S83005-18

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF

: PENNSYLVANIA

:

v. :

:

:

ROCKY WILLIAM ANTILL :

:

Appellant : No. 194 WDA 2018

Appeal from the Judgment of Sentence December 11, 2017

In the Court of Common Pleas of Allegheny County

Criminal Division at No(s): CP-02-CR-0008977-2016

BEFORE: PANELLA, J., SHOGAN, J., and MUSMANNO, J.

MEMORANDUM BY PANELLA, J.: FILED JULY 09, 2019

Rocky William Antill appeals from the judgment of sentence entered in

the Allegheny County Court of Common Pleas after he was charged with

numerous crimes related to the sexual abuse of a child, namely his

stepdaughter. On appeal, Antill raises challenges to the court’s rulings during

voir dire and the court’s evidentiary rulings, as well as a challenge to the

discretionary aspects of his sentence. After a thorough review of the record,

we affirm the judgment of sentence.

Antill was arrested and charged with one count each of rape of a child,

involuntary deviate sexual intercourse with a child, aggravated indecent

assault, unlawful contact with a minor, indecent assault, endangering welfare

of children, corruption of minors, and recklessly endangering another person.

J-S83005-18

After his first trial ended in a mistrial, Antill proceeded to a second jury

trial in which he was found guilty on all counts. He was sentenced to an

aggregate sentence of two-hundred to four-hundred and fifty months of

incarceration followed by ten years of probation.

Antill filed a post-sentence motion challenging the weight of the

evidence and the discretionary aspects of his sentence. The trial court denied

the motion. This timely appeal follows.

In Antill’s first issue on appeal, he contends the trial court erred by

permitting the Commonwealth to ask prospective jurors during voir dire

examination the following question: “Under Pennsylvania law, the testimony

of the victim standing alone, if believed by you, is sufficient proof upon which

to find the defendant guilty if the testimony of the victim convinces you

beyond a reasonable doubt that the defendant is guilty. Would you be able to

follow this principle of law?” Commonwealth’s Proposed Voir Dire Questions,

2/7/17, at ¶ 2.1

He asserts the question was not designed for proper purposes but rather

was designed to determine how receptive the prospective juror might be to

____________________________________________

1 Both the Commonwealth and Antill agreed to proceed with voir dire outside

the presence of a court reporter. Therefore, there is no transcript of the voir

dire proceeding. See Stipulation to Supplement Certified Record on Direct

Appeal Pursuant to Pa.R.A.P. 1926(a)(2), filed 1/3/19. However, the

Commonwealth does not dispute that the prosecutor asked the proposed

question during voir dire. See Appellee’s Brief, at 4. Under these

circumstances, we conclude that our review of the issue is not hampered by

the absence of a transcript, and decline to find the issue waived.

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different versions of the case that the Commonwealth could present. Antill

contends this was not a proper subject for voir dire. Further, Antill asserts the

question covers subject matter falling within the province of the court and is

in the nature of a jury instruction and therefore was legally inappropriate.

The scope of voir dire examination is a matter within the discretion of

the trial court, and that court’s ruling will not be reversed absent an abuse of

discretion. Commonwealth v. Richardson, 473 A.2d 1361, 1363 (Pa.

1984). A trial court's rulings concerning the scope of voir dire must be

considered in light of the factual circumstances of a particular criminal

episode. Id.

“It is well settled that the sole purpose of examination of jurors under

voir dire is to secure a competent, fair, impartial and unprejudiced jury.”

Commonwealth v. Ellison, 902 A.2d 419, 423 (Pa. 2006). “It is only when

the court permits the [jury] selection process to impugn the fundamental

qualities of competence, fairness, and impartiality that we may conclude that

a palpable abuse of discretion has been committed.” Commonwealth v.

Noel, 104 A.3d 1156, 1171 (Pa. 2014) (internal quotation marks and citations

omitted). However, “[v]oir dire is not to be utilized as a tool for the attorneys

to ascertain the effectiveness of potential trial strategies.” Commonwealth

v. Paolello, 665 A.2d 439, 451 (Pa. 1995).

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Antill argues that “questions which are in the nature of jury instructions

are wholly inappropriate for voir dire examination.” Appellant’s Brief, at 18. In

support of this proposition, Antill cites to Commonwealth v. Bright, 420

A.2d 714, 717 (Pa. Super. 1980). Upon reviewing Bright, we conclude Antill’s

argument stretches the language of that opinion beyond the breaking point.

In Bright,2 the defendant sought to ask prospective jurors regarding

their ability to dissent from the views of the majority of their fellow jurors.

See id. The trial court refused the defendant’s request. See id. Importantly,

this Court held that “the question was in the nature of a jury instruction and

that, since the court gave proper instructions, no error occurred from the

refusal to allow the question.” Id. After examining the trial court’s instructions

to the jury, the Bright panel concluded “the [trial] court’s opening remarks

and closing instructions … clearly demonstrate the trial court adequately and

correctly instructed the jury.” Id.

As a result, the Bright Court did not affirmatively hold that the proposed

instruction should be excluded due to its similarity to a jury instruction.

Instead, the Court merely found that the trial court did not err in excluding

____________________________________________

2 Antill also cites to Commonwealth v. Perea, 381 A.2d 494 (Pa. Super.

1977), Commonwealth v. Hoffman, 398 A.2d 658 (Pa. Super. 1979), and

Commonwealth v. Ritter, 615 A.2d 442 (Pa. Super. 1992). Each of these

precedents are similar to Bright, as in each case this Court reviewed a trial

court ruling denying a requested jury instruction. See Perea, at 496;

Hoffman, at 660; Ritter, at 446-447. None of them created the bright line

rule sought by Antill here.

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the question since the trial court properly instructed the jury on the relevant

points of law.

Here, Antill is attempting to turn Bright into a bright-line rule that would

effectively eviscerate our standard of review. We decline to accept Antill’s

invitation to create a new standard for voir dire proceedings.

Turning to the circumstances at hand, the Commonwealth’s case was

based almost entirely on the victim’s testimony. See N.T., Jury Trial, 7/6/17,

at 32 (prosecutor admitting, during opening statements, that the

Commonwealth would present no forensic evidence); N.T., Jury Trial, 7/7/17

at 24-26 (medical doctor testifying that victim’s examination results were not

significantly different from those expected from a child who had not been

sexually abused). Pursuant to this state of affairs, we cannot conclude the

court abused its discretion when it permitted a question designed to expose

any fixed opinions of the jurors regarding the lack of physical or corroborating

evidence. As such, the question was used to “secure a competent, fair,

impartial and unprejudiced jury” and was not used to ascertain the

effectiveness of a potential trial strategy. See Ellison, 902 A.2d at 423-424.

Antill also argues that the language used in the question does not

conform to the law. Specifically, he contends the question omits any reference

to the Commonwealth’s burden of beyond a reasonable doubt. We agree that

the question, as written, does not accurately state the law. However, this

conclusion does not automatically render the trial court’s decision to allow the

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question an abuse of discretion. The issue at hand is whether the question

impaired the competence, fairness or impartiality of the jury. See Noel, 104

A.3d at 1171.

In its opening statement, the Commonwealth informed the jury that it

was “solely on the Commonwealth to prove to you beyond a reasonable doubt

that the defendant is guilty” N.T., Jury Trial, 7/6/17, at 19; see also id., at

20 (“the Commonwealth … has the burden of proof beyond a reasonable doubt

of every element of every offense. … We embrace that burden”). More

importantly, the trial court properly instructed the jury that Antill was

presumed innocent until the Commonwealth established, beyond a reasonable

doubt, every element of every crime charged. See N.T., Jury Trial, 7/7/17, at

264. Further, when the jury requested a clarification on the instruction, the

court informed them “you may find the defendant guilty if the testimony of

[the victim] convinces you beyond a reasonable doubt that the defendant is

guilty.” N.T., Jury Trial, 7/10/17, at 5.

As a result, we cannot conclude that the question deprived Antill of a

competent, fair, and impartial jury. Antill’s first issue is without merit.

In his second issue, Antill contends the trial court abused its discretion

by permitting the Commonwealth to present an expert opinion through a

witness who had never been qualified as an expert. While testifying regarding

what impact a delay between a sexual assault and the beginning of the

investigation would have on his investigation practices, Detective Daniel

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Mayer briefly stated his observations of why children who have experienced

sexual abuse have delayed reporting in his experience. Antill contends this

testimony was in fact expert testimony, as it relied on specialized knowledge

beyond that possessed by the average layperson.

When considering the admission of evidence, our standard of review is

very narrow. Our review of a trial court's evidentiary ruling is limited to

determining whether the trial court abused its discretion. See

Commonwealth v. Dengler, 890 A.2d 372, 379 (Pa. 2005). “An abuse of

discretion may not be found merely because an appellate court might have

reached a different conclusion, but requires a result of manifest

unreasonableness, or partiality, prejudice, bias, or ill-will, or such lack of

support so as to be clearly erroneous.” Id. (citation omitted). Finally, “[t]o

constitute reversible error, an evidentiary ruling must not only be erroneous,

but also harmful or prejudicial to the complaining party.” Commonwealth v.

Lopez, 57 A.3d 74, 81 (Pa. Super. 2012) (citation omitted).

Pennsylvania Rule of Evidence 701 states that in cases where a witness

is not testifying as an expert, his or her opinion testimony must be limited to

what is: “(a) rationally based on the witness’s perception; (b) helpful to clearly

understanding the witness’s testimony or to determining a fact in issue; and

(c) not based on scientific, technical, or other specialized knowledge within

the scope of Rule 701.” Pa.R.E. 701.

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The evidentiary ruling at issue here arose while the Commonwealth was

questioning Detective Mayer about his investigative procedures. The

prosecutor asked Detective Mayer what impact an over four month delay

between a sexual assault and the beginning of the investigation would have

on his investigation. He answered, “[i]t has been my experience over the years

with victims of sexual and physical assault that … many times victims,

especially younger victims, for a whole host of reasons –“. N.T., Jury Trial,

7/7/17, at 7. Defense counsel objected, noting that Detective Mayer was not

an expert. See id., at 7-8. The trial court found that Detective Mayer was

testifying to his procedures for opening an investigation, not as an expert, and

overruled the objection. See id., at 8.

After defense counsel acquiesced to the trial court’s reasoning, the

examination continued.

[Prosecutor:] Thank you, Your Honor.

[Detective Mayer:] So over the years of working these types

of cases we see delayed reporting especially with younger victims,

for a whole host of reasons. Whether they’re confused or

embarrassed or because sometimes it’s a family member and

they’re concerned about the outcome. That is not unusual, but we

run into that quite often.

[Prosecutor:] Does that create any challenges for you

as an investigator?

[Detective Mayer:] If something occurs and we can get right on

it. There are things we want to try to do to preserve a scene or

locate items of evidence. So a delay in reporting for us, it kind of

puts us behind in terms of recovering things.

Id.

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In Commonwealth v. Dunkle, 602 A.2d 830 (Pa. 1992), our Supreme

Court held that expert testimony concerning typical behavior patterns

exhibited by sexually abused children is inadmissible because such evidence

was not generally accepted in the field in which it belonged, was not probative

of child sexual abuse, and concerned subjects which were within the range of

common experience. See 602 A.2d at 834-838.

While it may appear Dunkle is dispositive of this issue, Dunkle, and

other matters prohibiting expert testimony regarding victim responses in

sexual assault matters, predates our legislature’s enactment of 42 Pa.C.S.A.

§ 5920, entitled “expert testimony in certain criminal proceedings.” See 42

Pa.C.S.A. § 5920 (passed June 29, 2012, effective August 28, 2012).

Pursuant to that statute, in an appropriate proceeding, a qualified expert may

testify regarding specific types of responses and behaviors that victims of

sexual abuse often exhibit. 42. Pa.C.S.A. § 5920(b)(2).

However, to date, no court has expressly held that by enacting section

5920, the General Assembly legislatively overruled Dunkle's holding

regarding testimony about child victim responses as being within the

knowledge of an average layperson. See Commonwealth v. Maconeghy,

171 A.3d 707, 709 n.2 (Pa. 2017) (noting that Dunkle is “impacted by the

enactment of [s]ection 5920 of the Judicial Code, which now permits certain

expert witnesses to testify to facts and opinions regarding specific types of

victim responses and behaviors,” but stating a discussion of the specific effect

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of the statute on Dunkle was beyond the scope of the opinion); See also

Commonwealth v. Olivo, 127 A.3d 769, 781 (Pa. 2015) (describing the

portion of Dunkle regarding child victim responses being within the

knowledge of a lay juror as a holding based upon “then-current research,” but

not addressing whether the holding was still valid in light of section 5920);

Commonwealth v. Carter, 111 A.3d 1221, 1223-224 (Pa. Super. 2015)

(observing that Dunkle pre-dates section 5920, holding that trial court

properly permitted expert to testify regarding child victim responses pursuant

to section 5920, and rejecting Carter's argument that General Assembly had

enacted legislation on an issue previously ruled upon by the Supreme Court

in an area specifically consigned to its authority, thereby violating separation

of powers).

We find it unnecessary to reach the specific issue of the effect of section

5920 on cases of this kind, as we find Antill has not demonstrated that he

suffered prejudice from Detective Mayer’s testimony. We note the

Commonwealth offered another witness, Jamie Mesar, “as an expert in the

field of child sex assault victim behavior.” N.T., Jury Trial, 7/7/17, at 82. The

trial court found that Mesar qualified as an expert “with regard to the

behaviors of children who have been victims of sexual assault.” Id., at 84.

Antill does not challenge this qualification on appeal.

Mesar testified at length to the same concerns that Detective Mayer

identified in the passage previously quoted. See id., at 85-91. Therefore, the

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jury received the same evidence from a witness who was explicitly qualified

as an expert in the relevant field. As a result, we cannot conclude Antill

suffered any prejudice from Detective Mayer’s brief mention of some reasons

why child sex assault victims have delayed reporting in his experience.

Antill contends that the previously quoted testimony from Detective

Mayer differs substantially from Mesar’s expert opinion testimony. We

disagree. Detective Mayer noted that there were “a whole host of reasons” for

delayed reporting, and proceeded to name three: confusion; embarrassment;

and concern over the outcome of the investigation of a family member. See

N.T., Jury Trial, 7/7/17, at 7-8.

Mesar testified that “disclosure of child abuse comes out in many

different ways… disclosures can happen in many different ways and also

happens for many different reasons.” Id., at 85. This is substantially similar

to Detective Mayer’s testimony that there are “a whole host of reasons” for

delayed disclosure. Id., at 7.

Mesar also opined that delayed disclosure is often caused by the victim’s

failure to understand the severity of the abuse. Id., at 85. This testimony is

substantially similar to Detective Mayer’s opinion that “confusion” is a cause

of delayed disclosure.

Mesar also identified other reasons for delayed disclosure.

There could be threats made by a perpetrator that if a child were

to tell something bad would happen to them or a family member

or someone else the child is connected to.

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The delay could be due to the fact the child has a lot of blame for

what’s happened. They don’t understand so they’re holding their

own shame and guilt. They don’t want to let other ones know what

has happened to them because they may believe that once their

story is out, everybody is going to identify them as a child that

something has happened to them.

Id., at 86. This testimony is substantially similar to Detective Mayer’s

testimony that delayed disclosure may be caused by embarrassment or

concern about the impact an investigation would have on a family member.

As a result, Antill did not suffer any undue prejudice from Detective Mayer’s

testimony regarding the causes of delayed disclosure.

In his final issue on appeal, Antill argues the trial court abused its

discretion by imposing a manifestly unreasonable sentence and by failing to

address each of the factors required by 42 Pa.C.S.A. § 9721(b). He further

contends the trial court failed to consider mitigating factors. Antill concedes

his argument raises a challenge to the discretionary aspects of his sentence.

“A challenge to the discretionary aspects of a sentence must be considered a

petition for permission to appeal, as the right to pursue such a claim is not

absolute.” Commonwealth v. McAfee, 849 A.2d 270, 274 (Pa. Super. 2004)

(citation omitted).

An appellant challenging the discretionary aspects of his sentence

must invoke this Court’s jurisdiction by satisfying a four-part test:

[W]e conduct a four-part analysis to determine: (1) whether

appellant has filed a timely notice of appeal; (2) whether the issue

was properly preserved at sentencing or in a motion to reconsider

and modify sentence; (3) whether appellant’s brief has a fatal

defect; and (4) whether there is a substantial question that the

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sentence appealed from is not appropriate under the Sentencing

Code.

Commonwealth v. Moury, 992 A.2d 162, 170 (Pa. Super. 2010) (citations

omitted; brackets in original).

Here, Antill preserved his issue through a timely motion for

reconsideration of the sentence imposed, and filed a timely appeal. Counsel

has included the required Rule 2119(f) statement. We therefore review the

Rule 2119(f) statement to determine if Antill has raised a substantial question.

We examine an appellant’s Rule 2119(f) statement to determine

whether a substantial question exists. See Commonwealth v. Tirado, 870

A.2d 362, 365 (Pa. Super. 2005). “Our inquiry must focus on the reasons for

which the appeal is sought, in contrast to the facts underlying the appeal,

which are necessary only to decide the appeal on the merits.” Id. (citation

and emphasis omitted); see also Pa.R.A.P. 2119(f).

Antill “must show that there is a substantial question that the sentence

imposed is not appropriate under the Sentencing Code.” McAfee, 849 A.2d at

274 (citation omitted). That is, “the sentence violates either a specific

provision of the sentencing scheme set forth in the Sentencing Code or a

particular fundamental norm underlying the sentencing process.” Tirado, 870

A.2d at 365.

In Antill’s Rule 2119(f) statement, he claims that the trial court abused

its discretion in sentencing by imposing a manifestly excessive sentence

“constituting too severe a punishment and, in so doing, failed to offer reasons

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for its sentence that comport with the considerations required by [42 Pa.C.S.A.

§ 9721(b)]”. Appellant’s Brief, at 47. As this claim raises a substantial

question, we proceed to examine the merits of Rivera’s sentencing challenge.

See Commonwealth v. Buterbaugh, 91 A.3d 1247, 1266 (Pa. Super. 2014)

(en banc) (“[A]rguments that the sentencing court failed to consider the

factors proffered in 42 Pa.C.S. § 9721 does present a substantial question

whereas a statement that the court failed to consider facts of record, though

necessarily encompassing the factors of § 9721, has been rejected.”)

Our standard of review for a challenge to the discretionary aspects of

sentencing is as follows:

Sentencing is a matter vested in the sound discretion of the

sentencing judge, and a sentence will not be disturbed on appeal

absent a manifest abuse of discretion. In this context, an abuse

of discretion is not shown merely by an error in judgment. Rather,

the appellant must establish, by reference to the record, that the

sentencing court ignored or misapplied the law, exercised its

judgment for reasons of partiality, prejudice, bias or ill will, or

arrived at a manifestly unreasonable decision.

Commonwealth v. Shugars, 895 A.2d 1270, 1275 (Pa. Super. 2006)

(citation omitted).

Here, the trial court reviewed a pre-sentence report. Where the trial

court had the benefit of reviewing a pre-sentence report, we must

presume that the sentencing judge was aware of relevant

information regarding the defendant’s character and weighed

those considerations along with mitigating statutory factors. A

pre-sentence report constitutes the record and speaks for itself.

In order to dispel any lingering doubt as to our intention of

engaging in an effort of legal purification, we state clearly that

sentencers are under no compulsion to employ checklists or any

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extended or systematic definitions of their punishment procedure.

Having been fully informed by the pre-sentence report, the

sentencing court’s discretion should not be disturbed. This is

particularly true, we repeat, in those circumstances where it can

be demonstrated that the judge had any degree of awareness of

the sentencing considerations, and there we will presume also that

the weighing process took place in a meaningful fashion. It would

be foolish, indeed, to take the position that if a court is in

possession of the facts, it will fail to apply them to the case at

hand.

Commonwealth v. Hallock, 603 A.2d 612, 616 (Pa. Super. 1992). Further,

the court explained the reasons for the sentence:

Mr. Antill, please step up to the microphone. I did preside over the

jury trial in this case and I am very aware of the testimony.

I have also reviewed the pre-sentence investigative report and

considered his history, which does include some evidence of

aggressive, assaultive behavior based on the criminal record and

the PFA violation. That would be consistent with the trial testimony

as well.

I also have considered the memorandum in aid of sentencing as

well as the evaluative report of the [Sexual Offender Assessment

Board] as we have discussed.

And the [Sexual Offender Assessment Board] report does note

that his behavior is predatory. He violated a position of trust and

continued to do so by threats to keep [victim] quiet.

In light of all of the factors, including the fact that he does not

have a history of mental health or drug and alcohol by his report,

his rehabilitative needs appear to be centered around his sexually

assaultive behavior.

N.T., Sentencing Hearing 12/11/18, at 47-48.

As the trial court in this case had the benefit of a pre-sentence report

as well as a memorandum in aid of sentencing and an evaluative report of the

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Sexual Offender Assessment Board, we conclude that it considered all relevant

sentencing factors. Antill’s final issue is without merit.

As we find none of Antill’s issues merit relief, we affirm the judgment of

sentence.

Judgment of sentence affirmed. Jurisdiction relinquished.

Judgment Entered.

Joseph D. Seletyn, Esq.

Prothonotary

Date: 7/9/2019

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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