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Appellate Court Date: 2018.10.11
12:49:55 -05'00'
People v. Guerrero, 2018 IL App (2d) 160920
Appellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
Caption MARCIAL GUERRERO, Defendant-Appellant.
District & No. Second District
Docket No. 2-16-0920
Filed June 26, 2018
Decision Under Appeal from the Circuit Court of Kendall County, No. 06-CF-146; the
Review Hon. Timothy J. McCann, Judge, presiding.
Judgment Reversed; judgment affirmed as modified.
Cause remanded with directions.
Counsel on Michael J. Pelletier, Patricia Mysza, and David T. Harris, of State
Appeal Appellate Defender’s Office, of Chicago, for appellant.
Eric C. Weis, State’s Attorney, of Yorkville (Patrick Delfino,
Lawrence M. Bauer, and Victoria E. Jozef, of State’s Attorneys
Appellate Prosecutor’s Office, of counsel), for the People.
Panel JUSTICE BIRKETT delivered the judgment of the court, with
opinion.
Justice Jorgensen specially concurred, with opinion.
Justice Hutchinson concurred in part and dissented in part, with
opinion.
OPINION
¶1 This is the third appeal brought by defendant, Marcial Guerrero. In 2006, he was charged
by indictment with three counts of predatory criminal sexual assault of a child (720 ILCS
5/12-14.1(a)(1) (West 2004)). All three counts alleged that he sexually penetrated the victim.
The first count was based on contact between defendant’s penis and the victim’s mouth, the
second count was based on defendant placing his finger into the victim’s vagina, and the
third count was based on contact between defendant’s penis and the victim’s anus. Following
a jury trial in 2007, defendant was convicted of all three counts and sentenced to three
consecutive terms of 25 years’ imprisonment. Defendant raised several issues on direct
appeal, none of which involved the sufficiency of the evidence, and we affirmed his
conviction and sentence. People v. Guerrero, No. 2-07-1183 (2010) (unpublished order
under Illinois Supreme Court Rule 23) (Guerrero I).
¶2 Thereafter, defendant filed a petition for postconviction relief pursuant to the
Post-Conviction Hearing Act (725 ILCS 5/122-1 et seq. (West 2010)). The trial court
summarily dismissed the petition and defendant appealed, arguing that his appellate counsel
was ineffective on direct appeal for failing to challenge the sufficiency of the evidence with
respect to the second count in the indictment. Specifically, defendant argued that there was
nothing at trial to indicate that his finger ever intruded into the victim’s vagina. We held that
defendant’s petition stated the gist of a constitutional claim, and accordingly, we reversed the
trial court’s summary dismissal and remanded the matter for further proceedings. People v.
Guerrero, 2013 IL App (2d) 111161-U (Guerrero II).
¶3 On remand, defendant’s appointed postconviction counsel filed an amended petition and
a second amended petition. Among the numerous issues raised in the second amended
petition was the claim at the center of our holding in Guerrero II. However, the trial court
granted the State’s motion to dismiss the second amended petition, and defendant now
appeals. As was the case in Guerrero II, defendant’s sole contention in this appeal is that his
appellate counsel was ineffective on direct appeal for failing to argue that the evidence at
trial was insufficient to sustain a conviction on the second count in the indictment.
¶4 As we will explain, defendant has made a substantial showing of a constitutional
violation, and we therefore reverse the trial court’s dismissal of his second amended
postconviction petition. However, the parties also dispute the relief that should be granted
under these circumstances. We will address that issue following our discussion on the merits.
¶5 I. BACKGROUND
¶6 Before discussing the evidence adduced during defendant’s trial, we first provide a brief
overview of the legal issue that forms the basis of this appeal. To sustain defendant’s
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convictions of predatory criminal sexual assault of a child, the State was generally required
to prove that defendant committed acts of “sexual penetration” with the victim. 720 ILCS
5/12-14.1(a)(1) (West 2004). At the time of the alleged acts, “sexual penetration” was
defined as follows:
“ ‘Sexual penetration’ means any contact, however slight, between the sex organ or
anus of one person by an object, the sex organ, mouth or anus of another person, or
any intrusion, however slight, of any part of the body of one person or of any animal
or object into the sex organ or anus of another person, including but not limited to
cunnilingus, fellatio or anal penetration. Evidence of emission of semen is not
required to prove sexual penetration.” Id. § 12-12(f).
¶7 In People v. Maggette, 195 Ill. 2d 336, 346-47 (2001), our supreme court noted that this
definition of “sexual penetration” defines “two broad categories of conduct.” First, the
“contact” clause describes any contact with the sex organ or anus of one person by an object,
the sex organ, mouth, or anus of another person. Second, the “intrusion” clause describes any
intrusion of any part of the body of one person or of any animal or object into the sex organ
or anus of another person. Id. at 347. The court determined that, as used in the intrusion
clause, the word “object” was limited to “inanimate objects.” Id. at 349. Hence, under
principles of statutory construction, the word “object” in the contact clause was not intended
to include parts of the body. Id. at 349-50.
¶8 Applying Maggette to the second count in this case, the State could not sustain a
conviction based on evidence that defendant’s finger merely came in contact with the
victim’s vagina. Rather, the State was required to prove that there was an intrusion, however
slight, of defendant’s finger into the victim’s vagina. See 720 ILCS 5/12-12(f) (West 2004).
With this in mind, we now turn to the evidence at defendant’s trial.
¶9 A. Trial
¶ 10 The victim, P.G., was 11 years old at the time of the alleged criminal acts. Because she
did not make her initial outcry until she was 13 years old, the State was unable to introduce
her out-of-court statements at trial. See 725 ILCS 5/115-10(b)(3) (West 2006). P.G. was 15
years old at the time of trial. She was the State’s first witness. Her testimony was conducted
via a closed-circuit television system.
¶ 11 On direct examination, P.G. testified that her mother began dating defendant in January
2003. Shortly thereafter, defendant moved into an apartment shared by P.G. and her mother,
along with P.G.’s younger sister and infant brother. P.G. described a pattern of conduct by
defendant that took place over the course of approximately one month. According to P.G.,
when her mother was at work during the night, defendant would bring her into her mother’s
bedroom, remove her clothes, and begin touching her. When P.G. was asked to describe the
first time that this happened, the following exchange took place:
“A. He—he put his thing—he put his d***—no, he put his d*** like by my—I
don’t know how to say it, but like he put it towards like the butt hole and everything.
[MR. REIDY (PROSECUTOR)]: That was the first time you were with him?
A. Yeah.
Q. So we’re clear what we’re talking about, what body part are you referring to?
A. The boobs. He touched the boobs. And my vagina.
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Q. Let’s slow down ’cause I know it’s taken—
A. Yeah.
Q. Let’s take a deep breath. The first time your clothes were off, what, if
anything, did he—did [defendant] do to you to start off with? You said he touched
where?
A. My boobs. He started going down to the vagina.
Q. Where on your vagina did he touch you?
A. Like by the crack.
MR. REIDY: If the record could reflect she’s indicated in between her fingers, it
would be I guess the crevice or the crack of the fingers.
THE COURT: Yes, record may so reflect.
[MR. REIDY]: With what did he touch you there?
A. With his hands.
Q. How did that make you feel?
A. I thought he would do nothing like that, nothing like that.”
¶ 12 The prosecutor asked P.G. how many times defendant’s hand came “in contact” with her
“vagina and crack,” and she answered that this happened approximately 10 times. P.G. added
that defendant placed his penis near her anus on at least three occasions, that he forced her to
perform oral sex on him approximately five times, and that his penis came in contact with her
vagina approximately two times. P.G. was also asked whether defendant did “anything else
of a sexual nature with [her] other than sucking—having [her] suck his d***, penis against
your butt hole.” She answered, “I don’t think so.” When P.G. was asked whether defendant
was able to “go inside” her vagina with his penis, she answered, “No. I screamed.”
¶ 13 On cross-examination, when P.G. was asked whether defendant did anything other than
use his hand to touch her breasts and vagina on the first night, she responded, “I think that’s
it. I don’t remember.” Defense counsel pressed the issue, referencing a statement that P.G.
had purportedly made to investigators before the trial. The exchange went as follows:
“[MS. CHUFO (DEFENSE COUNSEL)]: That was it? When you were
interviewed by those two men that came to your apartment, isn’t it true that you told
them that he also put his fingers in your vagina that first night?
A. They were closed, yeah. Yeah.
Q. When you say they were closed—
A. Like this, like by the crack.
Q. Isn’t it true that you said that his fingers went in a little bit?
A. No. That was like another night, he put his d*** almost in my vagina—or he
tried to, but I screamed.”
¶ 14 On redirect examination, the prosecutor did not question P.G. as to any instances of
vaginal contact or intrusion.
¶ 15 The remaining witnesses offered little to elucidate the issue of whether defendant’s finger
intruded into P.G.’s vagina. P.G.’s sister testified that defendant would take P.G. into his
bedroom at night when their mother was at work. P.G. would return crying, but she never
explained why. P.G.’s mother testified that she learned of P.G.’s allegations for the first time
in 2006, when investigators came to her apartment. She added, “[a]t this day I don’t even
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know what’s happening ’cause [P.G.] hasn’t told me what [defendant] did to her.” Tim
Martin, an investigator with the Kane County Child Advocacy Center, testified that he
interviewed P.G. in 2006, regarding a report that P.G. made to her school counselor. He
testified that P.G. began crying when she was questioned about her allegations of sexual
contact with defendant. Finally, P.G.’s former neighbor testified that, when she was 16 years
old, she had sexual intercourse with defendant. This was reported to police in December
2003. Defendant was then arrested in January 2004, approximately one year after he moved
in with P.G.’s family. He was convicted of aggravated criminal sexual abuse and sentenced
to three years in prison. The trial court admitted a certified copy of that conviction into
evidence, and the State rested its case.
¶ 16 Defendant’s theory of the case was that P.G. made false allegations against him to
prevent him from returning to live with her family after he completed his prison term for
aggravated criminal sexual abuse. Defendant first presented Hollida Wakefield, an expert
witness qualified in the field of psychology. She testified that, in addition to reviewing
Martin’s written report of his interview with P.G., she had also reviewed a recorded
interview with P.G. The recorded interview, which was conducted by a different investigator,
took place after Martin’s interview. Wakefield noted that there were “significant
contradictions” between Martin’s report and the recorded interview. Wakefield explained
that, because Martin’s interview was not recorded, she could not be certain whether Martin
had used suggestive questions or whether his approach impacted the subsequently recorded
interview. On cross-examination, Wakefield confirmed that P.G. commented during her
recorded interview that defendant “touched [her] boobs,” but Wakefield was not asked about
any statements involving an intrusion into P.G.’s vagina.
¶ 17 Defendant’s remaining witnesses laid the foundation for his theory as to P.G.’s motive
for making false allegations. Bryan Buck, the former principal at P.G.’s elementary school,
testified that P.G.’s attendance improved while defendant was living with P.G.’s family.
Rose Gossmeyer, an investigator with the Department of Children and Family Services,
testified that she investigated P.G.’s family regarding a January 2004 report that defendant
was striking the female children with a belt. Linda Ibarra, defendant’s sister-in-law, testified
that she lived on the same street as P.G.’s family when defendant’s alleged criminal acts took
place. Linda first learned of P.G.’s allegations soon before defendant was scheduled to be
released from prison. After learning of the allegations, Linda asked P.G. what happened.
Linda testified, “[P.G.] just said that [defendant] touched her.” Although P.G. pointed to her
lower region, she did not give Linda any more details.
¶ 18 Defendant testified on his own behalf. He explained that P.G. and her sister “had no
discipline” when he first moved in with the family. Defendant began enforcing rules, such as
making sure the girls went to school and preventing them from watching television until they
completed their homework and chores. Defendant testified that the girls did not respond well
to being grounded, so he eventually resorted to disciplining them physically. He
acknowledged that he threatened them with the use of a belt and that he once used a belt to
strike P.G.’s sister. However, defendant denied that he ever abused P.G. sexually. When
asked whether P.G. ever cried during the night, defendant testified that there were several
occasions when P.G. and her sister stayed up late watching scary movies. According to
defendant, P.G.’s crying was the result of nightmares.
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¶ 19 The State called P.G.’s sister on rebuttal. She denied that there was ever a time when P.G.
cried because of nightmares.
¶ 20 During closing arguments, with respect to P.G.’s testimony, the prosecutor argued,
“[w]hat did [P.G.] tell you? She told you that on different occasions he put his penis in her
mouth. He rubbed his penis between her butt cheeks and touched her anus, her butt hole. And
he ran his fingers over her vagina into the crack. That’s what she told you.” The prosecutor
then read from the jury instruction defining “sexual penetration,” which was a near-verbatim
recitation of the statutory definition set forth above (see supra ¶ 7). Regarding the second
charge in the indictment, the prosecutor argued in relevant part:
“To sustain the charge of predatory criminal sexual assault of a child, finger into
the vagina, the State must prove the following propositions. ***
First proposition, defendant knowingly committed an act of sexual penetration
with [P.G.] Remember, that prior sexual penetration instruction is any contact,
however slight.
He rubbed his finger into her vagina. He didn’t have to penetrate all the way.
We’ve met our burden on that one folks.”
¶ 21 Defense counsel’s argument was focused on P.G.’s inconsistencies and motivation for
lying. Although counsel briefly discussed P.G.’s allegation that defendant’s hand “came in
contact” with her vagina, there was no specific reference to the jury instruction defining
“sexual penetration.”
¶ 22 The jury deliberated and found defendant guilty of all three counts. Defendant was
sentenced to a 25-year term of imprisonment on each count, to be served consecutively. On
direct appeal, defendant contended that (1) the trial court erred in admitting his
aggravated-criminal-sexual-abuse conviction, (2) several comments made by the prosecution
amounted to prosecutorial misconduct, and (3) the trial court abused its discretion in
determining his sentence. In Guerrero I, we affirmed defendant’s conviction and sentence.
¶ 23 B. Postconviction Proceedings
¶ 24 In June 2011, defendant filed a pro se petition for postconviction relief. One of the issues
raised was whether his appellate counsel was ineffective on direct appeal for failing to
challenge the sufficiency of the evidence. The trial court summarily dismissed defendant’s
petition, ruling that the issues raised were forfeited. Defendant filed a motion to reconsider,
which the trial court denied, and defendant appealed.
¶ 25 In Guerrero II, defendant argued that his appellate counsel was ineffective on direct
appeal for failing to challenge the sufficiency of the evidence, specifically with respect to the
second count in the indictment. In response, the State first argued that defendant forfeited the
issue, because his pro se petition did not specifically challenge the evidence of “sexual
penetration.” We rejected the State’s forfeiture argument, holding that the specificity of
defendant’s claim “represent[ed] a ‘borderline’ question which, under a liberal construction,
should be resolved in defendant’s favor.” Guerrero II, 2013 IL App (2d) 111161-U, ¶ 22
(citing People v. Hodges, 234 Ill. 2d 1, 21 (2009)).
¶ 26 On the merits, the parties compared the evidence in this case to the evidence in People v.
Bell, 234 Ill. App. 3d 631 (1992). See Guerrero II, 2013 IL App (2d) 111161-U, ¶¶ 25-28.
Because in this appeal the parties are once again disputing the application of Bell, we will
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provide a brief summary of that case.
¶ 27 1. Bell
¶ 28 Bell involved crimes against two different victims. Applying the well-known standard of
review for challenges to the sufficiency of the evidence, established in People v. Collins, 106
Ill. 2d 237 (1985), the Bell court came to a different conclusion with respect to each victim.
Regarding the first victim, the court found “ample evidence” to establish proof of “sexual
penetration” where the victim testified that the defendant “ ‘handled’ and ‘rubbed’ her
vagina.” Bell, 234 Ill. App. 3d at 636.
¶ 29 The second victim similarly testified that the defendant “rubbed” her vagina with his
finger, and a police officer testified to the victim’s statement that the defendant “felt” her
vagina. The Bell court noted that, “[i]f these statements were the only evidence in the record
concerning penetration, we would deem them sufficient to affirm the defendant’s conviction
under the Collins standard, in view of the fact that the jury is entitled to draw reasonable
inferences from the evidence, including an inference of penetration.” Id. However, unlike the
first victim, the second victim was specifically asked, “ ‘did he rub you or put his finger in
you? What exactly did he do?” The victim responded, “ ‘Rubbed it.’ ” The Bell court held in
relevant part:
“While, as noted above, the jury is entitled to draw inferences from the evidence,
such inferences must be reasonable. Although under other circumstances a jury might
reasonably infer that an act of penetration occurred based on the testimony that
defendant rubbed and felt [the second victim’s] privates, such an inference is not
reasonable where [the second victim’s] answer to the specific question of whether
any penetration took place was implicitly negative. We hold, therefore, that there was
insufficient evidence of penetration of [the second victim] and [the defendant] was
not proved guilty beyond a reasonable doubt of aggravated criminal sexual assault
upon [the second victim].” (Emphasis added.) Id. at 637.
¶ 30 2. Guerrero II
¶ 31 Returning to this case, in Guerrero II, the State argued that P.G.’s testimony was
analogous to that of the first victim in Bell, while defendant argued that P.G.’s testimony was
closer to that of the second victim. Defendant pointed specifically to the exchange on
cross-examination regarding the statements that P.G. had purportedly made to investigators
before trial:
“[DEFENSE COUNSEL]: Isn’t it true that you said that his fingers went in a little
bit?
A. No. That was like another night, he put his d*** almost in my vagina—or he
tried to, but I screamed.”
We agreed with defendant, holding in pertinent part:
“Like Bell, while we recognize that a jury may reasonably infer penetration, such an
inference is not reasonable when the victim’s answer to a specific question regarding
penetration was implicitly negative. [Citation.] Here, the victim’s answer to defense
counsel’s question was implicitly negative in that, although defendant touched her ‘by
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the crack’ of her vagina, the victim testified that defendant did not penetrate her
vagina with his finger.” Guerrero II, 2013 IL App (2d) 111161-U, ¶ 28.
¶ 32 Accordingly, we held that defendant’s pro se petition sufficiently alleged the gist of a
constitutional claim. However, we expressed no opinion as to whether defendant’s claim
would ultimately prevail. We therefore reversed the trial court’s summary dismissal and
remanded the matter for second-stage postconviction proceedings. Id. ¶ 30.
¶ 33 3. Second-Stage Postconviction Proceedings
¶ 34 On remand, defendant’s appointed postconviction counsel filed an amended petition and
a second amended petition. Although the second amended petition raised numerous issues
that were not discussed in Guerrero II, a significant portion was devoted to the issue of
whether appellate counsel was ineffective for failing to challenge the sufficiency of the
evidence with respect to the second count in the indictment. The State moved to dismiss the
second amended petition, arguing that, “[u]pon review of the entire record, not just portions
that are presented by [defendant], this claim should be dismissed as there is sufficient
evidence to support the conviction as to Count II.” Following a hearing, the trial court
granted the State’s motion to dismiss, holding as follows:
“In his petition, [defendant] asserts that appellate counsel failed to raise the issue of
the sufficiency of the evidence. However, a review of the matter reveals that
[defendant] has not established that he was prejudiced by the actions of his appellate
counsel. Merely asserting that appellate counsel should have raised this issue does not
establish prejudice. My review of the lengthy record of proceedings shows that there
was sufficient evidence presented, even if some areas of the evidence were disputed.
Thus, even if counsel had decided to raise that issue, there is no evidence that the
outcome of these proceedings would have been any different.”
¶ 35 Defendant now timely appeals.
¶ 36 II. ANALYSIS
¶ 37 As we have discussed, defendant’s sole contention is that his appellate counsel was
ineffective for failing to challenge the sufficiency of the evidence with respect to the second
count in the indictment. However, rather than remand the matter for further postconviction
proceedings, defendant asserts that we should simply reverse the conviction and vacate the
corresponding sentence. According to defendant, “[t]his outcome comports with the purely
legal nature of the issue and serves the interest of judicial economy.”
¶ 38 The State counters by arguing that, contrary to our holding in Guerrero II, P.G. did not
implicitly reject a specific question as to whether there was a digital intrusion. Thus, the State
maintains that the evidence was indeed sufficient to sustain a conviction on the second count.
The State next argues that, even if we agree with defendant on the merits, the proper remedy
is to remand the matter for further postconviction proceedings.
¶ 39 A. Merits
¶ 40 The Post-Conviction Hearing Act creates a three-stage process for the adjudication of
postconviction petitions. People v. Harris, 224 Ill. 2d 115, 125 (2007). At the first stage, the
trial court must review the petition within 90 days of its filing and determine whether it is
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“frivolous or is patently without merit.” 725 ILCS 5/122-2.1(a)(2) (West 2012); see also
People v. Allen, 2015 IL 113135, ¶ 24 (explaining that a first-stage dismissal is inappropriate
if a petition alleges sufficient facts to state the “gist of a constitutional claim”). If the petition
is not summarily dismissed at the first stage, it advances to the second stage, where an
indigent petitioner is entitled to appointed counsel, the petition may be amended, and the
State may answer or move to dismiss the petition. 725 ILCS 5/122-4 (West 2012). At the
second stage, the petitioner bears the burden of making a “substantial showing of a
constitutional violation.” People v. Domagala, 2013 IL 113688, ¶ 35. In other words, the
petitioner must show that he would be entitled to relief if his well-pleaded allegations of a
constitutional violation are proved true. For purposes of second-stage proceedings, the
petitioner’s allegations are taken to be true unless they are affirmatively refuted by the
record. Id. If the petition advances to the third stage, the trial court must conduct an
evidentiary hearing and enter any appropriate orders with respect to the conviction or
sentence in the former proceedings. 725 ILCS 5/122-6 (West 2012).
¶ 41 When a postconviction petition is dismissed without an evidentiary hearing, we apply the
de novo standard of review. People v. Sanders, 2016 IL 118123, ¶ 31.
¶ 42 Here, we are reviewing the second-stage dismissal of defendant’s claim that he received
ineffective assistance of counsel on direct appeal. To prevail on such a claim, a defendant
must satisfy the two-prong test established in Strickland v. Washington, 466 U.S. 668 (1984).
See also People v. Easley, 192 Ill. 2d 307, 328 (2000) (applying Strickland to test the
adequacy of appellate counsel). First, it must be shown that counsel’s performance fell below
an objective standard of reasonableness. Second, it must be shown that counsel’s
performance was prejudicial, meaning that there is a reasonable probability that the result of
the proceeding would have been different absent counsel’s deficient performance. Strickland,
466 U.S. at 691-94.
¶ 43 “Appellate counsel is not obligated to brief every conceivable issue on appeal, and it is
not incompetence of counsel to refrain from raising issues which, in his or her judgment, are
without merit, unless counsel’s appraisal of the merits is patently wrong.” Easley, 192 Ill. 2d
at 329. Here, defendant argues that appellate counsel should have challenged the sufficiency
of the evidence with respect to the second count in the indictment.
¶ 44 When a defendant challenges the sufficiency of the evidence, it is not the function of this
court to retry him. Collins, 106 Ill. 2d at 261 (adopting Jackson v. Virginia, 443 U.S. 307,
318-19 (1979)). Rather, “ ‘the relevant question is whether, after viewing the evidence in the
light most favorable to the prosecution, any rational trier of fact could have found the
essential elements of the crime beyond a reasonable doubt.’ ” (Emphasis in original.) Id.
(quoting Jackson, 443 U.S. at 319). A reviewing court will not substitute its judgment for
that of the fact finder on questions regarding the weight to be given a witness’s testimony,
the credibility of the witnesses, the resolution of inconsistencies and conflicts in the
evidence, and the reasonable inferences to be drawn from the testimony. People v.
Sutherland, 223 Ill. 2d 187, 242 (2006).
¶ 45 Applying these standards to the instant case, to survive the second stage of the
postconviction proceedings, defendant needed to make a substantial showing that (1) his
appellate counsel’s failure to challenge the sufficiency of the evidence with respect to the
second count in the indictment was objectively unreasonable and (2) absent this failure, his
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conviction would have been reversed on direct appeal. See People v. Meeks, 2016 IL App
(2d) 140509, ¶ 4. We hold that defendant has satisfied both of these requirements.
¶ 46 At the crux of this appeal is our holding in Guerrero II, that P.G. gave an “implicitly
negative” response to a “specific question regarding penetration.” Guerrero II, 2013 IL App
(2d) 111161-U, ¶ 28. We note that our holding in this respect was judicial dictum, not mere
obiter dictum. Although it was not essential to our ruling that defendant’s pro se petition
stated the gist of a constitutional claim, it was nonetheless an expression of an opinion on an
issue that was briefed by the parties and “ ‘deliberately passed upon’ ” by this court. See
Lebron v. Gottlieb Memorial Hospital, 237 Ill. 2d 217, 236-37 (2010). The fact that Guerrero
II involved the first-stage dismissal of defendant’s pro se petition played no role in our
determination that, pursuant to Bell, P.G. gave an “implicitly negative” response. That
decision is therefore “entitled to much weight and should be followed unless found to be
erroneous.” Id. at 237.
¶ 47 The State maintains that our holding was incorrect, asserting that P.G. was asked only
whether she had previously told investigators that defendant put his fingers in her vagina on
the first night of the abuse. The State argues that, unlike the second victim in Bell, P.G. was
never asked the specific question of whether there was, in fact, a digital intrusion into her
vagina. As set forth above, the testimony in dispute appears in the record as follows:
“[MS. CHUFO (DEFENSE COUNSEL)]: That was it? When you were
interviewed by those two men that came to your apartment, isn’t it true that you told
them that he also put his fingers in your vagina that first night?
A. They were closed, yeah. Yeah.
Q. When you say they were closed—
A. Like this, like by the crack.
Q. Isn’t it true that you said that his fingers went in a little bit?
A. No. That was like another night, he put his d*** almost in my vagina—or he
tried to, but I screamed.”
¶ 48 The State argues that, because of the way defense counsel’s questions were phrased,
P.G.’s answer is ambiguous and subject to three reasonable interpretations. First, as we
concluded in Guerrero II, P.G. might have implicitly denied that there was a digital intrusion.
Second, P.G. might have denied that she told investigators that there was a digital intrusion.
Third, P.G. might have simply denied that there was a digital intrusion on the first night of
the abuse. The State suggests that the third interpretation carries an additional
inference—that there was, in fact, a digital intrusion on a different night. The State concludes
by arguing that, after her initial “No,” P.G.’s second sentence “appears to resolve the
ambiguity in favor of the proposition that the digital intrusion did not occur during the first
incident with [defendant]. Yet, the jury, who saw and heard [P.G.], was in the better position
to determine the tone and manner of [P.G.] to best put her answer in appropriate context.”
¶ 49 The State has not persuaded us that our holding in Guerrero II was incorrect. A
reviewing court must allow all reasonable inferences from the record in favor of the
prosecution, but it may not allow unreasonable inferences. People v. Cunningham, 212 Ill. 2d
274, 280 (2004). Thus, “if only one conclusion may reasonably be drawn from the record, a
reviewing court must draw it even if it favors the defendant.” Id. Here, regardless of how
defense counsel’s questions were phrased, it remains that P.G. was asked a specific question
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about a digital intrusion. The only reasonable inference to be taken from her response is that
she implicitly denied that any such intrusion took place.
¶ 50 To begin, there is no merit to the State’s suggestion that P.G. was implying that she had
been digitally intruded on some night other than the first night of her abuse. Reading P.G.’s
initial answer, “No,” in isolation, it might be reasonable to conclude that P.G. was denying
having told investigators that there was a digital intrusion, whether on the first night or some
other night. However, by going on to state, “[t]hat was like another night, he put his d***
almost in my vagina—or he tried to, but I screamed,” P.G. was clearly addressing
defendant’s actual conduct, not just what she had told investigators about defendant’s
conduct. We therefore follow our holding in Guerrero II, that P.G. gave an “implicitly
negative” response to a “specific question regarding penetration.” Guerrero II, 2013 IL App
(2d) 111161-U, ¶ 28.
¶ 51 However, even if we were to conclude that P.G. did not implicitly deny having been
digitally intruded, we agree with defendant that there was no other evidence to establish a
digital intrusion. Arguing to the contrary, the State points to the following testimony from
P.G. on direct examination, which was accompanied by a hand gesture:
“[MR. REIDY (PROSECUTOR)]: Let’s take a deep breath. The first time your
clothes were off, what, if anything, did he—did [defendant] do to you to start off
with? You said he touched where?
A. My boobs. He started going down to the vagina.
Q. Where on your vagina did he touch you?
A. Like by the crack.
MR. REIDY: If the record could reflect she’s indicated in between her fingers, it
would be I guess the crevice or the crack of the fingers.
THE COURT: Yes, record may so reflect.”
¶ 52 The State argues that the jury was in the best position to interpret P.G.’s hand gesture and
consider it in conjunction with her testimony that defendant touched her “by the crack.”
Defendant counters that P.G.’s testimony and accompanying gesture are subject only to one
reasonable interpretation: that defendant’s finger touched the “crevice” or “crack” of her
vagina. Defendant argues that, under Maggette, this is not sufficient to establish an
“intrusion” under the definition of “sexual penetration.” We agree with defendant.
¶ 53 The victim in Maggette testified that she remembered telling a police officer that the
defendant touched her “vaginal area” over her panties and jumpsuit. She then added, “ ‘I
remember him caressing me through my—to my knowledge it was—my panties was still up
but he was just rubbing and caressing me through—he got underneath my panties—and I felt
underneath my panties and in my vagina area and through it just right through it and his
fingers going underneath it.’ ” (Emphasis in original.) Maggette, 195 Ill. 2d at 352. Our
supreme court vacated the defendant’s conviction of criminal sexual assault, holding that the
victim’s “brief and vague reference to her vaginal area” was not sufficient to prove an
“intrusion.” Id.
¶ 54 Here, P.G.’s testimony establishes only that defendant touched her in her vaginal area.
The prosecutor described P.G.’s hand gesture by indicating that P.G. pointed to the “crevice”
or “crack” that was “in between her fingers.” Arguably, this could be viewed as describing an
intrusion, however slight. However, the prosecutor’s description came on the heels of his
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question as to where P.G. was touched “on” her vagina and P.G.’s response that she was
touched “by the crack.” Moreover, when P.G. used the same hand gesture during
cross-examination, she reiterated that her fingers were “closed.” Pursuant to Maggette, this
evidence was insufficient to prove an “intrusion.” See also People v. Garrett, 281 Ill. App. 3d
535, 545 (1996) (reversing the defendant’s conviction of criminal sexual assault based on
anal penetration, holding that “[t]he touching of the anus on the outside by a finger of a
person is insufficient to support a conviction for criminal sexual assault”).
¶ 55 We acknowledge that we must give due consideration to the fact that the jury was in the
best position to consider P.G.’s testimony and accompanying hand gesture. See People v.
Gharrett, 2016 IL App (4th) 140315, ¶ 25. However, we cannot overlook that the prosecutor
misled the jury during closing arguments.
¶ 56 First, the prosecutor characterized P.G.’s testimony as though she had claimed that
defendant “ran his fingers over her vagina into the crack” and “rubbed his finger into her
vagina.” However, our thorough review of the transcript reveals that P.G. never gave any
such testimony. Rather, as we have explained, she testified that defendant’s hand came “in
contact” with her vagina and that he “touched” her “by” her “crack.”
¶ 57 Second, compounding the mischaracterization of P.G.’s testimony, the prosecutor
misstated the legal principle established in Maggette. As noted, the prosecutor read from the
jury instruction defining “sexual penetration,” which closely mirrored the statutory definition
set forth above (see supra ¶¶ 7, 21). In arguing that the evidence was sufficient to prove that
defendant placed his finger into P.G.’s vagina, the prosecutor told the jury, “[r]emember, that
prior sexual penetration instruction is any contact, however slight. *** We’ve met our burden
on that one folks.” This was an incorrect statement of the law, as the State was required to
prove that there was an intrusion, however slight, of defendant’s finger into P.G.’s vagina.
See 720 ILCS 5/12-12(f) (West 2004); Maggette, 195 Ill. 2d at 349-50.
¶ 58 For all of these reasons, we hold that the State’s evidence was insufficient to sustain a
conviction of predatory criminal sexual assault of a child based on defendant’s placing his
finger into P.G.’s vagina. Thus, it follows that defendant’s second amended postconviction
petition made a substantial showing of a constitutional violation as to his appellate counsel’s
failure to raise the issue on direct appeal.
¶ 59 B. Relief
¶ 60 Having determined that the State’s evidence was insufficient to establish the element of
“sexual penetration” (finger into the vagina of P.G.), we must determine the proper relief.
Defendant asks that we reverse his conviction on count II or, in the alternative, remand for
third-stage postconviction proceedings. The State, citing People v. Russell, 345 Ill. App. 3d
16, 22 (2003), argues that “the only appropriate remedy is for the cause to proceed in
accordance with sections 122-5 and 122-6 of the [Post-Conviction Hearing] Act.”
¶ 61 We disagree with both defendant and the State. The posture of this case is the same as it
would have been on direct appeal had defendant challenged the sufficiency of the evidence.
We have all the power granted to a reviewing court pursuant to Illinois Supreme Court Rule
615 (eff. Jan. 1, 1967) (formerly codified at section 121-9 of the Code of Criminal Procedure
of 1963 (Ill. Rev. Stat. 1965, ch. 38, ¶ 121-9). The State’s reliance on Russell is misplaced. In
Russell, the defendant claimed in his postconviction petition that his plea of guilty was
involuntary because the trial court failed to admonish him that his sentence included a period
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of mandatory supervised release. The appellate court reversed the trial court’s summary
dismissal and concluded that the only appropriate remedy was to remand for docketing of the
defendant’s petition for second-stage proceedings. Russell, 345 Ill. App 3d at 22. The Russell
court noted that a court has no authority to strike the mandatory supervised release period
and that the State has no right to offer to withhold such period. Id.
¶ 62 In the instant case we have determined that the evidence was insufficient to sustain
defendant’s conviction on count II. Further hearing is unnecessary and would be a waste of
judicial time and resources. See People v. Jimerson, 166 Ill. 2d 211, 230-31 (1995). Although
the evidence was insufficient to prove the element of sexual penetration for predatory
criminal sexual assault of a child (720 ILCS 5/12-14.1(a)(1) (West 2004)), the evidence
clearly established that defendant was guilty of the lesser-included offense of aggravated
criminal sexual abuse (id. § 12-16(c)(1)(i)). A person commits aggravated criminal sexual
abuse if that person is 17 years of age or older and commits an act of sexual conduct with a
person under the age of 13. Id. “ ‘Sexual conduct’ means any intentional or knowing
touching or fondling by the victim or the accused, either directly or through clothing, of the
sex organs, anus or breast of the victim or the accused *** for the purpose of sexual
gratification *** of the victim or the accused.” Id. § 12-12(e). Our supreme court in People v.
Kennebrew, 2013 IL 113998, ¶ 47, concluded that, under the charging-instrument approach,
“the uncharged offense of aggravated criminal sexual abuse is a lesser-included offense of
predatory criminal sexual assault.”
¶ 63 We recognize that neither party requested a lesser-included-offense instruction at trial
and that neither party has suggested on appeal that we invoke our power to reduce the degree
of the offense of which defendant has been convicted (Ill. S. Ct. R. 615(b)(3) (eff. Jan. 1,
1967)). However, forfeiture is not a concern, as the appellate court’s power to reduce the
degree of the offense is separate and apart from the power to reverse a conviction. Parties
certainly have the right to request such relief, but reviewing courts have historically invoked
the power sua sponte. See, e.g., People v. Ellis, 107 Ill. App. 3d 603 (1982) (murder
conviction reduced sua sponte to voluntary manslaughter); People v. Coleman, 78 Ill. App.
3d 989 (1979) (armed robbery conviction reduced sua sponte to robbery); People v. Clark, 70
Ill. App. 3d 698 (1979) (aggravated battery conviction reduced sua sponte to battery); People
v. O’Neil, 50 Ill. App. 3d 900 (1977) (rape conviction reduced sua sponte to attempted rape
where evidence was insufficient to prove penetration); People v. Goolsby, 45 Ill. App. 3d 441
(1977) (murder conviction reduced sua sponte to voluntary manslaughter); People v. Plewka,
27 Ill. App. 3d 553 (1975) (indecent-liberties-with-a-child conviction reduced sua sponte to
contributing to the sexual delinquency of a child); People v. Borden, 84 Ill. App. 2d 442
(1967) (burglary conviction reduced sua sponte to attempted burglary); People v. Kurtz, 69
Ill. App. 2d 282 (1966) (conviction of theft of property exceeding $150 in value reduced
sua sponte to conviction of theft of property not exceeding $150 in value), aff’d in part and
rev’d in part, 37 Ill. 2d 103 (1967).
¶ 64 In each of these cases, the appellate court, apparently without the request of either party,
exercised the power provided by Rule 615(b)(3). In Kurtz, the supreme court noted that
“[t]he authority of the appellate court to reduce the degree of the offense of which these
defendants stood convicted is clear.” Kurtz, 37 Ill. 2d at 111.
¶ 65 Notably, in Bell, 234 Ill. App. 3d at 637, one of the cases cited in defendant’s own brief,
the appellate court reduced the defendant’s conviction sua sponte from aggravated criminal
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sexual assault to aggravated criminal sexual abuse, because the State had not proven
penetration but had proven an act of sexual conduct.
¶ 66 Kennebrew is instructive here. There, this court found that the State had not proven
sexual penetration, and we reversed one of the defendant’s convictions of predatory criminal
sexual assault of a child. People v. Kennebrew, No. 2-09-0754 (2011) (unpublished order
under Illinois Supreme Court Rule 23). The supreme court denied the State’s petition for
leave to appeal but issued a supervisory order directing this court “to consider whether the
evidence was sufficient to sustain a conviction on the lesser-included offense of aggravated
criminal sexual abuse.” Kennebrew, 2013 IL 113998, ¶ 13. Following the supreme court’s
directive, though we found that the State had forfeited the argument, we considered the case
on the merits. People v. Kennebrew, 2012 IL App (2d) 090754-U. Affirming our judgment,
the supreme court noted: “ ‘[S]tate and federal appellate courts have long exercised the
power to reverse a conviction while at the same time ordering the entry of a judgment on a
lesser-included offense.’ ” Kennebrew, 2013 IL 113998, ¶ 21 (quoting People v. Knaff, 196
Ill. 2d 460, 477-78 (2001)); see also Morris v. Mathews, 475 U.S. 237, 247 (1986) (appellate
court may remedy violation of double jeopardy by modifying double-jeopardy-barred
conviction to that of a lesser-included offense that is not so barred).
¶ 67 At oral argument, we asked the parties why, if we were to agree with defendant that
penetration had not been proven, we should not simply reduce defendant’s conviction on
count II to aggravated criminal sexual abuse. Defendant acknowledged that the evidence
clearly established that he had touched P.G. on her vagina on approximately 10 occasions,
but he argued that aggravated criminal sexual abuse has additional elements: “sexual
gratification,” “force or threat of force,” and inability to “understand or consent.” The State
refused to concede that penetration had not been proven. Neither “force or threat of force,”
nor inability to “understand or consent,” are elements of aggravated criminal sexual abuse
based on the respective ages of the defendant and the victim. As our supreme court held in
People v. Kolton, 219 Ill. 2d 353, 361-73 (2006), and Kennebrew, 2013 IL 113998, ¶¶ 33-36,
the element of “sexual gratification or arousal” can reasonably be inferred where the
indictment alleges “sexual penetration.” In the instant case, as in Kolton and Kennebrew,
there are no missing elements for purposes of modifying defendant’s conviction on count II.
Additional briefing is unnecessary.
¶ 68 In answer to the defendant’s forfeiture argument in Kennebrew, the supreme court stated
that “it would be unjust for the defendant to obtain an acquittal, after the jury found him
guilty of the greater offense, merely because the trial court erred in failing to find the
evidence insufficient to sustain a conviction of the greater offense.” Kennebrew, 2013 IL
113998, ¶ 24.
¶ 69 The dissent contends that we are “disrupting the natural course of our adversarial system”
by invoking our broad authority under Rule 615(b)(3) sua sponte. Infra ¶ 86. At oral
argument, when questioned regarding relief, the State explained that it did not “brief this
issue on a lesser included offense” because it found no authority “on a lesser included
offense in a second stage denial on an ineffective assistance of counsel argument.” The State
then acknowledged our authority to reduce the degree of the offense under Rule 615(b)(3).
The State explained that, if we found the evidence insufficient on count II, it would ask for
that relief going forward. Certainly, the dissent’s point that the State could have requested
this alternative relief sooner is well taken. However, the State’s failure to do so in no way
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limits our authority to “utilize Rule 615(b)(3) to reduce the degree of a defendant’s
conviction.” Kennebrew, 2013 IL 113998, ¶ 25.
¶ 70 The dissent maintains that it should be left to the State to first request a conviction of the
lesser-included offense in a petition for leave to appeal to our supreme court. Where it is
clear that the State’s evidence proved all of the elements of the lesser offense, we see no
useful purpose in requiring that step. It would be a waste of time and judicial resources. The
dissent also takes issue with our observation that reviewing courts have historically invoked
Rule 615(b)(3) sua sponte, suggesting that we are speculating. We noted just a few cases
where a reviewing court reduced the degree of an offense even though neither party
requested that relief. Supra ¶ 64. We reach this conclusion because those courts did not set
out in their analyses that Rule 615(b)(3) relief was requested. Typically, when such relief is
requested, a reviewing court says as much. See People v. Lipscomb, 2013 IL App (1st)
120530, ¶ 10; People v. Rowell, 229 Ill. 2d 82, 99 (2008); People v. Hudson, 71 Ill. App. 3d
504, 506 (1979); People v. Falkner, 61 Ill. App. 3d 84, 85 (1978); People v. Oliver, 38 Ill.
App. 3d 166, 170 (1976). Fairly recently, this court invoked Rule 615(b)(3) to reduce a
residential burglary conviction to burglary because the State failed to prove that the building
the defendant entered was a “ ‘dwelling.’ ” People v. Roberts, 2013 IL App (2d) 110524,
¶ 10. We simply stated that “ ‘[i]n its discretion, a reviewing court “may reduce the degree of
an offense to a lesser[-]included offense when the evidence fails to prove the defendant guilty
beyond a reasonable doubt of the greater offense.” ’ ” Id. (quoting People v. Alsup, 373 Ill.
App. 3d 745, 749 (2007), quoting People v. Thomas, 266 Ill. App. 3d 914, 926 (1994)). We
trust that our colleagues would have mentioned in their analysis whether the State or the
defendant had requested Rule 615(b)(3) relief. As our supreme court stated in Kurtz, 37 Ill.
2d at 111, “[t]he authority of the appellate court to reduce the degree of the offense *** is
clear.” The authority to reduce the degree of an offense under Rule 615(b)(3) serves the
rights and interests of both parties, while also preserving the integrity of a jury verdict.
¶ 71 This case presents one of those situations in which a reviewing court is justified in
addressing an issue not raised in the trial court, where the proper result is beyond any doubt
and where an injustice might otherwise result. Given the unique facts of this case and the
compelling evidence that defendant is guilty of the lesser-included offense of aggravated
criminal sexual abuse (720 ILCS 5/12-16(c)(1)(i) (West 2004)), we modify defendant’s
present conviction to that lesser-included offense. Also, because the trial court is in a better
position than the court of review to impose appropriate punishment, we remand for
sentencing on the modified conviction. See Kurtz, 37 Ill. 2d at 111-12.
¶ 72 III. CONCLUSION
¶ 73 For the reasons stated, we reverse the dismissal of defendant’s postconviction petition.
We hold that defendant was not proven guilty of predatory criminal sexual assault of a child
as alleged in count II but was proven guilty of aggravated criminal sexual abuse, and his
conviction is so modified. The case is remanded for resentencing on count II.
¶ 74 As defendant was successful in this appeal, we decline the State’s request for costs
associated with this appeal. See 55 ILCS 5/4-2002 (West 2016).
¶ 75 Reversed; judgment affirmed as modified.
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¶ 76 Cause remanded with directions.
¶ 77 JUSTICE JORGENSEN, specially concurring:
¶ 78 I concur that the evidence did not support a finding of predatory criminal sexual assault
of a child on count II. I also, reluctantly, extend my concurrence to the decision to enter a
conviction on the lesser-included offense of aggravated criminal sexual abuse (720 ILCS
5/12-16(c)(1)(i) (West 2004)) despite the absence of any such request from the State. Indeed,
the State never charged defendant with the lesser-included offense, submitted a
lesser-included-offense jury instruction, or argued for entry of a lesser-included-offense
conviction in this appeal. Yet, having reversed the conviction of the greater offense here, the
proper remedy is charted by the majority decision in Kennebrew. I agree that we must follow
those dictates and, so, I concur. I write separately simply to point out that the points raised by
Justice Theis in her Kennebrew dissent, and echoed by my colleague Justice Hutchinson in
her dissent here, still ring true.
¶ 79 JUSTICE HUTCHINSON, concurring in part and dissenting in part:
¶ 80 I dissent only because I would not enter a conviction of a lesser-included offense absent a
request from the State. I would grant defendant’s requested relief and place the onus on the
State to raise the issue for the first time in a petition for leave to appeal to our supreme court.
There is no dispute that we have the authority to reduce the degree of a criminal conviction
under Rule 615(b)(3). However, by invoking this authority sua sponte, the majority has taken
it upon itself to correct the State’s oversight. By contrast, I am hard-pressed to think of a case
where a reviewing court has been so charitable toward a criminal defendant.
¶ 81 Despite multiple opportunities, the State has never once argued—or even suggested—that
defendant should be convicted of aggravated criminal sexual abuse. At trial, P.G.’s testimony
on the subject of digital penetration called into question the State’s ability to sustain a
conviction of predatory criminal sexual assault of a child. This should have prompted the
State to request a jury instruction on the lesser-included offense, but the State elected to stand
on the greater offense charged in the indictment. On appeal in Guerrero II, given that
defendant was essentially challenging the sufficiency of the evidence, the State could have
made an alternative argument that the evidence was sufficient to sustain a conviction of the
lesser-included offense. Instead, the State simply argued that we should affirm the trial
court’s summary dismissal of defendant’s postconviction petition. The State has now balked
for a third time in this appeal, ignoring the possibility of a conviction of a lesser-included
offense and instead making an underwhelming argument that the only relief available to
defendant is to have the matter remanded for a third-stage evidentiary hearing. And for all of
this, the State is rewarded with a conviction of an offense that it repeatedly failed to
recognize.
¶ 82 The majority no doubt objects to my characterization of the issue. According to the
majority, the State is not being rewarded, but rather justice is being served. “This case,”
according to the majority, “presents one of those situations in which a reviewing court is
justified in addressing an issue not raised in the trial court, where the proper result is beyond
any doubt and where an injustice might otherwise result.” Supra ¶ 71.
¶ 83 I respectfully disagree that the majority has reached the “proper result” or prevented an
“injustice.” If the jury had properly applied the law in this case, it would have acquitted
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defendant on the second count of the indictment and double-jeopardy principles would have
applied to bar any conviction of a lesser-included offense. See People v. Henry, 204 Ill. 2d
267, 289 (2003). If justice does not require judicial intervention in that instance, then why
should it be any different here? The demands of justice are not altered because the jury
convicted defendant based on insufficient evidence.
¶ 84 The majority cites several cases to support its assertion that reviewing courts “have
historically invoked the power [to reduce the degree of a criminal conviction] sua sponte.”
Supra ¶ 63. The majority states that, “[i]n each of these cases, the appellate court, apparently
without the request of either party, exercised the power provided by Rule 615(b)(3).” Supra
¶ 64.
¶ 85 These statements are somewhat misleading. While it is true that in each instance the
reviewing court reduced the degree of the criminal conviction, and in each instance there was
no discussion of whether the State made such a request, not once was it made clear that the
degree of the conviction was being reduced despite the absence of any such request. The
majority is therefore speculating that these courts were acting sua sponte. Moreover, unlike
in the present case, it is evident that in certain instances the lesser-included offense was an
issue at trial. See, e.g., Ellis, 107 Ill. App. 3d at 612 (defendant was charged with
lesser-included offense of voluntary manslaughter); Goolsby, 70 Ill. App. 3d at 834 (jury was
instructed on lesser-included offense of voluntary manslaughter); Plewka, 27 Ill. App. 3d at
554 (jury convicted defendants of lesser-included offense of contributing to sexual
delinquency of child).
¶ 86 But these distinctions are beside the point. There might be a case out there where a
reviewing court has truly invoked its power to reduce the degree of a criminal conviction
sua sponte. The purpose of my dissent is to illustrate why we should refrain from taking such
action. The majority believes that it has prevented an injustice. I disagree. “Our adversary
system is designed around the premise that the parties know what is best for them, and are
responsible for advancing the facts and arguments entitling them to relief.” Castro v. United
States, 540 U.S. 375, 386 (2003) (Scalia, J., concurring in part and concurring in judgment,
joined by Thomas, J.). I fail to see how the majority has prevented an injustice in this case by
disrupting the natural course of our adversarial system.
¶ 87 The majority reasons that its ruling is justified by the outcome in Kennebrew. There, “the
State did not charge the defendant with aggravated criminal sexual abuse for the conduct
[involving alleged sexual penetration], did not request a lesser-included offense instruction
for that conduct, did not mention a possible lesser-included offense for that conduct in its
response brief before the appellate court, and waited nearly a year and a half after the jury’s
verdicts to raise that issue in its petition for leave to appeal.” Kennebrew, 2013 IL 113998,
¶ 58 (Theis, J., dissenting). Our supreme court’s majority looked past these shortcomings and
disregarded the ordinary rules of forfeiture, noting that it was within its authority to enter a
supervisory order directing us to consider utilizing Rule 615(b)(3), which “provides the
appellate court with broad authority to reduce the degree of a defendant’s conviction.” Id.
¶ 25 (majority opinion).
¶ 88 I realize that this case and Kennebrew involve the same offenses and a similar evidentiary
issue, but these coincidences are irrelevant. Respectfully, I disagree with Justice Jorgensen’s
conclusion that Kennebrew included any dictates or that our supreme court charted the proper
remedy under these circumstances. Nothing in Kennebrew suggests that a reviewing court
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should exercise its authority under Rule 615(b)(3) sua sponte. The lesser-included offense
would not have been considered in Kennebrew if the State had not raised the issue in its
petition for leave to appeal from our judgment reversing the defendant’s conviction. There is
no indication that we risked an injustice by failing to act in the absence of the State’s request.
¶ 89 It is baffling that the State would overlook the same issue in this case that it overlooked
in Kennebrew. In my view, if the State wants a conviction of the lesser-included offense in
this case, it should resort to the same tactic it utilized in Kennebrew. The State should raise
the issue for the first time in a petition for leave to appeal to our supreme court. Perhaps the
outcome would be the same as in Kennebrew. Perhaps then we would receive some guidance
as to whether we should be doling out justice when the State overlooks the possibility of
convictions of lesser-included offenses. Then again, Kennebrew involved a “very specific set
of facts” (id.), and our supreme court might not be so generous a second time. Either way,
justice requires that defendant’s convictions are sought and obtained by the State.
¶ 90 In closing, I remind my colleagues that “courts are essentially passive instruments of
government. We do not, or should not, sally forth each day looking for wrongs to right. We
wait for cases to come to us, and when they do we normally decide only questions presented
by the parties.” United States v. Samuels, 808 F.2d 1298, 1301 (8th Cir. 1987) (Arnold, J.,
concurring in denial of rehearing en banc). By ignoring these precepts, the majority has
relieved the State of any potentially adverse consequences that might otherwise result from
its repeated oversight. Respectfully, disrupting our adversarial system for the sake of
preventing a perceived injustice is not the function of this court, nor should it be.
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