Opinion

United States v. $57,480.05 United States Currency and Other Coins and $10,575.00 United States Currency, Vincent Anthony Gulino

  • 722 F.2d 1457
  • 1984 U.S. App. LEXIS 26759
Court
Court of Appeals for the Ninth Circuit
Filed
Jan 3, 1984
Status
Published
Author
Canby
On the bench
Schroeder, Canby, Hoffman
Cited by
39 cases
Authority
More cited than 97.0%

once the res of a civil forfeiture action is distributed or paid out, district court loses jurisdiction

How later courts described this case

  • once the res of a civil forfeiture action is distributed or paid out, district court loses jurisdiction
  • “The bank credit of fungible dollars constituted an appropriate substitute for the original res.”

Written by the judges who cited it.

The opinion

CANBY, Circuit Judge:

The United States brought this action for forfeiture of monies intended to be used to buy controlled substances. 21 U.S.C. § 881 (1976 & Supp. V 1981). The district court granted summary judgment for the Government. Claimant Gulino appeals, raising seven issues. We are unable to address the merits of the appeal, however, for we must dismiss for lack of jurisdiction.

After the judgment of forfeiture was entered on September 15, 1980, the Marshal executed the judgment by delivering the funds to the United States Attorney, who caused them ultimately to be paid into the United States Treasury. Gulino never sought to stay execution of the judgment.

In conducting this forfeiture proceeding, the district court was exercising

in rem

jurisdiction and the currency was the

res.

The power of the court derived entirely from its control over the defendant

res. See Pennington

v.

Fourth National Bank,

243 U.S. 269 , 37 S.Ct. 282 , 61 L.Ed. 713 (1917);

Yokohama Specie Bank v. Wang,

113 F.2d 329 (9th Cir.),

cert. denied,

311 U.S. 690 , 61 S.Ct. 71 , 85 L.Ed. 446 (1940). Release or removal of the

res

from the control of the court ended the jurisdiction of the court, in accordance with the general rule.

Alyeska Pipeline Service Co. v. Bay Ridge,

703 F.2d 381 , 384 (9th Cir.1983);

American Bank of Wage Claims v. Registry of the District Court of Guam,

431 F.2d 1215, 1218 (9th Cir.1970). The only exception to the rule occurs when the

res is

released accidentally, fraudulently, or improperly.

American Bank,

431 F.2d at

*1459

1219.

Cf. The Rio Grande,

90 U.S. (23 Wall.) 458 , 23 L.Ed. 158 (1874). There is no contention that the exception applies here.

The destruction of the district court’s jurisdiction puts an end to ours as well. Were we to reverse the judgment of the district court, there would be no

res

upon which our mandate could operate.

American Bank,

431 F.2d at 1218 . It was incumbent upon Gulino to obtain a stay of the district court’s judgment if he desired to preserve jurisdiction for an appeal. This he failed to do.

It is true, as Gulino contends, that the

res

while in control of the district court was deposited in a bank, so that jurisdiction did not depend upon control over specific bits of currency. The bank credit of fungible dollars constituted an appropriate substitute for the original

res. See American Bank,

431 F.2d at 1218 & n. 2. It does not follow, however, that once the substitute funds are disbursed pursuant to the judgment of the court, the court retains power to re-create the

res

if the judgment is reversed. The rule is quite the contrary.

Id.

at 1218-19 .

The impediments to a revival of jurisdiction are even greater here than in most

in rem

cases where the judgment has been executed. The funds in issue here have been paid into the Treasury. A judgment for Gulino would require an impermissible payment of public funds not appropriated by Congress.

See United States v. MacCol-lom,

426 U.S. 317, 321 , 96 S.Ct. 2086, 2089 , 48 L.Ed.2d 666 (1976) (plurality opinion);

United States v. United States Fidelity and Guaranty Co.,

309 U.S. 506, 512-13 , 60 S.Ct. 653, 656-57 , 84 L.Ed. 894 (1940). Enforcing a constructive trust on the Government would violate sovereign immunity in the absence of statutes or regulations clearly establishing fiduciary obligations.

See United States v.

Mitchell,-U.S. -, 103 S.Ct. 2961, 2972-73 , 77 L.Ed.2d 580 (1983). As a consequence, neither this court nor the district court has the power to grant the relief that Gulino seeks on this appeal.

The appeal is DISMISSED for want of jurisdiction.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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