Opinion

Perroni v. Sachar

  • 513 S.W.3d 239
  • 2017 Ark. 59
  • 2017 Ark. LEXIS 64
Court
Supreme Court of Arkansas
Filed
Mar 2, 2017
Status
Published
On the bench
John Dan Kemp
Cited by
10 cases
Authority
More cited than 3.6%

The opinion

Cite as 2017 Ark. 59

SUPREME COURT OF ARKANSAS

No. CV-16-435

Opinion Delivered: March 2, 2017

SAMUEL A. PERRONI

APPELLANT

V. APPEAL FROM THE PULASKI

COUNTY CIRCUIT COURT

DAVID SACHAR, EXECUTIVE [NO. 60CV-12-2715]

DIRECTOR OF THE ARKANSAS

JUDICIAL DISCIPLINE AND DISABILITY HONORABLE MARY SPENCER

COMMISSION AND THE ARKANSAS MCGOWAN, JUDGE

JUDICIAL DISCIPLINE AND DISABILITY

COMMISSION

APPELLEES APPEAL DISMISSED.

JOHN DAN KEMP, Chief Justice

Appellant Sam Perroni appeals an order of the Pulaski County Circuit Court granting

a motion to dismiss filed by appellees David Sachar, Executive Director of the Arkansas

Judicial Discipline and Disability Commission, and the Arkansas Judicial Discipline and

Disability Commission (collectively the “Commission”). For reversal, Perroni argues that

the circuit court should have retained subject-matter jurisdiction, that he had standing, and

that the facts in the complaint should have been taken as true. We dismiss Perroni’s appeal

for lack of subject-matter jurisdiction.

I. Facts

On January 10, 2011, Perroni filed a complaint with the Commission and its former

executive director, David Stewart, against Circuit Judge Tim Fox. In his complaint, Perroni

alleged that Judge Fox violated numerous provisions of the Arkansas Code of Judicial

Conduct by (1) distributing partisan, political advertisements against an associate justice in

Cite as 2017 Ark. 59

his race for the supreme court, (2) causing false docket information to be recorded on his

court docket, (3) misrepresenting his availability for a hearing, (4) having an extramarital

affair with his former law clerk, and (5) failing to recuse or disclose the relationship when

his former law clerk or members of her law firm appeared before him. A three-member

panel of the Commission investigated Perroni’s judicial complaint against Judge Fox. On

July 7, 2011, Perroni received a copy of a letter written by Stewart to Judge Fox stating that

the Commission’s investigation panel had reviewed and dismissed Perroni’s complaint. On

October 31, 2011, Perroni filed a lawsuit against the Commission pursuant to the Arkansas

Freedom of Information Act, seeking the identities of the members of the Commission’s

panel that had investigated his judicial complaint against Judge Fox. The circuit court

ordered the Commission to disclose the identities of the members of the investigative panel,

and the executive director complied with the circuit court’s order.

On December 9, 2013, Perroni filed a second complaint with the Commission,

alleging that Judge Fox intentionally violated campaign-finance laws, the Arkansas Freedom

of Information Act, and a Pulaski County Circuit Court case-assignment plan. Perroni also

alleged that Judge Fox abused the prestige of his office to advance his personal interests,

attempted to cover up a conflict of interest concerning his former law clerk, and acted in a

manner that eroded public confidence in the integrity and impartiality of the judiciary. The

Commission found no probable cause on the complaint filed against Judge Fox, and as a

result, the Commission did not file formal charges against him. The Commission dismissed

Perroni’s second judicial complaint. Perroni later requested disclosure of the identities of

2

Cite as 2017 Ark. 59

the members of the investigative panel that dismissed his second judicial complaint against

Judge Fox. The executive director disclosed the names of those members.

Perroni then filed an original complaint, an amended complaint, and a second

amended complaint against the Commission for declaratory judgment, injunctive relief, and

mandamus in Pulaski County Circuit Court. In his second amended complaint, Perroni

requested that the circuit court declare Arkansas Code Annotated section 16-10-404 (Repl.

2010 & Supp. 2015) unconstitutional and void; that Rules 8(C), (D), and (E) of the Rules

of Procedure of the Arkansas Judicial Discipline and Disability Commission concerning

investigation panels exceeded the authority of the Supreme Court of Arkansas and the

Commission, pursuant to Amendment 66(f) of the Arkansas Constitution; that the

Commission’s standard of “sufficient cause to proceed” with an investigation was

unconstitutionally vague; and that the acts of the Commission’s alternate-member

investigation panel constituted a nullity. Perroni also requested the circuit court to issue a

mandatory injunction and a writ of mandamus directing the Commission to investigate his

complaints against Judge Fox as it had in similar cases naming other Arkansas judges.

The Commission moved to dismiss Perroni’s second amended complaint, arguing

that the circuit court lacked jurisdiction to review the Commission’s decision because

original jurisdiction lies with the supreme court; that the complaint failed to state a claim;

that Perroni lacked standing; that the issue presented by Perroni was not ripe for judicial

determination; that Perroni’s complaint was barred by the doctrine of res judicata; that

section 16-10-405 was constitutional as a matter of law; and that a writ of mandamus should

not lie.

3

Cite as 2017 Ark. 59

On January 27, 2016, the circuit court entered an order granting the Commission’s

motion to dismiss for lack of subject-matter jurisdiction. The circuit court ruled that

this court has no ability to grant the relief sought as the fundamental issue is that of

jurisdiction. . . . There is no statutory scheme that provides for a review of the

Commission’s decisions by a circuit court. . . . [T]his court has determined that it

does not have jurisdiction to decide this case.

From this order, Perroni timely filed his notice of appeal.

II. Subject-matter Jurisdiction

On appeal, Perroni argues that the circuit court erred in dismissing Perroni’s second

amended complaint. Specifically, he contends that the circuit court had subject-matter

jurisdiction, that he had standing to file suit, and that the facts stated in the complaint must

be viewed by this court as true. The Commission responds that the circuit court lacked

jurisdiction because original jurisdiction to review actions of the Commission lies

exclusively with the supreme court.

The key issue is whether the circuit court had subject-matter jurisdiction over

Perroni’s claims. Subject-matter jurisdiction is the power of the court to hear and determine

the subject matter in controversy between the parties. Allen v. Cir. Ct. of Pulaski Cty., 2009

Ark. 167, 303 S.W.3d 70. It is well settled that subject-matter jurisdiction is a court’s

authority to hear and decide a particular type of case. Edwards v. Edwards, 2009 Ark. 580,

357 S.W.3d 445. A court obtains subject-matter jurisdiction under the Arkansas

Constitution or by means of constitutionally authorized statutes or court rules. Id. An

Arkansas court lacks subject-matter jurisdiction if it cannot hear a matter “under any

circumstances” and is “wholly incompetent to grant the relief sought.” Id. at 4, 357 S.W.3d

at 448 (quoting J.W. Reynolds Lumber Co. v. Smackover State Bank, 310 Ark. 342, 352–53,

4

Cite as 2017 Ark. 59

836 S.W.2d 853, 858 (1992)). We determine whether a court has subject-matter jurisdiction

based on the pleadings. Union Pac. R.R. Co. v. State ex rel. Faulkner Cty., 316 Ark. 609, 873

S.W.2d 805 (1994). Circuit courts have original jurisdiction of “all justiciable matters not

otherwise assigned pursuant to” the constitution. Ark. Const. amend. 80 § 6(A); Edwards v.

Nelson, 372 Ark. 300, 275 S.W.3d 158 (2008).

Perroni filed a declaratory-judgment action in circuit court. Under our Uniform

Declaratory Judgments Act, “[c]ourts of record within their respective jurisdictions shall

have power to declare rights, status, and other legal relations whether or not further relief is

or could be claimed.” Ark. Code Ann. § 16-111-101 (Repl. 2016). The Act itself does not

confer subject-matter jurisdiction; thus, there must be an independent basis for the court’s

jurisdiction before it may render a declaratory judgment. Bryant v. Picado, 338 Ark. 227, 996

S.W.2d 17 (1999).

The subject of the case at bar involves a judicial-discipline matter between the

Commission and Judge Fox. Judicial discipline and procedures defining that process are sui

generis and unlike a typical administrative action that first must be reviewed in circuit court.

See, e.g., Griffen v. Ark. Jud. Discipline & Disability Comm’n, 368 Ark. 557, 247 S.W.3d 816

(2007). The supreme court is authorized to review judicial-discipline matters filed with the

Commission, pursuant to Arkansas Constitution amendment 66, in accordance with

Arkansas Code Annotated sections 16-10-401 through 16-10-411 (Repl. 2010 & Supp.

2015), and Rules 1 through 15 of the Rules of Procedure of the Arkansas Judicial Discipline

and Disability Commission.

5

Cite as 2017 Ark. 59

Here, the circuit court determined that it lacked subject-matter jurisdiction to hear

an appeal from the Commission. Pursuant to amendment 66 of the Arkansas Constitution,

as well as sections 16-10-401 through 16-10-411 and the Rules of Procedure of the Arkansas

Judicial Discipline and Disability Commission, a review of the Commission’s decision lies

exclusively with the supreme court. Notably, the judge—not the complainant—may appeal

the findings of the Commission, see Ark. Jud. Discipline & Disability Comm’n R. 12(C),

and a review of the Commission’s action on a complaint, or failure to act, is reserved for

this court on a petition for writ of certiorari. See Ark. Jud. Discipline & Disability Comm’n

R. 12(H). Thus, we hold that the circuit court properly dismissed Perroni’s complaint for

lack of subject-matter jurisdiction. When a circuit court is without subject-matter

jurisdiction, this court likewise is without jurisdiction to hear the appeal. Brock v. Townsell,

2009 Ark. 224, 309 S.W.3d 179. Accordingly, we dismiss Perroni’s appeal for lack of

subject-matter jurisdiction. Because we dismiss the appeal, we decline to address the

remaining arguments on appeal.

Appeal dismissed.

Special Justice KANDICE BELL joins in this opinion.

Special Justice LAUREN HEIL joins in this opinion.

GOODSON, J., concurs in part; dissents in part.

HART, J., dissents.

BAKER and WOOD, JJ., not participating.

COURTNEY HUDSON GOODSON, Justice, concurring in part and dissenting

in part. I concur with the majority’s decision to dismiss appellant Samuel A. Perroni’s

6

Cite as 2017 Ark. 59

claim for injunctive relief and for a writ of mandamus directing the Arkansas Judicial

Discipline and Disability Commission (“Commission”) to investigate his complaints against

Circuit Judge Timothy Fox. Indeed, the circuit court lacked subject-matter jurisdiction

over this particular claim because amendment 66 to the Arkansas Constitution, Arkansas

Code Annotated sections 16-10-401 through 16-10-411 (Repl. 2010 & Supp. 2015), and

the Rules of Procedure of the Arkansas Judicial Discipline and Disability Commission

provide that an appeal from the Commission’s decision lies solely with this court.

I disagree, however, with the majority’s dismissal of Perroni’s declaratory-judgment

claim. In his second amended complaint, Perroni requested a declaration that Arkansas

Code Annotated section 16-10-405, which permits this court to adopt rules regarding

Commission matters and proceedings, amounts to an unconstitutional delegation of

authority. In addition, Perroni sought to have the circuit court declare that the provisions

of Rule 8 of the Commission’s Rules of Procedure violated amendment 66 to the Arkansas

Constitution.

Arkansas Code Annotated section 16-111-101 (Repl. 2016) states that “[c]ourts of

record within their respective jurisdictions shall have the power to declare rights, status, and

other legal relations whether or not further relief is or could be claimed.” Furthermore,

“[c]ircuit courts have original jurisdiction of all justiciable matters not otherwise assigned

pursuant to the Arkansas Constitution.” Ark. Code Ann. § 16-13-201 (Repl. 2010). As

noted above, jurisdiction to review the Commission’s decision lies exclusively with this

court, not with the circuit court, pursuant to amendment 66. However, Perroni’s claim for

declaratory judgment was not an attempt to seek review of the Commission’s decision with

7

Cite as 2017 Ark. 59

respect to the complaints he had filed. Rather, it was a request for the circuit court to

declare certain statutes and rules unconstitutional, a matter which the circuit court had the

power to decide given that jurisdiction had not been otherwise assigned by our constitution.

Thus, I would not dismiss Perroni’s declaratory-judgment claim based on a lack of

jurisdiction, and I dissent from this portion of the majority’s opinion.

Instead, I would affirm based on the circuit court’s alternative ruling that Perroni did

not have standing to challenge the constitutionality of Arkansas Code Annotated section

16-10-405 and the Commission’s Rules of Procedure under the circumstances in this case.

The question of standing is a matter of law for this court to decide, and this court reviews

questions of law de novo. McLane S., Inc. v. Ark. Tobacco Control Bd., 2010 Ark. 498, 375

S.W.3d 628.

Only a claimant who has a personal stake in the outcome of a controversy has

standing. Chubb Lloyds Ins. Co. v. Miller Cnty. Circuit Court, 2010 Ark. 119, 361 S.W.3d

809; Pulaski Cnty. v. Ark. Democrat-Gazette, Inc., 371 Ark. 217, 264 S.W.3d 465 (2007).

The Arkansas Declaratory Judgment Act authorizes a person “whose rights, status, or other

legal relations are affected by a statute” to “obtain a declaration of rights, status, or other

legal relations thereunder.” Ark. Code Ann. § 16-111-104.

In Andres v. First Arkansas Development Finance Corp., 230 Ark. 594, 606, 324 S.W.2d

97, 104 (1959), this court stated, “Our declaratory judgment act . . . was not intended to

allow any question to be presented by any person: the matters must be justiciable.” We have

further stated that in order to obtain declaratory relief, the precedent facts or conditions

generally held to be required include (1) a justiciable controversy; that is to say, a controversy

8

Cite as 2017 Ark. 59

in which a claim of right is asserted against one who has an interest in contesting it; (2) the

controversy must be between persons whose interests are adverse; (3) the party seeking

declaratory relief must have a legal interest in the controversy; in other words, a legally

protectable interest; and (4) the issue involved in the controversy must be ripe for judicial

determination. Cancun Cyber Café & Bus. Ctr., Inc. v. City of N. Little Rock, 2012 Ark. 154.

All four of these requirements must be met in order to have standing to seek declaratory

relief. Id.

Here, it is clear that Perroni was not entitled to declaratory relief in this action against

the Commission. Although he has asserted claims against a judge before the Commission,

he has no interest in the resolution of the claim, and he has no right to compel the

Commission to do anything beyond receiving his complaint. Also, he and the Commission

do not have adverse interests. Even though Perroni opposes the Commission’s resolution

of his complaints, he and the Commission’s interests are the same, which is to remedy

judicial misconduct. The Ninth Circuit Court of Appeals has held that a district court

properly determined that the plaintiff lacked standing to challenge the Commission on

Judicial Conduct’s alleged failure to consider his complaints against judges and justices of

the State of Washington because “a private citizen lacks a judicially cognizable interest in

the prosecution or nonprosecution of another.” Carr v. Reed, 316 Fed. App’x 588, 589 (9th

Cir. 2006) (quoting Linda R.S. v. Richard D., 410 U.S. 614, 619 (1973)). Accordingly, the

circuit court did not err in concluding that Perroni lacks standing, and I would affirm its

dismissal of his declaratory-judgment claim on this basis.

9

Cite as 2017 Ark. 59

JOSEPHINE LINKER HART, Justice, dissenting. The majority has completely

mischaracterized appellant’s cause of action. This is not an appeal of a Judicial Discipline

and Disability Commission (JDDC) ruling. Appellant’s cause of action is a petition for

declaratory judgment that asks the circuit court to declare whether JDDC’s procedures

comport with amendment 66 or the Arkansas Constitution.1

1

Amendment 66 states

(a) Commission: Under the judicial power of the State, a Judicial Discipline and

Disability Commission is established and shall be comprised of nine persons: three justices

or judges, appointed by the Supreme Court; three licensed attorneys in good standing who

are not justices or judges, one appointed by the Attorney General, one by the President of

the Senate, and one by the Speaker of the House; and three members appointed by the

Governor. The members appointed by the Governor shall not be justices or judges, retired

justices or judges, or attorneys. Alternate members shall be selected and vacancies filled in

the same manner.

(b) Discipline, Suspension, Leave, and Removal: The Commission may initiate, and

shall receive and investigate, complaints concerning misconduct of all justices and judges,

and requests and suggestions for leave or involuntary disability retirement. Any judge or

justice may voluntarily request that the Commission recommend suspension because of

pending disciplinary action or leave because of a mental or physical disability. Grounds for

sanctions imposed by the Commission or recommendations made by the Commission shall

be violations of the professional and ethical standards governing judicial officers, conviction

of a felony, or physical or mental disability that prevents the proper performance of judicial

duties. Grounds for suspension, leave, or removal from office shall be determined by

legislative enactment.

(c) Discipline: If, after notice and hearing, the Commission by majority vote of the

membership determines that grounds exist for the discipline of a judge or justice, it may

reprimand or censure the judge or justice, who may appeal to the Supreme Court. The

Commission may, if it determines that grounds exist, after notice and hearing, and by

majority vote of the membership, recommend to the Supreme Court that a judge or justice

be suspended, with or without pay, or be removed, and the Supreme court, en banc, may

take such action. Under this amendment, a judge who also has executive or legislative

responsibilities shall be suspended or removed only from judicial duties. In any hearing

involving a Supreme Court justice, all Supreme Court justices shall be disqualified from

participation.

10

Cite as 2017 Ark. 59

On June 6, 2012, appellant filed a petition in the Pulaski County Circuit Court styled

“Complaint for Declaratory Judgment and Injunctive Relief.” Our declaratory judgment

statute states:

Courts of record within their respective jurisdictions shall have power to declare

rights, status, and other legal relations whether or not further relief is or could be claimed.

No action or proceeding shall be open to objection on the ground that a declaratory

judgment or decree is prayed for. The declaration may be either affirmative or negative in

form and effect; and such declarations shall have the force and effect of a final judgment or

decree. Ark. Code. Ann. § 16-111-101. Furthermore, our declaratory-judgment statute

must be liberally construed. In section 16-111-112, the General Assembly stated, “This

chapter is declared to be remedial; its purpose is to settle and to afford relief from uncertainty

and insecurity with respect to rights, status and other legal relations; and is to be liberally

construed and administered.”

(d) Leave and Retirement: If, after notice and hearing, the Commission by majority

vote of the membership determines that a judge or justice is unable because of physical or

mental disability to perform the duties of office, the Commission may recommend to the

Supreme Court that the judge or justice be granted leave with pay or be retired, and the

Supreme Court, en banc, may take such action. A judge or justice retired by the Supreme

Court shall be considered to have retired voluntarily as provided by law.

(e) Vacancies: Vacancies created by suspension, the granting of leave or the removal

of a judge or justice, or vacancies created by disqualification of justices, shall be filled as

provided by law.

(f) Rules: The Supreme Court shall make procedural rules implementing this

amendment and setting the length of terms on the Commission.

(g) Cumulative Nature: This amendment is alternative to, and cumulative with,

impeachment and address authorized by this Constitution.

11

Cite as 2017 Ark. 59

The petition asserted that the circuit court had jurisdiction to hear the petition

pursuant to Arkansas Code Annotated section 16-13-201(a), which states, “Circuit courts

shall have original jurisdiction of all justiciable matters not otherwise assigned pursuant to

the Arkansas Constitution.” Further, the petition asked the circuit court to declare certain

statutes and rules promulgated by the Arkansas Supreme Court with regard to the JDDC

unconstitutional under amendment 66.

Appellant asserted that amendment 66 mandates that the complaints he filed with the

JDDC against Circuit Judge Timothy D. Fox be investigated by the nine-member JDDC

and that his complaints had not been investigated. The second amended petition prayed

that the circuit court (a) declare unconstitutional portions of Arkansas Code Annotated

section 16-10-404; (b) declare unconstitutional Rule 8(C),( D), and (E) of the Rules of

Procedure of the Arkansas Judicial Discipline and Disability Commission;2 (c) declare that

2

In pertinent part, Rule 8 states:

C. Investigation of Complaints. All complaints not summarily dismissed by the

Executive Director shall then be presented to an Investigation Panel. The Investigation

Panel shall dismiss all complaints for which sufficient cause to proceed is not found by that

Panel. If the complaint is not dismissed, the Panel shall then direct the staff to make a

prompt, discreet, and confidential investigation. In no instance may the staff undertake any

investigation or make any contact with anyone other than the complainant and the judge

unless authorized to do so by the Investigation Panel. If authorized by the Investigation

Panel, subpoenas may be used to obtain documents, procure witness statements, and collect

other evidence requested by the Panel. Upon completion, the Panel shall review the findings

from the investigation. The Panel shall dismiss all complaints for which sufficient cause to

proceed is not found. A report as to matters so dismissed shall be furnished to the

Commission at its next meeting. The complainant and the judge shall be informed in writing

of the dismissal.

D. Mandatory Notice to the Judge. If a complaint, or any portion of it, is not

dismissed by the Investigation Panel following the discreet and confidential investigation,

then the Panel shall notify the judge in writing immediately of those portions of the

12

Cite as 2017 Ark. 59

the creation of “Investigation Panels” exceeds the statutory authority of the JDDC and the

Arkansas Supreme Court under section 16-10-404 and amendment 66(f); (d) declare that

the standard of “sufficient cause to proceed” was unconstitutionally vague; (e) declare the

actions of the investigation panel void with regard to appellant’s complaint; and (f) issue a

mandatory injunction directing the JDDC to investigate his complaint against Judge Fox as

set forth in amendment 66(a) and (b) and the constitutional portions of Arkansas Code

Annotated section 16-10-404.

I am mindful that the petition, with exhibits, exceeded 200 pages. The petition

described the misdeeds allegedly committed by Judge Fox and asserted that similar

transgressions involving other judges had been found by the JDDC to violate the Arkansas

Code of Judicial Conduct. These violations resulted in sanctions against those judges.

Pleading further, the petition asserted that appellant received correspondence stating that an

complaint that the Panel has concluded warrant further examination and attention. The

judge shall receive the complaint, or any portion of the complaint that is not dismissed,

along with any information prepared by or for the Panel or Staff to enable the judge to

adequately respond to the issues in the complaint. The judge shall be invited to respond to

each of the issues from the complaint that the Panel has identified as possible violations of

the Arkansas Code of Judicial Conduct. The time for the judge to respond shall be within

30 days unless shortened or enlarged by the Investigation Panel for good cause.

E. Dismissal or Formal Statement of Allegations. The Investigation Panel may dismiss

the complaint with notice to the complainant and the judge, upon a finding of probable

cause that the judge violated the Code of Judicial Conduct, it may direct that a formal

statement of allegations, citing specific provisions of the Code of Judicial Conduct alleged

to have been violated and the specific facts offered in support of the alleged violation(s), be

prepared and served on the responding judge along with all materials prepared by the Panel

or Staff. Service may be by any means provided for service of process in the Arkansas Rules

of Civil Procedure.

13

Cite as 2017 Ark. 59

“investigation panel” did not find “any evidence of judicial misconduct, wrong-doing, or

incapacity within the Commission’s jurisdiction.” It further had determined that there was

“insufficient cause to proceed” and dismissed the complaint. Attempts by appellant to learn

the identity of the investigation panel were resisted by the JDDC. However, a successful

lawsuit by appellant under the Arkansas Freedom of Information Act (FOI) resulted in

disclosure that the investigation panel was composed of District Judge Steve Routon, Judy

Henry, and Mary Bassett.3

I acknowledge that, in the petition, there is an undertone of dissatisfaction with the

disposition of appellant’s complaints. However, this does not turn appellant’s declaratory-

judgment petition into an appeal of the JDDC’s decision. It is instead a product of the

required fact-pleading that is essential to establishing that appellant was aggrieved by the

JDDC’s handling of appellant’s complaints.

In reviewing the circuit court’s dismissal of appellant’s petition, we are obligated

under our standard of review to treat the facts alleged in the petition as true and view them

in the light most favorable to the party who filed the complaint. Ark. Dep’t of Human Servs

v. Fort Smith Sch. Dist., 2015 Ark. 315, 455 S.W.3d 294. We are also required to consider

and resolve all reasonable inferences in favor of the petition. Id. Furthermore, we must

liberally construe all pleadings. Id. The majority failed to properly review this case.

The issue before this court is a narrow one. Was appellant’s complaint actually an

attempt to appeal a ruling of the JDDC, as the appellees assert and as the circuit court found,

3

I want to be clear, despite the fact that current JDDC Executive Director, David

Sachar, had been substituted as a named defendant in this case, the activity that appellant

complains of took place during the tenure of Mr. Sachar’s predecessor, David Stewart.

14

Cite as 2017 Ark. 59

or was it a petition for declaratory judgment challenging the validity of certain statutes and

Arkansas Supreme Court Rules that purport to establish procedures to implement

amendment 66? Rather than upholding the court’s obligation to interpret appellant’s

pleadings so as to afford him relief if possible, the majority construed appellant’s pleading to

affirm the circuit court’s summary dismissal of his petition.

Amendment 66 was initiated by a joint resolution of the legislature and approved by

the voters in 1988. It created not only a mechanism to discipline the state’s judiciary but

also recognized a textual constitutional right of every citizen to have his or her complaint

against a judge received, investigated, and ruled on by a particular nine-member group of

Arkansas citizens known as the JDDC. The majority does not acknowledge that the

processes specified by amendment 66 applies not only to the judges but also to every citizen

who observes what appears to be a breach of judicial ethics. As noted previously,

amendment 66 requires that the JDDC “shall receive and investigate, complaints concerning

misconduct of all justices and judges.” Thus, the plain wording of amendment 66

contemplates that every person who believes that a member of the judiciary has engaged in

misconduct has the right to file a complaint with the JDDC and have it handled in the

manner provided for by the constitution. Today’s decision denies appellant this

constitutional right.

It is true that amendment 66 empowers the Arkansas supreme court to “make

procedural rules implementing this amendment.” However, the rules of JDDC

“procedure” that appellant challenges created a full-time executive director, a position never

contemplated in the plain wording of amendment 66. The executive director has been

15

Cite as 2017 Ark. 59

given unilateral authority to dismiss complaints without submitting them to the JDDC.

Furthermore, under these “procedures,” investigation is not performed by the full

commission, as specified by amendment 66. Investigation is instead entrusted to three-

member ad hoc groups, apparently composed of “alternates” who are not actual members

of the commission. The constitutionality of the rules implementing amendment 66 is a

question that can and should be brought by the Arkansas citizen that granted this court the

authority to establish these procedures. Today’s majority opinion places decisions by the

executive director and ad hoc panels beyond this court’s power of review.

The majority has also immunized the executive director and the JDDC from public

scrutiny, no matter how far their decisions may stray from our constitutional mandate. This

gives the JDDC and the unelected executive director unique status among public officials

in Arkansas. In Wilson v. Pulaski Ass’n of Classroom Teachers, 330 Ark. 298, 302, 954 S.W.2d

221, 224 (1997) (quoting Jensen v. Radio Broad. Co., Inc., 208 Ark. 517, 520, 186 S.W.2d

931, 932 (1945)), this court stated,

There is no doubt but that equity will exercise jurisdiction to restrain acts or

threatened acts of public corporations or of public officers, boards, or commissions which

are ultra vires and beyond the scope of their authority, or which constitute a violation of

their official duty, whenever the execution of such acts would cause irreparable injury to,

or destroy rights and privileges of, the complainant, which are cognizable in equity, and for

the protection of which we would have no adequate remedy at law.

16

Cite as 2017 Ark. 59

The majority has not justified the JDDC’ s and its executive director’s special status, and

more importantly, how it comports with the plain wording of amendment 66.

When the ethical conduct of its judiciary is concerned, the citizens of Arkansas

deserve to have this court honor the constitutional amendment that they voted for. At a

minimum, this means that one nine-member body must receive, investigate, and decide the

merits of each complaint filed against a member of this state’s judiciary. When a petition

asserts that the procedures employed by the JDDC contravenes the explicit language of the

Arkansas Constitution, that petition must get a full and fair hearing in a declaratory-

judgment action. Furthermore, when public officials are not fulfilling their duties, every

citizen in this state has the right to seek injunctive relief. Wilson, supra. I therefore

respectfully dissent.

ROBIN F. WYNNE, Justice, dissenting. I respectfully dissent because I disagree

with the majority’s conclusion that the circuit court lacked subject-matter jurisdiction over

appellant Sam Perroni’s complaint. In my view, the circuit court did have jurisdiction over

appellant’s complaint to the extent it sought declaratory judgment. This court has original

and exclusive jurisdiction under Amendment 66 to review appeals by judges who have been

reprimanded by the Arkansas Judicial Discipline and Disability Commission (JDDC) and to

take action on recommendations by the JDDC that a judge be suspended or removed from

office; this court also has the power to prescribe procedural rules for the JDDC. However,

this case does not fall within this court’s exclusive jurisdiction. Therefore, the circuit court

had original jurisdiction over this matter. See Amendment 80, section 6(A) (“Circuit Courts

are established as the trial courts of

17

Cite as 2017 Ark. 59

original jurisdiction of all justiciable matters not otherwise assigned pursuant to this

Constitution”; Ark. Code Ann. § 16-111-101 (Repl. 2016) (declaratory judgments). While

he clearly disagreed with the Commission’s dismissal of his complaint, appellant’s complaint

before the circuit court did not challenge the Commission’s decision itself, but rather sought

declaratory relief regarding the constitutionality of a statute and certain procedural rules, and

a declaration that the Commission’s standard of “sufficient cause to proceed” was

unconstitutionally vague and that acts of the alternate-member panel constituted a nullity.

The effect of a ruling in appellant’s favor on these claims would be that his complaint would

be once again before the Commission for its review.1

Furthermore, I disagree with the circuit court’s finding that appellant lacked standing.

A litigant has standing to challenge the constitutionality of a statute if the law is

unconstitutional as applied to that particular litigant. Ghegan & Ghegan, Inc. v. Weiss, 338

Ark. 9, 14–15, 991 S.W.2d 536, 539 (1999). The general rule is that one must have suffered

injury or belong to a class that is prejudiced in order to have standing to challenge the

validity of a law. Id. Stated differently, plaintiffs must show that the questioned act has a

prejudicial impact on them. Id. Appellant, like any citizen and particularly any member of

the bar, is prejudiced by actions of the JDDC that contravene the Arkansas Constitution.

I would reverse and remand for further proceedings.

Timothy O. Dudley, for appellant.

Leslie Rutledge, Att’y Gen., by: Colin R. Jorgensen, Ass’t Att’y Gen., for appellee.

1

Although written in the context of a petition for certiorari seeking to have this court

review the disposition of a complaint filed with the JDDC, I note the following astute observation:

“I do not believe the public or the legislature would have been quite so disposed to the adoption

of Amendment 66 had it been contemplated that only members of the judiciary could petition for

a review of the actions of the Commission.” Duty v. Arkansas Judicial Discipline & Disability Comm’n,

304 Ark. 294, 801 S.W.2d 46, 47 (1990) (Hayes, J., dissenting).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.