finding a veniremember’s views regarding the role of rehabilitation in punishment to be a race-neutral explanation for the use of a peremptory challenge
How later courts described this case
- finding a veniremember’s views regarding the role of rehabilitation in punishment to be a race-neutral explanation for the use of a peremptory challenge
- holding no due process violation in prosecution for intoxication manslaughter where elected district attorney previously represented defendant in DWI prosecution because there was no evidence the State used any confidential information
- stating that a reviewing court “will not brief appellant’s case for him”
- potential of future dangerousness is a question of fact which the jury must answer and testimony from mental health experts is relevant to future dangerousness special issue
Written by the judges who cited it.
The opinion
AP-77,047
COURT OF CRIMINAL APPEALS
AUSTIN, TEXAS
Transmitted 9/16/2016 9:28:49 AM
Accepted 9/16/2016 10:28:08 AM
September 16, 2016 ABEL ACOSTA
ORAL ARGUMENT IS REQUESTED CLERK
No. AP-77,047
IN THE
COURT OF CRIMINAL APPEALS September 27, 2016
OF TEXAS
KENNETH WAYNE THOMAS,
APPELLANT
V.
THE STATE OF TEXAS,
APPELLEE
On appeal from the 194th Judicial District Court of Dallas County, Texas
In Cause No. F86-85539
STATE’S BRIEF
Counsel of Record:
Susan Hawk Christine Womble
Criminal District Attorney Assistant District Attorney
Messina Madson State Bar No. 24035991
First Assistant Frank Crowley Courts Building
Criminal District Attorney 133 N. Riverfront Blvd., LB-19
Dallas County, Texas Dallas, Texas 75207-4399
(214) 653-3625
(214) 653-3643 fax
CWomble@dallascounty.org
Attorneys for the State of Texas
TABLE OF CONTENTS
Index of Authorities ....................................................................... vii-xviii
Statement Regarding Oral Argument ..................................................... 1
Statement of the Case ............................................................................... 1
Statement of Facts ............................................................................... 1-44
Summary of the Argument ................................................................ 44-49
Argument................................................................................................. 49
State’s Response to Issue Nos. 1-7: ......................................................... 49
THE TRIAL COURT DID NOT ERR IN DENYING APPELLANT’S
BATSON CHALLENGES.
State’s Response to Issue Nos. 9-23: ....................................................... 78
THE TRIAL COURT DID NOT ERR IN DENYING APPELLANT’S
CHALLENGES FOR CAUSE.
State’s Response to Issue Nos. 24-30: ................................................... 140
THE TRIAL COURT DID NOT ERR IN GRANTING THE STATE’S
CHALLENGES FOR CAUSE.
State’s Response to Issue No. 31:.......................................................... 168
THE SUPREME COURT’S DECISION IN HALL V. FLORIDA DID NOT
INVALIDATE THIS COURT’S DECISION IN EX PARTE BRISENO.
ii
State’s Response to Issue Nos. 32-34: ................................................... 178
THE TRIAL COURT DID NOT ERR IN OVERRULING APPELLANT’S
MOTION TO QUASH, HIS MOTION TO RE-QUESTION JURORS, AND
HIS MOTION TO LIMIT THE STATE’S VOIR DIRE.
State’s Response to Issue Nos. 35-36: ................................................... 187
APPELLANT WAS NOT DEPRIVED OF A LAWFULLY CONSTITUTED
JURY.
State’s Response to Issue No. 37:.......................................................... 188
THE TRIAL COURT DID NOT ERR IN DENYING APPELLANT’S
MOTION TO DISQUALIFY THE DISTRICT ATTORNEY’S OFFICE.
State’s Response to Issue No. 38:.......................................................... 195
THE TRIAL COURT PROPERLY OVERRULED APPELLANT’S
MOTION FOR MISTRIAL DURING APPELLANT’S COMPETENCY
TRIAL.
State’s Response to Issue No. 39:.......................................................... 202
APPELLANT’S CLAIM THAT THE TRIAL COURT ERRED IN
OVERRULING HIS OBJECTION DURING THE COMPETENCY TRIAL
IS NOT PROPERLY BEFORE THE COURT.
State’s Response to Issue Nos. 40-41: ................................................... 205
THE EVIDENCE WAS SUFFICIENT TO PROVE APPELLANT’S
COMPETENCY TO STAND TRIAL.
iii
State’s Response to Issue No. 42:.......................................................... 227
THE TRIAL COURT PROPERLY OVERRULED APPELLANT’S
OBJECTION TO DR. PRICE’S TESTIMONY THAT APPELLANT
EXHIBITS TRAITS CONSISTENT WITH ANTI-SOCIAL PERSONALITY
DISORDER.
State’s Response to Issue No. 43:.......................................................... 238
DR. PRICE DID NOT TESTIFY BEFORE THE JURY REGARDING
APPELLANT’S REMORSE.
State’s Response to Issue No. 44:.......................................................... 240
THE TRIAL COURT DID NOT ERR IN ADMITTING A SILHOUETTE OF
A KNIFE AS A DEMONSTRATIVE AID.
State’s Response to Issue No. 45:.......................................................... 247
THE TRIAL COURT PROPERLY ADMITTED THE AUTOPSY
PHOTOGRAPHS. ALTERNATIVELY, ANY ERROR IS HARMLESS.
State’s Response to Issue No. 46:.......................................................... 254
THE TRIAL COURT DID NOT ERR IN OVERRULING APPELLANT’S
OBJECTION TO THE TESTIMONY OF JAMES BELT, SR.
State’s Response to Issue Nos. 47-48: ................................................... 261
APPELLANT IS NOT INTELLECTUALLY DISABLED.
iv
State’s Response to Issue No. 49:.......................................................... 278
THE EVIDENCE IS LEGALLY SUFFICIENT TO SUPPORT THE
JURY’S FINDING THAT APPELLANT IS A FUTURE DANGER.
State’s Response to Issue No. 50:.......................................................... 282
THE TRIAL COURT DID NOT ERR IN DENYING APPELLANT’S
REQUESTED JURY INSTRUCTION.
State’s Response to Issue No. 51:.......................................................... 287
THE TRIAL COURT DID NOT ERR IN DENYING APPELLANT’S
REQUEST THAT THE JURY BE ALLOWED TO ENTER A NON-
UNANIMOUS VERDICT REGARDING THE INTELLECTUAL
DISABILITY SPECIAL ISSUE.
State’s Response to Issue No. 52:.......................................................... 291
THE TRIAL COURT DID NOT ERR IN DENYING APPELLANT’S
REQUEST FOR AN ACCOMPLICE WITNESS INSTRUCTION.
State’s Response to Issue No. 53:.......................................................... 293
THE TRIAL COURT DID NOT ERR IN DENYING APPELLANT’S
REQUEST FOR AN ANTI-PARTIES INSTRUCTION IN THE CHARGE.
State’s Response to Issue No. 54:.......................................................... 295
THE TRIAL COURT DID NOT ERR IN DENYING APPELLANT’S
REQUEST FOR A SECOND COMPETENCY HEARING.
State’s Response to Issue No. 55:.......................................................... 304
APPELLANT’S CLAIM THAT THE EVIDENCE IS INSUFFICIENT TO
SUPPORT HIS CONVICTION FOR CAPITAL MURDER PRESENTS
NOTHING FOR THIS COURT’S REVIEW.
v
State’s Response to Issue Nos. 56-67: ................................................... 305
THE TRIAL COURT PROPERLY DENIED APPELLANT’S
CHALLENGES TO THE DEATH PENALTY STATUTE.
Prayer .................................................................................................... 310
Certificate of Compliance ...................................................................... 311
Certificate of Service ............................................................................. 311
vi
INDEX OF AUTHORITIES
Cases
Adanandus v. State,
866 S.W.2d 210 (Tex. Crim. App. 1993).......................................... 56-57
Almanza v. State,
686 S.W.2d 157 (Tex. Crim. App. 1985) (op. on reh’g) ...................... 286
Apprendi v. New Jersey,
530 U.S. 466 (2000) ............................................................................ 307
Atkins v. Virginia,
536 U.S. 304 (2002) ............................................................................ 170
Baker v. State,
177 S.W.3d 113 (Tex. App.—Houston [1st Dist.] 2005, no pet.) ....... 243
Barber v. State,
757 S.W.2d 359 (Tex. Crim. App. 1988)..................................... 200, 201
Barnes v. State,
876 S.W.2d 316 (Tex. Crim. App. 1994)............................................. 106
Batson v. Kentucky,
476 U.S.79 (1986) ......................................................................... passim
Belyeu v. State,
791 S.W.2d 66 (Tex. Crim. App. 1989) .............................................. 294
Bodde v. State,
568 S.W.2d 344 (Tex. Crim. App. 1978)..................................... 183, 186
Bone v. State,
77 S.W.3d 828 (Tex. Crim. App. 2002) ................................................ 66
vii
Brandon v. State,
599 S.W.2d 567 (Tex. Crim. App. 1979)............................................. 199
Broadnax v. State,
No. AP-76,207, 2011 Tex. Crim. App. Unpub. LEXIS 920 (Tex. Crim.
App. Dec. 14, 2011) (not designated for publication) ..................... 67-68
Butcher v. State,
454 S.W.3d 13 (Tex. Crim. App. 2015) ...................................... 217, 225
Callaway v. State,
594 S.W.2d 440 (Tex. Crim. App. 1980)..................................... 199, 200
Chambers v. State,
866 S.W.2d 9 (Tex. Crim. App. 1993) .................................................. 53
Cherry v. State,
959 So. 2d 702 (Fla. 2007) (per curiam)............................................. 173
Clark v. State,
929 S.W.2d 5 (Tex. Crim. App. 1996) ................................................ 146
Coble v. State,
330 S.W.3d 253 (Tex. Crim. App. 2010)............................................. 205
Colburn v. State,
966 S.W.2d 511 (Tex. Crim. App. 1998)....................................... 80, 145
Coleman v. State,
246 S.W.3d 76 (Tex. Crim. App. 2008) .............................................. 191
Cordova v. State,
733 S.W.2d 175 (Tex. Crim. App. 1987)..................................... 122, 127
Devoe v. State,
354 S.W.3d 457 (Tex. Crim. App. 2011)..................................... 279, 281
viii
Easley v. State,
424 S.W.3d 535 (Tex. Crim. App. 2014)............................................. 183
Easton v. State,
920 S.W.2d 747 (Tex. App.—Houston [1st Dist.] 1996, pet. ref’d) ..... 304
Escamilla v. State,
143 S.W.3d 814 (Tex. Crim. App. 2004)............................... 81, 249, 309
Estrada v. State,
313 S.W.3d 274 (Tex. Crim. App. 2010)............................................. 257
Ex parte Briseno,
135 S.W.3d 1 (Tex. Crim. App. 2004) .......................................... passim
Ex parte Cathey,
451 S.W.3d 1 (Tex. Crim. App. 2014) .........174, 176, 264, 272, 276, 277
Ex parte Hagans,
558 S.W.2d 457 (Tex. Crim. App. 1977)............................................. 199
Ex parte Hearn,
310 S.W.3d 424 (Tex. Crim. App. 2010)..................................... 175, 264
Ex parte Lizcano,
No. WR-68,348-03, 2015 Tex. Crim. App. Unpub. LEXIS 331 (Tex.
Crim. App. Apr. 15, 2015) (Alcala, J., dissenting) (not designated for
publication)......................................................................................... 176
Ex parte Moore,
470 S.W.3d 481 (Tex. Crim. App. 2015), cert. granted in part, 136 S.
Ct. 2407 (2016) ................................................... 174, 175, 178, 263, 264
Ex parte Sosa,
364 S.W.3d 889 (Tex. Crim. App. 2012)............................................. 178
Ex parte Tennard,
960 S.W.2d 57 (Tex. Crim. App. 1997) .............................................. 266
ix
Ex parte Thomas,
No. AP-76,405, 2010 Tex. Crim. App. Unpub. LEXIS 452 (Tex. Crim.
App. Aug. 25, 2010) (not designated for publication) ........................ 305
Ex parte Woods,
296 S.W.3d 587 (Tex. Crim. App. 2009)............................................. 175
Feldman v. State,
71 S.W.3d 738 (Tex. Crim. App. 2002) ............................ 79, 80, 96, 137
Furman v. Georgia,
408 U.S. 238 (1972) ............................................................................ 308
Gallo v. State,
239 S.W.3d 757 (Tex. Crim. App. 2007)............................................. 290
Garcia v. State,
887 S.W.2d 862 (Tex. Crim. App. 1994) 183-84, 193, 232, 240, 292, 294
Gardner v. State,
306 S.W.3d 274 (Tex. Crim. App. 2009)................. 80, 96, 115, 136, 137
Gonzales v. State,
353 S.W.3d 826 (Tex. Crim. App. 2011)............................. 104, 139, 141
Good v. State,
723 S.W.2d 734 (Tex. Crim. App. 1986)............................................... 99
Goodman v. State,
701 S.W.2d 850 (Tex. Crim. App. 1985)...................................... 199-200
Goodwin v. State,
799 S.W.2d 719 (Tex. Crim. App. 1990)..................................... 149, 152
Granados v. State,
85 S.W.3d 217 (Tex. Crim. App. 2002) .............................. 146, 160, 165
x
Gray v. State,
233 S.W.3d 295 (Tex. Crim. App. 2007)............................................. 188
Griffith v. State,
983 S.W.2d 282 (Tex. Crim. App. 1998)........................................ 235-36
Guevara v. State,
97 S.W.3d 579 (Tex. Crim. App. 2003) ...................................... 203, 245
Hall v. Florida,
134 S. Ct. 1986 (2014) .................................................................. passim
Hawkins v. State,
135 S.W.3d 72 (Tex. Crim. App. 2004) .............................................. 198
Hernandez v. New York,
500 U.S. 352 (1991) ........................................................................ 53, 64
Hernandez v. State,
757 S.W.2d 744 (Tex. Crim. App. 1988)............................................. 200
Howard v. State,
153 S.W.3d 382 (Tex. Crim. App. 2004)............................................. 239
Hunter v. State,
243 S.W.3d 664 (Tex. Crim. App. 2007)............................................. 289
In re Allen,
462 S.W.3d 47 (Tex. Crim. App. 2015) .............................................. 174
Johnson v. State,
68 S.W.3d 644 (Tex. Crim. App. 2002) ................................................ 56
Johnson v. State,
429 S.W.3d 13 (Tex. App.—Houston [1st Dist.] 2013, no pet.) .......... 302
Jones v. State,
982 S.W.2d 386 (Tex. Crim. App. 1998)....................................... passim
xi
Kelly v. State,
824 S.W.2d 568 (Tex. Crim. App. 1992)............................................. 232
King v. State,
29 S.W.3d 556 (Tex. Crim. App. 2000) ................. 149, 152, 154, 156-59
King v. State,
953 S.W.2d 266 (Tex. Crim. App. 1997)............................................. 279
Ladd v. State,
3 S.W.3d 547 (Tex. Crim. App. 1999) ... 106, 139, 167-68, 198, 253, 278
Landers v. State,
256 S.W.3d 295 (Tex. Crim. App. 2008)..................................... 194, 195
Martinez v. State,
327 S.W.3d 727 (Tex. Crim. App. 2010)........................................ 278-79
Martinez v. State,
899 S.W.2d 655 (Tex. Crim. App. 1994)............................................. 294
Martinez v. State,
924 S.W.2d 693 (Tex. Crim. App. 1996)............................................. 279
Mathis v. State,
67 S.W.3d 918 (Tex. Crim. App. 2002) ................................................ 55
Matlock v. State,
392 S.W.3d 662 (Tex. Crim. App. 2013)..................................... 217, 218
Mendoza v. State,
552 S.W.2d 444 (Tex. Crim. App. 1977)..................................... 182, 185
Meraz v. State,
785 S.W.2d 146 (Tex. Crim. App. 1990)............................................. 218
Miller-El v. Dretke,
545 U.S. 231 (2005) .................................................................. 59, 65, 77
xii
Montgomery v. State,
810 S.W.2d 372 (Tex. Crim. App. 1990)............................................. 231
Morris v. State,
301 S.W.3d 281 (Tex. Crim. App. 2009)............................................. 225
Mosley v. State,
983 S.W.2d 249 (Tex. Crim. App. 1998)........................................ 256-59
Murphy v. Florida,
421 U.S. 794 (1975) ............................................................................ 116
Neal v. State,
256 S.W.3d 264 (Tex. Crim. App. 2008)................................ 261-64, 277
Nenno v. State,
970 S.W.2d 549 (Tex. Crim. App. 1998)............................................. 232
Nieto v. State,
365 S.W.3d 673 (Tex. Crim. App. 2012).......................................... 57-58
Owens v. State,
473 S.W.3d 812 (Tex. Crim. App. 2015)............................................. 199
Payne v. Tennessee,
501 U.S. 808 (1991) ............................................................................ 257
Powell v. State,
898 S.W.2d 821 (Tex. Crim. App. 1994)............................................. 236
Purkett v. Elem,
514 U.S. 765 (1995) .............................................................................. 54
Rachal v. State,
917 S.W.2d 799 (Tex. Crim. App. 1996)............................................. 145
Reed v. Quarterman,
555 F.3d 364 (5th Cir. 2009) .......................................................... 50, 64
xiii
Romero v. State,
800 S.W.2d 539 (Tex. Crim. App. 1990)............................................. 230
Ross v. State,
133 S.W.3d 618 (Tex. Crim. App. 2004)............................................. 300
Sadler v. State,
977 S.W.2d 140 (Tex. Crim. App. 1998)............................................. 141
Salazar v. State,
90 S.W.3d 330 (Tex. Crim. App. 2002) .............................................. 257
Saldano v. State,
232 S.W.3d 77 (Tex. Crim. App. 2007) ....... 80-81, 83, 90, 139, 305, 309
Sanders v. State,
832 S.W.2d 719 (Tex. App.—Austin 1992, no pet.) ................... 304, 305
Santellan v. State,
939 S.W.2d 155 (Tex. Crim. App. 1997)............................................. 252
Scarborough v. State,
54 S.W.3d 419 (Tex. App.—Waco 2001, pet. ref’d) ............................ 193
Shuffield v. State,
189 S.W.3d 782 (Tex. Crim. App. 2006)............................................. 231
Simmons v. State,
622 S.W.2d 111 (Tex. Crim. App. 1981)..................................... 243, 245
Solomon v. State,
49 S.W.3d 356 (Tex. Crim. App. 2001) .............................................. 237
State ex rel. Eidson v. Edwards,
793 S.W.2d 1 (Tex. Crim. App. 1990) ........................................ 191, 192
State ex. rel. Hill v. Pirtle,
887 S.W.2d 921 (Tex. Crim. App. 1994)..................................... 191, 194
xiv
Tamez v. State,
27 S.W.3d 668 (Tex. App.—Waco 2000, pet. ref’d) ............................ 183
Threadgill v. State,
146 S.W.3d 654 (Tex. Crim. App. 2004)....................................... passim
Torres v. State,
116 S.W.3d 208 (Tex. App.—El Paso 2003, no pet.) .................. 243, 244
Turner v. State,
422 S.W.3d 676 (Tex. Crim. App. 2013)..................................... 199, 299
United States v. Figueroa,
618 F.2d 934 (2nd Cir. 1980) .............................................................. 231
Vollbaum v. State,
833 S.W.2d 652 (Tex.App.—Waco 1992, pet. ref'd) ........................... 243
Walder v. State,
85 S.W.3d 824 (Tex. App.—Waco 2002, no pet.)................................ 235
Waldo v. State,
746 S.W.2d 750 (Tex. Crim. App. 1988)............................................. 201
Walters v. State,
247 S.W.3d 204 (Tex. Crim. App. 2007)............................................. 237
Watkins v. State,
245 S.W.3d 444 (Tex. Crim. App. 2008)....................................... passim
Weatherred v. State,
15 S.W.3d 540 (Tex. Crim. App. 2000) .............. 185, 230, 246, 253, 286
Williams v. State,
191 S.W.3d 242 (Tex. App.—Austin 2006, no pet.) ........................... 225
Williams v. State,
270 S.W.3d 112 (Tex. Crim. App. 2008)..................................... 171, 290
xv
Witherspoon v. Illinois,
391 U.S. 510 (1968) ............................................................................ 145
Wood v. State,
18 S.W.3d 642 (Tex. Crim. App. 2000) .............................................. 198
Woodward v. Epps,
580 F.3d 318 (5th Cir. 2009) ........................................................... 61-62
Young v. State,
826 S.W.2d 141 (Tex. Crim. App. 1991)............................................... 64
Zamora v. State,
411 S.W.3d 504 (Tex. Crim. App. 2013)............................................. 293
Constitutional Provisions
Tex. Const. art. I.................................................................................... 306
U.S. Const. amend. VIII ............................................................... 170, 306
U.S. Const. amend. XIV ....................................................................... 306
Statutes
Tex. Code Crim. Proc. Ann. art. 35.16(a)(9) (West 2006) ....................... 79
Tex. Code Crim. Proc. Ann. art. 35.16(b) (West 2006) .................... 140-41
Tex. Code Crim. Proc. Ann. art. 35.16(c)(2) (West 2006) ........................ 79
Tex. Code Crim. Proc. Ann. art. 36.14 (West 2007) ...................... 284, 285
Tex. Code Crim. Proc. Ann. art. 37.0711, §3(b)(2)(West Supp. 2015) ... 94,
278
xvi
Tex. Code Crim. Proc. Ann. art. 37.0711, §3(c) (West Supp. 2015) ...... 278
Tex. Code Crim. Proc. Ann. art. 37.0711, §3(e) (West Supp. 2015)....... 94,
306-08
Tex. Code Crim. Proc. Ann. art. 37.0711, §3(f) (West Supp. 2015) . 306-08
Tex. Code Crim. Proc. Ann. art. 37.0711, §3(j) (West Supp. 2015) .......... 1
Tex. Code Crim. Proc. Ann. art. 38.08 (West 2005) ................................ 99
Tex. Code Crim. Proc. Ann. art. 38.14 (West 2005) .............................. 292
Tex. Code Crim. Proc. Ann. art. 46B.003(a) (West 2006) .... 204, 216, 220,
298-99, 301
Tex. Code Crim. Proc. Ann. art. 46B.003(b) (West 2006) ..... 216, 217, 298
Tex. Code Crim. Proc. Ann art. 46B.024(1) (West Supp. 2015) ........... 217
Tex. Health & Safety Code Ann. §591.003(1) (West Supp. 2015) ........ 266
Tex. Health & Safety Code Ann. §591.003(7-a) (West Supp. 2015) .... 170,
263
Tex. Health & Safety Code Ann. §591.003(20) (West Supp. 2015) ...... 264
Tex. Loc. Gov’t Code Ann. §87.013 (West 2008) ................................... 191
Tex. Loc. Gov’t Code Ann. §87.018(a) (West 2008) ............................... 191
Tex. Penal Code Ann. § 19.03(a)(2) (West Supp. 2015) .......................... 93
Rules
Tex. R. App. P. 33.1(a) ..................................................................... passim
xvii
Tex. R. App. P. 38.1(i)...................................................................... passim
Tex. R. App. P. 44.2(b) ........................................... 237, 238, 247, 254, 260
Tex. R. Civ. P. 292 ................................................................................. 290
Tex. R. Evid. 103 ........................................................................... 237, 260
Tex. R. Evid. 401 .................................................................................. 203
Tex. R. Evid. 403.................................................................... 231, 245, 257
Tex. R. Evid. 702 ...................................................................... 230-31, 232
Tex. R. Evid. 705(b) ............................................................................... 233
xviii
TO THE HONORABLE COURT OF CRIMINAL APPEALS:
The State of Texas submits this brief in response to the brief of
Appellant, Kenneth Wayne Thomas.
STATEMENT REGARDING ORAL ARGUMENT
The State requests the opportunity to present oral argument if the
Court grants Appellant’s request to argue.
STATEMENT OF THE CASE
This is an automatic appeal from a sentence of death. See Tex.
Code Crim. Proc. Ann. art. 37.0711, § 3(j) (West Supp. 2015). The trial
court sentenced Appellant to death on July 23, 2014 for the capital
murder of Mildred Finch. (CR:88-89; RR70:84-85).1 Appellant filed his
brief on direct appeal on June 22, 2015. He filed an amended brief on
August 24, 2016. Appellant presents sixty-seven allegations of
reversible error.
STATEMENT OF FACTS
On or about March 16, 1986, Kenneth Wayne Thomas
(hereinafter, “Appellant”), broke into the home of Fred and Mildred
1The State will refer to the Clerk’s Record filed on December 23, 2014 as “CR,” the
Clerk’s Record filed on October 27, 2015 as “CR2,” the Clerk’s Record filed on
November 30, 2015 as “CR3,” the Clerk’s Record filed on March 3, 2016 as “CR4,”
and the Sealed Clerk’s Record as “CR-S.”
1
Finch. Fred and Mildred were home at the time of the burglary and
Appellant stabbed and killed them both.
Fred and Mildred
At the time of their death, Fred and Mildred Finch had been
married for many years. (RR68:221). Fred and Mildred were both in
their mid-60s and they shared a small house on Rose Lane, the home
that they purchased in the 1950s. (RR60:31; RR68:223-25; SX34A).
Mildred, a smart and strong-willed woman with a master’s degree in
math and science, was a Professor of Mathematics at El Centro College.
(RR68:224; SX2). Fred, a World War II veteran and former Tuskegee
airman, was a Harvard-educated lawyer who had worked to integrate
schools and hotels in Dallas. (RR68:221-22; SX1). Fred and Mildred
had one child, a daughter named Molly. (RR68:221). Molly married
James Belt, Jr. (RR68:220-21). Molly and James gave Fred and
Mildred two grandchildren, James III and Melanie. (RR68:226).
On Sunday, March 16, 1986, the Belt family attended the 8:00
a.m. services at their church. (RR68:227). Afterward, Molly planned to
take Mildred to the mall. (RR68:227). James stayed behind at the
church to attend Sunday school. (RR68:227). He would get a ride
2
home with a friend later. (RR68:227). While James was waiting for
his ride, he was notified that he had a phone call. (RR68:227). It was
Melanie. (RR68:226, 228). Melanie said that James needed to come to
Rose Lane immediately. (RR68:228).
When James arrived, Molly, Melanie, and James III were in front
of the house. (RR68:228). A police officer was there. (RR68:228).
James went to the back door and asked whether the officer had been
inside the house. (RR68:228). The officer had not. (RR68:228).
James noticed that the back door was open and Fred’s car was in the
driveway. (RR68:228). At that point, James knew something was
wrong so he went inside the house. (RR68:228). James described the
scene:
I guess I was on my knees or crawling or something, and I
crawled through the kitchen. When I got midway through
the kitchen, at the end of the kitchen, I saw [Mildred]. Oh,
God. She was laying on the floor, and blood was everywhere.
Blood was everywhere: On the floor, on the wall, on the
ceiling. It was everywhere. When I touched her, she was
cold. I felt her pulse. She was dead.
I went into the bedroom. [Fred] was dead. Bed was just
covered with blood. Blood was on the floor, it was on the
wall, it was on the ceiling. It was everywhere.
3
...
In the living room, there was clothes piled up everywhere.
In the bedroom, the drawers had been pulled out. There
were clothes and things on the floor. I could tell that the
house had just been ramshacked (sic).
(RR68:228-29). Fred and Mildred appeared to have been stabbed
multiple times. (RR60:34).
Mildred’s body was found lying in the hallway, up against the
wall. (RR60:40, 65-66, 72-75; RR63:11; SX48-53). Detective Gallagher
testified:
There was blood everywhere. There was blood on the walls.
There were smears on the baseboards. She was wrapped in
some sheets and some blankets, and you could still see
multiple stab wounds all over her. It was a mess.
(RR60:40; SX50, 51). Several feet from her body was “a bloody palm
print or fingerprint on the hallway wall.” (RR60:43).
Fred’s body was found in the bedroom, lying on the floor about five
feet from Mildred. (RR60:40-41, 76; RR63:11; SX42-47). That scene
was described as follows:
Mr. Finch suffered multiple stab wounds. He was almost in
a kneeling-type position on the floor, with his head down on
the floor. There were blankets and everything. Disarray. It
was blood everywhere in there. He had pajamas on, but his
4
pajamas were down around his ankles or his calves. So his
bare buttocks was very obvious to me, as I peered down the
hallway.
(RR60:41). There was blood on the bed, the walls, and the floor.
(RR60:41; RR63:12). There was blood “up and down the hallway, from
the baseboard almost to the ceiling.” (RR60:63).
James tried to determine whether anything had been stolen from
the house. (RR68:230). He saw “a gap in the closet.” (RR68:230). A
number of Fred’s suits were gone as were his shirts, hats and caps.
(RR68:230). Fred’s gold and silver Rolex was also gone. (RR68:231-32).
Dr. Edward McDonough performed an autopsy on Mildred.
(RR61:46-47; SX71-83). Mildred “had extensive sharp-force trauma
over almost all the surfaces of her body. Particularly, above the waist.”
(RR61:54). The total number of sharp-force wounds was “probably more
than 90.” (RR61:54).
Mildred suffered multiple injuries to the head. Dr. McDonough
described the following: a stab-wound to the right side of her chin; a v-
shaped cut to her scalp; a superficial stab wound above her right
eyebrow; a three-inch cut on the back of her scalp; and, two stab wounds
to her right-back shoulder. (RR61:63-65; SX75-76, 79-80). Mildred’s
5
other wounds were grouped based on their location: the head; right-
chest; abdomen; and back. (RR61:66; SX82). There were 20 individual
stab wounds to Mildred’s abdomen. (RR61:67; SX82). Most were
superficial, however, some entered the abdominal cavity. (RR61:67).
There were 17 wounds to Mildred’s back, some of which penetrated her
right chest cavity. (RR61:68-69). There were “about 35 individual
wounds of various widths and depths” to the right side of Mildred’s
body, from her armpit down to her thigh. (RR61:69; SX70A, 83).
“There’s a lot of wounds that are even confluent, where they’re so close
together they actually blend together.” (RR61:71). There were stab
wounds to the left side of Mildred’s body. (RR61:71; SX71). There were
four or five stab wounds to the back of her left upper arm. (RR61:71;
SX81). There were wounds to her right hand. (RR61:72; SX73). There
was a “through and through stab wound of the wrist” on her left arm.
(RR61:72-74; SX74). Dr. McDonough estimated the depth of the stab
wounds as five to six inches deep. (RR61:68). She had defensive
wounds on her hands, wrists, and forearms. (RR61:66).
Many of the stab wounds affected Mildred’s organs. There was a
stab wound to her right lung; her left lung; eleven stab wounds to the
6
liver; her aorta was transected. (RR61:75). Mildred also suffered a
“fairly-significant blunt-force trauma, which consisted of a fracture of
the right humerus.” (RR61:67; SX82). Almost every one of her ribs
was fractured, some in two places. (RR61:67-68). Mildred’s cause of
death was “multiple stab wounds of the torso.” (RR61:74).
Dr. Gilliland performed an autopsy on Fred.2 (RR61:47-48, 51-52;
SX57-70, 70A). Dr. Gilliland documented 21 sharp-force injuries on
Fred. (RR61:58). Fred had a stab wound to the right side of his head
that was about an inch long. (RR61:79, 80; SX58, 65). He suffered five
stab wounds to the left side of his trunk, injuring his left upper lung,
heart, abdomen, liver, stomach and pancreas. (RR61:79-81; SX58, 62).
The approximate depth of these wounds is “up to six inches[.]”
(RR61:80). He suffered ten blunt and sharp-force wounds to his back.
(RR61:80, 82; SX67, 59). These injuries caused damage to Fred’s left
lung and spleen as well as a fracture of the 11th rib. (RR61:80; SX67).
He suffered stab wounds to his arms. (RR61:81; SX64). The medical
examiner also “noted there were several cuts between the buttocks.”
2 Dr. McDonough was present and observed Fred’s autopsy. (RR61:47-48).
7
(RR61:83; SX61). Fred’s cause of death was “multiple stab wounds.”
(RR61:83).
All of Mildred’s and Fred’s wounds are consistent with a single-
edged knife. (RR61:58, 61). All of the wounds could have been inflicted
by a single knife. (RR61:61, 88).
Physical Evidence of the Crime
The Finch home appeared to have been burglarized. (RR60:37,
43). The point-of-entry appeared to be a window. A couple of the
window sills on the front of the house appeared to have been recently
damaged and there were two open windows. (RR60:36, 55-57, 148-50;
RR63:13; SX35, 37, 107-08). The window in the front of the house was
open, but blocked on the inside by a heavy piece of furniture.
(RR60:147, 149, 188; RR63:13; SX108, 110). A bent window screen in
the yard appeared to fit this window. (RR60:36, 56, 144, 182; SX35-37).
A window on the side of the house was also open. (RR60:149, 187;
SX36-37). There was an air conditioning window unit sitting in the
grass nearby. (RR60:36, 145, 150; SX36-37). The cord for the unit
stretched from the unit though the open window to the outlet where it
was still plugged in inside. (RR60:36, 145, 148; SX36-37, 107, 109). On
8
the inside of the house, the curtains were pulled away, consistent with
someone coming through the side window from the outside to the inside.
(RR60:150-51; SX109-10).
The home appeared to have been ransacked. (RR63:12). In the
living room, a stereo, and a cardboard box were stacked up by the front
door. (RR60:39, 179). The box appeared to have been “stacked up for a
purpose.” (RR60:204). Inside the box were some suits and a raincoat.
(RR60:107, 109, 179, 204; SX111). The black raincoat appeared to have
blood on it. (RR60:180, 204).
In the kitchen, there was a bloody rag on the floor near the
refrigerator. (RR60:37; RR63:12; SX41). There was blood on the
handle of the refrigerator. (RR60:38). On the kitchen table, there was
a Saturday-edition of the Sunday March 16th newspaper.3 (RR60:37-
38, 109-10; RR61:197; SX112, 114, 116). The newspaper had blood on
it. (RR60:37-38, 109-10; SX112, 114, 116). The blood appeared to be
an outline of a knife. (RR60:110, 125; SX116). “It looks like there was
3 The Dallas Times Herald newspaper on the table was a “Sunday noon dog
edition[.]” (RR61:197; SX114). This version of the Sunday paper was part of an
edition that would have gone to press in the morning of Saturday, March 15, 1986.
(RR61:197; SX114). It would have been available for sale at various over-the-
counter locations throughout the county “around 8:30, 9:00 o’clock Saturday
morning.” (RR61:197-98).
9
blood on a knife tip and it was wiped off on the newspaper.” (RR60:178,
209; SX112-16).
Police walked around the scene trying to find the murder weapon.
(RR60:118, 197). It was never recovered. (RR60:127-28).
The Investigation
On March 18th, the Crime Stoppers Unit received a tip from Kathy
Johnson. (RR60:83, 85, 122). Kathy knew about the stolen property
and the type of weapon. (RR60:85). She provided Appellant’s name.
(RR60:86). Kathy met with police later in the day and provided
Appellant’s brother’s name, Lonnie Thomas, and advised that Lonnie
knew of the stolen property as well. (RR60:87, 122).
Detectives James Gallagher and Phillip Jones went to 4323
Electra to speak with Lonnie. (RR60:87; RR63:22). Lonnie wasn’t
home, but they spoke with his mother, Shirley Baldwin, and his other
brother, Billy Thomas. (RR63:22). Shirley told Jones that Appellant
admitted to the murders. (RR63:63). Jones requested and was granted
consent to enter the house. (RR63:23). Inside, Jones found a three-piece
black suit, an umbrella, and black-and-white shoes. (RR63:23). He did
not find a bloody knife or bloody clothing. (RR63:24).
10
Later that day, Billy called Jones to let him know that Lonnie had
returned home. (RR63:26). Jones and Gallagher went back to the
house on Electra. (RR63:26). Lonnie agreed to accompany them back
to the station. (RR60:87; RR63:26). Jones testified:
What Lonnie told me, en route from 4323 Electra to the
office, was that when Kenneth woke him up, he had been
stacking property in the house; that he asked him to come
out and help move some of the stuff. He walked outside and
he said, at that point, that the property had been taken out
of the back of a yellow car.
(RR63:54).
At the station, Lonnie provided a written statement implicating
Appellant.4 (RR60:88, 90, 124; RR63:30). Lonnie told police that he
saw Appellant in possession of a bloody weapon. (RR60:127).
Detectives were on their way to return Lonnie back to Electra when
they learned that Lonnie had recently disposed of some of the Finch’s
property at a “makeshift dump” on the 4000 block of Hancock Street.
(RR60:91-95; RR63:31; SX34D, 87-88, 94, 100). Lonnie had not
mentioned Hancock in his statement. (RR63:30). The detectives drove
to the dump site where they recovered several hat boxes, black trash
4Lonnie claimed to be home in bed with his girlfriend, Delores Easter. (RR60:93,
131).
11
bags containing clothing, and Fred’s brown briefcase. (RR60:95-97;
RR63:31; SX87-88, 94-99).
Lonnie was transported back to the station where he gave a
voluntary statement and was arrested. (RR60:98-99; RR63:32-33). This
time, Lonnie said that Kathy Johnson helped him dump the property.
(RR63:32). He claimed that he did not call the police because he “was
afraid that he would be charged or considered a suspect in the case.”
(RR63:49)
Late that night, Appellant was arrested at the house on Electra,
which is about four blocks from the Finch home. (RR60:49, 53, 103;
RR63:35-36; SX34B, 225). Appellant was wearing Fred’s Rolex watch.
(RR60:106; RR63:36-37; SX219-21).
The Hancock Dumpsite
At the Hancock dumpsite, police located a great deal of Fred’s
property, including suitcases, clothing, suits, men’s hats, and hat boxes.
(RR61:97-99, 104-10; SX5-14, 18-21, 23, 86-88, 94-101, 207). Hats and
hat boxes were found under a white sheet. (RR61:100, 102, 104-10;
SX87, 95). A brown hat box was found on top of a couch. (RR61:101;
SX87, 98). Two black garbage bags containing clothing were found
12
near the couch. (RR61:101-03; SX88, 95, 97). There was also a brown
satchel containing men’s dress shirts and a loaded Enfield .38-caliber
revolver in a holster. (RR61:97-98, 103-05, 123; SX84, 85, 87,5 97, 99,
207).
Among the items collected from the dumpsite were: a men’s three-
piece suit (SX23); a grey and red flannel suit (SX25); a grey plaid suit
containing the label “Fred James Finch, Jr” and dated December 10,
1982 (SX27); a grey suit containing the label “Custom Tailored for Fred
Finch” (SX26); a yellow shirt (SX8); a light colored shirt (SX7); a blue
and red plaid shirt (SX12); a blue striped shirt (SX11); a white and blue
shirt (SX9); a gray shirt (SX10); a light-colored plaid shirt (SX6); a blue
patterned shirt (SX13); a blue shirt with a white collar (SX5); a multi-
colored shirt (SX28); a silver patterned shirt (SX17); two Dobbs hats
(SX19-20); a flannel newsies hat (SX23); a brown fur hat (SX101); a blue
hat (SX21); a tweed hat (SX18); a straw hat; (SX14); a pair of brown
gloves (SX93); three pairs of black gloves (SX102-04); a blue striped
scarf (SX29); a brown suede jacket (SX16).6 (RR61:105-20).
5 The gun and holster were released following Appellant’s 1987 trial. (RR61:116;
SX87).
6 The property from the Hancock dumpsite that was introduced into evidence
represents about one-third of the property collected from that site. (RR61:124).
13
Bernard Blackmon7 testified that he worked for the Leonard
Custom Tailoring Company in Cincinnati and the Ripley Shirt
Company in Dallas, selling tailored suits and tailored shirts.
(RR61:190). Blackmon sold Fred custom suits. (RR61:193). He
identified State’s Exhibit 26 as a custom-made suit that he sold Fred.
(RR61:193; SX26). He also ordered custom-tailored shirts for Fred as
well. (RR61:194-95; SX10-3, 17). The cuffs of these shirts are
monogramed with Fred’s initials, FJF. (RR61:195).
Forensic Evidence
Appellant’s fingerprints were found on the inside portion of the
window sill, on the inside of the window screen, and on the air
conditioning unit. (RR60:215-16, 252-57; SX117-24). The bloody palm
and fingerprint found near Mildred’s body also belonged to Appellant.
(RR60:111-14, 171-76, 217, 232-257; SX125-26, 202). Police had no
information suggesting that Appellant knew the Finches or had any
reason to be at their home. (RR60:113-14). Lonnie’s fingerprints did
not match those recovered from the Rose Lane address. (RR60:131).
7Bernard Blackmon was deceased at the time of the 2014 trial. The transcript of
his prior testimony was read into the record. (RR61:188).
14
Appellant’s fingerprints were found on the Knox hat box recovered
from the Hancock Street dumpsite. (RR60:221, 260; SX134, 202).
In 1986, Carolyn VanWinkle performed serological testing on the
following items: the black raincoat (SX111); some pillowcases; black
and white shoes; a bedsheet and mattress pad; Mildred’s clothes; and
the sheets from around Mildred’s body. (RR61:15, 18-19, 21). The
raincoat tested positive for blood. (RR61:22; SX111). It was Fred’s and
Mildred’s blood. (RR61:22, 26; SX111). Further testing of the samples
from the raincoat did not reveal the presence of any foreign blood.
(RR61:28-29). A presumptive test performed on the black-and-white
shoes was positive for blood. (RR61:35-38; SX30). The gold bedsheet
and white mattress pad collected with Mildred’s body both “had a large
quantity of blood and blood soaked into it.” (RR61:38-39). Samples of
the blood corresponded to the Finches. (RR61:39).
A pink and green pillowcase that was received with Fred’s body by
the medical examiner was also tested. (RR61:30-31). “[T]here was
semen identified on the pillowcase.” (RR61:31). “[S]permatozoa were
identified on that stain.” (RR61:33-34). A screening test performed on
15
the anal swab collected during Fred’s autopsy was positive for the
presence of semen. (RR61:32-33, 43). The semen was Fred’s. (RR61:43).
Certain items of evidence were subjected to testing “for handler
DNA or any epithelial cells that may have come off when somebody was
carrying them or maybe wearing them.” (RR61:128, 132-33; SX208-09).
Mildred’s pajama shirt contained human blood. (RR61:137). There
were three available cuttings from the shirt, but only one sample
yielded a genetic profile. (RR61:158; SX210). A sample of blood from
Mildred’s pajama shirt yielded a partial DNA profile, which was
identified as Mildred’s own blood. (RR61:153-55). There were four
available cuttings from Mildred’s pajama pants. (RR61:159; SX210).
One sample yielded a partial profile that matched Mildred. (RR61:159;
SX210). There were six available cuttings from the bedsheet from the
Finch home. (RR61:160; SX210). One sample yielded a full genetic
profile, which was that of Mildred. (RR61:161-62; SX210). Several
partial genetic profiles from the sheet were also a match to Mildred.
(RR61:162-63; SX210). Testing of a hair curler yielded a partial profile
matched to Mildred. (RR61:163; SX210). Testing of a hair curler clip
yielded a partial profile matched to Mildred. (RR61:163; SX210).
16
Three stains from the raincoat did not yield any DNA. (RR61:164;
SX210). One stain from the raincoat, however, matched Mildred’s
DNA. (RR61:164-65; SX210). The cutting from a pillowcase matched
Fred’s DNA profile. (RR61:171-72; SX217).
Angela Fitzwater tested the anal swab from Fred’s rape kit.
(RR61:169; SX218). Both the epithelial cell fraction and the sperm cell
fraction matched Fred’s DNA profile. (RR61:170, 173-74; SX218). DNA
testing from Fred’s right-hand fingernail clippings was also a match to
Fred. (RR61:170; SX218).
The Thomas Family
In March of 1986, Appellant, his mother (Shirley Thomas), his
brother (Lonnie Thomas), his sister (Shirley), and Lonnie’s girlfriend
(Delores Easter) shared a home at 4323 Electra. (RR62:11-13, 28, 30,
73, 81, 118-19). Lonnie and Easter occupied one of the bedrooms in the
house.
On Saturday, March 15, 1986, Lonnie watched wrestling on
television, after which he and Easter went to bed. (RR62:74). Early
the following morning, Appellant woke him up, “bringing in some
clothing and bags and boxes.” (RR62:74). He had “a suitcase, with a
17
pistol in it. He had boxes with hats and clothes, and he had [sic] Rolex
watch on. (RR62:14). Appellant wanted Lonnie to help him bring
everything inside. (RR62:32, 75-76). Appellant put the property on the
living room couch, on the porch and in the back room. (RR62:31).
Included among the property were long-sleeve shirts with initials
embroidered on them. (RR62:15-17). The initials did not correspond
with Appellant’s name. (RR62:15). Appellant claimed that he got the
property as payment for helping a lady “move something out of her
garage.” (RR62:76).
At one point, Appellant went into the bathroom. (RR62:76).
When Appellant came out, Lonnie saw a shirt lying in the bathtub.
(RR62:77). The shirt was covered in blood on the right side from the
wrist to the elbow. (RR62:76-77). Lonnie also saw a bloody knife in
the bedroom. (RR62:78-79). It was a long hunting-type knife.
(RR62:78). It was about six inches long and had a “cream-colored speck
with brown” handle. (RR62:78). Appellant claimed that he had
stabbed a dog. (RR62:13-14, 78).
Appellant showed Lonnie “an old model .38 Breakdown front side”
firearm. (RR62:79). The gun was in a briefcase. (RR62:80). Appellant
18
was wearing “a gold-band watch.” (RR62:80-81; SX221). After he
showed Lonnie the property, Appellant “basically kind of just sat down
and fell asleep.” (RR62:82). When Lonnie woke up the following
morning, Appellant was gone. (RR62:83). The bloody shirt and knife
were also gone. (RR62:83).
That day, Appellant’s other brother, Billy,8 went to the house on
Electra at about noon. (RR62:143). He wanted his mother to pay him
for babysitting his nieces and nephew. (RR62:142-43). At the house,
Billy noticed some big boxes in the bedroom where Lonnie and Kenneth
slept. (RR62:144, 177, 200). He did not see how the boxes got there.
(RR62:177, 200).
On Monday, Appellant met up with his cousin Thomas Penagraph.
(RR62:42, 43). Appellant went over to Thomas’s house, then Appellant,
Thomas, and Thomas’s girlfriend Brenda Jackson all went to the house
on Electra. (RR62:43-44). There, Appellant changed into a black suit.
(RR62:45, 50; SX24). He showed Thomas “[t]he suede brown jacket. A
couple of hats . . . [and] some suits[.]” (RR62:44-45; SX16, 18-19).
Appellant was wearing a watch that was big and looked expensive.
8Billy Thomas was deceased at the time of the 2014 trial. The transcript of his
prior testimony was read into the record. (RR62:140).
19
(RR62:45; SX219-21). Thomas had not seen Appellant with that watch
or that property before. (RR62:45-46, 52, 68). Appellant gave Thomas
one of the jackets and one of the hats. (RR62:46; SX16, 19).
On Tuesday, Lonnie heard on the radio that a lawyer and his wife
had been killed “in the South Dallas area, close to where I lived.”
(RR62:85). That day, Lonnie moved the property from Electra to his
cousin Bobby Roy’s house. (RR62:86, 101). Billy had told Lonnie of a
call that he had received from Kathy, “to get the stuff out of my mom’s
house because my brother had killed some people.” (RR62:87). Later,
Billy called and told Lonnie to get rid of the property because the police
were looking for him. (RR62:87). Lonnie put everything in a sheet
and trash bags and he and Kathy took the property to Hancock.
(RR62:88-89; SX87-88). Afterward, he went back to the house on
Electra. (RR62:90).
The police came and picked Lonnie up and took him to the station
where he gave a statement. (RR62:91, 132-35; SX223). In this
statement Lonnie told Detective Gallagher that he saw Appellant with
the property on Sunday morning. (RR62:92-93). He told them about
the bloody shirt. (RR62:93). He did not say anything about the knife
20
or the gun or about dumping the property on Hancock. (RR62:93, 128-
29). The police were taking Lonnie home when they learned that
someone had seen Lonnie dumping the property. (RR62:93, 122-23).
Lonnie realized that he had to be honest. (RR62:123, 125). On
Hancock, he pointed out the property that he and Kathy had dumped.
(RR62:94). Lonnie was placed under arrest for murder.9 (RR62:94, 96).
He gave a second statement. (RR62:95; SX224). In this statement, he
told police about the bloody knife, the bloody shirt, the pistol, and how
the property moved from Electra to Hancock. (RR62:95, 135; SX224).
After Lonnie’s arrest, Billy started receiving calls from Appellant.
(RR62:156-57). During one call, Appellant said he was coming to the
house to get his clothes. (RR62:158, 187). Appellant also said “[t]hat he
was going to kill us.” (RR62:159). During another call, Appellant said
“[t]hat he was going to kill us all if he didn’t get what he wanted.”
(RR62:160). He wanted “[h]is money and clothes.” (RR62:161). The
threat to kill was directed at Billy and their mother. (RR62:163). Billy
called the police. (RR62:188). He was told to call back if Appellant
went to the house. (RR62:188).
9After Lonnie testified at the trial in 1987, his case was “dismissed for insufficient
evidence.” (RR62:97, 137).
21
That night, Appellant returned to the Electra house. (RR62:164-
65). Appellant and Billy discussed Lonnie and money.10 (RR62:164-65,
205, 207, 216-17). Appellant wanted Billy to give him $8,000.
(RR62:165, 193). Appellant went to the back room, came back, pointed
a gun at Billy’s head and then pulled the trigger.11 (RR62:166, 193-94,
205). He pulled the trigger six times. (RR62:166, 194). Billy told
Appellant that the police had called. (RR62:167). Appellant said that
“he didn’t know what the police were looking for him for unless they
had some money to give him.” (RR62:167). If Billy didn’t give
Appellant his money or clothes, Appellant was going to kill the family.
(RR62:167-68). Appellant was upset. (RR62:170).
Lonnie’s father, Lonnie Burrell,12 went to the house on Electra
that night. (RR62:225). When he arrived, Appellant was walking out.
(RR62:226). Appellant asked where Lonnie was. (RR62:226). Burrell
said Lonnie was probably in jail for something that Appellant did.
10 On direct examination, Billy testified that the encounter with Appellant and the
gun occurred on Tuesday night. On cross-examination, he testified that the
encounter occurred on Monday night. (RR62:197, 205, 207, 209-14). His memory
was refreshed with his prior testimony wherein he testified that the encounter took
place on Tuesday. (RR62:209-15). He eventually testified that “maybe I had the
days mixed up.” (RR62:211).
11 Billy had not previously seen a gun at the house on Electra. (RR62:200-01).
12 Lonnie Burrell was deceased at the time of the 2014 trial. The transcript of his
prior testimony was read into the record. (RR62:220).
22
(RR62:226-27). Appellant told Burrell that Lonnie did not know
anything. (RR62:227). He said that Lonnie was not with him “during
the time.” (RR62:227). Later that evening, coverage of the murders
appeared on the news. (RR62:228). Appellant’s mother asked
Appellant whether he killed them and Appellant said yes. (RR62:164,
169-70, 217-18, 228). He said that “the dead can’t talk and he wasn’t
through yet.” (RR62:164). Appellant said that he was not finished
killing yet. (RR62:229).
Appellant was arrested later that night. (RR62:172, 229).
Appellant’s Criminal History
The State presented evidence of Appellant’s criminal history and
bad behavior while in prison:
On February 18, 1979, an 18-year-old Marvin Lindwood went to
his friend Vicki Calhoun’s house for drinks. (RR63:68-69, 88).
Lindwood and Vicki were sitting around having a good time when
Appellant came over. (RR63:69). Vicki invited him in. (RR63:69). For
the first couple of hours, everything went well but then Appellant tried
to attack Vicki. (RR63:70). In the kitchen “he had her in there up
against the sink. He was trying to pull her clothes off of her.”
23
(RR63:70). Lindwood told Appellant to leave Vicki alone. (RR63:70,
79). He and Appellant started fighting. (RR63:70, 79, 90). “He hit me.
I hit him.” (RR63:70). At some point, Appellant left. (RR63:71).
Lindwood stayed with Vicki to continue drinking and listening to music.
(RR63:71). Later, Lindwood heard someone calling his name outside.
(RR63:71). It was Appellant. (RR63:71).
“When [Lindwood] went to the door, [Appellant] was standing up
out there acting like he wanted to apologize and all that there.”
(RR63:71). He told Lindwood that he knew he was wrong and asked
Lindwood to apologize to Vicki for him. (RR63:71). He said he would
not return. (RR63:71). Appellant got up as if he were going to walk off.
(RR63:71, 87). Lindwood turned to go inside. (RR63:71, 87, 90). The
last thing he remembered was reaching for the screen door. (RR63:71-
73, 90). “That’s when [Appellant] stabbed [him] in the head with that
screwdriver.” (RR63:72). When Lindwood woke up, he was in the
hospital and nearly a month had passed. (RR63:74).
The screwdriver penetrated Lindwood’s brain. (RR63:75).
Lindwood suffered irreversible, permanent brain damage. (RR63:84).
The stabbing caused permanent damage to the left side of his body.
24
(RR63:74-75). Lindwood suffered a loss of mobility to his left side.
(RR63:74).
That same day, Billy, who was living with Appellant, Lonnie, their
sister, and their mother, gave Appellant money to buy beer.
(RR63:111). Appellant did not come back with any beer. (RR63:111,
116-17). Instead, Appellant returned late. (RR63:111). Then, they got
into a fight during which Appellant cut Billy.13 (RR63:112). Appellant
also cut Billy’s friend, who happened to be at the house during the fight.
(RR63:112-13). After the fight with Billy, Appellant went next-door, to
his ex-girlfriend Joyce Brown’s house. (RR63:101-02). When Brown
refused to let him inside, Appellant broke her window. (RR63:102-03).
Appellant was tried for the offense against Lindwood. He was
convicted of aggravated assault with a deadly weapon and was
sentenced to ten years’ confinement in the institutional division of the
Texas Department of Criminal Justice. (RR60:223, 264-65; SX205).
In January of 1983, Michael Ferguson was arrested and jailed
for murder. (RR63:136). He was assigned to a cell with Appellant.
(RR63:137-38). Initially, Appellant was “playing the nice-guy role.”
13 On direct examination, Billy testified that he was cut on his forehead.
(RR63:112). On cross, Billy admitted that it could have been on his chest.
(RR63:115).
25
(RR63:138). Appellant was religious and read scripture. (RR63:138).
Once Ferguson let his guard down, however, Appellant became
aggressive. (RR63:138-39). Appellant “started coming on to me
sexually, of course. Extortion. Wanted to know if I had money and
whatnot.” (RR63:138-39). Appellant was “[d]emanding.” (RR63:139).
He was a “predator.” (RR63:142). Ferguson was transferred out of
Appellant’s tank. (RR63:140-41).
On June 13, 1983, Steven McCarroll was in the Dallas County
Jail, incarcerated on a charge of aggravated robbery. (RR63:150).
McCarroll was assigned to Appellant’s tank. (RR63:150). That day,
McCarroll saw Appellant “raping another inmate.” (RR63:151).
McCarroll was sleeping on the bunk on one side of the cell. (RR63:152-
53). Appellant was on the bunk on the other side with “the sheet up
over the top of the bunk.” (RR63:152). The sheet fell down and
McCarroll saw Appellant on top of the other inmate. (RR63:152). The
inmate was screaming. (RR63:153).
The following day, when McCarroll got out of the shower
Appellant approached him “want[ing] me to suck his dick.” (RR63:154).
McCarroll “tried to get away from him. Ended up with a broke nose and
26
two black eyes.” (RR63:154). “So he was going to try to force me to
suck his dick.” (RR63:154).
On August 25, 1983, then-17-year-old Larry Dean Turner was
incarcerated at the Dallas County Jail on an aggravated robbery
charge. (RR63:163, 165, 173). Appellant befriended Turner. (RR63:168).
At first, Appellant “got [Turner] to wash his clothes for him.”
(RR63:167). Then, he tried to get Turner to be “[h]is kid.” (RR63:167).
“All the big peoples [sic] up there. You had younger people on the tank
with them at that time.” (RR63:168). Appellant wanted Turner to
“[r]ide with him: Be his bitch.” (RR63:168). Turner explained that
meant that Turner was supposed to be Appellant’s “woman. Kid.
Where I do sexual stuff for him, and stuff like that there.” (RR63:168).
Additionally, “If he told me to have sex with people, I have to have sex
with people.” (RR63:169).
Over the course of the four and a half years Appellant was
incarcerated at the Dallas County Jail, he was moved multiple times.
(RR63:181-82). Among the reasons for his moves were: placing in
administrative custody; assaultive towards other inmates; causing
27
trouble in tank; fighting; making sexual threats; unable to get along
with others; and to keep down trouble. (RR63:182; SX228).
Appellant was released from prison on June 1, 1984. (RR63:187;
SX226). He was required to report to his parole officer, Linda Nelson,
on a monthly basis but he failed to do so. (RR63:186, 188). Appellant
was “unstable with his residence” and he “did not maintain stable
employment.” (RR63:192-93). While on parole, Appellant tried to stab
his mother. (RR63:189). He had a parole violation hearing after which
he was ordered to go to a halfway house for six months.14 (RR63:189).
Appellant absconded from the halfway house. (RR63:190).
Records relating to Appellant’s disciplinary incidents in prison
were also admitted. (RR65:36; SX245). While in prison, Appellant
engaged in the following conduct: he created a disturbance by flooding
his cell (twice); he used indecent or vulgar language; he threw his tray
out of his cell; he threatened an officer, telling him, “If you put me on
that list again, I will do something to your ass”; Appellant refused to
obey an order (multiple times); he got into a fistfight with another
14 At the hearing, Appellant’s mother denied that Appellant had assaulted her; she
testified that she wanted him arrested for a few days and she knew she would have
to tell the police something serious. (RR63:196-97). The assault against Appellant’s
mother was reduced to a Class C misdemeanor. (RR63:196).
28
inmate; he threw two glasses of water at an officer, striking him on the
face and chest; he was found in possession of contraband (multiple
times); and, he threatened an officer, telling him, “I’m going to burn
your ass.” (RR65:37-40; SX245).
Appellant’s Case
Appellant’s cousin, Anthony Penagraph, testified that he and
Appellant grew up “over there in Frazier Court.” (RR65:43). It was
difficult there because in that area “you go to the store, you go to school,
you had to fight. And Kenneth was not the type of person that was a
fighting person.” (RR65:44). Anthony testified that Appellant was
picked on and had to be rescued a couple of times. (RR65:47). If
Appellant had to defend himself, however, he would. (RR65:56).
Appellant’s mother worked a lot. (RR66:78). According to several
of Appellant’s cousins, Shirley treated Appellant differently than her
other children. (RR65:51; RR66:80, 129). “[W]hen it came to Kenneth .
. . she didn’t do too much for him. Just to get by.” (RR65:51).
Appellant did not have a father figure growing up. (RR66:77).
According to Anthony, Appellant “was a little slow[.]” (RR65:49).
Appellant made it through school but “they would help you get through
29
those grades.” (RR65:49). His grades were “low.” (RR65:49).
Appellant’s cousin Cynthia Penagraph Rice also believed that Appellant
was slower than others. (RR66:130). She testified that:
We always thought that. Because sometimes it will take
him, like, quite a minute to kind of catch on. He would say,
“What you say?” You know, he was slow.
(RR66:131).
When he was 15, Appellant received a head injury at Fair Park.
(RR65:52; RR66:19). “It was a guy jumped on him out there and hit him
in the head with some object. And he been acting different ever since.”
(RR65:52). After Appellant’s head injury, Appellant “kind of drifted
away a little bit.” (RR66:84). He was “[m]ore quiet.” (RR66:85). After
his head injury, “he seem [sic] to get a little slower.” (RR66:132).
Appellant’s cousin Bobby testified that Appellant never did any
drugs around him. (RR66:90). He had seen him drink beer, however.
(RR66:90).
Rice was surprised when she learned that Appellant was arrested
for the Finch murders. (RR66:135). She testified that Appellant is “not
that type.” (RR66:135). She did not think that Appellant could have
committed the offense by himself. (RR66:135).
30
Rodney Turner is Appellant’s half-brother.15 (RR66:96). Growing
up, Turner had only brief interaction with Appellant. (RR66:96). In
1990, however, he and Appellant reconnected by writing letters when
they were both in prison. (RR66:97). The men encouraged each other
through their letters. (RR66:97). Appellant would include in his letters
citations to scripture for Turner to look up in the Bible. (RR66:106).
When Turner was let out on parole, he visited Appellant in the Dallas
County Jail. (RR66:101-02). During their twice-weekly visits, the men
discussed religion. (RR66:102). Appellant is able to discuss the Bible,
scriptures, “you know - - just helpful things.” (RR66:102). Turner
brought Appellant’s mother to visit him a couple of times. (RR66:103).
She appeared supportive of him during the visits, but “when she got in
the car, was something totally different.” (RR66:103).
Several detention officers who have supervised Appellant in the
Dallas County Jail since he was transferred from prison in October
2010 testified that Appellant does not cause problems in the jail.
(RR67:19-21, 23-24, 41, 50; RR68:22, 25-26, 28). Van Similine testified
15 At the time of his testimony, Turner was incarcerated as the result of a parole
violation on charges of aggravated sexual assault and burglary of a habitation.
(RR66:97-98). Turner admitted that he has ten felony convictions and is a
registered sex offender. (RR66:106).
31
that Appellant “stays to himself. Don’t [sic] cause no [sic] problems.”
(RR67:41). In his cell, Appellant is “[e]ither reading or sleeping.”
(RR67:41). Appellant reads “novels off the law library cart.” (RR67:45).
During Appellant’s recreation time, he goes to the gym and walks or
plays basketball. (RR67:42). Curfey Anderson described Appellant as
“[i]nstitutionalized.” (RR67:24).
Defense expert, James Aiken, a prison consultant, reviewed the
records detailing Appellant’s confinement history. (RR67:67, 74).
According to Aiken, since he has been incarcerated, Appellant has been
on a “predictable scale.” (RR67:83). Appellant has “gone from
disruptive behavior, down, down, down, to compliant behavior[.]”
(RR67:83). Aiken opined that Appellant “can be adequately managed
for an extended period of time, without causing unusual risk to staff,
inmates or the general public.” (RR67:97). If he is placed in general
population, “[h]is vulnerability level will be high. His adjustment level
would be excellent.” (RR67:97).
Appellant’s Psychological Experts
Dr. Jim Hom, a neuropsychologist, evaluated Appellant’ brain
functioning in 1987. (RR65:82, 91). Dr. Hom administered the
32
Halstead-Reitan Neuropsychological Test Battery. (RR65:88). On the
WAIS-II,16 a “measure of intelligence,” Dr. Hom determined that
Appellant’s reading level is at a fourth grade level,17 his spelling below a
third grade level, and math below a third grade level. (RR65:110, 115).
Appellant scored a verbal IQ of 73, a performance IQ of 85, and a full-
scale IQ of 77. (RR65:118). In his report, Dr. Hom noted that, with
regard to Appellant’s low scores, “it is likely that these performances
represent poor education experience.” (RR65:123; DX7).
Appellant performed well on the Tactual Performance Test, “a test
of psychomotor problem solving, incidental memory learning.”
(RR65:132). “This is a very challenging test.” (RR65:133). Appellant
performed well on the Trail Making Test, Part A, a “test of attention
and concentration[.]” (RR65:134). Appellant demonstrated no problems
on tests of vision, hearing, touch, and sensation. (RR65:135).
Appellant’s ability for “inscription” using his left hand was “quite
strong” despite a history of being stabbed on his left arm. (RR65:135;
DX7).
16The current version of this test is the WAIS-IV. (RR65:111).
17Given Appellant’s reading level, the results of two tests were considered invalid:
the Minnesota Multiphasic Personality Inventory (MMPI) and the Cornel Health
Index. (RR65:89-90).
33
Dr. Hom testified that Appellant’s “test results are consistent with
someone who has what I believe is a significant head injury of one sort
or another.” (RR65:102-03). He assessed Appellant’s intelligence in the
“low 70 range” and his academic abilities at the third and fourth grade,
level. (RR65:103). He opined that Appellant has “significant problems
in reasoning and thinking,” and difficulty in sequencing, concentrating,
language and function. (RR65:103-04). He described Appellant’s verbal
memory as “moderately to severely impaired.” (RR65:105). He also
showed “mild motor and sensory difficulties.” (RR65:107). Dr. Hom
conceded that during testing Appellant was, at times, nonchalant and
“[r]eluctant to perform.” (RR65:120, 125, 128; DX7).
Dr. Antoinette McGarrahan, a psychologist specializing in forensic
psychology and neuropsychology, performed a neuropsychological
evaluation of Appellant in 2012. (RR66:15-16). Dr. McGarrahan
administered 30 to 35 tests over the course of two days. (RR66:21). Dr.
McGarrahan measured Appellant’s full-scale IQ at 71. (RR66:23). She
placed this score in “what we used to call ‘mildly mentally retarded’
range to borderline functioning[.]” (RR66:23). She noted that the
interval of Appellant’s IQ is “essentially plus or minus five points,’ thus
34
placing his true score somewhere in the range of 66-76. (RR66:29-30).
She observed “significant deficits in [Appellant’s] academic skills” and
mild to moderate memory impairment. (RR66:23). Based on the
results of her evaluation, Dr. McGarrahan concluded that Appellant is
intellectually disabled.18 (RR66:24).
During the evaluation, Dr. McGarrahan learned that Appellant
was raised in “the projects” and that his family was poor. (RR66:18).
Dr. McGarrahan also pointed out the fact that Appellant’s mother
smoked and drank alcohol while she was pregnant with Appellant.
(RR66:26). And, Appellant was born with the umbilical cord wrapped
around his neck while his mother was in a car on the way to the
hospital. (RR66:26). He was never placed in special education but he
did not learn to drive; he had problem making change; he had difficulty
using a phone book. (RR66:18, 25). He had “very few jobs over his life.”
(RR66:18). Appellant was a loner and had difficulty getting along
with others. (RR66:25). He does not have “a psychiatric history.”
(RR66:19).
18Intellectual disability was previously referred to as mental retardation. At trial,
the terms were used interchangeably.
35
Dr. McGarrahan testified that, consistent with Dr. Hom’s
findings, in both sets of testing, the primary areas in which Appellant
demonstrated impairment are reasoning, logical thinking, planning,
and problem solving. (RR66:33).
On cross-examination, Dr. McGarrahan testified that the history
Appellant gave her “wasn’t quite accurate.” (RR66:36). Appellant told
Dr. McGarrahan that “he had a wonderful childhood; that there were no
problems; that he had great relationships with his family members;
that he did okay in school.” (RR66:36). Dr. McGarrahan conceded that
Appellant is capable of lying to avoid criminal responsibility.
(RR66:53). She acknowledged that when Appellant was interviewed by
a reporter, he said that on the day of the murders he went to church
with his girlfriend in the morning and then had supper at his father’s
house. (RR66:52-53). He also told the reporter that there was no proof
that he committed the murders because the police did not have a
weapon. (RR66:52).
36
Psychiatrist Dr. Jaye Crowder became involved in Appellant’s
case in 1987.19 (RR66:140-42). Back then, Dr. Crowder performed a
mental status exam, conducted background interviews, and reviewed
Appellant’s medical records. (RR66:142). Dr. Crowder was concerned
that Appellant had suffered a traumatic brain injury so he referred him
to Dr. Hom for testing. (RR66:142). Dr. Hom’s testing confirmed the
presence of central nervous system damage. (RR66:144). According to
Dr. Crowder, Appellant saw difficulty with abstract reasoning.
(RR66:145). “So, in other words, it was more difficult for him to assess
the likely consequences of particular behavior.” (RR66:145).
Additionally, “you have typically some impulsiveness and irritability
that goes with this so that people can overreact in an aggressive way[.]”
(RR66:145).
Dr. Crowder examined Appellant on January 24, 2013 and again
on July 3, 2014. (RR66:146, 153). Appellant remembered him from
their 1987 interaction. (RR66:149-50). In the 2013 exam, Dr. Crowder
spent about an hour with Appellant and performed a basic psychiatric
19Dr. Crowder testified to his memory of his 1987 examination. (RR66:151). He no
longer has his notes from that time. (RR66:151). He no longer had the notes from
the interview he conducted with Appellant’s mother and uncle. (RR66:152). Other
than the mother and uncle, Dr. Crowder could not recall who he interviewed.
(RR66:152).
37
interview and a Montreal Cognitive Assessment. (RR66:146, 150). He
concluded that Appellant suffered from “major cognitive disorder due to
traumatic brain damage and intellectual disability.” (RR66:148).
Regarding Appellant’s adaptive functioning, Dr. Crowder opined that
Appellant has difficulty in interaction, trouble with employment, and
did not perform well academically. (RR66:157-58). In Dr. Crowder’s
opinion, the probability of Appellant being a future danger is low.
(RR66:149). He admitted, however, that an absolute prediction of
future danger cannot be made. (RR66:162). And, he conceded that he
testified at Appellant’s prior trial that Appellant “is certainly a danger
if he’s not treated and not put in a structured setting.” (RR66:164).
Dr. Crowder also conceded his prior testimony that Appellant’s alibi –
that he was with his girlfriend between midnight and six in the
morning – was easily refutable and not very believable. (RR66:169).
The State’s Case-in-Rebuttal
Melodye Nelson, a 25-year veteran of TDCJ, testified as an expert
on the prison system in Texas. (RR68:144). She is the senior warden
of two correctional facilities located in the Gatesville area. (RR68:144).
She has previously served as a major at a high-security male prison
38
facility. (RR68:146). “Our majors are what we consider our chiefs of
security. They are the highest-ranking security supervisors that we
have.” (RR68:146). Nelson testified generally about the types of
facilities, number of inmates and guards statewide, and how inmates
are classified within the system. (RR68:144-45).
Inmates in TDCJ are classified “in a custody level that is suitable
for the safety and security of the institution.” (RR68:151). Among the
factors considered are the inmate’s history of incarceration and prior
jail conduct, the length of his sentence, and the inmate’s behavior and
attitude. (RR68:152). General Population 1, or “G1,” includes those
inmates who are considered “minimum custody.” (RR68:153). A G1
may be a trustee, which allows him to live and work outside of the
facility’s perimeter fences. (RR68:153). General Population 2, or “G2,”
is the largest percentage of the general inmate population. (RR68:153).
A G2 may live and work in a dormitory. (RR68:153). A G2 is allowed to
work anywhere inside the secure perimeter. (RR68:163).
General Population 3, or “G3,” includes inmates serving 50 years
or more. (RR68:153). G3s may live in dormitories. (RR68:157). They
are allowed to work, so long as they do not “have access to multiple
39
areas of the facility.” (RR68:158). General Population 4, or “G4,”
includes those inmates who have multiple disciplinary infractions.
(RR68:153). G4s are “housed in cell blocks, two-man cells.”
(RR68:182). They have fewer work opportunities. (RR68:182). General
Population 5, or “G5,” are those inmates who are “chronic-rule
violators[.]” (RR68:153). G5s live on cell blocks and are not allowed
contact visits. (RR68:182). Their ability to purchase from the
commissary is reduced. (RR68:183). Finally, administrative segregation
is “a classification outside of general population.” (RR68:154). These
offenders are “housed singularly . . . [and they] recreate individually[.]”
(RR68:154).
An inmate coming into TDCJ with a life sentence is classified as a
G3 upon arrival. (RR68:155). A capital murderer with a life sentence
will be initially classified and housed with all other G3s. (RR68:157).
A G3 will change classification to a G2 after ten years of incarceration if
he has never taken a hostage or escaped a secure correctional facility.
(RR68:162).
Nelson testified that, on average, there are about 15,000 assaults
in prison each year. (RR68:165). This figure includes inmate-on-
40
inmate assaults as well as inmate-on-staff assaults. (RR68:165). In
prison, murders occur as well. (RR68:166). There have been murders
of inmates, guards, and civilian contractors. (RR68:166).
Dr. Richard Hughes, an educational psychologist, testified that
students in the Dallas Independent School District (DISD) are routinely
administered achievement tests and intelligence tests. (RR68:190).
Dr. Hughes reviewed records of Appellant’s scores on the California
Test of Mental Maturity and the Iowa Test of Educational
Development. (RR68:190, 192-93; SX246-247). Both tests have an
average score of 100 with a standard deviation of 15. (RR68:192).
Because these tests are group-administered, they are less reliable than
an individualized testing experience. (RR68:208).
Appellant was administered the California Test of Mental
Maturity when he was in second grade in May of 1973. (RR68:200).
The California Test of Mental Maturity is “a group-administered
measure of intelligence.” (RR68:198). Appellant scored a 78 language
IQ, a 92 non-language IQ, and an 82 total IQ. (RR68:198).
Appellant was administered the Iowa test in September of 1975.
(RR68:207). This test includes sections on reading, language arts,
41
math, social studies, science, the use of sources,20 and a composite.
(RR68:195). On the reading portion, his score of 91 falls within the
average range. (RR68:196). On the language arts section, he scored a
78, which falls within the borderline range. (RR68:196). Math was
Appellant’s highest score; he scored a 97-98, which is just below the
average score of 100. (RR68:197). On the social studies portion,
Appellant scored an 89-90, which is “one foot in the low-average range.
The other in the average range.” (RR68:197). On the science portion,
Appellant scored an 83. (RR68:197). On the use of sources portion, he
scored a 93. (RR68:197). On the composite portion, he scored at the
88-89 level. (RR68:197).
Dr. Hughes also reviewed Appellant’s grades. Dr. Hughes noted
that “[g]rades are not good reflections of intellectual capacity.”
(RR68:201). Indeed, grades measure only “a student’s ability or
20 Dr. Hughes described the Use of Sources portion as follows:
The Use of Sources is a sub-test designed to see how a student can
utilize sources to pursue answers to problems.
For example, multiple-choice questions might be posed that says in
order to find the capital of the state of Texas, you would look in A, a
dictionary; B, an encyclopedia; C, D, and choices like that, to see if they
can select the correct source to obtain information that they are
pursuing.
(RR68:195).
42
willingness to comply, whether they bring their homework assignment
in on time or whether they push through an extra-credit project or
whether they complete their class work assignment.” (RR68:201).
Grades do not measure cognitive functioning. (RR68:201).
Elementary school children are evaluated using a numerical system,
giving grades of one through four. (RR68:199-200). A one is assigned
for “rapid progress,” a two for “satisfactory progress,” a three for
“acceptable progress,” and a four for “little or no progress.” (RR68:200).
In junior high and high school, students are given grades of A through
F. (RR68:199).
In his elementary years, Appellant received a number of 3s and
4s. (RR68:203). In sixth grade, Appellant received Bs, Cs, and Ds.
(RR68:204). In seventh grade he received Ds and Fs. (RR68:203). In
eighth grade he received all Fs. (RR68:203). When Appellant started
attending Metro North in tenth grade, he received Bs and Cs.
(RR68:203). Appellant was moved to Metro North after his head injury
at Fair Park. (RR68:210). Metro North is “an alternative regular-
education program that was on a special class placement for
handicapped students.” (RR68:204).
43
Appellant’s grades stand in contrast to his test scores, which
reflect an ability to do well in school. (RR68:201-02). Had Appellant
applied himself in school, his grades would have been better.
(RR68:202). There is no evidence in Appellant’s DISD records that he
was ever placed in a special education program. (RR68:207). “The
records from Dallas ISD indicate his education was all offered within
the general education program.” (RR68:207). Notably, Appellant’s
school records “are not consistent with a student that’s mentally
retarded.” (RR68:207).
Forensic psychologist and neuropsychologist, Dr. Randy Price,
testified that Appellant does not meet the definition of intellectually
disabled as that term is described in Special Issue No. One. (RR69:14).
Dr. Price became involved in Appellant’s case in 2003. (RR69:18). Dr.
Price was scheduled to interview Appellant on July 13, 2014, but he was
unable to do so as Appellant refused. (RR69:21-22).
SUMMARY OF THE ARGUMENT
Issues 1-7: The trial court did not err in denying Appellant’s
Batson challenges to the following prospective jurors: Biswas, Tilley,
Moore, Nohe, Figures, McGowan, Prieston, and Barbosa.
44
Issues 9-23: The trial court did not err in denying Appellant’s
challenges for cause to fifteen prospective jurors. He was not denied the
right to a fair and unbiased jury.
Issues 24-30: The trial court did not err in granting the State’s
challenges for cause against the following prospective jurors: Kingery,
Morris, Davila, Hawkins, Kinzie, Flores, and Hogan.
Issue 31: The decision by the United States Supreme Court in
Hall v. Florida, 134 S. Ct. 1986 (2014), did not invalidate this Court’s
decision in Ex parte Briseno.
Issue 32-34: The trial court did not err in denying Appellant’s
request to quash the panel of prospective jurors. The trial court did not
err in denying Appellant’s request to re-question the jurors following
Hall.
Issue 35-36: Appellant was not deprived of a lawfully
constituted jury.
Issue 37: The trial court properly denied Appellant’s Motion to
Disqualify the District Attorney’s Office after Appellant’s former
second-chair counsel, Russell Wilson, accepted a job at the Dallas
County District Attorney’s Office. While it is true that Wilson was
45
disqualified from assisting in the prosecution of Appellant’s case, the
elected district attorney and his other assistants were not.
Issue 38: The trial court properly overruled Appellant’s motion
for mistrial during the competency trial when the prosecutor referred to
the “murder weapon.” Alternatively, any alleged error was cured by the
trial court’s instruction to disregard.
Issue 39: Appellant’s objection to the prosecutor’s question
during the competency trial regarding the 1987 reversal of Appellant’s
punishment is not properly before this Court. Regardless, the same
information was later received elsewhere without objection.
Issue 40-41: The evidence is both legally and factually sufficient
to prove Appellant’s competency to stand trial.
Issue 42: The trial court properly overruled Appellant’s
objection to Dr. Price’s testimony that Appellant exhibits traits
consistent with anti-social personality disorder. Alternatively, any
alleged error is harmless.
Issue 43: Although Dr. Price testified regarding Appellant’s
lack of remorse during a sub rosa hearing, he did not do so before the
jury.
46
Issue 44: The trial court did not err in admitting a silhouette of
a knife as a demonstrative aid. Alternatively, any alleged error is
harmless.
Issue 45: The trial court properly admitted the photographs
from Mildred’s and Fred’s autopsies as they help to explain the nature
and extent of their injuries. Alternatively, any alleged error is
harmless.
Issue 46: The trial court did not err in overruling Appellant’s
objection to the victim-impact testimony from the Finches’ son-in-law,
James Belt, Jr.
Issue 47-48: Appellant failed to prove by a preponderance of the
evidence that he was intellectually disabled. The jury’s answer to the
intellectual disability special issue was not so against the great weight
and preponderance of the evidence so as to be manifestly unjust.
Issue 49: The evidence is legally sufficient to support the jury’s
decision to find that Appellant is a future danger.
Issue 50: The trial court did not err in overruling Appellant’s
requested jury instructions regarding significantly sub-average general
47
intellectual functioning. One of the proffered instructions was
incorrect. The other was a comment on the weight of the evidence.
Issue 51: The trial court did not err in overruling Appellant’s
request that the jury not be required to be unanimous regarding the
intellectual disability special issue. Appellant presents no authority
mandating such an instruction.
Issue 52: The trial court did not err in overruling Appellant’s
request for an instruction in the punishment charge that Lonnie
Thomas was an accomplice witness. He points to no authority that this
instruction is required in a punishment charge.
Issue 53: The trial court did not err in overruling Appellant’s
request for an anti-parties charge. Contrary to the statements in his
brief, the guilt-innocence instruction did not include a parties’
instruction.
Issue 54: The trial court did not abuse its discretion in denying
Appellant’s motion, filed prior to sentencing, for an additional inquiry
into Appellant’s competency to stand trial. Appellant failed to present
evidence of a material change in circumstances suggesting that
Appellant’s mental status had deteriorated.
48
Issue 55: Appellant’s claim that the evidence is insufficient to
support his conviction for capital murder presents nothing for this
Court’s review. Appellant was retried on punishment only. His guilt
was not at issue.
Issues 56-67: The trial court properly denied Appellant’s
challenges to the death penalty. Appellant concedes that this Court has
previously overruled these issues.
ARGUMENT
STATE’S RESPONSE TO ISSUE NOS. 1-7: THE TRIAL COURT DID NOT ERR
IN DENYING APPELLANT’S BATSON CHALLENGES.
In Issues 1 through 7, Appellant contends that the trial court
erred in overruling his objection based on Batson v. Kentucky, 476
U.S.79 (1986), to the State’s use of peremptory challenges on
prospective jurors Neena Biswas, Leon Tilley, Deborah Moore, Pronsak
Nohe, Cassie Figures, Mary McGowan, Artherine Prieston, and Martha
Barbosa. (Appellant’s Brief pp. 34-50). These contentions lack merit
and should be overruled.
Applicable Law
The U.S. Constitution prohibits the use of peremptory challenges
to exclude prospective jurors on the basis of race. See Batson, 476 U.S.
49
at 85; Watkins v. State, 245 S.W.3d 444, 447 (Tex. Crim. App. 2008).
Under Batson, a defendant must first make a prima facie showing that
the prosecution exercised its peremptory challenges on the basis of race.
Reed v. Quarterman, 555 F.3d 364, 368 (5th Cir. 2009). If the defendant
makes that showing, the burden shifts to the prosecutor to present race-
neutral explanations for striking the jurors in question. Id. The court
must then determine whether the defendant has carried his burden of
proving purposeful discrimination. Id.
At the second step of this process, the proponent of the strike need
only tender an explanation that is race-neutral. Watkins, 245 S.W.3d at
447. The ultimate plausibility of that race-neutral explanation is to be
considered as part of the third step of the analysis, in which the trial
court determines whether the opponent of the strike (usually the
defendant) has satisfied his burden of persuasion to establish by a
preponderance of the evidence that the strike was indeed the product of
the proponent’s racial discrimination. Id. Whether the opponent
satisfies his burden of persuasion to show that the proponent’s facially
race-neutral explanation for his strike is pre-textual, not genuine, is a
question of fact for the trial court to resolve in the first instance. Id.
50
This Court should not overturn the trial court’s resolution of the
Batson issue unless it determines that the trial court’s ruling was
clearly erroneous. See Watkins, 245 S.W.3d at 447-48. In assaying the
record for clear error, vel non, this Court should consider the entire
record of voir dire; it need not limit itself to arguments or considerations
that the parties specifically called to the trial court’s attention so long
as those arguments or considerations are manifestly grounded in the
appellate record. Id. at 448. A trial court’s conclusion that a facially
race-neutral explanation for a peremptory challenge is genuine, rather
than a pretext, should be given great deference and reversed only when
that conclusion is, in view of the record as a whole, clearly erroneous.
Id.
Analysis
Appellant failed to establish a prima facie case of discrimination
but the issue is moot.
After the competency trial, but before the punishment jury was
sworn, Appellant objected to the composition of the jury under Batson.
(RR59:66). He identified eight minority veniremembers that the State
struck. (RR59:66). The Court did not immediately rule and instead
asked, “What says the State?” (RR59:67). Without requesting a ruling,
51
the State introduced a copy of and read into the record, the Dallas
County District Attorney’s Office policy regarding Batson claims.
(RR59:67-68; SX3Z). The prosecutor then provided a “breakdown [of]
the strikes” to show that the State did not use a disproportionate
number of strikes on the basis of race or gender. (RR59:68-70). At that
point, the State objected “to the Court having found a prima facie case”
and asked for a ruling. (RR59:70-71). The Court stated that it would
“withhold at this moment a ruling on whether the Defense has made a
prima facie case or not and have the State go into [an] explanation of
their strikes.” (RR59:71). The State then explained its strikes.
(RR59:71-76).
At the conclusion of the State’s explanation, the trial court found
that “the strikes made by the State were not based upon the panel
members’ race. They were neutral in that respect, and denies the
Batson.” (RR59:77). The State then requested a ruling regarding its
prior objection that Appellant failed to present a prima facie case.
(RR59:77). The trial court stated that it was “of the opinion that a
prima facie case was not presented by the Defense.” (RR59:77).
52
The issue of whether Appellant established a prima facie case that
the State exercised its peremptory strikes on the basis of race is moot.
“Once a prosecutor has offered a race-neutral explanation for the
peremptory challenges and the trial court has ruled on the ultimate
question of intentional discrimination, the preliminary issue of whether
the defendant had made a prima facie showing becomes moot.”
Hernandez v. New York, 500 U.S. 352, 359 (1991); see also Watkins, 245
S.W.3d at 447. Because the State articulated the reasons for its strikes
and the trial ruled on the ultimate question of purposeful
discrimination, the preliminary issue of whether Appellant established
a prima facie case is moot and not subject to review on appeal. See
Chambers v. State, 866 S.W.2d 9, 23 (Tex. Crim. App. 1993) (stating,
“where the State fails at trial to object to the trial court’s failure to rule
on the defendant’s prima facie case, that issue becomes moot and it
cannot be raised on appeal”). This Court must therefore assume that
Appellant satisfied his step-one obligation to make a prima facie case of
purposeful discrimination and address only the second and third steps.
See Watkins, 245 S.W.3d at 447.
53
The State’s race-neutral explanations
At the second step of the Batson process, the prosecutor need
only tender an explanation that is race-neutral on its face. Purkett v.
Elem, 514 U.S. 765, 768 (1995) (indicating the State’s burden here is to
present a facially valid explanation for its strike); Watkins, 245 S.W.3d
at 447. The State satisfied this burden.
Figures, Prieston, Barbosa, Tilley, Moore, Nohe
At the Batson hearing, the State stated that it struck Figures,
Prieston, Barbosa, Tilley, Moore, and Nohe because they ranked
themselves as either a “3” or “4.” (RR59:72-73). The State explained
that it struck all qualified veniremembers who ranked themselves as
either a “3” or a “4.” (RR59:72-73). Question No. 2 on the questionnaire
asked: “With reference to the death penalty, which of the following
statements best represents your feelings?” (Figures, Juror 755, Q. p.1).
A ranking of “3” indicated the following opinion: “Although I do not
believe that the death penalty should ever be imposed, as long as the
law provides for it, I could assess it under the proper set of
circumstances.” (Figures, Juror 755, Q. p.1). A ranking of “4” indicated
the following opinion: “I believe that the death penalty is appropriate
54
in some murder cases, but I could never return a verdict which assessed
the death penalty.” (Figures, Juror 755, Q. p.1).
The State’s reasons were grounded in these jurors’ opinions
about the death penalty and are race-neutral. Courts have found
similar grounds as facially neutral. See, e.g., Mathis v. State, 67 S.W.3d
918, 924-25 (Tex. Crim. App. 2002) (holding prosecutor’s explanations—
that he struck a juror because she was in favor of the death penalty
only in two specified circumstances and she felt the death penalty was
imposed too frequently—were facially race-neutral).
Biswas
The State explained that it struck Dr. Neena Biswas, Juror 64, an
Asian female, for a number of reasons. (RR59:73). Biswas
demonstrated concern about being a part of the trial process: she asked
the trial court whether and why it was necessary for Appellant to be
present and she stated that as a physician and healer, she was
uncomfortable dealing with the death penalty. (RR59:73). She stated
that she could not take the oath. (RR59:74). She stated that she would
not follow the law. (RR59:74). Biswas stated that she would require
the State to re-prove guilt and that she would increase the State’s
55
burden of proof. (RR59:74). She stated that she would not be able to
determine credibility but that police officers have more credibility.
(RR59:74). Biswas “had Fifth Amendment issues.” (RR59:74). Biswas
also informed the trial court that she was seeking employment, which
may affect her ability to serve. (RR59:73). These explanations were
race-neutral. See, e.g., Watkins, 245 S.W.3d at 450-51 (prosecutor’s
explanation in a burglary case that the juror would hold the State to a
higher burden than proof beyond a reasonable doubt was race-neutral).
McGowan
The State explained that it struck McGowan due to her stated
belief that “prosecutors are out to get people.” (RR59:75). This
explanation does not reflect an inherently discriminatory intent. See
Johnson v. State, 68 S.W.3d 644, 649-50 (Tex. Crim. App. 2002) (finding
prosecutor’s explanation that a juror was resentful toward law
enforcement was race-neutral).
Additionally, McGowan believed that (1) a difficult childhood
may lead someone to make bad choices to get attention and (2) if
someone commits an offense while on drugs, he should be sent to rehab.
(RR59:75). These explanations are also race-neutral. See Adanandus v.
56
State, 866 S.W.2d 210, 224-25 (Tex. Crim. App. 1993) (finding a
veniremember’s views regarding the role of rehabilitation in
punishment to be a race-neutral explanation for the use of a peremptory
challenge).
Conclusion
The record supports all of the State’s proffered race-neutral
explanations for exercising peremptory strikes against the eight
prospective minority jurors. Therefore, the trial court did not clearly
err in finding that the State satisfied its step-two burden of production
to tender facially race-neutral explanations for its peremptory strikes.
See Watkins, 245 S.W.3d at 451.
Appellant failed to establish by a preponderance of the evidence that
the strikes were the product of purposeful discrimination
Appellant failed to demonstrate purposeful discrimination by the
State. Here, the defendant has the burden to persuade the trial court
that the prosecutor’s explanations for the State’s strikes were incredible
or disingenuous. Watkins, 245 S.W.3d at 457. The focus of the Batson
inquiry in this stage is on the genuineness, not reasonableness, of the
asserted non-racial motive. Nieto v. State, 365 S.W.3d 673, 676 (Tex.
57
Crim. App. 2012). The question of pretext is a question of fact for the
trial court to resolve, subject to reversal on appeal only for clear error.
Watkins, 245 S.W.3d at 457.
Appellant primarily contends that the State’s strikes must have
been racially motivated because these jurors were qualified jurors and
some had characteristics potentially favorable to the State’s position on
the death penalty. (Appellant’s Brief pp.35-41). The jurors’
qualifications for jury service are irrelevant to the analysis, however.
Factors relevant to determining whether purposeful discrimination has
been proven include the following:
1. whether the State utilized its option to shuffle the
jury panels in a manner that supported an inference
of race discrimination;
2. whether the prosecutor’s office trying the case
followed a formal policy to exclude minority venire
members from jury service which was known to at
least one of the prosecutors at trial;
3. whether the State exercised its peremptory
challenges to eliminate a far greater proportion of
minority venire members than non-minority venire
members;
4. whether the reasons the State asserted for
eliminating the minority venire members in
question appeared to apply equally well to many
58
non-minority venire members whom the State did
not challenge; and
5. whether the State directed questions expressly
designed to elicit grounds for peremptory challenges
disproportionately, in a manner that suggested an
intent to single out minority venire members for
elimination.
Watkins, 245 S.W.3d at 448-49 (relying on Miller-El v. Dretke, 545 U.S.
231, 240-64, 266 (2005)). This Court looks to the collective and
cumulative impact of these non–exclusive factors in determining
whether an inference of racial discrimination is so powerful that it
overcomes the deference given to trial courts. See id. at 449.
An analysis of these factors demonstrates that Appellant’s claim
of purposeful discrimination lacks merit.
1. Jury Shuffle
The jury pool was not shuffled in this case. The parties selected
the group of qualified jurors from a February 21, 2014 special venire.
(RR9). Appellant does not assert or demonstrate that the venire was
shuffled or otherwise arranged in a manner to decrease the possibility
of a minority member.
2. Formal Policy Prohibits Discrimination
The Dallas County District Attorney’s office’s notorious formal
59
policy of excluding minorities is a relic of a bygone era. It is common
knowledge that the office policy of the last several years not only forbids
such discrimination, it requires an investigation into sustained Batson
challenges and authorizes discipline ranging from reprimand to
termination. At the Batson hearing, the trial court admitted a written
copy of the District Attorney’s Batson policy into evidence for record
purposes and the prosecutor read it into the record. (RR59:67-68;
SX3Z).
3. Proportionality of Strikes
Appellant argues that even one racially motivated peremptory
strike violates Batson yet he fails to demonstrate a pattern of
discriminatory strikes. Appellant does not identify the size or racial
makeup of the pool of qualified venire members. He does not analyze
the number of strikes used by either side or how they were used.
Instead, he relies on the jurors’ questionnaires, arguing that certain
State-struck jurors gave answers similar to those who were not struck
by the State. Appellant then argues that the State used 8 of its 14
peremptory strikes to eliminate 57% of the minorities on the qualified
60
prospective jury panel, a statistic with which the State disagrees.
(Appellant’s Brief p. 49).
The data evinces no discriminatory intent by the State. The panel
of qualified venire members consisted of 45 people. Of these, 16 (36%)
were African-American, 23 (51%) were Caucasian, 3 (7%) were
Hispanic, and 3 (7%) were Asian. The State exercised 14 peremptory
strikes. Of those 14 strikes, 5 (36%) were used on African-Americans, 6
(43%) were used on Caucasians, 1 (7%) was used on a Hispanic juror,
and 2 (14%) were used on Asians. Appellant exercised 17 peremptory
strikes. Of his 17 strikes, 6 (35%) were used on African-American
jurors, 9 (53%) were used on Caucasian jurors, and 2 (12%) were used
on Hispanic jurors. The result was a 12-member jury consisting of 3
African-American jurors, 8 Caucasian jurors, and 1 Asian juror, with 2
African-American alternate jurors.
By striking 8 of the 22 possible minority veniremembers, the State
eliminated only 36% of the minorities on the panel, not 57% as
Appellant alleges. Nevertheless, the number of minorities struck by the
State is, by itself, an irrelevant statistic. It gains relevance only by
establishing its correlation to the entire panel. See Woodward v. Epps,
61
580 F.3d 318, 339 (5th Cir. 2009) (holding that the State’s striking 100
percent of the black jurors alone does not support a finding of
discrimination and does not show any disparity in relation to the non-
minority jurors). In Appellant’s case, the correlation shows no
discriminatory intent.
Of the 45 venire members who could conceivably be chosen for the
jury, 22 (49%), were members of a minority. A random selection would
yield either 6 or 7 minority jurors in the 14 jurors selected (12 plus 2
alternates) (or 49% of fourteen, equaling 6.86 jurors). See Watkins, 245
S.W.3d at 451-52 (holding a random selection from a 22% African-
American venire would yield 2 or 3 black jurors because 22% of 12
jurors, plus 1 alternate, was 2.86). This jury panel had 4 minority
jurors and 2 minority alternate jurors. Thus, 49% of the qualified
jurors were minorities and 43% of the 14-person jury were minorities.
This jury had only slightly less than the expected amount of minority
members as would be expected from a random selection of the 45
qualified jurors. Statistical analysis simply fails to show any racial
discrimination.
62
4. Comparative Analysis
Appellant contends on appeal that the prosecutor’s stated reasons
are a pretext for racial discrimination because the minority State-struck
jurors gave responses to certain questions on their questionnaire that
are similar to jurors not struck by the State. (Appellant’s Brief p.42).
Importantly, however, at the Batson hearing, defense counsel failed to
provide any comparative analysis regarding the jurors. (RR59:66, 71,
76). And, counsel asked only one question of the prosecutor: whether
the jurors who ranked themselves as “3s,” “4s,” or “5s” on their
questionnaire were going to be struck without regard to the jurors’
qualifications. (RR59:76). The prosecutor was not questioned any
further regarding his reasons for not striking any similarly-situated
venire members. (RR59:76). As such, the prosecutor had no opportunity
to respond to counsel’s allegations. Appellant should not be permitted
to raise claims of disparate treatment for the first time on appeal. By
failing to properly present this claim at trial, he denied the prosecutor
the opportunity to create a record on the prosecutor’s strategy, and he
denied the trial court an opportunity to rule on the claim. Whether a
prosecutor intended to discriminate on the basis of race is a question of
63
historical fact properly decided in the trial courts. See Hernandez, 500
U.S. at 367-69. State procedural rules demand that allegations of
disparate treatment by the prosecutor be raised in the trial court, so
that they can be properly answered by the State and decided by that
court. See Tex. R. App. P. 33.1(a); Watkins, 245 S.W.3d at 457-58
(Keller, P.J., concurring); Young v. State, 826 S.W.2d 141, 147-49 (Tex.
Crim. App. 1991) (Campbell, J., dissenting).
The State acknowledges this Court’s majority opinion in Young,
that a non-capital defendant is not required to raise a comparative
analysis in the trial court to have evidence of such considered on appeal.
Young, 826 S.W.2d at 145-46. The Fifth Circuit has applied Young to a
capital case and criticized this Court’s inconsistency in its application of
the contemporaneous objection rule to Batson claims in capital cases.
Reed, 555 F.3d at 370.
This Court should explicitly overrule Young. See generally
Watkins, 245 S.W.3d at 457-58 (Keller, P.J., concurring). Its majority—
and the courts that rely on it—view the comparative analysis as merely
an appellate argument that can be fairly addressed for the first time on
appeal. Young, 826 S.W.2d at 146. In truth, it is a factual allegation of
64
unfair treatment between jurors. If properly raised in the trial court,
the prosecution’s response may provide additional facts for the
appellate court to consider when reviewing the Batson ruling. If raised
at trial successfully, the trial court can cure the error before trial even
begins.
If not raised at trial, the prosecutor’s mental process and the trial
judge’s credibility decision concerning the non-strikes are simply
omitted from the record. Jurors are not products of a set of cookie
cutters, and the unexplained decision not to strike a non-minority juror
who shares one trait in common with a minority juror is held against
the State on appellate review. See, e.g., Miller-El, 545 U.S. at 244
(stating, “If, indeed, Fields’s thoughts on rehabilitation did make the
prosecutor uneasy, he should have worried about a number of white
panel members he accepted with no evident reservations.”) (emphasis
added). The prosecutor’s explanation of his voir dire strategy and the
trial court’s ruling on the strategy is critical to a fair appellate review.
At the very least, a prosecutor should enjoy favor on appeal when
the matter is not raised at trial, much like the presumption against a
finding of ineffective assistance of defense counsel. In claims regarding
65
violations of a client’s constitutional right to counsel, this Court has
stated that “counsel should ordinarily be accorded an opportunity to
explain her actions before being condemned as unprofessional and
incompetent.” Bone v. State, 77 S.W.3d 828, 836 (Tex. Crim. App.
2002). A prosecutor’s credibility is the heart of Batson review, and he
should be accorded no less of an opportunity to explain his actions.
This Court should conclude that the comparative analysis is not
preserved for review or, alternatively, presume that the comparative
analysis favors the prosecutor absent affirmative evidence on the
record.
In any event, Appellant has wholly failed to establish that the
potential jurors who are the focus of his Batson challenge were similarly
situated to non-minority potential jurors who were not struck.
Figures, Prieston, Barbosa, Tilley, Moore, Nohe
The record supports the State’s assertion that it struck each and
every qualified prospective juror regardless of race who ranked
him/herself as a “3” or a “4,” on Question 2 of their questionnaire.
(RR59:72-73). This includes the following prospective jurors: Cassie
Figures (Juror 755, an African-American female); Artherine Prieston
66
(Juror 1055, an African-American female); Martha Barbosa (Juror 1095,
a Hispanic female); Jeffrey Nicholson (Juror 281, a Caucasian male);
Kelsey Hooten (Juror 445, a Caucasian female); and, Christen Morris
(Juror 1097, a Caucasian female). (RR59:72; Figures, Juror 755, Q. p.1;
Prieston, Juror 1055, Q. p.1; Barbosa, Juror 1095, Q. p.1; Nicholson,
Juror 281, Q. p.1; Hooten, Juror 445, Q. p.1; Morris Juror 1097, Q. p.1).
The State also struck every person on the qualified-juror panel
that selected number “4.” (RR59:72-73). This includes the following
prospective jurors: Leon Tilley (Juror 126, an African-American male);
Deborah Moore (Juror 225, an African American female); Pornsak Nohe
(Juror 497, an Asian male); Macy Haag (Juror 408, a Caucasian
female); and, Suzanne Morrison (Juror 920, a Caucasian female).
(RR59:73; Tilley, Juror 126, Q. p.1; Moore, Juror 225, Q. p.1; Nohe,
Juror 497, Q. p.1; Haag, Juror 408, Q. p.1; Morrison, Juror 920, Q. p.1).
Appellant points to no evidence to the contrary. He cannot show
disparate treatment of Figures, Prieston, Barbosa, Tilley, Moore, and
Nohe compared to accepted non-minority veniremembers. As such,
Appellant has failed to show that the prosecutor’s explanation was a
pretext for discrimination. See Broadnax v. State, No. AP-76,207, 2011
67
Tex. Crim. App. Unpub. LEXIS 920, at *7-8 (Tex. Crim. App. Dec. 14,
2011) (not designated for publication) (holding no pretext where
prosecutor struck all jurors who believed death penalty should never be
invoked).
Neena Biswas
The State explained that it struck Biswas because she was not a
qualified juror. (RR59:73-74). First, Biswas voiced concerns about
determining punishment without having participated in the
determination regarding Appellant’s guilt or innocence. According to
Biswas, the guilt/innocence portion of trial is the most important part of
the process, not the determination of punishment. Her concerns were so
great that it would affect her ability to take the oath as a juror to follow
the law. The following exchange took place:
[Prosecutor]: Okay. So what I’m hearing from you is that
the Judge may give you a jury instruction and charge that
you are not allowed to consider the Defendant’s guilt or
innocence, because he’s already been found guilty.
[Biswas]: Correct.
[Prosecutor]: What I’m hearing from you is that you could
not follow that law.
68
[Biswas]: Absolutely. I will not actually follow it,
without the evidence, without the data. I wouldn’t do a
good job. I mean, I would need a lot of details. And that is
what I do in my work.
[Prosecutor]: And so in your mind, do you feel, based on
your concern about hearing the facts and circumstances of
the case and not being a part of part of [sic] that guilt-or-
innocence decision, do you feel like you would make the
State prove to you beyond a reasonable doubt again that the
Defendant is guilty of capital murder?
[Biswas]: No, I would not. I will not make a decision.
Because I was not involved in the actual thing, if he was
guilty or not. And I think that is the actual thing. Because,
what comes after the fact is just, oh, how are we going to
deal with the problem? Problem’s already been figured out.
I was not part of that, so I would not be able to decide.
[Prosecutor]: We have to use legal terms here. You said you
could not be able to decide. Does that mean - - the law says
each juror would have to take an oath that they will a true
verdict render, based on the law and the evidence.
Are you saying that you could not take that oath?
[Biswas]: I will not take that oath. Because I was not
part of the actual decision. I could take the oath. But, like I
said, I would prefer not to give a decision “yes” or “no.”
[Prosecutor]: Okay. So you told me both things. So we have
to have affirm [sic] “yes” or “no” that you will not take that
oath or could not take that oath.
69
[Biswas]: I could not take that oath.
(RR14:50-51) (emphasis added). Shortly after the above-mentioned
exchange, Biswas stated that she could take the oath, but the issue of
guilt would remain in the back of her mind. (RR14:54). She stated that
she would have difficulty in following an instruction not to consider
Appellant’s guilt or innocence in answering the special issues.
(RR14:73, 74). The issue of Biswas’ lack of participation in the
guilt/innocence portion of trial was a recurring theme in her responses.
The following exchange took place:
[Prosecutor]: Dr. Biswas, we already talked about, in
Special Issue Number One, that you may hear evidence and
testimony that includes the facts and circumstances of the
offense for which the Defendant was found guilty.
So you already understand that, correct?
[Biswas]: Correct.
[Prosecutor]: But you still say that you would still - - it
would still be stuck in your mind, and it would color your
answers to these questions: Is this person guilty or not
guilty of this offense?
[Biswas]: Correct.
70
(RR14:75-76).
Second, Biswas expressed concern about her ability to answer the
deliberateness special issue because “we don’t know what was going on
in that person’s mind at that time. We don’t know why he took that
action . . . I don’t know why the guilty verdict was achieved.”
(RR14:67). She testified that she would not be able to make credibility
determinations “again, because I was not involved in the guilty or not
guilty verdict, which I think is the main crux of any case.” (RR14:70).
Third, when asked whether she would require the State to prove
Appellant’s guilt beyond a reasonable doubt before she would consider
the special issues Biswas said “Yes.” (RR14:52). But then a short time
later, she said, “I’m not saying you have to prove it again, because it
cost [sic] a lot of money.” (RR14:53). With regard to the future danger
special issue, however, Biswas agreed that she would hold the State to a
higher burden of proof because “[she] was not part of the guilty/not
guilty trial.” (RR14:83).
Fourth, Biswas testified that she did not agree with a criminal
defendant’s Fifth Amendment right not to incriminate himself.
(RR14:86). Initially, she said that if instructed not to consider the fact
71
that Appellant did not testify that she could not follow that instruction.
(RR14:86). Then she stated that she could follow the law, but she did
not agree with it and it would weigh on her mind as she deliberated the
special issues. (RR14:86-87).
Finally, Biswas testified that she would place police officers’
credibility above that of other witnesses. (RR14:88-89). She testified
that she “would give them the benefit of the doubt.” (RR14:89). During
her questioning by the defense, Biswas agreed to follow the law and not
start a police officer at a higher level of certainty. (RR14:108).
On appeal, in support of his argument that the prosecutor’s
explanations are a pretext, Appellant points out that Biswas – like 17
other jurors that the State accepted – ranked herself as a “2” on
Question 2, indicating a belief that “the death penalty is appropriate in
some murder cases, and I could return a verdict in a proper case which
assessed the death penalty.” (Biswas, Juror 64, Q p.2). In truth,
because the State struck all 3s and 4s, the only jurors left for the State
to accept were 2s. Therefore, this argument does nothing to further
Appellant’s claim.
72
The State does not dispute that Biswas’s responses to certain
questions in the questionnaire are the same as those of other accepted
venire members. The questionnaire should not be considered in a
vacuum, however. This is especially true as it pertains to Biswas
because, while she may appear to be a qualified juror on paper, during
testimony, Biswas vacillated on her ability to perform the most basic
duty required of a juror: taking the oath and following the law. As
such, the State had legitimate reason to be concerned about Biswas
sitting as a juror in a capital murder case. Since the trial court denied
the State’s challenge for cause, the State exercised a peremptory
challenge. Notably, the State struck all 9 jurors that it had
unsuccessfully challenged for cause: Biswas (Juror 64, an Asian
female), Leon Tilley (Juror 126, an African-American male), Deborah
Moore (Juror 225, an African-American female), Macy Haag (Juror 408,
a Caucasian female), Pornsak Nohe (Juror 497, an Asian male), Cassie
Figures (Juror 755, an African-American female), Suzanne Morrison
(Juror 920, a Caucasian female), Mary McGowan (Juror 955, an
African-American female), and Artherine Prieston (Juror 1055, an
African-American female).
73
The record supports the genuineness of the State’s explanations
for striking Biswas. Appellant has failed to show that the prosecutor’s
explanation was a pretext for discrimination.
Mary McGowan
The State explained that it struck McGowan because of her bias
against the State and because of her belief in rehabilitation rather than
incarceration, even in cases involving capital murder. During voir dire,
after the prosecutor explained the special issues, he asked McGowan to
elaborate on her response to Question 32, which asks the prospective
juror to write the word that first comes to mind when they think of
certain professions. (McGowan, Juror 955, Q p.6). Regarding
prosecutors, McGowan wrote “they are always out to get a person.”
(McGowan, Juror 955, Q p.6). She affirmed this statement when she
testified that “I feel like - - well, in Texas here, I feel like - - it depends
on the prosecutors. The majority of them - - . . . - - I just feel like they
are out to get that person.” (RR42:25). She continued:
So the prosecutor - - I can understand they have to do their
job, too. Because they’re a prosecutors [sic], that’s their job
to do that. But I think sometimes it’s unfair, and I think
that the prosecutor is actually out to get that person really.
Just my opinion.
74
(RR42:25). Later in the questionnaire, on Question 36F, McGowan
wrote that she “Strongly Agree[d]” with the statement, “The Criminal
Justice System in Dallas County is untrustworthy.” (McGowan, Juror
955, Q p.7).
McGowan also demonstrated a preference for rehabilitation
rather than punishment. On Question 42 of her questionnaire, she
ranked rehabilitation as the most important objective of punishment.
(McGowan, Juror 955, Q p.8). She testified that rehabilitation should
always be the first option in sentencing. (RR42:28). “Then, if they fail
rehab, if they go back again continuously, then make another decision.”
(RR42:28). She continued, “But I just feel like, in some cases, where
somebody do [sic] something bad, commit murder or whatever, I feel
like rehab should be the first thing that should happen.” (RR42:28).
According to McGowan, rehabilitation should be an option even in cases
involving the death penalty. (RR42:29).
On appeal, Appellant argues that the State’s explanations are a
pretext because McGowan’s responses to certain questions on her
questionnaire matched those of other veniremembers who were
accepted by the State. As previously argued, the questionnaire cannot
75
be considered in a vacuum. McGowan (like Biswas and like the 17
jurors the State accepted) ranked herself as a “2” on her questionnaire.
(McGowan, Juror 955, Q p.2). As stated above, this similarity is
insignificant in light of the fact that the only jurors that the State
accepted were 2s. Moreover, the State notes that despite having
ranked herself as a “2,” on Question 36C, McGowan wrote that she
agreed that the death penalty should be abolished. (McGowan, Juror
955, Q p. 7).
The State acknowledges that McGowan answered other questions
similar to jurors that the State accepted: (1) she had no moral,
religious, or personal beliefs that would prevent her from sitting in
judgment of another human being; (2) she had no moral, religious, or
personal beliefs that would prevent her from returning a verdict that
would result in the execution of another human being; (3) she agreed
that life imprisonment or the death penalty are appropriate for someone
guilty of intentional murder committed during the course of a burglary;
(4) she agreed that some crimes call for the death penalty solely because
of their facts and circumstances; (5) she ranked the strength of her
belief in using the death penalty as a “7”; (6) she believed that
76
testimony from a police officer was the same as any other witness; and,
(7) she believed in the principle of “an eye for an eye.” (McGowan, Juror
955, Q p.8). Nevertheless, like Biswas, the fact that McGowan
answered certain questions the same as some accepted jurors does not
change the testimony she gave during voir dire. It was McGowan’s
testimony that set her apart from other jurors and it was that
testimony that caused the State to exercise a strike against her.
(RR59:75-76). The record supports the genuineness of the State’s
explanations for striking McGowan. Appellant has failed to show that
the prosecutor’s explanation was a pretext for discrimination.
Conclusion
Appellant has wholly failed to show that Jurors Figures, Prieston,
Barbosa, Tilley, Moore, Nohe, Biswas, or McGowan were similarly-
situated to non-minority jurors that were not struck by the State.
5. Disparate Questioning
Appellant points to no instances of disparate questioning by the
State. Cf. Miller-El, 545 U.S. at 256-57 (prosecutors used a graphic
script when describing the death penalty to African-American jurors
who were ambivalent to the death penalty more often than with white
77
jurors who also were ambivalent). Nor is any disparate questioning
apparent in the record.
Conclusion
Appellant has not established by a preponderance of the evidence
that the State’s exercise of its peremptory challenges against 8 minority
veniremembers was the product of racial discrimination. Appellant has
not shown that the State’s explanations apply equally to non-minority
venire members that the State did not challenge, that the State directed
questions expressly designed to elicit grounds for peremptory challenges
disproportionately, or that a formal policy excludes minorities from jury
service. The record before this Court supports the trial court’s
resolution of the fact question of pretext. Consequently, the trial court
did not err in denying Appellant’s Batson challenges. See Watkins, 245
S.W.3d at 456-57.
This Court should overrule Appellant’s first eight issues.
STATE’S RESPONSE TO ISSUE NOS. 9-23: THE TRIAL COURT DID NOT ERR
IN DENYING APPELLANT’S CHALLENGES FOR CAUSE.
In Issues 9 through 23, Appellant contends that the trial court
erred in denying his challenges to 15 prospective jurors. In so doing,
Appellant argues, the trial court violated his right to a fair and
78
unbiased jury under the United States Constitution and article
35.16(c)(2) of the Texas Code of Criminal Procedure.
Applicable Law
A prospective juror may be challenged for cause if, among other
reasons, he possesses a bias or prejudice in favor of or against the
defendant or he possesses a bias against an aspect of the law upon
which the defendant is entitled to rely. See Tex. Code Crim. Proc. Ann.
arts. 35.16(a)(9), (c)(2) (West 2006); Threadgill v. State, 146 S.W.3d 654,
667 (Tex. Crim. App. 2004).
Appellant has the burden of establishing that his challenge for
cause is proper. See Feldman v. State. 71 S.W.3d 738, 747 (Tex. Crim.
App. 2002). Before a venire member can be excused for bias, the law
must be explained to him and he must be asked whether he can follow
that law regardless of his personal views. Threadgill, 146 S.W.3d at
667. Appellant does not meet his burden of establishing that his
challenge for cause is proper until he has shown that the prospective
juror understood the requirement of the law and could not overcome his
prejudice well enough to follow it. See Feldman, 71 S.W.3d at 747.
79
When reviewing a trial court’s decision to deny a challenge for
cause, the appellate court looks at the entire record to determine if
there is sufficient evidence to support the ruling. Feldman, 71 S.W.3d
at 744. The appellate court reviews a trial court’s ruling with
“considerable” or “great” deference because the trial judge is in the best
position to evaluate the prospective juror’s demeanor and was present
to observe the juror and listen to his tone of voice. Threadgill, 146
S.W.3d at 667; Saldano v. State, 232 S.W.3d 77, 91 (Tex. Crim. App.
2007). Particular deference is given when the venire member’s answers
are vacillating, unclear, or contradictory. Threadgill, 146 S.W.3d at
667. When the venire member is persistently uncertain about having
the ability to follow the law, the reviewing court defers to the trial court
decision. See Gardner v. State, 306 S.W.3d 274, 295-96 (Tex. Crim. App.
2009). The appellate court reverses a trial court’s ruling on a challenge
for cause “only if a clear abuse of discretion is evident.” Colburn v.
State, 966 S.W.2d 511, 517 (Tex. Crim. App. 1998).
Harm from the erroneous denial of a defense challenge for cause
occurs under the following circumstances: (1) a defendant exercises a
peremptory challenge on a prospective juror whom the trial court
80
erroneously failed to excuse for cause at the defendant’s request, (2) the
defendant uses all of his statutorily-allotted peremptory challenges, and
(3) the trial court denies the defendant’s request for an additional
peremptory challenge to use on another prospective juror whom the
defendant identifies as “objectionable” and who actually sits on the jury.
Saldano, 232 S.W.3d at 91. When all of these conditions are met, the
defendant has been wrongfully deprived of one of his statutory
peremptory challenges in that he was forced to use a peremptory
challenge to remove a prospective juror who should have been removed
for cause. See id. If the defendant received additional peremptory
challenges beyond the fifteen allotted by statute, he must show harm by
proving that the trial court erroneously denied a number of defense
challenges for cause equal to at least one more than the number of
additional peremptory challenges granted. Escamilla v. State, 143
S.W.3d 814, 821 (Tex. Crim. App. 2004).
Analysis
The parties asserted their challenges for cause and peremptory
challenges at the conclusion of each prospective juror’s individual voir
dire. With the exception of Jennifer Wilder, following the trial court’s
81
denial of their challenges for cause, the defense exercised a peremptory
strike against each complained-of veniremember. Appellant exhausted
all fifteen of his statutory peremptory strikes on the following jurors:
Annie Fenster (Juror 36); Rebecca Sands (Juror 46); Dorce Jackson
(Juror 138); David Darden (Juror 186); Delores Sawyer (Juror 270);
Jonathan Henderson (Juror 288); Patricia Withers (Juror 323); Larry
Middleton (Juror 427); Isaac Tschewik (Juror 440); Michael Dawson
(Juror 469); Angela Thorpe-Harris (Juror 495); Christopher Weinzapfel
(Juror 612); Phillip Rapp (Juror 968); Nancy Ramos (Juror 1025); and
Jay Kirby (Juror 1052). (RR13:205-06; RR15:114; RR16:76; RR19:225;
RR20:226; RR22:86; RR26:152, 341; RR27:153; RR28:133; RR32:90:
RR42:71; RR44:20; RR45:68).
Appellant was granted two additional strikes, which he used to
remove Nathan Sosa (Juror 1070) and James Martin (Juror 1190).
(RR46:34; RR50:47). Appellant later asked for, and was denied,
another additional strike to exercise on Jennifer Wilder, whom
Appellant identified as objectionable. (RR52:87). Since Appellant
received two extra peremptory challenges in addition to the fifteen
allotted by statute, he must show that the trial court erroneously denied
82
at least three of his challenges for cause to the other veniremembers
identified in Issues 9 through 23. See, e.g., Saldano, 232 S.W.3d at 93
(noting that Saldano would have to show 3 erroneous denials because
he received two extra peremptory strikes).
Issue 9: Rebecca Sands
Appellant challenged Rebecca Sands for cause because she
believed that “if a person committed something intentionally, that was
a greater state of mind than deliberately[.]” (RR13:133). Appellant
argued that Sands’s definition of intentional and deliberate would then
cause her to automatically answer the deliberateness special issue21
affirmatively. (RR13:133).
Deliberate/Intentional
During the State’s voir dire, the prosecutor explained the
deliberateness special issue. (RR13:90-91). He explained that
“[d]eliberate falls more than intentional, but short of premeditation.”
(RR13:91). Sands stated that she could “see the difference” between
the terms. (RR13:91).
21 For ease of the reader, the State will refer to the special issues as follows: “the
intellectual disability special issue” (Special Issue No. One); “the deliberateness
special issue” (Special Issue No. Two); “the future danger special issue” (Special
Issue No. Three); and, “the mitigation special issue” (Special Issue No. Four).
83
Upon questioning by the defense, Sands tried to articulate what
she, in her mind, understood the difference to be between intentional
and deliberate conduct. (RR13:117-18). She stated, “I guess deliberate,
to me, is more short-term than intentional. It’s like, a knee-jerk
reaction, but you knew what was going to happen.” (RR13:118). The
following exchange then took place:
[Defense Counsel]: Okay. So, in your mind, intentional is a
higher process of thought and deliberate is a little bit more
reactionary?
[Sands]: Yes. I think you can say that.
[Defense Counsel]: I think what you’re saying is, if it has
already been determined that this was done intentionally,
then it certainly was done deliberately.
[Sands]: Yes.
[Defense Counsel]: So if you were instructed that the person
had already been convicted of doing this intentionally, your
answer to Special Issue Number Two would, per your
definition, be automatically “yes” because of the instructions
of the Court?
[Sands]: Yes.
[Defense Counsel]: Okay. That’s what I want to know. A lot
of people feel that way. And there’s nothing wrong with it.
84
Isn’t this cruel, we don’t define these things and then we ask
you to define them?
But if that’s how you feel, that’s - - you’re fine, if that’s your
definition of deliberate, is something less than intentional.
So question number two would be answered “yes” for you,
because the Court’s instructed you that it was already
determined that it was an intentional act?
[Sands]: I would like to see more of the details.
[Defense Counsel]: I understand that. We’re just asking you
about your definitions.
[Sands]: Okay. That’s my definition.
(RR13:118-19). The above-mentioned exchange continued on for several
pages, with defense counsel repeatedly confirming Sands’ view that
“intentional” is a higher state of mind than “deliberate” while
simultaneously reassuring Sands that she was entitled to her opinion.
(RR13:119-24). Even when Sands appeared confused and stated, “I
don’t know where I’m at now[,]” defense counsel did not alleviate her
confusion, but merely stated:
I don’t want to confuse you. It’s just that, that is a strange,
archaic, dinosaur question from back in the day. A lot of
people have that issue. That’s why I’m asking you.
85
If the answer to Special Issue Number Two is “yes” for you, if
it’s an intentional act already, that’s fine. We just need to
know that.
And that’s your answer?
(RR13:120). Sands testified that she would “have to see more evidence”
but defense counsel cut her off, instructing that she was not asking how
Sands would vote, but rather was simply concerned with Sands’
definition of the terms. (RR13:122).
Importantly, at no point during the above-described exchange, did
defense counsel actually instruct Sands regarding the law or do
anything to correct her misunderstanding of the distinction between the
terms. As such, Sands was not subject to a challenge for cause based
on this exchange. See generally Threadgill, 146 S.W.3d at 667
(explaining that, before a prospective juror can be excused for bias, the
law must be explained to him and he must be asked whether he can
follow that law regardless of his personal views).
A review of the entirety of Sands’ voir dire shows that she
understood that there is, in fact, a distinction between the terms
intentional and deliberate. (RR13:89-93, 117-18, 120). Although she
may have confused legal terms when she was questioned by the defense,
86
the record reflects that she would not automatically answer the
deliberateness special issue in the affirmative.
Questionnaire
On appeal, Appellant points to Question 9 on Sands’
questionnaire, which asks, “For what crimes do you think a sentence of
life imprisonment is the proper punishment?” (Sands, Juror 46, Q p.3).
Sands wrote, “NA.” Appellant fails to state why Sands’ response makes
her challengeable. Regardless, Appellant did not challenge Sands based
on this answer at trial; therefore, this complaint is not preserved for
review. See Tex. R. App. P. 33.1(a) (providing that a timely specific trial
objection is prerequisite to presenting a complaint on appellate review).
Regardless, during voir dire, when asked to explain this answer, Sands
testified that “that’s hard to elaborate on, because I don’t know the
crime.” (RR13:112). She then agreed that life imprisonment may be
proper punishment on a murder case. (RR13:112).
Appellant has failed to show that the trial court abused its
discretion in denying his challenge for cause against Sands. Issue 9
should be overruled.
87
Issue 10: Dorce Jackson
Appellant challenged Jackson for cause for the following reasons:
(1) in her questionnaire, she wrote that a life sentence would be
appropriate in cases of self-defense or mental illness; (2) she would
place a burden on the defense to provide evidence in connection with the
mitigation special issue; and, (3) she would increase the burden of proof
on the intellectual disability special issue. (RR15:111-12).
Questionnaire
After questioning concluded, Appellant challenged Jackson for
cause because “in her questionnaire, she indicated that a life sentence
would only be appropriate where a person did not intend to do it or it
was self-defense or had some kind of mental illness.” (RR15:111). This
is a misstatement of Jackson’s answers in her questionnaire. On
Question 9, in response to a question asking “[f]or what crimes do you
think a sentence of life imprisonment is the proper punishment[,]?”
Jackson wrote, “maybe a crime of passion or when murder wasn’t
intended.” (Jackson, Juror 138, Q p.3). Jackson never mentioned self-
defense and she never mentioned mental illness. And, her response did
not indicate that murders involving crimes of passion and lack of intent
88
were the sole offenses that should be eligible for life imprisonment.22
Moreover, during questioning, Jackson testified that she “would agree”
with the statement that “the death penalty may not be appropriate in
some cases[.]” (RR15:40). She testified that she is “open to anything . .
. It just all depends.” (RR15:86).
Burden of Proof – Mitigation
Appellant challenged Jackson for cause on the basis of her
testimony that she would require the defense to present evidence or
convince her that Appellant should receive a life sentence. (RR15:111).
During the State’s voir dire, the mitigation special issue and the fact
that there was no burden of proof on this issue was explained to
Jackson. (RR15:70-76). Jackson indicated that she understood the
issue and responded in the affirmative when asked whether she could
consider mitigating evidence “whether it exists or not[.]” (RR15:81-82).
When she was questioned by the defense, the following exchange took
place:
[Defense Counsel]: Again, my question was: Would you
require the Defense - - this table over here, the Defense - - to
22Defense counsel referenced this question during voir dire, but, because it was in
the middle of a series of questions, Jackson never specifically answered him.
(RR15:86).
89
provide you or convince you that the person should receive a
life sentence instead of a death sentence?
[Jackson]: Would I want you to provide evidence to have a
life sentence instead of death?
[Defense Counsel]: Correct.
[Jackson]: But that’s where I’m confused. Because, based on
all of this - - going through the steps, wouldn’t I basically be
taking that into consideration the whole time?
You’re going to provide evidence and they are, too,
right?
[Defense Counsel]: Well, what I’m saying, on that issue,
nobody has a burden. What I’m asking you is: Would you
need - - in order for you to answer that question, would you
require the Defense to provide you with mitigation evidence
before you could answer Special Issue Number Four?
[Jackson]: Yes.
(RR15:109-10). The defense immediately concluded its questioning.
(RR15:110).
Jackson was not challengeable for cause on the basis of the above-
mentioned exchange. A veniremember is not challengeable for cause
simply because she will place the burden of proof on mitigation on the
defense. Saldano, 232 S.W.3d at 92.
90
Burden of Proof – Intellectual Disability Special Issue
During questioning, defense counsel reminded Jackson that the
defense bears the burden on the intellectual disability special issue.
(RR15:92). He asked Jackson what she thought about the fact that the
burden – preponderance of the evidence – was “a lower burden” than
beyond a reasonable doubt. (RR15:93). Jackson answered, “There
should be a preponderance of the evidence. I should be able to say I’m
clear on that.” (RR15:93). Defense counsel attempted to clarify
Jackson’s definition. The following exchange took place:
[Defense Counsel]: How clear would you want to be?
[Jackson]: Clear enough to say I feel good about it.
[Defense Counsel]: And if it’s more likely than not, is that
enough for you?
Or would you want “I want to be really sure. I want to be
sure beyond a reasonable doubt”?
[Jackson]: I want to be sure.
[Defense Counsel]: And sure, in your mind, does that also fit
into your definition of beyond a reasonable doubt? However
you view it. We can’t define it for you.
91
[Jackson]: Maybe, beyond a reasonable doubt is
preponderance or different. But the same kind of - -
[Defense Counsel]: I’m sorry?
[Jackson]: I said, they’re kind of the same. I want to be
clear either way.
(RR15:93-94). Defense counsel tried to understand whether Jackson’s
need to be “clear” was equivalent to a preponderance of the evidence or
beyond a reasonable doubt. (RR15:93-98). Jackson would not be pinned
down except to say that she would “want to be sure.” (RR15:95). There
is no evidence to suggest that Jackson would increase the burden on the
defense on this issue. Indeed, she testified that she “would want to
understand and be sure, based on whatever the criteria is.” (RR15:97)
(emphasis added).
Appellant has failed to show that the trial court abused its
discretion in denying his challenge for cause against Jackson. Issue 10
should be overruled.
Issue 11: David Darden
Appellant challenged Darden for the following reasons: (1) the
responses in his questionnaire show that Darden had already formed
the opinion that the appropriate punishment in this type of case was
92
the death penalty; and, (2) he believed that if a person was guilty of
capital murder, that person will always be a future danger. (RR16:72-
73).
Questionnaire
After questioning, the defense challenged Darden for cause based
on his responses to two questions on his questionnaire: Question 8 and
Question 11. (Darden, Juror 186, Q.p.3). Question 8 asks jurors “For
what crimes do you think the death penalty is the proper
punishment?” (Darden, Juror 186, Q p.3) (emphasis in original).
Darden wrote, “murder in the commission of crimes.” (Darden, Juror
186, Q p.3). Darden’s response does not reflect a bias against the law
or Appellant. To the contrary, Darden’s response was consistent with
the law. The law provides that the death penalty is available for
intentional murder committed in the course of committing or
attempting to commit certain specified offenses. See Tex. Penal Code
Ann. § 19.03(a)(2) (West Supp. 2015) (capital murder includes
intentional murder “in the course of committing or attempting to
commit kidnapping, burglary, robbery, aggravated sexual assault,
arson, obstruction or retaliation, or terroristic threat”).
93
Question 11 asks jurors whether they agree with the statement
that “‘The death penalty is reserved for those defendants that are such
a threat to society that even incarceration does not remove the
possibility of future violent acts.’” (Darden, Juror 186, Q p.3). Darden
wrote that he agreed with the statement and that “if his/her crimes are
that bad, death is appropriate in my mind.” (Darden, Juror 186, Q p.3).
As above, this response does not reflect a bias against the law or
Appellant and, in fact, was consistent with the law. In a death penalty
case, if the defendant is found guilty, jurors are asked to decide
“whether there is a probability that the defendant would commit
criminal acts of violence that would constitute a continuing threat to
society[.]” Tex. Code Crim. Proc. Ann. art. 37.0711, §3(b)(2) (West
Supp. 2015). Although the wording is slightly different, the statement
in Question 11 is essentially asking jurors whether they agree with the
law. Darden’s response indicated an agreement with – not bias against
– the law.
Future Dangerousness
Appellant also challenged Darden for cause because when he was
asked for “his personal views” regarding the future danger special issue,
94
Darden “indicated . . . once he’s been convinced that the person is guilty
of capital murder . . . and he was convinced that the person would be a
future danger, that he could never answer Special Issue Number Three
in a way that would result in a life sentence.” (RR16:73). This basis
for challenge is not completely clear. If a juror were to find, as counsel’s
challenge suggests, that a person is a “future danger,” then, following
his oath, the juror would answer the future danger special issue in the
affirmative. See Tex. Code Crim. Proc. Ann. art 37.0711(e) (West Supp.
2015). If a juror were to find that a person is a “future danger,” then,
following his oath, the juror would not answer the future danger special
issue in the negative, which would then result in a life sentence.
During the Defense’s voir dire, counsel asked multiple questions
about Darden’s feelings about voting for a convicted capital murderer to
receive a life sentence. (RR16:63-67). At no point, however, did he
explain the law and then ask whether Darden could set aside his
feelings and follow the law. See generally Threadgill, 146 S.W.3d at 667
(explaining that, before a prospective juror can be excused for bias, the
law must be explained to him and he must be asked whether he can
follow that law regardless of his personal views).
95
To the extent that any of Darden’s responses during the defense
voir dire may be interpreted as contradicting his responses during the
State’s voir dire, this Court should defer to the trial court’s resolution of
his responses. See Feldman, 71 S.W.3d at 744. The reviewing court
must give great deference to the trial court’s decision on a challenge for
cause based on the trial judge’s opportunity to observe the venire
member during voir dire. Id. When the record reflects that a prospective
juror vacillated or equivocated on his ability to follow the law, the
reviewing court must defer to the trial judge. Gardner, 306 S.W.3d at
295.
Appellant has failed to show that the trial court abused its
discretion in denying his challenge for cause against Darden. Issue 11
should be overruled.
Issue 12: Delores Sawyer
Appellant challenged Sawyer for cause because, on two occasions,
she testified that in deciding the mitigation special issue, she would
take Appellant’s facial expressions into account. (RR19:224-25).
During the State’s voir dire, in response to a line of questioning
96
regarding her ability to find that a person would not be a future danger,
the following exchange took place:
[Sawyer]: Because, once again, I haven’t heard all the facts.
I believe, if a person shows remorse or some sign of
rehabilitation, there’s a possibility that that may not occur
in future situations.
[Prosecutor]: Okay. Tell me what you mean by “remorse”.
[sic]
[Sawyer]: What I do, I pay a lot [of] attention to their
demeanor, the body language, if they appear to be
somewhat hostile or somewhat combative. You don’t have
to be verbal, as far as being combative or hostile. You can
look at a person’s body language, his or her eye contact. I’m
very good be [sic] reading someone.
I guess, it comes from my law enforcement training in the
past. Because, a lot of times in-law enforcement, you cannot
survive if you are not aware of a potential act or an attack
within the law enforcement environment. Not only do you
have to work in a law enforcement environment, it can
happen on your job. We see this everyday.
What just recently happened in Fort Hood. No one came to
work that day and think [sic] that they’re going to have an
adverse situation to deal with. So it just depends on a lot of
variables and factors. But the individual - - I don’t know
the history. It just kind of depends on what I find out about
that person. It doesn’t have to be verbal. Body language,
like I said. Showing some sign of remorse.
97
(RR19:179-80). During the defense’s voir dire, counsel questioned
Sawyer as follows:
[Defense Counsel]: Let me just ask you this: Do you feel
like that you would need to hear from the Defendant, to find
out if he had remorse for something, in a hypothetical case?
Would you need to hear how that person felt about it, before
you could consider a life sentence?
[Sawyer]: No. Like I said, the facts would have already
been presented. Like I said earlier, I would watch the
Defendant’s body language. He doesn’t have to say
anything. You can tell a lot about a person, whether or not
he is feeling remorse, by his body language. If you’re in a
court of law and the Defendant (demonstrating). [sic] If
you’re in a court of law and the Defendant is, like, just so
distraught by what has occurred - -
[Defense Counsel]: Okay. All right. So you can read ‘em,
kind of.
[Sawyer]: Yes.
[Defense Counsel]: Have you been able to read the
Defendant in this courtroom today?
[Sawyer]: Well, when I came in here, I was focusing over
here. I saw him. Now, I’m looking at him now. He seems
calm and - - I don’t want to use - - well, tranquil means the
same as calm. But he seems just calm. Not agitated, not - -
he doesn’t appear hostile to me.
98
[Defense Counsel]: Okay. So have you formed any opinions
about his character, in just observing him in court?
[Sawyer]: No, I have not. Once I hear the facts, I may.
But, at this point, no.
[Defense Counsel]: Okay. And how he reacts to whatever
he hears in court.
[Sawyer]: Yes.
(RR19:218-20). The prosecutor objected that the defense was “inviting
the juror to consider any facts and circumstances that would be outside
of the record.” (RR19:220). The objection was sustained. (RR19:220).
A defendant’s non-testimonial demeanor is not evidence subject to
reference by the State or the defense. See Good v. State, 723 S.W.2d
734, 736 (Tex. Crim. App. 1986)(discussing comment on defendant’s
demeanor by the State). It follows that jurors should not consider the
defendant’s non-testimonial demeanor. See Tex. Code Crim. Proc. Ann.
art. 38.08 (West 2005) (prohibiting any comment on the right of an
accused to remain silent or his failure to testify).
In this case, defense counsel never explained to Sawyer that if she
were selected as a juror, she would not be allowed to consider
Appellant’s non-testimonial demeanor. She never asked whether
99
Sawyer could set aside her desire to consider Appellant’s demeanor and
consider only the evidence properly presented. See Threadgill, 146
S.W.3d at 667.
On appeal, Appellant also challenges Sawyer because, in her
questionnaire, she indicated support for the death penalty; she thought
the death penalty was seldom used; and she agreed with a statement
that jurors should do what they believe is right, even if it is contrary to
the law. (Appellant’s Br. p.59). These complaints are not preserved for
review because they were not raised at trial. See Tex. R. App. P. 33.1(a)
(providing that a timely specific trial objection is prerequisite to
presenting a complaint on appellate review).
Appellant has failed to show that the trial court abused its
discretion in denying his challenge for cause against Sawyer. Issue 12
should be overruled.
Issue 13: Jonathan Henderson
Appellant challenged Henderson for cause because: (1) once he
found a person to be a future danger, the mitigation issue “would really
not be much to him”; and (2) he was evasive. (RR20:201-02).
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Future Dangerousness/Mitigation
Appellant challenged Henderson on the basis that he would
automatically assess the death penalty if he found that the murder was
committed deliberately and if the defendant was not intellectually
disabled and was a future danger. During the State’s voir dire, however,
Henderson testified that he was “[a]bsolutely” open to hearing evidence
in mitigation. (RR20:157). He affirmed that he would keep an open
mind and consider all evidence when deciding the mitigation special
issue. (RR20:163-64). He confirmed his understanding that there are
no “automatic answers.” (RR20:164).
During the defense’s voir dire, the following exchange took place:
[Defense Counsel]: Right. In a hypothetical situation, what
are your feelings about the person not receiving the death
penalty but receive [sic] a life sentence instead?
Do you have any feelings, either way?
[Henderson]: Yes, I do.
[Defense Counsel]: Tell me. What are they?
[Henderson]: With the hypothetical situation of a man or
woman or a person, I should say, committing that type of a
crime, it’s almost like an eye for an eye. If they can do it,
then they ought to be able to receive it.
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...
[Defense Counsel]: “You take a life, we take your life.”
What do you think about that?
[Henderson]: That’s when I say the facts have to be in line.
Because taking a life for a life, and all the facts are the
same, leading to that point, then it should be.
[Defense Counsel]: Then this should be the death penalty
instead of life?
Is that what you’re saying?
[Henderson]: Yes.
(RR20:174-76). Henderson did not testify that he would not consider
evidence in mitigation or that he would automatically answer the
special issues in a way that the death penalty would result. He
testified that “the facts have to be in line.” (RR20:175).
Defense counsel later returned to the subject and asked for
Henderson’s thoughts about a life sentence if the capital murder was
committed deliberately by a defendant who is not intellectually disabled
and is a future danger. (RR20:191). Henderson said that “[his] answer
right now would be no life sentence.” (RR20:191). At this point in
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