Opinion

United States v. Patrick McGuire

  • 835 F.3d 756
  • 2016 U.S. App. LEXIS 16063
  • 2016 WL 4527557
Court
Court of Appeals for the Seventh Circuit
Filed
Aug 30, 2016
Status
Published
On the bench
Rovner, Sykes, Hamilton
Nature of suit
criminal
Cited by
6 cases
Authority
More cited than 2.8%

The opinion

In the

United States Court of Appeals

For the Seventh Circuit

____________________

No. 15-2071

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

v.

PATRICK S. MCGUIRE,

Defendant-Appellant.

____________________

Appeal from the United States District Court

for the Southern District of Illinois.

No. 14-CR-30148-NJR-1 — Nancy J. Rosenstengel, Judge.

____________________

ARGUED MAY 24, 2016 — DECIDED AUGUST 30, 2016

____________________

Before ROVNER, SYKES, and HAMILTON, Circuit Judges

SYKES, Circuit Judge. Patrick McGuire pleaded guilty to a

single count of interfering with commerce by threat or

violence. At sentencing the district court classified McGuire

as a career offender under § 4B1.1(a) of the Sentencing

Guidelines, which increases the offense level if the defendant

has two prior felony convictions for a “crime of violence.”

U.S.S.G. § 4B1.1(a) (2014). “Crime of violence” is defined in

§ 4B1.2 and includes “any offense … that … is burglary of a

2 No. 15-2071

dwelling, arson, or extortion, involves use of explosives, or

otherwise involves conduct that presents a serious potential risk of

physical injury to another.” Id. § 4B1.2(a)(2) (emphasis added).

The emphasized text is known as the residual clause.

The district judge counted two of McGuire’s prior convic-

tions as crimes of violence, one of which—a conviction for

fleeing the police—qualified only under the residual clause.

With the career-offender enhancement in the mix, McGuire’s

Guidelines range increased from 63–78 months to 151–188

months. Citing McGuire’s extensive criminal history, the

judge imposed a 188-month sentence. In doing so she noted

her surprise that the government hadn’t asked for the statu-

tory maximum sentence of 20 years.

McGuire appeals, arguing that in light of Johnson v.

United States, 135 S. Ct. 2551 (2015), the residual clause in the

career-offender guideline is unconstitutionally vague. The

government agrees and confesses error. In a recent decision

circulated to the full court under Circuit Rule 40(e), we also

agreed and invalidated § 4B1.2(a)(2)’s residual clause as

unconstitutionally vague. United States v. Hurlburt,

No. 14-3611 (7th Cir. Aug. 29, 2016) (en banc).

Applying Hurlburt here, McGuire was wrongly classified

as a career offender. As in most cases involving miscalcula-

tion of a defendant’s Guidelines range, that error warrants

full resentencing.

I. Background

McGuire pleaded guilty to one count of interfering with

commerce by threat or violence, which carries a 20-year

maximum sentence. See 18 U.S.C. § 1951. At sentencing the

judge classified McGuire as a career offender based on two

No. 15-2071 3

prior felony convictions for crimes of violence. See U.S.S.G.

§ 4B1.1. As relevant here, one of the predicates for the career-

offender enhancement—a conviction for fleeing the police—

qualified under the residual clause of the crime-of-violence

definition in § 4B1.2(a)(2). Applying the enhancement sub-

stantially increased McGuire’s Guidelines sentencing range,

which jumped from 63–78 months to 151–188 months.

The government asked for a sentence at the high end of

the range, and the judge agreed that McGuire’s extensive

criminal history warranted at least that:

But, if anything, I think all of the defense ar-

guments in mitigation, they certainly don’t call

for anything below the [G]uidelines range.

And I’m actually a little surprised that the gov-

ernment isn’t seeking the statutory maximum

in this case because I think they would have all

the argument for why that is appropriate. 1

The judge sentenced McGuire to 188 months in prison and

3 years of supervised release.

II. Discussion

McGuire argues that the residual clause in the career-

offender guideline is unconstitutionally vague in light of the

Supreme Court’s decision in Johnson. Ordinarily our review

would be de novo. United States v. Boatman, 786 F.3d 590, 593

(7th Cir. 2015). But McGuire did not raise this challenge at

sentencing, so plain-error review applies instead. United

1 The judge’s assessment was based primarily on McGuire’s extensive

criminal history: Over the past three decades, he had been found guilty

of more than 50 offenses, including 15 felonies.

4 No. 15-2071

States v. Jenkins, 772 F.3d 1092, 1096 (7th Cir. 2014). That

standard requires McGuire to establish “(1) an error or

defect (2) that is clear or obvious (3) affecting the defendant’s

substantial rights (4) and seriously impugning the fairness,

integrity, or public reputation of the judicial proceedings.”

Id. at 1097 (quotation marks omitted).

In Johnson the Supreme Court invalidated the residual

clause in the Armed Career Criminal Act as unconstitution-

ally vague. 135 S. Ct. at 2563. The residual clause in the

career-offender guideline is identical. The government

agrees that Johnson’s holding applies to § 4B1.2(a)(2)’s resid-

ual clause and therefore confesses error in McGuire’s case.

In our recent decision in United States v. Hurlburt,

No. 14-3611, we accepted the government’s concession and

overruled our circuit precedent in United States v. Tichenor,

683 F.3d 358 (7th Cir. 2012), which held that the Sentencing

Guidelines are immune from vagueness challenges. Slip op.

at *3, 17 (7th Cir. Aug. 29, 2016) (en banc). Applying Johnson,

we held that the residual clause in the career-offender

guideline is unconstitutionally vague. 2 Id.

Hurlburt resolves the central issue in this case. Relying on

an unconstitutional guideline to calculate McGuire’s Guide-

lines range is plain error. See Henderson v. United States,

133 S. Ct. 1121, 1130 (2013) (explaining that “whether a legal

question was settled or unsettled at the time of trial, ‘it is

enough that an error be plain at the time of appellate consid-

2 The Sentencing Commission amended the career-offender guideline to

remove the residual clause in light of Johnson v. United States, 135 S. Ct.

2551 (2015); the amendment became effective August 1, 2016. See 81 Fed.

Reg. 4741, 4742 (2016).

No. 15-2071 5

eration’” (quoting Johnson v. United States, 520 U.S. 461, 468

(1997))).

The question remains whether the Johnson error “affected

[McGuire’s] substantial rights.” United States v. Goodwin,

717 F.3d 511, 520 (7th Cir. 2013). To satisfy the prejudice

requirement of plain-error review, a defendant typically

must “‘show a reasonable probability that, but for the error,’

the outcome of the proceeding would have been different.”

Molina-Martinez v. United States, 136 S. Ct. 1338, 1343 (2016)

(quoting United States v. Dominguez Benitez, 542 U.S. 74, 76,

82 (2004)). “When a defendant is sentenced under an incor-

rect Guidelines range[,] … the error itself can, and most often

will, be sufficient to show a reasonable probability of a

different outcome absent the error.” Id. at 1345 (emphasis

added).

There’s no question that McGuire was sentenced under

an incorrect Guidelines range: Without the career-offender

enhancement, McGuire’s range drops from 151–188 months

to 63–78 months. That’s obviously a substantial difference,

and McGuire asks us to remand for full resentencing. Here’s

where the parties’ positions diverge. The government argues

that in light of the judge’s comments at sentencing, it’s

unclear whether she would have chosen a different sentence

had she properly calculated McGuire’s Guidelines range.

Specifically, the judge noted that she was “actually a little

surprised that the government isn’t seeking the statutory

maximum in this case because … they would have all the

argument for why that is appropriate.” The government

urges us to order a limited remand similar to the procedure

we adopted in United States v. Paladino, 401 F.3d 471 (7th Cir.

2005).

6 No. 15-2071

The Paladino remand was devised in the wake of United

States v. Booker, 543 U.S. 220 (2005), to determine whether a

sentencing judge’s misunderstanding of the Guidelines’

legal effect implicated the defendant’s substantial rights—in

other words, whether the judge would have imposed a

different sentence had he known that the Guidelines were

merely advisory. Paladino, 401 F.3d at 483. In holding that a

limited remand was the appropriate remedy, we empha-

sized the unique circumstances that necessitated this solu-

tion. We explained:

[U]nless any of the judges in the cases before

us had said in sentencing a defendant pre-

Booker that he would have given the same sen-

tence even if the [G]uidelines were merely ad-

visory … , it is impossible for a reviewing court

to determine—without consulting the sentencing

judge … —whether the judge would have done

that.

Id. at 482. Accordingly, we fashioned a limited-remand

procedure “to permit the sentencing judge to determine

whether he would (if required to resentence) reimpose his

original sentence.” Id. at 484.

Consistent with its origins, a Paladino remand is generally

not appropriate when the judge’s sentencing error involves a

miscalculation of the defendant’s Guidelines range as op-

posed to a misunderstanding of the Sentencing Guidelines’

legal effect. United States v. Williams, 742 F.3d 304, 307 (7th

Cir. 2014); see also United States v. Adams, 746 F.3d 734, 743

(7th Cir. 2014). “When a district court incorrectly calculates

the [G]uideline[s] range, we normally presume the improp-

erly calculated [G]uideline[s] range influenced the judge’s

No. 15-2071 7

choice of sentence, unless he says otherwise.” Adams,

746 F.3d at 743. That presumption follows naturally from the

Guidelines’ centrality to the sentencing process: “The Guide-

lines inform and instruct the district court’s determination of

an appropriate sentence. In the usual case then, the systemic

function of the selected Guidelines range will affect the

sentence.” Molina-Martinez, 136 S. Ct. at 1346.

Of course the presumption can be overcome. See id. (“The

sentencing process is particular to each defendant, of course,

and a reviewing court must consider the facts and circum-

stances of the case before it.”). We have sometimes ordered a

Paladino-style limited remand in cases involving miscalcula-

tion of the defendant’s Guidelines range when the sentence

imposed fell either within or below the correct range, creat-

ing ambiguity about whether the miscalculation actually

affected the defendant’s sentence. See United States v. Max-

well, 724 F.3d 724, 728–29 (7th Cir. 2013); United States v.

Billian, 600 F.3d 791, 794–95 (7th Cir. 2010). But it remains

“[o]ur normal practice … to presume that the improperly

calculated [G]uidelines range influenced the choice of sen-

tence unless the judge said otherwise at sentencing.”

Williams, 742 F.3d at 307.

McGuire’s sentence (188 months) falls far above the cor-

rect range (63–78 months), so there’s no ambiguity on that

front. And the judge did note that she was surprised the

government had not requested the statutory maximum of

20 years. However, she also explicitly cited McGuire’s

(miscalculated) Guidelines range to justify the 188-month

sentence: “[I]f I look at the [G]uidelines … as I must, I think

a high end sentence … will be sufficient.” On this record we

see no reason to depart from the usual presumption that the

8 No. 15-2071

judge’s miscalculation of McGuire’s Guidelines range influ-

enced her choice of sentence. And to the extent that the

miscalculation resulted in a higher Guidelines range, it

seriously affected the integrity of the proceedings. See United

States v. Garrett, 528 F.3d 525, 530 (7th Cir. 2008).

Accordingly, we VACATE McGuire’s sentence and

REMAND for full resentencing.

No. 15‐2071  9

HAMILTON, Circuit Judge, concurring. While I dissented in

United States v. Hurlburt, No. 14‐3611, — F.3d — (7th Cir. 2016)

(en banc), it is now the law of the circuit. As Judge Sykes ex‐

plains, it requires a remand in this case for re‐sentencing. On

remand, however, the district judge will have the power and

the right to impose the same sentence she did in the first place.

See Hurlburt, slip op. at 25–26, — F.3d at — (Hamilton, J., dis‐

senting).  The  advice  from  the  Sentencing  Guidelines  will  be

different on remand, but that should not necessarily change

the judgeʹs assessment of the relevant sentencing factors un‐

der 18 U.S.C. § 3553(a). In particular, the criminal history pro‐

visions  in  the  Guidelines  have  always  been  somewhat  arbi‐

trary.  (For  example,  a  defendant  receives  the  same  three

points  for  a  bar  fight  that  produced  a  fourteen‐month  sen‐

tence  and  a  first‐degree  murder  conviction.  See  U.S.S.G.

§ 4A1.1.) That’s why the Guidelines have always encouraged

departures on the basis that a defendant’s guideline calcula‐

tion  of  criminal  history  is  under‐  or  over‐representative.

U.S.S.G. § 4A1.3. On remand, the judge needs to exercise her

judgment under § 3553(a).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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