“When an expert opinion is not supported by sufficient facts to validate it in the eyes of the law, or when indisputable record facts contradict or otherwise render the opinion unreasonable, it cannot support a jury’s verdict.”
How later courts described this case
- “When an expert opinion is not supported by sufficient facts to validate it in the eyes of the law, or when indisputable record facts contradict or otherwise render the opinion unreasonable, it cannot support a jury’s verdict.”
- holding that the special master did not abuse his discretion in refraining from conducting a hearing when the petitioner’s expert “based his opinion on facts not substantiated by the record”
- the assumption of an expert about the accuracy of a fact witness’s testimony does not “substantiate” the fact witness’s testimony
- “An expert opinion is no better than the soundness of the reasons supporting it.”
Written by the judges who cited it.
The opinion
In the United States Court of Federal Claims
OFFICE OF SPECIAL MASTERS
*********************
STEVEN MCGEHEE, *
* No. 14-1020V
Petitioner, * Special Master Christian J. Moran
*
v. * Filed: November 6, 2015
*
SECRETARY OF HEALTH * Onset of neurologic problems
AND HUMAN SERVICES, *
*
Respondent. *
*********************
Nancy R. Meyers, Ward Black Law, Greensboro, NC, for petitioner;
Glenn A. MacLeod, United States Dep’t of Justice, Washington, DC, for
respondent.
RULING FINDING FACTS1
The petitioner, Steven McGehee, alleges that an influenza vaccine injured
his nerves. Mr. McGehee more specifically alleges he suffered transverse myelitis
or polyradiculitis. Pet. ¶¶ 8-9, 11. He seeks compensation pursuant to the National
Childhood Vaccine Injury Compensation Program, 42 U.S.C. § 300aa–10 through
34 (2012).
The Secretary maintains that Mr. McGehee is not entitled to compensation
for several reasons. The Secretary asserts that Mr. McGehee has not established
that he suffers from either transverse myelitis or polyradiculitis. Resp’t’s Rep.,
filed April 6, 2015, at 7-9. Additionally and importantly for the present ruling, the
Secretary and Mr. McGehee disagree about when Mr. McGehee first started to
1
The E-Government Act of 2002, Pub. L. No. 107-347, 116 Stat. 2899, 2913 (Dec. 17,
2002), requires that the Court post this ruling on its website. Pursuant to Vaccine Rule 18(b), the
parties have 14 days to file a motion proposing redaction of medical information or other
information described in 42 U.S.C. § 300aa-12(d)(4). Any redactions ordered by the special
master will appear in the document posted on the website.
suffer symptoms associated with a neurologic problem. To resolve these factual
disputes, a hearing was held to receive testimony from percipient witnesses. See
Campbell v. Sec'y of Health & Human Servs., 69 Fed. Cl. 775, 779-80 (2006). Mr.
McGehee and a former girlfriend testified.2 Following the submission of one
additional document, the matter is ready for adjudication.
Basic Chronology of Undisputed Facts
Mr. McGehee was born in February 1965. At the age of 32, he was
diagnosed with an enlarged prostate. Exhibit 3 at 2.
In 2011, Mr. McGehee was working as an electrician at Moses Cone
Hospital. Exhibit 4 at 4, Tr. 35. At Moses Cone, Mr. McGehee received a dose of
the flu vaccine on October 24, 2011. Exhibit 1 at 3.
A few months before Mr. McGehee received the flu vaccine, he began
dating a woman who also worked at Moses Cone. Tr. 13, 25, 105. Mr. McGehee
and his former girlfriend recall that he had burning feelings in his saddle region,
particularly after intimate relations. Tr. 13-14, 108, 114. They both recalled that
Mr. McGehee’s problem was present by Thanksgiving 2011. Id.
The relationship between Mr. McGehee and his girlfriend ended shortly after
his birthday in February 2012. The burning in his saddle region and the way that
he responded to that pain contributed to the end of the relationship. Tr. 13-15, 20,
36-38, 43, 122.
Mr. McGehee saw a doctor for the first time after receiving the flu vaccine
on December 20, 2011. Exhibit 2 at 10. His next doctor’s visit, which was on
February 21, 2012, was similar. Id. at 9. At both appointments, Mr. McGehee told
Dr. Fagan that he was suffering from head congestion. Id. at 9-10. Mr. McGehee
did not tell Dr. Fagan about any pain in his saddle region at either appointment.
On March 19, 2012, Mr. McGehee returned to Dr. Fagan. On this occasion,
Dr. Fagan recorded that Mr. McGehee “complains of a burning pain involving his
scrotal and pelvic area as well as his left flank over the past one to 2 weeks. He
has burning on urination at times[.]” Exhibit 2 at 8.
2
The name of Mr. McGehee’s former girlfriend is not relevant.
2
Mr. McGehee provided a relatively similar history to a urologist on April 30,
2012. Dr. Dahlstedt recorded “[o]ver past 2 months or so, he has had persistent
burning in his perineum and scrotal area[.]” Exhibit 3 at 1.
Dr. Fagan’s March 19, 2012 record and Dr. Dahlstedt’s April 30, 2012
record point to an onset of burning at around the end of February or beginning of
March 2012. In contrast, Mr. McGehee’s memory places the onset at least three
months earlier, November 2011. This is the crux of the dispute: when did Mr.
McGehee first experience problems burning in his saddle region.
Standards for Adjudication
The standards for resolving findings of fact are sufficiently established that
they need not be repeated here. For a detailed account, see Bayless v. Sec'y of
Health & Human Servs., No. 08-679V, 2015 WL 638197, at *2 (Fed. Cl. Spec.
Mstr. Jan. 15, 2015).
Assessment of Witnesses
Both Mr. McGehee and his former girlfriend were credible witnesses. They
were willing to provide information about what is usually a private topic. Mr.
McGehee responded to questions as best as his memory would allow. His former
girlfriend appeared to answer questions spontaneously and without pretense.
Analysis
I find that Mr. McGehee began to feel burning in his saddle region around
November 15, 2011. The witnesses’ oral testimony was sufficiently compelling to
overcome the presumption that attaches to medical records created
contemporaneously with the events that they are describing.
The finding that the burning in Mr. McGehee’s saddle region started around
November 15, 2011 is based on the chronology of the dating relationship between
Mr. McGehee and his former girlfriend. They had had sex without any problems
for a few weeks before sex became very painful for him. Tr. 108. Although
neither was sure when intercourse was first painful, both stated that by
Thanksgiving, sex was painful. Tr. 14, 113. Ejaculating increased Mr. McGehee’s
pain, but Mr. McGehee also had pain apart from intercourse. Tr. 13-15.
After at least one dramatic episode, Mr. McGehee’s girlfriend urged him to
go to the emergency room. Tr. 37. Based upon her training as a nurse, she
3
believed that the burning sensation originated in his neurologic system. Tr. 15-16;
see also Tr. 23 (experience as a nurse). Mr. McGehee refused to seek medical
assistance because he was embarrassed because of the personal nature of his
problems. Tr. 14, 36.
The burning in Mr. McGehee’s saddle region was his primary, but not
exclusive, problem. He also felt burning in his feet. Tr. 35-36. Whether the
burning started in his feet and radiated up to his pelvis or whether the burning
started in his pelvis and radiated down is not clear. See Tr. 20, 28, 36. Mr.
McGehee also frequently experienced pain or burning when urinating. Tr. 21.
Less frequently, he experienced a sensation of rectal fullness. Id. There was also
some problem in his fingertips. Tr. 28. Overall, Mr. McGehee had good days and
bad days. Tr. 29.
Although the onset of Mr. McGehee’s problems was in November 2011, he
did not tell Dr. Fagan about his problems when Mr. McGehee saw him for sinus
congestion in December 2011 and February 2012. Exhibit 2 at 9-10, Tr. 49, 73-75.
Again, Mr. McGehee’s embarrassment made him reluctant to confide in Dr. Fagan.
In his testimony, Mr. McGehee recognized that in hindsight, he should have sought
medical attention months earlier when his girlfriend suggested that plan. Tr. 47.
Mr. McGehee finally disclosed the burning in his saddle region to Dr. Fagan
in March 2012. Exhibit 2 at 8. The Secretary relies upon the portion of the record
that states Mr. McGehee “complains of a burning pain involving his scrotal and
pelvic area . . . over the past one to 2 weeks.” Exhibit 2 at 8. This record is
presumptively accurate. Cucuras v. Sec’y of Health & Human Servs., 993 F.2d
1525, 1528 (Fed. Cir. 1993).
However, in the hearing, Mr. McGehee provided a persuasive basis for
finding that Dr. Fagan’s record was not accurate. Mr. McGehee explained that he
told a woman who worked in Dr. Fagan’s office as a nurse that he was having a
burning problem in his saddle region for four or five months. The woman,
according to Mr. McGehee’s recollection, told him that he should have sought
medical attention after a week or two. Tr. 44-48, 83, 118.
It appears that the retort from the nurse may have influenced the history that
Mr. McGehee gave to Dr. Fagan. By all accounts, Mr. McGehee was already
seeking medical attention for a private matter reluctantly and then he perceived
that the nurse criticized him. To avoid a similar rebuke from the doctor, Mr.
McGehee told Dr. Fagan about his problems and supplied a chronology that
4
aligned with the nurse’s expectation.3 Thus, it is more-likely-than-not that Dr.
Fagan accurately recorded inaccurate information.
In any event, Dr. Fagan’s March 19, 2012 record is one record that must be
placed into context with other evidence. This other evidence includes the
testimony from Mr. McGehee and his former girlfriend, which, as described above,
was compelling. In addition, in March 2013, Mr. McGehee told Dr. Willis that he
received a flu shot before the start of his symptoms, exhibit 4 at 4, and in April
2013, Mr. McGehee told Dr. Runheim that he was having pain for 18 months.
Exhibit 5 at 2, see also Tr. 54-55, 134-35. While Mr. McGehee was not providing
a history of contemporaneous events in this portion of Dr. Willis’s and Dr.
Runheim’s record, see Shapiro v. Sec’y of Health & Human Servs., 101 Fed. Cl.
532, 539 (2011) (discussing meaning of contemporaneous), mot. for recons. denied
after remand, 105 Fed. Cl. 353 (2012), aff’d, 503 F. Appx. 952 (Fed. Cir. 2013),
Mr. McGehee’s reports to these doctors provide some ancillary support for his
testimony.
Conclusion
The parties are ordered to provide these findings of fact to any expert whom
they have retained to testify. Expert opinion inconsistent with these findings of
fact is not likely to be persuasive. See Burns v. Sec’y of Health & Human Servs.,
3 F.3d 415, 417 (Fed. Cir. 1993) (holding that the special master did not abuse his
discretion in refraining from conducting a hearing when the petitioner’s expert
“based his opinion on facts not substantiated by the record”); Brooke Group Ltd. v.
Brown & Williamson Tobacco Corp., 509 U.S. 209, 242 (1993) (“When an expert
opinion is not supported by sufficient facts to validate it in the eyes of the law, or
when indisputable record facts contradict or otherwise render the opinion
unreasonable, it cannot support a jury’s verdict.”); Perreira v. Sec’y of Health &
Human Servs., 33 F.3d 1375, 1376 n.6 (Fed. Cir. 1994) (“An expert opinion is no
better than the soundness of the reasons supporting it.”); see also Bradley v. Sec’y
of Health & Human Servs., 991 F.2d 1570, 1574 (Fed. Cir. 1993) (the assumption
of an expert about the accuracy of a fact witness’s testimony does not
“substantiate” the fact witness’s testimony).
3
Mr. McGehee testified that he told Dr. Fagan that his problems had been going on for
months. Tr. 83-84. However, it seems rather unlikely that Dr. Fagan would hear “four or five
months,” but write “one or two weeks.”
5
A status conference is set, sua sponte, for December 9, 2015, at 2:00 P.M.
Eastern Time. The parties should be prepared to propose the next step in this
case.
Any questions may be directed to my law clerk, Dan Hoffman, at
(202) 357-6360.
IT IS SO ORDERED.
s/ Christian J. Moran
Christian J. Moran
Special Master
6