Opinion

Soto v. The Board of Fire and Police Commissioners

  • 989 N.E.2d 1109
  • 2013 IL App (2d) 120677
Court
Appellate Court of Illinois
Filed
Mar 21, 2013
Status
Published
Cited by
2 cases
Authority
More cited than 52.0%

The opinion

ILLINOIS OFFICIAL REPORTS

Appellate Court

Soto v. Board of Fire & Police Commissioners, 2013 IL App (2d) 120677

Appellate Court RAYMOND E. SOTO, Plaintiff-Appellant, v. THE BOARD OF FIRE

Caption AND POLICE COMMISSIONERS OF THE CITY OF ST. CHARLES,

ILLINOIS, and its Members, JAMES N. URHAUSEN, CRAIG A.

LIVERMORE, DONALD L. HAINES, and SANDRA S. WRIGHT,

Defendants-Appellees.

District & No. Second District

Docket No. 2-12-0677

Filed March 21, 2013

Held The trial court’s order affirming the decision of defendant board of fire

(Note: This syllabus and police commissioners rescinding an offer of a full-time firefighter

constitutes no part of position to plaintiff lacked factual findings sufficient for judicial review;

the opinion of the court therefore, the order was reversed and the cause was remanded to allow

but has been prepared the board to make and issue such findings.

by the Reporter of

Decisions for the

convenience of the

reader.)

Decision Under Appeal from the Circuit Court of Kane County, No. 11-MR-556; the Hon.

Review Thomas E. Mueller, Judge, presiding.

Judgment Reversed and remanded.

Counsel on Steven T. Mann, of Law Office of Steven T. Mann, of Warrenville, for

Appeal appellant.

John C. Broihier, of Naperville, for appellees.

Panel JUSTICE JORGENSEN delivered the judgment of the court, with

opinion.

Presiding Justice Burke and Justice Hudson concurred in the judgment

and opinion.

OPINION

¶1 Plaintiff, Raymond E. Soto, appeals the trial court’s May 22, 2012, decision affirming

the decision of defendant, the Board of Fire and Police Commissioners of the City of St.

Charles (Board), to rescind the Board’s offer of a full-time firefighter position to plaintiff.

Plaintiff requests that we reverse the trial court and remand for further proceedings or

discovery. For the following reasons, we reverse and remand.

¶2 I. BACKGROUND

¶3 In February 2004, Soto began working for the St. Charles fire department as a paid, on-

call firefighter and paramedic. On October 24, 2008, Soto filed an application for a full-time

firefighter position. The 12-page application for employment reflects that Soto served eight

years in the United States Marine Corps, and was honorably discharged therefrom in

February 2000. Thereafter, Soto obtained an associate’s degree in nursing, received training

in “CPR, paramedic, pediatric advanced life support, international trauma life support, [and]

advanced cardiac life support,” and held a “paramedic, firefighter II” professional license.

The application also reflects that Soto took civil service exams for fire departments in

Carpentersville and Sugar Grove, but that the Sugar Grove list had expired. The application

asked whether Soto was ever placed on a civil service list and then subsequently either not

hired or rejected. He answered “no.”

¶4 The application included a section requesting Soto’s employment history for the past 10

years, with his present and most recent jobs to be listed first. Soto listed two jobs as being

presently held, with First Care Ambulance Service and the St. Charles fire department,

followed by six former positions. Soto listed eight references and wrote a statement that “the

challenges and rewards I have experienced serving the city of St. Charles [have] given me

a sense of pride I have not felt since my military service. I have dedicated my efforts to

achieving the training and licenses to become an asset to the team and community I have the

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privilege to serve.” Finally, Soto submitted to the Board his resume, which listed the

following as his three most recent employers: Elgin Medi Transport Inc. (paramedic from

“7/10-Present”), the St. Charles fire department, and First Care Ambulance Service.

¶5 Also in the fall of 2008, Soto took the Board’s written examination for full-time

firefighter-paramedic employment. Before those results were posted, on May 6, 2009, the

Board interviewed Soto regarding the full-time firefighter position. On June 1, 2009, the

Board posted the final eligibility register: Soto placed third out of 19 candidates, with a score

of 97.015.1

¶6 On May 19, 2011, the City of St. Charles eliminated its paid, on-call program. However,

on May 23, 2011, the Board offered Soto a probationary appointment as a firefighter

paramedic, “conditioned upon successfully passing” a psychological examination,

background investigation, medical examination, functional capacity evaluation, and drug

screen. The offer letter advised Soto that the starting salary for the position was $53,962, and

enclosed were forms for him to complete and bring with him to his orientation. “Your start

date will be determined and is specifically conditioned upon passage of all the

aforementioned examinations.” Soto was advised that he would be contacted by Denice

Brogan of the City’s human resources department to schedule postoffer testing, confirm the

start date, and coordinate his orientation.

¶7 On June 16, 2011, Detective Andrew Lamela wrote a memorandum regarding his

background investigation of Soto. That memorandum and accompanying documentation in

the record reflects that Soto has no criminal history. Further, Soto received multiple medals

and commendations in the Marine Corps.

¶8 Lamela briefly summarized that in February 2010 Soto was interviewed by the Geneva

police department after he had allowed a friend’s adult daughter, who was intoxicated, to

spend the night at his house. Soto and the woman went to sleep in separate rooms; at some

point, however, the two slept, fully clothed, in the same bed. The next day, the woman went

to the hospital for unexplained bruises and pain and bleeding in her rectal area. The woman

“was insistent that she was not accusing Soto of performing a sex act upon her,” but she

could not explain her injuries. The woman never accused Soto of sexual assault and later

became uncooperative. Soto confirmed that there was no sexual contact between himself and

the woman, and he was cooperative with questioning. No charges were filed against him.

¶9 On June 16, 2011, Lamela interviewed Soto regarding the position. He noted that Soto’s

“appearance was casual.” Lamela reviewed with Soto his credit and military history, and they

discussed why Soto wished to be a firefighter. They further discussed the aforementioned

Geneva police report; Soto noted that (despite no charges having been filed) he had informed

his supervisor at the St. Charles fire department of the incident. Lamela’s report next states:

“I asked [Soto] if he was going to continue to work at First Care Ambulance if he was hired

with the St. Charles Fire Department. [Soto] stated that he would resign from First Care

Ambulance if he was hired full time with the St. Charles Fire Department. I advised that I

had no further questions for [Soto] and ended the interview.”

1

The top four scores were 99.600; 97.765; 97.015 (Soto); and 92.960.

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¶ 10 Lamela’s June 16, 2011, memorandum summarized his interviews with three of Soto’s

neighbors and, on September 21, 2011, Lamela amended his report to include summaries of

additional interviews he conducted with persons who know Soto. We summarize below the

interviews from both reports:

NAME RELATIONSHIP COMMENTS

1 Dawn Vance Neighbor Has known Soto for six years. Soto is very friendly,

respectful, and always willing to help his

neighbors. Soto helped Vance install a new shed

door. He is very proud of his military service. Soto

has never caused any trouble in the neighborhood,

Vance is happy to have Soto as a neighbor, and she

had nothing negative to say about him.

2 Ron Vial Neighbor Does not know Soto personally, but has seen him in

the neighborhood. Soto has never caused any

problems in the neighborhood, and Vial had

nothing negative to say about him.

3 Scott McNees Neighbor Does not know Soto personally, but has seen him in

the neighborhood and they exchange greetings.

Soto has never caused any problems in the

neighborhood, and McNees had nothing negative to

say about him.

4 Greg Present employer Has supervised Soto for one year. When asked if he

Ingraham and Supervisor/ had received any complaints against Soto,

First Care Ingraham stated that he has received complaints

Ambulance only from Soto’s female coworkers. He stated that

Soto has a bad attitude toward his female

coworkers when he is partnered with them. Soto

has been known for talking down to them. and

ignoring their input when they have “on-calls.”

Ingraham stated that Soto had been disciplined for

his actions toward his female coworkers and had

been suspended for not completing his continuing

education. Ingraham stated that, if assigned to work

with a female coworker, Soto would not be fine to

work with. Ingraham believes that Soto is not a

hard worker, that he does only what he needs to do

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to get by, and that he is hard-headed and not much

of a “people person.” Ingraham stated that, if kept

away from female coworkers, Soto might be “ok”

as a firefighter. Soto has never been tardy and is

always punctual.

5 Derek Piec Present Employer Piec was Soto’s paid, on-call lieutenant and has

and Supervisor/ known Soto for about 10 years. Piec stated that,

St. Charles Fire while he served as Soto’s supervisor, Soto was

Department never late and never missed a day of work. He

never received any complaints against Soto, and he

described Soto as outgoing and a hard worker. He

does not know of any shortcomings Soto might

have. Soto has never been disciplined. Piec said

that Soto would do well as a St. Charles firefighter

and Piec had nothing negative to say about Soto.

6 Kevin Present Has known Soto since Soto began working as a

Christensen Employer/St. paid, on-call firefighter (in 2004). Soto has a good

Charles Fire work ethic and completes all assignments.

Department Christensen described Soto as a hard worker and a

“good guy.” Christensen did not know of any

shortcomings Soto might have, he believes Soto is

a hard worker and would make a good firefighter,

and he would be glad to have Soto in his

department. Christensen did not have anything

negative to say about Soto.

7 Anthony Present Centimano has worked with Soto for a few years.

Centimano Employer/St. Soto is a “good guy” and very hard worker, never

Charles Fire complains, and is very intelligent. Soto does not

Department have any shortcomings, he would be a good

firefighter, and Centimano did not have anything

negative to say about Soto.

8 Tony Cavallo Present Cavallo has known Soto for around six years and

Employer/St. worked with him at the fire department. He

Charles Fire described Soto as a “great guy” and a hard worker

Department who follows orders without questions. Cavallo

stated that Soto has good character and is always

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willing to work, and he did not have anything

negative to say about Soto. When asked whether he

knew of any shortcomings Soto might have,

Cavallo stated that, as a former Marine, Soto

sometimes has “that type of attitude” and does not

always look at other ways to do things, but that

“this is not a bad thing.”

9 George Former neighbor Koczwara has known Soto for about five years and

Koczwara used to be his neighbor. Koczwara described Soto

as a “very good guy,” outgoing and friendly, with

no known shortcomings. Koczwara said that Soto

has always wanted to become a firefighter, is very

dedicated to becoming one, takes orders well, has a

great attitude, and is very enthusiastic. He believed

Soto would make a great firefighter and he did not

have anything negative to say about him.

10 Jamie Friend Schindlbeck has known Soto for about 25 years;

Schindlbeck they met in grade school have been friends ever

since. He stated that Soto is a great person, trusting,

always willing to help, a best friend, and has no

shortcomings. Schindlbeck stated that Soto would

“do great” as a firefighter because he is very

passionate about wanting to be a firefighter. He had

nothing negative to say about Soto.

11 Richard Friend’s Father McLaughlin explained that his son and Soto grew

McLaughlin up together, and that he has known Soto for about

30 years. He described Soto as a “good guy,”

easygoing, and a nice person who gets along with

everyone. Soto has no known shortcomings.

McLaughlin stated that Soto has been looking

forward to the opportunity of becoming a

firefighter for a long time, and he would be a good

firefighter because he is very dedicated to the job.

McLaughlin had nothing negative to say about

Soto.

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12 Kevin Renner Friend Renner has known Soto since grade school, and

they have been friends ever since. Soto is goal-

driven, disciplined, hard working, fun loving, and

someone who knows right from wrong. He remains

calm and handles pressure well. When asked if he

knows of any shortcomings Soto might have,

Renner stated that Soto sometimes needs to have

instructions reiterated and might ask for

clarification, but, “once he gets it, he gets it.”

Renner said Soto would be an amazing firefighter

and has always wanted to become one. Renner had

nothing negative to say about Soto.

¶ 11 According to Soto’s complaint, on July 13, 2011 (prior to Lamela’s amended report, such

that only the interviews with neighbors had been conducted), Brogan contacted Soto and

informed him that he was being denied a full-time position, most likely due to the results of

his background check. After repeated inquiries, the specifics remained unexplained and, so,

on August 18, 2011, Soto filed an administrative review action in Kane County. Soto’s

counsel was then informed that a decision regarding Soto’s employment was still pending.

Accordingly, on October 5, 2011, Soto voluntarily dismissed the Kane County lawsuit.

¶ 12 The next day, on October 6, 2011, Lamela amended his report for a second time. The

second amended report states that Lamela was informed by his commander (to whom the

memorandum was also addressed) that Soto was presently employed by Elgin Medi

Transport (which Soto had listed as a present employer on his resume, but not the

application). Lamela informed his commander that this was “new information.” Lamela

informed his commander that, when he first interviewed Soto, he asked Soto if the

application was updated and whether he wished to make any changes (although this is not

reflected in the initial memorandum). Soto did not offer any changes and, after going through

the application, Soto did not make any changes. Further, Lamela noted that, in the initial

interview, Soto was asked whether he would resign from First Care Ambulance if offered a

firefighter position. Soto “at no point informed me that he was not employed with First Care

Ambulance during this background investigation. [Soto] also never provided me with his

current employment information even after I asked him if he wanted to update his

application.” Lamela then interviewed two persons at Elgin Medi Transport, who stated as

follows:

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NAME RELATIONSHIP COMMENTS

1 Thomas Owner of Elgin Medi Soto has never been the subject of discipline or the

Crawford Transport target of an internal investigation, although, in

June 2011, he was written up for being late to

work on two occasions. Overall, Crawford

believed Soto would be a good addition to the fire

station. He explained that Soto would not be the

first guy to clean the truck, but that he would do so

if asked. He thought Soto would feel comfortable

with the firehouse atmosphere. Crawford said that

Soto had never been in trouble with his agency,

and that he did not know why Soto would not have

informed Lamela of his employment there.

Crawford said that Soto would not be promotable

within his agency, because physical appearance

means a lot and Soto does not pay attention to his

personal appearance. “There are some employees

who shine their shoes before coming to work, and

there are some employees who scrape their shoes

before coming to work.” Soto is the latter.

Crawford had not worked on an ambulance for a

few years and, because he would not know what it

was like to work with Soto, he told Lamela to

speak with Soto’s supervisor.

2 Thomas Supervisor at Elgin Soto is very easygoing, helpful, always on time,

Mikulski Medi Transport and never causes problems. As for the two tardy

occasions in June 2011, Mikulski stated that Soto

always calls if he is running behind. Mikulski

stated that Soto works well with female employees

and he has never received any complaints from

female employees about Soto. Soto has never been

disciplined or the target of an internal

investigation. Mikulski did not know of any

shortcomings Soto might have. He thinks Soto

would make a great firefighter.

¶ 13 On October 19, 2011, the Board held a meeting. The minutes reflect that, after a call to

order and a roll call, the Board, at 5:09 p.m., retired to executive session to discuss

“personnel.” Twelve minutes later, at 5:21 p.m., the Board returned and voted to withdraw

the conditional offer of employment with the fire department (the minutes do not mention

Soto by name). Discussion was then had about considering changes to the rules and

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regulations. The meeting adjourned at 5:35 p.m.

¶ 14 On November 1, 2011 (six months after the offer of employment), the Board wrote Soto

that: “after review of employment and background information, [we] have made the decision

to rescind the conditional offer of employment issued on May 23, 2011.”2

¶ 15 Soto filed an action for administrative review on December 5, 2011. After receiving

briefs on the issues, the trial court determined that, discounting and giving “no weight

whatsoever” to the Geneva police report that resulted in no charges against Soto, the record

contained interviews (specifically, with Thomas Crawford from Elgin Medi Transport and

Greg Ingraham of First Care Ambulance) reflecting certain problems with Soto, including

that he would not be promotable within Crawford’s agency, that there had been complaints

about Soto from female coworkers, that Soto had not complied with continuing education

requirements, and that he was hard-headed and not much of a “people person.” The court

acknowledged “ample evidence” that painted a different picture of Soto, but determined that

the fact that “negative reports exist” is sufficient to find that the Board’s decision is not

contrary to the manifest weight of the evidence. The court concluded, “As the defense noted,

if there are other applicants with a better work history that are available, who is the court to

tell the Board that they must overlook what might be significant information which weighs

against hiring Mr. Soto.” On June 22, 2012, the court denied Soto’s motion for

reconsideration.

¶ 16 II. ANALYSIS

¶ 17 Soto’s arguments on appeal can be summarized as challenging the Board’s failure to

issue standards for passing the background examination and its failure to issue findings for

the trial court to review. He also argues that the record the trial court reviewed was replete

with evidence that was either irrelevant or inadmissible hearsay.

¶ 18 The Board asserts that Soto clearly knew the standards for employment and that, because

his offer of employment was conditioned on a background check, Soto had no claim to the

firefighter position. The Board does not, however, directly dispute Soto’s claim that it failed

to make any findings. Instead, it argues that the record contains evidence to support its

decision, such as: (1) Ingraham’s report that Soto had a bad attitude toward female

coworkers, is hard-headed, and is not much of a “people person”; and (2) Crawford’s report

that Soto had been disciplined for reporting late to work and would not be promotable within

Crawford’s company (because he did not pay attention to his personal appearance). The

Board questions whether it should have to hire an applicant who is not a hard worker or a

“people person,” and is hard-headed and unkempt, “when other applicants with a better work

history may be available.” The Board also notes that it could be liable for negligent hiring

if, despite the report of Soto’s poor attitude toward women, it were to hire him and he were

later charged with sexual harassment or sexual abuse. For the following reasons, we agree

with Soto that the Board’s failure to make findings regarding its hiring decision requires a

2

There is no dispute that Soto successfully satisfied the other conditions of the offer

(psychological examination, medical examination, etc.).

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remand for it to do so.

¶ 19 Before delving into the substantive issues, we provide some background of the statutory

provisions, goals, and standards that guide our review. First, the Board’s hiring process falls

under the purview of the Illinois Municipal Code (Municipal Code) (65 ILCS 5/10-2.1-1 et

seq. (West 2010)), which, in section 10-2.1-6, establishes requirements for the examination

and disqualification of fire department applicants (65 ILCS 5/10-2.1-6 (West 2010)). The

Municipal Code provides that the Administrative Review Law (Review Law) (735 ILCS 5/3-

101 et seq. (West 2010)) applies to and governs proceedings for judicial review of final

administrative decisions of boards of fire and police commissioners. See 65 ILCS 5/10-2.1-

17 (West 2010); see also Burgess v. Board of Fire & Police Commissioners, 275 Ill. App.

3d 315, 320 (1995) (“all final decisions rendered by boards of fire and police commissioners

constituted under the [Municipal Code], including those regarding hiring, are reviewable

exclusively under the Administrative Review Law” (emphasis in original)); Mueller v. Board

of Fire & Police Commissioners, 267 Ill. App. 3d 726, 731-32 (1994) (the Review Law

provides the exclusive method of review of all final decisions, including hiring decisions, of

a board).

¶ 20 The Board’s hiring decisions are subject to review because there exist important statutory

objectives for hiring applicants on the basis of ability and merit. Mueller, 267 Ill. App. 3d

at 731-32.

“[T]he legislature intended that the Board promulgate rules to provide for the orderly

appointment and promotion of employees based on public, competitive, qualifying

examinations and for the removal of such employees only for cause. [Citation.] These

functions are intertwined in the rules provisions which are intended to provide for a

unified system–premised on merit, the ability to perform, and good character–for the

employment, retention, and discharge of members of fire and police departments.” Id.

The Municipal Code’s statutory scheme seeks to “guarantee access to eligibility for

employment based on fair consideration of the applicants’ qualifications.” Id. at 732.

Accordingly, “[i]t is the court’s duty to protect the rights of applicants for employment and

to make certain that a denial of employment is predicated upon proper legal principles.”

(Emphasis added.) Id. at 734; see also Cremer v. City of Macomb Board of Fire & Police

Commissioners, 260 Ill. App. 3d 765, 767 (1994).

¶ 21 In keeping with the Municipal Code’s intention that appointments to fire department

positions are public and premised on merit, once Soto achieved placement on the eligibility

list, he acquired a legal right to ensure that the decision to deny him employment was not

contrary to the manifest weight of the evidence or based on improper factors.3 See Cremer,

260 Ill. App. 3d at 766. “The posting of an eligibility list carries legal significance. [Citation.]

While it does not give a candidate a vested right to a position, it does give the candidate

3

Here, there is no challenge to Soto’s standing to bring this lawsuit or to the propriety of

placing Soto on the eligibility list that, in turn, gave rise to that standing. Indeed, the Board agrees

that, when it posted its eligibility list, Soto became eligible and, in turn, acquired standing to ensure

that proper hiring procedures were thereafter followed.

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standing to assert that the procedure created by the statute has not been followed.” Id. As

such, although the Board is correct that Soto had no entitlement to the position, its decision

rejecting Soto for the position remains one “which affects his legal rights, duties or

privileges” and, accordingly, is subject to our review. Mueller, 267 Ill. App. 3d at 734;

Schickedanz v. City of O’Fallon, 248 Ill. App. 3d 746, 748 (1993) (board’s notification to the

plaintiff, who had been placed on a final eligibility roster, that he would not be hired

constituted a final administrative decision that affected the legal rights, duties, and privileges

of the plaintiff and was, therefore, subject to review).

¶ 22 In a case arising under the Review Law, we review the decision of the administrative

agency, not the determination of the trial court. Wade v. City of North Chicago Police

Pension Board, 226 Ill. 2d 485, 504 (2007). The administrative body has a duty to provide

the trial court with a sufficiently complete record of proceedings. Mueller, 267 Ill. App. 3d

at 733. Our review extends to all questions of law and fact presented by the record (Wade,

226 Ill. 2d at 504), and the findings and conclusions of the administrative body on questions

of fact shall be held to be prima facie true and correct. 735 ILCS 5/3-110 (West 2010). The

reviewing court is limited to ascertaining whether such findings of fact are against the

manifest weight of the evidence, i.e., whether the opposite conclusion is clearly evident. City

of Belvidere v. Illinois State Labor Relations Board, 181 Ill. 2d 191, 204 (1998).

Nevertheless, while we may not reweigh the evidence, we will seek to determine whether the

decision of the administrative body is “ ‘just and reasonable in light of the evidence

presented.’ ” Murbach v. Anderson, 96 Ill. App. 3d 1015, 1018 (1981) (quoting Davern v.

Civil Service Comm’n, 47 Ill. 2d 469, 471 (1970)).

¶ 23 Here, our ability to ascertain whether the Board’s findings that resulted in its rescission

of the employment offer were contrary to the manifest weight of the evidence is constrained

because the Board made no findings as to the basis of its decision. The record reflects only

that the Board retired to executive session to discuss “personnel”; it then issued a letter to

Soto stating that, upon its “review of employment and background information,” the

conditional offer of employment was rescinded. The Board does not assert on appeal that it

did, in fact, make findings. Instead, it argues that certain statements or information in

Lamela’s report are sufficient to support its “opinion.” We, however, do not know what

single factor or combination of factors the Board (as opposed to counsel offering argument

on the Board’s behalf) considered fatal to Soto’s employment. As the record is silent

regarding what findings it determined rendered Soto ineligible for employment, the Board

could have, theoretically, withdrawn the offer for improper reasons. For example, although

the Board suggests on appeal that Lamela’s report included information speaking to Soto’s

character (see 65 ILCS 5/10-2.1-6(j) (West 2010) (no person shall be appointed to the fire

department unless he or she is a person of good character)),4 the Board made no finding that

4

Section 10-2.1-6(j) of the Municipal Code continues that no person may be appointed if he

or she is a habitual drunkard, gambler, or if he or she has been convicted of a felony or a crime

involving moral turpitude. Nevertheless, with a few specified exceptions, a candidate may not be

disqualified on the basis of a record of misdemeanor convictions or of arrests (for any reason) that

resulted in no conviction. 65 ILCS 5/10-2.1-6(j) (West 2010).

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Soto was not a person of good character, let alone its bases for so finding.

¶ 24 The Board’s arguments on appeal, pointing us to evidence in the record that could

support its decision, essentially suggest that explicit findings are unnecessary where the basis

for its decision might be obvious upon reviewing the record. Indeed, the trial court essentially

adopted this approach where it found that, as long as two negative reports were present in the

record, there was a basis for the Board’s decision and it was not contrary to the manifest

weight of the evidence. However, we do not agree with this approach: it puts this court in the

position of doing what the Board was obligated to do–identifying in the record reasons that

could justify the Board’s decision. This ultimately puts us in a position of advocacy for the

Board.

¶ 25 We find instructive the decision in Schmeier v. Chicago Park District, 301 Ill. App. 3d

17 (1998), where the court faced a similar dilemma. There, the court was asked to review a

personnel board’s decision that lacked factual findings. The personnel board argued that its

findings were implicit, were supported by the record, and were not contrary to the manifest

weight of the evidence. The court, however, declined to:

“adopt the Board’s suggested modus operandi and (1) assume that it made factual

findings that would render its order not an abuse of discretion, (2) search the record to

figure out what such findings it could have made, and (3) uphold those findings that we

guess the Board to have made unless they are against the manifest weight of the

evidence. There are serious problems with this suggested approach, not the least of which

is that it would appear to eliminate the possibility of a finding that the agency had abused

its discretion. When an agency states its factual conclusions and states what action it is

taking based on those findings, this court may determine whether the agency has abused

its discretion and will reverse when it has done so. [Citation.] Under the Board’s

proposal there is no possibility of such a finding unless its findings are against the

manifest weight of the evidence, because we must assume that the agency made factual

findings which would support its action. Effectively, this court would be an advocate for

the agency.” Id. at 33-34.

¶ 26 The court in Schmeier further noted that, where there could be multiple bases for the

agency’s decision, yet no findings were made, the appropriate course of action is generally

to remand the case to the agency for it to make findings.5 Id. at 34; see also Mueller, 267 Ill.

App. 3d at 734 (where the plaintiff’s name was removed from the eligibility list for a

firefighter-paramedic position for allegedly failing a psychological examination, but the

board did not provide any details concerning the failed examination, the court noted that the

trial court has the power to make any order that it deems proper to obtain from the board a

record sufficient for judicial review; it reversed and remanded for the board to provide

appropriate documentary evidence concerning its decision so that the court could examine

5

Interestingly, in Schmeier, the court did not remand: it determined that the record reflected

only one possible basis for the personnel board’s decision and that this finding, if it were to be made

on remand, would be contrary to the manifest weight of the evidence because it would be based on

incredible testimony and hearsay. Schmeier, 301 Ill. App. 3d at 35-36.

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whether the decision was proper); Cremer, 260 Ill. App. 3d at 766-67 (where the board

refused to hire the plaintiff as a firefighter because he allegedly failed a mental examination,

but it withheld the results of the plaintiff’s examination, the court, after reiterating its duty

to protect applicants for employment and to ensure that denial of employment is based on

proper legal principles, noted that it could not fulfill that duty if the board were allowed to

withhold the results of the plaintiff’s examination; the court reversed and remanded, ordering

that the results be provided to the plaintiff as part of the evidence before the board). Here,

we agree with the foregoing authority that, where there could be multiple bases for the

decision, but no findings are made, remand for the Board to issue findings is appropriate.

¶ 27 Also, the Board’s decision to rescind an offer of employment to Soto, who achieved

placement on the eligibility list, might have meaningful future repercussions for him, as

reflected by the fact that the Board’s own application for employment asks applicants

whether they have ever been placed on a civil service list only to be subsequently either not

hired or rejected. Because the Board’s decision could affect Soto’s ability to obtain such

positions in the future, and given the Municipal Code’s parameters, it is incumbent on a

reviewing court to determine whether the Board relied on improper factors in removing Soto

from the list or whether its decision was against the manifest weight of the evidence. Instead,

Soto and this court received only a conclusion, i.e., the decision, and the Board asks us to

simply assume that its conclusion was based on the two reports to which it directs our

attention on appeal (Ingraham and Crawford).6 While we agree that even one piece of

credible information may theoretically outweigh other evidence, here the Board provided no

findings as to whether it, in fact, relied on those reports, why it relied on those reports, or

whether it relied on any potentially improper factors present in the record. Again, we have

no findings to explain why the Board came to its decision and we will not make assumptions

on the Board’s behalf.

¶ 28 We disagree with Soto that an evidentiary hearing must be held before a hiring decision

is made. The Municipal Code provides that hearings must be conducted only when removing

or discharging a member of the fire department (65 ILCS 5/10-2.1-17 (West 2010)), not

when denying an applicant a position. Contrary to Soto’s assertion, section 10-2.1-6(j) does

not suggest otherwise. That provision, after summarizing that only certain misdemeanor and

other convictions may disqualify a person, states that “[a]ny such person who is in the

department may be removed on charges brought and after a trial as provided in this Division

2.1.” (Emphases added.) 65 ILCS 5/10-2.1-6(j) (West 2010). We read this sentence to mean

that persons already appointed who are convicted of one of the disqualifying crimes may be

removed only after a hearing in compliance with section 10-2.1-17. See also Beazley v.

6

On appeal, the Board makes no argument that the Geneva police report supports its

conclusion. Indeed, at oral argument the Board conceded that, as there were no charges brought

against Soto, and as even most misdemeanor convictions are not sufficient bases for disqualification

from employment (see 65 ILCS 5/10-2.1-6 (West 2010); Murbach, 96 Ill. App. 3d at 1019 (finding

board’s rejection of an applicant for drug use both contrary to the manifest weight of the evidence

and contrary to law)), it would be legally improper to view that incident as a basis to disqualify Soto

from employment.

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Wosik, 119 Ill. 2d 437, 440 (1988) (after the city’s personnel department decided not to hire

him, an applicant for employment as a probationary police officer had no right to a hearing

to review his qualifications for the position; the supreme court noted that there was no statute

or rule creating such a right, the city’s personnel rules provided grievance hearings only for

those already employed, and probationary police officers may be discharged without a

hearing and, so, it follows that an unsuccessful applicant for the position of probationary

police officer need not be given a hearing).

¶ 29 Further, we note that we do not agree with Soto that the Board could not consider hearsay

evidence, for even the positive reports about him are hearsay. Finally, we do not find

practicable Soto’s suggestion that the Board must issue standards for achieving a passing

score on the background check; rather, it is inherent in any background check that the

information derived therefrom will be considered alongside other information (applications,

resumes, interviews with the candidate, etc.), and the inquiry is then whether, in light of all

the information before it, the Board’s decision was contrary to the manifest weight of the

evidence.

¶ 30 Nevertheless, the aforementioned questions about what the Board considered, what

weight it gave to some reports, and whether or why those reports reflect on a disqualifying

factor as outlined in the Municipal Code all highlight the importance of the requirement that

the Board issue findings for its decision. Our inability to ascertain on review what the Board

did or did not do, and what it did or did not consider, makes remand necessary.

¶ 31 Finally, because we have no findings to review and do not know what the Board relied

on to make its decision, we decline to address the Board’s argument that, if it were to ignore

the negative reports of Soto’s attitude toward women and Soto were later charged with

sexual harassment or sexual abuse, the Board could be subject to a negligent-hiring lawsuit.

Our analysis of this argument would be speculative, given that it is based on reports that

might or might not have formed the basis of the Board’s decision.

¶ 32 In sum, it is our responsibility to ensure that the Board followed legal parameters in

making its decision, and, because there are no findings, we cannot do so. We reverse and

remand for the Board to make factual findings regarding its decision (the Board may, if it

deems necessary, reopen its investigation of Soto’s application). Specifically, if on remand

the Board determines that the offer should remain rescinded and that Soto is disqualified

from employment under the Municipal Code, it must issue findings as to why, based on the

record, it came to that conclusion. See Mueller, 267 Ill. App. 3d at 734 (“the circuit court has

the power to make any order that it deems proper to obtain from the administrative agency

a record sufficient for judicial review”).

¶ 33 III. CONCLUSION

¶ 34 For the foregoing reasons, the judgment of the circuit court of Kane County is reversed

and the cause is remanded.

¶ 35 Reversed and remanded.

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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